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Proceedings of the Institution of

Civil Engineers
Municipal Engineer 159
December 2006 Issue ME4
Pages 185–191

Paper 100005
Received 06/07/2006
Accepted 05/09/2006

Keywords: Darryn McEvoy Sarah Lindley John Handley


environment/social impact/ International Centre for Integrated Centre for Urban & Regional Centre for Urban & Regional
town & city planning Assessment and Sustainable Ecology (CURE), University Ecology (CURE), University
Development (ICIS), University of of Manchester, UK of Manchester, UK
Maastricht, the Netherlands

Adaptation and mitigation in urban areas: synergies


and conflicts
D. McEvoy MSc, PhD, S. Lindley MSc, PhD and J. Handley OBE, MSc, PhD

Following the introduction of the national Climate Change concerned about the risks associated with a changing climate and
Programme, initiatives that seek to mitigate greenhouse the need for nations and communities to adapt. For example, in a
gas (GHG) emissions are now well established in the UK. special report in 1997,1 the IPCC provided a regional assessment
However, there is increasing recognition that adaptation of likely vulnerability to the impacts of climate change,
to some level of climate change will be necessary, even if a examining the degree to which human conditions and the natural
reduction in emissions is successful. This is inevitable as environment were vulnerable to potential change. Focusing on
much of the predicted climate changes over the next ecosystems, hydrology and water resources, food and fibre
30–40 years have already been predetermined by past and production, coastal systems, human settlements and human
present emissions of GHGs. Change is likely to be health, analyses were conducted in ten continental or sub-
significant. Understanding what the risks are likely to be continental scale regions. The results revealed a wide variation in
and how best to adapt to them is therefore central to any the vulnerability of different populations and environmental
mature climate change strategy. However, the inevitable systems, with Europe likely to feel the worst effects, primarily in
linkages between adaptation and mitigation measures water-dependent activities such as agriculture. The report also
represent a particular challenge. Focusing on the raised concerns in relation to temperature increases and extreme
consequences of climate change for the urban events and suggested that ‘additional analysis of current
environment (where most of the population is vulnerability to today’s climate fluctuations and existing coping
concentrated and where its impact is likely to be most mechanisms is needed and will offer lessons for the design of
keenly felt), this paper suggests preferred adaptation effective options for adapting to potential future changes in
options and provides an evaluation of how these may act to climate’.1 The core components of the climate change policy
reinforce or hamper mitigation efforts. For example, agenda are highlighted in Fig. 1.2 Summarising, the mitigation of
moves towards urban densification may contribute to the emissions is an anthropogenic intervention to reduce the sources
reduction of energy use, yet will have negative implications and enhance the sinks of GHGs; adaptation is the ‘adjustment in
for adaptation. Having a better understanding of the natural or human systems to actual or expected climatic stimuli
synergies, conflicts and trade-offs between mitigation and
adaptation measures would make a valuable contribution
to a more integrated climate policy and the effective
climate-proofing of our towns and cities. Human Climate change
interference (including variability)

1. INTRODUCTION
Exposure
Mainstream concern about global warming and the influence of
human activity on this phenomenon can be traced back to the
Mitigation of Initial impact or
Vulnerabilities

1980s and is emphasised by the creation of the climate change effects


Impacts

InterGovernmental Panel on Climate Change (IPCC), an via GHG sources


and sinks
international attempt to consolidate the scientific community. Autonomous
adaptation
The increasingly consensual view of the IPCC is that human
Planned adaptation
activities are making a discernible contribution to changes in our to the impacts and
Residual or net
climate. Initial responses concentrated on reducing the impacts impacts vulnerabilities

of future climate change through mitigation—the reduction of


greenhouse gas (GHG) emissions from anthropogenic sources.
Policy
Although mitigation continues to be the prime focus for policy responses
makers (for example, the Kyoto Protocol came into force in
2005), the mid to late 1990s witnessed a shift in emphasis, with
Fig. 1. The climate change agenda2
the international scientific community becoming increasingly

Municipal Engineer 159 Issue ME4 Adaptation and mitigation in urban areas: synergies and conflicts McEvoy et al. 185
or their effects, which moderates harm or exploits beneficial mitigation and adaptation are important in reducing the risks
opportunities’.3 associated with climate change—that is, both limiting the adverse
effects of change and adapting to what is unavoidable. For
Traditionally, climate change action has tended to be instance, the introduction to the UK programme states that ‘in
dichotomised between the two camps of mitigation and order to cope with the impacts of climate change we need to
adaptation, with policy and research communities treating the adapt—this action is complementary to our efforts to reduce
two categories of response separately. In policy terms, the first emissions to avoid dangerous levels of climate change’.8 This
UK climate change programme was launched in 1994 and revised also suggests that the adaptation agenda is considered to have
in 2000. The revised programme placed a strong emphasis on ‘matured’ enough for linkages to be made explicit.
stimulating a transformation towards a low carbon economy.4
As a consequence, the reduction of GHG emissions was the Academic analysis has suggested that interest in a single climate
primary focus of policy setting in the UK, with little consideration policy option arises from the appeal of creating ‘win–win’
of adaptation objectives and minimal integration of specific solutions.10 However, others argue that mitigation and
issues and possible solutions. Initiatives that seek to mitigate adaptation are, in effect, substitutes for each other and in some
GHG emissions are now fairly well established in the UK (for cases may actually compete for resources.11 Understanding the
instance, the Energy Savings Trust and the Carbon Trust were set linkages, synergies and conflicts between adaptation and
up by the UK Government to help improve residential and mitigation measures therefore represents a considerable
business energy efficiency, as well as to promote the development challenge for decision makers. It is entirely plausible that
of alternative technologies). Interestingly, the traditional (particularly within the built environment) the results of
separation of the mitigation and adaptation agendas is further improving our understanding may actually reveal that, despite
illustrated by the creation of the UK Climate Impacts Programme their attractiveness, truly ‘win–win’ solutions may be few and far
(UKCIP) in 1997—an organisation quite distinct from those between, with trade-offs between conflicting goals more
dealing with mitigation measures. The UKCIP remit, as dictated commonplace. The following section provides an overview of
by national Government, is to increase our understanding of the some of the key interactions, synergies and differences between
impacts of climate change and provide guidance on how best to the two different approaches. Section 3 analyses in further detail
respond. Built up over the past ten years, UKCIP now acts as a what mitigation and adaptation actually mean in the context of
gatekeeper to a substantial knowledge base on impacts and the urban environment.
adaptation in the UK.

Attempts to link the climate change mitigation and air pollution 2. INTERACTIONS, SYNERGIES AND DIFFERENCES
agendas are even more embryonic.5,6 The need to take a more BETWEEN MITIGATION AND ADAPTATION
holistic view of the full range of impacts of different sectors is The contemporary notion of climate change implies something
recognised but the difficulties in coordinating associated action that is anthropogenically induced and occurring over a relatively
are further reinforced by the involvement of a range of different short timescale. Since this speed of change is one of the reasons it
bodies. In terms of air quality management, for example, the presents a particular challenge, even a slowing of the rate of
division at national Government level is often also mirrored at climate change could prove to be of substantial benefit to both
the local scale, providing a considerable barrier to truly holistic human and wildlife communities. For humankind, it would
action at the scale of towns and cities. influence the urgency and magnitude of adaptation necessary,
and for the natural world around us it would improve the
However, more recently the policy agenda has begun to recognise prospects for animals and plants to adapt to new climate
that even with mitigation efforts some degree of climate conditions.12 As such, there is obvious interdependence between
change is inevitable, with the change becoming much more mitigation and adaptation in that they are both deliberate human
significant in the second half of this century.7 As such it is now responses aimed at reducing the overall risks associated with
recognised that we need to be planning for adaptation, as well as climate change—mitigation seeks to reduce the drivers of
continuing mitigation efforts. This is reflected in the 2006 UK climate-related hazards, while adaptation targets vulnerability
Climate Change Programme, which includes a dedicated chapter and exposure to these hazards. In terms of the built environment
on adaptation for the first time,8 as well as highlighting the (the people, buildings and other infrastructure associated with
urban-based research being carried out as part of the Building towns and cities) this includes the sort of measures shown in
Knowledge for a Changing Climate (BKCC) research programme.9 Table 1.13 However, the design of integrated, and effective,
Elsewhere, the Nottingham Declaration on Climate Change, climate policy is a significant challenge as ‘long time frames,
originally set up to promote mitigation activity, was relaunched scientific uncertainty about impacts and about social and
in 2005 and now adopts a broader approach to the risks economic futures all conspire to test the abilities of existing
associated with climate change. At the supra-national scale, decision-making processes’.14
it is intended that adaptation will also feature more strongly
in the second European Climate Change Programme (currently A further common link between the two approaches is the
under consultation), and in research terms both mitigation and capacity of a system to respond. For example, adaptive capacity
adaptation (and their trade-offs) are being considered as part of can be simply defined as the ability of a system to adjust to
the ADAM project (http://www.adamproject.eu). climate change; it is thought to be determined by a range of
factors including technological options, economic resources,
Moves towards considering both types of response as part of human and social capital, and governance.11 Mitigation has
a more coherent programme in both the UK and the EU represent similar determinants—in particular the availability and
an explicit acknowledgement by decision makers that both penetration of new technology (although technological solutions

186 Municipal Engineer 159 Issue ME4 Adaptation and mitigation in urban areas: synergies and conflicts McEvoy et al.
Example links to mitigation (reducing the
‘climate footprint’ of adaptation
Possible climate impacts Impact on built environment Example adaptation measures measures)

Drier summers with Subsidence, flooding Reduce exposure of vulnerable Consider whole life cycle of emissions of
reduced soil moisture places by hard and soft hard and soft engineering projects,
content and wetter engineering including air pollution emissions6
winters Reduce vulnerability of building Consideration of need to travel when
materials siting new development
Avoid ‘at risk’ locations
A larger proportion of Reduced heating demand offset Provide enhanced cooling Heating and cooling to rely on renewable
extremely hot v. extremely by increased cooling demands without loss of efficiency of sources
cold days winter heating systems
Adaptation to target vulnerable Consideration of negative impacts of air-
elements at risk conditioning
Warmer and drier Greater requirement for Reduce exposure and provide Consider whole lifecycle of emissions
summers outdoor living and access to cooling through green and blue Use trees as additional carbon sinks
urban open space infrastructure
More extreme events Damage to building fabric Greater resilience of buildings Decentralised energy infrastructure
and infrastructure Consideration of the embodied energy
Use of different materials of materials used
More frequent droughts Water shortages Storage and recycling of water Possible implications for biofuels, etc.

Table 1. A summary of some key climate change impacts and mitigation/adaptation responses13

have a role to play in both mitigation and adaptation, it should be there is an obvious mismatch in terms of scale, both spatially and
recognised that ‘soft engineering’ has a particularly important temporally. Mitigation efforts are typically driven by national
role in adapting cities to climate change (see Table 1)) and the initiatives operating within the context of international
willingness and capacity of society to change (information and obligations (the slogan ‘Think Global, Act Local’ picks up on this),
awareness-raising can be useful tools to stimulate positive whereas adaptation to climate change and variability tends to be
change and this has been recognised with the funding of a UK much more local in nature, often in the realm of local/regional
‘climate change communications initiative’ that aims to inspire economies and land managers.21 As well as the spatial element,
collective climate action). there are also differences in the timing of effects. As GHGs
have long residence periods in the atmosphere, the results of
In the built environment other linkages exist. For example, both mitigation action will only be seen in the longer term.
mitigation and adaptation are driven (and influenced) by Adaptation, on the other hand, has a stronger element of
development pressures. Urban areas are centres of economic immediacy.
activity, implying a concentration of high-energy intensity, and
therefore a mitigation response is needed to reduce energy flows This disconnection in space and time can make it difficult for
and the ecological ‘footprint’ of our towns and cities.15 This people to link the consequences of their activity with
ecological footprint inevitably includes aspects of a climate long-term environmental consequences. It also raises the
footprint associated with GHG emissions and the loss of carbon question of environmental equity—that is, who are the likely
sinks through land cover change.16,17 On the other hand, beneficiaries of the different types of response? Mitigation,
adapting our cities to climate change is equally important if we being an action targeted at the longer term, attaches value to
are to ensure resilience to climate-related hazards such as the interests of future generations and as such can be
flooding, heat stress and geohazards.13,18,19 (The research project considered an altruistic response by society. That said, greater
Adaptation Strategies for Climate Change in the Urban integration with air pollution control and management might
Environment (ASCCUE), which is part of the wider BKCC research help overcome some of these issues given the relatively clear
programme, examines adaptation response through strategic links in time and space between air pollutant emissions and
planning and urban design (http://www.sed.manchester.ac.uk/ poor air quality. Conversely, the impacts of climate change are
research/cure/projects/current/asccue.htm).) It is also important felt more immediately by society (e.g. weather extremes
that any response to climate change, whether mitigation or causing flooding or heat waves, such as the 2003 event that
adaptation, is embedded within the wider context of sustainable killed tens of thousands of people across Europe22) and
development, contributing to a combination of economic, adaptation is typically viewed as everyday ‘self-interest’. In the
environmental and social wellbeing, as well as associated case of longer-term engineering (or re-engineering) of the built
environmental protection and control in specific sectors. environment this distinction may not be quite as clear, but it is
Although outside the scope of this paper, a move towards more nevertheless more tangible and demonstrable than may be the
‘joined-up’ thinking (in relation to the integration of climate case for purely mitigation measures.
change and sustainable development approaches, concepts and
language) poses a significant challenge. This inevitably leads to a consideration of trade-offs, in particular
who pays and who benefits20 and whether there is a willingness
Although there are discernible synergies between the two to invest if the benefits of climate change response are perceived
responses, the challenge is that ‘mitigation and adaptation are to be private.14 It is also important to note discrepancies in that
very different in what they mean and how they work’.20 First, those responsible for the majority of emissions (i.e. developed

Municipal Engineer 159 Issue ME4 Adaptation and mitigation in urban areas: synergies and conflicts McEvoy et al. 187
countries) also have the highest adaptive capacity, while the the rest of Europe.27 In the UK the promotion of higher-density
poorest countries, producing the lowest emissions, are most developments, including the use of brownfield sites, was one of the
vulnerable to the impacts of a changing climate and this has an key themes of the influential Lord Rogers report Towards an Urban
influence on the urgency that is attached to any mitigation Renaissance published in 1999.28 However, although
response. This also holds true within national territories, with consolidation is central to the urban renaissance agenda and can
uninsured, unaware and relatively immobile populations living act to reduce energy demand and transport emissions, it can also
in poorer-quality accommodation often being hardest hit. In be in sharp conflict with adaptation measures as well as wider
reality, those most vulnerable to climate change are those already sustainable development objectives (particularly social
at a socio-economic disadvantage in society. dimensions, e.g. ensuring access to natural greenspace for all
urban dwellers). As such, strategic planning has a pivotal role to
Another important difference between the approaches relates to play in ensuring that any new development, restructuring or
those involved. Not only are decisions taken in different policy retrofitting of our towns and cities is adequately ‘climate-proofed’
domains, but different stakeholder communities are also and contributes to truly sustainable development.19
involved. Mitigation policy is primarily focused on
decarbonisation and involves interaction with the large Increasing the built mass of urban areas conflicts with the
‘emitting’ sectors such as energy and transport. The limited adaptation agenda in two main ways: it not only acts to intensify
number of key personnel and their experience of dealing with the urban heat island effect,29,30 but densification and the issue of
long-term investment decisions mean that the mitigation agenda ‘urban creep’ can also pose problems for urban drainage.31
is more sharply defined. In contrast, those involved in the Adapting our cities to a future climate would therefore benefit
adaptation agenda come from a wide variety of sectors that are from greater consideration of ecological principles, in particular
sensitive to the impacts of climate change and operate at a range the use of green and blue spaces to produce cooling, provide
of spatial scales from national planning authorities down to storage and enable infiltration.19,32,33 From recent experience,
individual building owners. As a result, the implementation of however, it is evident that greenspace is often the loser in urban
adaptation measures is likely to encounter greater institutional development processes, and it is clear that a more balanced
complexity.10 approach to densification is needed—for example, some land
classified as ‘brownfield’ may actually have useful multi-
functional attributes.32 Furthermore, cities poorly designed for
3. MITIGATION AND ADAPTATION IN THE BUILT the predicted hotter summers of the future are likely to become
ENVIRONMENT uncomfortably hot, leading to increased use of air-conditioning
When concentrating on the consequences of climate change for and a consequent reinforcement of climate change.34 There may
our towns and cities, it is useful to clarify what each response also be indirect effects as a result of people escaping
entails in relation to the built environment. For instance, uncomfortable city conditions by travelling to more comfortable
mitigation (in terms of decarbonisation) relies on two main locations, inevitably leading to increased car emissions.
responses: reducing the amount of energy required by end-users
(e.g. by improving energy efficiency) and reducing the carbon The interactions between climate-related hazards and the
intensity of the energy actually supplied (e.g. by increased use of elements at risk (exposure units/receptors) in our towns and cities
alternative fuels, particularly renewables). For adaptation of the are complex and subject to numerous and complicated feedback
built environment, the main climate-related hazards of concern processes.35 This is also true for interactions between different
in the UK (as indicated in Table 1) are increased temperatures, exposure units (see Fig. 2). Although not the primary driver,
changing precipitation patterns (more rainfall in winter; less in changes to our climate will interact with urbanisation processes
summer) and an increase in the frequency of extreme events, with (such as densification) to amplify the impact on the built
the possibility of more storm events. Adaptation will thus be environment; for instance riverine flooding may combine with
primarily concerned with ‘changes in processes, practices, or flooding from overwhelmed storm drains and sewers to heighten
structures to moderate damage or realise opportunities, as well as the seriousness of urban flooding.36 In this regard, greenspace
adjustments to reduce the vulnerability of communities, regions (with the incorporation of sustainable urban drainage
or activities’.23 measures37,38) has an important role to play. Ideally, new
development should consider the storage and infiltration of
In terms of mitigation policymaking, improving energy efficiency rainwater, with particular emphasis on retaining the most
is typically targeted at end-use residential, commercial, industrial permeable areas.33 In reality, issues such as the paving over of
and transport sectors. However, a more comprehensive scientific gardens in suburban areas are emerging problems that are
analysis of the urban environment emphasises the city as a contributing to a greater risk from flood events in the future.19,39
complex system that is subject to continuous processes of
development and change, with energy, natural resources and As well as addressing the form of urban areas, adaptation
resultant waste treated as either flows or chains.15,24,25 The measures are also applicable at other spatial scales, including
metabolism of the urban system and its resultant emissions is neighbourhood and even individual building scales (see Fig. 3).
strongly influenced by the urban form—that is, its spatial A range of climate-related factors can compromise the integrity
organisation.26 The greater the density of development, the less of buildings (and other infrastructure) in the UK, with the most
the need for travel and the greater the viability of large-scale critical identified as flooding, wind and driving rain, subsidence
efficiency initiatives such as community heating systems. and soil movement.29 Adapting to these potential hazards will
Consequently, the advocacy of high-density mixed-use involve consideration of the location and layout of development,
settlement (commonly known as the ‘compact city’) has landscape architecture, building design, appropriate use of
increasingly been translated into land-use policy in England and materials and provision of outdoor spaces.18,40

188 Municipal Engineer 159 Issue ME4 Adaptation and mitigation in urban areas: synergies and conflicts McEvoy et al.
regulations and the code for
Long spell of sustainable homes are all
hot summer Evapo-
weather transpiration potential policy tools for
by greenspace achieving this.
+ + + +

Soil moisture Greenspace Reducing the carbon intensity


Air – Heat island + –
deficit condition of energy supply is the second
quality intensifies
develops

important strand of the

mitigation armoury.
+ Shading and Traditionally, the energy
Human + evaporative
cooling infrastructure in the UK has
comfort
been a centralised system with
Soil Building
– integrity
large power stations
shrinkage
generating electricity that is

distributed to end-users
Fig. 2. Conceptual model demonstrating possible interactions between urban greenspace, building through a national grid. These
35
integrity and human comfort power stations, with their
requirement for large amounts
The location and layout of a new development is particularly of water for cooling purposes, are often located near water
important in minimising flood risk, with the vulnerability of sources and as such are at risk from sea level rise and flooding
a building to flooding partly a function of its design and under changing climatic conditions. In urban areas and their
the materials used, as well as being crucially dependent on the hinterlands, power lines may also be increasingly at risk from
height of the floodwater in relation to the floor level of the other climate change impacts such as storms and geohazards—
41
structure. The layout of a development can also be an that is, where this infrastructure is exposed to hazards beyond the
important influence in reducing the urban heat island effect. 40 severity anticipated by the initial design capacities. A further
Adaptation of the built environment should ideally seek to threat relates to anticipated future loadings that inevitably link
simultaneously address the resilience of the building fabric to a not only to climatic change but also to socio-economic change
changing climate, with the incorporation of energy-saving (GENESIS is another BKCC research project, which is analysing
measures (and renewable technologies) where possible. Explicit the impact of climate change on the electricity supply industry
(http://esi.eerc.bris.ac.uk/)). This applies equally to other urban
consideration of where win–win (or at least low-regret)
infrastructure, for example the transport network.
solutions exist, combined with the identification of examples
of maladaptation, would be of considerable benefit to best
Conversely, the promotion of renewables tends to favour
practice guidelines. This knowledge could then be used to
decentralisation of energy supply and there is obvious resonance
improve the sustainability of our buildings and other
between this form of mitigation and adapting to climate change
infrastructure through legislation and guidance, while
(particularly in relation to security of supply issues). That said,
simultaneously contributing to the mitigation agenda. Regional
although there is a policy goal to increase the percentage of
spatial strategies, local development frameworks, building
renewable supply, it is not clear how the different technologies
will perform under changed conditions. For instance, increased
Levels of study storminess may have operational implications for technologies
Regional level: such as wind turbines. Furthermore, biomass is currently being
socio-economic trends, etc. promoted as an alternative fuel source within the UK, but it is
unclear whether this will remain a viable option in times of water
scarcity and whether this activity is associated with land-use
Conurbation level:
open space system: change and emissions characteristics that may have negative
Main levels of investigation

compostion and spatial pattern impacts in other areas. The operation and effectiveness of
renewable options under changed climatic conditions and their
? possible conflicts with adaptation (for instance, in terms of land
use) are topics that are currently under-researched.
Neighbourhood level:
interaction of exposure units
open–built–human 4. CONCLUSIONS
Although climate change may bring some opportunities to urban
areas in the UK, this paper has illustrated that the challenges are
? likely to be considerable. Heat extremes, geohazards, storms, and
Site level:
coastal and riverine flooding are four key issues likely to be faced
open space mechanics: in the future. Due to the complexity of the climate change issue, it
structural and functional has been argued that planned responses to these hazards need to
attributes
be holistic and act at a variety of spatial scales. Of particular
importance is strategic urban planning, which has a critical role
Fig. 3. Levels of investigation: adaptation in the urban to play in climate-proofing our towns and cities, primarily
environment (from the ASCCUE project)
through guiding development to suitable locations and ensuring

Municipal Engineer 159 Issue ME4 Adaptation and mitigation in urban areas: synergies and conflicts McEvoy et al. 189
that urban drainage and heat issues are adequately addressed. In maintenance of our towns and cities. Improving our
particular, soft engineering solutions such as the promotion of understanding of this area may actually reveal that truly
green and blue infrastructure are considered valuable responses, ‘win–win’ solutions are rare and trade-offs between conflicting
helping to moderate the impacts of climate change by cooling goals are more commonplace (particularly at the conurbation
urban areas as well as providing storage and infiltration capacity. scale). ‘Place-based’ integrated assessments appear to hold
On the face of it, the most notable win–win example is that of greatest potential for exploiting any synergies that do exist, with
urban forestry. Not only do trees play an important adaptation an effective planning system and innovative urban design crucial
role but they also act as sequesters of carbon. However, even this for combining mitigation and adaptation measures and hence
is not a straightforward solution, since some species of trees are promoting more effective climate-proofing of the urban
actually associated with the emissions of ozone precursors.6 environment.

Further research is therefore required to understand the full ACKNOWLEDGEMENTS


implications of any planned developments and to ensure that any
Reference to adaptation in the urban environment has been
remaining negative consequences are minimised. There is also
drawn from research conducted for the ASCCUE project, funded
the potential to develop regional parks near to urban areas. These
by EPSRC/UKCIP (proposal number GR/S19233/01).
would not only provide an important adaptation alternative for
urban inhabitants escaping the heat of our cities, but would also
be capable of ‘hiding’ substantial recreational activity and
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