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THE ACUTE RESPONSE OF PRACTICAL OCCLUSION IN

THE KNEE EXTENSORS


JEREMY P. LOENNEKE,1 MONICA L. KEARNEY,2 AUSTIN D. THROWER,3 SEAN COLLINS,1
1
AND THOMAS J. PUJOL
1
Department of Health, Human Performance, and Recreation, Southeast Missouri State University, Cape Girardeau, Missouri;
2
Department of Nutrition and Exercise Physiology, University of Missouri, Columbia, Missouri; and 3Department of Biology,
Southeast Missouri State University, Cape Girardeau, Missouri

ABSTRACT stress more than normal low-intensity exercise. This study does not
Loenneke, JP, Kearney, ML, Thrower, AD, Collins, S, and Pujol, TJ. support the use of knee wraps as a mode of blood-flow restriction.
The acute response of practical occlusion in the knee KEY WORDS whole-blood lactate, hypertrophy, muscle,
extensors. J Strength Cond Res 24(10): 2831–2834, 2010—Train- occlusion training
ing at low intensities with moderate vascular occlusion results in
increased muscle hypertrophy, strength, and endurance. Elastic INTRODUCTION
knee wraps, applied to the proximal portion of the target muscle,

T
he American College of Sports Medicine recom-
might elicit a stimulus similar to the KAATSU Master Apparatus.
mends training at intensities of at least 70% of one’s 1
The purpose of this study was to test the hypothesis that
repetition maximum (1RM) to receive increases in
intermittently occluding the leg extensors with elastic knee skeletal muscle hypertrophy (3). Recently, training
wraps would increase whole-blood lactate (WBL) over control at low intensities (20% 1RM) with moderate vascular occlusion
(CON). Twelve healthy men and women participated in this has resulted in muscle hypertrophy (25). Such results make
study (age 21.2 6 0.35 years, height 168.9 6 2.60 cm, moderate vascular occlusion a promising technique to a variety
and body mass 71.2 6 4.16 kg). One repetition maximum of populations, particularly those who cannot withstand high
(1RM) testing for the leg extensors was performed on a leg mechanical stress on the joints. Moderate vascular occlusion
extension machine for the first trial, followed by occlusion has resulted in increases in muscle cross-sectional area
(OCC) and CON trials. Four sets of leg extension exercise (30– (1,2,14,19–21,25), muscular strength (1,2,5,14,15,19–21), and
15–15–15) were completed with 150-second rest between muscular endurance (9,20) without significant elevations of any
known markers for muscle damage (myoglobin, lipid peroxide,
sets at 30% 1RM. Whole-blood lactate, heart rate (HR), and
creatine kinase) (1,20).
ratings of perceived exertion (RPEs) were measured after every
Blood-flow occlusion training is postulated to exert
set of exercise and 3 minutes postexercise. Data were analyzed
beneficial adaptation through a variety of mechanisms (13).
using repeated-measures analysis of variance with statistical One mechanism is through an accumulation of metabolites
significance set at p # 0.05. Whole-blood lactate increased in such as lactate. Whole-blood lactate (WBL) (7,17), plasma
response to exercise (p = 0.01) but was not different between lactate (6,13,15), and muscle cell lactate (10,11) have all been
groups (OCC 6.28 6 0.66 vs. CON 5.35 6 0.36 mmolL21, p = shown to significantly increase over control in response
0.051). Heart rate (OCC 128.86 6 4.37 vs. CON 119.72 6 to exercise with blood-flow restriction. Lactate accumulation
4.10 bmin21) was higher with OCC from sets 2–4 (p # 0.03), is significant, because growth hormone (GH) has been shown
with no difference 3 minutes postexercise (p = 0.29). Rating of to be stimulated by an acidic intramuscular environment (18).
perceived exertion was higher with OCC after every set (OCC Victor and Seals (22) indicated that a low pH stimulated
15.10 6 0.31 vs. CON 12.16 6 0.50, p = 0.01). In conclusion, sympathetic nerve activity through a chemoreceptive reflex
mediated by intramuscular metaboreceptors and group III
no differences exist for WBL between groups, although there
and IV afferent fibers (22). Consequently, this same pathway
was a trend for higher levels with OCC. The current protocol for
has been shown to play an important role in the regulation of
practical occlusion did not significantly increase metabolic
hypophyseal secretion of GH (8,22).
The occlusive stimulus is typically produced by a KAATSU
Address correspondence to Jeremy P. Loenneke, jploenneke1s@semo.edu. Master Apparatus or modified blood pressure cuffs, which
24(10)/2831–2834 makes this mode of training available to few because these
Journal of Strength and Conditioning Research devices are expensive and require a high level of skill
Ó 2010 National Strength and Conditioning Association to operate (12). These specialized apparatuses tend to be

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Practical Occlusion

expensive; thus, a need exists for the development of a repetition maximum was defined as the maximum weight that
practical mode of applying an occlusive stimulus in the hope could be lifted through a controlled, full range of motion
that more of the population can receive the positive (ROM) with approximately a 1 second concentric and 1
adaptations associated with such training. second eccentric phase. Full ROM was visually defined as
It has been postulated previously that elastic knee wraps, completing a repetition from the starting angle of 90° to a full
when applied to the proximal portion of the target muscle, lockout of 180°.
might elicit a stimulus similar to that seen with the KAATSU
Master Apparatus (12). Elastic knee wraps are inexpensive Occlusion and Control Testing Procedures
and easy to apply; thus, a pilot study was conducted with the Testing trials were separated by at least 6 days and no more
aim of investigating whether or not intermittently applying than 8 days. The exercise protocol required subjects
knee wraps provide an adequate occlusive stimulus to perform bilateral leg extensions at ;30% of their 1RM
to significantly increase WBL accumulation over a control for 4 sets, with a goal set at 30 repetitions for the first set
condition. Because of the novelty of using elastic knee wraps followed by 3 sets of 15 repetitions with 150 seconds of rest
as a mode to restrict blood flow, the study erred on the side between all sets. A repetition was counted if the movement
of caution, with knee wraps intermittently applied and rest was completed through a controlled, full range of motion with
intervals set at 150 seconds between sets. approximately a 1 second concentric and 1 second eccentric
phase. The OCC trial was completed first, so subjects who
METHODS were unable to meet the repetitions for a particular set, were
Experimental Approach to the Problem matched for total repetitions completed for that particular set
To examine the effects of intermittent vascular occlusion with in the CON trial. For the OCC trial, 76-mm-wide knee wraps
elastic knee wraps on the knee extensors, the primary (Red-Line, Harbinger, Napa, CA, USA) were applied to the
objective was to compare the WBL responses to 4 sets of low- upper thigh, as depicted in a review article by Loenneke and
intensity bilateral leg extension exercise (30% 1RM) with and Pujol (12). The same investigator applied the elastic knee
without an occlusive stimulus. Heart rate and RPE were also wraps in each trial to maximize intrarater reliability. Upon
investigated. Elastic knee wraps were used because they were completion of each set, knee wraps were removed imme-
easy to obtain, affordable, and practical. diately and reapplied before the next set. Control trial
methodology was the same as in the OCC trial, except that
Subjects knee wraps were not applied.
Twelve, recreationally active, healthy persons with no known
symptoms of impaired endothelial function or known risk Lactate, Heart Rate, and Ratings of Perceived Exertion
factors for cardiovascular or metabolic diseases took part Whole-blood lactate was measured using a handheld ana-
in this study. Subjects were recruited by word of mouth across lyzer (Lactate Plus, Nova Biomedical Corporation, Waltham,
campus. Their strength levels were considered relatively MA, USA). Fingertip WBL samples (ca. 0.7 ml by volume)
steady state, and no dramatic changes in their strength could were collected before the start of the exercise bout,
be expected during the time course of the study (3 weeks). immediately after each set, and 3 minutes into recovery
Subjects were permitted to train their quadriceps as usual up using the manufacturer guidelines for testing. The subjects’
to 48 hours before each testing trial. Alcohol was restricted fingers were cleaned with alcohol solution before testing.
24 hours before each test, and caffeine was restricted 12 hours Fingertips were punctured with a lancet, and the first drop of
before each test. Subjects were informed about the procedures blood was wiped off to decrease the chance of contamination.
and potential risks of the tests before their informed consent The finger was lightly squeezed to obtain a second drop of
was obtained. The institutional review board at Southeast blood, and when the drop appeared, the end of the test strip
Missouri State University approved the study. was touched to the blood drop until the test strip was filled.
Heart rate was monitored and transmitted to an attachment
Procedures worn on the wrist (FS1, Polar Electro, Lake Success, NY,
The subjects were tested for their bilateral knee extensor USA). Heart rate was measured before the start of the exercise
strength using a selectorized leg extension machine (FL-100, bout, immediately after each set, and 3 minutes into recovery.
Flex Fitness Incorporated, Murrieta, CA, USA). Before testing, Ratings of perceived exertion were determined after each set
subjects performed low-intensity aerobic exercise on a tread- of exercise using the standard Borg scale (4).
mill, walking at 2.5 mph for 10 minutes to warm up their leg
musculature. After treadmill walking, subjects were instructed Statistical Analyses
to perform 8–10 repetitions. After a rest period of 90 seconds, All values are expressed as mean 6 SE. Whole-blood lactate,
weight was increased, and subjects were instructed to perform HR, and RPE data were analyzed using repeated-measures
4–6 repetitions. After a rest of 90 seconds, weight was analysis of variance to determine significant differences
increased, and subjects were instructed to perform 1 repetition. between OCC and CON. When significance was found,
Weight was progressively increased until 1RM was de- Fisher’s least significant difference post hoc test was used to
termined. All 1RMs were achieved within 5 attempts. One determine pairwise differences. Significance was set at p # 0.05.
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TABLE 1. The mean values of WBL, HR, and RPE throughout the exercise bout.*†

WBL (mmolL21) HR (bmin21) RPE (6–20)

Set OCC CON OCC CON OCC CON

1 5.43 6 1.79 5.05 6 1.12 149.72 6 5.60 149.54 6 18.67 16.58 6 0.52‡ 14.00 6 0.66
2 7.64 6 1.43 5.10 6 0.43 146.18 6 6.01‡ 136.09 6 5.96 16.83 6 0.49‡ 13.83 6 0.53
3 6.27 6 0.56 6.60 6 0.93 150.36 6 6.59‡ 130.45 6 5.52 17.66 6 0.39‡ 13.50 6 0.68
4 7.23 6 0.93 6.84 6 0.69 150.36 6 5.88‡ 129.45 6 5.05 18.41 6 0.45‡ 13.50 6 0.99
3-min post 7.9 6 0.63 6.72 6 0.67 102.09 6 4.30 97.63 6 3.23 N/A N/A
*WBL = whole-blood lactate; HR = heart rate; RPE = ratings of perceived exertion; OCC = occlusion; CON = control; N/A = not
applicable.
†All values are expressed as mean 6 SE.
‡Significant difference between OCC and CON (p # 0.05).

RESULTS maintained throughout the exercise bout, whereas our


investigation used intermittent occlusion. Intermittent occlu-
Subjects’ characteristics were age 21.2 6 0.35 years, height
168.9 6 2.60 cm, and body mass 71.2 6 4.16 kg. Table 1 sion with 150-second rest intervals likely allowed glycolytic
presents mean WBL, HR, and RPE values for each set fibers to fully recover between sets, making a rapid recruitment
of exercise. Whole-blood lactate, HR, and RPE significantly of fast twitch fibers unnecessary. Another possibility is
increased with exercise regardless of the training condition occluding blood flow may result in a slower diffusion of lactate
(p = 0.001). There were no significant WBL differences out of the muscle tissue resulting in a more pronounced
between OCC and CON (n = 10), although there was a intramuscular acidic environment and therefore a greater local
stimulation of group IV afferents before its diffusion out of the
nonsignificant trend for WBL to be higher with OCC (6.28 6
cell (13). To illustrate, Reeves et al. (16) showed that although
0.66 vs. 5.35 6 0.36 mmolL21; p = 0.051). Whole-blood
lactate for 2 subjects were excluded from analysis because occlusion training resulted in a greater GH response than
of incomplete data at 2 time points. Heart rate levels were a nonoccluded control, there were no significant differences in
significantly different between OCC and CON (n = 11) for sets blood-lactate concentrations between groups.
2–4 with no difference 3 minutes postexercise (p = 0.29). Mean Heart rate and RPE were significantly increased over CON
HR was 128.86 6 4.37 bmin21 for OCC and 119.72 6 4.10 with practical OCC. Elevated HR has been shown previously
bmin21 for CON (p = 0.02). Heart rate data for 1 subject were to occur with occlusion training, attributable to decreased
venous return (17). The current data indicate the subject’s
incomplete; thus, that subject’s HR was excluded from final
perceived exertion was greater with OCC, which is in
analysis. Ratings of perceived exertion levels were significantly
higher with OCC compared to CON after every set of leg disagreement with other findings that found no differences
extension (OCC 15.10 6 0.31 vs. CON 12.16 6 0.50, p = 0.001). between training conditions (23,24). The discrepancy is
attributable to differing protocols because Wernbom et al.
(23,24) did not control for volume of work between groups.
DISCUSSION The goal of their study was to examine endurance capacity;
The current study was the first to investigate the effects thus, both groups were performing all-out sets. Ratings
of knee wraps as a practical mode of producing blood-flow of perceived exertion indicate that subjects perceive exercise
occlusion. This pilot study demonstrated that knee wraps did with practical occlusion to be of greater intensity than CON,
not produce differences in WBL between OCC and CON but despite the same external load and volume of work.
that there were significant increases in HR and RPE with The repetition protocol was modeled off previous inves-
practical occlusion. tigations using moderate blood-flow restriction, where 1 set of
This study found no difference in WBL between OCC and 30 repetitions was completed followed by 3 more sets of
CON; although previous research has demonstrated that lactate 15 repetitions (30-second rest between sets) (1). However,
is increased with blood-flow restriction (7,16–18,20), providing because of the novelty of knee wraps as an occlusion
1 mechanism by which GH is increased (8,22). Reasons for the stimulus, the protocol for this study was tailored to err on the
disparity may include the small sample size, reperfusion in side of caution; thus, knee wraps were intermittently applied
between sets, and the length of rest periods. Prior research used and rest intervals were set at 150 seconds between sets.
30- to 60-second rest intervals (12), whereas this study used 150 With this being the first investigation using knee wraps as a
seconds. The occlusion stimulus in past studies was applied and means of practical occlusion, limitations exist. One limitation

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Practical Occlusion

was the small sample size; however, with this being 8. Gosselink, KL, Grindeland, RE, Roy, RR, Zhong, H, Bigbee, AJ,
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a decrease in pH as a result of lactic acid production. In this term low-intensity resistance exercise with the reduction of muscle
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CON. The reperfusion of the muscles between sets may Rapid increase in plasma growth hormone after low-intensity
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19. Takarada, Y, Sato, Y, and Ishii, N. Effects of resistance exercise
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