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Ann. N.Y. Acad. Sci.

ISSN 0077-8923

A N N A L S O F T H E N E W Y O R K A C A D E M Y O F SC I E N C E S
Issue: Women’s Health and Disease

Establishing consensus criteria for the diagnosis


of diabetes in pregnancy following the HAPO study
Eran Hadar and Moshe Hod
Perinatal Division, Helen Schneider’s Hospital for Women, Rabin Medical Center, Petah-Tiqva, Sackler Faculty of Medicine,
Tel Aviv University, Tel Aviv, Israel

Address for correspondence: Moshe Hod, M.D., Director, Perinatal Division, Helen Schneider’s Hospital for Women, Rabin
Medical Center, Petah-Tiqva 49100, Sackler Faculty of Medicine, Tel Aviv University, Tel Aviv, Israel. mhod@clalit.org.il

The current diagnostic criteria for gestational diabetes mellitus are controversial because they lack correlation to
maternal and perinatal outcome. The results of the hyperglycemia and adverse pregnancy outcome (HAPO) study
demonstrate a linear association between increasing levels of fasting, 1- and 2-h plasma glucose post a 75 g oral
glucose tolerance test to several significant outcome endpoints, such as birth weight above the 90th percentile, cord
blood serum C-peptide level above the 90th percentile, primary cesarean delivery, clinical neonatal hypoglycemia,
premature delivery, shoulder dystocia or birth injury, intensive neonatal care admission, hyperbilirubinemia, and
preeclampsia. A consensus report by the IADPSG, based on a vigorous assessment of the HAPO results and other
studies, recommended an endorsement of risk-based, internationally accepted criteria for the diagnosis and classifi-
cation of diabetes in pregnancy. This review follows the steps from defining the problem to the endpoint of achieving
a worldwide policy change.

Keywords: diagnosis; gestational; diabetes mellitus; HAPO

Gestational diabetes mellitus (GDM) is defined as are controversial mainly because they lack correla-
any carbohydrate intolerance, with onset or first tion to outcome, be it maternal or perinatal. One
recognition during pregnancy.1 The occurrence of of the major features for screening and diagnosing
GDM is associated with an increased incidence of GDM is determining the diabetic threshold—that
maternal morbidity—cesarean deliveries, postpar- is, the level at which maternal blood glucose con-
tum type-2 diabetes; and also perinatal/neonatal veys a significant risk to the fetus. This threshold
morbidity—macrosomia, birth injury, shoulder remains an elusive endpoint due to lack of uni-
dystocia, hypoglycemia, polycythemia, and biliru- form, risk-based standards and due to the unknown
binemia. Long-term sequelae of in utero exposure implications of possible confounders on pregnancy
to hyperglycemia may include a higher risk for obe- outcome—such as maternal age, weight, hyperten-
sity and diabetes later in life.2 sion, history of previous GDM and macrosomia,
The diagnostic criteria for GDM were first pub- caregiver bias, and other nonglucose-related medi-
lished more than 40 years ago, in a pivotal trial cal complications.7–10 Previous studies have shown
conducted by O’Sullivan and Mahan.3 These cri- that the current accepted criteria may lead to un-
teria were established based upon nonpregnancy der diagnosis of diabetes.11–15 Also, several inter-
values, and were designed to predict the future oc- ventional studies have demonstrated that treatment,
currence of maternal type-2 diabetes.4,5 Another aiming for lower glucose levels, may lead to better
widely used set of criteria, are those published by perinatal outcome.16,17
the world health organization. These criteria are Not only the glucose threshold is controversial,
those used to classify impaired glucose tolerance, but other fundamental aspects of GDM, still remain
again, established for a nonpregnant population.6 unanswered: whether to screen or not to screen,18 if
Therefore, the current and commonly used criteria screening or diagnosing is undertaken; what is the

doi: 10.1111/j.1749-6632.2010.05671.x
88 Ann. N.Y. Acad. Sci. 1205 (2010) 88–93 
c 2010 New York Academy of Sciences.
Hadar & Hod Consensus criteria following the HAPO study

optimal timing and what are the best modalities to from medical records. At 4–6 weeks following de-
do so;19–21 what are the optimal treatment modal- livery, a questionnaire was administered to col-
ities, in terms of risk and benefits, to the baby and lect follow-up information for the mother and her
the mother?16,17 To answer some of the abovemen- baby.23
tioned controversies, the hyperglycemia and adverse A total of 23,316 women completed the course of
pregnancy outcome (HAPO) study was planned and the study, not being lost to follow up, and remaining
executed. with blinded data. The results of the HAPO study
The HAPO study was an investigator initi- demonstrate a linear association between increasing
ated trial, prospective, observational, multicenter, levels of fasting, 1- and 2-h plasma glucose post a 75
blinded study. Special care was implemented in g OGTT, to the four primary endpoints of the study:
planning the study, with standardization applied birth weight above the 90th percentile, cord blood
for participant enrollment, data collection, labo- serum C-peptide level above the 90th percentile,
ratory analyses, and interpretation of results.22–25 primary cesarean delivery, and clinical neonatal hy-
The study was held in a multinational, multicul- poglycemia. Positive correlations were also found
tural, ethnically diverse population, from various between increasing plasma glucose levels to the five
countries. The preliminary hypothesis of the study secondary outcomes: premature delivery, shoulder
was that gestational hyperglycemia, even below the dystocia or birth injury, intensive neonatal care
threshold for diabetes, will be associated with in- admission, hyperbilirubinemia, and preeclampsia.
creased maternal, fetal, and neonatal morbidities.22 Adjustments were made for field center, maternal
The participating teams in the study included 15 BMI, blood pressure, height, parity, baby’s gender,
medical centers, in nine different countries. Eligible, and ethnic group—these reduced the observed as-
consenting women were recruited from July 2000 to sociations, but they generally remained valid. This
April 2006. Each pregnant woman at a gestational validates the results for all age groups, countries,
age closely as possible to 28 weeks (range was 24–32 and ethnic origin—thus, eliminating the proposed
weeks) was evaluated for weight, height, and blood impacts of some speculated confounders.23
pressure. Each woman filled a standard question- Additional analyses examined the issue of neona-
naire to collect demographic data and medical his- tal adiposity. Out of the total HAPO participants,
tory. A blood sample was drawn, for fasting plasma cord serum C-peptide results were available for
glucose (FPG), followed by a 75 g oral glucose tol- 19,885 newborns and skin-fold measurements for
erance test (OGTT). Additional blood samples were 19,389. These measurements were used to deter-
collected 1 and 2 h postglucose intake. Also, a sam- mine the relationship between neonatal adiposity
ple for random plasma glucose (RPG) was collected (defined as the sum of skin folds higher than 90th
at 34–37 weeks of gestation, to identify late onset di- percentile or body fat percentage over 90th per-
abetes. The caregivers and the participating women centile) to maternal glucose levels. There is a sta-
were blinded to the results unless: FPG exceeded 105 tistically significant correlation between increasing
mg/dL (5.8 mmol/L), 2-h OGTT plasma glucose ex- values of maternal glycemia, on all glucose values,
ceeded 200 mg/dL (11.1 mmol/L), RPG was equal and cord serum C-peptide to neonatal adiposity.
or greater than 160 mg/dL (8.9 mmol/L) or if any The pattern is similar to the correlation between
glucose value was below 45 mg/dL (2.5 mmol/L). maternal glucose values and birth weight above the
Only women whose results remained blinded and 90th percentile, and was held true also for fat free
who had no additional glucose testing outside the mass (derived by subtracting fat mass from total
study protocol were included in the final data anal- body weight).24 The results of these anthropomet-
ysis. Cord blood was collected at delivery for mea- ric measurements suggest a link between maternal
surement of glucose and C-peptide (as a surrogate glycemia to neonatal adiposity, which may be medi-
marker for plasma insulin levels). Prenatal care, tim- ated by fetal insulin. This validates the 50-year-old
ing, and mode of delivery and postnatal follow up Pedersen hypothesis that maternal glucose trans-
were practiced according to standard care guide- ported to the fetus, across the placenta, causes fetal
lines, for each of participating center. Data regard- hyperglycemia, which in turn stimulates fetal in-
ing prenatal course, labor, delivery, postpartum fol- sulin release that acts as the secondary messenger
low up, and the newborn’s status were extracted that leads to the fetal overgrowth.26

Ann. N.Y. Acad. Sci. 1205 (2010) 88–93 


c 2010 New York Academy of Sciences. 89
Consensus criteria following the HAPO study Hadar & Hod

Figure 1. Frequency of primary outcomes across the glucose categories. Glucose categories are defined as follows: fasting plasma
glucose level—category 1, less than 75 mg/dL (4.2 mmol/L); category 2, 75–79 mg/dL (4.2–4.4 mmol/L); category 3, 80–84 mg/dL
(4.5–4.7 mmol/L); category 4, 85–89 mg/dL (4.8–4.9 mmol/L); category 5, 90–94 mg/dL (5.0–5.2 mmol/L); category 6, 95–99 mg/dL
(5.3–5.5 mmol/L); and category 7, 100 mg/dL (5.6 mmol/L) or more. 1-h plasma glucose level—category 1, 105 mg/dL (5.8 mmol/L)
or less; category 2, 106–132 mg/dL (5.9–7.3 mmol/L); category 3, 133–155 mg/dL (7.4–8.6 mmol/L); category 4, 156–171 mg/dL
(8.7–9.5 mmol/L); category 5, 172–193 mg/dL (9.6–10.7 mmol/L); category 6, 194–211 mg/dL (10.8–11.7 mmol/L); and category 7,
212 mg/dL (11.8 mmol/L) or more. 2-h plasma glucose level—category 1, 90 mg/dL (5.0 mmol/L) or less; category 2, 91–108 mg/dL
(5.1–6.0 mmol/L); category 3, 109–125 mg/dL (6.1–6.9 mmol/L); category 4, 126–139 mg/dL (7.0–7.7 mmol/L); category 5, 140–57
mg/dL (7.8–8.7 mmol/L); category 6, 158–177 mg/dL (8.8–9.8 mmol/L); and category 7, 178 mg/dL (9.9 mmol/L) or more.

The HAPO study therefore demonstrated that economical aspects to be considered, to transform
fasting glucose levels and post 75 g OGTT glucose the HAPO results into clinical practice guidelines.
measurements are correlated to maternal, perinatal, The International Association of Diabetes and Preg-
and neonatal outcomes. The correlation exists in a nancy Study Groups (IADPSG) was formed in 1998
linear manner, without a clear cut threshold. Glu- to collaborate between international groups inter-
cose has an impact on pregnancy outcome, even at ested in pregnancy and diabetes. At June 2008, the
levels below the current, commonly accepted range. IADPSG held an international workshop on GDM
These results provide the evidence for developing diagnosis and classification, publishing a consensus
outcome-based standards to diagnose and classify report that represents the opinion of the IADPSG
GDM, that are valid and applicable worldwide. The members on the diagnosis of GDM.27 The results
process to determine such a worldwide consensus of the HAPO study were vigorously assessed, and
is not simple to achieve, and it demands the co- served as the fundamental basis for the IADPSG
operation of multiple diabetic interest groups, in report, along with other studies consistent with the
multiple countries, with a multitude of medical and HAPO results.28–30 The IADPSG panel members

90 Ann. N.Y. Acad. Sci. 1205 (2010) 88–93 


c 2010 New York Academy of Sciences.
Hadar & Hod Consensus criteria following the HAPO study

Table 1. Threshold values for diagnosis of GDM in the IADPSG report. Prepregnancy diabetes is
important to identify, while pregnant, for several
Glucose
reasons: an increased risk of congenital anomalies;
concentration
higher prevalence of end organ diabetic complica-
threshold
tions; need for rapid and early treatment and follow-
Glucose measure mg/dL mmol/L up during pregnancy to ensure prompt restoration
of normal glycemia and to ensure confirmation and
Fasting plasma glucose (FPG) 92 5.1 appropriate treatment of diabetes postpartum.31–33
1-h plasma glucose 180 10.0 The assessment for overt diabetes should be made
2-h plasma glucose 153 8.5 during the initial visit for prenatal care, although
there is still debate whether it should be done as uni-
Note: One or more of these values from a 75 g OGTT versal or risk-based testing. Hemoglobin A1C value
must be equaled or exceeded for diagnosis of GDM.
above 6.5% (measured in a laboratory standardized
with the Diabetes Control and Complications Trial
[DCCT]/UK Prospective Diabetes Study [UKPDS]
state that they expect for their report to serve as assay) is used for diagnosis of diabetes outside preg-
the basis to endorse a risk-based, international ac- nancy.34,35 Other than the use of A1C, consensus
cepted criteria for the diagnosis and classification of thresholds are recommended for the other individ-
diabetes in pregnancy. ual glycemia measures—FPG or RPG (Table 2). A
The HAPO study, compared the prevalence of the tentative diagnosis of overt diabetes, based on mea-
abovementioned endpoints across the entire distri- surement of random plasma glucose, must be con-
bution of glucose concentrations, with the lowest firmed with either an FPG or A1C.
glucose concentration ranges, used as the reference The overall strategy recommended by the
for establishing odds ratios (Fig. 1). The IADPSG IADPSG panel for detection and diagnosis of hyper-
panel decided that for selection of diagnostic thresh- glycemic disorders in pregnancy is summarized in
olds, mean values for FPG, 1-h, and 2-h OGTT Table 3. The first step of evaluation is the detection of
plasma glucose values are to be used as reference. overt diabetes, in women not previously diagnosed
The predefined value for the OR, at the threshold, outside of pregnancy. Universal early testing in pop-
relative to the mean was selected to be 1.75. The ulations with a high prevalence of type 2 diabetes
recommended glucose values for FPG, 1-h, and 2-h is recommended, especially if metabolic testing in
plasma OGTT, are listed in Table 1. These thresh- this age-group is not commonly performed outside
olds are the average glucose values at which odds of pregnancy. The second step is a 75 g OGTT pre-
for birth weight >90th percentile, cord C-peptide formed at 24–28 weeks of gestation, in all women
>90th percentile, and percent body fat >90th per-
centile reached 1.75 times the estimated odds of
these outcomes at mean glucose values, based on Table 2. Threshold values for diagnosis of overt diabetes
fully adjusted logistic regression models. At least in pregnancy
one out of these three thresholds must be equaled or
exceeded to make a diagnosis of GDM. Among the Measure of glycemia Concensus thresholds
HAPO cohort, 11.1% had only one elevated value,
3.9% had two elevated results, and 1.1% had ele- Fasting plasma glucose ≥126 mg/dL (7 mmol/L)
vation of all three results. In addition, 1.7% of the Hemoglobin A1C ≥6.5%a
cohort was unblinded due to an FPG or 2-h plasma Random plasma glucose ≥200 mg/dL (11.1mmol/L)
glucose value, at enrollment, over the abovemen- + confirmationb
tioned predefined values. Thus, by these new crite- Note: One of these must be met to identify the patient as
ria, the total incidence of GDM in the HAPO study having overt diabetes in pregnancy.
was 17.8%. a
Using a DCCT/UKPDS-standardized assay.
The issue of classification of women with likely b
If RPG is initially measured, the tentative diagnosis of
prepregnancy diabetes (overt diabetes), only first overt diabetes in pregnancy should be confirmed by FPG
diagnosed during pregnancy, was also addressed or A1C.

Ann. N.Y. Acad. Sci. 1205 (2010) 88–93 


c 2010 New York Academy of Sciences. 91
Consensus criteria following the HAPO study Hadar & Hod

Table 3. Strategy for the detection and diagnosis of hyperglycemic disorders in pregnancy

First prenatal visit


Measure FPG, A1C, or RPG on all or only high-risk womena
If results indicate overt diabetes, treatment and follow-up as for preexisting diabetes
If results not diagnostic of overt diabetes and FPG are 92–126 mg/dL (5.1–7.0 mmol/L), diagnose as GDM
If results not diagnostic of overt diabetes and FPG are <92 mg/dL (5.1 mmol/L), test for GDM from 24–28 weeks
with a 75 g OGTTb
24–28 weeks’ gestation
2–h 75 g OGTT, performed after an overnight fast, on all women not previously found to have overt diabetes or GDM
during testing earlier in this pregnancy:
Overt diabetes if FPG ≥126 mg/dL (7.0 mmol/L)
GDM if one or more values equals or exceeds thresholds indicated in Table 1
Normal if all values on OGTT less than thresholds indicated in Table 1
Postpartum glucose testing
Should be performed for all women diagnosed with overt diabetes during pregnancy or GDM

Note: To be applied to women without known diabetes antedating pregnancy.


a
Decision to perform blood testing for evaluation of glycemia on all pregnant women or only on women with
characteristics indicating a high risk for diabetes is to be made on the basis of the background frequency of abnormal
glucose metabolism in the population and on local circumstances.
b
There have been insufficient studies performed to know whether there is a benefit of generalized testing to diagnose
and treat GDM before the usual window of 24–28 weeks’ gestation.

not previously found to have overt diabetes or In conclusion, glucose testing early in pregnancy
GDM. to detect overt diabetes and again with a 75 g OGTT
The HAPO study was an observational trial. How- at 24–28 weeks of gestation, in all pregnancies not
ever, two randomized controlled trials of treatment already diagnosed with overt diabetes or GDM by
of mild GDM have been carried out successfully in early testing, represents a fundamental change in
the period of the HAPO study.24,25 In both trials, the detection of hyperglycemia in pregnancy. Also,
treatment, achieved primarily by diet/lifestyle mod- applying these criteria will substantially increase the
ification, resulted in reduced birth weight, macroso- frequency of hyperglycemic disorders in pregnancy.
mia, and preeclampsia. Recruitment and glycemic This is consistent with the high prevalence of obesity
values of participants were not identical to the and disorders of glucose metabolism in the general
HAPO study, however, there was substantial overlap population.
between glucose values used for inclusion in the ran-
Conflicts of interest
domized controlled trials (RCTs) and those recom-
mended in the IADPSG report, as the new threshold The authors declare no conflicts of interest.
values. Hence, although not directly comparable,
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