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Brain, Behavior, and Immunity xxx (2017) xxx–xxx

Contents lists available at ScienceDirect

Brain, Behavior, and Immunity


journal homepage: www.elsevier.com/locate/ybrbi

Review Article

Depression subtyping based on evolutionary psychiatry: Proximate


mechanisms and ultimate functions
Markus J. Rantala a,b,⇑, Severi Luoto c,d, Indrikis Krams e,f, Hasse Karlsson g,b
a
Department of Biology, University of Turku, FIN-20014 Turku, Finland
b
Turku Brain and Mind Center, University of Turku, FIN-20014 Turku, Finland
c
English, Drama and Writing Studies, University of Auckland, 1010 Auckland, New Zealand
d
School of Psychology, University of Auckland, 1010 Auckland, New Zealand
e
Institute of Ecology and Earth Sciences, University of Tartu, 51014 Tartu, Estonia
f
Department of Zoology and Animal Ecology, University of Latvia, 1004 Riga, Latvia
g
Department of Psychiatry, University of Turku and Turku University Hospital, FIN-20014 Turku, Finland

a r t i c l e i n f o a b s t r a c t

Article history: Major depressive disorder constitutes one of the leading causes of disability worldwide. However, it is not
Received 1 July 2017 a unitary disease—it is a heterogeneous syndrome, with patients differing remarkably in symptom profile,
Received in revised form 11 October 2017 pathophysiology and treatment responsiveness. Previous attempts to subtype major depressive disorder
Accepted 15 October 2017
have showed limited clinical applicability. We present a classification of major depressive disorder epi-
Available online xxxx
sodes based on the proximate mechanisms that led to the original mood change that caused the depressive
episode. We identify discrete depression subtypes that are induced by: 1) infection, 2) long-term stress,
Keywords:
3) loneliness, 4) traumatic experience, 5) hierarchy conflict, 6) grief, 7) romantic rejection, 8) postpartum
Depression
Evolutionary psychopathology
events, 9) the season, 10) chemicals, 11) somatic diseases and 12) starvation. We further examine the ulti-
Inflammation mate functions of these subtypes and show that not all types of mood changes that trigger depression are
Epidemiology adaptive. Instead, some are clearly maladaptive and some are byproducts of other adaptations. In modern
Proinflammatory cytokines societies, low mood after adverse life events may turn into a pathological depressive state. Modern life-
Modernization style increases susceptibility to inflammatory dysregulation and chronic stress, both of which increase
Obesity the amount of proinflammatory cytokines in peripheral blood, leading to low mood and sickness beha-
viour. Proinflammatory cytokines may aggravate the previously adaptive short-term mood changes to
a chronic maladaptive depressive state by preventing the normalization of mood after adverse life events.
Subtyping depression enables an effective and intelligent long-term treatment of patients in each subtype
by treating the underlying causes of depression.
Ó 2017 Elsevier Inc. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2. Why depression has become a disease of modernity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3. Subtypes of depression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.1. Infection-induced depression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.2. Depression induced by long-term stress (previously melancholy) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.3. Depression induced by loneliness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.4. Depression induced by traumatic events. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.5. Depression induced by hierarchy conflict . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.6. Depression induced by grief . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.7. Depression induced by romantic rejection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.8. Postpartum depression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00

⇑ Corresponding author at: Department of Biology, University of Turku, FIN-20014


Turku, Finland.
E-mail address: markus.rantala@utu.fi (M.J. Rantala).

https://doi.org/10.1016/j.bbi.2017.10.012
0889-1591/Ó 2017 Elsevier Inc. All rights reserved.

Please cite this article in press as: Rantala, M.J., et al. Depression subtyping based on evolutionary psychiatry: Proximate mechanisms and ultimate func-
tions. Brain Behav. Immun. (2017), https://doi.org/10.1016/j.bbi.2017.10.012
2 M.J. Rantala et al. / Brain, Behavior, and Immunity xxx (2017) xxx–xxx

3.9. Season-related depression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00


3.10. Chemically induced depression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.11. Depression induced by somatic diseases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.12. Starvation-induced depression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
4. The problem with diagnosing clinical depression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5. Proximate mechanisms and ultimate functions of depressive symptoms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.1. Emotional pain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.2. Proneness for suicide . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.3. Rumination . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.4. Change in appetite: Significant mass gain or loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.5. Anhedonia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.6. Sleep disorder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.7. Fatigue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.8. Anxiety. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.9. Psychomotor agitation or retardation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.10. Pessimism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.11. Self-accusations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
5.12. Low self-esteem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
6. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
7. Conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Acknowledgment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00

1. Introduction problems, diseases, substance use, medication, long-term stress


and several other factors may trigger major depression disorder
Major depressive disorder is among the leading causes of dis- episodes. Thus, a single explanation covering all cases of depressive
ability worldwide (Vos et al., 2015), imposing an annual economic episodes is not plausible.
burden of $210.5 billion in the US alone (Greenberg et al., 2015). Evolutionary explanations for a trait or a behaviour focus on
With substantial advances made in evolutionary psychology in two different levels: 1) what is the proximate mechanism underly-
recent decades, multiple hypotheses have been proposed to ing the trait: how does it work?—and 2) what is the ultimate reason
explain the evolutionary origins of major depressive disorder and it evolved: what fitness benefit, if any, does it provide for the
the possible adaptive functions of its symptoms (Anders et al., organism? (Bateson and Gluckman, 2011; Laland et al., 2011;
2013; Andrews and Thomson, 2009; Badcock et al., 2017; Nettle, Luoto and Rantala, 2017). In this article, we suggest a novel evolu-
2004). Although many evolutionary explanations may seem plausi- tionary subtyping of depression based on proximate mechanisms
ble and logical, none of them has received full acceptance in the and ultimate functions underlying specific depression episodes.
field. What is more, most clinicians think that an evolutionary
approach is irrelevant to their clinical practice, because there is
no evolutionarily based treatment for depression (Troisi, 2012). 2. Why depression has become a disease of modernity
We think that the main reason for the failure of evolutionary
explanations to provide an adequate theoretical framework for Anthropologists have documented the rarity of major depres-
depression is that most of the authors who have suggested or crit- sive disorder episodes (that fulfil the diagnostic criteria of DSM-5
icized evolutionary explanations for depression have seen it as a or ICD-10) in hunter-gatherer societies (Hollan and Wellenkamp,
single disorder (see e.g. Badcock et al., 2017; Nesse, 2000; 1994; Keyes, 1986; Schieffelin, 1986). Depression is more common
Sharpley and Bitsika, 2010). Likewise, major depressive disorder in hunter-gatherer societies that have shifted to agricultural prac-
is routinely diagnosed based on the number of reported symptoms tices—a phenomenon reported for example among the Ik people in
and a threshold score of their sum-score. This diagnostic tool in Uganda (Stevens and Price, 2000). Likewise, indigenous people in
itself is based on the assumption that depression is a single condi- the arctic areas that changed to a modern lifestyle experienced
tion and that all symptoms are interchangeable and equally good tripled suicide rates in a decade (Shephard and Rode, 2008).
indicators of one underlying disorder (Fried and Nesse, 2015b). Cross-cultural analyses of women living in developing and devel-
The evidence that major depressive disorder is a group of sepa- oped parts of the world have found that the degree of moderniza-
rate syndromes comes from the observations that patients with tion correlates with a higher prevalence of major depressive
major depressive disorder not only have many hundreds of unique disorder in a dose-dependent manner (Colla et al., 2006). Chinese
symptom profiles (see e.g. Fried and Nesse, 2015a), but many of the people born after 1966 are 22.4 times more likely to suffer from
symptoms often have opposite features such as insomnia and a depressive episode than Chinese people born before 1937 (Lee
hypersomnia, increased and decreased appetite, or psychomotor et al., 2007). The prevalence of major depressive disorder is only
agitation and retardation. We argue that the occurrence of symp- 1% among Old Order Amish people (who still live without electric-
toms (or patterns of symptoms) depends on the subtype of the ity and plow their fields with horses) in the US (Egeland and
depressive episode. Different adverse life events lead to different Hostetter, 1983), compared with the almost sevenfold overall
patterns of depressive symptoms (Keller et al., 2007; Keller and prevalence of depression in the US (6.8% according to Greenberg
Nesse, 2006) and the particular manifestation of depressive symp- et al., 2015). Needless to say, the low prevalence of major depres-
toms may have more to do with what triggered the depression sive disorder does not mean that hunter-gatherers and Old Order
than the personality of the patient (Keller et al., 2007). It is proba- Amishes do not have tragic events in their life. For example,
ble that different adverse events trigger different psychological approximately 47.5% of hunter-gatherer children fail to survive
adaptations that are designed by natural selection as a response to puberty (Volk and Atkinson, 2013). For some reason, however,
to the adaptive problem in question. What is more, certain health in hunter-gatherers and Old Order Amishes the periods of low

Please cite this article in press as: Rantala, M.J., et al. Depression subtyping based on evolutionary psychiatry: Proximate mechanisms and ultimate func-
tions. Brain Behav. Immun. (2017), https://doi.org/10.1016/j.bbi.2017.10.012
M.J. Rantala et al. / Brain, Behavior, and Immunity xxx (2017) xxx–xxx 3

mood, sadness and grief after adverse events in life does not seem 2014; see also Andrews et al., 2015a). Early life events can there-
to transform to episodes of major depressive disorder that fulfil the fore have a substantial effect on susceptibility to disease in adult-
diagnostic criteria of DSM-5 or ICD-10. hood (Andersen, 2015; Gluckman et al., 2007; Hanson and
There are many possible factors that may increase the risk that Gluckman, 2014).
low mood or sadness exacerbates to a major depressive disorder Not all depressed patients, however, have suffered from early
episode in modern societies. These include sedentary lifestyle, life adversity nor do they necessarily suffer from chronic stress.
overfeeding, reduced food quality, reduced sunlight exposure, After all, only about half of all severely depressed patients have ele-
sleep deprivation and social isolation (reviewed in Hidaka, 2012, vated levels of cortisol (Hale et al., 2010). Likewise, not all
see also Saeri et al., 2017). These lifestyle factors generally lead depressed individuals have increased proinflammatory cytokine
to poor physical health, inflammation and an increased susceptibil- concentrations in peripheral blood (Penninx et al., 2013), suggest-
ity to stress (Miller & Raison 2016). Thus, in a modern lifestyle, ing that not all depressed patient have inflammation dysregula-
adverse life events hypothetically lead to chronic stress or ‘‘a run- tion. In a sample of 585 depressed patients, for example, 47% had
away stress response” more often than in traditional cultures CRP levels 3.0 mg/L, and 29% had CRP levels 5.0 mg/L
(Ilardi, 2009). Modern lifestyle also brings forth ‘‘diseases of (Rethorst et al., 2014). Therefore, not only do depressive episodes
modernity”, which include obesity, atherosclerosis, hormone- differ in their symptom profiles but also in the physiological state
related and gastrointestinal cancers, type 2 diabetes and osteo- of the body. In addition, a recent study using functional magnetic
porosis (Lindeberg, 2010). Common to all of these is that they are resonance imaging (fMRI) found that depressed patients belong
associated with inflammatory dysregulation and increased levels to at least four different neurophysiological subtypes, that is, clus-
of proinflammatory cytokines (Shoelson et al., 2007) and that they ters of individuals who have different symptom-linked brain fea-
are conspicuously absent in traditional hunter-gatherer societies tures (Drysdale et al., 2017). These clusters of individuals differed
(Lindeberg, 2010). Furthermore, there is a strong reciprocal con- in responsiveness to transcranial magnetic stimulation therapy
nection between depression and obesity (Luppino et al., 2010; (Drysdale et al., 2017). These findings on the physiological hetero-
Schwartz et al., 2016), which is driven by inflammation (Berk geneity of depression provide further empirical support for the
et al., 2013; Kiecolt-Glaser et al., 2015; Rethorst et al., 2014). argument that depression should not be treated as a single
The inflammatory dysregulation common to modern lifestyle disorder.
seems to increase the likelihood of developing major depressive From the point of view evolutionary psychology, a depressive
disorder after adverse life events. This hypothesis is supported by episode may be (1) an adaptation against the specific adaptive
the finding that the risk of major depression increases by 44% for problem (adaptive mood change), (2) a maladaptive state due to
each standard deviation increase in log c-reactive protein (Pasco an environmental mismatch as a result of modern lifestyle, (3) a
et al., 2010). Likewise, patients with coronary heart disease—in byproduct of other adaptations or (4) a pathological state without
which inflammation is one of the major contributing factors—have any adaptive function (cf. Del Giudice, 2014, 2016; Lewis et al.,
a threefold risk to suffer from major depressive disorder compared 2017). To provide effective treatment, it is crucial to define which
with the general population (Frasure-Smith and Lesperance, 2006). of these classes a given depressive episode belongs to. This analysis
Interestingly, alleles associated with an increased risk of depres- is facilitated by a classification of depressive episodes into discrete
sion are also associated with known effects on immune function subtypes based on evolutionary psychiatry. In the following sec-
(Raison and Miller, 2013). Likewise, many studies have found that tions, we suggest a new classification of depression episodes to dif-
interventions that are known to alleviate depression—e.g. physical ferent subtypes based on proximate mechanisms that triggered the
exercise, mindfulness or psychotherapy—also reduce peripheral mood change and the ultimate function that the mood change is
inflammatory biomarkers (Blumenthal et al., 2005; Kohut et al., likely to serve.
2006; Zautra et al., 2008). Taken together, current evidence sug-
gests that the inflammation dysregulation caused by a modern life-
style may prevent the normal rise of mood after an adaptive mood 3. Subtypes of depression
change.
On the other hand, childhood maltreatment is known to Categorising depression into subgroups is not a new idea—re-
increase vulnerability to major depressive disorder and other men- searchers have tried to subtype major depression disorder episodes
tal illnesses (Maccari et al., 2017; Saleh et al., 2017). Childhood based on the symptoms (e.g. atypical, melancholic or psychotic
maltreatment increases the likelihood of suffering from chronic depression), onset (e.g. early versus late in life), course (single,
stress in adulthood: this happens by epigenetic mechanisms such recurrent, chronic), neurophysiology or severity (Rush, 2007).
as altering DNA methylation (DNAm) levels of the hypothalamic- These classifications, however, have not been unified by a convinc-
pituitary-adrenal (HPA) axis genes (Bustamante et al., 2016). It ing theoretical framework. In addition, there is no common agree-
has been suggested that chronic stress in childhood also affects ment as to the number or validity of these subtypes (Harald and
the microbiome in such a way that an altered, suboptimal micro- Gordon, 2012; Lichtenberg and Belmaker, 2010) and they have lim-
biome could predispose individuals to increased stress ited clinical applicability (van Loo et al., 2012). In contrast, evolu-
(O’Mahony et al., 2016). In addition to childhood maltreatment, tionary and neurobiological approaches provide a convincing
maternal obesity, unhealthy maternal diet, maternal stress and theoretical framework for subtyping depression episodes.
inappropriate nutrition in childhood may all increase vulnerability We classify depression to 12 subtypes based on proximate
to mood disorders later in life by modulating HPA-regulatory com- mechanisms and ultimate functions that trigger the mood change
ponents (Cirulli, 2017). More generally, all adverse conditions in that may lead to depression (Fig. 1). All of the proximate mecha-
life potentially lead to epigenetic changes which prepare the body nisms that we list below are commonly known as potential causes
to face similarly harsh conditions later in life—if similar conditions of low mood and depression episodes, but they have not been pre-
are subsequently not met, these epigenetic changes may have mal- viously identified as contributing to different depressive subtypes.
adaptive consequences (Cirulli, 2017). For example, if a pregnant Nevertheless, some of the subtypes are already identified in The
rat is given a restricted diet, her pups will be smaller at birth. How- Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition
ever, if the offspring subsequently have access to unrestricted food, (DSM-5) as separate causes of depression (American Psychiatric
they become more obese than the offspring of dams that were fed Association, 2013), but this subtyping has not been adopted into
an unrestricted diet during pregnancy (reviewed in Bateson et al., clinical treatment of depression. The present subtyping based on

Please cite this article in press as: Rantala, M.J., et al. Depression subtyping based on evolutionary psychiatry: Proximate mechanisms and ultimate func-
tions. Brain Behav. Immun. (2017), https://doi.org/10.1016/j.bbi.2017.10.012
4 M.J. Rantala et al. / Brain, Behavior, and Immunity xxx (2017) xxx–xxx

3.2. Depression induced by long-term stress (previously melancholy)

Short-term stress can be beneficial due to its performance-


boosting effect. Stress constitutes a problem when the factor caus-
ing it is not eliminated, lengthening the duration of stress. Stress is
known to activate the immune system, causing an increase in
proinflammatory cytokine levels that influences mood if stress
becomes chronic (Berk et al., 2013). In our evolutionary history,
stress was statistically associated with a higher probability of
being wounded and thus our immune system is designed to be
upregulated as a response to stress (Slavich and Irwin, 2014).
Unfortunately, if stress becomes chronic, this response leads to
inflammation and production of proinflammatory cytokines (Berk
et al., 2013). Another mechanism with which stress upregulates
the immune system is associated with the gut. Chronic stress
causes the gut to leak non-pathogenic commensal bacteria into
the peripheral circulation which activates the immune system
and causes an increase in proinflammatory cytokines in blood
(reviewed in Miller and Raison, 2016). This increase in proinflam-
matory cytokine levels triggers sickness behaviour and may result
in a maladaptive state of clinical depression. The symptoms of
depression induced by chronic stress include reduced mood, fati-
gue, self-blame, appetite problems, concentration problems, sui-
cide ideation, sleep problems, psychomotor problems and
Fig. 1. Depression subtypes based on evolutionary psychiatry. anhedonia (Fried et al., 2015).
Prolonged stress is not necessarily caused by a life-threatening
danger or an imaginary threat; even modern-day working life may
evolutionary psychiatry could help find more effective treatments be stressful enough to cause a prolonged stress response. For
because it allows treating the underlying reasons (triggers) of example, a medical internship (which is a particularly stressful
depression instead of merely focusing on the symptoms, which is time for medical students) has been shown to increase depression
how traditional psychiatry treats depression (e.g. Fried et al., levels from 3.9% at baseline to 25.7% during an internship (Sen
2017). In addition, the subtyping helps to develop treatments that et al., 2010). In many jobs, rotating night shift work causes chronic
are more intelligent and effective for each depressive subtype. stress (Korompeli et al., 2009) by causing ‘‘constant jet lag”,
because workers’ circadian rhythms never adjust to irregular
3.1. Infection-induced depression working hours. Likewise, insomnia may lead to a state of chronic
stress in the body (Motivala et al., 2005), doubling the risk that a
Due to selective pressures caused by parasites and pathogens, non-depressed individual will develop clinical depression
natural selection has equipped humans (at the ultimate level of anal- (Baglioni et al., 2011). In modern societies, personal financial stress
ysis) with an immune system and many other adaptations to com- and indebtedness may cause chronic stress that leads to depression
bat parasites and pathogens (Schmid-Hempel, 2011). One of these (Ferrie et al., 2003). Depression induced by chronic stress does not
adaptations is sickness behaviour, which includes somatic, cogni- appear to be an adaptation to a specific problem. Instead, it seems
tive and behavioural changes that help individuals overcome infec- to be a maladaptive byproduct of prolonged stress response, occur-
tion by conserving metabolic resources for the use of the immune ring because of a mismatch between the current environment and
system, thus avoiding further infections (Anders et al., 2013). The the ancestral environment.
behavioural patterns of sickness behaviour include anorexia, psy-
chomotor retardation, sleep disturbances, anergy, anhedonia, weak- 3.3. Depression induced by loneliness
ness, malaise, listlessness, hyperalgesia and impaired concentration
(Dantzer, 2001). Sickness behaviours are observed in humans dur- Humans are highly social primates; separation from the social
ing acute infections (the proximate level of causation), but also after group and family has been a major fitness threat in our evolution-
an experimental and therapeutic administration of proinflamma- ary history. A solitary individual is more vulnerable to predators,
tory cytokines (Bonaccorso et al., 2001; Capuron et al., 2002), endo- hostile conspecifics and other forces of nature than individuals in
toxins (Eisenberger et al., 2010; Reichenberg et al., 2001) and social groups. It is therefore not surprising that loneliness makes
vaccination against typhoid (Harrison et al., 2009). Furthermore, people feel unsafe (Cacioppo et al., 2014), causing a lonely person’s
cytokine antagonists and anti-inflammatory agents block the devel- brains to be in a highly alert state. Since it is especially dangerous
opment of sickness behaviour / depression symptoms following to sleep in absence of a safe social surrounding, loneliness influ-
immune activation (Dantzer et al., 2008). ences the quality of sleep by increasing the amount of microawak-
All symptoms in behavioural changes induced by sickness seem enings. This makes sleep less restful and leads to daytime fatigue
to be adaptations against infection, helping the immune system (Cacioppo et al., 2002). The aversive feeling of loneliness seems
work more effectively (Anders et al., 2013). If the infection is con- to be an adaptation that motivates an individual to seek the com-
tagious, the social withdrawal caused by the sickness behaviour pany of others, much like hunger motivates one to eat and thirst to
may reduce the likelihood that an individual will infect their drink. For example, isolated rats increase their locomotor activity
kin—a behavioural feature which increases an individual’s inclu- (Garzon and Delrio, 1981), and other studies in non-human ani-
sive fitness (cf. Gardner and West, 2014). Social withdrawal caused mals have shown that loneliness leads to depressive-like behaviour
by anhedonia, fatigue, hypersomnia and psychomotor retardation (reviewed in Cacioppo et al., 2015).
reduce mobility and help to conserve energy for immune defence Although in humans it is easy to see that the awareness of lone-
(Anders et al., 2013). liness may be an adaptation to signal that one’s connections to

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tions. Brain Behav. Immun. (2017), https://doi.org/10.1016/j.bbi.2017.10.012
M.J. Rantala et al. / Brain, Behavior, and Immunity xxx (2017) xxx–xxx 5

others are frayed, motivating an individual to repair those connec- by natural selection to avoid the cause of the trauma, the depres-
tions (Cacioppo et al., 2006), it is less easy to see how loneliness- sion triggered by PTSD may be a pathological consequence of an
induced depression episodes might be adaptive. Depression caused increased concentration of proinflammatory cytokines. This makes
by social isolation is likely to be a pathological state, not an adap- it necessary to classify PTSD-induced depression as a separate,
tation. Experimental studies in humans and non-human animals non-adaptative phenomenon distinct from the original, adaptive
have shown that social isolation increases hypothalamic- nature of PTSD.
pituitary-adrenal (HPA) axis activation and decreases inflamma-
tory control (reviewed in Cacioppo et al., 2011). Thus, loneliness 3.5. Depression induced by hierarchy conflict
is a stressor which may lead to a chronic stress state. This causes
low-grade peripheral inflammation that the body misinterprets Humans and many other group-living animals have a need to
as an infection, leading to sickness behaviour that can ultimately climb the social hierarchy of the group, since a higher position
be maladaptive. Loneliness possibly even increases social isolation improves reproductive success in both sexes and leads to several
because it may decrease self-esteem and social ability, leading to a other positive life outcomes (Miller, 2009; Nelissen and Meijers,
vicious cycle of further social withdrawal. It is important to note 2011). In many non-human animals, social defeat causes
that although a depression episode itself may cause loneliness, depressive-like behaviour and physical responses that are similar
studies suggest that loneliness appears to have a stronger effect to those seen in depressed humans (Rygula et al., 2005; Shively
on symptoms of depression than depression has on loneliness et al., 1997). Depression functions as a signal that an individual
(Cacioppo et al., 2006). has given up after a hierarchy conflict. Decreased self-esteem pre-
vents the defeated individual from challenging more highly ranked
3.4. Depression induced by traumatic events conspecifics, helping the individual conserve their bioenergetic
resources. Depression functions as an honest signal that the
Traumatic events, such as a severe injury or a dramatic threat to defeated individual does not pose a threat anymore, which can pre-
life, lead to a stress response which in the majority of cases disap- vent them from being expelling from the social group, conserving
pears in a matter of weeks. Studies carried out in hospitals imme- their life in most extreme cases (Price et al., 1994).
diately after a traumatic event have reported that patients with Unemployment may be a sufficient trigger for modern humans
low stress hormone levels were more likely to develop post trau- to experience a strong negative feeling of hierarchy conflict, which
matic stress disorder (PTSD) than patients with high stress hor- can lead to depression (Stolove et al., 2017). Exclusion from a social
mone levels (Aardal-Eriksson et al., 2001; Mouthaan et al., 2014). group may also trigger depression. Bullying, either at school or
This indicates that those who react to a traumatic event with a work, can constitute a hierarchy conflict and induce depression
fight or flight response are not inflicted with PTSD. Fight or flight (see e.g. Kaltiala-Heino and Frojd, 2011). It has long been known
response is not the only possible way for animals to react to dan- that depression is especially common in people who are pursuing
ger. If an animal experiences and survives a danger which it cannot unreachable goals in their life (Davis, 1970). Because career goals
overcome with a fight or flight response, it is better for the animal are often associated with climbing in the social hierarchy, the neg-
to avoid situations in which the danger can reoccur. Natural selec- ative mood which results from not reaching them can be classified
tion has favoured organisms which efficiently record dangerous as depression induced by hierarchy conflict. One of the conse-
situations, thus decreasing the likelihood of ending up in a similar quences of depression is that it makes the individual reassess their
situation again. It has even been suggested that nightmares pre- goals to meet their de facto abilities or realistic possibilities.
pare the mind to react to threatening situations (Valli et al., What has traditionally been classified as ‘atypical depression’
2005), and so traumatic events may be replayed in memories seems to be clinical depression caused by hierarchy conflict. This
and dreams, maintaining the prevalence of the threat. PTSD seems is because the symptoms of ‘atypical depression’ include social
to have developed as a facultative adaptation which guides indi- ineptitude, which is caused by fear of rejection (Angst et al.,
viduals to avoid similar situations that caused the trauma. 2002). Other symptoms of atypical depression include hypersom-
A study on 677 randomly selected patients with depression nolence, increased appetite, weight gain and lethargy (O’Keane
found that 36% suffered from PTSD (Campbell et al., 2007). Clini- et al., 2012). Unlike in other types of depression, this subtype is
cally depressed patients with PTSD had more severe symptoms characterized by mood reactivity: patients are able to experience
than clinically depressed patients without PTSD (Campbell et al., elevated mood as a consequence of positive events, yet they are
2007). A large meta-analysis composed of 57 studies reported a still sensitive to negative feedback (O’Keane et al., 2012). It is espe-
comorbidity rate of 52% of depression among both military and cially interesting that patients with atypical depression often also
civilian persons suffering PTSD (Rytwinski et al., 2013). Thus, PTSD have hypocortisolism (Gold and Chrousos, 2002). Likewise,
seems to be an important trigger of major depressive disorder that research on mice has shown that social defeat leads to elevated
has substantial comorbidity and overlapping symptoms with PTSD stress hormone levels in most individuals, but a subset of individ-
(Breslau et al., 1991; Gros et al., 2012; Kessler et al., 1995). Why uals get depressed after repeated social defeat and show adreno-
has natural selection produced a mind that makes traumatic events cortical hyporesponsiveness and hypocortisolism (Bowens et al.,
trigger PTSD but results in some people suffering from it chroni- 2012). It therefore seems that individuals with atypical depression
cally? It is possible that in the environment of evolutionary adapt- do not react to conflict hierarchy with a fight or flight response—in-
edness (EEA) of humans (see e.g. Lewis et al., 2017), PTSD did not stead, they give up and become susceptible to ‘atypical depression’
become chronic. Indirect support for this hypothesis is provided (as it has been named in prior research) or to depression caused by
by findings on how evolutionarily novel lifestyle choices, such as hierarchy conflict (as we identify it). The fundamental difference in
smoking, obesity and low physical activity, increase the risk of cortisol concentrations discussed above—i.e. hypocortisolism in
chronic PTSD (Buckley et al., 2004; Olff et al., 2006), while patients suffering from this depressive subtype—facilitates the
micronutrient intake may actually decrease it (Rucklidge et al., diagnosis of depression induced by hierarchy conflict.
2012). Although PTSD is associated with hypocortisolism (Bicanic Taken together, the existing evidence suggests that depression
et al., 2013), PTSD patients have an elevated concentration of induced by hierarchy conflict (at the proximate level of explana-
proinflammatory cytokines (Gill et al., 2009), which explains why tion) may in fact be an adaptation caused by natural selection (at
PTSD often takes on features of sickness behaviour and leads to the ultimate level of explanation). However, this does not mean
depression. Although PTSD per se seems to be an adaptation caused that depression induced by hierarchy conflict is adaptive for all

Please cite this article in press as: Rantala, M.J., et al. Depression subtyping based on evolutionary psychiatry: Proximate mechanisms and ultimate func-
tions. Brain Behav. Immun. (2017), https://doi.org/10.1016/j.bbi.2017.10.012
6 M.J. Rantala et al. / Brain, Behavior, and Immunity xxx (2017) xxx–xxx

depressed individuals who have a modern Western lifestyle. For cause of the rejection can help an individual avoid repeating the
example, inflammation (common to Western lifestyle) may mix same mistakes in future relationships (Andrews and Thomson,
features of sickness behaviour to symptoms of depression induced 2009). Furthermore, the lowered self-esteem associated with
by hierarchy conflict, which can escalate the mood change episode romantic rejection makes an individual lower their self-assessed
to be maladaptive. Thus, any given adaptation may have low ‘cur- mate value, leading to future mate choices that are better aligned
rent utility’ in a modern environment that is vastly different from with the individual’s de facto mate value. It is also possible that
the EEA (Bateson and Laland, 2013; Del Giudice and Ellis, 2016). depression may work as an honest signal to the rejecting partner
that the rejected person truly loved the rejecting partner, helping
3.6. Depression induced by grief to win back the lost love.

Forty-two per cent of individuals whose spouse had passed 3.8. Postpartum depression
away fulfilled the diagnostic criteria of clinical depression a month
after the spouse’s death; after a year, the percent of clinically Postpartum depression occurs in 10–15% of women in the six
depressed widows was 16% (Zisook and Shuchter, 1991). The months following childbirth (Brummelte and Galea, 2010). In addi-
symptoms of such a grief response differ from those typical for a tion to regular depressive symptoms, mothers who suffer from
clinically depressed patient: grief is characterized by momentary postpartum depression typically feel a loss of interest in their baby
mood decreases, while clinically depressed patients typically suffer and may even develop harmful intentions towards them. Other
from a constant low mood. Grief also does not usually result in symptoms include crying, suicidal ideation, bouts of anger and
lowered self-esteem or suicidal ideation (Assareh et al., 2015). An hopelessness (Brummelte and Galea, 2016). In modern societies,
estimated 10–20% of people who lost a loved one develop clinical only a fraction of mothers end up deserting or killing their baby,
depression (Middleton et al., 1996). This depression subtype may since infanticide carries an enormous social stigma and legal con-
be further exacerbated if the individual suffers from loneliness that sequences. In the EEA of Homo sapiens, however, infanticide or
results from the loss of a loved one (Cacioppo et al., 2006). desertion has likely been a far more common solution for mothers
Because of the costliness of grief, it has been suggested that suffering from postpartum depression than it currently is. For
grief functions as an honest indicator of commitment and signals example, Ayoreo Indian mothers (whose lifestyles represent a clo-
a person’s propensity to form strong non-utilitarian bonds and ser approximation to our ancestral conditions than modern Wes-
commitment to group (Winegard et al., 2014). Although studies tern lifestyles) kill 38% of the babies they give birth to (Hausfater
suggest that those who grieve more intensely are perceived as and Hrdy, 1984).
nicer, more loyal and more trustworthy than low grievers Several studies indicate that postpartum depression is linked to
(Reynolds et al., 2015), the ‘grief as an adaptation’ hypothesis is the mother feeling that she is receiving inadequate childcare sup-
not able to explain why grief exists also in non-social species like port from the father or from kin (reviewed in Hagen, 1999). This
prairie voles (Sun et al., 2014). Grief as a response to experiencing can lead to despair and a feeling that she cannot cope with the par-
a loss of a mate, sibling or offspring has been reported in numerous ental duties (Hagen, 1999). A situation in which a mother was left
nonhuman animal species (King, 2013). In non-social animals, the to raise her child by herself would have been catastrophic in
grief and possible depression that result from losing a loved one do humans’ EEA and would have likely meant that the mother is
not seem to increase an individual’s fitness in any way, and so they unable to raise the child to a viable adulthood. A woman who con-
are unlikely to be adaptations caused by natural selection. Grief tinued investing in a child whose survival is unlikely would have
leading to depression is more likely to be a byproduct of the had fewer copies of her genes in the next generation than a woman
attachments that humans are naturally inclined to make with who ceased her investment and postponed reproduction to a more
other people, although it might have acquired a signalling function propitious moment in time. Since the child’s health affects their
in social communication in humans (Reynolds et al., 2015). In evo- chance of survival, it is not surprising that poor health in the child
lutionary psychology, this signalling function that grief has predicts postpartum depression in the mother (Hagen, 1999).
acquired in a social species such as humans would be classified Mothers who had complications during pregnancy or delivery
as a spandrel. That is because it is a feature that did not arise as were eight times more likely to suffer from postpartum depression
an adaptation through natural selection but rather as a side effect (Hopkins et al., 1984).
of other adaptive processes, which have subsequently been co- The primary function of postpartum depression does not seem
opted for a novel function (Buss et al., 1998; Gould, 1991). To the to be the desertion of the child. Rather, postpartum depression
extent that grief has a social function in humans (Reynolds et al., may function as a signal to kin and the spouse that the mother
2015; Winegard et al., 2014), pharmacological interventions to requires more support (Hagen, 1999). Women with postpartum
relieve the symptoms should only be made when grief does not depression have been found to have downregulated HPA axis activ-
fulfil its social purpose (say, in the absence of a social support net- ity, lower salivary stress hormone levels and lower levels of proin-
work) and instead escalates into a pathological depressive state flammatory cytokines in serum compared to non-depressed
that causes more harm than benefit for the patient. mothers (Groer and Morgan, 2007). Thus, the symptoms of post-
partum depression are not associated with sickness behaviour.
3.7. Depression induced by romantic rejection Instead, it seems that postpartum depression is an adaptation
which might not be adaptive in all cases due to the environmental
The trauma of romantic rejection is commonly known to cause mismatch between the EEA and modern conditions.
clinical depression and, in extreme cases, even suicide or homicide.
A study on 114 men and women who had been left by their roman- 3.9. Season-related depression
tic partners within the last two months found that 40% had symp-
toms comparable to clinical depression (Mearns, 1991). Because Seasonal affective disorder (SAD) is a mood disorder that affects
romantic love is comparable to drug addiction, its withdrawal an individual the same time each year (Rosenthal et al., 1984). In
symptoms resemble those associated with drugs (Fisher et al., temperate and northern latitudes, the most common form of SAD
2016). Although some of the symptoms associated with romantic is winter depression, in which the symptoms often begin in
rejection can be withdrawal symptoms, some seem to be adapta- autumn and abate in spring and summer. It is often associated with
tions caused by natural selection. For example, ruminating on the mild hypomania in spring and summer (Partonen and Rosenthal,

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tions. Brain Behav. Immun. (2017), https://doi.org/10.1016/j.bbi.2017.10.012
M.J. Rantala et al. / Brain, Behavior, and Immunity xxx (2017) xxx–xxx 7

2001). A typical feature of SAD is that the symptoms intensify in vates the brain’s serotonin levels to an excessive degree, making
the afternoon. SAD is characterized by general fatigue, decreased depressive and anxious symptoms stronger. This rationale is sup-
libido, increased need to sleep and increased appetite, especially ported by the observation that the hours of daily sunshine corre-
for carbohydrates and starchy foods (McCarthy et al., 2002; late with daily suicide rates after mathematically removing the
Rohan et al., 2003). effect of season (Vyssoki et al., 2014). In sum, it seems that, at
It has been suggested (at the ultimate level of explanation) that the ultimate level of analysis, season-related depressive episodes
SAD is an adaptation to northern latitudes to conserve energy dur- are maladaptive byproducts of seasonal changes in the amount of
ing historically predictable periods of dwindling food supply (Davis daylight. At the proximate level, season-related depressive epi-
and Levitan, 2005; Eagles, 2004). However, we are not convinced sodes may be exacerbated by a rise in proinflammatory cytokines
that SAD is an adaptation to seasonal changes in food supply, nor as well as an upregulated serotonergic system.
to northern (or southern) latitudes. An abundance of empirical evi-
dence supports this view. First, studies done in Finland (latitudes 3.10. Chemically induced depression
60 °N to 70 °N) have found that variation in SAD is not explained
by latitude (Grimaldi et al., 2009; Partonen et al., 1993; Sandman At the proximate level of causation, depression may be a conse-
et al., 2016), suggesting that the Nordic population would have quence of substance abuse (e.g. alcohol and cocaine) or a side effect
adapted to changes in their photoperiod without developing SAD. of medication (e.g. corticosteroids, benzodiazepine tranquilizers)
Second, SAD is more common among individuals migrating to (American Psychiatric Association, 2013). There is a wealth of
northern latitudes from tropical and subtropical regions than experimental evidence to suggest that the long-term use of alcohol
among native populations, which have adapted to the local envi- reduces mood and may cause depression (reviewed in Schuckit,
ronment (Saheer et al., 2013; Suhail and Cochrane, 1997). If SAD 2006). More than 40% of alcoholics fulfil the criteria for major
had developed as an adaptation to a northern environment, people depressive disorder and as many as 70% of these cases are classi-
migrating from tropical and subtropical regions should not become fied as substance-induced depression (Schuckit, 2006). In contrast
afflicted with it. to many other subtypes of depression, alcoholics suffering from
It has been found that SAD is more common in people with eve- substance-induced depression are not depressed all day every
ning chronotypes (Sandman et al., 2016) and that light therapy is day (Schuckit, 2006). Thus, they do not fulfil the DSM-5 criteria
an effective treatment for it (as well as for other depression types) for major depressive disorder. They are likely to experience insom-
(Golden et al., 2005). Since the circadian system of evening chrono- nia, problems in concentrating and irritability (Schuckit, 2006). In
types is more sensitive to light and temperature than that of morn- contrast to other depression subtypes, the symptoms of
ing chronotypes (Sandman et al., 2016), the most plausible substance-induced depression decrease or disappear rapidly with
explanation is that SAD is just a maladaptive byproduct of the fail- abstinence (Schuckit, 2006), which makes the identification of
ure of a person’s circadian rhythm to match the reduced daytime the subtype easier. We suggest that, besides changing neurotrans-
length. In addition, it has been found that inflammation and mitter functioning (Chastain, 2006; Kertes et al., 2011), one possi-
chronic stress may disrupt the function of circadian rhythm ble mechanism how alcohol may cause depression is by causing
(Mavroudis et al., 2013). the leak of non-pathogenic commensal bacteria from the gut into
Since reduced sunlight in winter causes more negative mood in the peripheral circulation (see Bjarnason et al., 1984), which trig-
so many people in temperate and northern latitudes, it sounds gers the production of proinflammatory cytokines and leads to
counterintuitive that some individuals feel more depressed during symptoms of sickness behaviour.
spring and early summer. People who experience spring / early Depressed individuals often self-medicate themselves with
summer depression sleep less, wake up earlier and their mood is alcohol and other drugs. Although alcohol and other drugs may
worst in the morning; they also have decreased appetite and temporarily elevate mood and reduce anxiety, substance use typi-
weight (Boyce and Parker, 1988). This subtype of depression has, cally does not help an individual resolve the adaptive problem that
however, not been studied adequately: more research is needed led to the original mood change. Instead, substance use has poten-
before spring / early summer depression can be formally cate- tially hazardous consequences for mental health (Leeies et al.,
gorised as a subtype of its own. Nevertheless, in countries with a 2010). In addition, it may be that the previously adaptive mood
temperate climate, the prevalence of suicides peaks in spring / change turns to a maladaptive state of clinical depression due to
early summer, while suicide rate is lowest during the time of win- an increase in the production of proinflammatory cytokines that
ter depression (Reutfors et al., 2009). In addition, suicide seasonal- causes symptoms of sickness behaviour.
ity is more evident in violent than in non-violent suicide methods There is also some evidence that depression may be caused by
(Reutfors et al., 2009). A lower or absent seasonality effect in sui- environmental toxins, like heavy metals, pesticides, plasticizers
cide rates has been found in regions close to the equator and other endocrine-disturbing or neurotoxic compounds
(Benedito-Silva et al., 2007; Chew and McCleary, 1995; Heerlein (Genuis, 2008; Rauh and Margolis, 2016; Stallones and Beseler,
et al., 2006; Parker et al., 2001). Thus, there is something in spring 2016). However, more studies are needed on this topic to verify
/ early summer that lowers mood in many people. the proximate mechanism at play. At the ultimate level of analysis,
Since spring is the time of year when many people develop chemically induced depression seems to be a maladaptive state,
allergic reactions due to an increased amount of pollen, it has been the symptoms of which do not help to avoid or combat the chem-
suggested (at the proximate level of explanation) that the increase ical that triggers it.
in proinflammatory cytokines induced by the allergy aggravates
depressive symptoms by intensifying inflammation in the body 3.11. Depression induced by somatic diseases
(Manalai et al., 2012). This is supported by a study on bipolar dis-
order patients which found that depressive symptoms correlated Depression is frequently comorbid with many somatic diseases.
positively with immunoglobulin E in plasma (Manalai et al., Neurological conditions like Alzheimer’s disease, Parkinson’s dis-
2012). On the other hand, in many cases depressed patients have ease, migraine, epilepsy, stroke and traumatic brain injury are
upregulated serotonergic system (Andrews et al., 2015b). Since associated with an increased risk of depression (Bulloch et al.,
light is shown to interact with brain serotonergic system 2015). Several neuroendocrine conditions, such as Cushing’s dis-
(Lambert et al., 2002), it is possible that in individuals with upreg- ease and hypothyroidism, may also induce depression (Kim et al.,
ulated serotonergic system, the increase of sunlight in spring ele- 2015). In multiple sclerosis—an inflammatory, demyelinating

Please cite this article in press as: Rantala, M.J., et al. Depression subtyping based on evolutionary psychiatry: Proximate mechanisms and ultimate func-
tions. Brain Behav. Immun. (2017), https://doi.org/10.1016/j.bbi.2017.10.012
8 M.J. Rantala et al. / Brain, Behavior, and Immunity xxx (2017) xxx–xxx

disease of the central nervous system—the lifetime prevalence of depressive symptoms exist in the first place. In the following sec-
depression may even exceed 50% (Beal et al., 2007; Schubert and tion, we therefore discuss the proximate mechanisms and ultimate
Foliart, 1993). Almost two-thirds of women with breast cancer suf- functions of depressive symptoms.
fer from depression (Reich, 2007), with similar figures reported for
other types of cancers (Reich, 2007). There are three main proxi-
5. Proximate mechanisms and ultimate functions of depressive
mate causes why cancer may induce depression: 1) finding out
symptoms
that you have cancer may cause chronic stress and anxiety that
may lead to depression (McDaniel et al., 1995), 2) chemotherapy,
While different adverse events lead to different patterns of
radiotherapy and surgery may lead to depression induced by sick-
depressive symptoms (Keller et al., 2007; Keller and Nesse,
ness behaviour or 3) cancer itself may raise proinflammatory cyto-
2006), major depressive disorder is routinely diagnosed based on
kine levels in blood, leading to sickness-induced depression. There
the number of reported symptoms (American Psychiatric
is substantial evidence both in experimental animal studies and in
Association, 2013). We argue that this is an ill-founded diagnostic
clinical work on humans for causes 2 and 3 (Coussens and Werb,
tool; instead, an improved understanding of the proximate mech-
2002; Egeland et al., 2017; Lamkin et al., 2011; Pyter et al.,
anisms and ultimate functions of the symptoms of a specific
2009). Cancer itself may therefore induce depression. In many
depressive episode is more important for optimal treatment and
cases, depression induced by somatic diseases appears ultimately
recovery. For example, since many individuals with major depres-
to be a maladaptive state because it impairs recovery from illness
sive disorder have increased levels of proinflammatory cytokines
and increases mortality (Pinquart and Duberstein, 2010).
when compared with groups of nondepressed individuals, some
symptoms of depressed patients may in fact be symptoms of sick-
3.12. Starvation-induced depression ness behaviour that are caused by peripheral inflammatory
response (Miller and Raison, 2016). These include changes in appe-
Famines have been common in our evolutionary history, which tite, anhedonia, social withdrawal and proneness for suicide, as
is why natural selection has equipped humans with physical and discussed below. While some depressive symptoms are maladap-
psychological adaptations to outlast food shortages (Prentice, tive byproducts of normally functioning physiological or psycho-
2005). In starvation, the body begins to reduce investment in the logical adaptations, other depressive symptoms are adaptations
body functions that are not necessary for immediate survival. For against specific adaptive problems.
example, investment in growth and immune function are reduced.
Starvation increases slow wave sleep and reduces REM sleep 5.1. Emotional pain
(Macfadyen et al., 1973), probably to save energy during the night.
It also increases physical activity, which increases the odds to find As with physical pain, one of the functions of emotional pain is
food (Exner et al., 2000). Starvation reduces mood, causes irritation to make an individual avoid the behaviour which caused the pain
and anhedonia and diminishes sexual interest (Keys, 1950). Starva- (Keller and Nesse, 2005). Emotional pain could be expected to
tion declines the ability to concentrate on tasks that require major occur in response to a fitness-relevant loss of resources (Nesse,
cognitive processing due to the obsession to find food (Keys, 1950). 2000). In the evolutionary history of humans, social relationships
Prolonged starvation leads to apathy and social withdrawal (Keys, have provided crucial resources not only for reproduction but also
1950). Starvation-induced depression can be an adaptation to save for survival. The collapse of social relationships with people close
energy in order to increase the odds of surviving through a famine. to us causes emotional pain and grief. Rather than providing an
actual fitness benefit to an individual, emotional pain may simply
4. The problem with diagnosing clinical depression be the price humans pay for forming emotional bonds with others.
On the other hand, experiencing emotional pain motivates individ-
With some subtypes of depression, it is problematic to identify uals to cherish their social relationships and to take care of the
when a possibly adaptive state of low mood has escalated to patho- people with whom they have formed an emotional bond.
logical clinical depression which requires treatment. From the Crying is a common symptom of depression especially when
point of view evolutionary biology, an adaptive state of low mood social relationships are in danger of being broken or have already
turns into pathological clinical depression when the patient’s done so (Keller and Nesse, 2006). It seems that the main functions
symptoms do not serve the purpose that natural selection has of depression-induced crying are to request aid, receive empathy
shaped them to serve. In contrast, a depressive episode becomes and social support and to solidify social bonds. On the other hand,
maladaptive when the environment has changed so much that tears and crying are not only a visual and an auditory signal of sad-
the depressive symptoms do not lead into the outcome which they ness, but tears also contain pheromones, i.e. chemical substances
were designed to achieve. that cause physiological or behavioural changes in conspecifics
In practice, although subtyping depression is not always (Gelstein et al., 2011). It has been found that exposure to emotional
straightforward (because sometimes depression may be caused tears reduces testosterone levels in men (Gelstein et al., 2011).
by several factors), the present subtyping will nevertheless facili- Thus, tears can reduce the aggression of a dominant individual in
tate assigning proper treatments for each patient. This cannot be a hierarchy conflict. Crying and tears may not be mere functionless
done by focusing merely on the symptoms, but requires an analysis behaviours but can in fact be a means of manipulating and affect-
of the patient’s life history. The importance of subtyping depres- ing conspecifics’ behaviour.
sion is highlighted by the presumed reoccurrence of depressive
symptoms when treating the symptoms is discontinued. To cus- 5.2. Proneness for suicide
tomise treatment, it is necessary to identify the cause of depres-
sion. For example, if depression induced by loneliness is treated Suicidal ideation occurs frequently in depressed individuals.
with antidepressants instead of removing its underlying cause, it Although this may seem maladaptive in a modern environment,
is to be expected that the depressive symptoms reoccur when suicide may in fact have increased an individual’s inclusive fitness
the treatment is discontinued. under certain circumstances in our evolutionary history. Suicide
To be able to understand the logic of using evolutionary psychi- can facilitate the success of one’s genes in a situation in which
atry for subtyping depression, it is important to analyze why an individual’s own reproductive prospects are slim or nonexistent

Please cite this article in press as: Rantala, M.J., et al. Depression subtyping based on evolutionary psychiatry: Proximate mechanisms and ultimate func-
tions. Brain Behav. Immun. (2017), https://doi.org/10.1016/j.bbi.2017.10.012
M.J. Rantala et al. / Brain, Behavior, and Immunity xxx (2017) xxx–xxx 9

and the individual has become a burden to their kin. Suicide can In other cases, depression leads to a decreased appetite. There is
improve the reproductive success of kin and therefore the prolifer- strong evidence supporting the hypothesis that loss of appetite is
ation of the individual’s genes when relatives need not feed or take caused by an increase in proinflammatory cytokine levels in
care of the sick individual (Decatanzaro, 1986). Studies have depressed patients with immune activation. This is because the
indeed shown that suicide ideation is more common in individuals cytokines stimulate the release of leptin, a cytokine-like anorexi-
who have low reproductive potential and who felt that they are a genic peptide (Andreasson et al., 2007). Although the loss of appe-
burden to their kin (Brown et al., 1999; Decatanzaro, 1991; tite is often thought of as a deleterious side effect of disease, it
deCatanzaro, 1995), despite the support structures that modern seems that it is in fact an active defence mechanism. It sounds mal-
societies have created to take care of their weakest members. adaptive because it occurs at the same time as the immune system
At the ultimate level of evolutionary analysis, natural selection increases energy expenditure. However, since sickness-induced
favours suicide in situations in which an individual contracts a ter- anorexia redirects resources away from lipid transportation
minal disease that could infect their kin. For example, infected towards immune function, it could be an adaptive response by
worker bees (Apis mellifera) abandon their nest to prevent disease decreasing the trade-off between lipid transport and immune func-
transmission in their colony, resulting in an altruistic suicide tion (Adamo et al., 2010). In addition, sickness-induced anorexia
(Rueppell et al., 2010). At the proximate level of analysis, it has may reduce the availability of iron and other micronutrients that
in fact been found that sickness behaviour caused by the adminis- are essential to pathogens (Exton, 1997). Sickness-induced anor-
tration of proinflammatory cytokines causes suicidal ideation in exia may also reduce the likelihood that an individual will be
some people (Capuron et al., 2002). Furthermore, depressed exposed to more parasites or pathogens with food while the
patients who have high suicidal ideation have significantly higher immune system is allocating its resources to combat infection.
inflammatory index scores than controls and depressed individuals The loss of appetite reduces activity by curtailing the need to
with lower suicidal ideation (Holmes et al., 2017; O’Donovan et al., search for food and helps to save energy for the use of the immune
2013). It is possible that an elevated concentration of proinflam- system.
matory cytokines leads to suicidal ideation and increases the prob-
ability of suicide even in depression subtypes caused by other
5.5. Anhedonia
events than a contagious disease. On the other hand, in some situ-
ations, the threat or attempt of suicide can be seen as a strategy to
Pleasure and wanting are adaptations caused by natural selec-
extort those who benefit from their association with the afflicted
tion—they motivate organisms to behave in fitness-enhancing
individual (Hagen, 1999).
ways (Barron et al., 2010; Berridge and Kringelbach, 2013). The
absence of pleasure and wanting reduces an individual’s motiva-
5.3. Rumination
tion to approach incentive targets (Martins et al., 2017). A typical
depressive symptom is anhedonia—the loss of interest in activities
Rumination, the obsessive replaying of negative events, is often
that used to give pleasure to the individual. It has been suggested
seen as pathological by clinicians. This is because it typically pre-
that anhedonia may facilitate rumination: by preventing cognitive
vents the ability to concentrate on other things, it is difficult to
distractions, anhedonia can help the depressed individual focus
suppress, and it increases other depressive symptoms
their cognitive effort on the underlying problem (Watson and
(Nolenhoeksema, 1991). However, there are good reasons to
Andrews, 2002).
expect that rumination is a psychological adaptation (Andrews
Experimental evidence on humans and non-human animals
and Thomson, 2009). Ruminating events that possibly triggered
shows that injecting proinflammatory cytokines into the blood-
depression is more frequent in situations in which there is an
stream causes anhedonia (Chang et al., 2009; Dantzer, 2001;
increased likelihood of that event reoccurring (Keller and Nesse,
Dantzer, 2006; De La Garza, 2005). Anhedonia is adaptive in sick-
2006). Continued rumination helps the depressed person avoid
ness behaviour caused by infection, since it makes the individual
similar mistakes or situations in the future, and facilitates solving
decrease their activity, conserving energy to immune function
complex social and psychological problems (Andrews and
which facilitates healing (Anders et al., 2013). Thus, reducing anhe-
Thomson, 2009). Reducing rumination with medication may there-
donia through pharmacological manipulation of central dopamine
fore have harmful long-term effects for a patient’s well-being.
signalling (Martins et al., 2017) may not always be in the patient’s
However, this does not mean that rumination is adaptive under
best interest.
all circumstances. For example, if rumination is not associated with
the problem that triggered the depressive episode, the benefits it
provides for the individual are limited. 5.6. Sleep disorder

5.4. Change in appetite: Significant mass gain or loss Increased need to sleep is typical for SAD. It has been suggested
that it helps conserve energy when conserving energy yields
Obesity has been found to increase the risk for major depressive greater organismal benefit than activity does (Davis and Levitan,
disorder by 55% (Luppino et al., 2010). Obesity is an inflammatory 2005; Eagles, 2004). Increased need to sleep is a common sickness
state and fat tissue is known to be a source of proinflammatory behaviour and it may also occur in other subtypes of depression in
cytokines (de Heredia et al., 2012; Shields et al., 2017), which which an organism benefits from conserving energy (Anders et al.,
can increase the probability that an adaptive mood change turns 2013).
to a maladaptive chronic state with symptoms of sickness beha- The link between stress and depression is well established both
viour. On the other hand, depression has been found to increase through early life adversity (Cirulli 2017) and through chronic
the risk of obesity by 58% (Luppino et al., 2010). Many depressed stress in adulthood (Miller and Raison, 2016). It is possible that
individuals have increased cravings for sweet and fatty foods stress causes sleep disorders because people are in their most vul-
because they enhance mood momentarily (see e.g. Macht and nerable and defenseless state when sleeping. A stressed person
Simons, 2000). This ‘‘comfort eating” seems to be a byproduct— typically has an overactive amygdala, which warns the organism
not an adaptation—and may propel a vicious cycle that leads to of danger and increases stress hormone levels (McEwen et al.,
obesity and even more depressed mood (cf. Luppino et al., 2010; 2015). This is reflected in the quality of sleep: a stressed individual
Shields et al., 2017). sleeps lighter and may wake up due to even the slightest of sounds.

Please cite this article in press as: Rantala, M.J., et al. Depression subtyping based on evolutionary psychiatry: Proximate mechanisms and ultimate func-
tions. Brain Behav. Immun. (2017), https://doi.org/10.1016/j.bbi.2017.10.012
10 M.J. Rantala et al. / Brain, Behavior, and Immunity xxx (2017) xxx–xxx

The rumination related to certain subtypes of depression may 5.12. Low self-esteem
itself cause a sleep disorder, since ruminating keeps neural activity
high and therefore prevents falling asleep (Watson and Andrews, Since self-esteem regulates an individual’s status in social hier-
2002). The brain thus prioritizes a pivotal adaptive problem over archy and vice versa, the decreased self-esteem which results from
sleep. a defeat in hierarchy conflict temporarily prevents an individual
from challenging those higher up in the hierarchy, protecting the
5.7. Fatigue individual from new problems. In contrast to popular belief, high
self-esteem per se is unlikely to translate to personal success.
Fatigue induced by infection helps an organism conserve energy Instead, it seems that high self-esteem is a result of success in
for the immune system (Anders et al., 2013). Fatigue can also be social hierarchy (Baumeister et al., 2003).
caused by a chronic lack of sleep (Hur et al., 2012), which is caused
by the sleep disorders typical in certain subtypes of depression. Fati-
gue can therefore be a mere byproduct of other depressive symp- 6. Discussion
toms. It can also be adaptive for example in depression induced by
hierarchy conflict, since it helps an individual conserve energy and The traditional way of diagnosing clinical depression is based
reduces the probability of challenging those higher up in hierarchy. on the number and duration of symptoms (listed in Section 5) that
the patient has. This is nonsensical from an evolutionary point of
5.8. Anxiety view (Rantala et al., 2017). The current diagnostic criteria for clin-
ical depression are completely arbitrary. When examined from an
Anxiety disorders are commonly comorbid with depression epi- evolutionary psychological point of view, depression’s short-term
sodes (Gong et al., 2017; Kaufman and Charney, 2000). Anxiety is harmfulness to an individual’s everyday life is an insufficient crite-
one way in which the body communicates an impending danger. rion for classifying depression as a mental disorder.
It keeps an individual alert, makes them avoid threatening situa- The ultimate level of analysis shows how specific subtypes of
tions and temporarily improves intellectual and physical perfor- depression can constitute adaptive responses to certain instances
mance (Marks and Nesse, 1994). Anxiety can therefore be an of life adversity. That is why the classification between clinical
adaptive preparatory response to a threatening situation. If anxiety depression that needs to be treated and an adaptive state of low-
becomes uncontrollable, however, it fails to prepare one optimally ered mood which need not be treated should be based on whether
for the future and can instead become a negative influence. In cir- or not the symptoms help an individual cope with the adverse life
cumstances like this, anxiety loses its adaptive nature, justifying event which caused the lowered mood. Only when the symptoms
the label anxiety disorder. are excessive and fail to serve their adaptive purpose can a patient
be diagnosed with pathological depression that has to be treated.
5.9. Psychomotor agitation or retardation Even low mood or emotional pain that is characteristic of major
depressive disorder may not always be a negative symptom that
Some depressed individuals show psychomotor agitation. should be treated—despite its potential to cause momentary dis-
When coupled with depression, psychomotor agitation seems to tress for a patient. This is because low mood may be an adaptive
be a byproduct of anxiety and is devoid of any adaptive compo- response to certain situations: for example, low mood after a fail-
nent. Other depressed individuals show psychomotor retardation, ure to achieve certain goals in life makes an individual rethink
which manifests as decelerated cognitive and psychomotor func- whether their goals match their actual abilities (Watson and
tioning (Buyukdura et al., 2011). This may be a byproduct of Andrews, 2002). Likewise, following the loss of status in hierarchy
increased allocation of cognitive capacity to rumination. Psy- conflict, low mood may be an adaptive signal of submissiveness
chomotor retardation can also be a pathological outcome of low- (Price et al., 1994), thus playing an important role in social commu-
grade peripheral inflammation. nication (Watson and Andrews, 2002).
It is useful to bear in mind that although a certain behavioural
5.10. Pessimism response was adaptive in the EEA, it may not be so in a modern
environment (Del Giudice and Ellis, 2016). Suicidal ideation, for
Pessimism is a common depressive symptom. Research sug- example, may have constituted an adaptive response under certain
gests that under normal circumstances, people are overly opti- circumstances in the EEA due to its potential to improve inclusive
mistic about future and their abilities but that failure and fitness, but the benefit of this behavioural strategy is lower in mod-
depression dissolve this optimism bias (Alloy and Ahrens, 1987). ern Western societies which have organizational systems of insti-
This decreases lofty aspirations in situations in which failure is tutional care for the elderly. Consequently, it is essential to
more likely than success. Pessimism is adaptive in situations in identify the adaptive component, if any, of a patient’s depressive
which previous failures predict future ones (Keller and Nesse, symptoms in their de facto environment, basing further treatment
2006). Pessimism can, however, be maladaptive if a person’s evaluations on the fundamental question of ‘current utility’
understanding of their abilities and opportunities has become (Bateson and Laland, 2013). The symptoms should not be treated
excessively negative. pharmacologically if they assist the patient in solving the adaptive
problem which triggered the depressive episode (Rantala et al.,
5.11. Self-accusations 2017). Instead, the patient should be assisted in their attempts to
solve the problem, accompanied with advice that prevents the
An individual may feel strong guilt about the negative event that reactive depressive state from exacerbating into a maladaptive
triggered their depressive episode. Self-accusations and feelings of inflammatory state in the body. In cases where a depression epi-
guilt make an individual reflect how their own behaviour led to sode is a functional response to adversity, suppressing it medically
the present outcome, helping them to steer clear of similar out- could be harmful.
comes in the future. The greater the role of the individual’s own Additional complexity may follow when a depressed patient
actions in the events, generally the greater are the resulting feelings faces several consecutive adverse life events. The resulting combi-
of guilt (Keller and Nesse, 2006). The symptoms become maladap- nation of symptoms may fail to serve their function of an adaptive
tive if the self-accusations are unfounded or unreasonably strong. response to any single adverse life event. Due to an excess of

Please cite this article in press as: Rantala, M.J., et al. Depression subtyping based on evolutionary psychiatry: Proximate mechanisms and ultimate func-
tions. Brain Behav. Immun. (2017), https://doi.org/10.1016/j.bbi.2017.10.012
M.J. Rantala et al. / Brain, Behavior, and Immunity xxx (2017) xxx–xxx 11

adverse life events, the symptoms may also become too severe as to stress reactivity (Cuttler et al., 2017). As for depression induced
serve their original adaptive purpose. In situations like these, the by loneliness (in which stress hormone levels are also elevated
symptoms may cause a state that can be classified as a mental dis- (Cacioppo et al., 2011), the intervention should focus on reducing
order. The reason why an evolutionarily shaped adaptive state of loneliness (cf. Saeri et al., 2017), thus alleviating the stress.
lowered mood leads so often to pathological depression is likely Because of the novelty of the model presented in this article, it
to be caused by the stark mismatch between the current environ- is obvious that at this stage there are no studies systematically
ment and the ancestral environment in which these behavioural testing whether depression subtypes based on evolutionary psy-
features evolved. In addition, modern lifestyle has caused chiatry differ from each other in treatment responsiveness with
increased inflammatory dysregulation and chronic stress, making regard to commonly used interventions (antidepressant or psy-
it more likely that low mood caused by adverse life events esca- chotherapy). It is expected that the 12 depression subtypes vary
lates into an episode of major depressive disorder (Hidaka, 2012). in treatment responsiveness due to stress hormone and immune
function differences in each subtype. Differences in treatment
responses could also be expected when treating patients with an
7. Conclusions adaptive mood change as opposed to patients with maladaptive
depression episodes that include symptoms of sickness behaviour.
Depression treatment should be made more sophisticated by Using an intervention to reduce symptoms for patients with an
identifying which subtype the depressive episode belongs to. If it adaptive mood change might not be beneficial if the symptoms
appears to be a response to an adverse life event, it should be eval- help the individual to cope with the adverse life event which
uated whether the symptoms are adaptive or whether the depres- caused the lowered mood. In cases like these, the effectiveness of
sive episode has exacerbated into pathological depression, coupled the intervention should not be evaluated as a reduction of symp-
with features of sickness behaviour. In the future, it should also be toms. Instead, the evaluation should be based on whether the
standard routine in psychiatry to take a blood test from patients to intervention helped the individual to cope with the adverse life
measure hs-CRP (which reveals hidden inflammation) (Kohler- event which caused the lowered mood. Thus, the focus of a treat-
Forsberg et al., 2017) and stress hormone levels to help identify ment regime based on evolutionary psychiatry focuses on an indi-
(1) what is the subtype of the depressive episode, (2) whether vidual’s long-term mental and physical well-being instead of
the depressive episode has maladaptive features of sickness beha- myopically fixating on the short-term alleviation of symptoms.
viour and (3) to track the effectiveness of treatment. These tests We hope that the present subtyping based on an evolutionary
would also help to examine the success of any therapeutic and immunological approach to depression will prove its practical
interventions. utility on a vast scale, helping to develop more effective therapeu-
Evidence suggests that different adverse events lead to different tic treatments and drugs that are targeted to the specific subtypes
symptom profiles (Keller et al., 2007; Keller and Nesse, 2005; Keller of depression identified here.
and Nesse, 2006). With future developments, depression treat-
ments should employ an analysis of symptom patterns together Acknowledgment
with an in-depth interview and a blood test to verify the subtype
of depression and whether an adaptive mood change has changed I.K. was supported by the Estonian Research Council (PUT-
to a non-adaptive depressive episode. However, before we can 1223).
develop a reliable matrix of symptom profiles that helps identify
each depressive subtype, follow-up studies and studies replicated References
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