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John T. Lysaker
Department of Philosophy, University of Oregon, USA
F. was a man in his early 20s who lived with family and attended college nearby. He was
the youngest child born to an intact family in north-eastern USA. His father was a
salesman and his mother a homemaker. F. had been an average student in high school. He
dated regularly in adolescence and routinely socialized with a group of close friends. F.’s
father had a history of depression but had refused treatment because he believed that
people should ‘handle their own problems’. F. himself experienced depressive symptoms
in early adolescence and believed that they resulted from his father’s gross withdrawal
from the family.
F. had been a patient in individual psychotherapy with one of us (P.L.) for almost 2
years. The issues for which he had initially sought treatment included his struggles to
separate from his family resolving anger at his father for his withdrawal from F.’s life,
forgiving his mother for not divorcing his father, and achieving intimacy with a
*Requests for reprints should be addressed to Paul Lysaker, Day Hospital 116H, 1481 West 10th St, Roudebush VA
Medical Center, Indianapolis, Indiana 46202, USA (e-mail: Lysaker.Paul_H_PHD@Indianapolis.va.gov).
24 Paul H. Lysaker and John T. Lysaker
girlfriend. He presented as an intelligent person with a dry sense of humour but with
little sense of personal direction or motivation. Then, suddenly, immediately following
an extended vacation, F. became acutely psychotic. In a short period of time F. changed
dramatically. All previous issues became irrelevant and F. was a frightened and
argumentative man, utterly consumed with the belief that a former teacher was arranging
his assassination.
Despite immediate pharmacological intervention, the psychosis did not remit and as
time wore on a clinical picture meeting criteria for schizo-affective disorder developed.
For the next few months the focus of psychotherapy shifted radically. Interventions
focused almost exclusively on reassuring F., helping him to accept anti-psychotic
medication, and providing support to his family.
At a turning point in his recovery, F. ‘blew up’ and accused me (P.L.) of being a ‘traitor’.
He was furious because I had remained neutral and would not afrm the reality of his
delusional concerns. When I asked F. about the angry tone of his remarks, he said that he
thought that I was the angry one because I stubbornly refused to see the danger he was in.
As he pressed me further, I explained that more than anything else I felt confused. ‘We
once talked about your ideas and feelings, but now you only can think and talk about ‘x’
(his persecutor) . . . it’s impossible to talk about anything else.’
In response, F grew silent and for the rst time since his psychotic break, seemed
inexpressibly sad. In a downcast and defeated manner, he acknowledged that being
persecuted was all he could think about. He added that those thoughts were ‘necessary’.
He explained that if he stopped thinking about his persecution, he was consumed by
unbearable feelings of ‘emptiness and nothingness’, a subjective state innitely more
painful than being persecuted.
Many have observed that persons with schizophrenia spectrum disorders experience
alterations in personality (Selzer & Schwartz, 1994). Schizophrenia has been linked, for
example, to an erosion of feeling able to direct one’s life (Lysaker & Bell, 1995), to
overwhelming anxiety about self-dissolution (Frosh, 1983), and to disruptions of
personal narrative (Kline, Horn, & Patterson, 1996). Less clear in the literature, however,
is how we should understand subjective changes in self-experience. What do they reect?
How are they linked to other aspects of illness? While psychiatric research has proposed
that acute symptomatology is ultimately the result of a host of neurodevelopmental and
biochemically based processes (e.g. Borgerts, 1997; Olney & Farber, 1995), less has been
written about how such processes alter sense of self. How can we explain why F.,
previously a complex person, suddenly experienced himself and could relate to others
solely as the desperate subject of persecution?
To address this issue, we will attempt to evolve an account of what happened
phenomenologically in the case of F. First, we will review theory and research suggesting
that the self is best described as a series of internal and external dialogues. Focusing
on F.’s rst-person report, we will then argue that his psychosis could be
conceptualized as the disruption of internal dialogue associated with neurocognitive
decits, limiting him to a univocal sense of self determined by feelings of persecution.
Continuing F.’s story, we will nally describe how psychotherapy may have
facilitated recovery by helping to reignite F.’s internal dialogue through external
dialogue, and discuss the implications of this for the psychotherapy and rehabilitation
of schizophrenia.
Psychosis and self-structure 25
Theories of the dialogical nature of self-aw areness
Over the last century, theorists have increasingly stressed the dynamic and multifaceted
nature of subjective sense of self. According to investigations across widely varying
disciplines, the self is inherently ‘dialogical’, or the product of ongoing dialogue both
within the individual and between the individual and other individuals. This view
emphasizes that self-awareness is not an awareness of an isolated single voice or a seamless
viewpoint, but a collective of numerous complementary, competing, and sometimes
contradictory, voices and beliefs. The self here is importantly not only an awareness of this
collective but also the experience of moving between various points within the collective.
The concept of the dialogical self or ‘dialogism’ is derived from several sources. Most
popularly, dialogism has been linked with the work of the Russian literary critic Bakhtin
(1929/1985). Developed from his readings of the works of Dostoyevsky, Bakhtin argues
that the human world is most truly represented as polyphonic, or as an ongoing series of
dialogues between opposing voices. He argues that Dostoyevsky’s use of dialogue to
examine the psyche is not merely an advance in ‘artistic thinking’ but also an advance in
understanding ‘thinking human consciousness’ (p. 270). He suggests that Dostoyevsky’s
œuvre provides revolutionary insights into the psyche by offering open and continuous
dialogues between opposing characters instead of a singular conclusive perspective. More
recently Wortham (1999) has made similar points about the dialogical nature of the
psyche. He points out how in autobiography the self is both the narrator and main
character whose dialogue reveals more about the subject than either alone.
Preceding Bakhtin, Nietzsche (1886/1966), also claimed that the self is best described
as a ‘common wealth’ or ‘a social structure composed of many souls’ (p. 26). He explained :
‘‘the way is open for new versions of the soul hypothesis; and such conceptions as ‘soul as
subjective multiplicity’ and soul as social structure of drives and affects’’ (pp. 20–21).
The suggestion here is that the self is an ensemble, driven by habits and desires, which
share the same body but lack an overall integrating function. In fact, Nietzsche rejects the
existence of any overarching self that oversees or conducts the multiplicity of voices
which people live out. He writes: ‘‘With regard to the superstitions of logicians, I shall
never tire of emphasizing a small terse fact: that a thought comes when ‘it’ wishes not
when ‘I’ wish, so that it is a falsication of the facts to say that the subject’s ‘I’ is the
condition of the predicate ‘think’ (p. 24). The point here is that we are led by our
experiences to suppose that a unied agent is responsible for cognition, which we call the
self, even though there is no real evidence that our thoughts are our creation, rather than
the other way around. As Hume (1739/1964) noted years earlier : no matter how
thoroughly we introspect we never nd the ‘I’, only bundles of thoughts or ‘perceptions’
(p. 252).
If no singular self underlies the multiplicity of internal experience, then the question
naturally arises : why the persistent search for an organizing unitary self? Nietzsche
suggests at least two answers. First, the singular self may be a mirage, the result of a trick
of grammar. Grammatically speaking, just as singing requires a singer, thinking seems to
require a thinker, thus making it easy to erroneously suppose that a unitary self must
exist. A second and more illuminating possibility is developed in The gay science (1887/
1974). Here Nietzsche proposes self-awareness developed ‘‘under the pressure of the need
for communication’’, and that ‘‘consciousness is really only a net of communication
26 Paul H. Lysaker and John T. Lysaker
between human beings’’ (p. 298). Here he suggests that in order to ourish, people had to
develop ways of communicating the presence of needs, threats, opportunities, and that
effective communication about these matters required a shorthand in which ‘I think’ was
used as a sign for complicated internal processes. Thus, people have searched for a singular
identity because they have ‘forgotten’ that ‘I think’ was a sign which marks evolutionary
progress and not direct evidence of a univocal self lying behind cognition.
Nietzsche’s notion that consciousness developed out of communication contains a nal
theoretical point: it places along a continuum the internal and external facets of the self.
By Nietzsche’s account, internal dialogue develops out of dialogues with others. He
writes : ‘‘The human being inventing signs is at the same time the human being who
becomes even more keenly conscious of himself’’ (p. 299). In other words, internal
polyphony diversies and develops in response to social demands. This observation
pregures developments in the USA shortly thereafter. Mead, for instance, insisted that
‘‘no hard and fast line exists between our selves and the selves of others since our own
selves exist and enter as such into our experience insofar as the selves of others exist and
enter into our own space’’ (1934, p. 164). Focusing more on behaviour than mentation,
Dewey (1925/1988) similarly comments that ‘‘communication not only increases the
number and variety of habits, but tends to subtly link them together’’, enabling them to
acquire increasing levels of distinctiveness (p. 214).
Conclusions
In this paper we have offered a conceptualization of some of the phenomenological
changes that take place in schizophrenia spectrum disorders. Illustrated with the case of a
patient intensively treated prior to and following the onset of illness, we have suggested
that the disruptions in associative processes and affect dysregulation linked with the
schizophrenias may profoundly interfere with internal and external dialogues, and
ultimately the maintenance of identity. We have also suggested that the dialogues
which psychotherapy consists of represent an intuitively appealing route by which to try
and resuscitate such collapsed dialogues. This line of thinking is consistent with
rehabilitation literature linking enhancements in sense of self to recovery (Davidson,
1999; Davidson & Strauss, 1992; Polkinghorne, 1995) and may point to a variety of
potentially adjunctive treatments aimed at enhancing rehabilitation outcome.
There are many unanswered questions here as well as limitations to this paper. We have
focused on a single case— one in which we had the unique experience of knowing the
patient well before and after the onset of psychosis. It is therefore not clear how the
relationship of psychosis and dialogical self-structure should be understood in persons
32 Paul H. Lysaker and John T. Lysaker
whose form of mental illness is radically different from that of F. For example is a similar
process at work in persons who view their psychosis as an asset, as in the case of some
people whose psychosis is associated with beliefs in supernatural abilities? Additionally,
there are numerous phenomena linked with psychosis whose nature might be better
understood in the light of explorations of the relationship of psychosis to the dialogical
self. These include, among other things, the often noticed link between madness and
creativity.
Clearly, considerable amounts of work are necessary in this area before rm conclusions
can be reached. In particular, systematic research is needed, including formalized
assessments of the dialogical structures of people with schizophrenia, as well as
qualitative and quantitative analyses of the psychosocial, neurocognitive and psychosocial
correlates of internal and external dialogue in this disorder.
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