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ANDRE DOUW
SOUNDSOF SILENCE:STRAVINSKY'S
DOUBLECANON
MusicAnalysis,
17/iii (1998) 313
¢ BlackwellPublishersLtd. 1998. Published by BlackwellPublishers,108 Cowley Road, Oxford OX4 1JF,UK
314 ANDRt DOUW
003 and its three derivations Ro) Io and RIo, while in DoubleCanon,contrast-
ingly, just five transpositions are used and not one original set is played. There-
fore, in neither of these two short pieces are any innovations found with regard
to the serial forms as such. However, the manner in which the sets are used is
very different indeed from what Stravinskyhad done in his work before 1959.
To put it in the briefest possible manner: in CanticumSacrum,horizontal
movement and progress in time were investigated with the help of a twelve-
note set made up of leading notes. In contrast, in Threni,the main subject of
investigation was harmony and vertical movement, and there the set was com-
posed of traditional triads with a major and a minor third. After Threni,
Stravinskyseems to have developed an interest in diagonal motion, in contrast
to the horizontal and vertical motion of the preceding years. In this context, it
may be illuminating to mention the well known diagram he drew in the same
year 1959 (Stravinsky and Craft 1959, p. 108), which is still printed on the
cover of Perspectives ofNewMusic.Starting in the upper left corner, he drew six
vertical, five horizontal and two diagonal lines.We may speculate that the lines
stand for vertical, horizontal and diagonal motion as explored at this time.
In the course of the following account, I shall take the opportunity to ex-
plain, albeit superficially, techniques discovered in the compositions written
between 1954 and 1959. I hope to indicate that the concept of direction is
crucial in Stravinsky'stechnique and how the idea of diagonal motion is indeed
translated musically. It may alreadybe clear that, since no literal musical trans-
lation of diagonal motion exists (in the sense that there are 'horizontal' melo-
dies and 'vertical' chords), the approach becomes increasingly abstract after
Threni.It is my contention that Stravinsky makes use of a purely theoretical
circle of fifths or minor seconds to encode direction.
As the analysis presented here hopes to establish, the organisation of rhythm
and time is also a central issue in DoubleCanon,as it is in Epitaphium - perhaps
even more central than the organisation of pitch, which may be regarded as a
mere mirror image of it. This was certainly not yet the case with the works
composed before 1959, in which pitch organisation took centre stage and only
a rudimentary independence of rhythm and time is detectable.
Pitch
Materialtables- general
When at some point in the early 1950s Stravinskydecided to write serial mu-
sic, he developed material tables in which he expressed in two different ways a
numbered circle of descending fifths (see Douw 1995). A keynote was num-
bered 0 and the other notes were numbered 1-11. With the help of a number
code and a key, he translated the circle into a melodic line that was to be his set.
Three components were taken from traditional harmony, which makes a com-
S DOUBLECANON
STRAVINSKY 317
OFSILENCE:
SOUNDS
Ex.1 DoubleCanon,materialtables
- ^o
Rt
1 -_.#,,;1^; , _ # ,';0#''.
7
| I 4; 1. R-
o
| F I R z
| > I W R ; ;
Construction
As asserted in the preceding paragraphs,one may describe Stravinsky'sserial
works on two levels. On one level, the pieces can be described as they sound,
with their different serial forms identified but without much additional coher-
ence. On another level, the works can be described in terms of circles of fifths
or minor seconds, as represented by the sets. In DoubleCanon,as in Epitaph-
ium, we find that on this implied level the formal arrangementsare nothing but
a reflection of a series of manoeuvrings of the circle. The two levels will be
discussed separately below, in this order.
LevelI
Since the DoubleCanonis so very short, an explanation of its form is utterly
simple. The following description makes use of the designation of the sets
given in Ex. 1.
The composition may best be described as what it is: a double canon with
four chains of three sets imitating each other.8 Two of these sequences -
(IR+I+0)5, twice - are given by the first violin and the viola and the other two -
(IR+I+0)5 and (RI+I+0)7 - by the second violin and cello. The various chains
positions and retrogrades, and their strict notation suggests that there is more
implied than meets the eye. Indeed, the following comparison between the sets
and the chromatic circle reveals a perfectly logical layout.
Level 2
As explained above, on a first level of organisation the composition is a four-
part canon in which each part is composed of three consecutive twelve-note
sets. In contrast, the logic of the second level may be best understood if the
rows are considered to be metaphors for, or representations of, chromatic cir-
cles. On this level, the composition may be heard as a conversation among the
four players, in which all twelve entrances are serial statements that have the
purpose of changing the position of the circle.
If the original sets represent a circle on which A is numbered 0 and the
remaining notes 1-11, then their inversions, obtained after a vertical twisting
around their f1rstnotes, represent the same circle after an inversion around an
axis drawn between that first note and its opposite on the circle at a tritone's
distance. What follows explains how the various serial forms in the piece (I5,
IR5, I7 and RI7) are derived from the original sets by mirroring 05 and 07
around their first and last notes. Ex. 2 gives an illustration of how these twist-
ings, when performed on a chromatic circle, change the direction of the circle
and how in the process they change the keynote numbered 12 (or 0).The result
is a total of four different circles with A, B, C,: and Dfl respectively in top (or
keynote) position.
(a) If we move from 05 to I5, we twist the circle around the axis A,$E (Exs. 2a
and 2b). The result is that the B is now in top position and that the minor
seconds are not rising but falling. Next, whenever I5 is played backwards,
the set is twisted horizontally around its last pitch F".This means that IR5
represents the circle obtained after an inversion around its axis F,tSC;the
Cflis in top position and the minor seconds are ascending (Ex. 2c).
(b) Similarly, I7, obtained after a vertical twisting around the first note (C) of
07, represents the circle after an inversion around the axis C-F," (Exs. 2d
and 2e).
(c) Lastly, the inverted retrograde of any set (Rl) is obtained by first inverting
the set horizontally around its last pitch and then vertically around the
same pitch which is now its first note. If 07 is f1rstinverted horizontally
around its last pitch E (Ex. 20 and then vertically around the same E
which is now its first note, (Ex. 2g), we arrive at RI7 which is the first set
played by the second violin. Applying this logic to the circle, we observe
that it is twisted twice around the same axis E-A": this means that it is
back in its former position. Rl7 thus represents the same circle as 07.
Two preliminary observations are apposite. Firstly, whenever a circle with as-
cending seconds is twisted, the new circle will be composed of descending
seconds, and vice versa. All R and I forms represent falling seconds, while RI
forms - obtained after two twistings - represent rising seconds, as do the O
sets. Secondly, in the course of this piece, just two axes will be seen to be used,
namely, one between notes 5 and 11 and another one between notes 7 and 1.
In the following explanation, these will be called the 5- and 7-axes. My pro-
posal is that Stravinskychose his transpositions with an eye on these two axes.
We may now give a description of the piece that differs significantly from the
first-level description given above. When the first violin opens with IR5, the
implication is that even before the piece begins, the circle has already been
twisted twice (Exs. 2a, 2b and 2c). Therefore the circle that opens the canon
has C,"in top position and is composed of ascending minor seconds.When the
second violin enters with RI7 in bar 2, the circle is again twisted around both its
5- and 7-axes (Exs. 2c, 2b and 2a).9 The circle is back in the original position
with A as keynote, and with ascending seconds. From now on, each new en-
trance causes the circle to twist once, around either its 5- or its 7-axis.
Ex. 3 gives the chromatic circles represented by the twelve sets in the order
in which they are played. In each circle, the axis is shown around which the
circle will be twisted by the next set's entrance. The twistings of the circle im-
plicitly taking place before the first entrance are shown in parentheses, as is the
extra circle needed in order to move from IR5 to RI7.
An interesting first outcome of the proposed comparison between sets and
circles is that the very first circle (IR5) has a C,",and the last ones (05 and 07)
an A, as top- or keynote. In this sense, the piece 'modulates' from C,"to A. In
my analysis below of the original set 00, I shall argue that the same 'modula-
tion' is encoded in the set itself, in that first the C,"(note 7) and then the A
(note 12) are confirmed and emphasised by means of leading notes. The piece
Ex. 3 DoubleCanon,level 2
Gn 4 \ t vD#
F t_C#
t t
D#$G
\ -G#1
j
A#-
Av
\ tF
D t ' tG}
.|
F#
F t_tC
, C t
D#,_G
'\ t
D#<_G
Ex.3 (cont.)
I5
vla: B vln 1: 05 cello: I5
A A# C B A#
/ I A# G,5,
/ 8 B C#/ / 8 A
C#t // 8 A Gg
FX /C# D#\\<G
D#9 \2G
D# E F F#
F #
vln 1: °5 A vln2: °5 A
vln2: °7 A
G,lf I A#
G>_ kA# G>_z_+A#
%<B G>g XB
G>g %<B G>g
-C
F#4 -C F#- -C F#4
E l# D E D# D
E l# D
scale. Indeed,
maythus be considered an echo of the original set on a grander
IR5 is used as the
oneof the reasons why the strange and remote transposition
as its keynote. The
firstset may be that the circle it represents has this C,tt
and an enlargment of
formalidea that a composition is nothing but a reflection
I have analysed to
theoriginal series governs all of Stravinsky'slate pieces that
date.
original set is con-
The observation that the sequence of sets mirrors the
proposed comparison, i.e., the
firmed by a second remarkable result of the by the
which is played
position of the circle as represented by the fifth set (I7), its
times around
cello. By this point, the circle has been twisted (2+5=) seven D,ttis
net result that
two diagonal axes in the order (7-5-) 5-7-7-5-7, with the A
rising seconds.
in top position and that the circle has falling rather than
the original one (Exs. 2e and 2a) shows
comparison between this circle and har-
been created: in terms of traditional
that no greater difference could have from A to
a modulation has taken place
mony, between the first and fifth circles
on the circle. After this, the 'modu-
D,tt,which is the most remote point from A
the circle five times
lation' back to A is symmetrically achieved by twisting
of the sets is chosen very
around the same axes in reversed order. The order
to get back, and the
carefully indeed. It takes five sets to get there and seven
5+7. On the other
exceptional set I7 divides the sequence of twelve sets into
set I7 divides the
hand, counting twistings (implicit and explicit), the same
sequence of twelve twistings into 7+5.
c BlackwellPublishersLtd. 1998
MusicAnalysis,17/iii ( 1998)
323
S DOUBLECANON
STRAVINSKY
OFSILENCE:
SOUNDS
Ex. 4 DoubleCanonset
7 12
1
(a) # U
b
(b)
U 6 X#@#ocoW°
(c)
U' ' + #'#48-,; .
i_ , ;!\, b. . | # #, ;,,
(e)
of theset 00
Construction have enough
the piece as a whole, we now
Having analysed the construction of set. Ex. 4 illustrates how Stravinsky
information for an analysis of the original that the follow-
To avoid confusion, it should be emphasised
may have worked. composer's creative
a chronological account of the
ingis notan attempt to give
process. 4a). The idea of
and A are placed in positions 1, 7 and 12 (Ex.
Firstly, F, C,tt that number on
7 is prompted by the decision to emphasise
makingC,tt note nine notes are
of organisation. 10 Secondly, the remaining
variouslevels notes to Ct and A re-
included as upper and lower leading Thirdly, two
straightforwardly
what one might call the 'proto-set'.position, per-
spectively(Ex. 4b). This is to sixth
the ES is moved from third
changesare made (Ex. 4c): of the first seven notes; next, FXand
dull symmetry
hapsin order to disturb the a (fifthless) major/
The result of this last exchange is that
G,ttare interchanged. notes of the set.ll
on F,tt (F>A>A) is formed by the last three
minor chord with the set that
we have a set that may conveniently be compared Sacrum.Concep-
Now
fourth movement of Canticum 6 (Ex. 4d), its
Stravinskyput together for the 5 and
of notes 3 and 4, and notes
tually prior to an exchange F,ttand A, while in the final version (Ex. 4e)
focus towards C, ES, a
leading notes
with the keynote A (note 12), combine to form
notes 2, 3 and 4, together
major/minorchord on A.
Ltd. 1998
c BlackwellPublishers
MusicAnalysis,17/iii ( 1998)
324 ANDRE DOUW
Preliminary
hypothesis
One challenge of the piece must have been to construct two levels of organisa-
tion. An initial level was to be the double canon between two pairs of instru-
ments imitating each other's sets; a second level was to be one larger chain of
twelve sets. This implicit level was to be organised as rigorously as the explicit
layer. In order to encode this second level, Stravinskybuilt his set the way he
did, with F, Ct and A in key positions confirmed by leading notes.
Next, his choice of transpositions was based on two considerations. Firstly,
he wanted not to play, but merely to imply, seven sets among which was the
original O0. In order to do this, he first wrote the tables in the manner pro-
posed (Ex. 1) and then selected his five derivations. Secondly, the transposi-
tions on which the composer decided were to represent chromatic circles with
A, B, Ct and D,: as top- or keynotes.What the composer had to do now was to
fit them into a scheme where the twelve sets were heard as four groups of three
sets, wrltten as near-llteral lmltatlons.
. . . . .
We may never know why the composer worked with explicit and implicit
materials, because he never referred to this in interviews or otherwise. All we
can do is describe as accurately as possible the nature of this technique as we
find it in his scores. We know Stravinskyas a man with a speculative mind who
considered music a 'phenomenon of speculation' (Stravinsky 1947, p. 27). In
the case of DoubleCanon,one may doubt if it would have been possible to
understand its logic without prior knowledge of the techniques he developed
in the great religious works of the 1950s. However, if we do accept the num-
bered circles of fifths and minor seconds and the musico-numerical codes con-
nected with them, we can understand to a degree how in these late years the
composer developed his method when moving from one piece to the next.
Time
The organisation of time in Stravinsky's late scores is quite complicated. It
would appear that in his serial compositions of the mid-l 950s a distinct differ-
ence exists between 'small' and 'large' rhythm. If we may describe his struc-
tures in terms of sections separated by double barlines, certain numbers of
bars, and other larger time-units such as movements, or sentences in the text,
and if we regard the ratios between such segments as an essential part of the
organisation of his pitch material on different time-scales, then a clear pattern
emerges.To a degree, 'large rhythm'- like pitch, instrumentation and notation
- was thought through and arranged according to the same numbers as were
chosen for a particular piece on the circle of fifths. The organisation of such
forms was indeed quite strict. On the other hand, the composer allowed
himself a considerable degree of freedom concerning 'small' rhythm, which
Ex. 5 DoubleCanon,rhythmicmotive
, 3xJ , , 4x
2 2 ; }[J]J J DJJ J J
4 (+1) + 7 notes
may be defined as the manner in which each set is placed in time from bar to
bar.
In DoubleCanon, Stravinskyorganises both small and large rhythm with the
help of the numbers three, four and seven. In this short piece, in contrast to the
longer works of the period, 'large' rhythm comes down to metre.
Rhythm
In the abstract, the organisation of rhythm is comparable to that of pitch. Ex. 5
gives the one and only rhythmic motive used in the piece in normal and retro-
grade motion. Regular sets (O and I forms) play this rhythm in normal order,
whereas retrograde sets (IR and Rl forms) play it in retrograde.The first four
notes last a total of three minims and the last seven notes a total of four min-
ims, making a total of seven minims. In between these groups of four and seven
durations we find a 'valeur ajoutee' of one crotchet, establishing a division of
the twelve notes into 4+1+7.
The analysis is self-explanatory: the direction of the motives echoes that of
the sets and the numbers that are used for its construction. This is the very
same number combination as the plan of the construction as a whole. The
exceptional set I7 (the first set in the cello) divides the twelve sets into 5+7 or,
perhaps, 4+1+7. All of this would appear to confirm my earlier observation that
the composition was meant to reflect the logic of the original set.
Metre
The way metre is notated in this score strikes us as being different from any-
thing Stravinsky had written before. Even though an exclusive use is made of
3/4 and 4/4 bars, the four instruments frequently do not have their barlines at
the same moments, but rather each instrument follows its own pattern of
threes and fours. The musical result is that, very often, the four instruments
have their accents (traditionally falling on downbeats) at different moments.
For example, the first entrance of the first violin is written in a sequence of bars
414-414-314-414-414, while simultaneously the second violin has 414-414-414-
314-414.This means that in their first four bars they have three accents in com-
mon, but the other one comes at different moments. In fact, of the total of
twenty barlines they both have, including the one which precedes their first
bars, the violins coincide on only fifteen.l2 This combination of common and
separate barlines is found between both pairs of adjacent upper strings (vln 1
and vln 2; vln 2 and vla).The exception is the cello, which remarkablyenough
does not share any of its nine barlines with another part.
If we wish to understand the reasoning behind this, we may count the com-
mon downbeats between adjacent instruments and compare the results. (The
first five bars of the violins have been discussed above as a first example.) An-
other example is to be found at bars 16-18 in the two siolin parts, where they
have a total of eleven beats (as 3+4+4 and 4+4+3) before the next common beat
of bar 19. Examining the whole composition, we see that all downbeats lie
three, four and seven beats and their combinations apart, but only if we com-
pare adjacent parts.
As observed above, the two violins each have twenty downbeats, but of these
they have only fifteen in common. The same numbers (twenty and fifteen) are
found between the second violin and the viola: we notice that they share the
first six (bars 1-6) and the last seven downbeats (bars 14-20) and, in between,
another two (bars 10-1 1). Since 6+2+7=1 5, again they each have twenty down-
beats but share only fifteen. For the most part, these fifteen are located at dif-
ferent moments from the fifteen common downbeats of the first and second
violins. As was also mentioned above, the cello has no barlines in common with
any of the other instruments and therefore, its nine downbeats do not play a
role in the organisation of metre just described. However, if we compare the
nine barlines of the cello with the twelve barlinesl3 shared by all three upper
strings we arrive at the ratio and equation 9:12:21=3:4:7.This is the same ratio
as that of the downbeats of the other instruments (15:20:35).
The conclusion is that with the exclusive use of 3/4 and 4/4 bars, the com-
poser has managed to give the adjacent upper instruments three-quarters of
their downbeats at the same moments. Moreover, against every four common
downbeats in the upper strings, there are three in the cello. Another challenge
for the composer, then, must have been to combine rhythm and metre in the
rigorous manner that he did.To fit the same rhythmic pattern of 412(+114)+312
twelve times into bars that follow this fascinating design of downbeat accents
must be seen as a successful attempt to organise both small and large rhythm
serially.If he did not strive to achieve this in CanticumSacrumand Threni,this
was probably because he worked with texts that demanded more freedom on a
small timescale. In DoubleCanon,as in the purely instrumental Epitaphium,l4
the composer could experiment with two levels of organisation in both time
and pitch. The challenge was to fit the two levels into an acceptable form where
both are understandable for what they are.
Notation
A particular aspect of the notation of this piece is the omission of the parts for
instruments that are silent. In fact, this new element of Stravinsky'slate scores
was to be maintained in all of his works after 1959, right up to the Requiem
Canticles.In an analysis of Epitaphium, I have proposed that the appearance of
the score was modelled on that of many pieces of the 1950s, by various com-
posers, in which an 'open form' was aimed at (Douw 1995-6).l5
In the case of the DoubleCanonwe may discern a consistent organisation.
The parts of the two violins, with their four twelve-note sets each, are written
from the beginning to the end, but those of the two lower strings are notated
only when they play, namely in the middle. Again, counting may help us to
understand why the composer used this irregular method. In the case of the
changes of metre, we counted common downbeats; in the case of the missing
parts, we count missing beats. The viola part omits the first fifteen and the last
twenty-seven beats, and the cello part omits the first and last twenty-one beats.
A total of 84 (15+27+21+21) crotchet beats is thus left out. Reformulating this,
we may say that while these 84 beats are not written, they may be implied by
the notation of the actually notated ones.
In order to find out if there is a method behind the missing beats we must
take one more step and investigate more closely the relation between sound
and silence:
numbersof beats played
notated
written leftout sound silence
76 violin 1 70 + 6
76 violin 2 64 + 12
34 + 42 viola 30 + 46
34 + 42 cello 30 + 46
220 84 194 110
NB194-110=84
The columns on the left of the above table give the numbers of the written and
omitted beats as just described.The columns on the right give the total number
of beats of sound in comparison with the total number of beats of silence,
regardless of whether these beats are actually notated as rests or not.l6 The
conclusion is that there are 84 more beats of sound than there are of silence.We
observe, then, that the number 84 is used to organise both the notation of time
and the actual sound, and that 84 is the product of the numbers three, four and
seven, which are also used for the organisation of metre and rhythm. If we
simply listen to the piece, we may 'hear' or 'be aware' that there are 84 more
beats of sound than of silence. If we study the score, we notice that 84 beats are
left out, only to be implied by the written ones. If for no other reason, the
recurrence of the number 84 enhances the impression that a reflexive relation
is implied between this music and its notation. The game is to control the at-
tention of the players while they are not playing.The silence is defined by the
number of beats of listening to the playing colleagues.
CONCLUSIONS
Implications
If we accept the results of the proposed analysis, we must conclude that the
music as it sounds implies many notes that we do not get to hear.The 84 beats
of silence correspond to the seven twelve-note sets given in the material tables
(7x12 = 84; see Ex. 1) that are notplayed but that are nevertheless implied by
the sets which are played.l7 When Boucourechliev referred to the 'timeless
character'of the piece, which he attributed to the 'actual material, as well as to
its handling' (1987, p. 281), he was probably notreferringto the absent beats of
music, but he did demonstrate a remarkablyclear insight into Stravinsky'sin-
tentions. Meanwhile, the technique portrays a world of difference from the
procedure followed in the other short piece of the same year, Epitaphium. That
piece, too, is a dialogue between the various serial forms in which the circle is
twisted at every new entrance of one of the participants. In Epitaphium, how-
ever, the composer uses only the set's four basic forms without reference to a
material table like the one designed for DoubleCanon.Whatever the similari-
ties, in one respect the two epigrams are each other's opposites.While the first
piece gives the basic set and its R, I and RI forms, the second piece uses only
transpositions that, together, imply their origin.
As a matter of fact, the idea of the missing original row was not new in
Stravinsky'slate work. The huge charts he designed for Threniconsist of four
lists of twelve double sets each. Of these, he employs only three, while a fourth,
derived from the original row O0, is not applied in the organisation but merely
intimated by the explicitly employed ones.l8This idea was worked out on an
obviously much more modest scale in DoubleCanon.The difference is that in
this short piece, the organisation and notation of time also suggest more than
we hear: the 84 beats of silence correspond with the 84 unplayed notes.
The technical challenge to imply unplayed music may have been the reason
why Stravinskycomposed this piece on the basis of the twelve-note set that was
first used for a duet for flute and clarinet (White 1979, p. 510). Recognising
the set's structural potential in connection with the diagonal axes on the circle,
he decided to write a sequence of twelve derivations without making use of his
original form. Next, the manner in which he implied the seven unplayed sets
was by encoding enough circumstantial evidence, so to speak, to make the idea
acceptable. His serial technique makes use of numbers and they provide that
evidence. Ultimately, the only substantial argument for my hypothesis is the
number 84 as the product of three, four and seven. The seven was already
encoded in the set (as the sum of 7+5 notes) and in the piece as a whole (as the
sum of 5+7 sets) . The three and four were added when working out rhythm and
metre.
A substantial component of the argument is provided by an assortment of
6
Ex.
B
Sacrum
Canticum
-F#
H ^'''#,4,#.;;0
Threni
s # ' '#a#'#-#a4' ,
B
Epitaphium
-
F#
DoubleCanon
e R , ;,; W. , , 1. o o5 G
F#-
+ , # , b . ' #' °7 F
MusicAnalysis,17/iii (1998)
c Blaclnwell Publishers Ltd. 1998
SOUNDSOFSILENCE: S DOUBLECANON
STRAVINSKY 331
REFE RE N C ES
Boucourechliev,Andre, 1987:Stravinsky,
trans.MariinCooper(London:Gollancz).
Douw, Andre, 1995: 'The Construciion of Order and Direciion in Igor Stravin-
NOTES
1. Boucourechliev claims that the canon must be played twice without interruption,
but this is not indicated in the score published by Boosey and Hawkes.
2. For example, Hogan (1982) explains how the method of rotating intervals was
already introduced in Threni.
3. The designations Oo, °l, etc. will be used here (rather than P0, Pl, etc.) in line
with Stravinsky'sown practice.
4. In Threni,a major/minor chord is formed by notes 3, 4, 7 and 8 of all sets and
derivations.The same numbers are underscored on all levels of organisation.
5. was composed in May 1959 and Dou-
Walsh (1988, p.305) states that Epitaphium
bleCanonin September of the same year.
6. In most of his late compositions, Stravinskymakes extensive use of the inverted
reversion. In interviews and in his sketches, he names this form 'RI' rather than
'IR'. In the present article I will follow the composer's term. Hence, the retrograde
of the inversion will be named IR.
7. Note that Ro is depicted as the inversion of the inverted retrograde.In Stravinsky's
work, these seemingly tiny details are extremely important, not so much for a sur-
face analysis but for an understanding of the central issues of order and direction.
8. Organising the twelve-notesets as chains is a method developed by Stravinskyin the
course of the 1950s and is especially clear in a work like CanticumSacrum.While
in In MemoriamDylanThomas,CanticumSacrumand Threnithe idea of several
layers and different sequences of sets is worked out into impressive systems, in
DoubleCanonwe find a relatively uncomplicated version of the same principle.
9. RI7represents the original circle with the A in top position and ascending minor
seconds; IR5 represents a circle with C# in top position and also with ascending
minor seconds. The transition from IR5 to I7 implies two twistings: once around
F>C (as in Ex.2b) and once around A# E (as in Ex.2a).
10. Because C# is the seventh note of the original set, the notes numbered 7 (or 5
when reversed) are F# and D in the 5-forms, and G#, E (and BS) in the 7-forms.
F>C, G>D and B>E are, of course, the notes through which axes are drawn on
the circle. This is just another way of emphasising a note by numerical means. The
choice of F and A as first and last notes is explained in the analysis above.
11. The reason why Stravinskycomposed a major/minor chord on F# or GS into this
set is to be found in the construction of the compositions immediately preceding
DoubleCanon.Briefly:a leading note as used in CanticumSacrumsuggests horizon-
tal movement in time, while a major/minor chord as employed in Threnisuggests
vertical movement in space (or, for all practical purposes, stasis).This leads one to
believe that two major/minor chords built on the leading notes of a particular
keynote are supposed simultaneously to lead towards and to frustratethe horizon-
tal movement of those leading notes - thereby freezing, as it were, the pitch into
which the leading notes resolve, confirming its steady position among the twelve
pitches. Obviously this is a very abstract idea, and is only credible within Stra-
vinsky's technique as we understand it after a thorough analysis of the pieces con-
cerned. The major/minor chord in the set of DoubleCanon is built on F# or rather,
on GS, which is the upper leading note for F. The chord 'freezes' the first note of
the set which may now turn around the axis drawn through it. For example, when
I5 is followed by O5, the circle twists around A>E. The major/minor chord on B
(B-D-D#) which concludes O5 may be understood to 'freeze' the A# on the circle.
Similarly,when in its turn I5 is followed by 07, the circle twists around C-F#. This
C is 'frozen' by the major/minorchord on DS which concludes 07.
12. i.e., between bars 3 and 4, 8 and 9, 12 and 13, 16 and 17,18 and 19.
13. i.e., in barsl,2,3, 5, 6, 10, 11, 14,15,16, 19 and 20.
14. The seven note durations and five rest signs used in Epitaphiumare organised
according to the same numbers as used for the organisation of pitch.The organisa-
tion of rhythm in that short piece may be considered a comment on techniques of,
for example, Messiaen's Mode de valeurset d 'intensitesand Boulez's Structures.
15. For example, Stockhausen's KlavierstuckXI. The construction of Epitaphiumcon-
notes a hermetically closed circle or, musically speaking, a perpetuummobile.
16. The beats of silence are as follows.Vln 1 (6): three minims in bars 5, 10 and 14.
Vln 2 (12): two semibreves in bars 1 and 11 and two minims in bars 6 and 16.Vla
(46): 42 crotchet beats left out plus two minims in bars 9 and 13. Cello (46): 42
crotchet beats left out plus two minims in bars 10 and 14. The beats of sound are
as follows. Vln 1: 17+15+15+23=70. Vln 2: 17+15+15+17=64. Vla: 15+15=30.
Cello: 15+15=30.
17. In their turn, the three double sets depicted in the example may be seen to 'imply'
another nine transpositions that have not been written out here. Note that, since
3:9=1 :3, this even more abstract level of explicit and implicit materials reflects the
18. The charts he designed for Threniconsist of four sections, each of which derives
from one of the four underlying forms of the basic series. However, the composi-
tion as it sounds is entirely based upon the retrograde, the inversion, and the
inverted retrograde of the original set. Connected with their inversions and trans-
posed by falling and rising fifths, these three derivations together yield three tables
with a total of 36 double sets that imply the material table derived from the origi-
nal set. The larger the piece, the largerthe tables.
19. This could have been done very differently,even with the same sets. For example,
when the viola enters with I5 in bar 5, the circle is turned around its 5-axis (Exs. 2b
and 2c). If at that point the viola had played I7 instead of I5, the axis would have
been drawn from the C (at that point, note number 3), and the axis would have
been drawn horizontally between 3 and 9.
20. That is, if we count the twistings implied within the piece. If account is taken of
the twistings that have implicitly taken place before the piece begins, different
numbers are found. In that case, there are not three but four twistings around the
5-axis, and not seven but eight twistings around the 7-axis. This is reminiscent of
the numerical patterns found behind the organisation of Threniand Epitaphium,
where on all levels of organisation ambivalent relations are created between three
and four, as well as between seven and eight. Note that the three/four relation is
worked out in the DoubleCanon'sorganisation of time.
21. Another argument for this hypothesis is that in both compositions - and for the
first time in his serial output - a game is played with empty space.
22. This reminds us of the material tables of Movements and beyond, in which Stra-
vinslgr derives his charts from the original set by rotating the intervals of their
hexachords five times. In his sketches (as published by several scholars, e.g. Spies
1968, p. 2 14), he drew lines between the notes of the various forms that run diago-
nally from upper right to lower left: the diagonal movement observable in
Epitaphium.
and DoubleCanonwas worked out in the material tables of the larger
.
composltlons.
23. Crescendo signs are found in bars 5 (vla), 6 (cello), 9-10 (vla), 11 (cello), 12 (vln
2), 15 (vln 1) and 16 (vln 2). Diminuendo signs are found in bars 4 (vln 1), 5 (vln
2), 9 (vln 1), 10 (vln 2) and 19-20 (vln 1). Four signs each are written in the parts
of violin 1 (bars 4, 9, 15, 19-20) and violin 2 (bars 5, 10, 12, 16), while two signs
each are written in the parts of the viola (bars 5 and 9-10) and cello (bars 6 and
11). The numbers of signs correspond with the numbers of sets per instruments
(four and two).
24. Stravinskyreferred to Threni'schords in an interview with Robert Craft when he
said 'in Threnisimple triadic references occur in every bar' (Stravinsky and Craft
1960, p. 107).