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Advancement of Energy Storage Devices and


Applications in Electrical Power System
Steven C. Smith, P.K. Sen, Sr. Member IEEE and Benjamin Kroposki, Sr. Member IEEE

Fig. 1 depicts the principle of energy storage applications


Abstract— Overall structure of electrical power system is in that can be applied to both the “bulk power” transmission grid
the process of changing. For incremental growth, it is moving as well as the distribution system. Some of the technologies
away from fossil fuel based operations to renewable energy are available for both applications. Currently distribution
resources that are more environmentally friendly and sustainable. applications are receiving more attention due to the concept of
At the same time it has to grow to meet the ever increasing need micro-grid and distributed generation and other power quality
for more energy. These changes bring very unique opportunities
and obstacles. Over the past few decades many new and
issues. In addition the need to become less dependent on
innovative ideas have been explored in the broad area of energy fossil fuels and foreign oil is also driving research into energy
storage. They range in size, capacity and complexity in design. storage devices for the transportation industry. There are
Some of the systems are designed for applications in large scale many things in common between these energy storage
power and others are performing short term energy storage ride applications for the transportation and backup power systems
through capabilities for critical manufacturing and technology industries since they utilize similar technologies.
systems. Energy storage technology has become an enabling The concept of energy storage in the transmission grid is
technology for renewable energy applications and enhancing not new either. Large pumped hydro electric plants have been
power quality in the transmission and distribution power
operating off this principle for many decades. Over the past
systems. This paper will summarize all the advancements made
and provide a composite picture of costs and trends in storage two decades many other energy storage technologies have
technologies. matured to the point that they have become viable options for
selected applications in large scale power systems. Some
Index Terms—Energy storage, renewable energy, distributed have already seen small to medium scale applications.
resources, battery, compressed air, flywheel, pumped-hydro,
supercapacitor, ultracapacitor, superconducting magnetic energy
storage, renewable energy.

I. INTRODUCTION
Energy storage has been in existence for a long time and
has been utilized in many forms and applications from a
flashlight to the Space Shuttle.
Now energy storage technology is used to make the electric
power systems more reliable as well as making the broader
use of renewable energy a reality. Currently many states have
laws that require the utilities to increase the use of renewable
energy in their portfolios. With these requirements come
some very unique challenges. Renewable energy resources
like solar, wind and tidal wave are not dispatchable. These Fig. 1. Energy Storage Diagram
are only available when there is adequate sun, wind and tide
Energy storage systems can provide a wide array of
[29]. This is where energy storage systems become an
solutions to key issues that are affecting the power system.
enabling technology [30]. They provide the means to make
Depending on the technology selected they can provide
the non-dispatchable resources into a dispatchable energy
spinning reserves, load leveling and shifting, load forecasting,
source.
frequency control, VAR support and voltage regulation, relief
of overloaded transmission lines, release of system capacity,
enhance power quality, and needless to say more effective and
The NSF IUCRC Power Systems Energy Research Center (PSerc) supported in
the development of this paper. efficient use of capital resources.
Steven C. Smith is with Lockheed Martin, Littleton, Colorado 80122 USA Being able to store the excess available energy that has not
(e-mail: steve.c.smith@lmco.com). been consumed not only helps with the variety of issues
P.K. Sen is with Colorado School of Mines, Golden, Colorado 80401, previously mentioned it also increases the overall efficiency
USA(e-mail: psen@mines.edu)
Benjamin Kroposki is with National Renewable Energy Laboratory (NREL), of the power system. For 2005 the Energy Information
Golden, Colorado 80401, USA (Benjamin_Kroposki@NREL.gov) Agency reported that there was a capacity margin of 15.4%

©2008 IEEE.
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for the contiguous USA [25]. The majority of the power was just injecting the power into the system when it is available.
created by units using fossil fuels. Using energy storage In order to accommodate the intermittent and variable
systems this margin could be taken and stored for later use. behavior of the renewable resources the overall management
This not only helps with the overall energy efficiency of the of the power system must be altered. There are more than
system, but can also provide the array of services to the just technical issues involved when considering renewable
system previously mentioned. energy resources. There are economic factors including tax
and energy credit that must be considered in determining the
II. RENEWABLE RESOURCES application [23].
Renewable resources offer many attractive solutions to the
current energy needs. They are sustainable and environment-
ally friendly. Every region around the world has some form
of renewable energy available. By combining these resources
they can make an appreciable contribution to the total energy
needs and security of the region [2].
However the major drawback of renewable energy is its
weather dependent intermittent behavior and its inability to
dispatch power when needed. Weather data from many
resources including satellites are available to help understand
weather patterns [22]. This data can intern be used to
Fig. 3. Shell Sustained Growth Scenario [2]
forecast renewable energy outputs, but there will always be
some level of uncertainty in their forecast. For example Renewable energy is considered a large part of the solution
figure 2 shows a typical daily load curve for a utility, the to meet our energy needs in the future and maintain the
forecasted wind, and the actual wind production. When the sustainability. Fig. 3 depicts on such scenario. Energy
wind is greater than the forecast, the utility must absorb or storage is the means to make renewable energy a viable part
curtail the power. If the wind is less than the forecast, then of the power system in the future.
the utility must supply power or reduce the load. The
uncertainty of the renewable resource can be managed by the III. ENERGY STORAGE OPTIONS
use of energy storage devices.
There are a variety of energy storage options. They can be
8000 800
divided into two major categories as shown in Fig. 4. The
first being large-scale storage devices that can be used in
Gross Load (MW)
7000 Wind Forcast (MW)
Wind Actual (MW)
700
utility transmission applications. The second group includes
6000 600
small-scale storage devices located at the consumer’s site. An
example of this type of unit would be an Uninterruptable
Utility System (MW)

5000 500
Power Supply (UPS) unit using batteries.
Wind (MW)

4000 400
This paper primary addresses the utility applications of
energy storage systems. Only a few large scale energy storage
3000
Actual wind greater than prediction
300
systems are in operation today. One of the biggest questions
2000 200 currently facing energy storage device technology is “can it
Actual wind less than prediction
provide large scale energy services to the grid when needed?”
1000
Discussed below are the status and scope of current
100

0 0 technologies.
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

Hour

Fig. 2. Utility load versus wind power and wind forecasts

Another issue with renewable resources is their time of


energy generation. Wind generally has high production at
night and solar is usually during the mid hours of the day, this
often does not coincide with the peak loads between 5 to 9
PM. Energy storage could be used for time shifting these
resources to periods when demand is high, but for current
penetrations of renewable resources the key is to manage the
suite of generation sources available to the utility.
In addition, injecting power from renewable resources into
the power grid when available can cause other power quality
and reliability issues. Voltage swells and sags can occur by
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Rico [4][6][7]. Southern California Edison and EPRI


demonstrated the cost and benefits of a Lead Acid BESS for
load leveling, voltage, VAR, frequency control, and spinning
Fig. 4. Energy Storage Applications in the Power System
reserve duty [6]. The design of this system was to have daily
A. Batteries discharges of 10 MW for 4 hours to a 70% DoD. The
Batteries have been around for over one-hundred years and batteries where intended to last 2000 cycles. However after
possess some very unique and desirable qualities. Battery only 890 cycles they had shown significant deterioration.
systems are modular, quiet, and non-polluting [6]. They can Until higher capacity batteries are developed that can handle
be located almost anywhere and can be installed relatively the deep cycling capabilities required by load leveling then
quickly. The larger battery systems called Battery Energy BESS will continue to have challenges in this area [3].
Storage Systems (BESS) do not have the environmental Some specific battery types like the Sodium Sulfur (NaS)
challenges of other technologies. These systems can often be battery have been specifically designed for utility energy
installed within a 12 month time frame. The BESS storage applications. These batteries are designed to have a
installations can be housed inside a building or some other relatively long life (15 years) and come in blocks that can
facility close to the need and of very advantageous when the provide 1MW for 6-8 hours.
location is in a city or neighborhood [4]. There are many new battery technologies that are being
Because a BESS uses a power converter to change the developed to store more energy, last longer, and cost less than
battery DC power to grid-compatible AC power the units can the Lead Acid battery. Some of these new battery
respond very quickly to load changes on the system. Their technologies are Lithium Ion, Hydrogen Vanadium Redox,
response times are about 20 milliseconds (little more than one Regenesys® Redox, Sodium Sulfur, Nickel Metal Hydride,
cycle) and their round trip efficiency is in the range of 60 to Nickel Cadmium, and Zinc Bromide [3][8][31].
80% [6]. B. Supercapacitor or Ultracapacitor
Batteries, however, have some very unique challenges also. The super- or ultra-capacitor is not a new technology. It
Batteries store energy as an electro chemical process. During has been around since the 1960’s [27][28]. The super- or
an electrical charge and discharge cycle the temperature ultra-capacitor is an electrochemical double layer capacitor
change in the battery must be controlled or it can affect the (ECDL). The ultracapacitor is an electrochemical device.
battery’s life expectancy. The type of battery being used will There are no chemical reactions involved in the
determine how resistant it is to life degradation due to ultracapacitor’s energy storage mechanism. This mechanism
temperature [4]. is highly reversible, and allows the ultracapacitor to be
Another major concern is the batteries life-cycle. This is charged and discharged hundreds of thousands of times [26].
defined as the number of charge/discharge cycles that a Some vendors advertise in the million plus cycle range [28].
battery can supply depending on the depth of discharge (DoD) The ultracapacitor is also temperature resistant with an
[3]. The battery/cycle application may require the BESS to operating range between -40°C to +65°C and is also shock
charge and discharge multiple times a day. As long as the and vibration resistant [27][28]. With these attributes the
DoD is relatively low the batteries cycle life will remain ultracapacitor can be a highly effective energy storage device.
unaffected. However if the DoD is large then the battery life However it does have one large limitation. The ultracapacitor
cycle can be degraded. If the desired cycle life of a Ni-Cd has a relatively low energy density compared to a battery. Its
battery is 20,000 cycles then the DoD cannot be greater than capability is usually on the order of a magnitude less energy
approximately 15%, as seen from Fig. 5. The maximum density than an equivalent battery. The power density
discharge rate of the battery is also of concern because the however is a much better in the ultracapacitor. The power
battery can also be damaged by using to high of a discharge density for an ultracapacitor is a magnitude better than that of
rate. Depending on the type of battery and its application the a battery.
discharge rate maybe its capacity divide by 4, 6 or even 10.
This limits the available current in the battery for immediate
use.
For power quality issues such as voltage regulation,
frequency control, short term interrupts and VAR support
these systems can be quite effective. They also maybe
effectively used as spinning reserve to the short duration peak
loads [3]. These daily peak demands usually only last about
an hour or less [5]. However without the ability to deep cycle,
the battery load leveling will be a challenge in the future
There are a number of battery energy storage systems that
currently exist including a 10 MW (40 MWh) facility in
Chino, California and a 20 MW (5 MWh) facility in Puerto
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Fig. 5. Cycle Life of sintered/PBE Ni-Cd batteries [3] Pumped-hydro storage plants are costly and take a long
time to plan and build. One recently constructed pumped
Ultracapacitors are currently available in many sizes. hydro plant in the Alps took 30 years to plan and 7 years to
There current voltage ratings are up to as high as 2.7V with a construct. This plant however is rated for 1.06 GW of power
maximum string voltage of 1,500V [28]. In order to be a and 8.5 GWh of energy storage capacity [9].
viable alternative in a large scale energy storage system they
will need to be able to handle multiple kV. They can be use D. Compressed Air Energy Storage
for short term ride through capabilities as well as voltage Compressed Air Energy Storage (CAES) systems use off
regulation, frequency control and other power quality issues. peak electrical power generated from base load plants or
The ultracapacitor is currently being considered as a renewable energy sources to compress air into underground
technology for the DOE Freedom Car 42V start-stop reservoir or surface vessel. Then during times of high
application. Current challenges are the low energy density electrical demand this compressed air is combined with a one
and high cost of the system [24]. of a variety of fuels to drive a turbine generator set. The
The ultracapacitor offers great promise because it has the CAES plant uses two third less fuel compared to the
great attributes of a battery without the undesirable traits and conventional units and is able to start up within tens of
offers a round trip efficiency of 84-95% [8][28]. This minutes [10]. It does not require a lengthy startup time that
combined with the ability of modular, quiet, non-polluting, other spinning reserve may require, such as thermal units.
quick charge and discharge capability, long life (10 to 12 CAES plants require a large volume of compressed air to
years) and very high cycle life makes the ultracapacitor a very operate for extended periods of time. The principle of storing
desirable energy storage device. a gas underground is based off a proven method developed by
There have been advances in the design of the the oil & gas industry.
ultracapacitors using nano-tube technology to improve the This technology has been proven to work in solution mined
surface area of the capacitor. This “nano-tube ultracapacitor” salt caverns, conventionally mined hard rock caverns and
would improve the ultracapacitor’s energy density to be aquifers. As seen in Figure 6, in the United States over 75%
compatible with that of a chemical battery [27]. of its area is favorable to underground storage [6][11][12].
There are currently two CAES plants in operation today.
C. Pumped Hydroelectric
The first plant was built in Huntof, Germany in 1978. This
Pumped-hydro storage has been in worldwide use for more plant’s capacity is 290MW for 4 hours. It has a very
than 70 years. These large scale energy storage plants are the impressive performance record of 90% availability and 99%
most wide spread energy storage technology in use today [6]. starting reliability. The second was built in McIntosh,
There are 150 pumped storage facilities in the United States Alabama in 1991. This plant’s capacity is 110MW for 26
and approximately 280 installations worldwide. They have a hours. The round trip efficiency for the CAES plants
combined generation capacity of about 90GW, which is about accounting for both thermal and electrical inputs is about 85%
3% of the world’s generating capacity [6][9][25]. [6][7][10][11][12][13][30].
Pumped-hydro units operate off the same principles of a The main key to a CAES system is the reservoir has to be
hydro-electric power plant. However their generator units air tight and very large. Smaller units using above ground
serve also as motors. During off peak hours the surplus storage tanks are usually limited in their energy storage
power water is pumped from a lower reservoir to a higher capacity to only a few hours [6]. In order to get a greater
level reservoir. Then during the times of high electrical efficiency or remove the need for an additional conventional
demand the water is released from the higher reservoir to turn fuel there are many new hybrid CAES technologies being
the turbine and produce electrical energy. They can produce a developed. These new hybrid systems in development are use
large amount of energy for sustained periods of time. In supercapacitors, oil-hydraulics and pneumatics to increase the
addition, these plants have round trip efficiencies in the range efficiency of the design [14].
of 70 to 80% [6][9]. Their storage capacity is dependent only
on the size of the reservoir. So instead of having only a few
hours of energy storage it could be days.
The major drawback to this design is the significant
amount of land required to create the reservoirs and the
elevation needed between them. Many of the desirable sites
are already in use and the others have encountered opposition
from environmental groups. There is however an alternative
to avoid the environmental impacts of the large reservoirs by
placing them underground. The use of underground pumped
hydro plants has been proven to be technically feasible, but
with the high costs associated with placing them underground
none currently exist today [6].
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and Development Authority (NYSERDA). These systems use


the Smart Energy Matrix (SEM) by Beacon Power in their
design. The New York project is connected to an industrial
site and the California project is connected to a transmission
line at a substation. Both projects are to demonstrate the
FESS capability to enhance power quality capabilities [17].
Not only is it more efficient to store existing power in the
FESS for later use but there is also the added benefit of using
it to improve system reliability and quality with its quick
response to system anomalies. In addition, there is an added
benefit of the release of system resources to produce power.
F. Superconducting Magnetic Energy Storage
Superconducting Magnetic Energy Storage (SMES)
Fig. 6. Shaded Areas Favorable for Underground Storage [11] systems use superconducting magnets cryogenically cooled to
produce an essentially loss-less coil. The energy from the AC
Many of the parts that are needed to build a CAES system system is converted and stored as DC energy in a
are available off the shelf. The time to design and bring such superconducting magnet. Upon needing power to be released
a plant on line is on the order of two years. The McIntosh, from the system the process is reversed and the DC is
Alabama plant took 2.5 years to build [6][12]. It also converted to AC current through a Power Converter Module.
incorporates a recuperator, that the Huntorf plant does not The efficiencies of these SMES systems have been reported to
have, that preheats the air prior to entering the turbine. This be in the range of 95 to 98%. In addition, a large amount of
reduces the plants fuel consumption by 25% [12]. energy can be supplied to the power system in a matter of
milliseconds [6][7][18][19].
E. Flywheels The superconducting magnet comes in two different
Flywheels have had success in the commercial sector for physical arrangements that of a toroid or a solenoid. The
small units in the range of 1kW for 3 hours to 100kW for 30 original work of SMES system focused around large scale
second [6]. Flywheels store energy as kinetic energy in a systems configuration with much of the work centered on
rotor that is spinning at extremely high velocities. The designs in the range of 1,000 to 10,000 MWh [20]. The
amount of energy stored in the rotor is proportional to the estimated size for utilities applications was determined to be
square of its angular momentum. As energy is needed the 5,000 MWh at 1,000 MW [18]. When these large systems
flywheel switches operational modes to produce the power would be charged the superconducting coil expands under
needed [7]. This is done by using power electronics and a Lorentz forces and would require a large amount of structure
sophisticated control system. One such application is the to support the coil to offset these forces. In order to reduce
Smart Energy Matrix which is composed of energy storage the cost it was determined that placing the coil in an earth
trench would be more cost effective [19]. The estimated cost
modules (ESM) and energy conversion modules (ECM) by
to build such a system in 1985 was US $980,000,000 [18].
Beacon Power [15].
The first operating SMES system with a three phase
With the advancement of technology in the rotor design as
converter was tested at Los Alamos National Laboratory
well as the control systems Flywheel Energy Storage System (LANL) in 1974 [21]. Then in 1976 a team from Bonneville
(FESS) have some useful qualities like the ability to respond Power Authority (BPA) and LANL designed and constructed
quickly to tens of thousands of cycles per year with high a 30 MJ (8.33 kWh), 10 MW SMES unit. This unit was
durability [15]. This means they can respond to many power installed in the BPA’s Tacoma Washington substation to
quality issues such as frequency deviation, temporary provide stability (damping of oscillations) to the Pacific
interruptions, voltage sags, and voltage swells [16]. By Intertie [19][21]. It was installed in 1981 and only operated
providing this type of stability to the system using recycled for a short period of time. During the time of construction it
energy frees up other systems resources’ to provide power was determined that by phase controlling part of the converter
instead of using them for these functions. FESS has an on the DC link could also damp the oscillations [21].
overall round trip efficiency including the electronics, Since that time there have been many installations of
bearings, and flywheel drag of 80-85%. With the life smaller SMES units in the range of 1-3 MJ (277.8-833.3
expectancy of about 20 years [6][15], the current flywheel MWh), with power outputs as high as 2.5 MW [21]. These
designs are modular and can range in size up to 10 plus MW units not only provide energy storage for short-term power
systems, with the larger flywheels being approximately quality issues but they can also be sized to provide for longer
250kW for 10 to 15 minutes [6][15]. durations of uninterrupted power. These larger designs can
Currently there are two pilot FESS projects under way by provide load leveling and spinning reserve for longer periods
the Department of Energy (DOE), California Energy of time. They can respond to system variations within
Commission (CEC) and the New York State Energy Research milliseconds. Other than very large pumped-hydro plants, the
SMES large designs proposed are the only energy storage
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device that can accommodate the large bulk power load efficiency levels. Any excess power will be captured by the
leveling applications with high efficiency. Other storage energy storage devices for later use.
devices cannot come close to the amount of power and Utilization of renewable energy such as solar, wind and
duration that these systems can supply. tidal will become a reality due to the enabling technology of
G. Hydrogen energy storage devices. No matter when or where it is needed
in the system it could be made available for use.
Hydrogen is not an energy storage device but an energy
This evolutionary change of adding large, medium and
carrier [32][34]. An energy carrier can be defined as a
small scale energy storage devices to the power system in key
substance or phenomenon that can be charged to store energy.
Hydrogen is such a substance and must be extracted from locations will be a major step in the solution to the use of
hydrocarbon compounds or water. Other than these two renewable energy along with the current issues of reliability,
forms hydrogen is relatively rare on Earth. It is lighter than stability, and power quality.
air and escapes our atmosphere. Hydrogen can be obtained
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[30] Richard Baxter, “Energy Storage in Today’s Power Market,” Commodities
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[31] Phillip C. Symons, “Opportunities for Energy Storage in Stressed
Electrical Supply Systems,” IEEE Power Engineering Society Winter
meeting, vol. 1, pp. 448-449, July 2001.
[32] [Online].November 2007, Available: http://www.wikipdeia.org/wiki,
Wikipedia Encyclopedia.
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Energy Storage as Hydrogen,” IEEE Transactions on Energy Conversion,
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[34] Benjamin Kroposki, Johanna Levene, Kevin Harrison, P.K. Sen, Frank
Novachek, “Electrolysis: Opportunities for Electric Power Utilities in a
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[35] Henry Louie, Kai Strunz, “Superconducting Magnetic Energy Storage
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VI. BIOGRAPHIES
Steven C. Smith received his B.S. and M.S.
degrees in Electrical Engineering from the University
of Colorado at Boulder in 1991 and 2000 respectively.
He is currently working on his PhD in Engineering
Systems (Electrical) at the Colorado School of Mines.
His research interests include energy storage,
renewable energy, power generation and distribution
systems, motors and power electronics. Mr. Smith is
a Chief Systems Engineer with Lockheed Martin
Corporation and is a Registered Professional Engineer
in Oregon.

P.K. Sen (SM’90) received his Ph.D. in EE at the


Technical University of Nova Scotia (Dalhousie
University), Halifax, Canada. Dr. Sen is currently a
8

Appendix I

Comparison of Large Scale Energy Storage Devices

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