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I. INTRODUCTION
OWER factor correction (PFC) is mandatorily required for
P medium- to high-power offline power supplies for improv-
ing input power quality. Power supplies with PFC capability
usually contain a preregulator whose function is to ensure a
near unity power factor at the input. The usual form of a PFC
preregulator is a boost converter [1] controlled by a fast con-
Fig. 2. Separation of time scale and the modeling approach for the current
trol loop, also known as inner current loop, such that the input loop and the voltage loop.
current follows the same sinusoidal waveform as the input volt-
age [2]. The PFC preregulator is often terminated with a storage
capacitor that interfaces with a downstream converter to provide the rectified line voltage, iref is the reference current, pi is the
a tightly regulated output voltage to the eventual load. The PFC input power, and vo is the output voltage. Clearly, output voltage
preregulator is thus required to maintain a regulated averaged ripple is inevitable for power balance since the input power is a
output voltage across its terminating storage capacitor. A block squared sinusoidal function, and the size of the storage capacitor
diagram of a boost PFC preregulator and the corresponding can be chosen to keep the ripple magnitude to a reasonable level.
waveforms are shown in Fig. 1. In practice, the storage capacitor also affects the dynamical re-
The objectives of the control circuit for the PFC preregulator sponse of the output regulation loop, and as a compromise, the
are twofold. First, a near unity power factor should be main- output voltage would be regulated at every rectified line cycle.
tained at the input side via an inner current loop. Second, a This indicates that the line frequency is the maximum band-
constant average voltage should be maintained across the out- width allowed in the output regulation loop under the condition
put storage capacitor via an output regulation loop. The first of unity power factor [3].
objective implies that the input current should be sinusoidal and In order to program the input current to follow the sinusoidal
in phase with the supply voltage, resulting in a squared sinu- envelope, the input current has to be controlled cycle-by-cycle
soidal power input function, as shown in Fig. 1(b), where vi is at the switching frequency. This implies that the bandwidth
required by the current control is much higher than that of the
Manuscript received December 18, 2008; revised February 17, 2009. Current voltage control, as illustrated in Fig. 2. The cascading multiloop
version published December 18, 2009. This work was supported by Hong Kong control structure exploits the separation of time scale into two
Research Grants Council under Grant PolyU 5289/05E. Recommended for
publication by Associate Editor P. Mattavelli. control loops [8], [16], with the inner loop being a fast current
The authors are with the Department of Electronic and Information Engi- loop and the outer loop being a slow voltage loop. Average
neering, Hong Kong Polytechnic University, Kowloon, Hong Kong (e-mail: current mode (ACM) control is the most widely used multiloop
05900469r@polyu.edu.hk; encktse@polyu.edu.hk; enscwong@polyu.edu.hk;
ensctan@eie.polyu.edu.hk). control method for PFC converters [4]–[6]. Numerous methods
Digital Object Identifier 10.1109/TPEL.2009.2020986 have been proposed in the literature to improve the performance
0885-8993/$26.00 © 2009 IEEE
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2532 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009
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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2533
Fig. 5. (a) Block diagram of the current error dynamics under the derived
current control rule. (b) Block diagram in general form.
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2534 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009
Fig. 6. Bode plots of G i with various combinations of control parameters. (a) K i 1 is varying with K i 2 fixed at 4 × 109 . (b) K i 2 is varying with K i 1 fixed at
6 × 104 .
In (13), the delay function e−sT d is approximated by (1 − Assume that the converter has a very high efficiency with
(Td s/2))/(1 + (Td s/2)) using the first-order Padé approxima- η ≈ 1. By power balance, the averaged diode current can be
tion with Td being the propagation delay. Variable ωp1 is the pole represented as
created by the resistance in series with the inductor, ωp1 = r/L,
Vi IL
and r = rL + Rs + do rds ON + (1 − do )rf ON , with rL being the iD (t) = sin2 ωt (14)
vo (t)
parasitic resistance of the inductor, Rs being the sensing re-
sistor, and rds ON and rf ON being the ON-time resistance of the where iD (t) is the diode current, Vi the peak input voltage,
MOSFET and the diode, respectively. Also, do is the nominal IL the peak inductor current, and vo (t) the output voltage. To
duty cycle, and ωp2 and ωp3 are the poles of the additional simplify the derivation, we assume that the output capacitor is
low-pass filters. large enough to guarantee a small line frequency ripple in the
Based on (12), Bode plots of the current loop gain can be output voltage, and the average of iD (t) over a rectifier line
computed. Fig. 6 shows the computed Bode plots with different cycle T /2 is approximated as
combinations of Ki1 and Ki2 . Other parameters are constant and
measured from the experimental circuit (see Fig. 12) with the IL Vi
iD = . (15)
following values: ωp1 = 1081 rad·s−1 , ωp2 = 396000 rad·s−1 , 2vo
ωp3 = 106 rad·s−1 , and Td = 1 µs. In Fig. 6(a), under a fixed
Here, we denote x as the average value of x(t) over a rectified
Ki2 , as Ki1 increases, the crossover frequency is slightly in-
line cycle.
creased, and the phase margin is increased by a larger amount. In
The averaged model of the voltage loop is represented by
Fig. 6(b), under a fixed Ki1 , as Ki2 increases, the crossover fre-
quency is slightly decreased, and the phase margin is decreased 1
v̇o (t) = (iD (t) − io (t)) (16)
by a larger amount. Hence, Ki1 and Ki2 can be selected ac- C
cording to the desired crossover frequency and phase margin to
where io (t) is the output current. Equation (16) is further aver-
ensure current loop stability and a satisfactory current-tracking
aged over the rectified line cycle to become
performance.
dvo 1 Vi IL
III. OUTER-LOOP VOLTAGE CONTROL = − io . (17)
dt C 2vo
A. Theoretical Derivation
Under the assumption of an ideal current loop, IL = Iref with
In this section, we demonstrate the generation of the outer- Iref being the peak reference current, which can be regarded as
loop voltage control using the same approach. In the control the control input of the voltage loop, i.e.,
derivation, we adopt the low-frequency model of the voltage
loop to account for the separation of time scale between the dvo 1 Vi Iref
= − io . (18)
voltage control and the current control. dt C 2vo
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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2535
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2536 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009
Fig. 9. Bode plots of G v with various combinations of control parameters. (a) K v 1 is varying with K v 2 fixed at 4.5 × 104 . (b) K v 2 is varying with K v 1 fixed
at 380.
The shapes of the Bode plots are determined by (28). Having It is worthy to note that since the S/H function samples the
a similar structure as Gi , Gv also contains a double pole at control output signal at the rectified line frequency, the hold time
the origin and a zero determined by Kv 1 and Kv 2 . Similarly, Th and therefore the resulting Bode plots vary with the operating
the robustness of the steady-state performance is reflected by line frequency. Such variation can be minimized by a conser-
the independence of the loop gain of the operating conditions, vative choice of Kv 1 and Kv 2 . For a cautious design, Kv 1 and
which is a straightforward result of the linearization of the er- Kv 2 should be designed based on the Bode plots corresponding
ror dynamics. To account for the nonidealities in the practical to the lowest operating frequency.
converter, an improved transfer function Gv can be formulated
by C. Transient Response
Kv 2 (1 + (sKv 1 /Kv 2 )) In addition to the steady-state performance and the system
Gv = Hv (29)
s2 stability, output transient response can be predicted based on
the mathematical derivation in Section III-A.
where Hv is the transfer function accounting for the effects of
Differentiating the voltage error’s dynamics (24) gives
the S/H function and the low-pass filter on the loop gain, i.e.,
1 d2 ev dev
Hv = (30) + Kv 1 + Kv 2 ev = 0 (31)
(1 + (s/ωp4 )) (1 + sTh ) dt2 dt
which is a homogeneous second-order differential equation gov-
where ωp4 is the pole frequency of the low-pass filter and Th is
erning the transient response of the voltage error. Solving (31)
the hold time of the S/H circuit, which approximately equals a
gives
half line cycle T /2.
Using (29), Bode plots of the voltage loop gain can be com- b1 (t) + b2 (t)
puted. Fig. 9 shows the computed Bode plots with different ev (t) = − √ (32)
2 D
combinations of Kv 1 and Kv 2 . Measured from the experimental
circuit (see Fig. 12), ωp4 ≈ 3 × 103 rad·s−1 and Th ≈ 1 ms. In where
Fig. 9(a), under a fixed Kv 2 , as Kv 1 increases, the crossover fre-
quency is slightly increased, and the phase margin is increased D = Kv21 − 4Kv 2 (33)
with a larger amount. In Fig. 9(b), under a fixed Ki1 , as Ki2
√ √
b1 (t) = e0.5(−K v 1 − D )t
(−Kv 1 ev (0) + Dev (0) − 2ėv (0))
increases, the crossover frequency is slightly increased, but the
phase margin is decreased drastically. Hence, Kv 1 and Kv 2 can (34)
be selected according to the desired crossover frequency and √ √
b2 (t) = e0.5(−K v 1 + D )t
(Kv 1 ev (0) + Dev (0) + 2ėv (0)).
phase margin to ensure voltage loop stability and satisfactory
regulation performance. (35)
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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2537
Fig. 10. Transient response of the error voltage with various combinations of control parameters. (a) K v 1 is varying with K v 2 fixed at 4.5 × 104 . (b) K v 2 is
varying with K v 1 fixed at 380.
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2538 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009
Fig. 12. Simplified schematics of the boost PFC converter with the derived control rules implemented as individual control circuitries.
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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2539
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2540 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009
Fig. 16. Experimental waveforms of inductor current and input voltage under various operating conditions: line frequency of (a) 300 Hz and (b) 800 Hz, input
voltage of (c) 80 V and (d) 130 V, and output power of (e) 120 W and (f) 50 W. Inductor current: (a)–(d) and (f) 0.5 A/division and (c) 1 A/division. Input voltage:
100 V/division.
measured power factor resulting from the derived control is parameters are Kv 1 = 381 and Kv 2 = 4.51 × 104 for yielding
higher than that from the conventional ACM control in all tested consistent crossover frequency and phase margin with the ACM
conditions. It is rather consistent over the range of line fre- control in the voltage loop gain. First, Bode plots of the voltage
quency, as shown in Fig. 17(a). Over the range of input voltage loop gain are measured under the dc line voltage of 110 V. The
and output power, although the measured power factor shows measured Bode plots are plotted along with the analytical results
some deviations in Fig. 17(b) and (c), the overall derivation is in Fig. 18. The measured data agree with the theoretical results
smaller than that under the ACM control. The discrepancies are and verify the loop gain characteristic. The deviations can be
mainly attributed to the occurrence of discontinuous conduc- attributed to the components’ tolerance and the round-off error
tion mode (DCM). Since the control rule is derived based on the of the S/H function.
assumption of continuous conduction mode (CCM), the occur- Second, the derived voltage control is compared with the
rence of DCM in extreme line and load conditions invalidates conventional ACM control in transient response performance.
our derivation and incurs control errors. The aforementioned The output current is stepping from 0.4 to 0.14 A. Fig. 19
results confirm that the derived current control is capable of shows the resulting waveforms. Under the derived control,
maintaining a relatively high power factor with various operat- the transient response improves with the overshoot ampli-
ing conditions, and the robustness of the control performance is tude reduced from 5 to 2.5 V and the settling time short-
verified. ened from 25 to 20 ms. The results verify the capability of
the derived control of improving the transient response perfor-
mance. It should be noted that the aforementioned configura-
C. Voltage Loop Control Evaluation tion is not optimal for transient response because the crossover
Similar experiments have been conducted to evaluate the per- frequency of the voltage loop is set at only 50 Hz for consistency
formance of outer-loop voltage control. The selected control with the ACM design. A shorter recovery time can be achieved
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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2541
Fig. 17. Power factor measured under the variations of (a) line frequency, (b) input voltage, and (c) output power.
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2542 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009
Fig. 19. Transient response waveforms under (a) the ACM control and (b) the derived voltage control. Output voltage: (a) 2 V/division and (b) 1 V/division.
Output current for both (a) and (b): 0.2 A/division. Time scale: 10 ms/division.
Fig. 20. Transient response waveforms with various combinations of K v 1 and K v 2 . (a) K v 1 = 380 and K v 2 = 4.5 × 104 . (b) K v 1 = 220 and K v 2 =
4.5 × 104 . (c) K v 1 = 510 and K v 2 = 4.5 × 104 . (d) K v 1 = 380 and K v 2 = 2.5 × 104 . Output voltage: 1 V/division. Output current: 0.2 A/division. Time
scale: 10 ms/division.
Fig. 21. Transient response waveforms at various operating conditions: line voltage at (a) 140 Vrm s and (b) 80 Vrm s ; stepping load current of (c) 0.4–0.14 A
and (d) 0.2–0.14 A. Output voltage: 1 V/division. Output current: 0.2 A/division. Time scale: 10 ms/division.
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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2543
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2544 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009
Chi K. Tse (M’90–SM’97–F’06) received the B.Eng. Siu-Chung Wong (M’02–SM’09) received the B.Sc.
(Hons.) degree (with first-class honors) in electrical degree in physics from the University of Hong Kong,
engineering and the Ph.D. degree from the University Hong Kong, in 1986, the M.Phil. degree in electron-
of Melbourne, Melbourne, Vic., Australia, in 1987 ics from the Chinese University of Hong Kong, Hong
and 1991, respectively. Kong, in 1989, and the Ph.D. degree from the Univer-
He is currently the Chair Professor and the sity of Southampton, Southampton, U.K., in 1997.
Head of the Department of Electronic and Informa- He is currently an Assistant Professor in the De-
tion Engineering, Hong Kong Polytechnic University, partment of Electronic and Information Engineering,
Kowloon, Hong Kong. His current research interests Hong Kong Polytechnic University, Kowloon, Hong
include power electronics, complex networks, and Kong. His current research interests include model-
nonlinear systems. He is the author of Linear Cir- ing of power converters, nonlinear analysis of power
cuit Analysis (London, U.K.: Addison-Wesley, 1998) and Complex Behavior of electronics, LED lighting systems, automobile lighting systems, and Internet
Switching Power Converters (Boca Raton, FL: CRC Press, 2003), and the coau- traffic analysis.
thor of Chaos-Based Digital Communication Systems (Heidelberg, Germany: Dr. Wong is a member of the Electrical College, The Institution of Engineers,
Springer-Verlag, 2003) and Chaotic Signal Reconstruction With Applications to Australia.
Chaos-Based Communications (Singapore: World Scientific, 2007). He is the
coholder of a U.S. patent and two pending patents. He is an Associate Editor
for the International Journal of Systems Science and International Journal of
Circuit Theory and Applications, and a Guest Editor of a few other journals.
Prof. Tse was awarded the L.R. East Prize by the Institution of Engineers,
Australia, in 1987, the IEEE TRANSACTIONS ON POWER ELECTRONICS Prize Pa-
per Award in 2001, and the International Journal of Circuit Theory and Appli- Siew-Chong Tan (S’01–M’05) received the B.Eng.
cations Best Paper Award in 2003. In 2007, he was awarded the Distinguished (with honors) and M.Eng. degrees in electrical and
International Research Fellowship by the University of Calgary, Canada. At computer engineering from the National University
Hong Kong Polytechnic University, he received twice the President’s Award for of Singapore, Singapore, in 2000 and 2002, respec-
Achievement in Research, the Faculty’s Best Researcher Award, the Research tively, and the Ph.D. degree from Hong Kong Poly-
Grant Achievement Award, and a few other teaching awards. From 1999 to 2001, technic University, Kowloon, Hong Kong, in 2005.
he was an Associate Editor for the IEEE TRANSACTIONS ON CIRCUITS AND SYS- From 2005 to 2008, he was a Research Associate,
TEMS PART I—FUNDAMENTAL THEORY AND APPLICATIONS. Since 1999, he has a Postdoctoral Fellow, and then, a Lecturer in the
been an Associate Editor for the IEEE TRANSACTIONS ON POWER ELECTRONICS. Department of Electronic and Information Engineer-
During 2005, he was an IEEE Distinguished Lecturer. He is currently the Editor- ing, Hong Kong Polytechnic University, where he is
in-Chief of the IEEE CIRCUITS AND SYSTEMS SOCIETY NEWSLETTER, and the currently an Assistant Professor. His current research
Associate Editor for the IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS PART interests include nonlinear control of power converters, design and modeling of
I—REGULAR PAPERS and the IEEE CIRCUITS AND SYSTEMS MAGAZINE. switched-capacitor converters, and LED driver’s design.
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