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Journal of Applied Biomedicine xxx (2017) xxx–xxx

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Journal of Applied Biomedicine


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Original Research Article

Biomechanical evaluation of human lumbar spine in spondylolisthesis


 skia , Bozena
Kamil Joszkoa , Marek Gzika , Wojciech Wolan _ Gzik-Zroskab ,
a,
Edyta Kawlewska *
a
Silesian University of Technology, Faculty of Biomedical Engineering, Department of Biomechatronics, Zabrze, Poland
b
Silesian University of Technology, Faculty of Biomedical Engineering, Department of Biomaterials and Medical Devices Engineering, Zabrze, Poland

A R T I C L E I N F O A B S T R A C T

Article history:
Received 4 July 2016 One of the least known conditions of the lumbar spine in terms of biomechanics is spondylolisthesis
Received in revised form 7 June 2017 which causes many serious consequences for the patient. This research aimed to perform a mechanical
Accepted 12 October 2017 analysis of the origins of spondylolisthesis and its impact on the biomechanics of the lumbar section of
Available online xxx the spine. Within the framework of this study, a physiologically model of the lumbar spine was created in
the MADYMO software. In the next stage a slip of vertebra L4 was simulated by means of a controlled
Keywords: forward displacement of the vertebral body of vertebra L4. 10 variants of spondylolisthesis (W1–W10) of
Spondylolisthesis different degrees were subjected to a biomechanical evaluation. In maximum bending of the
Dynamic model 
physiological spine at an angle of 27 the value of the shear force amounted to 1.9 kN, while for the
Lumbar spine
spine affected by spondylolisthesis with slip grade W9 at the maximum bending of 34 the shear force
Multibody
Madymo amounted to 5.5 kN. It was observed that the lumbar spine with the simulated spondylolisthesis had
greater mobility in comparison with the physiological spine, which was shown by maximum bending
angles (physiological 27, W9 34 ).
© 2017 Faculty of Health and Social Sciences, University of South Bohemia in Ceske Budejovice. Published
by Elsevier Sp. z o.o. All rights reserved.

Introduction to increase the public awareness in this scope, the pain of the back
is one of the most common reasons for seeing the doctor. One of
Research premises the most frequent conditions occurring in the lower section of the
spine is spondylolisthesis, which is a form of a chronic instability of
Health ailments connected with the spine are mainly caused by the vertebral column. It consists in the displacement of the column
the degeneration of the intervertebral disc, joints surfaces and of vertebrae in relation to the vertebra located below it (Hanson
post-traumatic changes. Despite numerous studies, the diseases of et al., 2002; Labelle et al., 2004; Natarajan et al., 2003; Sairyo et al.,
the spine still pose a major problem. Moreover, it is expected that 2001). The etiology of its occurrence in terms of biomechanics has
with the further civilization development and ageing society such not been fully studied yet. The knowledge of the mechanism of its
illnesses will only continue to grow. The research of the lumbar origin will have a vital importance for the improvement of
section of the human spine is a frequent subject of scientific treatment of such conditions.
deliberations. The interest in this field has increased also in Poland
in the past years. Nevertheless, there are still many issues Objective of this work
connected with the lumbar spine which remain unsolved. The
authors were motivated to undertake the research on this issue by The objective of the research was defined as follows: to
the mass occurrence of pain and ailments in the lumbar spine in determine forces occurring in this segment of the spine for
patients. This condition is connected with technological develop- different degrees of progression of the vertebral body slip. In order
ment and related lifestyle, prolongation of working hours and lack to implement this objective, a dynamic model of the human
of active leisure. In spite of many educational programmes aiming lumbar spine was developed using a method of multibody systems.
The determination of spinal loads in dynamic conditions enabled a
better understanding of the mechanism of spondylolisthesis
* Author for correspondence: Silesian University of Technology, Faculty of occurrence. Performed researchers were carried out with the
Biomedical Engineering, Department of Biomechatronics, Roosevelta 40, 41-800 cooperation with neurosurgeon, who indicates the specific patient
Zabrze, Poland.
with isthmic spondylolisthesis on the L4–L5 level. According to the
E-mail address: edyta.kawlewska@polsl.pl (E. Kawlewska).

https://doi.org/10.1016/j.jab.2017.10.004
1214-021X/© 2017 Faculty of Health and Social Sciences, University of South Bohemia in Ceske Budejovice. Published by Elsevier Sp. z o.o. All rights reserved.

Please cite this article in press as: K. Joszko, et al., Biomechanical evaluation of human lumbar spine in spondylolisthesis, J. Appl. Biomed.
(2017), https://doi.org/10.1016/j.jab.2017.10.004
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2 K. Joszko et al. / J. Appl. Biomed. xxx (2017) xxx–xxx

new classification of the spine deformity (Labelle et al., 2009;  vertebrae are treated as rigid bodies having six degrees of
Labelle and Mac-Thiong, 2011; Mac-Thiong et al., 2012) consider- freedom (except for the sacral bone constituting an immovable
ing patient can be classified to type 2 of isthmic spondylostisthesis. basis) whose position and movement depend on the bonds and
This is very rare case, but the preoperative surgical planning is inertia forces;
usually used for custom cases. It was also another reason for doing  intervertebral discs connecting the vertebrae are treated as
this research because of the lack of reports in the literature. massless elastic and damping elements having a nonlinear
characteristic of stiffness and damping;
 intervertebral joints are connected by means of elastic and
Material and methods damping elements with a nonlinear characteristic taking into
account the features of both cartilages and joint capsules;
A numerical model of the lumbar spine was formulated in the  ligaments are treated as massless elements of a stiffness
MADYMO software using a method of the dynamics of multibody characteristic which is active only during tension;
systems. This method consists in modelling of objects by means of  model takes into consideration physiological loads caused by the
a chain of rigid bodies linked by kinematic pairs. Individual rigid natural position of the spine – compression and a forward bend –
bodies are described by mass, inertia moments and the position of bending.
the gravity centre. Moreover, in the kinematic pairs the bonds
between the bodies are defined as well as their position in relation A numerical model for the calculation of a general motion
to a reference coordinate system. Both the bodies and the Eq. (1) used a modified Euler’s method with one stage and constant
kinematic bonds are described by means of a series of physical time step ts. The position of a local coordinate system of individual
parameters making it possible to solve movement equations of the rigid bodies in relation to the global coordinate system is defined
whole system (1): by the following Eq. (2):
Mx t þ C x_ t þ Kxt ¼ Pt ð1Þ X i ¼ r i þ Aixi ð2Þ
where: where:
M – system mass matrix; Xi – matrix of the leading vector coordinates;
K – system stiffness matrix; ri – matrix of the coordinates of the vector connecting the
C – system damping matrix. This matrix is most often adopted beginnings of both coordinate systems;
in a form of the so-called proportional damping (depending on K Ai – matrix of direction cosines;
and M matrices); xi – matrix of the coordinates of the displacement vector of the
Pt – vector of external loads of the system; local coordinate system.
xt – vector of linear displacement;
x_ t – vector of linear velocity; Numerical model formulation
xt – vector of linear acceleration.
The authors’ previous experience in the scope of modelling in In the analysis of dynamic interactions in the lumbar spine in a
biomechanics (Wolan  ski et al., 2013a) as well as awareness of the physiological system and in the case of pathological changes the
issues connected with IT methods used for numerical computation researchers adopted models of lumbar vertebrae in a form of rigid
constituted the basis of the applied simplifications. The process of bodies having six degrees of freedom whose position depended on
modelling was preceded by literature studies in the scope of the the ligaments, intervertebral discs and joints surfaces. The
anatomy of the human lumbar spine, the properties of its geometry of individual vertebrae was developed on the basis of
individual elements as well as the methods of their modelling the data selected from computer tomography (CT) which had been
(Chosa et al., 2004; Konz et al., 2001; Natarajan et al., 2003; Sairyo performed as routine checks in the scope of diagnostic tests. The
et al., 2006a,b). segmentation of the vertebrae was made in specialist Mimics
The initial phase of the modelling process omitted the software.
anatomical elements whose influence on the behaviour of the The geometry of the lumbar section vertebrae was subject to
lumbar vertebrae was of little importance in this case and whose further processing in the LS-PREPOST software in order to build a
modelling would only complicate the model. Therefore soft tissues dynamic model of the spine. After the transformation of the
surrounding the lumbar section were omitted, including: elements models of vertebrae and the sacral bone, the models were
of the digestive, cardiovascular and nervous systems. The model imported to the MADYMO software (Fig. 1). Individual vertebrae
consists of the following anatomical parts of the human lumbar models were connected by means of elastic and damping elements
spine: five lumbar vertebrae L1–L5, joints connections, interverte- which reflected different intervertebral structures. In such a way a
bral discs, ligamentous apparatus and sacral bone.
The geometry of individual vertebrae which build up the model
was obtained on the grounds of CT images of a patient whose
vertebral column in the lumbar section was physiologically correct.
CT imaging made it possible to segment a very complex and
elaborate geometry of vertebrae. This enabled the recreation of the
system of load transfer by three main elements: vertebral bodies as
well as superior and inferior articular processes, i.e. a natural triad of
support. The geometry of individual vertebrae (L1–L5) along with the
sacral bone (S1) served the purpose of the development of a dynamic
model of the human lumbar spine in the MADYMO software. The
modelling process adopted the following assumptions:

 structure of models of lumbar vertebrae and the sacral bone


reflects their irregular shape which is symmetrical to the sagittal
plane; Fig. 1. Lumbar spine model developed in MADYMO software.

Please cite this article in press as: K. Joszko, et al., Biomechanical evaluation of human lumbar spine in spondylolisthesis, J. Appl. Biomed.
(2017), https://doi.org/10.1016/j.jab.2017.10.004
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model of the lumbar section of the human spine was created. This Table 1
Moments of inertia and vertebrae mass (Gzik, 2007).
model faithfully recreates the structure of the vertebral column.
Model Mass [g] Moment of inertia [g mm2]
Identification of model parameters Ix Iy Iz
L1 89.7 21642.0 3389.5 40257.0
For the simulation of a mathematical model one needs L2 86.4 20587.5 335790.0 39921.0
information describing its properties and inertia features. The L3 95.9 24291.0 38938.5 46333.5
required data include mass. Mass inertia moments of individual L4 96.8 24697.5 39570.0 46929.0
vertebrae were determined for the bone density selected on the L5 84.7 21019.5 28614.0 37368.0
S6 250.1 299895.0 170580.0 207240.0
basis of the data found in literature (Gzik, 2007) (Table 1).
The position of individual vertebrae was defined by means of
the determination of the position of their mass centres in an
absolute system. The distance between the vertebrae was
determined by the models of intervertebral discs. The discs
interact with the cores of the connected vertebrae both during
compression and tension. That is why in this model of the lumbar
spine the researchers decided to adopt discs as weightless elastic
and damping elements connecting the adjacent vertebrae.
The model includes intervertebral joints which are repre-
sented by elastic and damping elements acting between the
joints surfaces. The stiffness characteristic of these elements also Fig. 2. (a) Representation of intervertebral joints; (b) representation of joint
takes into consideration the stiffness of cartilages and joint capsules; (c) representation of an intervertebral disc.
capsules. That is the reason why intervertebral joints are
represented by a set of elastic and damping Kelvin-model The angle of lordosis of the physiological model of the lumbar
elements which are located perpendicularly in relation to each spine developed in the MADYMO software equalled 51. The set
other and constantly parallel to the Cartesian coordinate system boundary conditions of the model in the MADYMO programme
x, y, z. Joint capsules are represented by four separate elastic and were constant during the analysis. The model was burdened with a
damping elements placed on the circumference of each bending moment in the sagittal plane equalling 7.5 Nm. This value
intervertebral joint (Fig. 2). resulted from the influence of the upper part of the human body.
Elastic and damping elements of a Kelvin type were adopted as The support of the model was set on the sacral bone (Fig. 4).
the representation of discs. The elements were located centrally on During the simulation of the model a time interval of 1.5 s was
the surfaces of the vertebral bodies. Individual elastic and damping taken into consideration. The same time interval was adopted for
elements were positioned perpendicularly in relation to each other all analyzed grades of spondylolisthesis. In order to make the
and constantly parallel to axes x, y, z of the Cartesian coordinate differences in the model’s behaviour more visible, the results were
system. Application of the above-mentioned solution enabled the presented on a time axis. This way of presenting the results
definition of different mechanical characteristics in relation to the enabled the comparison of dynamic interactions between the
axes of the Cartesian coordinate system (Fig. 3). spinal structures at certain moments of time. In order to assess the
The stiffness characteristic of the elements representing spine biomechanics in the case of spondylolisthesis, the motion of
intervertebral joints was the same as for the intervertebral disc the whole system was analyzed in the function of angular
on axes x and y. This simplification was confirmed by experimental displacement.
tests conducted on the samples of both structures.
Ligaments included in the model are treated as massless Model verification
elements exerting forces on the characteristic attachment points of
the connected rigid bodies (vertebrae). The exerted forces depend The verification of the dynamic numerical model was
on the displacement of the connected elements and the preset conducted on the basis of the data found in literature (Rohlmann
stiffness which act on the line connecting the attachment points. et al., 2001). The results obtained from experimental tests and
Nonlinear stiffness of individual ligaments was selected on the shown in Fig. 5 were compared with the results of numerical
basis of literature data (Rohlmann et al., 2001). Fig. 4 shows models computation of a physiological model of the lumbar spine. Both
of the above-described elements. results were obtained in the same boundary conditions. Due to

Fig. 3. Stiffness characteristic of intervertebral discs: (a) in the direction of axis z; (b) axes x and y.

Please cite this article in press as: K. Joszko, et al., Biomechanical evaluation of human lumbar spine in spondylolisthesis, J. Appl. Biomed.
(2017), https://doi.org/10.1016/j.jab.2017.10.004
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Fig. 4. Representation of ligaments included in the model and loading conditions of the model.

Fig. 5. Bending angle of lumbar spine in the function of moment.

different duration of the experiment from the time of simulation, vertebral bodies) were used to define the influence of spondylolis-
the verification of the model was performed on the basis of the thesis on the biomechanical properties of the lumbar section of the
comparison of a maximum bending angle at the applied load of human spine.
7.5 Nm. In the case of such enforcement the response obtained
from the modelled system was close to the behaviour of the spine Numerical simulations
sample during the experimental tests. In the analyzed load case,
satisfactory compliance of the model results with the experimental Having performed the verification of the physiological model,
results was obtained, which is shown in Fig. 5. The difference the researchers conducted the analysis of dynamic interactions in
between the results did not exceed 15%. Qualitative and quantita- the lumbar spine in the case of occurrence of pathological changes
tive compliance of the characteristics obtained from the simulation typical of different grades of spondylolisthesis. At the level of
of the model and from the experimental tests constitutes the basis vertebrae L4–L5 the slip of vertebra L4 was simulated by means of
for an assumption that the lumbar spine model was formulated in a cutting the lamina of the vertebral arch. Next, an elastic and
correct way and may serve as a tool for biomechanical evaluation of damping element of a preset stiffness characteristic was inserted
the lumbar section of the human spine in the case of spondylolis- into this place (Fig. 6). Such a solution enables the analysis of
thesis occurrence. different grades of spondylolisthesis, which may be obtained
A positively verified model of the human lumbar spine became through the adjustment of the forward displacement (forward slip)
the basis for further calculations which considered the mechanism of vertebral body L4. The displacement of vertebral body L4
of spondylolisthesis occurrence. Simulations of the human lumbar towards the abdominal cavity was performed at a 1 mm interval. In
spine model in the case of spondylolisthesis were conducted for such a way 10 variants of spondylolisthesis of different degrees of
the same loading conditions as in the case of the physiological progression were obtained W1–W10.
model of the lumbar section. In this way the same loading The simulation of the lumbar spine model with the prepared
conditions were preserved and the obtained results (values of slip of vertebra L4 was conducted in the same boundary conditions
angular displacement and shear forces on the surfaces of the as for the physiological spine. The results obtained make it possible

Please cite this article in press as: K. Joszko, et al., Biomechanical evaluation of human lumbar spine in spondylolisthesis, J. Appl. Biomed.
(2017), https://doi.org/10.1016/j.jab.2017.10.004
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Results

On the basis of the performed numerical analyses for the


dynamic model of the lumbar section of the human spine with
simulated spondylolisthesis it was observed that in the scope of
angular displacement from 0 to 19 , the shear force in
intervertebral disc L4–L5 was at a similar level to a physiologically
correct spine. However, after exceeding the angle of 19 in the
analyzed motion segment the increase of the shear force was
observed with the increase of spondylolisthesis grade. In maxi-

mum bending of the physiological spine at an angle of 27 the value
of the shear force amounted to 1.9 kN, while for the spine affected
by spondylolisthesis with slip grade W9 at the maximum bending
of 34 the shear force amounted to 5.5 kN. In the places above and
below the site of spondylolisthesis occurrence no considerable
Fig. 6. Stiffness characteristic of the element connecting vertebral body with
vertebral arch. increase of shear forces was noted. Moreover, it was observed that
the lumbar spine with the simulated spondylolisthesis had greater
to observe the mechanism of spondylolisthesis occurrence. mobility in comparison with the physiological spine, which was
Moreover, the analysis of dynamic interactions in the spinal shown by maximum bending angles (physiological 27, spondy-
structures in the case of pathological changes provides a chance of lolisthesis W9 34 ). The simulations conducted enabled also the
verification of the guidelines for the application of stabilization in determination of the values of forces on the joints surfaces at the
the treatment of such cases and development of new criteria. In level of vertebrae L3–L4. In this site, it was also observed that the
order to achieve this, the forces present in the intervertebral discs force on the joints surfaces in the analyzed mobility segment
and joints were subjected to analysis. increased along with the increase of the displacement of the
vertebral body in the sagittal plane in the direction of the
Simulation results abdominal cavity.

Diagram in Fig. 7 presents the comparison of the courses of Discussion


shear forces recorded in the intervertebral discs L4–L5 for the spine
affected by spondylolisthesis and for the physiological spine in Spondylolisthesis is strictly connected with the occurrence of
consecutive positions W1–W10. pars fracture, which is a unilateral or bilateral defect of a vertebra
According to the criteria of the application of stabilizers in the occurring in 5–6% of the population. Other factors, such as
treatment of the vertebra slip, the incidence of the second-grade discopathy, degenerations or injuries, also play an important role
spondylolisthesis is an indication that surgical treatment should be in the occurrence and progression of spondylolisthesis. It is
applied. That is why in the next stage of this work variant W3 was estimated that around 80% of the patients with pars fracture at the
selected for further numerical analysis. In variant W3 the slip of level of vertebra L5 have spondylolisthesis, and 20% of the patients
vertebra L4 amounts to 4 mm and corresponds to the second-grade from this group show the slip exceeding 25% (Saraste, 1993). In
spondylolisthesis. For the analyzed case of spondylolisthesis the children, increased stress in the structures surrounding epiphysial
values of shear forces occurring above and below the level of cartilages of vertebral bodies may cause degeneration of the
spondylolisthesis site were determined, i.e. at the level of intervertebral disc and as a result lead to spondylolisthesis (Farfan
intervertebral discs L3–L4 and L5–S1 (Fig. 8). et al., 1976; Mac-Thiong and Labelle, 2006; Reitman et al., 2002;
The performed dynamic analysis enabled the comparison of Sairyo et al., 2004, 2006a,b). The research on spondylolisthesis
kinematics of the lumbar spine with spondylolisthesis with the described in the literature focuses mainly on the radiological
physiological spine (Fig. 9). A slight increase of the spine mobility determination of various parameters of the spine which may have
was observed for the analyzed grade of spondylolisthesis in this an influence on the increase of the risk of spondylolisthesis
segment, which was shown as angular displacement. For grade W9 progression. An important factor contributing to the risk assess-
of spondylolisthesis the mobility of the analyzed segment ment of spondylolisthesis progression is the parameters related to
increased from 27 to 34 . PT and SS angles of the pelvic inclination and sacral inclination
(Hresko et al., 2007). On the basis of these parameters, authors

Fig. 7. Lumbar spine model with minimum W1 and maximum W10 displacement of vertebral body.

Please cite this article in press as: K. Joszko, et al., Biomechanical evaluation of human lumbar spine in spondylolisthesis, J. Appl. Biomed.
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Fig. 8. Diagram of shear forces: (a) in intervertebral disc L3–L4 for the second grade of spondylolisthesis; (b) in intervertebral disc L5–S1 for the second grade of
spondylolisthesis.

Fig. 9. Angular displacement of lumbar spine.

(Mac-Thiong and Labelle, 2006) propose a clinical method of the an impact on the direction and load values and thus increase the
classification of slip grades. The same authors also points out to the risk of the slip progression.
biomechanical aspects of the occurrence and progression of Numerical simulations are often applied to evaluate the degree
spondylolisthesis. He suggests that dysplastic changes may have of pathological conditions in anatomical structures or to perform

Please cite this article in press as: K. Joszko, et al., Biomechanical evaluation of human lumbar spine in spondylolisthesis, J. Appl. Biomed.
(2017), https://doi.org/10.1016/j.jab.2017.10.004
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preoperative planning of treatment (Gzik-Zroska et al., 2013; is the time of the vertebral arch fracture as it causes the loss of a
Wolan  ski et al., 2013b, 2015). The literature describes models of the natural ‘lock' protecting it against translation in the sagittal plane.
lumbar section of the human spine (Chosa et al., 2004; Konz et al., The application of the stabilization at such an early stage of
2001; Natarajan et al., 2003; Sairyo et al., 2006a,b) enabling the spondylolisthesis development could limit the compression on the
simulation of spondylolisthesis which were formed on the basis of nervous structures in this area and protect the vertebral body from
the finite elements method. Authors of such models try to further translation. Standard surgery is usually performed at an
familiarize other researchers with the biomechanical aspects of advanced stage of the disease but analyzing our simulation results
spondylolisthesis occurrence. Natarajan et al. (2003) developed a we could propose that the better time to surgery is even in the
static model of the lumbar section of the human spine in a moment of diagnosis. Authors are planning to confirm this
physiological system for different grades of spondylolisthesis at hypothesis in other studies.
the level of vertebra L5. The developed model included vertebrae On the basis of our researches concerning with spondylolis-
L4–L5 and sacral bone S1. On the basis of the formed model the thesis of other levels it was noticed, that there is an analogy
authors defined the stiffness of the analyzed fragment of the spine between level L4–L5 and L5–S1 if it is considering the optimal
for different grades of spondylolisthesis. Sairyo et al. (2006a) moment of surgery. Detailed results are planned for publication in
formed an MES model consisting of vertebrae L3–L5 as well as further articles.
elements of a nonlinear character which modelled a border plate
and anulus fibrosus. At the level of vertebra L4, pars fracture was
Conclusion
simulated by removing one layer of finite elements  1.0 mm thick
in each vertebral pedicle. As a result of the simulations conducted,
Spondylolisthesis is a long-term process in which the displace-
it was stated that the above-mentioned pars fracture may cause
ment of the vertebral body is accompanied by the adaptation
the damage of the border plate and consequently lead to
process of the nervous structures in this area. On these grounds it
spondylolisthesis. Chosa et al. (2004) developed an MES model
can be concluded that in an advanced stage of spondylolisthesis
consisting of vertebrae L4–L5 in a physiological system which was
the application of the vertebral body repositioning to the level of
later used for the biomechanical analysis of this section of the
physiological lordosis may not be possible and it is the physiologi-
spine taking into consideration different compressing and bending
cal lordosis which is adapted to bearing the biggest loads.
loads. The simulations conducted made it possible to determine
which of the applied loads led to the occurrence of pars fracture.
Conflict of interests
Developing of dynamic models of spine is relatively novel
approach in biomechanical analysis (Joszko et al., 2016). However,
The authors have no conflict of interests to disclose.
it is difficult to find any dynamic model tests of the lumbar section
of the human spine which could serve the purpose of determina-
tion of the forces occurring during spondylolisthesis progression. References
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(2017), https://doi.org/10.1016/j.jab.2017.10.004
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Please cite this article in press as: K. Joszko, et al., Biomechanical evaluation of human lumbar spine in spondylolisthesis, J. Appl. Biomed.
(2017), https://doi.org/10.1016/j.jab.2017.10.004

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