Académique Documents
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PART I: FOUNDATIONS
Major issues:
1. Understand how and why a particular jurisdiction answers a question the way it
does
2. What if, anything, can the US learn from these jurisdictions, in light of relevant
differences b/t them? When, if ever,
should the US use foreign law?
Modes of Comparison
A.Originalist/genealogical:
1. Useful comparison is possible when the legal systems share many of the same
constitutional starting points.
Similarly situated decision makers, facing parallel questions, can be an important
source of insight. It focuses
on the internal logic of particular legal principles or the relationship b/t those
principles or specific rules.
2.Prob: the Supreme Court’s use of originalism is often embodied in their
interpretations. Thus, such insights
might have little relevance unless they have the strongly backwards-looking
approach that focuses on the proper
meaning to be given to principles already embodied in the text or the originalist
understanding of the
Constitution.
3. Prob: Legitimacy- the more that value judgments are called for, the
more difficult it is to rely on outside sources
of justification
B.Deliberative :
1. Sort of like secondary sources; have added rhetorical value b/c analysis comes
from other learned scholars
2. Legitimacy: based on the existence of real-world consequences, reasons and
experience
3. Persuasive value: public will accept
4. Posner: we have to be worried about rhetoric that isn’t quite right on all fours
C.Empirical :
1. Empirical evidence can usually support both sides
2. Context is very important
3. Have to be wary of mixing up causation with correlation and possibility vs
probability
D.Moral-cosmopolitan : a consensus on a value judgment might be worth
following
1.Posner/Sunstein and Independence : comparing allows US courts to
gain insights about the moral conclusions of
a large number of relatively independent constitutional decision makers who have
access to diff information. Thus if they all arrive at the same morally correct answer,
the collective action decision reached will reveal a truth rather than reflect one
entity’s idiosyncratic preferences.
a. Requirements:
1) Independent
2) Moral judgments
3) Against similar backgrounds or conditions
b. If two people are answer the same question that has two possible outcomes, and
each has a greater than
50% chance of being correct, then the probability of reaching the right answer
increases as the group
increases.
c. Juries: each juror has access to private information as well as the public trial
information. If they all make decisions based in part on both the private and public
information, then the decision reached is more likely to be correct as the number of
jurors increases.
2.Waldron and Interdependence : if the global community reaches a
consensus after having deliberated and gone
through iterative processes of refining and re-testing decisions, then such
conclusions should have the equal
force of scientific conclusions that have undergone testing and re-testing.
Encourages a rich marketplace of
ideas whereby sound ideas win out after having been implemented successfully.
Coercive compliance with the
consensus isn’t the same thing.
E.Reflective: see how things have changed by examining a small subset
of like-minded countries
Background on the countries we’ll study:
A. Canada
1. Provincial trial ct makes decision; gets appealed to the SC of Canada
2. SC of Canada = court of general appeal so it can hear c/l cases, cases
in equity as well as federal and
constitutional q’s
B. India
1. 21 provincial High Courts can hear constitutional questions; have
original jurisdiction as well
2. Supreme Court of India has 30+ judges who sit in groups of 3 (Division
Bench) for most cases, w/ groups of 5
to hear major cases (Constitutional Bench)
3. SCI has original (intra-govt), appellate and advisory jurisdiction; hears
constitutional as well as non-
constitutional questions.
C. Germany
1. Has a Constitutional Court which only hears constitutional issues
2. Can hear cases in the abstract (ie before any injury has occurred) or
after injury has occurred
3.(Contrast w/ the Kelsen court: before a law went into effect, the court
would be asked to look at its
constitutionality; once passed, no private party could challenge)
D. South Africa
1. SA Constitutional Court: so limited jurisdiction; can hear abstract
questions (almost never does) but mostly
concrete questions.
2. No discussion of standing or advisory opinions but it’s being pushed by
the govt to have these issues settled
The Death Penalty and Comparative Engagement: Case Studies
Bu rns(Can ada)
1.
Roper(US)
Makwanyane (South Africa, 1995)
A.Relevant provisions: Sec 11(2) of the Interim Constitution: No person
shall be subject to torture of any kind,
whether physical, mental or emotional, nor shall any person be subject to
cruel, inhuman or degrading treatment or
punishment.
B. Sec 9: Everyone shall have the right to life.
C. Sec 10: Every person shall have the right to respect for and protection of his or
her dignity
D. Issue: in light of constitutional provisions on a seemingly unqualified right to life,
the right to dignity and the right to
be free from cruel, inhuman or degrading punishment, is the death
penalty constitutional?
E. Holding: No it’s not constitutionally justifiable. South Africa, b/c of its
unique history, is committed to not exacting
full retribution and under a Kantian version of human dignity, deterrence
is not a valid enough reason.
F. Background history:
1. African National Congress is in power, lead by Mandela.
2. This was a deliberated transition from an apartheid system thus the
concessions b/t the outgoing white majority
and incoming black majority; an interim constitution was drafted w/
certain provisions that must be in the final
3.This is about the interim constitution. The issue of the DP was not
decided upon (out of fear that it would be
used against the outgoing pro-apartheid govt) and it was well known that
the issue was being punted to the
supreme court.
G. Relevant constitutional provisions:
1.11(2): prohibits cruel, inhuman or degrading punishment (to be read
disjunctively)
2.9: everyone has the right to life (seems to be an unqualified right,
unlike the US and due process that leads to
rights violations)
3. 10: everyone has the right to dignity
4.33(1): a depravation of rights is permissible if it’s “reasonable” or
“justifiable in an open and democratic
society.” Requires a 2-step analysis: (now Sec 36)
a. Is there a right?
b.If so, can the limitation be justified in an open and democratic society?
Use enumerated factors.
c. This seems sort of like varying levels of scrutiny that constrain
discretion; here the inquiry is holistic.
H. Reliance on foreign law?
1. Cruel and unusual:
a.Customary international law, international agreements and
international tribunals moral-cosmo reliance
b.Cites Brennan for the proposition that dignity is at the core of the
prohibition on cruel and unusual
punishment deliberative
c.Citing Germany’s holding that capital punishment is a serious
impairment of human dignity deliberative
(Kant would say that you have to treat people as ends unto themselves;
can’t treat them as objects)
2. Right to life?
a.There’s no international consensusagainst the DP
b. But there is a moral-cosmo consensus that life is important; thus state
has to meet a very high bar to justify
the DP if life is so important
I. Analysis:
1. Framework: limitations on fundamental rights have to be justified
under Section 33
a. Is there a right?
b.Purpose must be reasonable and necessary in a democratic society
c.Weigh competing values by balancing. Proportionality will turn on the
importance of the govt objective
AND its constitutional grounding
2. Balancing
a. Deterrence, prevention and retribution vs alternative punishments; factors that make
the DP cruel, inhuman
and degrading; destruction of life; annihilation of dignity; elements of arbitrariness;
inequality and
possibility of error in the judgment
b. You don’t forfeit any constitutional rights just by being a criminal—so
the right to life and dignity are not
automatically forfeited by a convicted murderer.
c.Yes, imprisonment does impair dignity; the fact that their freedom has
been curtailed doesn’t legally justify
further curtailment (relative to whatever crime they committed)
d. The right to life and dignity are the most important of all human and rights. Thus these
two are valued
above all else. These values are not upheld when the state objectifies murderers by
the DP, in the hope that
it will deter others.
e. Balancing:
1) Costs: Loss of dignity and life (most important con/HR values) against
2)Possible Benefits: retribution (Court says this cannot by definition
outweigh dignity/life) and
deterrence (which is a valid reason at this time)
f. Conclusion: costs are too high.
3. How is dignity implicated?
1. Under Kant, deterrence isn’t a valid reason b/c can’t use people as a means to an
end.
2. Retribution might be ok under Kant but isn’t good enough given the history of the
region and the apartheid-
era use of retribution
Bachan Singh v Punjab (India 1982)
A. Facts: Singh was tried and convicted of murder. He’s been sentenced
to the DP and now argues that the penal code
provision calling for the DP is unconstitutional under Article 19 of the
Constitution.
B. Issue: Does the DP violate the Constitution? If not, does the sentencing
procedure violate the Constitution?
C.Held: The DP does not violate Art 19(1). The sentencing procedures
don’t violate Art 21.
D. Test:
1. Does the impugned law, in its pith and substance, deal w/ any of the fundamental
rts conferred by A 19(1)?
2. If so, does it abridge or abrogate any right?
3. If not, then is the direct and inevitable effect of the impugned law to abridge those
rights?
4. Next:
a. Remote or collateral effects on those rights don’t satisfy the test
b. If the answer is yes to any of those questions, the impugned law, in
order to be valid, must pass the test of
reasonableness under A 19.
c. But if the impact on the rights are merely incidental, indirect, remote or
collateral or depend on factors
which may or may not come into play, the anvil of A 19 is not available to
judge its validity.
E. Rules:
1. Pith and Substance: does the law aim to burden a right? Is the purpose
of the law to burden the right? Is the
law designed to impose a burden on the penumbral rights associated
here?
2. Effects Test: is the direct and inevitable impx a burden on the right
a.This is like Yick Wo/Washington v Davis—disparate impx are enough to
burden
b. Or explicit classification that is the burden
F. Is Art 19 violated? No.
1.Test: P’s burden to rebut presumption of constitutionality
a. Does the impugned law, in its pith and substance, deal w/ any of the
A19 rights? No.
b. If not, is the direct and inevitable effect to abridge those rights? No.
1) The deprivation of freedom is not a direct and inevitable consequence of the
penal law.
2) The deprivation is merely incidental to the order of conviction.
3)You get tried for murderit’s not automatic that you’ll get the DP. Plus
the law provides for
exceptional circumstances, so it’s not a direct or inevitable outcome.
4) Weird argument.
2. A19 enumerates a bunch of rights but the claimant is arguing something of a
penumbra: that the general right to life is a priori in order to give rise to the more
specific enumerated rights. It’s not specifically discussed though at this time, there is
an understanding that there are more general rights.
3.Assuming that that the Pith and Substance or FX test is satisfied and
you move on to the reasonableness inquiry:
a. The legislature is not required to choose the least severe penalty
possible as long as it’s not cruelly
inhumane or disproportionate to the crime.
b. Heavy burden on the claimant to prove unreasonableness when the
penalty scheme is the outcome of a
democratic process.
c. It is reasonable b/c it serves the penalogical purpose:
1) Use of international law:
A) US stats and cases – DP is democratically favored even when judges rejected
the DP
B) Bill to reinstitute the DP in Britain was narrowly defeated
C) Upshot: b/c there’s no international consensus that it’s devoid of purpose or utility
and reasonable
people disagree on it, it’s reasonable for India to have it.
2)SCI reads in c/l principles of mitigating/aggravating factors to cut
against an argument that the DP is
arbitrary.
G. Is Art 21 violated? No.
1.Art 21: no person shall be deprived of his life except by procedures of
law (India is very concerned about
procedural due process and the drama of theLochner era)
2. Procedures of law: refers to meaningful process but not as strong as
substantive due process; process must be
“right and just and fair” and not “arbitrary, fanciful or oppressive”
3. So hard to win on this b/c so narrow. Is dismissed quickly.
H. This decision is used to avoid granting the DP in India. SCI reads in the
aggravating and mitigating factors in such a
way that it’s used to restrain sentencing of the DP. Thus DP is not done as
often as it could be done.
German Life Imprisonment Case(1977)
A. Facts: a lower court referred a murder case to the GCC. The relevant
murder/manslaughter statute called for life
imprisonment in extreme cases such as homicide to satisfy sexual urges
and homicide as the result of greed etc.
B. Issue: Do the life imprisonment statutes violate the human dignity
clause of Art 1, Sec 1 of the Basic law?
C. No.
D. Reasoning:
1. Framework of Art 1, Sec 1:
a. Art 1, Sec 1 as a constitutional norm: every penal sanction must bear a just relation to
the severity of the offense and the guilt of the offender. The command to respect
human dignity means that cruel, inhuman and degrading punishment is not allowed.
b.Deterrence is not a valid goal of punishment as the state cannot usea
person as an object to deter. This
would strip him of his constitutionally protected right to social worth and
respect.
c. It’s inconsistent w/ the concepts of human dignity to forcefully strip a
human of his freedom w/o the human
having at least the possibility of ever regaining freedom.
2. There’s no violation of Art 1, Sec 1:
a. The inviolability of the dignity of man means that lifetime imprisonment still requires
rehabilitation. The
ultimate goal is for the criminal to re-enter society after having atoned for his crime.
Thus he must be
given that chance to re-enter and that requires ongoing rehab.
b. Lifetime imprisonment is only humane if the criminal has a concrete and principally
attainable possibility
to regain freedom at a later point. There has to be hope that the criminal will be
allowed to leave—this
hope is what makes the imprisonment bearable and reinforces human dignity.