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IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO.

11, NOVEMBER 2009 2531

A Unified Approach for the Derivation of Robust


Control for Boost PFC Converters
Grace Chu, Student Member, IEEE, Chi K. Tse, Fellow, IEEE, Siu Chung Wong, Senior Member, IEEE,
and Siew-Chong Tan, Member, IEEE

Abstract—In this paper, a generalized approach for the system-


atic generation of robust control rules for the boost power fac-
tor correction converter is presented. Based on a cascading multi-
loop control structure, a unified approach for deriving the control
functions for the inner current loop and the outer voltage loop is
proposed. The resulting control provides unity power factor and
regulated average output voltage with fast transient response. The
control performance is robust under all practical conditions as a re-
sult of the application of feedback linearization. This method elim-
inates the nonlinearity and the dependence of the error dynamics
on the input disturbance. The control parameters can be designed
according to the desired steady-state and transient response per-
formances. The resulting control rules are readily implemented
in analog circuitries. Experiments are conducted to evaluate the
control performance.
Index Terms—AC–DC power conversion, power electronics,
power quality, power supplies, power system control. Fig. 1. (a) Block diagram of a typical PFC converter. (b) Ideal waveforms.

I. INTRODUCTION
OWER factor correction (PFC) is mandatorily required for
P medium- to high-power offline power supplies for improv-
ing input power quality. Power supplies with PFC capability
usually contain a preregulator whose function is to ensure a
near unity power factor at the input. The usual form of a PFC
preregulator is a boost converter [1] controlled by a fast con-
Fig. 2. Separation of time scale and the modeling approach for the current
trol loop, also known as inner current loop, such that the input loop and the voltage loop.
current follows the same sinusoidal waveform as the input volt-
age [2]. The PFC preregulator is often terminated with a storage
capacitor that interfaces with a downstream converter to provide the rectified line voltage, iref is the reference current, pi is the
a tightly regulated output voltage to the eventual load. The PFC input power, and vo is the output voltage. Clearly, output voltage
preregulator is thus required to maintain a regulated averaged ripple is inevitable for power balance since the input power is a
output voltage across its terminating storage capacitor. A block squared sinusoidal function, and the size of the storage capacitor
diagram of a boost PFC preregulator and the corresponding can be chosen to keep the ripple magnitude to a reasonable level.
waveforms are shown in Fig. 1. In practice, the storage capacitor also affects the dynamical re-
The objectives of the control circuit for the PFC preregulator sponse of the output regulation loop, and as a compromise, the
are twofold. First, a near unity power factor should be main- output voltage would be regulated at every rectified line cycle.
tained at the input side via an inner current loop. Second, a This indicates that the line frequency is the maximum band-
constant average voltage should be maintained across the out- width allowed in the output regulation loop under the condition
put storage capacitor via an output regulation loop. The first of unity power factor [3].
objective implies that the input current should be sinusoidal and In order to program the input current to follow the sinusoidal
in phase with the supply voltage, resulting in a squared sinu- envelope, the input current has to be controlled cycle-by-cycle
soidal power input function, as shown in Fig. 1(b), where vi is at the switching frequency. This implies that the bandwidth
required by the current control is much higher than that of the
Manuscript received December 18, 2008; revised February 17, 2009. Current voltage control, as illustrated in Fig. 2. The cascading multiloop
version published December 18, 2009. This work was supported by Hong Kong control structure exploits the separation of time scale into two
Research Grants Council under Grant PolyU 5289/05E. Recommended for
publication by Associate Editor P. Mattavelli. control loops [8], [16], with the inner loop being a fast current
The authors are with the Department of Electronic and Information Engi- loop and the outer loop being a slow voltage loop. Average
neering, Hong Kong Polytechnic University, Kowloon, Hong Kong (e-mail: current mode (ACM) control is the most widely used multiloop
05900469r@polyu.edu.hk; encktse@polyu.edu.hk; enscwong@polyu.edu.hk;
ensctan@eie.polyu.edu.hk). control method for PFC converters [4]–[6]. Numerous methods
Digital Object Identifier 10.1109/TPEL.2009.2020986 have been proposed in the literature to improve the performance
0885-8993/$26.00 © 2009 IEEE

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2532 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009

of the two control loops in terms of the input current distortion


and the transient response of the output voltage.
For the inner current loop, the phenomenon of zero-crossing
distortion under high-operating line frequency was reported and
analyzed by Sun [7]. This spurred a series of research interest
toward the elimination of such a distortion. In the same work,
Sun proposed a solution by adding a phase delay in the reference
current to compensate the leading phase of the current. Alter-
natively, Wall and Jackson [8] feedforwarded the input voltage
and output voltage signal to the current error to reduce the input
Fig. 3. Boost PFC converter with the derived control based on the cascaded
current distortion. Later, Chen and Sun [9] presented a more multiloop control structure.
complete feedforward scheme by including the derivative of the
reference current in the feedforward signal. Recently, Louganski
and Lai [10] presented a method of adding an extra RC network proach for transforming a nonlinear system into an equivalent
in the current amplifier compensation network to compensate linear system. It is completely different from the conventional
the phase lead in the current signal. (Jacobian) linearization in that the feedback linearization is
For the outer voltage loop, with limited bandwidth, the out- achieved by state transformation and feedback, rather than by
put voltage has a slow transient response with a relatively large linear approximation of the dynamics. This approach eliminates
overshoot. Numerous approaches have been reported in the lit- all the undesirable phenomena incurred by the nonlinearity and
erature to improve the transient response. One approach aims the dependency of the system dynamics on the input distur-
at removing the rectified line frequency ripple in the feedback bance, and thus results in improved control performance and
signal, which allows a further increase in the voltage loop’s robustness under variations of operating condition.
bandwidth without deteriorating the input current distortion. Another issue addressed by this paper is the choice of the
The use of the analog notch filter to filter the line frequency control parameters. Based on the generalized approach, the er-
ripple was first reported by Williams [11]. With the advance in ror dynamical equations give clear pictures of the closed-loop
DSP technology, the digital implementation of the notch filter behaviors of the two control loops, which offer insights into the
and its variant enables sophisticated filtering functions to be re- design of the control parameters. Due to the linear nature of
alized conveniently [12]–[15]. Besides the filtering method, the the resulting error dynamics, effective tools from linear control
line frequency ripple can also be compensated by inserting a can be fully utilized to analyze the steady-state frequency re-
nonlinear function in the voltage loop, which is also known as sponse and the transient response. The control parameters can
active ripple cancellation [16]–[18]. Other approaches focus on be selected according to the Bode plots of the loop gain and the
maintaining the output voltage within a predefined regulation transient response waveforms to ensure system stability and sat-
band. When the output voltage goes beyond the regulation band isfactory performance. The performance of the resulting control
in the event of a step load, certain actions will be taken to bring rules will be evaluated by experiments.
the output voltage back to the regulation band [11], [19], [20]. The rest of the paper is outlined as follows. In Section II, we
Besides, the voltage feedforward control also provides an effec- begin with the inner-loop current control. Theoretical derivation
tive method to improve the transient response performance. For and frequency response analysis are presented in Sections II-A
example, Figueres et al. [21] feedforwarded the load-current and II-B. Next, we proceed to the outer-loop voltage control
signal to the output of the voltage error amplifier. in Section III. In addition to the theoretical derivation and the
In these previous works, the current loop control and the volt- frequency response analysis in Sections III-A and III-B, tran-
age loop control are specifically developed to tackle particular sient response is explored in Section III-C. Then, experimental
undesirable phenomena. However, a systematic derivation pro- verification is presented in Section IV, in which the practical im-
cedure that is applicable to both control loops is still missing. plementation of the derived control is discussed in Section IV-A,
Specifically, in the feedforward control schemes, the resulting and the experimental results are presented in Sections IV-B and
closed-loop systems become too complex for analysis and for- IV-C. Finally, a conclusion is given in Section V.
mal study of their large-signal behaviors. This necessitates the
use of trial-and-error procedures in the design of the control II. INNER-LOOP CURRENT CONTROL
parameters, while the design constraints and the optimal design
A. Theoretical Derivation
solution remain unknown.
In this paper, based on a cascading multiloop control struc- In this section, a generalized approach based on the method of
ture, a generalized approach applicable to both the current loop feedback linearization [22], [23] is applied to generate the inner-
and the voltage loop is introduced for systematic generation loop current control rule. The averaged model of the inductor
of robust control rules for PFC converters. The block diagram current is represented by
is depicted in Fig. 3. Instead of focusing on particular phe-
diL 1 ¯ o)
nomena in each loop, we attempt to reduce the system error = (vi − dv (1)
dynamics to a simple linear form based on the method of feed- dt L
back linearization [22]–[26]. Feedback linearization is an ap- where d¯ = 1 − d with d being the continuous duty cycle.

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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2533

Fig. 5. (a) Block diagram of the current error dynamics under the derived
current control rule. (b) Block diagram in general form.

Alternatively, it can be applied to the standard PFC controller by


adding input voltage feedforward and the corresponding func-
tional circuitries (e.g., summation, inversion) to the controller
Fig. 4. Boost PFC converter with the derived inner-loop control rule. circuit, resulting in a control rule that covers the functions of
the feedforward control schemes proposed previously [8], [9].
The objective of the control is to track the inductor current Based on the proposed derivation, the properties of the resulting
along the reference current iref generated by the outer loop. control rule will be further explored in the following sections.
Here, we denote the current error by ei where
B. Frequency Response Analysis
ei = iref − iL . (2)
In this section, the frequency response of the current error
The dynamics of the current error is dynamics is investigated. Under the derived current control rule,
dei diref diL diref 1 vo ¯ (7) gives a complete picture of the steady-state behavior of the
= − = − vi + d. (3) closed-loop system, which can be written as
dt dt dt dt L L

Here, d¯ is the input of the current error dynamics. In a closed- diL diref
= + Ki1 (iref − iL ) + Ki2 (iref − iL )dt. (9)
loop system, d¯ is generated by the control circuit using the dt dt
feedback signals. Based on the method of feedback linearization,
Due to the linear nature, (9) can be expressed in the s-domain
the dynamics can be made linear if d¯ is configured as
    as
diref vi L diref 1  
¯
d = via − + = Lvia − L + vi 1
dt L vo dt vo siL = siref + (iref − iL ) Ki1 + Ki2 . (10)
s
(4)
with via being an equivalent input. The block diagram of (10) is depicted in Fig. 5(a), which can
Hence, the resulting error dynamics becomes be manipulated into a general form as shown in Fig. 5(b). Upon
inspection of Fig. 5(b), the round-trip loop gain is
dei
= via . (5) Ki2 (1 + (sKi1 /Ki2 ))
dt Gi = . (11)
Clearly, a desired dynamical behavior can be imposed to the s2
current error by the choice of via . Here, via can be chosen to be The shapes of the Bode plots are determined by (11), which
the linear PI function of the current error in order to minimize contains a double pole at the origin and a mid-frequency zero
the steady-state error [27], i.e., determined by Ki1 and Ki2 . Equation (11) also indicates that
 the ideal loop gain is independent of the operating condition,
via = −Ki1 ei − Ki2 ei dt (6) thus leading to robust steady-state performance. To account for
the nonideality in practical converters, an improved transfer
with Ki1 > 0 and Ki2 > 0. function G can be formulated by
By substituting (6) into (5), the current error dynamics
Ki2 (1 + (sKi1 /Ki2 ))
becomes Gi = Hi (12)
 s2
dei
+ Ki1 ei + Ki2 ei dt = 0. (7) where Hi is a transfer function to account for the effects of the
dt
parasitic components, the additional low-pass filters, and the
With Ki1 and Ki2 being positive, the current error converges propagation delay of the control signals on the loop gain, i.e.,
to zero exponentially. By combining (4) and (6), the general
current control is given by sLe−sT d
   Hi =
 r(1 + (s/ωp1 ))(1 + (s/ωp2 ))(1 + (s/ωp3 ))2
1 diref
d¯ = vi − L − L Ki1 ei + Ki2 ei dt (8)
vo dt sL(1 − (Td s/2))
≈ .
which is illustrated in Fig. 4. The resulting current control (8) r(1+ (s/ωp1))(1+ (s/ωp2))(1 + (s/ωp3))2 (1 + (Td s/2))
can be implemented as an individual current control circuit. (13)

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2534 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009

Fig. 6. Bode plots of G i with various combinations of control parameters. (a) K i 1 is varying with K i 2 fixed at 4 × 109 . (b) K i 2 is varying with K i 1 fixed at
6 × 104 .

In (13), the delay function e−sT d is approximated by (1 − Assume that the converter has a very high efficiency with
(Td s/2))/(1 + (Td s/2)) using the first-order Padé approxima- η ≈ 1. By power balance, the averaged diode current can be
tion with Td being the propagation delay. Variable ωp1 is the pole represented as
created by the resistance in series with the inductor, ωp1 = r/L,
Vi IL
and r = rL + Rs + do rds ON + (1 − do )rf ON , with rL being the iD (t) = sin2 ωt (14)
vo (t)
parasitic resistance of the inductor, Rs being the sensing re-
sistor, and rds ON and rf ON being the ON-time resistance of the where iD (t) is the diode current, Vi the peak input voltage,
MOSFET and the diode, respectively. Also, do is the nominal IL the peak inductor current, and vo (t) the output voltage. To
duty cycle, and ωp2 and ωp3 are the poles of the additional simplify the derivation, we assume that the output capacitor is
low-pass filters. large enough to guarantee a small line frequency ripple in the
Based on (12), Bode plots of the current loop gain can be output voltage, and the average of iD (t) over a rectifier line
computed. Fig. 6 shows the computed Bode plots with different cycle T /2 is approximated as
combinations of Ki1 and Ki2 . Other parameters are constant and
measured from the experimental circuit (see Fig. 12) with the IL Vi
iD = . (15)
following values: ωp1 = 1081 rad·s−1 , ωp2 = 396000 rad·s−1 , 2vo
ωp3 = 106 rad·s−1 , and Td = 1 µs. In Fig. 6(a), under a fixed
Here, we denote x as the average value of x(t) over a rectified
Ki2 , as Ki1 increases, the crossover frequency is slightly in-
line cycle.
creased, and the phase margin is increased by a larger amount. In
The averaged model of the voltage loop is represented by
Fig. 6(b), under a fixed Ki1 , as Ki2 increases, the crossover fre-
quency is slightly decreased, and the phase margin is decreased 1
v̇o (t) = (iD (t) − io (t)) (16)
by a larger amount. Hence, Ki1 and Ki2 can be selected ac- C
cording to the desired crossover frequency and phase margin to
where io (t) is the output current. Equation (16) is further aver-
ensure current loop stability and a satisfactory current-tracking
aged over the rectified line cycle to become
performance.
 
dvo 1 Vi IL
III. OUTER-LOOP VOLTAGE CONTROL = − io . (17)
dt C 2vo
A. Theoretical Derivation
Under the assumption of an ideal current loop, IL = Iref with
In this section, we demonstrate the generation of the outer- Iref being the peak reference current, which can be regarded as
loop voltage control using the same approach. In the control the control input of the voltage loop, i.e.,
derivation, we adopt the low-frequency model of the voltage  
loop to account for the separation of time scale between the dvo 1 Vi Iref
= − io . (18)
voltage control and the current control. dt C 2vo

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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2535

Similarly, the voltage control can be regarded as a tracking


control problem in the resolution of the rectified line frequency.
Here, we denote the voltage error by
ev = Vref − vo (19)
where Vref is the constant reference voltage.
The dynamics of the voltage error is
 
dev dVref dvo 1 Vi Iref
= − = io − . (20)
dt dt dt C 2vo
The reference signal Iref is the amplitude of the reference cur-
rent, which is the control output generated by the outer loop.
Based on the feedback linearization, the error dynamics (20)
can be made linear if Iref is chosen as Fig. 7. Boost PFC converter with the derived outer-loop voltage control.
2vo
Iref = (io − Cvv a ) (21)
Vi
with vv a being an equivalent input. Thus, the resulting error
dynamics is simplified to
dev
= vv a . (22)
dt
Similar to the current loop derivation, vv a is chosen to be a linear
PI function for minimizing the steady-state error in the output
Fig. 8. (a) Block diagram of the voltage error dynamics under the derived
voltage, i.e., voltage control rule. (b) Block diagram in general form.

vv a = −Kv 1 ev − Kv 2 ev dt (23)
dynamics. Third, with the unity power factor already ensured
with Kv 1 > 0 and Kv 2 > 0. By substituting (23) into (22), the by the S/H function, more flexibility is offered to the design
voltage error dynamics becomes of the control parameters. Finally, maintaining fixed sampling
 instants enables easy prediction of the transient response wave-
dev
+ Kv 1 ev + Kv 2 ev dt = 0. (24) forms under the derived control rule, which will be shown in the
dt
subsequent sections. The drawback of using the S/H function
With Kv 1 and Kv 2 being positive, the voltage error converges is that it is noise sensitive, and the high-frequency noise in the
to zero exponentially. Finally, combining (21) and (23) gives the incoming signal needs to be filtered to avoid false triggering.
resulting voltage control rule Fig. 7 depicts the simplified schematic of the outer-loop voltage
   
2vo control rule with the S/H circuit included. Properties of the de-
Iref = io − C Kv 1 ev + Kv 2 ev dt . (25) rived control will be further explored in the following sections.
Vi
Again, (25) can be implemented as an individual voltage con-
troller. Alternatively, the resulting control can be implemented
by adding the load-current feedforward and the correspond- B. Frequency Response Analysis
ing functions (e.g. summation, inversion) in standard controller In this section, the frequency response of the voltage error
circuits, which become similar to some previously proposed dynamics is investigated. The dynamics of the voltage error
load-current feedforward schemes [21]. However, the direct im- (24) can be written as
plementation of the resulting control has a drawback that the 
dvo dvref
input current can be distorted by the line frequency ripple in the = + Kv 1 (vref − vo ) + Kv 2 (vref − vo )dt. (26)
feedfowarded load-current signal and feedbacked output voltage dt dt
signal. This problem can be solved by applying the sample-and- Due to the linear nature, (26) is readily expressed in the s-domain
hold (S/H) function to the control output signal such that the as
control output is sampled at every zero-crossing of the line volt-  
age. This approach offers several advantages. First, unity power 1
svo = svref + (vref − vo ) Kv 1 + Kv 2 . (27)
factor is ensured even in the presence of the line frequency rip- s
ple in the feedforward and feedback signals. Second, according
In a likewise manner, the block diagram of (27) is depicted
to the Nyquist’s sampling theorem [29], the maximum band-
in Fig. 8, and the loop gain Gv is obtained as
width of the voltage loop is automatically limited to the line
frequency. This ensures the validity of our basic assumption, Kv 2 (1 + (sKv 1 /Kv 2 ))
which is the decoupling of the current loop and voltage loop Gv = . (28)
s2

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2536 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009

Fig. 9. Bode plots of G v with various combinations of control parameters. (a) K v 1 is varying with K v 2 fixed at 4.5 × 104 . (b) K v 2 is varying with K v 1 fixed
at 380.

The shapes of the Bode plots are determined by (28). Having It is worthy to note that since the S/H function samples the
a similar structure as Gi , Gv also contains a double pole at control output signal at the rectified line frequency, the hold time
the origin and a zero determined by Kv 1 and Kv 2 . Similarly, Th and therefore the resulting Bode plots vary with the operating
the robustness of the steady-state performance is reflected by line frequency. Such variation can be minimized by a conser-
the independence of the loop gain of the operating conditions, vative choice of Kv 1 and Kv 2 . For a cautious design, Kv 1 and
which is a straightforward result of the linearization of the er- Kv 2 should be designed based on the Bode plots corresponding
ror dynamics. To account for the nonidealities in the practical to the lowest operating frequency.
converter, an improved transfer function Gv can be formulated
by C. Transient Response
Kv 2 (1 + (sKv 1 /Kv 2 )) In addition to the steady-state performance and the system
Gv = Hv (29)
s2 stability, output transient response can be predicted based on
the mathematical derivation in Section III-A.
where Hv is the transfer function accounting for the effects of
Differentiating the voltage error’s dynamics (24) gives
the S/H function and the low-pass filter on the loop gain, i.e.,
1 d2 ev dev
Hv = (30) + Kv 1 + Kv 2 ev = 0 (31)
(1 + (s/ωp4 )) (1 + sTh ) dt2 dt
which is a homogeneous second-order differential equation gov-
where ωp4 is the pole frequency of the low-pass filter and Th is
erning the transient response of the voltage error. Solving (31)
the hold time of the S/H circuit, which approximately equals a
gives
half line cycle T /2.
Using (29), Bode plots of the voltage loop gain can be com- b1 (t) + b2 (t)
puted. Fig. 9 shows the computed Bode plots with different ev (t) = − √ (32)
2 D
combinations of Kv 1 and Kv 2 . Measured from the experimental
circuit (see Fig. 12), ωp4 ≈ 3 × 103 rad·s−1 and Th ≈ 1 ms. In where
Fig. 9(a), under a fixed Kv 2 , as Kv 1 increases, the crossover fre-
quency is slightly increased, and the phase margin is increased D = Kv21 − 4Kv 2 (33)
with a larger amount. In Fig. 9(b), under a fixed Ki1 , as Ki2
√ √
b1 (t) = e0.5(−K v 1 − D )t
(−Kv 1 ev (0) + Dev (0) − 2ėv (0))
increases, the crossover frequency is slightly increased, but the
phase margin is decreased drastically. Hence, Kv 1 and Kv 2 can (34)
be selected according to the desired crossover frequency and √ √
b2 (t) = e0.5(−K v 1 + D )t
(Kv 1 ev (0) + Dev (0) + 2ėv (0)).
phase margin to ensure voltage loop stability and satisfactory
regulation performance. (35)

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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2537

Fig. 10. Transient response of the error voltage with various combinations of control parameters. (a) K v 1 is varying with K v 2 fixed at 4.5 × 104 . (b) K v 2 is
varying with K v 1 fixed at 380.

Under the derived voltage control rule, the initial conditions


ev (0) and ėv (0) can be obtained from the steady-state condi-
tion with the instant of the load change being known. Using
(32), transient response waveforms of the error voltage can be
traced. For illustration, Fig. 10 shows the transient response
waveforms computed from (32) with different combinations of
Kv 1 and Kv 2 . Referring to Fig. 10(a), with Kv 2 fixed, increas-
ing Kv 1 results in increased damping of the error voltage wave-
form. However, excessively large Kv 1 results in overdamped re-
sponse with prolonged settling time, while an excessively small
Kv 1 results in oscillatory response with prolonged settling time.
Likewise, with Kv 1 fixed in Fig. 10(b), increasing Kv 2 results
in increased damping of the error waveform with longer set-
tling time, whereas decreasing Kv 2 results in less damping with
shorter settling time. Hence, the control parameters Kv 1 and
Kv 2 can be adjusted according to the desired transient response
waveforms, in conjunction with the Bode plots for stability and Fig. 11. Boost PFC converter with complete control scheme.
performance tradeoffs.
Although our study focuses on high-line-frequency applica-
tions for illustrating the current distortion issue, the derived schematic of the hardware prototype is shown in Fig. 12, and
control rules can also be applied to mains line frequency of 50 the key circuit parameters are shown in Table I.
or 60 Hz. In this case, no mandatory change is required for For implementation of the outer-loop voltage control, the
the design of the current loop. As for the voltage loop, since control voltage generated from the control circuit is obtained
the sampling frequency of the S/H circuit is lowered to 100 or from (25) with proper scaling
120 Hz, the corresponding pole or phase drop will move down   

to around 50 or 60 Hz. In order to ensure stability, the control β12
vv c = Vref io − C Kv 1 ev + Kv 2 ev dt (36)
parameters need to be adjusted using the Bode plots to allow β2
sufficient phase margin.
where β1 is the ratio of Vf f to Vi,rm s and β2 is the scaling
IV. EXPERIMENTAL RESULTS factor of the input voltage feeding into the multiplier. In our
experimental circuit, β1 = 0.02364 and β2 = 0.02516. vio is
A. Practical Implementation the sensed load current using a small resistor. vo is replaced by
Combining the derived inner-loop current control and the Vref for simplified implementation. The control voltage is fed
outer-loop voltage control, the complete robust control scheme into the S/H circuit with the sampling pulse generated by the
of the boost PFC converter is depicted in Fig. 11. A labora- zero-crossing detection circuit. The output of the S/H circuit
tory prototype of the boost PFC converter and the general con- is then fed into the multiplier circuit to produce the reference
trol circuit are constructed using analog devices. A simplified current for the cascading current loop.

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2538 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009

Fig. 12. Simplified schematics of the boost PFC converter with the derived control rules implemented as individual control circuitries.

TABLE I where Rv l , Rv z , and Cv z are the main components in the com-


CIRCUIT PARAMETERS USED IN THE EXPERIMENTS
pensation network of the voltage error amplifier (see Fig. 12).
The implementation of the current control rule can be simpli-
fied by employing the pulsewidth modulator (PWM) gain as the
dividing function [28]. This can be done by using a ramp with its
amplitude proportional to the output voltage. The amplitude is
denoted by β3 vo and β3 = 0.01852 in our experimental circuit.
Then, considering that the voltage across the sensing resistor Rs
is the input, the control voltage feeding into the modulator is a
modified version of (8) without the dividing function, i.e.,

The control parameters Kv 1 and Kv 2 can be related to the  


β3
component values by vic = Rs vi − Lv̇iref − L Ki1 (viref − Rs iL )
Rs
 
Rv z β2 β2
Kv 1 = Kv 2 = (37) + Ki2 (viref − Rs iL )dt (38)
Rv l CVref β12 Rv l Cv z CVref β12

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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2539

Fig. 13. Simplified schematics of the control circuit implementing conven-


tional ACM control using UCC3817.

where viref is the reference current profile generated by the


multiplier circuit. The control parameters Ki1 and Ki2 are Fig. 14. Experimental and theoretical Bode plots of the current loop gain with
K i 1 = 6 × 104 and K i 2 = 4 × 109 .
associated with the component values by
Riz Rs Rs
Ki1 = Kv 2 = (39)
Ril Lβ3 Ril Ciz Lβ3
where Ril , Riz , and Ciz are the main components in the com-
pensation network of the current amplifier (see Fig. 12).
For comparison purposes, another control circuit implement-
ing the conventional ACM control using UCC3817 is con-
structed. The control circuit is applied to the same boost power
stage as in Fig. 12. The design of the compensation parameters
follows the conventional design approach [5] with the current
loop crossover frequency being one-tenth of the switching fre- Fig. 15. Experimental waveforms resulting from the derived current control
quency at around 10 kHz and a 30◦ phase margin. Likewise, the at f = 800 Hz. Inductor current: 0.5 A/division; input voltage: 100 V/division.
voltage loop crossover frequency is one-tenth of the nominal
line frequency at around 50 Hz to ensure low distortion in the
input current. The phase margin is 45◦ . The simplified schematic
is shown in Fig. 13. ac line just when the line angle is 45◦ , 135◦ , 225◦ , and 315◦ ,
because only in these cases, the diode current averaged in a
switching period equals the load current, as it occurs when a dc
B. Current Loop Control Evaluation
line is used.
A series of experiments have been conducted to evaluate the Then, the derived control is compared with the conventional
performance of derived inner-loop current control. The selected ACM control in current-tracking performance. Under the de-
control parameters are Ki1 = 6 × 104 and Ki2 = 4 × 109 for rived control, the zero-crossing distortion in the input current
yielding consistent crossover frequency and phase margin with is eliminated and high power factor is achieved even under the
the ACM control in the current loop gain. First, Bode plots of condition of high line frequency and low power. For illustration,
the current loop gain are measured under the nominal conditions Fig. 15 shows the current waveforms under the derived control
with dc line voltage of 110 V. The results are plotted along with for a line frequency of 800 Hz.
the analytical results in Fig. 14. The measured data generally Finally, the converter is tested for input current distortion
match with the theoretical results. The accuracy of the loop over a range of line frequency, input voltage, and output load-
gain transfer function is thus verified. The discrepancies can be ing. As a result, the current distortion is relatively low over
attributed to the tolerance of the compensation components and a range of line frequency from 300 to 800 Hz, input voltage
the presence of parasitic components in the power converter, from 80 to 140 Vrm s , and output power from 30 to 120 W. For
such as the output capacitance of the power MOSFET that has illustration, Fig. 16 shows the resulting waveforms in some se-
not been accounted for in our derivation. In addition, it is worthy lected operating conditions. The power factor is measured and
to note that the obtained results correspond to the cases of an plotted along with that using the ACM control in Fig. 17. The

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2540 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009

Fig. 16. Experimental waveforms of inductor current and input voltage under various operating conditions: line frequency of (a) 300 Hz and (b) 800 Hz, input
voltage of (c) 80 V and (d) 130 V, and output power of (e) 120 W and (f) 50 W. Inductor current: (a)–(d) and (f) 0.5 A/division and (c) 1 A/division. Input voltage:
100 V/division.

measured power factor resulting from the derived control is parameters are Kv 1 = 381 and Kv 2 = 4.51 × 104 for yielding
higher than that from the conventional ACM control in all tested consistent crossover frequency and phase margin with the ACM
conditions. It is rather consistent over the range of line fre- control in the voltage loop gain. First, Bode plots of the voltage
quency, as shown in Fig. 17(a). Over the range of input voltage loop gain are measured under the dc line voltage of 110 V. The
and output power, although the measured power factor shows measured Bode plots are plotted along with the analytical results
some deviations in Fig. 17(b) and (c), the overall derivation is in Fig. 18. The measured data agree with the theoretical results
smaller than that under the ACM control. The discrepancies are and verify the loop gain characteristic. The deviations can be
mainly attributed to the occurrence of discontinuous conduc- attributed to the components’ tolerance and the round-off error
tion mode (DCM). Since the control rule is derived based on the of the S/H function.
assumption of continuous conduction mode (CCM), the occur- Second, the derived voltage control is compared with the
rence of DCM in extreme line and load conditions invalidates conventional ACM control in transient response performance.
our derivation and incurs control errors. The aforementioned The output current is stepping from 0.4 to 0.14 A. Fig. 19
results confirm that the derived current control is capable of shows the resulting waveforms. Under the derived control,
maintaining a relatively high power factor with various operat- the transient response improves with the overshoot ampli-
ing conditions, and the robustness of the control performance is tude reduced from 5 to 2.5 V and the settling time short-
verified. ened from 25 to 20 ms. The results verify the capability of
the derived control of improving the transient response perfor-
mance. It should be noted that the aforementioned configura-
C. Voltage Loop Control Evaluation tion is not optimal for transient response because the crossover
Similar experiments have been conducted to evaluate the per- frequency of the voltage loop is set at only 50 Hz for consistency
formance of outer-loop voltage control. The selected control with the ACM design. A shorter recovery time can be achieved

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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2541

Fig. 17. Power factor measured under the variations of (a) line frequency, (b) input voltage, and (c) output power.

by increasing the crossover frequency with other combinations


of Kv 1 and Kv 2 , such as the examples in Fig. 20(c) and (d),
which will be discussed next.
Third, the derived voltage control is examined in terms of
the transient response waveforms with different combinations
of Kv 1 and Kv 2 . The resulting transient response waveforms
match with the predicted waveforms using (32). Fig. 20 shows
some illustrative waveforms with some selected combinations
of Kv 1 and Kv 2 . The results verify the accuracy of the de-
rived error dynamics and the predicted effects of the control
parameters.
Finally, the converter is tested over a range of input voltage
and loading condition for output transient response. It turns out
that as the input voltage varies from 80 to 140 Vrm s , and the
voltage overshoot and the settling time are consistent at around
2.5 V and 20 ms, respectively. For illustration, Fig. 21(a) and (b)
shows the transient waveforms at some selected input voltages.
As the loading condition varies, although the voltage overshoot
changes with the load step, the settling time remains approx-
imately constant at around 20 ms. Fig. 21(c) and (d) shows
the transient response waveforms at some selected loading con-
ditions. The aforementioned results confirm the robustness of
Fig. 18. Experimental and theoretical Bode plots of the voltage loop gain with the derived voltage control in the variations of line voltage and
control parameters K v 1 = 381 and K v 2 = 4.51 × 104 . loading condition.

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2542 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009

Fig. 19. Transient response waveforms under (a) the ACM control and (b) the derived voltage control. Output voltage: (a) 2 V/division and (b) 1 V/division.
Output current for both (a) and (b): 0.2 A/division. Time scale: 10 ms/division.

Fig. 20. Transient response waveforms with various combinations of K v 1 and K v 2 . (a) K v 1 = 380 and K v 2 = 4.5 × 104 . (b) K v 1 = 220 and K v 2 =
4.5 × 104 . (c) K v 1 = 510 and K v 2 = 4.5 × 104 . (d) K v 1 = 380 and K v 2 = 2.5 × 104 . Output voltage: 1 V/division. Output current: 0.2 A/division. Time
scale: 10 ms/division.

Fig. 21. Transient response waveforms at various operating conditions: line voltage at (a) 140 Vrm s and (b) 80 Vrm s ; stepping load current of (c) 0.4–0.14 A
and (d) 0.2–0.14 A. Output voltage: 1 V/division. Output current: 0.2 A/division. Time scale: 10 ms/division.

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CHU et al.: UNIFIED APPROACH FOR THE DERIVATION OF ROBUST CONTROL FOR BOOST PFC CONVERTERS 2543

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2003. Engineering Faculty in 2000.

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2544 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009

Chi K. Tse (M’90–SM’97–F’06) received the B.Eng. Siu-Chung Wong (M’02–SM’09) received the B.Sc.
(Hons.) degree (with first-class honors) in electrical degree in physics from the University of Hong Kong,
engineering and the Ph.D. degree from the University Hong Kong, in 1986, the M.Phil. degree in electron-
of Melbourne, Melbourne, Vic., Australia, in 1987 ics from the Chinese University of Hong Kong, Hong
and 1991, respectively. Kong, in 1989, and the Ph.D. degree from the Univer-
He is currently the Chair Professor and the sity of Southampton, Southampton, U.K., in 1997.
Head of the Department of Electronic and Informa- He is currently an Assistant Professor in the De-
tion Engineering, Hong Kong Polytechnic University, partment of Electronic and Information Engineering,
Kowloon, Hong Kong. His current research interests Hong Kong Polytechnic University, Kowloon, Hong
include power electronics, complex networks, and Kong. His current research interests include model-
nonlinear systems. He is the author of Linear Cir- ing of power converters, nonlinear analysis of power
cuit Analysis (London, U.K.: Addison-Wesley, 1998) and Complex Behavior of electronics, LED lighting systems, automobile lighting systems, and Internet
Switching Power Converters (Boca Raton, FL: CRC Press, 2003), and the coau- traffic analysis.
thor of Chaos-Based Digital Communication Systems (Heidelberg, Germany: Dr. Wong is a member of the Electrical College, The Institution of Engineers,
Springer-Verlag, 2003) and Chaotic Signal Reconstruction With Applications to Australia.
Chaos-Based Communications (Singapore: World Scientific, 2007). He is the
coholder of a U.S. patent and two pending patents. He is an Associate Editor
for the International Journal of Systems Science and International Journal of
Circuit Theory and Applications, and a Guest Editor of a few other journals.
Prof. Tse was awarded the L.R. East Prize by the Institution of Engineers,
Australia, in 1987, the IEEE TRANSACTIONS ON POWER ELECTRONICS Prize Pa-
per Award in 2001, and the International Journal of Circuit Theory and Appli- Siew-Chong Tan (S’01–M’05) received the B.Eng.
cations Best Paper Award in 2003. In 2007, he was awarded the Distinguished (with honors) and M.Eng. degrees in electrical and
International Research Fellowship by the University of Calgary, Canada. At computer engineering from the National University
Hong Kong Polytechnic University, he received twice the President’s Award for of Singapore, Singapore, in 2000 and 2002, respec-
Achievement in Research, the Faculty’s Best Researcher Award, the Research tively, and the Ph.D. degree from Hong Kong Poly-
Grant Achievement Award, and a few other teaching awards. From 1999 to 2001, technic University, Kowloon, Hong Kong, in 2005.
he was an Associate Editor for the IEEE TRANSACTIONS ON CIRCUITS AND SYS- From 2005 to 2008, he was a Research Associate,
TEMS PART I—FUNDAMENTAL THEORY AND APPLICATIONS. Since 1999, he has a Postdoctoral Fellow, and then, a Lecturer in the
been an Associate Editor for the IEEE TRANSACTIONS ON POWER ELECTRONICS. Department of Electronic and Information Engineer-
During 2005, he was an IEEE Distinguished Lecturer. He is currently the Editor- ing, Hong Kong Polytechnic University, where he is
in-Chief of the IEEE CIRCUITS AND SYSTEMS SOCIETY NEWSLETTER, and the currently an Assistant Professor. His current research
Associate Editor for the IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS PART interests include nonlinear control of power converters, design and modeling of
I—REGULAR PAPERS and the IEEE CIRCUITS AND SYSTEMS MAGAZINE. switched-capacitor converters, and LED driver’s design.

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