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Journal of Human Evolution 54 (2008) 539e545

Pleistocene human remains and conservation treatments: the case of


a mandible from Atapuerca (Spain)
Lucı́a López-Polı́n a,*, Andreu Ollé a, Isabel Cáceres a, Eudald Carbonell a,
José Marı́a Bermúdez de Castro b
a
Àrea de Prehistòria, Universitat Rovira i Virgili, Institut Català de Paleoecologia Humana i Evolució Social,
Pl. Imperial Tarraco, 1, 43005 Tarragona, Spain
b
Centro Nacional de Investigación sobre la Evolución Humana (CENIEH), Avda. de la Paz 28, 09004, Burgos, Spain
Received 4 December 2006; accepted 30 July 2007

Abstract

Research on human evolution depends in many cases on the study of fossil remains that have been treated by conservators. Conservation is
a discipline with its own principles and methods. Its goal is not only long-term preservation, but also information recovery and the facilitation of
research. Therefore, specialists in conservation propose and carry out the interventions, while research requirements must act as a guide in many
steps of the process.
In this article, we present an example of a strict conservation methodology applied to a human mandible from the Pleistocene site of Gran
Dolina (Sierra de Atapuerca, Spain). An extensive diagnostic examination before the intervention included a computer tomography (CT) scan
and stereoscopic light microscopy. This paper describes both the intervention and the mechanical preparation in detail. Finally, the intervention
is discussed, as well as general conservation techniques. The compiled details show how this interdisciplinary work allowed retention of both the
integrity of the specimen and its information. In conclusion, the development of a suitable method of conservation requires collaboration among
all the specialists involved in the study of fossil remains.
Ó 2008 Elsevier Ltd. All rights reserved.

Resumen

La investigación en evolución humana depende en muchos casos de que los fósiles humanos hayan sido previamente restaurados. La Restau-
ración es una disciplina con sus propios principios y métodos que persigue tanto la conservación a largo plazo de los restos, como la recuper-
ación de la información que éstos contienen.
En este artı́culo se presenta un ejemplo de aplicación de metodologı́a estricta de restauración. Se aplica a una mandı́bula humana del yaci-
miento pleistoceno de Gran Dolina (Sierra de Atapuerca, Espa~ na). Los exámenes diagnósticos previos incluyen el uso de tomografı́a computer-
izada (TC) y de microscopio estereoscópico. Se describe con detalle el tratamiento para mostrar cómo el trabajo interdisciplinario permite salvar
tanto la integridad del espécimen como la información que contiene. En conclusión, el desarrollo de un método de restauración adecuado re-
quiere la colaboración de todos los especialistas implicados en el estudio de los restos humanos.
Ó 2008 Elsevier Ltd. All rights reserved.

Keywords: Conservation; Bone preparation; Cleaning; Consolidant; CT scan; Atapuerca TD6

* Corresponding author.
E-mail address: lucialp@prehistoria.urv.cat (L. López-Polı́n).

0047-2484/$ - see front matter Ó 2008 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jhevol.2007.07.011
540 L. López-Polı́n et al. / Journal of Human Evolution 54 (2008) 539e545

Introduction resin (Paraloid B-72, by Rohm and Haas) dissolved in acetone


was applied as a consolidant prior to lifting. Special care was
Pleistocene human remains are always valuable because taken to apply it only to the fossil and to avoid extending it to
their scarcity means that any new samples found may provide the sediment through the careful application of a solution that
new information. In many cases, these fossils must be treated was not highly diluted (approximately 20:80 with acetone).
before the work of paleoanthropologists and other specialists This procedure was sufficient to strengthen the fossil’s resis-
can begin. Although conservation is common practice and es- tance and, at the same time, to prevent the uncontrolled disper-
sential for studying the material, few treatments have been sion of the product. The fossil was successfully extracted. Its
published. This difference between the importance of human external aspect was visible only up to the alveolar process.
fossils in the scientific field and their conservation is striking. Both the internal aspect and the area in which the series of
The basic principles and intervention methodology of the teeth were presumed to exist remained concealed.
modern discipline of conservation appear in various official In the field, the use of consolidants and other simple recov-
documents such as those of the International Council of ery techniques are common practices (e.g., Sease, 1994; Wat-
Museums (ICOM, 1984), European Confederation of Conser- kinson and Neal, 1998). Paraloid is currently one of the most
vator-Restorers’ Organisations (ECCO, 2002e2003), and the commonly used products because it meets all the necessary re-
American Institute for Conservation (AIC, 1994). quirements of the work; it is reversible and its stability is at-
Explicitly, the work methodology involves an examination tested to by extensive use and several studies (e.g., Koob,
of the material and its alterations before initiating the interven- 1984; Johnson, 1994; Kres and Lovell, 1995; Shelton and
tion. This must not damage the integrity of the material and Johnson, 1995; Down et al., 1996; Rossi et al., 2004). During
must be done, to the extent possible, with products that are excavation, consolidation is sometimes performed systemati-
compatible with the material being treated, that are easily re- cally, without assessing the inconvenience that the presence
versible, and that will not interfere with future analyses. The of consolidant may subsequently cause. In general, consoli-
initial and final condition of the material, the treatment used, dated sediment is difficult to eliminate because it is more
and any relevant information must be documented. bound together and more strongly adhered to the fossil. Fur-
thermore, in practice, it is almost impossible to completely
Fossil context and recovery eliminate a product that has impregnated a porous material,
and only a part of such products can be removed (Horie,
This paper describes the treatment of a hominid left half 1982). To eliminate such products, they have to be dissolved
mandible from level TD6 of the Gran Dolina site (Sierra de in conjunction with the mechanical action of tools (e.g.,
Atapuerca, Burgos, Spain). TD6 dates to between 780 and a paintbrush), or if possible, with agitation and immersion in
857,000 years ago (Parés and Pérez-González, 1995, 1999; solvent (e.g., ultrasonic bath). In any case, it is a risky and
Falguères et al., 1999). Between 1994 and 1996, human re- slow process. Therefore, it is better to limit the use of consol-
mains associated with fauna and lithics were recovered from idants to cases in which they are absolutely necessary, and it is
the upper part of the level known as Aurora stratum (Carbonell important to ensure that only the proper (i.e., bone) surface is
et al., 1995, 1999). These hominid fossils were attributed to impregnated.
a new species: Homo antecessor (Bermúdez de Castro et al.,
1997). Many of the remains have human-induced damage, Diagnostic examination
such as stone tool cutmarks and breakage suggesting marrow
consumption, interpreted as evidence of cannibalism (Fernán- Following block removal, we carried out a series of tests to
dez-Jalvo et al., 1996, 1999). In 2003, the excavation of TD6 assess the fossil’s state of preservation and the potential ana-
was resumed and new remains were recovered including the tomical and taphonomic information that it might contain.
mandible discussed here (Carbonell et al., 2005). The visible surface of the fossil was jointly studied by the
The Aurora stratum is formed by lutites with small clasts of conservator and the taphonomist using 4 to 40 stereoscopic
limestone (Parés and Pérez-González, 1999; Pérez-González light microscopy (Olympus SZ40). We also did a photographic
et al., 2001; Vallverdú et al., 2001). Part of the sediment of sweep with a macro lens. This consisted of taking 19 digital
this stratum is compact and hard due to the presence of calcic photographs (Fig. 1a). In this process we detected the presence
carbonate, which is common in calcareous karst infills. Be- of two very different elements that we would have to take into
cause of this calcification, the sediment has to be broken consideration: fissures and stone tool cutmarks (Fig. 1b). The
with great force. In fact, the recovery of remains at the site existence of fissures in the bone represented a considerable
is often the most critical moment in their history; even mate- risk for breakage during the removal of the sediment. The
rial in good condition can suffer serious alterations. stone tool cutmarks were elements that we would have to try
The mandible (ATD6-96) rested against a fragment of lime- to preserve intact.
stone to which it was strongly joined by a thin layer of sedi- The photographic sweep of the surface proved itself a useful
ment. It was difficult to completely delineate the specimen tool, not only for purposes of documentation, but also for anal-
in the field without putting it in danger, so it was extracted ysis. For one, it allowed the enlarged images to be examined
by block lifting (i.e., a block of sediment in which the speci- by different specialists at the same time. Secondly, it was use-
men is partially embedded is removed en masse). An acrylic ful for recording the initial aspect of the fossil, before the
L. López-Polı́n et al. / Journal of Human Evolution 54 (2008) 539e545 541

in the transverse plane and went from the base of the mandib-
ular ramus below the M3 root to approximately the level of the
cervix of the M3 (Fig. 2a), where it disappeared (Fig. 2b). Ac-
tually, at the height of the cervix, the fissure changed direction
and split the crown transversely, which was subsequently dis-
covered in a coronal image (Fig. 2c). Until the posterior prep-
aration of the fossil, we did not know for certain that this line
was the continuation of the large fissure.
Slices in only one plane are sufficient to detect the presence
of anatomical elements (e.g., the existence of the teeth). Scan
thickness may be relatively 2large depending on the dimen-
sions of the element; precision of less than 2 mm may be un-
necessary. However, to determine the unpredictable trajectory
of fissures, it is important to examine a series of different
planes and to keep the distance between slices to a minimum.
As opposed to recognizing anatomical elements, you cannot
know beforehand what you are looking for. Therefore, the ex-
amination has to be carried out systematically and exhaus-
tively in order to properly diagnose the state of conservation
and to confirm the presence of anatomical elements.
The data obtained from the examination of the surface and
from the CT scan were combined with the visual and tactile
inspection of the sediment, and the effect of water and hydro-
chloric acid was tested on it. Samples of sediment from differ-
ent areas were taken and their reaction to the acid was tested.
In all cases, the sediment effervesced, a reaction that indicates
the presence of carbonate. In the lingual aspect of the fossil,
the sediment was generally softer, had splitting cracks, and
was slightly sensitive to water in some areas. The sediment
that covered the buccal aspect of the dental series, however,
was hard and unaffected by water. Overall, we found hard, par-
Fig. 1. (a) Mandible before treatment. Each box corresponds to a macro photo tially-carbonated sediment that was only sensitive to water in
from the initial sweep. (b) Stone tool cutmarks on the buccal aspect of the co- isolated points. Embedded in it was a very complete fossil in
ronoid process (in discontinuous, hatched, box in the Fig. 1a).
a good state of preservation with well-demarcated fissures.
changes brought about by the intervention. Thus, it was useful
for monitoring the effects of the conservation treatment. Fur- Conservation treatment
thermore, detailed photographs often are restricted to a certain
area selected for its interest. The systematic sweep of the en- To extract osseous remains embedded in compact and car-
tire surface ensures a truly exhaustive record, as areas of inter- bonated matrices, one may employ two types of procedures:
est are not predetermined. mechanical and chemical. The former is common but, with
To complete the diagnostic examination, we used a CT scan some exceptions (May et al., 1994; Wilson, 1995), it is not
to analyze the fossil. Tomographs have been used since the a procedure that has been widely treated in print. The latter
mid 1980s to study fossils embedded in sediment and to ana- is traditionally based on the use of acids (Rutzky et al.,
lyze aspects of internal morphology (e.g., Conroy and Vannier, 1994; Lindsay, 1995). Recently, new methods of cleaning
1984; Wind, 1984). They have also been used in specific con- with lasers have been tested (Landucci et al., 2003), although
servation projects for pre-cleaning examinations (Landucci their use is not widespread, and the majority of treatments
et al., 2003). In this case, the tomographs were taken in a hos- continue to be done in the traditional manner.
pital, with the same equipment used to examine patients and In this case, the use of acid was ruled out from the start
without any special preparation of the fossil or of the machine since it may influence bone, its dispersion is difficult to con-
itself (‘‘General Electric HiSpeed LX/i’’ CT scan). Two series trol, and it is difficult to completely eliminate acid residues.
of images were taken (pixel size 0.283 mm, interslice distance Therefore, we opted for a mechanical process, which is gener-
2 mm) following two perpendicular anatomical planes (one ally easier to control.
transverse and the other coronal). The tomographs confirmed The main risk to the fossil was its possible fragmentation
the presence of premolars and molars (P3eM3). They also al- upon the removal of the sediment that supported it. We had
lowed us to see the true reach of the fissures detected in the to try to ensure that any fragmentation occurred in a controlled
surface analysis. The largest of these completely split the man- manner along the already existing fracture lines (without cre-
dibular body. This fissure was detected in the series of images ating new fragmentation planes). Therefore, the use of electric
542 L. López-Polı́n et al. / Journal of Human Evolution 54 (2008) 539e545

Fig. 2. CT images (a and b) in a transverse plane and superior view. (a) At the level of the cervix of the M3. (b) At the level of the crown of the M3. The arrows
indicate the fissure that crossed the mandibular body and the root of the M3 following in an approximately coronal plane. (c) CT coronal slice in posterior view. The
arrow indicates the same fissure that cut the crown of the M3 transversely. (d) Diagram showing the fragmentation of the mandible and the location of the CT slices.

or pneumatic tools that could cause difficult to control vibra- the same time, the entire crown was separated transversely
tions was ruled out, and manual tools were chosen instead. from the anterior root fragment and remained joined to the
The fossil was mainly cleaned with metal medical instruments posterior root fragment (Fig. 3b). Manganese and carbonate
(scalpel and dental pick). To soften small areas of the sedi- remains present on the surface of the root fracture attested
ment, we moistened it with demineralized water or a mixture to the age of the fissure. The pulp cavity was covered by
of water and alcohol (50:50). Throughout the process, a stereo- a fine layer of carbonate produced by the entrance of water
scopic light microscope was used to examine the area being into the fissure. At this point, we discontinued the treatment
treated, and to assist with guiding the cleaning of the fossil. so the dental specialist could directly study the degree of for-
Preparation was begun on the buccal aspect of the mandible mation of the M3 root. This information was important for the
and proceeded until the teeth were revealed. Next, we contin- assignation of the individual’s age at death (Carbonell et al.,
ued cleaning the lingual aspect of the mandible. First, the 2005).
limestone was extracted by cutting through the sediment Once the fracture planes were studied and documented,
with a scalpel; this separated it from the fossil. Then a small cleaning continued on the individual fragments, which were
test pit was made in order to locate the fissure that split the more easily manipulated than the hemi-mandible. When all
mandibular body. We confirmed that the fissure was pro- the sediment had been removed, the condyle was also found
nounced enough that it would lead to the fragmentation of to be fragmented. The fracture was recent, certainly caused
the fossil when the sediment was eliminated. We continued by the vibrations suffered during the extraction process in
with the gentle cleaning, avoiding movements that might force the field. Although hardly noticeable to the naked eye, the
the split at times when it was not well supported. Finally, the fissure that was the origin of the fragmentation had been
mandible was divided into three fragments without any prep- recorded during the initial photographic sweep.
aration damage to the fossil. To complete the fossil cleaning we had to remove the con-
The M3 fracture roughly followed two perpendicular ana- solidant applied, in the field, to the buccal aspect of the man-
tomical planes that crossed at the level of the cervix. The fused dible, which had agglutinated small particles of sediment.
root was split buccolingually from apex to cervix (Fig. 3). At Different solvents were applied under magnification with
L. López-Polı́n et al. / Journal of Human Evolution 54 (2008) 539e545 543

Fig. 4. Restored mandible: buccal (above) and lingual (below) aspects.

Despite the fact that the consolidant remains soluble in the


long term, as discussed earlier, it is difficult to eliminate en-
tirely. The plastic films that consolidants form make basic
study of the surface difficult. Furthermore, most of the prod-
ucts used are organic polymers that can distort biomolecular
analysis and interfere in future studies (Hedges, 1987; Tuross
Fig. 3. Fragmentation of the M3: (a) anterior (mesial) half of the sectioned and Fogel, 1992; Cooper, 1994; Johnson, 1994; Panagiaris,
root; (b) posterior (distal) half, with the attached crown. 2001; Nicholson et al., 2002). Although in some cases consol-
idants have been successfully removed (Moore, 1989), it is
a good idea to reduce its use and apply it only when essential.
a soft, sable-hair brush. This phase of the cleaning treated the In any case, to facilitate future work, it is extremely important
areas where the stone tool cutmarks were located. Special care to leave a record of the product used and ensure that the infor-
was taken not to make direct contact with the cutmarks and to mation remains available to future researchers.
avoid abrading them or filling them in with particles. First, After the treatment of the mandible, the surface was again
a mixture of xylene and alcohol (50:50) was applied to elim- photographed and new tomographs were taken. This documen-
inate the consolidant. Xylene dissolves Paraloid, while alcohol tation was useful for evaluating the treatment itself by compar-
is better for removing any leftover clay present from the sed- ing the photos taken in each phase, and for graphically
iment, so the mixture was effective. Finally, we used a second documenting the final state of the fossil before permanently
application of a water and alcohol solution (50:50) in order to surrendering it to the researchers. The photographs will be
remove any remaining sediment particles. useful for facilitating future work by researchers and
As the last step in the conservation process, the fossil frag- conservators.
ments were rejoined with Paraloid B72 prepared at 30% in an Detailed recording of interventions is what ensures that, in
acetone and xylene solution (50:50). Upon completing treat- the future, better scientific analyses will be developed. Such
ment, the fossil was clean and sufficiently stable. Since the recording also allows us to evaluate current conservation treat-
consistency of the mandible was adequate, we did not apply ments. Obviously, future studies may have requirements that
additional consolidant. In this way, its surface is somewhat are not taken into consideration today, but this is why minimal
less protected (against scratches, abrasions, or stains), but it intervention and reversibility have to be the standard premises
is in the condition required for subsequent studies (Fig. 4). and consistently present.
544 L. López-Polı́n et al. / Journal of Human Evolution 54 (2008) 539e545

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Mosquera, M., Ollé, A., Pérez-González, A., Rodrı́guez, J.,
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