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124 CONTEMPORARY ISSUES IN COMMUNICATION SCIENCE AND DISORDERS • Volume 37 • 123–130 • Fall 2010
cultural, or ethnic values and expectations. Help
the client weigh intervention alternatives among ILLUSTRATIVE CASE STUDIES
best practice options.
Two case studies completed by students will be presented
− Specify the clinical recommendations. in this article to illustrate how the students advanced
• STEP 5: Evaluate the EBP process. Self-evaluate the through each step of the EBP process. Each case presen-
group’s performance in completing the process and tation will outline how the group combined current best
identify goals for improving EBP skills. evidence with clinical expertise and the client’s personal
values, expectations, and preferences to make well-informed
− Was the clinical question well formulated?
decisions about treatment.
− Was the best external evidence located?
− Was the external evidence appraised critically?
Case Study 1
− Did the clinical decision integrate the best current
evidence with clinical expertise and client values? One year ago, JS, a 61-year-old retired attorney, was diag-
nosed with amyotrophic lateral sclerosis (ALS) with bulbar
signs. ALS is a progressive disease of the nerve cells in
The EBP Assignment the brain and spinal cord that control voluntary muscle
For this particular project, students were placed in a group movement. JS’s speech intelligibility had started to decline
and assigned a case history. Each case study was designed and his pulmonary function had declined over the year,
to be a realistic, context-based depiction of a clinical sce- with particularly severe reduction in measures of air flow.
nario in motor speech disorders. In addition, cases present- In addition, his oral diadochokinesis and measures of vo-
ed a fairly open-ended clinical problem that required the cal function (including jitter, shimmer, and signal-to-noise
group to elaborate on certain details (Herreid, 2005). Group ratio) were highly variable across test sessions.
work is ideal for case-based learning because it mimics the The team of graduate student collaborators, including
collaborative structure of a research (Greenwald, 2006) or Jeanne Calvo, Jennifer Maultasch, Mariel Phillips, Kristen
clinical team (Pena & Quinn, 2003). Evidence suggests that Vavoules, and Mathew Weiss, implemented the following
interactions in a group assist students to define pertinent steps to determine the best treatment for JS.
issues, move through the steps needed to solve problems, • STEP 1: Identify and formulate an answerable clinical
and communicate their ideas verbally and in writing (Gre- question.
enwald, 2006).
Each group was required to document all of the EBP − PICO
process steps and determine the best course of care for the o Population: Adult male, age 61, with ALS, 1
case it was assigned. Direct instruction continued through- year after onset
out the semester, but the instructor met with the groups o Intervention: Augmentative and alternative com-
periodically to ensure that they were successfully mov- munication (AAC)
ing through the steps of the EBP process. The required
o Comparative intervention: Behavioral treatment
components of the assignment included a written report and
directed at improving respiration, phonation,
30-min oral presentation of the following information:
resonance, and articulation
• An elaboration of the case history, including back- o Outcome of interest: To prolong functional com-
ground information and relevant medical history munication as the disease progresses
• An evaluation of the client that provides a plausible − Focused clinical question: Which treatment, AAC
perceptual description of the client’s speech, as well or behavioral intervention, is most effective at
as an assessment guided by the Frenchay Dysarthria prolonging functional communication in adults with
Assessment—Second Edition (Enderby & Palmer, ALS?
2008)
• A handout of no more than five pages with references • STEP 2: Locate the best available evidence.
and supplementary resources − The following databases were searched: Academic
• A treatment plan that demonstrates how the client Search Premiere, ASHA PubMed, ASHA Web site,
might progress over time ERIC, PsychInfo, Medline, Science Direct, and
Google Scholar.
• Documentation and a demonstration of how the EBP
process was used to guide the approach to treatment − A total of 32 articles were identified as having
potential for contributing evidence to the clini-
The latter portion of the assignment, documenting the
cal question. Of the 32 articles, eight contributed
five steps of the EBP process, is the focus of this article.
some evidence to answering the clinical question.
Groups were graded on the clarity, relevance, and depth
However, none of the studies contrasted the two
of their presentation as well as their documentation of the
approaches within the same study or meta-analysis
steps of the EBP process. The project, including the presen-
(see bibliography).
tation and written documentation, was due at the end of the
semester. • STEP 3: Critically appraise the evidence.
− Present the evidence that guided the clinical deci- − Determine a course of care:
sion: o Communicate the different treatment options to
o There were no randomized control trials, which the client and his family.
are considered to be the strongest intervention o Discuss with the client and family the advan-
design. Therefore, a clinical decision was made tages and disadvantages of behavioral speech
by pooling data from available sources and therapy and AAC as approaches to intervention.
integrating this information with client values
o The current research suggests that behavioral
and clinician expertise based on observation of
intervention is not effective in clients with ALS
the individual.
due to the progressive nature of the disorder
o Due to the progressive nature of the disorder, (Beukelman et al., 2007).
behavioral treatments are ineffective. Isomet-
o If no intervention is offered, it would sig-
ric exercises and work on oral motility, voice
nificantly compromise JS’s quality of life. He
strengthening, and loudness practice can reduce
would be unable to express basic needs, and
vocal quality and speech intelligibility (Watts &
limitations in his communication would affect
Vanryckeghem, 2001).
his social relationships.
o In cases where the progression of the disease
o Research suggests that the use of AAC may be
is slow, compensatory strategies may be taught.
the most effective means of prolonging commu-
However, these remedies are only temporary
nication abilities in clients with ALS.
because of the progressive nature of the disease
(Kuhnlien et al., 2008). o Given JS’s declining speech intelligibility as
well as his intelligence, motivation, and level
o Timing of the referral for AAC intervention
of family involvement, speech therapy directed
is the most important clinical decision. The
at improving and maintaining communication
speech-language pathologist (SLP) should rec-
through the use of an AAC device is recom-
ommend AAC to individuals with ALS when
mended.
their speaking rate reaches 100–125 words per
minute on the Speech Intelligibility Test (Beu- − Specify the clinical recommendations:
kelman et al., 2007). o Due to the progressive nature of ALS, an early
o Findings indicate that 96% of people with ALS introduction to the use of AAC is recommended.
accepted AAC without discontinuing use of the Not implementing AAC at the appropriate time
device (Ball et al., 2004). will limit JS’s future communication abilities.
126 CONTEMPORARY ISSUES IN COMMUNICATION SCIENCE AND DISORDERS • Volume 37 • 123–130 • Fall 2010
o Clinical observation revealed that the client − PICO
is highly motivated to use ACC and has good o Population: Adult male, age 67, with moderate
family support, which are important factors in generalized late-onset MG
making the clinical decision.
o Intervention: Respiratory exercises
o A multidisciplinary team to maintain JS’s qual-
o Comparative intervention: No intervention from
ity of life should be assembled.
an SLP
• STEP 5: Evaluate the EBP process:
o Outcome of interest: To strengthen respiration
− The clinical question was well formed. for speech and, ultimately, improve his overall
− There was a sense that there was limited access to quality of life as the disease progresses
certain databases, which restricted the search for − Focused clinical question: Does behavioral interven-
evidence. The group did not know when it had tion directed at increasing respiration help improve
obtained sufficient information to fully answer the communication function in an adult with MG?
clinical question.
− Among group members, only one had exposure to • STEP 2: Locate the best available evidence.
a client with ALS. Although most group members − The following databases were searched: EBSCO
had course work and experience with individu- host, PubMed, Medline, Google Scholar, ERIC,
als who used AAC devices, there was uncertainty ASHA Web site, Highbeam.
about conducting an AAC evaluation and taking − A total of 44 articles were identified as having
part in the collaborative decision-making process. potential for contributing evidence to the clini-
− The limited amount of available evidence for the cal question. Of the 44 articles, seven contributed
treatment options was presented to the family. Be- some evidence to answering the clinical question
cause there were no studies that directly compared (see bibliography).
AAC with behavioral therapy, the research was
used cautiously to inform the treatment recom- • STEP 3: Critically appraise the evidence.
mendation. The course of treatment was determined − Summary of the levels of evidence according to
primarily by understanding the client’s values and Sackett et al. (2000):
goals. The clinical decision was made based on an o Baker et al. (2003): Level IV: Observational
integration of the best evidence, clinical expertise, study without controls
and the perspectives of the client and family.
o Davidson, Hale, & Mulligan (2005): Level IV:
In addition to documenting and presenting the five steps Observational study without controls
of the process, the students provided supplementary infor-
o Fregonezi, Resqueti, Guell, Pradas, & Casan
mation about the nature of ALS and ALS with bulbar signs
(2005): Level I: Well-designed randomized
in particular, as well as information on the progression
control trial
of the disease with emphasis on communication changes.
Further, information about introducing an AAC device in o Koessler et al. (2001): Level IV: Observational
stages that correspond to the progression of the disease was study without controls
provided. o Morris et al. (2006): Level IA: Meta-analysis
o Rassler et al. (2007): Level IV: Observational
Case Study 2 study without controls
WH, age 68, was diagnosed with myasthenia gravis (MG), o Skeie et al. (2006): Level IA: Meta-analysis
which is a chronic autoimmune neuromuscular disease char- of well-designed control study plus literature
acterized by varying degrees of weakness of the voluntary review of additional lower level evidence
muscles. Muscles that control eye and eyelid movements, − The majority of the studies reviewed were observa-
facial expression, chewing, talking, and swallowing are in- tional. In addition, there were two meta-analyses,
volved. More recently, WH’s muscles that control breathing one that examined well-designed control studies,
and neck and limb movements have become affected. WH and one that included a meta-analysis of random-
reported that he takes medication to improve his neuro- ized control trials as well as a review of the litera-
muscular transmission and increase his muscle strength. He ture on lower quality evidence.
firmly rejects the use of an AAC device but is questioning
if speech therapy would be of benefit to his communica- • STEP 4: Integrate the evidence with the client’s
tion. unique biology, preferences, and values.
The team of graduate student collaborators, including − Present the evidence that guided the clinical deci-
Lev Fridman, Elissa Karol, Kristen Peterson, and Jonathan sion:
Wise, implemented the following steps to determine the o The evidence included many observational stud-
best treatment for WH. ies, so claims of a relationship between treat-
• STEP 1: Identify and formulate an answerable clinical ment and respiratory improvement may not be
question. substantiated.
128 CONTEMPORARY ISSUES IN COMMUNICATION SCIENCE AND DISORDERS • Volume 37 • 123–130 • Fall 2010
the clinical decision-making process. The case-based ap- individual, not a group or population of clients. Informing
proach guides students to weigh various treatment options, clients about the expected course of treatment and the out-
select the most efficacious intervention, or recommend no come is consistent with EBP practices because it acknowl-
treatment at all. edges the client and his or her family as active participants
The case-based approach to teaching EBP reveals for in their own care. The application of EPB principles to the
students the reciprocal relationship between research and diagnosis and treatment of individual clients must be part
clinical training. In Case Study 1, the students recognized of clinical education in communication disorders.
the progressive nature of the disorder and acknowledged Although EBP is purportedly highly valued among SLPs,
that implementing AAC early in the course of the disease it is unclear to what extent EBP is used in everyday clini-
would maximize the client’s future communication abili- cal practice. In fact, students often perceive a mismatch
ties. The decision not to use behavioral speech therapy was between “best practices” taught in class and real-world
informed by research, but not solely determined by it. The clinical practices. In a survey of certified SLPs, Zipoli and
students reported that there were no studies that directly Kennedy (2005) reported a significant decline in exposure
compared ACC and behavior therapy. Although research to EBP as students moved from graduate programs to the
contributed to the decision-making process, it was not the clinical fellowship. University programs in speech-language
only source for determining the course of care. Even high- pathology play a key role in teaching EBP. Students who
quality evidence must be integrated with clinical exper- view EBP as an extension of their clinical interests are
tise and relevant client perspectives to determine the best more likely to use EBP in their work settings. An under-
course of care for an individual client. In Case Study 2, the standing of the EBP process should be made transparent
students reported that it was disconcerting not to recom- to students before they move from training programs to
mend treatment. Although inspiratory muscle strengthening professional practice.
may be achieved in some clients with MG, the team noted Implementing EBP is an ongoing, evolving process
that there was no evidence suggesting that respiration for that reflects a change in the way speech-language pathol-
speech purposes could be improved. Nonspeech breathing, ogy services will be delivered. The foundation of clinical
they determined, was better managed by another health care decision making in speech-language pathology is presently
provider. Observational studies were acknowledged, but undergoing a shift from a reliance on conventional wisdom
they were used judiciously in making decisions about treat- to practices based on the integration of clinical expertise,
ment. An advantage of using EBP as a teaching tool is that best current research evidence, and individual client values
students are encouraged to weigh clinical opinion against (ASHA, 2004b). EBP is a practical response to the de-
the available evidence in order to determine the best course mand for changes in the way health care is administered.
of care for their client. Students and practitioners must learn to use EBP to make
The student perspectives on the process provide an informed clinical decisions and to advocate for health
opportunity to examine how EBP principles are being care policies that include rehabilitation services for motor
implemented. Students in this instance often commented speech disorders and other chronic conditions.
on the lack of quality external evidence, which is a frank
evaluation of the need to conduct clinical trials in speech-
language pathology. Many students reported that they were
unsure when they had completed a sufficient review of the REFERENCES
literature to address the problem at hand. However, the
American Speech-Language-Hearing Association. (2004a).
students did recognize that the search for clinical evidence
Evidence-based practice in communication disorders: An in-
is an ongoing process. Ultimately, the answer to decid- troduction [Technical report]. Available from http://www.asha.
ing if a review is sufficient lies in their self-evaluation of org/members/deskref/default.
the process. At the same time, more systematic research
American Speech-Language-Hearing Association. (2004b). Report
is needed to test treatment approaches that are directed at of the Joint Committee on Evidence-Based Practice. Available
improving the communication of adults living with chronic from http://www.asha.org/NR/rdonlyres/BIDE75A7-83A0-4F78-
motor speech disorders. Resources must be created to dis- 8A09-4113139CE5CE/0/JCCEBPReport04.pdf.
seminate information that can be useful to clinicians. It is Baker, S. E., Sapienza, C. M., Martin, D., Davenport, P., Hoff-
the instructor’s obligation to update the list of databases man-Ruddy, B., & Woodson, G. (2003). Inspiratory pressure
that students have access to and ensure that the library threshold training for upper airway limitation: A case of bilateral
resources of the university are adequate to address the abductor vocal fold paralysis. Journal of Voice, 17, 384–394.
problem. Ball, L. J., Beukelman, D. R., & Pattee, G. I. (2004). Accep-
Frequently, the clinician must make a clinical decision tance of augmentative and alternative communication technology
on the basis of limited quality evidence. In the absence of by persons with amyotrophic lateral sclerosis. Augmentative and
quality evidence, students need to be instructed in strate- Alternative Communication, 20, 113–122.
gies that include the use of single-subject designs (Horner Beukelman, D. R., Fager, S., Ball, L., & Dietz, A. (2007). AAC
et al., 2005) and the concept of time-limited trial therapy for adults with acquired neurological conditions: A review. Aug-
to measure the impact of treatment and objectively assess mentative and Alternative Communication, 23, 230–242.
its costs and benefits for individuals receiving services. As Coles, C. R. (1985). Differences between conventional and prob-
Schlosser and O’Neill-Pizzoli (2006) pointed out, decisions lem based curricular in their students’ approaches to studying.
based on EBP have an effect on the services provided to an Medical Education, 19, 308–309.
130 CONTEMPORARY ISSUES IN COMMUNICATION SCIENCE AND DISORDERS • Volume 37 • 123–130 • Fall 2010