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Title: Narrow-band spectral features of structured silver surface with rectangular resonant cavities
School of Power Engineering, Nanjing University of Science & Technology, Nanjing 210094, China
examples, the effects of structural parameters as well as incident angle and azimuthal
angle on the spectral features of the structured surface are discussed. The directional
surface shows the characteristics of the peak absorption in the vicinity of resonant
wavelength of rectangular cavity. For some specific structure parameters, the peak
absorptance of the incident plane wave can reach as high as above 80% due to the
microcavity effect being excited. The optimal narrow-band absorption can be achieved
by the rational design of the structural parameters of rectangular cavity. The results
further show that the micron sized rectangular cavities fabricated on the low-emissivity
silver surface are very efficient for selective improvement of the radiative features,
which provides guidance for the narrow-band infrared thermal emitters design.
*
Corresponding author. Tel.: +86 025 84315700; fax: +86 025 84315991
E-mail address: ymxuan@mail.njust.edu.cn
1
Nomenclature
a lattice period, μm
m non-negative integer
n non-negative integer
p positive integer
Q quality factor
2
T temperature, K
t temporal increment, μs
pectral absorptance
spatial increment, μm
azimuthal angle
3
1 Introduction
The structured surfaces of materials have exhibited significantly different optical and
thermal properties compared with the flat surfaces and find a lot of applications in
optical and thermal engineering, which invokes more and more investigation efforts.
lithographic [3-7], and the colloidal crystal templating method [8-9], make it possible to
surface is to pattern periodic cavity arrays on the surface of certain materials, which is
extensively used for spectral control of thermal radiation [1-7, 10-19]. The absorptance
of such structured surfaces can be remarkably enhanced due to the excitation of surface
plasmon or phonon polaritons (SPPs) [3-7, 10-16], and microcavity effect [1, 18-21].
So far many researchers have carried out a large number of theoretical and experimental
the thermal emittance of Cr surface and found that the emittance of the structured
surface with square hole arrays significantly increases [1]. They pointed out that the
spectral emittance exhibited a series of absorption peaks for real conductor Cr and these
peaks were located in the vicinity of resonant wavelengths of rectangle resonant cavities.
Sai at al. [5-7] and Zhang et al. [11-12] investigated the spectral emittance of metallic
(TPV) generation systems and they gave the ideal emittance curve matching with the
4
surfaces of cavity arrays is narrow-band infrared thermal emitters, which is vital in
various applications of the thermal imaging, sensing and spectroscopy of chemical and
biological agents, environmental monitoring, and energy conversion technology [16, 19].
Many researchers have conducted very constructive and fruitful studies on the
narrow-band thermal emitters [3-4, 15-17],which were mainly based on the enhanced
metal-dielectric interface. They designed the thermal emitters that exhibited desirable
causal relationship with the angle of the radiative electromagnetic wave. With respect to
the air-Ag interface with two dimensional cavity lattice arrays [4], there is the
relationship ksp (2 / )sin e G (where ksp is the wave vector of surface plasmons,
is the incident angle, e is a unit vector in the plane of incidence in the surface
plane, and G is the surface reciprocal lattice vector). According to this relationship, it
this type of emitters is that the position of the dominative emission peak has a strong
build a structure with high emission at the same wavelength in all directions. On the
Design of structured surfaces with as high emissive property for some specified
wavelengths and as high reflectance for other wave bands as possible stimulated further
investigation. One of intuitive ideas is to fabricate some structured surfaces with noble
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metals, which utilizes the inherent higher reflectance of metals. In this paper, we
attached on the surface of the microcavities. The purpose of selecting this structured
phenomenon [26]. Secondly, the microcavity effect is utilized to capture the transmitted
electromagnetic energy in the hollow cavities below the structured silver film, which
will greatly improve the emissive ability of the structured surfaces. The spectral
properties of the structured surface are simulated in the infrared region from 2μm to
7.5μm by means of the finite difference time domain (FDTD) method. From
computational examples, we will discuss the effects of structural parameters such as the
size of square aperture and the depth of rectangular cavity on the spectral properties of
the structured surfaces. In addition, the effect of incident angle on the spectral feature of
the structured surface as well as its distribution against the azimuthal angle is studied.
the structured surfaces, application of Kirchhoff’s law will leads to the spectral
2 Computational Model
2.1 Calculation Model
As shown in Fig. 1(a), a silver plate is patterned with square arrays of micron sized
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rectangular cavities with a lattice period a. The microcavities are arranged periodically
and symmetrically in the x- and y-directions. The rectangular block marked by dashed
cell from the whole structured surface. Figure 1(b) describes the cross section of the unit
cell along y-z plane. The side length of internal rectangular cavity are lx , l y and d in
along the x-, y- and z-directions, respectively. For the sake of simplicity, lx is set to be
equal to l y , i.e., square internal cavities are considered. Parameter s stands for the side
length of square aperture which connects the internal cavity and outside vacuum and the
depth of the aperture is d a . The thickness of the structure is d out which is generally
required to be thick enough to make the transmittance be zero. The whole structure is
submerged in the vacuum and its extension along x- and y-directions is assumed to be
infinite. Figure 1(c) shows the orientation relationship between the incident wave and
the interface as well as the feature of incident wave. The incident angle is defined as
the angle between incident wave vector and the normal of interface. And the azimuthal
angle is constituted by projection of incident wave vector at the surface and the
x-axis. Herein, electric field component of the incident wave is set to be perpendicular
to the incident plane. All these parameters play respective roles in shaping the spectral
characteristics of the silver structured surface. The influence of the structural parameters
(s and d in ) and the incident angle as well as azimuthal angle on the spectral
s =0.9 μm , d a 0.1μm
, din 2μm and dout d a din 0.5μm . The optical
parameters of silver are obtained from the data base in reference [22].
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2.2 The Numerical Approach
When the characteristic size of micro-structure is in the same order or even smaller
order of the thermal radiation wavelength, the near-field effect of thermal radiation must
be taken into account and one should pay attention to the interaction between
electromagnetic wave and the micro-structure during the thermal radiation process. In
such cases, the traditional theory of thermal radiation such as radiation transfer equation
fails to get insight into the thermal radiation of such structured surfaces. It is necessary
described as follows:
D
H t
D E
(1)
E B
t
B H
where E , Η , D , Β , and denote the electric field, the magnetic field, electric
flux density, magnetic flux density, complex permittivity and complex permeability,
which r and r generally denote the relative complex permittivity and relative
Yee algorithm is popular because of its simplicity and flexibility [23-24]. One may find
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equations. The whole solution region is discretized with a large number of such cells
[24]. The central difference approximations are applied to both the temporal and spatial
derivatives of Eqs. (1). According to Courant stability condition [24], in order to ensure
the convergence of the algorithm, there is the relationship between the temporal
The FDTD simulation region is schematically shown in Fig. 2. The target region is
the rectangular parallelepiped region plotted out from the structure model by dashed
lines (as shown in Fig. 1(a)). Once the computation region is confirmed, the
are assigned to each grid. The incident plane wave is introduced into the solution region
by the terms of a modulated Gaussian pulse [24]. As shown in Fig. 2, the periodic
boundary conditions (PBCs) are used in x- and y-directions. The modal absorbing
reflection on the boundary. Electric and magnetic fields on the termination boundary
can be calculated according to the electromagnetic field at the nodes next to the
boundary by means of the modal current and voltage. The details of the modal ABC can
be referred to the literature [25]. Once the values of electromagnetic fields on the
boundaries are obtained, the closure of the iterative procedure of Maxwell's equations is
As shown in Fig. 2, the reflection surface and transmission surface are located at
both sides of the target region. In fact, these two fictitious surfaces are introduced to
respectively collect the reflected and transmitted electromagnetic energy from the target
9
region on two surfaces in order to calculate the reflectance, transmittance and
and herein it is set to 0.02 μm . According to the stability condition t /(2c) , the
implemented 100000 time steps long. After this procedure is complete, incident energy,
reflected energy and transmission energy are calculated by Fourier transform and
By means of the computational results, one may first investigate the transmittance
spectra of silver film with two-dimension periodic square aperture arrays. The inset at
the bottom right corner of Fig. 3 represents a unit cell of the structured silver film with
the lattice constant a (=2 μm ), and aperture size s (=0.6, 0.9, 1.2 and 1.5 μm ). The
thickness of silver film is 0.1 μm . The ratio of aperture area to the unit cell area varies
from 0.09 to 0.5625 as the parameter s increases from 0.6 μm to 1.5 μm . Figure 3
clearly reveals that the transmittance of this structured silver film is enhanced and is
wavelengths range from 2.0 to 2.5 μm , which is the so-called extraordinary transmission
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phenomenon [26]. This fact implies us that for the purpose of fabricating a structured
the extraordinary transmission performance of such structured films and the enhanced
energy transmitted through the above-mentioned film surface and will not make the
Further computation validates this idea. As shown in Fig.4, the normal spectral
absorptance of the structured surface varies with the parameter s from 0.9 μm to 1.5 μm .
In this figure, 101 / 011 represents the maximum absorption peak wavelength, which
will be described in detail later on. As indicated by the curves in Fig. 4, the structured
surface possesses the spectral feature of peak absorption. Compared Fig. 4 with Fig. 3,
the absorption peak positions of Fig. 4 exhibit red-shift towards long-wavelength with
effect on the spectral property of structured silver film. The peak intensity is obviously
enhanced with increase in the parameter s from 0.6 μm to 0.9 μm , which is the direct
result of the increase of electromagnetic energy entering the rectangular hollow cavity.
With the further increase in parameter s, the electromagnetic wave entering the cavity
can not be well confined in the microcavity which makes the electromagnetic energy
leak out from cavity severely. Thus one can clearly find from Fig. 4 that the intensity of
absorption peak tends to weak when the value of s increases from 0.9 μm to 1.5 μm . In
addition, it is also found that the smaller the value of the parameter s the narrower the
bandwidth of absorption peak. These features of the spectra can be attributed to the
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microcavity resonant effect.
lx l y lz
where lx ,l y and l z denote the length of cavity in x-,y- and z-directions, respectively.
lx , l y and l z . m and n are non-negative integers while they can not be zero together,
different wave modes inside a cavity , the calculation results from Eq. (2) show that
101 and 011 correspond to the maximum resonant wavelength. Their values are the
same and are equal to 2.4 μm from Eq. (2). Figure 4 indicates there are absorption peaks
in the vicinity of the wavelength of 2.6 μm , which is the synergic effect of 101 and
011 modes. As the aperture parameter s decreases gradually, the absorption peak shifts
towards the resonant wavelength obtained from Eq. (2). The electromagnetic wave
entering the rectangular cavity couples with that reflected by walls of cavity and thus
the standing wave is built up. The resonant wavelength corresponds to the wavelength
can establish standing wave in the rectangular cavity. The increase of s would result in
two sequels, on the one hand more electromagnetic energy goes into the cavity, on the
other hand the standing wave in the rectangular cavity is broken down further which
leads to more electromagnetic energy escape from the cavity. Therefore, an optimal
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it is also found that the peak position shifts towards long-wave slightly compared with
resonant wavelength, even if the cavity is almost closed. Compared with that formed by
PEC, the silver resonant cavity has a longer resonant wavelength which is due to the
skin depth of silver. By introducing the expression of the skin depth at wavelength ,
is the full frequency width at half maximum of the absorption peak and f 0 is the
frequency corresponding to the peak wavelength. The higher the Q, the narrower and
the sharper the peak in the curve becomes. The numerical computation shows that
parameter Q is dependent on the aperture size and it is equal to 117, 36, 11.6 and 6.6
corresponding to the aperture size s=0.6, 0.9, 1.2 and 1.5 μm , respectively. The features
wavelength outside the absorption peak make the structured silver surface be a suitable
other parameters are maintained as the original ones. The absorption spectra are plotted
in Fig.5. From Eq. (2), one finds that the maximum resonant wavelengths in the case of
d in 1μm
, 2μm and 4 μm correspond to 110 , 101 (and 011 ) and 101 (and
011 ), whose values are 2.13 μm , 2.4 μm and 2.8 μm , respectively. The absorption
spectra display peaks in the vicinity of the three resonant wavelengths, respectively.
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tend to narrow and the intensity is enhanced, which imply a much intenser excitation of
maximum absorption peak further tend to narrow, however the intensity declines to a
certain extent. Simultaneously, the sub-peak corresponding to 102 (and 012 ) becomes
very obvious. In order to illustrate the impact of the subaltern absorption peak 2 on
the maximum absorption peak 1 , we calculate the ratio r of the spectral radiation power
c12 5
(2 ) Eb (2 ) (2 ) exp c2 /(2T ) 1 (2 ) 1 exp c2 /(1T ) 1
5
r (3)
(1 ) Eb (1 ) (1 ) c115 (1 ) 2 exp c2 /(2T ) 1
exp c2 /(1T ) 1
where, (1 ) and (2 ) denote the normal spectral absorptance corresponding to 1
and 2 , which are equal to the normal spectral emittance. The first radiation constant
c1 3.742 1016 Wm 2 and the second radiation constant c2 1.4388 10 2 mK . T is
maximum absorption peak 1 and sub-peak 2 as well as the ratio r are shown in
Table. 1. For din 2μm , the spectral radiation power of sub-peak is approximately half
of that of the maximum peak. According to this property, it is known that the
electromagnatic energy emits mainly at the wavelength range of the close vicinity of
maximum absorption peak. However, in the case of din 4μm , the spectral radiation
power of sub-peak is larger than that of the maximum peak, which deteriorates the
14
dominance of the maximum absorption peak on the thermal radiation. Therefore, one
can modify the depth of the rectangular cavity to adjust the position and intensity of
In order to investigate how the spectral absorptance varies with the scale of structural
parameters, we double the whole structural parameters, and plot the absorption
also charted in the same figure for comparison. In this case, the absorption peaks
corresponding to the maximum resonant wavelength 101 (and 011 ) are at the
positions of 5.071 μm and 2.6385 μm . The ratio of the two wavelengths is equal to
1.922, which is similar to that of structural parameters. It should be noted that the
intensities of absorption peaks do not change significantly but the peak positions shift
(3), the values of parameter r are calculated and equal to 0.525 and 0.464 before and
after magnifying the scale of the whole structural parameters. There is just a little
difference between the two values, indicating that the influences of sub-peak on the
dominant peak 101 (and 011 ) are similar to each other in the two cases. These
spectral properties clearly demonstrate that one can shrink or magnify the scale of the
structural sizes so that the absorption peak is located at the position we look forward to.
Figure 7 shows the relationship between the spectral absorptance and the incident angle
. Here the absorptance curves for three wavelengths of 2.6657 μm , 2.6385 μm and
2.6059 μm are illustrated from the numerical simulation. The reason of selecting these
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wavelengths is that the wavelength of 2.6385 μm corresponds to the position of the
surface and the half value of the absorption peak is approximately located at the
wavelengths clearly reveal the incident angle-dependent variation of the absorption peak
of the structured surface. The three curves exhibit a common feature that the
absorptance decreases with increase in the incident angle. The absorptance of the
structured surface for the wavelength of 2.6385 μm is always larger than those of other
two wavelengths. This phenomenon implies that the absorption peak position does not
yield any deflection with the variation of the incident angle except that only the
absorption magnitude exhibits the decrease tendency decrease with increase in the
incident angle. In other words, the absorption peak position of the structured surface
independent of the incident angle and its magnitude is dependent on the incident angle.
One type of narrow-band radiation device has been widely reported, which is based
on the enhanced spectral absorption (ESA) attributed to the excitation of SPPs confined
on the metal-dielectric interface [3-4, 15-17]. It is well-known that the SPPs resonant
other words, the peak position of thermal radiation is noticeable dissimilar with a
different observation angle, which has a serious impact on the narrow-band radiation
16
with high emission at the same wavelength in all directions.
simulated and plotted in Fig. 8. When the incident angle is 0 degree, the absorptance is
azimuthal-angle-independent. It's clear that the azimuthal angle effects the absorption
dramasticly when the incident angle sufficiently large. These absorption curves are
symetrical at the 45 degree azimuthal angle due to the symetrical square cavity, and
4 Conclusions
The spectral properties of structured silver surfaces perforated with square lattice arrays
of micron sized rectangular cavities have been investigated by FDTD method. These
structured surfaces exhibit the properties of absorption peak which is attributed to the
excitation of microcavity resonant effect. The intensity of absorption peak first increases
with increase of the parameter s and it will begin to decrease once the maximum value
is reached. It has been found that the position of absorption peak can be adjusted by
altering the depth of rectangular cavity. When the whole structure is magnified, the
absorption peak shifts towards the long-wave in the same proportion as that of the
sizes reveals that the optimization of spectral characteristics can be achieved by the
The numerical results have revealed that although the peak intensity value the
significant changes with increase in the incident angle, the position of absorption peak
of the structured surface is independent of the incident angle. The structured surface
17
possesses the narrow and sharp absorption features. All the results have indicated that
Acknowledgments
We are grateful to the financial support from the National Natural Science
Reference
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Figure Captions
Fig. 1 (a) Schematic diagram of the structured silver surface. The rectangular block
marked by dashed lines is a unit cell for the computation region. (b) Cross section of a
unit cell along y-z plane. (c) Orientation relationship between the incident wave and the
interface.
Fig. 2 Schematic diagram of the calculation region for FDTD simulation. Absorbing
boundary conditions are set in z-direction, and periodic boundary conditions are set in x-
and y-directions.
microcavity arrays. The inset at the bottom right corner is a unit cell of the structured
silver film with the lattice constant a and the aperture size s. The thickness of silver film
is 0.1 μm .
Fig. 4 The relationship between normal spectral absorptance and side length s of square
aperture. The absorption peaks correspond to the resonant wavelength 011 and 101 .
Fig. 5 The d in dependence of the normal absorption spectra of structured silver surface.
The solid line, dashed line and dot line denote the absorption spectra with the parameter
d in =1 μm , 2 μm and 4 μm , respectively.
22
Fig. 6 Effect of the scale of the structural parameters. Solid line: the absorption spectra
corresponding to the original structural parameters; Dashed line: the absorption spectra
Fig. 7 Variation of absorptance of the structured with the incident angle at wavelength
of 2.6657 μm (solid line), 2.6385 μm (dash line) and 2.6059 μm (dot line).
Table Caption
23
Fig. 1
24
Fig. 2
25
26
Fig. 3
27
Fig. 4
28
Fig. 5
29
Fig. 6
30
Fig. 7
31
Fig. 8
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Table 1 Spectral parameters corresponding to din 2μm and 4 μm
33