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Social Complexity in Chinese Coastal Neolithic Sites

Author(s): Richard Pearson


Source: Science, New Series, Vol. 213, No. 4512 (Sep. 4, 1981), pp. 1078-1086
Published by: American Association for the Advancement of Science
Stable URL: http://www.jstor.org/stable/1686633
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threebroadgroups-the earlierQinglian-
gang culture spreadingacross northern
Zhejiang, Jiangsu, and southern Shan-
dong from roughly 5000 to 3000 B.C.
(recalibrated dates), and the later
Social Complexity in Chinese Dawenkou culture in the north with its
contemporary, the Liangju culture, in
Coastal Neolithic Sites the south from about 3000 to 2000 B.C.
The traditionsrunningthroughthese cul-
tures are thought to have constituted a
Richard Pearson majorelementin the emergenceof civili-
zation along the southern edge of the
Yellow River (3). There is considerable
evidence to suggest that the Neolithic of
Emergingcomplex societies show in- in Zhejiang (1). Perhaps the technologi- easternand coastal Chinawas somewhat
creasing quantities, varieties, and spe- cal base for subsistence was set in the independentof and parallelto the Neo-
cializationof materialgoods. Archeolog- Early Neolithic, and subsequent changes lithic of the centralplain, being based on
ical excavations of Chinese Neolithic in the organization of production led to differentcultivars and ecological condi-
sites from the coastal provinces of Zhe- the increased wealth obvious from the tions.
jiang, Jiangsu, and Shandong, carried cemeteries. Through comparison of The stratified Hemudu site, on the
out in the past 20 years, offer rich evi- numbers of grave offerings, I document southern shore of Hangzhou Bay, has
dence of the gradual development of some of the changes that occurred in yielded the remains of cultivated rice,
materialwealth and its localization. these sites. Oryza sativa subspecies hsien Ting (4),
associated with several radiocarbon
dates of about5000 B.C. (5). Otherplant
Summary.Neolithiccemeteries in Zhejiang,Jiangsu, and Shandong provinces remainsfound in the same layer include
fromabout 5000 to 2000 B.C. show increases in the mean numbersof burialgoods, water caltrop, sour date, otherfruitsand
goods found with males, and tools used as grave goods; separation of burial nuts, and bones of water buffalo, dogs,
of sets of tools foundwithmales and females; a decrease in
localities;differentiation mink, crocodiles, pelicans, and fishing
goods found with children;and common ornamentsfound with males and females. cormorants.
The distributionof tools seems to reflect a sexual division,with an increase in the Layer 4 of the Hemudu site yielded a
prominenceof males which may be associated with intensificationof cultivation. large sample of cultivating tools fash-
Emergence of rankingis suggested by very rich graves and ornamentsshared by ioned from the scapulae of an unidenti-
males and females. Chinese theories of culturalevolutionare introduced. fied ungulate;these are thought to have
been tied to a long handleand used in the
manner of a spade. Since the Hemudu
Ten cemeteries have yielded a total The firstpartof this articlegives back- site yielded a large numberof tools for
sample of some 600 burials, for which groundinformationaboutthe archeologi- cultivation, piles of rice husks, and
the excavators have provided tabula- cal sites. The second partis a synopsis of wooden house remains suggesting per-
tions of orientation, grave preparation, the ideas that Chinese archeologistsand manent occupation, archeologists have
burialobjects, and relative location. An historianshave about the patternswhich concluded that the cultivation system
11th site, at Wangyin, which has only they find in these sites. The thirdpart is was one of "reclaimingwasteland," that
briefly been reported, is said to have an analysis of aspects of the burialdata, is, short fallow (4, p. 23).
yielded another885 individuals.For four and the fourthand final part is a discus- Pollen datafrom the Songze site in the
large sites, Yuduncun,Liulin, Dadunzi, sion. Yangtze delta indicate that in the sixth
and Dawenkou, good preservationper- millenniumB.C. temperatureswere 2?to
mittedidentificationof age and sex for a 3?Chigher than at present and that the
large part of the sample. Although Chi- Archeological Background Yangtze delta was at an early stage of
nese archeologists provided brief sum- formation. In the fifth millennium(the
maries of the main trends of excavation In low-lying country along the East middle culturallayer of Songze) the cli-
results and made general statements China Sea, Neolithic sites have gained mate was slightly cooler and deciduous
aboutthe evolution of complex societies increasing attention from Chinese re- tree species had replacedan early forest
on the basis of the excavations, they did searchers(Fig. 1). Most of the sites are dominatedby broadleaf evergreen oak
not produce any systematic analysis of cemeteries.Theirclassificationis a topic trees (Castanopsisand Quercusglauca).
trends within sites or comparisons be- of ongoing debate, particularlyamong By the middle cultural layer, which
tween sites. A radiocarbonchronology archeologistsfrom Beijing, Nanjing,and wouldbe the finalperiodof the Neolithic
has been developedfor this regionwithin Shanghai.In the early 1960'sall of these (thirdmillenniumB.C.), the annualmean
the past 5 years and shows that the sites sites were thoughtto be relativelylate- temperatureis thoughtto have been 1?to
span three millenniafrom about 5000 to the remainsof people who migratedfrom 2?Chigher.Morus(mulberry)pollen dra-
2000 B.C. (Table 1). The subsistence the central plain of North China, the matically increased, which might indi-
patternof the people is becomingclearer focus of culturaldevelopment.Radiocar- cate the development of active sericul-
with the excavation of the Hemudu site bon dates in the past few years, howev- ture (6).
er, have shown that chronologicallythey The Yuduncun site, which lies south-
The author is a professor in the Department of are contemporary with the advanced east of the city of Changzhou in the
Anthropology and Sociology, University of British Neolithic of the Yellow River basin (2). Yangtze delta region, is stratified, and its
Columbia, Vancouver, British Columbia, Canada
V6T 2B2. A recent scheme places these sites in earliest layer is among the oldest in the
1078 0036-8075/81/0904-1078$01.00/0 Copyright ? 1981 AAAS SCIENCE, VOL. 213, 4 SEPTEMBER 1981
: -.

local sequence. Excavated in the early specialty, but the trend varies in later accompaniedby grave offerings.In layer
1960's and again in 1972 and 1973, the sites. 2, two out of three had grave goods.
site is typical of the Qingliangangsites In general, grave goods were present A single grave from layer IB, that of a
southof the YangtzeRiver, in the areaof in more instances for each age and sex middle-agedmale lying in an extended
Lake Taihu. The three cultural layers categoryin layer 2 than in layer 3. How- dorsal position (the usual position of all
represent Early, Middle, and Late ever, the most dramaticdifferencewas in of the later burials), contained nine pot-
Quingliangang.The authorof the report the case of middle-agedmales, with only tery vessels, a pottery spindle whorl, a
states that the site existed within the one individualout of six in layer 3 being perforatedstone adze, five unperforated
prosperousperiod of matrilinealsociety
(7).
All of the burials were of single indi- I Pe
n
g IIi
_
. .. .
viduals. The excavators could not dis-
cern carefullyexcavated grave pits, and
suggest that the dead were laid on the
surfaceof the groundand covered with a
mound of earth. In layer 3, the bottom-
most layer, all but one of the 33 burials
were facedown. The exception was a
burial for which the position was not
clear. In layer2, 21 of the 29 burialswere Jingzhz hen

in a ventral extended position, lying


' Dawenkou
facedown. 380N
Objects were placed at the end of the
grave, beyond the head, along one side,
or even on top of the individual. Some Wangyihn __

tools were placed in the hands, and slit


Ganshang
jade (jue) earrings were apparently at- Datazhuang
zh_

tachedto the ears. In layer 3, only seven Dad

of the 33 burials possessed any grave Oud lt L2l;)lc~Huting L1a n y-un


<i
a
goods at all. One of these, a child (sex
undetermined),had a smalljade tube and
a jade bead. Of the 17 male skeletons
only two possessed grave goods-one
middle-agedman's grave containeda red
pottery vessel, and in one male's grave
there was a jar (guan). Three females Bei
yrnyangyinny
were buried with grave goods-with a
young female there was a piece of stone
raw material,with a maturefemale two '~~~~~~~~~~~~~~~~~~~~~~~~~~~~-x
jade beads, and with a middle-agedfe-
male a perforatedadze and antlerawl. In
general, grave goods were particularly
rare and most of the objects were not
utilitariangoods but modest ornaments.
The richest burialin the entire layer was
that of a female (number 16), who was
buriedwith two grayware tripods(ding),
a red stand (dou), two differentkinds of
jars, a pottery spindlewhorl, a bone awl,
and a bone arrowhead.She was the only
female in the entire layer to be buried
with pottery vessels.
In layer 2, from a total of 29 burials,21
were interredwith grave offerings;12 of
these includedpottery. For the children,
the grave offeringswere pottery vessels
and one small slitjue earring.For males,
the offerings were pottery vessels and
other utilitarian objects, as well as a
bone hairpin. One stone spindle whorl
was found in association with an old 250 meter contour is indicated I00 km
man. Only two female burials from a
total of ten were without burial goods, swamp or marsh c canal
and all of those with grave goods pos- ,/?:!:,s
and
sessed a spindle whorl. Weaving at
this point seems to have been a female Fig. 1. Mapshowinglocationsof Neolithicsitesin China.
4 SEPTEMBER 1981 1079
adzes (chan), and a chisel. It dates from was constructed of logs that were rough- large ivory tube, and an ivory comb. The
a much later period. ly trimmed after the bark was removed grave pottery, 38 vessels in total, in-
Dawenkou, in southern Shandong, and were fitted together like the sides of cludes white and black wares and very
provides a good example of a later site. It a wooden well shaft. This elaborate fine painted pottery. In the grave pit,
was excavated in the late 1950's for chamber stood in the middle of a much beyond the head, there was one group of
several months. Some 5400 square me- larger grave pit. small white and black pottery vessels,
ters were uncovered, yielding a ceme- In order to give a general impression consisting of tripods, narrow-necked jars
tery with 133 burials. Three periods were of the Dawenkou site, I give four exam- and a jug (guei), basin and cup-alto-
segregated on stratigraphic and stylistic ples of burials-a large and small exam- gether 11 items. On top of the head there
evidence. It is interesting that four ple from both the early and late periods was an ivory comb and on the forehead a
graves had no skeletal remains. The au- of the site. Grave 55, an example of a string of oblong plaque-like pendants.
thors state that these graves may have small grave from the early period, con- On the right arm there was a bracelet of
been prepared for individuals who died tained a female in an outstretched dorsal clear green jade. By the right hip there
away from home, as done by modern position in a pit 0.6 m wide, 1 m deep, were a perforated jade adze and a bone
fishing people (8). Seven double burials and 2.36 m long. Above the head there engraved tube. On each side of the body,
and three triple burials occurred. In addi- was one jar; near the right hand, a paint- at about waist level, there were an elabo-
tion to pottery and stone tools, grave ed, narrow-necked jar; and below the rately painted jar with handles and a
goods included pig skulls, turtle shells, legs, a tripod, a spindle whorl, and a pig black cup. Outside the grave chamber,
jade ornaments, and ivory engraved and skull. Grave 13, a large grave from the but within the pit, there was a large
inlaid objects. Deer teeth (from the horn- early period, contained a male about 40 amount of pottery. The vessels seemed
less local roebuck) were also common. years old on the left and a female in her to be placed in an organized fashion,
Some of the burials showed evidence of late 30's on the right. The grave con- suggesting a formal burial ritual.
the custom of removal of the upper later- tained 14 pig skulls, 19 pottery vessels, In the southeast corner there were
al incisors of both males and females in an ivory engraved tube, bone spoons, large vessels a red painted guan, a
their teens. awls, arrowheads, and stone adzes. In white narrow-necked jar with handles,
The authors of the Dawenkou report total, there were 40 grave objects. The and a tall cup, among others. Nearby
state that usually the deer teeth were female was elevated above the male by was a small pile of pieces of crocodile
placed between the fingers, adzes by the about 7 centimeters. hide. In the northeast corner there was a
hips, antler and bone objects near the Grave 10 is an example of a large grave group of vessels including a white pot-
hips, bone arrowheads and points be- of the late period. The total length of the tery cup and a footed stand. There was
tween the legs, pig skulls below the feet, grave is 4.2 m, the width 3.2 m, and the also a pile of crocodile hide pieces and
and small objects, such as hair orna- depth 0.36 m. Inside this large pit is a ornaments, including bone and jade
ments, over the head (8, p. 12). They burial chamber 2.37 m long and 1.28 m bracelets. At the west end of the grave
were able to distinguish small, medium, wide. The person in the grave was a there were three rows of pottery vessels
and large graves in each of the three female 50 to 55 years old. She was lying of different kinds.
periods. In addition, special wooden on her back, with her legs extended. Her In grave 5, a small grave of the late
grave lids and chambers were construct- hands held deer teeth. Around the body period, the mature individual (sex not
ed. The first type was a lid made of was a layer of black, ashy material 2 cm identified) lay outstretched dorsally.
undressed logs, which went over the pit thick, which may have been the remains Each hand held a deer tusk. On top of
and rested on a crosspiece. The second of clothes. Around the neck were three the head was a pair of hair ties; near the
had a top and four sides with a bottom of strings of turquoise(?) beads. There were right ear a piece of turquoise(?). On the
loose logs. The third and most elaborate also a jade bracelet, a perforated adze, a left arm was a bracelet, and under the

Table 1. Comparativechronologyof the North Chinaplain and eastern coastal areas.


Date NorthernJiangsu,
North Chinaplain southernShandong SouthernJiangsu,Zhejiang
(B.C.)
Incipient Neolithic
5000
4750 Early Yangshaoculture Early Qingliangangculture Hemuduculture
4500 (Banpo type) Early Qingliangangculture
4250 (Majiabinperiod)
4000 MiddleYangshaoculture MiddleQingliangangculture, 1 and 2 MiddleQingliangangculture
3750 (Liulinearly and late periods) (Beiyinyangyingperiod)
3500 Late Yangshaoculture Late Qingliangangculture
(Jinwangzhaitype) (Huatingperiod)
3250 MiddleQingliangang,2
3000 (Songze period)
Late Qingliangangculture
(Zhanglingshanperiod)
2750 Miaodigouperiod 2 Early Dawenkouculture
culture
2500
2250 Henan Longshanculture Late Dawenkouculture Liangjuculture
1750 Early Erlitouperiod ShandongLongshanculture Hushu culture
1500

1080 VOL.213
SCIENCE,
hip, at the edge of the grave pit, there he considers that the occupants of the that the society was matrilineal and that
were four beads and a bone hairpin. To graves were not slaveholders but clan people were economically equal. In the
the right of the head there was a group of heads. Production was not high enough, Liulin graves, stone production tools
pottery vessels including a footed stand, classes not clear-cut enough, and class such as adzes and chisels were far more
a narrow-necked jar, a high goblet, a conflict not sufficiently well developed frequently buried with males than with
cylindrical cup, and a guan. to show state emergence. Chen Guojiang females. Spindle whorls were found al-
In this section I have attempted to represents a third view: that Dawenkou most exclusively in female graves, while
describe some of the archeological de- is at the clan level, since the grave offer- dogs were buried in male graves. The
tails of the sites. I next briefly summa- ing tools were actually utilitarian, used various kinds of ceramics from sites such
rize some of the interpretations of the by their owners as tools of production. as Liulin and Dadunzi, as well as those
sites offered by Chinese archeologists Wei (10, p. 3) states that at Dawenkou of later time periods, are thought to be
and historians. there is evidence of exchange activities wine vessels, suggesting some surplus
between individuals and families. (I pre- grain for wine production, beyond the
sume that this exchange is indicated by needs for cereal consumption.
Chinese Interpretations of Neolithic sumptuary items such as jade and bone Zhong states that animal domestica-
Social Evolution ornaments.) This is seen as an indication tion, evident from the pig skull offerings,
of a "cold exchange system," which is shows that the people were patrilineal,
Particularly notable in Chinese writ- said to have taken the place of a more since domestication was derived from
ings has been retention of the idea of a humane, nonprofit gift exchange among hunting, which is said to be a male
shift from the matrilineal clan to the people in clans. In the sites belonging to activity. In some burials, particular
patrilineal monogamous family. In Early the final period of primitive society, the kinds of tools such as bone awls and
Yangshao and at the same time period in skull or jaws of a pig or sheep were needles, buried with individuals who
Zhejiang, Jiangxi, and Gwangdong, a almost always included as offerings. died in their prime, seem to mark these
matrilineal society existed. From Middle These constituted a medium of ex- people as craftsmen. Zhong states that
Yangshao and the contemporary period change. In (12), the presence of a young by this time crafts would have become so
of Qingliangang, the possession of pri- female skeleton in a burial of an old complex that it would take a long time to
vate property and a monogamous system couple is taken as evidence that a slave learn the production skills, and that the
emerged (9). During a transitional stage was killed to follow her master. occupants of Liulin were organized in a
between the two forms, an exceptional Zhong (13) surveys in brief the entire clan, which was subdivided into many
stage could arise, in which patriliny and span of Neolithic sites in the area of patrilineal families. Each family is sup-
polygamy together could impose a spe- Shandong, Jiangsu, and Zhejiang. He posed to have owned an independent
cial form of enslavement of women. states that the earliest sites such as Er- grave area, distinct from those of other
Wei (10) states that as the productive jiancun, near the northern port of Lien- families in the clan. The family is said to
power of the society became stronger, it yungang, Jiangsu, with few grave goods have been the basic unit of labor, which
became necessary that the basic produc- (a total sample of seven graves) show owned the materials and the goods pro-
tion unit be reduced. The patrilineal fam-
ily unit replaced the primitive clan unit
for agriculture and hunting, causing seri- Table 2. Mean number of pottery objects per burial from Chinese Neolithic cemeteries in
ous social change. As the clan labor Zhejiang,Jiangsu,and Shandong(14). Pottery includes pottery spoons and spindle whorls as
group was replaced by the family unit of well as vessels. The sites are arrangedin very roughchronologicalorderfrom early to late.
labor, the family monopoly and private identi- Burialsidentified
Total burials Burials
property system emerged. "The family Totalburials
fed as male as female
gained power and threatened the power
of the clan commune" (10). According to Site, layer, Per- Mean Mean Mean
or phase Sa- cent number number number
Wei, habitation sites of this transitional with of of of
T- T-
period lack large cooperative dwellings pot- pottery pottery pottery
or clustered storage pits. Instead, there tery objects objects objects
are relatively smaller dwellings with Yuduncun
smaller storage pits. Layer 3 33 9.1 0.2 17 0.4 7 0
Dawenkou, belonging to the final stage Layer2 29 41.4 0.7 7 1.3 10 0.5
of the Neolithic, is said to show the Layer IB 1 100 1 0
Majiabin 30 11 0.32
process of change from matrilineal to 201 78.6 2.7
Beiyinyangying
patrilineal society and the stage of disso- Liulin
lution of the clan system (11). Tang Lan Excavation2, 86 69.6 2.6 37 2 33 3.1
believes that Dawenkou is the legendary lower
state of Shaohao, with the graves of Excavation2, 48 79.2 4.6 20 3.7 15 7.4
males richer than those of females and upper
Excavation1 52 40.4 1.8 4 0.8 3 3
evidence for the existence of slaves. He Songze 51 88 3.8
interprets a change from a clan society to Dadunzi
slave society and the separation of craft Liulin layer 27 81.5 3.7 13 4.5 8 5.1
Huatinglayer 15 86.7 6.5 7 9.6 4 7.5
specialization from agriculture. Peng Dawenkou
Bangtung states that Dawenkou repre- Early 72 91.7 4.9 8 5.6 8 6.3
sents the slave society level, but still Middle 17 94.1 7.6
shows final stages of clan social organi- Late 24 100 22.1 6 25.2 3 39
zation. Although he acknowledges pri- Xixiahou 11 100 53.6 6 57.5 4 52.8
Dafanzhuang 26 96 27.2
vate ownership and wealth differences,
4 SEPTEMBER 1981 1081
Table 3. Grave goods in Dawenkou, Shandong. Shown are the number of graves with offerings, the mean number of offerings for all single graves,
and the standard deviation.

Adzes, Stone,
Ce- other jade Pig Deer Turtle Stone Grave Grave
Value pit ledge
ramics stone orna- skulls tusks shells beads
tools ments (present) (present)

Earlyperiod (N = 72)
Graves with trait 66 31 13 23 26 5 1 4 11
Percent 91.7 43.0 18.0 32 36.1 6.9 1.4 5.6 15.3
Mean 4.90 0.97 0.53 0.83 0.93 0.15 0.01
Standard deviation 4.86 2.11 1.74 1.42 1.46 0.65 0.12
Middleperiod (N = 17)
Graves with trait 16 6 2 3 6 0 0 1 3
Percent 94.1 35.3 11.8 17.7 35.3 0 0 5.9 17.7
Mean 7.59 0.76 0.23 0.17 0.53 0
Standard deviation 8.05 1.56 0.75 0.39 0.80
Late period (N = 24)
Graves with trait 24 16 12 9 15 2 5 5 3
Percent 100 66.7 50 37.5 62.5 8.4 20.8 20.8 12.5
Mean 22.08 2.41 1.83 0.42 1.25 0.16 5.83
Standard deviation 24.92 4.38 3.00 0.58 1.44 0.56 17.10

duced. By the time of the Liangju and indication of increasing wealth of the everyone received the same proportion
Late Dawenkou cultures, the number of communities to which the individuals of the increase in wealth. In the later
types of ceramic vessels had increased belonged. sites, extremely rich graves occur with
enormously and the quality of the ceram- I did not analyze the situation for increasing frequency. To measure the
ics had also risen substantially. There stone tools for all nine sites. However, relative concentration of wealth in the
must have been specialists trained to preliminary analysis for the Dawenkou burials, a coefficient of variation was
make the various shapes and wares. Jade site, with its three layers (Table 3), sug- calculated for each component (see Ta-
objects also involved highly skilled gests the same pattern of increasing ble 4).
craftsmen. Zhong states that in the final numbers, indicated by increasing per- The coefficient of variation, computed
stage of primitive society, the emergence centages of graves with offerings and as 100 times the standard deviation di-
of partrilineal monogamous society was higher mean numbers of adzes and other vided by the mean, is a measure of
closely interrelated with the exchange of stone tools, jade and other stone orna- relative variability (15). Since the vari-
commodities. ments, pig skulls, deer tusks, and jade ance and the standard deviation have
beads, for which the increase is particu- magnitudes that are dependent on the
larly dramatic. Turtle shells show no magnitude of the data, a coefficient that
Analysis of Data from Chinese such dramatic increase, and one aspect expresses sample variability relative to
Neolithic Sites of grave preparation, the construction of the mean of the sample is used. In the
a ledge along one side of the pit (the case of the sample from Yuduncun layer
This section deals with the analysis of ercengtai), shows little change. 3, the mean is very low, and in this case
tabulated data from 16 components of In the case of the grave ledges, it is the relative difference between one ce-
the nine archeological sites outlined interesting to note that the mean num- ramic object and no ceramic objects is
above. In it I attempt to examine the bers of ceramic objects in burials with great. For our purposes, these early high
distribution of artifacts and burial treat- grave ledges are 8.1 for the early period, coefficients of variation do not seem to
ments in terms of changes in frequencies 19.0 for the middle period, and 53.7 for be of particular note. However, the trend
for different components and subgroup- the late period (data not shown in Table in sites with higher means and fewer
ings within them, and also the presence 3). In each case the mean is approxi- cases of no pottery is interesting, since
or absence of artifacts that may mark mately twice the mean for all the graves there appears to be an increase in rela-
certain statuses. of the same period. At Dawenkou some tive variability created by large discrep-
Increase in mean numbers of compo- graves had carefully constructed log ancies between rich and poor graves. As
nents of grave offerings. Table 2 shows chambers. The mean number of pottery the mean increases, more variability is
the number of pottery objects per burial objects for these graves in the early needed to maintain the same value for
from the nine sites studied (14). From period was 3.75 (one had no pottery), the coefficient of variation. For it to
sites at the earliest time level grave offer- while the mean for the five cases in the increase, the variability must increase
ings are rare, and when they occur their late period, all of which had pottery, was more than proportionally. This trend in
number is low. In the earliest compo- 50.6. Thus in the early period it was variation proportional to the mean indi-
nent, Yuduncun layer 3, and in Majiabin, roughly the same as for all the burials, cates; a widening gap between burials
only about 10 percent of all burials have while in the late period it was more than with large numbers of grave ceramics
grave ceramics, whereas in the latest twice as high. The middle period burials and those with relatively few.
component, such as the late period of contained a single example of the grave Different numbers of grave goods
the Dawenkou site, Xixiahou, and Da- pit. In the late period, three of the five found with males and females. Sex could
fanzhuang, the occurrence of grave ce- examples had both grave pit preparation be determined for a large number of
ramics is virtually universal. At the same and the grave ledge. specimens from Yuduncun, Dadunzi,
time, the mean number of ceramics in Range of variation of numbers within Dawenkou, and Xixiahou. The mean is
each burial increases dramatically. It each site. At the same time that the mean higher for females than for males, except
seems logical to state that this is an number of grave ceramics increased, not in layer 2 at the Yuduncun site, the upper
layer of Dadunzi, and Xixiahou. The and sex all have an effect on the frequen- ceramics varies significantly among the
later sites show a trend toward a greater cy of pottery in the graves. five burial groups. To control for the
number of grave ceramics for males than An analysis of variance was done to possible effects of layer (upper or lower),
females. This shift is not evident, howev- determine whether the mean number of sex, and age (0 to 20, 21 to 40, and 41 to
er, at the Dawenkou site, where the
sample of sex-identified skeletons is
Table 4. Sample size, mean, standarddeviation (S.D.), and coefficientof variation(C.V.) of
rather small, or at the site of Dafanz-
grave ceramicsfrom Chinese Neolithic sites.
huang.
In the Liulin site, female graves have a Site, layer, or phase Sample Mean S.D. C.V.
higher overall percentage of pottery of-
ferings in the lower layer and a higher Yuduncun
mean number than males at both levels Layer 3 33 0.21 0.89 424
(Table 5). In the Dadunzi site, which is of Layer 2 29 1.00 1.13 113
Majiabin 30 0.32 0.56 175
a later time period, the overall mean for
Liulin
males becomes higher than the overall Excavation2, lower 86 2.65 3.25 122
mean for females in the upper layer, Excavation2, upper 48 4.58 5.34 116
termed the Huating layer (Table 6). Excavation 1 52 1.79 2.23 125
In the Dadunzi site (Table 7) there was Beiyinyangying 201 2.65 2.70 102
Songze 51 3.82 3.20 83
a higher mean number of stone tools and Dadunzi
ornaments for females in both layers, Liulinlayer 27 3.70 3.34 90
and a sharp difference in the percentage Huatinglayer 15 6.47 5.18 80
of sex-identified graves possessing stone Dawenkou
Early 72 4.90 4.86 99
objects in the upper (Huating) layer. Middle 17 7.59 8.05 106
Every female-identified grave had stone Late 24 22.08 24.92 112
objects, while only half the male graves Dafanzhuang 26 27.15 27.18 100
had stone offerings.
Differences between age groupings
and sex. Liulin (Table 5) and Dadunzi Table5. Occurrenceand mean numberof ceramicsin singlegraves by age and sex, Liulinsite,
(Table 6) provide data about this rela- second excavation, lower and upperlayers. (Note that these means differfrom those given in
tionship. To make intervals consistent Table 2 because some individualsfor whom only sex was determinedare includedin Table 2,
and to secure larger samples, I made whereasonly those for whom sex and age were both determinedare includedhere.)
broad age categories. In the Liulin site Age (years) Total
(second excavation) grave ceramics oc- Value and
cur in the fewest cases, and the mean is 10-20 21-30 31-40 41-50 50-60 overall
mean
lowest for young males (10 to 20 years
old). For females in this age category, Lower layer
the mean is low in the lower layer but Total numberof males 4 5 13 10 5 37
Percentwith pottery 25 100 61.5 60 80 64.9
higher in the upper layer. For females, Male mean 0.5 3.4 2.1 1.5 2.4 1.9
the means tend to increase in old age. Total numberof females 9 8 5 2 9 33
The same trend of an increase for fe- Percentwith pottery 77.8 100 60 100 88.9 84.9
males of greater age can be seen in the Female mean 1.2 3.8 4.2 2.5 4.9 3.4
Dadunzi site. And in the case of males, Upper layer
Total numberof males 2 3 11 4 0 20
the mean drops off after middle age, that Percentwith pottery 50 100 90.0 75 0 85
of males in the 40-year category being Male mean 0.5 2.3 5.7 2.0 0 3.7
roughly twice that of the males in the 50- Total numberof females 3 3 7 1 1 15
year category. At the same time, the Percentwith pottery 66.6 100 71.5 100 100 80
mean for younger males (in the 30-year Female mean 5.7 4.0 6.0 3.0 27 6.7
category) is substantially lower than the
means for the other categories of age and
sex. Table6. Occurrenceand mean numberof ceramicsin single graves by age and sex, Liulinand
Huatinglayers, Dadunzisite.
Differences between localities within
one cemetery. In the second excavation Approximateage (years) Total
of the Liulin cemetery, the archeologists Value and
designated five separate areas. They be- 30 40 50 overall
mean
lieve that the entire cemetery belonged
to one clan, while each of the five groups Liulin layer
Total numberof males 3 2 8 13
might belong to a single family or several Percentwith pottery 66.6 100 75 76.9
closely related families within the clan. Male mean 1.0 7.5 3.4 4.5
The mean frequency of grave ceramics Total numberof females 3 3 2 8
for each of the five groups was noted to Percentwith pottery 100 100 100 100
show sharp divergence (Table 8). At first Female mean 7.3 3.7 4 5.1
it was thought that the differences in Huating layer
Total numberof males 0 3 4 7
these means might reflect differences in Percentwith pottery 0 100 100 100
relative wealth of the social groupings Male mean 0 11.7 5.5 9.6
postulated in the excavation report. Total numberof females 0 3 1 4
From the analyses above, however, it is Percentwith pottery 0 66.6 100 75
Female mean 0 5.0 15.0 7.5
clear that relative temporal position, age,
60 years), these three variables were also pirical testing.) Agricultural tools (axes, was assigned, adding 20 cases to the
included in the analysis. sickle, spade knife) occurred in 9 per- sample of 113 single graves for which the
An assumption of this analysis is that cent, fishing and hunting tools (spear, chronological period was given (17).
the variances of the five burial groups pointed knife, arrowhead, fishhook) in Differences in the kinds of tools in
are equal; a Bartlett's test showed this to 4.5 percent, and weaving and sewing graves of males and females in the Mid-
be untrue (X2 = 19.68; d.f. = 4; tools in 13.5 percent. Combinations of dle Dawenkou graves from the Liulin,
P = .0006). The usual solution to this agricultural and weaving-sewing tools Dadunzi, Dawenkou, and Xixiahou sites
problem is a logarithmic transformation occurred in 3 percent, and of fishing- are presented in Fig. 2 (18). These show
(15, p. 184). In this case, since some hunting and weaving-sewing tools in 2.3 that males possessed more tools than
values are zero, 1.0 was added to each percent. Daily maintenance work tools females in almost all categories of agri-
value before the logarithm was taken. (small spade, chisel, whetstone) oc- cultural, hunting, and maintenance tools,
This transformation is also useful for curred in 11.3 percent. In this analysis, but that females had more needles and
bringing data more into line with two Zhang included multiple graves and spindle whorls.
other assumptions of the analysis of vari- graves for which no chronological period Of a total of 30 sex-identified burials
ance: that the distributions are normal from Dawenkou equally divided into
and that the effects of the factors are male and female, three females and one
additive (16). A Bartlett's test on the Table 7. Sample size, mean, and standard male possessed stone beads, while three
transformed data showed that the trans- error(S.E.) of distributionof stone objects by females and five males had stone orna-
formation had the desired effect of mak- sex and layer, Dadunzisite.
ments. A total of six burials had beads
ing the variances equal (x2= 1.86; Numberof and 26 had ornaments; however, the sex
d.f. = 4; P = .76). skeletons with could not be identified in the majority of
The untransformed means and the sex identified
Sex Mean S.E. cases (8, pp. 136-155).
transformed means and standard errors With Stone and clay balls have been found
for the five burial groups are shown in stone To in the mouths of skeletons, and in other
Table 9. The results of the analysis of objects cases extreme wear along the roots of
variance are shown in Table 10. Al- Liulinlayer the first molars and distortion of the
though the null hypothesis that the Male 6 11 1.18 0.60 dental arch has been noted. The custom
means of the five burial groups are equal Female 4 9 1.44 0.71 of retaining a small ball in the mouth
Male and 10 20 1.30 0.45
cannot be rejected at the 0.05 level of
female during one's lifetime is hypothesized for
significance, the results are close enough Huating layer ten females and four males in the Dadun-
to significance that the effect of burial Male 5 10 1.60 0.93 zi burials and 17 females (two sex identi-
grouping should be considered in future Female 3 3 3.00 1.00 fications uncertain) and two males from
studies. Male and 8 13 1.92 0.65 Wangyin. The total sample size of the
female
The graves in the Dawenkou site are skeletons and correlations with other
situated in an oblong cluster with several traits are not given, but this trait seems
isolated graves removed from it. Two to be more common with females (19).
small clusters, one to the north and one Table 8. Mean numberof burialceramicsfor In three sites burials of young children
to the east, exhibit a preponderance of burialareas 1 to 5, Liulinsite, second excava- were observed. These are Yuduncun
large, elaborate, late period graves. Five tion. (layer 2), Liulin (second excavation),
of the ten burials richest in pottery occur Mean and Dawenkou. The mean number of
in these two clusters, as well as two of Num- num- grave ceramics in Yuduncun for small
irea ber of ber of children in
the five burials containing jade beads in Group .A
in
111 site bur- ce- layer 2 is 0.83, which is
the late period, even though these two ials ram- slightly higher than the mean for the
clusters contain only six of the 24 late ics whole layer. But in Dawenkou the mean
period burials. The division between 1 T403-405 23 2.56 number is 1.0, drastically below the level
these higher status graves and the others 2 T406-408 18 2.94 for the total population in any layer. Of a
is not totally clear, but some trend 3 T412, 413 23 6.83 total of 11 child burials from Dawenkou,
toward spatial segregation seems evi- 4 T707, 708, 10 1.80 only five have grave goods at all. This is
dent. 806, 807 drastically below the level for the total
5 T805, 809 24 4.54
Grave objects present in one "status" population in any period. The number of
group. I examined briefly the presence cases of burial goods for the general
or absence of particular grave objects in population ranges from 91.7 percent (66
different groups within sites. By groups, Table9. Numberof burialceramicsfor burial examples from a total of 72) to 100
I mean sex or age groups, which might areas 1 to 5, Liulin site, second excavation; percent (total sample, 24), depending on
transformeddata. the time period (Table 2).
be marked by one object or show occu-
pational specialization. Untrans- Trans- Multiple burials were found in the Liu-
In Dawenkou age and sex have not formed formed lin and Dawenkou sites but not in the
been determined for enough individuals Sam- data data others. Seven were recorded from
Group ple
to discuss the variation noted above. In size Dawenkou: three from the early, two
later sites the trend of including tools in Mean Mean S.E. from the middle, and one from the late
addition to ceramics continues to in- period, with one assigned to no particu-
crease. From the Dawenkou site, which 1 22 2.55 0.42 0.07 lar period. Burials 1 and 35 are often
did yield 133 burials, 57 percent con- 2 16 2.81 0.47 0.08 mentioned by Chinese authors, since in
tained tools used in subsistence, manu- 3 17 6.77 0.68 0.11 each case grave offerings lie alongside
4 9 2.00 0.34 0.12
facturing, or processing. (Function was the male, while the female, on the left,
5 17 5.35 0.63 0.11
designated by intuition rather than em- lies close to the edge of the grave pit,
1084 SCIENCE,VOL. 213
which appears to have been cut and Table 10. Analysis of variancefor burialgroups, Liulin site, second excavation.
extended to accommodate her. In this
Source of Degrees of Sum of Mean F value P
case all of the grave goods lie on the side variation freedom squares square
of the male. These multiple graves are
cited as examples of the relatively low Total 80 12.331
Burial group 4 1.200 0.300 2.136 0.09
status of women. However, grave 13
Layer 1 0.051 0.051 0.362 0.55
shows pig skulls placed in the outer Age 2 0.393 0.197 1.400 0.26
portion of the grave adjacent to the fe- Sex 1 0.233 0.233 1.660 0.20
male. It is true, however, that grave 13 Group x age 7 0.836 0.119 0.850 0.552
has been placed in the early period, Layer x age 2 0.152 0.076 0.540 0.586
Group x sex 4 0.753 0.188 1.340 0.267
while grave 1 is in the late period and Layer x sex 1 0.006 0.006 0.046 0.83
grave 35 in the middle period. Sex x age 2 0.832 0.416 2.963 0.06
At the Wangyin site, Yanzhou, Shan- Error 53 7.44 0.140
dong, the third layer, which is thought to
date to the Early Dawenkou culture,
yielded a large secondary burial pit (No.
2240) of 22 people, mostly adult males ferings become more frequent in the later ciated with males in the later site of
(20). These are partially articulated and sites, while they are nonexistent in the Dadunzi. Bone artifacts and turtle shells
tightly flexed (knees drawn up), with a earlier sites. were associated with males. Finally, al-
small quantity of smaller bones gathered The pattern of distribution of objects though children's graves do not differ
up in a transferral from some other burial among people in different age groups greatly from others in early sites such as
place. There were three north-south varies between sexes. Both sites from Yuduncun, in later sites such as Dawen-
rows of skeletons totaling 17 individuals, which suitable data were available are in kou they are much poorer than those of
with four other bodies set in one corner about the middle of the period, the Da- adults. Multiple burials occur only in
of the rectangular grave pit, which mea- dunzi site being slightly later than Liulin. later sites. In the Wangyin site there
sured 3 by 2.4 m. Another burial, from In these sites the mean number for fe- were communal secondary burials, ap-
layer 2, consisted of a rectangular pit in males tended to increase with age, while parently without grave offerings.
which skulls were arranged along the it dropped off for males. In the upper The same pattern of sociocultural de-
eastern side in two north-south rows, (Huating) layer of Dadunzi, the mean for velopment can be seen in the stratified
and arms and leg bones were placed males was higher than that for females. site of Caoxieshan, at the southern end
adjacent to the skulls. A total of 24 In two sites, one slightly earlier than the of the Qingliangang cultural area, near
skeletons were arranged in three layers, middle of the time span (Liulin) and one Shanghai. From layer 8, which has 106
eight on the bottom, nine in the middle, near the end (Dawenkou), there was burials of the same date and type as
and seven on top. No grave goods are evidence that some subgroupings in the Majiabin (see Table 1), 24 percent had no
evident in the photographs of these buri- cemetery were wealthier than others; offerings at all, 24 percent had one ob-
als. however, much more analysis is needed ject, 37 percent had two, 13 percent had
to establish this trend. Spindle whorls, three, 2 percent had four, and one (No.
which were associated with females in M38) had nine objects. Burial M38 was a
Summary and Conclusions early sites such as Yuduncun, were asso- female, 25 to 35 years old, buried with

I have surveyed burial data from sites


belonging to one of the major Chinese Mean number
0 0.10 0.20
Neolithic traditions, from its earliest 0.30 0.40
I l l
manifestation to just before the begin- Axe (fu)
ning of the Bronze Age, a span of almost
three millennia. Spade (chan) l
As one progresses from early to late
Sickle (lian) L
sites, the mean number of pottery ob-
jects and the percentage of burials pos- Knife (dao)
sessing ceramics both increase. In addi-
tion, the later sites have a wider absolute Fig. 2. Mean numbersof tools Adze (ben)
spread between abundant offerings and in graves of males (filledbars) __
sparse offerings than the early sites. and females (open bars) in Chisel (zao) ?l
With objects other than ceramics, the graves of the Middle Dawen-
same pattern of higher means for adzes kou period from the Liulin, Whetstone
(li-shi)
Dadunzi,Dawenkou,and Xix-
and other stone tools, jade and other iahousites. Datarepresent102 Spearhead
ornaments, pig skulls, deer tusks, and (mao)
males and 77 females. 10
jade beads occurs, at least for the site of Arrowhead
(cu)
Dawenkou. When a coefficient of varia-
Pointed knife
tion is calculated, and the variation be- (biao)
0.66
tween graves is seen as proportional to Awl (zhui)
the mean, the increase mentioned above
is not so dramatic. Nevertheless, there is Needle (zhen)
an increase from sites in the middle
period to sites in the late period, and Spindle whorl
(fang-lun)
very elaborate graves with abundant of- I I I
4 SEPTEMBER 1981 1085
two pottery vessels, three bone awls, be seen in the Dawenkou cemetery. general trends. There appears to be a
one stone adze, two antlerobjects, and a Grave goods indicatinga division of la- shift in the relative importanceof males
jade ornament. The burials of layers 7 bor between males and females suggest and females and a trend toward concen-
and 6 show an increase in grave goods. an egalitariansociety, whereasgravefur- tration of wealth. Direct archeological
In layer 6, which yielded 89 burials niturethat cuts across sex lines suggests evidence of a shift from matriliny to
thought to be contemporary with a rankedsociety (22). The distributionof patriliny,or the presence of slaves, is not
Songze, 18 percent had one to five ob- stone tools in burials of the Middle clear. The methods by which we reach
jects and 45 percent had more than six Dawenkouperiod (Fig. 2) showed differ- the conclusions and the reasons for the
objects. In 25 percent of the graves tools ences between males andfemales but not trends are quite different. From their
were found, and in 13 percent a semicir- complete segregation,except for arrow- reports, the Chinese appear to have ar-
cular jade ornament was found. The heads and chisels, which were found gued from a generaltheoreticalposition,
burialsof layer 6 were particularlyinter- only with males. Both males and females with relatively little detailed analysis.
esting because they were divided into a possessed stone beads and stone and Yet my analysis seems to support some
north and a south group separatedby a jade ornaments, suggesting the emer- of their statements. I offer differentrea-
space of 8 to 12 m. The excavators gence of ranking. sons for the trends,linkingthemto broad
interpretedthese cemetery areas as be- In very sparsely populated regions, changes in subsistence patterns in the
longingto two differentsocial groups. In where shiftingcultivationis used, wom- mannerof ecological anthropology.
both groups there are double burials of en do most of the farm work. In regions Referencesand Notes
male and female, and luxury items are of dense population,where cultivationis
1. R. Pearson, in Origins of Chinese Civilization,
found with both sexes (21). done by plough, women do little agricul- D. Keightley, Ed. (Univ. of CaliforniaPress,
There appearsto be a shift in relative turalwork. In regions of extensive culti- Berkeley, in press); in Origins of Agriculture
and Technology:Westor East Asia? (Scandina-
wealth from females to males (Table 6), vation on irrigatedland, both men and vian Institute of Asian Studies, Copenhagen,
andthere may be emergentdifferencesin women work hard at cultivation. In the 1981);K. C. Chang,TheArchaeologyof Ancient
China (Yale Univ. Press, New Haven, Conn.,
one lineage over another-if we accept firstcase, we could expect to find a high 1977),pp. 133-143and 158-172.
2. NanjingMuseum,Wen Wu4, 46 (1978).
the postulatethat differentburialswithin incidence of polygyny and polygamy 3. H. Zou, ibid. 3, 64 (1979).
the cemetery belonged to different lin- with bride wealth being paid by the fu- 4. X. L. Yu, ibid. 8, 21 (1976).
5. J. C. Qianet al., ibid. 12, 31 (1979).
eages. This mightbe checked by looking ture husbandand his family. Farmingby 6. K. F. Wanget al., KaoguXuebao 1, 59 (1980).
for correlationsof certain styles of arti- males is also linked to more complex 7. S. Wu, Kaogu 4, 223 (1978).
8. Shandong Cultural Properties Commission,
facts with certainparts of the cemetery. politics (23). JinanCity Museum,Dawenkou:Report on the
Dawenkouhas empty graves, suggesting Withthe developmentof intensivecul- Excavationof a Neolithic Cemetery(Wen Wu
Press, Beijing, 1974),p. 6.
that lineage consciousness and ritualde- tivation, land becomes a scarce and dif- 9. Banpo Museum, Chinese Primitive Society
mandedfuneral ceremonies even for an ferentiated resource, and women be- (WenWu Press, Beijing, 1977),p. 7.
10. J. Wei, WenWu8, 2 (1976).
absent person. come valued for their ability to produce 11. EditorialStaff, Kaogu 1, 33 (1979).
12. A Brief History of Social Development(Com-
In Dawenkou, however, there is no male offspring,who will be importantin mitteefrom the Departmentof History, Beijing
evidence of violent burial of slaves, cultivationand production.The status of University, and Beijing Locomotive Factory,
1975).
which can be seen in Longshan sites men appearsto be at least as greatas that 13. L. Zhong,Kaogu 3, 165 (1976).
where bodies were thrown into a pit, of women. For example, the mean num- 14. Data are taken from S. Wu, ibid. 4, 223 (1978)
(Yuduncun site); CPAM (Committee for the
skeletons show postures of people strug- ber of ceramicgrave objects increase in Preservationof ArchaeologicalMaterials),Zhe-
later sites such as the upper (Huating) jiang Province, ibid. 7, 345 (1961) (Majiabin
gling to escape, or heads are separated site); NanjingMuseum, Wen Wu 4, 46 (1978)
from bodies and bones scattered (17, p. layer of the Dadunzisite (Table6). Also, (Beiyinyangyingsite); NanjingMuseum,Kaogu
Xuebao 2, 9 (1965)(Liulinsite, second excava-
131). malespossessed more tools thanfemales tion); ArchaeologicalTeam, KiangsuProvince,
The communalgraves at Wangyinsug- in categoriesof agriculture,hunting,and ibid. 1, 81 (1961)(Liulinsite, first excavation);
CPAM, City of Shanghai, ibid. 2, 1 (1962)
gest transferralof a lineage from one maintenance in several sites (Fig. 2). (Songzesite): NanjingMuseum,ibid. 2, 9 (1964)
location to another. The wealth mani- Although the data are equivocal, there (Dadunzi site); Shantung Provincial Cultural
PropertiesCommission,Jinan Museum(8, pp.
fested in Dawenkou and Xixiahou sug- seem to be more males with stone orna- 136-155)(Dawenkousite); ShantungArchaeo-
logicalTeam,Instituteof Archaeology,Chinese
gests the emergenceof chiefs. In particu- ments than females from Dawenkou, Academy of Science, Kaogu Xuebao 2, 57
lar, the latest sites in the sequence show judgingfrom the small numberof cases (1964)(Xixiahousite); ArchaeologicalTeam of
LinyiCounty,Kaogu 1, 13(1975)(Dafanzhuang
a proliferationof jade objects in a variety in which sex could be identified. site).
of badgelikeformswhich bearlittle or no The sequence of burial sites in the 15. H. H. Zar, Biostatistical Analysis (Prentice-
Hall, EnglewoodCliffs, N.J., 1974),p. 34.
relationto the shapes of utilitarianarti- Chinese coastal Neolithic, leading to 16. N. Gilbert,BiometricalInterpretation(Claren-
facts. The jade, which must have been Dawenkou,shows increasingwealth and don, Oxford,1973),p. 58.
17. Datafrom Z. P. Zhang,Jilin Daxue Xue-pao 1,
importedfrom long distances, is accom- social differentiationand a decline in the 93 (1979).
18. K. Luo and Y. S. Zhang,ZhongguoShi Yanjiu
panied in rare cases by pieces of croco- statusof women and children.However, (July 1980),p. 125.
dile hide, which must have come from in Late Dawenkou, at about 2000 B.C., 19. K. X. Han and Q. F. Pan, Kaogu2, 185(1980).
20. ShandongArchaeologicalTeam,Instituteof Ar-
the south. Although there are wealthy thereare still indicationsof an egalitarian chaeology,ChineseAcademyof Social Science,
graves, they are not completelysegregat- society with a sexual division of labor. ibid. 1, 5 (1979).
21. NanjingMuseum,WenWuZiliao Congkan3, 6
ed spatially and there does not seem to The society was gradually changing to (1980).
be any evidence for a hereditaryruling one in which males appear to have had 22. G. Wright,in Social Archaeology:BeyondSub-
sistence and Dating, C. L. Redmanet al., Eds.
class. power and wealth, and craft specializa- (AcademicPress, New York, 1978),p. 213.
23. E. Boserup,Woman'sRole in EconomicDevel-
Wright(22), in his analysis of Natufian tion was beginningto emerge. Some spa- opment(Allen& Unwin, London, 1970),p. 32.
burials of the eastern Mediterranean, tial segregationof burials,into groupsof 24. I thank Carl Whitneyfor aid on the statistical
portionof this paper.I assumeresponsibilityfor
proposed provisional correlations of men, women, and childrentogether, sug- errorsin calculationand interpretation.Kazue
gravegoods with sex and age. Burialsof gests the increasing importance of lin- Pearsontranslatedthe sectionson ChineseNeo-
lithicsocial evolution.This studywas supported
children,infants, and adults in the same eage. by a facultyresearchgrantfrom the University
location suggest that ranking and sub- The Chinese archeologistsand I seem of British Columbia.The maps and diagrams
were drawn by Moira Irvine, Laboratoryof
group affiliationwere present. This can to agree on some, but not all, of the Archaeology,Universityof BritishColumbia.
1086 SCIENCE,VOL. 213

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