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North Carolina State Building Code: Administrative Code and Policies, 2009 edition

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PREFACE of the 2009 NORTH CAROLINA STATE BUILDING CODES

North Carolina has been a pioneer in the field of Statewide Building Regulations that have been enacted for the protection of the
public. The Building Laws passed in 1903 and 1905 created a Building Code for materials and methods of construction in use at that
time in the State.
The General Assembly of 1933 created a Building Code Council and authorized it to, in cooperation with the Commissioner of In-
surance, prepare and adopt a State Building Code. The first State Building Code was adopted in 1935 and ratified by the 1941 Gen-
eral Assembly.
The 1957 Legislature rewrote the 1933 Act, ratified the 1953 Edition, and reorganized and expanded the membership andresponsi-
bility of the Council. The 1953 Edition of the State Building Code was revised in accordance with the 1957 Act and printed as the
1958 Edition.
The 1933 Act of the General Assembly provided that any city or county could adopt any building regulation that was more stringent
than the State Building Code regulations. However, after a General Assembly Study Commission Report, the 1957 Legislature pro-
vided that any local building regulation that was different from the State regulation would have to be approved by the Building Code
Council. The Council adopted a policy to only approve local amendments to the State Code that were absolutely necessary. The pol-
icy includes that when the Council sees the need for local amendments, they would be incorporated as a part of the State Building
Code in lieu of approving the regulations applying to a specific city or county unless local conditions warranted such specific regula -
tions.
The 1967 Edition of the State Building Code was prepared utilizing the framework of the Standard Building Code, with several
chapters taken from the American Insurance Association' s National Building Code and the egress chapter taken from the Life Safety
Code of NFPA.
The 1978, 1991 and 1996 Editions were prepared by the Building Code Council with the assistance of specially appointed Advisory
and Ad-Hoc Committees representing Code Enforcement Officials, Contractors, Designers and others affected by the regulations.
These Editions were the latest Standard Building Code with North Carolina amendments.
The 2002,2006 and 2009 Editions were prepared by Ad-Hoc Committees representing Code Enforcement Officials, Contractors,
Designers and others affected by the regulations. These Editions were the International Building Code with North Carolina amend-
ments.
The 2009 North Carolina State Code is presented with the hope that its use will protect the public from dangerous and unsanitary
buildings. This Code is intended to provide Code Enforcement Officials, Contractors and Designers a set of minimum standards to
follow in design and construction. The Building Code Council has the authority to amend the Code when the wider use of materials
and methods comply with the safety standards set forth in the laws.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES iii


PREFACE of the 2009 NORTH CAROLINA
ADMINISTRATIVE CODE and POLICIES

The purpose of the North Carolina Administrative Code and Policies is to serve as a comprehensive document to guide decisions
aimed at protecting the public's health, safety and welfare in the built environment. This protection is provided through the enforce-
ment, by state and local governments, of the technical codes incorporated by reference herein.
The North Carolina Administrative Code was first adopted by the Building Council in 1991. The 1996 and 2002 Editions were pub-
lished in conjunction with the subsequent Code Editions. The 2006 North Carolina Administrative Code and Policies was a reorga-
nization and rewrite of the 2002 Administration and Enforcements Code. The 2009 North Carolina Administrative Code and
Policies is an administrative update of the 2006 Administration and Enforcements Code. Chapter 1, Administrative Code, contains
Rules adopted by the Building Code Council and approved by the Rules Review Commission. Chapter 2, Policies, contains gener-
ally accepted policies and procedures based on the North Carolina General Statutes. Chapter 3, Referenced Statutes, contains re-
prints of many applicable General Statutes. The appendices include representative administrative forms.

EDITIONS of the NORTH CAROLINA STATE BUILDING CODES

Administrative 1991, 1996, 2002, 2006, 2009


Building 1936, 1953, 1958, 1967, 1978, 1991, 1996,2002,2006,2009
Residential 1968, 1993, 1997,2002,2006,2009
Accessibility 1973, 1991, 1999
Electrical (NEC) 1931,1933,1935,1937,1940,1942,1943,1947,1949, 1951, 1953, 1954, 1955, 1956,1957,1958,1959,1962,
1965,1968,1971,1975,1978,1981,1984,1987,1990, 1993, 1996, 1999,2002,2005,2008
Fke 1991, 1996,200~2006,2009

~echanical 1971,1980,1991,1996,2002,2006,2009
Energy Conservation 1991, 1996, 2002, 2006, 2009
Plumbing 1963,1968,1980,1991,1996,2002,2006,2009
Fuel Gas 1991, 1996, 2002, 2006, 2009

iv 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


ACKNOWLEDGEMENTS
2009 NORTH CAROLINA Ad Hoc Committees

2009 NC-IBC 2006 2009 NC-IFC 2006


Building Chapters 1-15 Fire
John Hitch, NCBCC, Co-Chair Alan Perdue, NCBCC, Chair
Butch Simmons, NCBCC, Co-Chair Frank Blackley, Wilmington
Rick Ball, Architect Mike Boggs, NC Propane Gas Association
Barry Gupton, NCDOI Mike Edwards, Edwards Electronics
Lon McSwain, Mecklenburg County Lyle Gardner, Evergreen

Ted Patrick, Greensboro Dana Graham, J and D Sprinkler


Mike Hager, Hager Smith
Alan Perdue, NCBCC
Wayne Hamilton, Asheville
Charles Theisen, Arcvision
Steve Hensley, Associated Sprinkler
Tom Turner, NCBCC
Derrick Johnson, Electrical and Fire Alarm
Tom Yount, Integrated Design
Chuck Kimball, Brooks Equipment
Chris Noles, NCDOI
2009 NC-IBC 2006
Building Chapters 16-End Doug Ridgeway, Simplex-Grinnell
Steve Knight, NCBCC, Chair Richard Strickland, NCDOI
Mark Bailey, NCDOI John Wiggins, UL

Barry Gupton, NCDOI


2009 NC-IFGC 2006
Mike Huslage, Bobbitt
Fuel Gas
Paul Lavene, CCMA
Terry Greene, NCBCC, Chair
Tim Morrison, NCDOI
Mike Boggs, NC Propane Gas Association
Bill Murchinson, Engineer
Larry Capps, Public Service NC
Dan Murray, NCBCC Don Ferguson, Piedmont Natural Gas
Frank Park, Guilford County Mike Gibson, Fayetteville
Bob Ruffner, NCBCC Skip Higgins, Contractor
Dennis Williams, Williams Design Billy Hinton, NCDOI
Barry Maness, NCBCC
2009 NC-IECC 2006 Lacy Smith, Guilford County
Energy Conservation Henry Webster, NCDOI
Tom Turner, NCBCC, Chair
John Wiggins, UL
Al Bass, NCBCC
Bruce Daniel, Wake Forest
Billy Hinton, NCDOI
John Roberts, IES Engineers
Jeff Tiller, Appalachian State University
Henry Webster, NCDOI
John Wiggins, UL

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES v


2009 NC-IMC 2006
Mechanical
Al Bass, NCBCC, Chair
Alec Arthur, Asheville
Mike Gibson, Fayetteville
Skip Higgins, Contractor
Billy Hinton, NCDOI
Barry Maness, NCBCC
Mike Norris, Winston-Salem
Lacy Smith, Guilford County
Henry Webster, NCDOI

2009 NC-IPC 2006


Plumbing
Al Bass, NCBCC, Chair
Wallace Cole, Winston-Salem
Phil Edwards, Mecklenburg County
Billy Hinton, NCDOI
Jim Lawson, High Point
Barry Maness, NCBCC
Bill McElrath, Reece, Roland & McElrath
Tommy Poole, American Plumbing
Henry Webster, NCDOI

2009 NC-IRC 2006


Residential
David Smith, NCBCC, Chair
David Conner, NCDOI
Jeff Griffin, Mecklenburg County
Steve Knight, NCBCC
Jim Lane, Raleigh
Robert Privott, NCHBA
Matt Sigler, C.P. Morgan Homes
Dan Tingen, NCBCC
Tom Turner, NCBCC
Hiram Williams, Action Construction

vi 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


NORTH CAROLINA STATE BUILDING CODE COUNCIL
January 1, 2009
www.ncbuildingcodes.com

Al Bass, Jr., PE - 09 CHAIR VICE CHAIR


(Mechanical Engineer) Dan Tingen - 11 John Hitch, AlA - 10
Bass, Nixon and Kennedy (Home Builder) (Architect)
6425 Chapman Court Tingen Construction Co. The Smith Sinnett Assoc.
Raleigh, NC 27612 8411 Garvey Drive, #101 4601 Lake Boone Trail
919-782-4689 Raleigh, NC 27616 Raleigh, NC 27607
919-875-2161 919-781-8582
Cindy Browning, PE - 11
(State Agency) Ed Moore, Sr. - 13 Bob Ruffner, Jr. - 09
State Construction (Electrical Contractor) (General Contractor)
301 North Wilmington St. E. Moore and Son Electric Clancy and Theys Constr.
Raleigh, NC 27601 2708 N. Graham St., Ste. D PO Box 4189
919-807-4127 Charlotte, NC 28206 Wilmington, NC 28406
704-358-8828 910-392-5220
Ralph Euchner - 13
(Gas Industry) Jack Neel, PE - 10 Butch Simmons - 09
PSNC Energy (Municipal Representative) (Building Inspector)
PO Box 1398 City of Albemarle City of Greensboro
Gastonia, NC 28053 1007 Colonial Drive PO Box 3136
704-810-3331 Albemarle, NC 28001 Greensboro, NC 27402
704-982-8434 336-373-2329
Steve Knight, PE - 09
(Structural Engineer) Mack Nixon - 10 David Smith - 10
Steve L. Knight, PE (County Representative) (Coastal Contractor)
1507 Mount Vernon Ave. Albemarle Home Builders D. Smith Builder
Statesville, NC 28677 199 Mill Street 905 Saltwood Lane
704-878-2996 Elizabeth City, NC 27909 Wilmington, NC 28411
252-338-5211 910-681-0394
Hawley Truax - 11
(Public Representative) Alan Perdue - 09 Paula Strickland - 13
(Fire Services) (Mechanical Contractor)
Guilford County Williams PH&AC
1002 Meadowood Street 1051 Grecade Street
Greensboro, NC 27409 Greensboro, NC 27408
336-641-7565 336-275-1328

Kim Reitterer, PE - 13 Tom Turner, FAIA - 10


(Electrical Engineer) (Architect)
ELM Engineering ADEP,PA
212 S. Tryon St., Ste. 1050 3225 Wickersham Road
Charlotte, NC 28281 Charlotte, NC 28211
704-335-0396 704-770-0475

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES vii


NORTH CAROLINA
DEPARTMENT OF INSURANCE
www.ncdoi.com/osfm
919-661-5880
By statute, the Commissioner of Insurance has general supervision of the administration and enforcement of the North Carolina
State Building Code and the Engineering Division serves as the staff for the Building Code Council. Officials of the Department of
Insurance are:
JIM LONG
Commissioner
TIM BRADLEY CHRIS NOLES, PE
Senior Deputy Commissioner Deputy Commissioner
BARRY GUPTON, PE MIKE PAGE, PE
Chief Code Consultant Administrative Code Consultant

COMMITTEES OF THE COUNCIL


January 1, 2009

ADMINISTRATION ELECTRICAL MECHANICAL


Dan Tingen - Chair Kim Reitterer, PE - Chair Al Bass, PE - Chair
Al Bass, PE Al Bass, PE Ralph Euchner
John Hitch, AlA Cindy Browning, PE Ed Moore, SI.
Steve Knight, PE John Hitch, AlA David Smith
Alan Perdue Ed Moore, SI. Paula Strickland
Kim Reitterer, PE Bob Ruffner, JI.
Butch Simmons RESIDENTIAL
David Smith ENERGY David Smith - Chair
Thomas Turner, FAIA Thomas Turner, FAIA - Chair Cindy Browning, PE
Al Bass, PE Steve Knight, PE
BUILDING Ralph Euchner Jack Neel, PE
Butch Simmons - Chair Mack Nixon Mack Nixon
Cindy Browning, PE Kim Reitterer, PE Butch Simmons
John Hitch, AlA Bob Ruffner, JI. Paula Strickland
Ed Moore, SI. Thomas Turner, FAIA
Alan Perdue FIRE PREVENTION
Bob Ruffner, JI. Alan Perdue - Chair STRUCTURAL
Paula Strickland Ralph Euchner Steve Knight, PE - Chair
Thomas Turner, FAIA John Hitch, AlA Al Bass, PE
Jack Neel, PE John Hitch, AlA
Mack Nixon Bob Ruffner, JI.
Bob Ruffner, JI.

viii 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


TABLE OF CONTENTS

CHAPTER 1 ADMINISTRATIVE CODE 1


101 Title and Scope 1
102 Rule-making to Amend the Technical Codes 2
103 Appeals 3
104 Administration 3
105 Alternate Material, Design or Methods 4
106 Permits 5
107 Inspections 5

CHAPTER 2 ADMINISTRATIVE POLICIES ..... 7


201 Scope 7
202 Building Code Council 7
203 North Carolina Department of Insurance 9
204 City and County Government 10
205 Other Agencies 14

CHAPTER 3 REPRINT OF THE


GENERAL STATUTES PERTAINING
TO THE ENFORCEMENT OF THE
NORTH CAROLINA STATE
BUILDING CODE 15
Reference List of the General Statutes 15

APPENDIX A PERMIT APPLICATION


INFORMATION SHEET 81

APPENDIX B BUILDING CODE SUMMARY FOR


ALL COMMERCIAL PROJECTS .. 85

APPENDIX C CODE CHANGE


PROPOSAL FORM 93

APPENDIX D AFFIDAVIT OF WORKERS'


COMPENSATION COVERAGE .... 95

APPENDIX E APPEALS FORM 97

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES ix


x 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES
CHAPTER 1

ADMINISTRATIVE CODE

SECTION 101 101.3.2 Technical Codes.


TITLE AND SCOPE
101.3.2.1 North Carolina Building Code. The provi-
101.1 Title. This document is "The North Carolina Adminis- sions of the Building Code shall apply to the construc-
trative Code and Policies," hereinafter known as "this code." tion, alteration, repair, equipment, use and occupancy,
Any references to International Codes shall refer to North location, movement to another site, removal and demoli-
Carolina State Building Codes. tion' or any appurtenances connected or attached to
101.2 Purpose. The purpose of this code is to provide for the every building or structure, other than one- or two-family
administration and enforcement of the North Carolina State dwellings and townhouses.
Building Codes as adopted by the Building Code Council and 101.3.2.2 North Carolina Accessibility Code. The pro-
enforced by State and local code enforcement officials. This visions of the Accessibility Code shall apply to the con-
code is incorporated by reference into the North Carolina struction, alteration, repair, replacement, equipment,
Building, Accessibility, Plumbing, Mechanical, Electrical, appliances, fixtures, fittings and appurtenances of all
Fire Prevention, Fuel Gas, Energy Conservation, Existing buildings or structures, other than one- and two-family
Buildings, Rehabilitation, and Residential Codes, hereinafter dwellings and townhouses.
referred to collectively as the "technical codes." This code is
intended to provide for the administrative aspects of each of the 101.3.2.3 North Carolina Plumbing Code. The provi-
technical codes. In this code, the plumbing, mechanical, elec- sions of the Plumbing Code shall apply to every plumb-
trical, fire prevention and gas systems shall be referred to as ing installation, including alterations, repairs,
"service systems." replacement, equipment, appliances, fixtures, fittings
and appurtenances.
101.3 Scope.
101.3.2.4 North Carolina Mechanical Code. The pro-
101.3.1 Requirements of other state agencies, occupa- visions of the Mechanical Code shall apply to the instal-
tional licensing boards or commissions. The North lation of mechanical systems, including alterations,
Carolina State Building Codes do not include all additional repairs, replacement, equipment, appliances, fixtures,
requirements for buildings and structures that may be fittings and appurtenances, including ventilating, heat-
imposed by other state agencies, occupational licensing ing, cooling, air-conditioning and refrigeration systems,
boards or commissions. It shall be the responsibility of a incinerators and other energy-related systems.
permit holder, design professional, contractor or occupa-
tional license holder to determine whether any additional 101.3.2.5 North Carolina Electrical Code. The provi-
requirements exist. sions of the Electrical Code shall apply to the installation
of electrical systems, including alterations, repairs,
replacement, equipment, appliances, fixtures, fittings
Commentary: Many State agencies, occupational licensing
and appurtenances.
boards or commissions have specific design and construc-
tion requirements that are not incorporated into the North 101.3.2.6 North Carolina Fire Prevention Code. The
Carolina State Building Codes and are not enforced by code provisions of the Fire Prevention Code shall apply to the
enforcement officials. Permit holders, design professionals, repair, equipment, use, occupancy and maintenance of
contractors or occupational license holders should consult every existing building or structure, other than one- or
with any relevant boards or agencies to detennine whether two-family dwellings and townhouses. The provisions
there are any additional construction and design require- of the fire prevention code shall apply to the installation
ments for their projects. of fire protection systems.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


ADMINISTRATIVE CODE

101.3.2.7 North Carolina Fuel Gas Code. The provi- 101.3.3 Workmanship. Workmanship is not within the
sions of the Fuel Gas Code shall apply to the installation purview of the technical codes unless specifically stated
of gas piping systems extending from the point of deliv- within the code.
ery to the inlet connections of equipment served, and the 101.3.4 Appendices. Provisions in the appendices shall not
installation and operation of residential and commercial be enforceable unless specifically incorporated in the tech-
gas appliances and related accessories. nical codes.
101.3.2.8 North Carolina Energy Conservation Code.
The provisions of the Energy Conservation Code shall Commentary: Use ofappendices. An appendix is part ofthe
apply to the thermal envelope of the building and instal- technical codes only when the technical code specifi-
lation of energy systems, including alterations, repairs, cally references that appendix in the body of the technical
replacement, equipment, appliances, fixtures, fittings code. Conversely, appendices that are not referenced in the
and appurtenances, ventilating, heating, cooling, technical codes are not part of the North Carolina Building
air-conditioning and refrigeration systems, incinerators Codes. These nonenforceable appendices are pro-
and other energy-related systems. vided solely for the convenience ofthe reader. Each appen-
dix will indicate under its title whether it is enforceable and
101.3.2.9 North Carolina Existing Buildings Code.
required as part of the technical code.
All work on any building that undergoes alterations,
repairs, replacement, rehabilitation or change of occu-
pancy shall comply with the Existing Buildings Code or 101.3.5 Referenced standards. Standards referenced in the
the technical codes for the proposed work. technical codes shall be considered an integral part of the
codes. If specific portions of a standard are denoted by code
101.3.2.10 North Carolina Rehabilitation Code. All
text, only those specific portions of the standard shall be
work on any building that undergoes alterations, repairs,
enforced. Where code provisions conflict with a standard,
replacement, rehabilitation or change of occupancy shall
the code provisions shall be enforced. Permissive and advi-
comply with the Rehabilitation Code or the technical
sory provisions in a standard shall not be construed as man-
codes for the proposed work.
datory.
101.3.2.11 North Carolina Residential Code. The pro-
visions of the Residential Code shall apply to the con- 101.3.6 Existing buildings. Additions, alterations, repairs,
struction, alteration, movement, enlargement, replacement, rehabilitations or changes of occupancy shall
replacement, repair, equipment, use and occupancy, be permitted to any existing structure or service system
location, removal and demolition of detached one- and without requiring the existing systems to comply with all the
two-family dwellings and multiple single-family dwell- requirements of the current building codes. All new work
ings (townhouses) not more than three stories in height shall conform to the requirements of the technical codes for
with a separate means of egress and their accessory new construction except as modified by either the existing
structures. buildings code or the rehabilitation code. For any portion of
an existing building or service system that creates a hazard
Commentary: Exceptions to the technical codes. Note that or unsafe condition, the code enforcement official shall
there are statutory exceptions to the applicability ofthe tech- determine the extent to which that portion of the existing
nical codes. These exceptions can be found in North building or service system is to be upgraded to conform to
Carolina General Statutes (NCGS) § 143-138(b). The ex- the requirements of either the existing buildings code, the
ceptions include (1) fann buildings located outside the juris- rehabilitation code or the technical codes.
diction of any municipality; (2) equipment for storing,
handling, transporting and utilizing liquefied petroleum
gasesforfuel purposes and (3) equipment orfacilities, other SECTION 102
than buildings, ofa public utility, as defined in NCGS § 62-3, RULE-MAKING TO AMEND THE
or of an electric or telephone membership corporation, in- TECHNICAL CODES
cluding poles, towers and other structures supporting elec-
tric or communication lines. 102.1 Petition for rule-making.
1. Any person wishing to file a petition requesting the
Commentary: Farm building means any building that is not adoption, amendment or repeal of a rule by the Building
open to the general public and is used primarily for a bona Code Council shall file a written petition on a form pro-
fide farm purpose. A bona fide farm purpose includes the vided by the Building Code Council and 21 copies with
production or storage ofagricultural products or commodi- the Building Code Council Secretary.
ties, including crops, fruits, vegetables, ornamental orflow-
2. The petition shall include the following information:
ering plants, dairy, timber, livestock, poultry and all other
forms of agricultural products. Farm buildings do not in- 2.1. Name, address and occupation of petitioner;
clude such buildings usedfor purposes ofeducation and re- 2.2. A summary of the proposed action (adoption,
search. amendment or repeal of a rule or rules);
2.3. A draft of the proposed rule or other action;

2 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


ADMINISTRATIVE CODE

2.4. A complete statement of the reason for the pro- other pleadings may be made on the record during the
posed action with supporting documentation; course of the hearing before the Building Code Council.
2.5. An identification of the persons or class of persons 103.2 Governing provisions. Hearings before the Building
most likely to be affected by the proposed action; Code Council shall be governed by the provisions of General
and Statutes 150B, Article 3A.
2.6. An economic impact analysis as required by Gen- 103.3 Presiding officer. The Building Code Council may des-
eral Statute §143-138(a). ignate any of its members to preside over the hearing in a case
on appeal. When no designation is made, the chairman of the
102.2 Presiding officer. The presiding officer at any rule-mak-
Building Code Council shall preside, or, in his absence, the
ing hearing shall have control of the proceedings, including:
vice chairman shall preside. The presiding officer shall rule on
recognition of speakers, time allotments for presentations, the
motions or other requests made in an appeal case prior to the
right to question speakers, direction of the discussion and man-
hearing in that case, except when the ruling on the motion
agement of the hearing.
would be dispositive of the case. When the ruling on a motion
102.3 Record of proceedings. A record of rule-making pro- or request would be dispositive of the case, the presiding offi-
ceedings will be available for public inspection during regular cer shall make no ruling and the motion or request shall be
office hours at the Building Code Council's office. This record determined by a majority of the Building Code Council.
will contain the original petition, if any, the notice, all written 103.4 Continuances. The Building Code Council's Secretary
memoranda and information submitted, and a record or sum- may grant the first request for a continuance of a hearing for
mary of oral presentations, if any, and, in any case where a pro- good cause. Any subsequent requests for continuance may be
posal was rejected, the reason therefore. granted by the chairman of the board. The granting of a contin-
102.4 Effective date of rules. Any rules that are adopted by the uance is wholly discretionary.
Building Code Council and approved by the Rules Review 103.5 Modifications. Whenever there are practical difficulties
Commission shall be effective when the next edition of the rele- involved in carrying out the provisions of the technical codes,
vant technical code is effective as provided in Rule 102.6 unless the Building Code Council shall have the authority to grant
specified otherwise by the Building Code Council. modifications for individual cases, after the Building Code
102.5 Interim use of approved rules. Any rules that are Council finds on appeal that (1) special individual reasons,
adopted by the Building Code Council and approved by the conditions, and/or circumstances exist that make the strict let-
Rules Review Commission shall be accepted by the Code ter of the technical codes impractical, (2) the modification is in
Enforcement Official as an alternate method of construction compliance with the intent and purpose of the technical codes,
prior to the effective date ifrequested by the owner or his agent. and (3) the modification does not lessen health, accessibility,
life, fire-safety or structural requirements.
102.6 Effective date of code editions. The provisions of any
code edition which have been approved by both the Building Commentary: Limitation on what constitutes practical diffi-
Code Council and the Rules Review Commission shall become culties. This section is not intended to permit setting aside or
effective the first day of January of the following year unless ignoring a code provision; rather, it is intended to providefor
specified otherwise by the Building Code Council. the acceptance ofequivalent protection. Such modifications
do not, however, extend to actions that are necessary to cor-
rect violations of the code. In other words, a code violation
SECTION 103 or the expense ofcorrecting a code violation does not neces-
APPEALS sarily constitute a practical difficulty.

103.1 Form of complaints and other pleadings.


SECTION 104
1. There shall be no specific form required for complaints. ADMINISTRATION
To be sufficient, a complaint shall be in writing, identify
the parties and shall reasonably apprise the Building 104.1 North Carolina Department of Insurance, Engineer-
Code Council of the facts that form the basis of the com- ing Division.
plaint.
2. There shall be no specific form required for answers, 104.1.1 Document approval. Construction specifications
motions or other pleadings relating to appeals before the and drawings, including Appendix B of this code, for build-
Building Code Council, except they shall be in writing. ings specified in Table 104.1 shall be submitted to the Engi-
To be sufficient, the document shall identify the case to neering Division of the North Carolina Department of
which it refers and reasonably apprise the Building Code Insurance. The Engineering Division shall grant document
Council of the matters it alleges, answers or requests. In approval before a permit is issued on any building listed in
lieu of submission in writing, motions, requests and Table 104.1.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 3


ADMINISTRATIVE CODE

TABLE 104.1 2. Local inspection departments approved under this


NORTH CAROLINA DEPARTMENT OF INSURANCE,
section shall be listed on the Department of Insurance
ENGINEERING DIVISION DOCUMENT APPROVAL FOR
NEW CONSTRUCTION AND ADDITIONS web page, or a list shall be provided by the Building
Code Council Secretary. www.ncdoi.com/osfm.
OCCUPANCY GROUP BUILDING PLANS TO BE APPROVED

Section 403 - High Rise 1 All buildings


SECTION 105
Section 402 - Covered Mall ALTERNATE MATERIAL, DESIGN OR METHODS
All buildings
Buildings 1
105.1 Approval. The provisions of this code are intended to
All buildings 20,000 sq. ft. or greater allow the use of any alternate material, design or method of
City/county owned
as required by G.S. §58-31-40 construction, provided that the alternate has been approved by
the code enforcement official. An alternative material, design
All buildings as required by G.S.
State Owned or method of construction shall be approved where the code
§58-31-40
enforcement official finds that the proposed alternative mate-
Group A 1,2 Occupant load over 1,000 rial, design or method of construction complies with the intent
and provisions of the technical codes.
Over 2 stories or over 20,000 sq.
Group E 1
ft./story
Commentary: The technical codes are not intended to in-
Group HI Occupant load over 100 hibit innovative ideas or technological advances. A com-
Over 3 stories or over 10,000 sq. prehensive regulatory document, such as the North
Group 11 Carolina Building Codes, cannot envision and then ad-
ft./story
dress all future innovations in the industry. As a result, a
Over 4 stories or over 100 performance code must be applicable to and provide a ba-
Group R 1
units/building sis for the approval ofan increasing number ofnewly de-
For SI: 1 square foot = 0.0929 m 2 . veloped, innovative materials, systems and methods for
1. Plans and specifications are not required by the Engineering Division on which no code text or referenced standards yet exist. The
buildings, except city/county owned, that are located in a city or county fact that a material, product or method of construction is
inspection jurisdiction approved to perform plans review.
not addressed in the technical codes is not an indication
2. Except temporary bleachers.
that such material, product or method is intended to be
prohibited. The code enforcement official is expected to
Commentary: The square footage listed above refers to the apply sound technical judgment in accepting materials,
footprint of a new building or building addition. systems or methods that, while not anticipated by the
drafters of the current code text, can be demonstrated to
The occupant loads refer to a new building or building addi-
offer equivalent performance. By virtue of its text, the
tion area only.
code regulates new and innovative construction practices
For the purpose of this table only, the occupant load for a while addressing the relative safety of building occu-
church is based on the occupant load ofthe Occupant Group pants. The code enforcement official is responsible for de-
A-3 main meeting area. If the A-3 area is over 1,000 occu- termining if a requested alternative provides the
pants, then DOl plan review is required unless exception 2 equivalent level ofprotection ofpublic health, safety and
applies. welfare as required by the code.
General Statute 58-31-40 indicates that such city/county-
owned buildings must be greater than 20,000 square feet
2
(1858 m ofnew or additional building footprint to require
) 105.2 Tests or analysis. Whenever there is insufficient evi-
2
DOl review. The 20,000 squarefeet (1858 m applies to in-
) dence of compliance with the provisions of the technical codes,
dividual structures on the site and not the sum of the struc- or evidence that a material, design or method does not conform
tures. to the requirements of the technical codes, or in order to sub-
stantiate claims for an alternative material, design or method,
the code enforcement official shall have the authority to require
104.1.2 Local plan review approval.
tests as evidence of compliance to be made at no expense to the
authority having jurisdiction. Test methods shall be as speci-
1. An inspection department may make a written request fied in the technical codes or by other recognized test stan-
to the Building Code Council to review plans and dards. In the absence of recognized and accepted test methods,
specifications on buildings listed in Table 104.1. This the code enforcement official shall approve the testing proce-
authority shall be granted provided that the inspection dures.
department is adequately staffed by code enforce-
ment officials with Standard Level III Certificates
issued by the North Carolina Code Officials Qualifi-
cation Board in all areas.

4 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


ADMINISTRATIVE CODE

SECTION 106 107.1.2 Under-slab inspection. Under-slab inspections, as


PERMITS appropriate, shall be made after all materials and equipment
106.1 Permit required. A current permit is required for all to be concealed by the concrete slab are completed.
work described in the technical codes unless specifically 107.1.3 Foundation inspection, crawl space. Foundation
exempted by the North Carolina General Statutes or the techni- and crawl space inspections shall be made after all founda-
cal codes. tion supports are installed. This inspection is to check foun-
dation supports, crawlspace leveling, ground clearances
Commentary: Reference North Carolina General Statutes and positive drainage when required.
§153A-357 and §160A-417 for exemptions.
107.1.4 Rough-in inspection. Rough-in inspections shall
be made when all building framing and parts of the electri-
106.2 Drawings and Specifications. cal, plumbing, fire protection, or heating-ventilation or
cooling system that will be hidden from view in the finished
106.2.1 Requirements. Drawings and specifications, as
building have been placed but before any wall, ceiling finish
required by the inspection department, shall be drawn to
or building insulation is installed.
scale with sufficient clarity and detail to indicate the nature
and character of the work and shall accompany the applica- 107.1.5 Building framing inspection. Framing inspections
tion for a permit. All information, drawings, specifications shall be made after the roof, excluding permanent roof cov-
and accompanying data shall bear the name, address and ering, wall ceiling and floor framing is complete with
signature of the person responsible for the design. appropriate blocking, bracing and firestopping in place. The
following items shall be in place and visible for inspection:
106.2.2 Additional data. The inspection department may
require details, computations, stress diagrams or documen- 1. Pipes;
tation sealed by a registered design professional and other 2. Chimneys and vents;
data necessary to describe the construction or installation of
a system. 3. Flashing for roofs, chimneys and wall openings;
106.2.3 Review and approval. When the inspection depart- 4. Insulation baffles; and
ment issues a permit, it shall approve, in writing or by stamp, 5. All lintels that are required to be bolted to the framing
all sets of drawings and specifications "Reviewed for Code for support shall not be covered by any exterior or
Compliance." interior wall or ceiling finish material before
Exception: Nothing in this section shall require the approval. Work may continue without approval for
review and approval of one- and two-family dwelling lintels supported on masonry or concrete.
plans. 107.1.6 Insulation inspection. Insulation inspections shall
be made after an approved building framing and rough-in
Commentary: Drawings and specifications shall be kept in a inspection and after the permanent roof covering is
manner prescribed by North Carolina General Statutes installed, with all insulation and vapor retarders in place, but
§153A-373 and §160A-433. before any wall or ceiling covering is applied.
107.1.7 Fire protection inspection. Fire protection inspec-
tions shall be made in all buildings where any material is
SECTION 107 used for fire protection purposes. The permit holder or his
INSPECTIONS agent shall notify the inspection department after all fire
protection materials are in place. Fire protection materials
107.1 General. The inspection department shall perform the shall not be concealed until inspected and approved by the
following inspections: code enforcement official.
1. Footing inspection; 107.1.8 Final inspection. Final inspections shall be made
2. Under slab inspection, as appropriate; for each trade after completion of the work authorized under
the technical codes.
3. Foundation inspection, wood-frame construction;
4. Rough-in inspection; 107.2 Inspection requests. It shall be the duty of the permit
holder or his or her agent to notify the code enforcement offi-
5. Building framing; cial when work is ready for inspection and to provide access to
6. Insulation inspection; and means for inspection of the work for any inspections that
are required by this code.
7. Fire protection inspection; and
107.3 Approval required. Work shall not be done beyond the
8. Final inspection.
point indicated in each successive inspection without first
107.1.1 Footing inspection. Footing inspections shall be obtaining the approval of the code enforcement official. The
made after the trenches are excavated, all grade stakes are code enforcement official, upon notification, shall make the
installed, all reinforcing steel and supports are in place and requested inspections and shall either indicate the portion of
appropriately tied, all necessary forms are in place and the construction that is satisfactory as completed, or shall
braced and before any concrete is placed. notify the permit holder or an agent of the permit holder that the

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 5


ADMINISTRATIVE CODE

work fails to comply with the technical codes. Any work that
does not comply shall be corrected and shall not be covered or
concealed until authorized by the code enforcement official.

107.4 Independent inspections authorized by the code


enforcement official. The code enforcement official may
authorize a North Carolina registered design professional to
inspect the following structural elements, components and sys-
tems:
1. The excavation of soil and/or forming of footings with
the associated placement of reinforcing steel prior to
pouring concrete; and
2. The forming of floors, columns, beams and other struc-
tural members, including the placement of reinforcing
steel prior to pouring concrete.
To utilize this procedure, the permit holder must continue to
schedule all inspections normally required for this work by the
inspection department. The registered design professional
shall provide weekly reports bearing his seal to the inspection
department indicating that the placement of the related con-
struction elements, components and systems either complies or
does not comply with the approved permit documents. Any
change from the permit documents shall be approved by the
code enforcement official prior to its implementation. The per-
mit holder shall immediately inform the code enforcement offi-
cial if he or she terminates his or her relationship with the
registered design professional.

107.5 Special inspections. Special inspections required by the


building code or the building inspector shall be performed by a
North Carolina registered design professional or an inspector
under his responsible charge.
Commentary: Special inspections are code-required inspec-
tions that are beyond the scope of inspections performed by
building code inspectors. These special inspections are
found only in the Building Code at this time.
The reports required in Section 1704 of the building code
would require the seals for the responsible special inspec-
tor(s).

6 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


CHAPTER 2

ADMINISTRATIVE POLICIES

SECTION 201 14. One representative of the fire services;


SCOPE 15. One licensed liquid petroleum gas dealer/contractor
201.1 Scope. Chapter 2 is provided as procedural policies. involved in the design of natural and liquified petro-
Items discussed in this chapter are intended as commentary to leum gas systems who has expertise and experience in
the General Statutes. natural and liquid petroleum gas piping, venting and
appliances;
16. One municipal elected official or city manager; and
SECTION 202
17. One county commissioner or county manager.
BUILDING CODE COUNCIL
www.ncbuildingcodes.com (General Statute 143-136)

202.1 Duties. The Building Code Council has the following 202.3 Officers and committees. The Building Code Council
duties: shall elect a chairman and vice chairman from its appointed
members. The officers shall serve for a period of two years
1. Prepare and adopt the North Carolina Building Code; from the date of election or until their successors are elected.
2. Revise or amend the code; The Building Code Council shall appoint a person to serve as
3. Hear appeals from decisions of state enforcement agen- secretary to the Building Code Council from the Engineering
cies as to any matter related to the code; Division of the Department of Insurance.

4. Make a thorough and continuing study of the manner of (General Statute 143-137)
enforcement of the code and building laws; 202.4 Meetings. The Building Code Council shall meet at least
5. Make recommendations to State agencies about any every 6 months. Special meetings may be called by the chair-
changes in administrative practices which could improve man. Any seven members of the Building Code Council shall
the enforcement of the code or building laws; and constitute a quorum. Information concerning the exact time
and place of each meeting shall be made available from the
6. Recommend to the General Assembly statutory changes
Engineering Division of the Department of Insurance 15 days
to simplify and improve the building laws.
prior to each such meeting. Agenda items, other than proposed
(General Statutes 143-138, 143-140 and 143-142) amendments, must be submitted to the Building Code Council
202.2 Composition. The Building Code Council shall consist Secretary 21 days prior to the scheduled meeting.
of 17 members appointed by the governor as follows: (General Statute 143-137)
1 and 2. Two registered architects; 202.5 Proposed amendments. The Building Code Council
3. One licensed general contractor; may revise or amend the code, either on its own motion or upon
application from any person, state agency or political subdivi-
4. One licensed general contractor specializing in resi-
sion of the state. Each request to amend the code shall comply
dential construction;
with the following policies of the Building Code Council:
5. One licensed general contractor specializing in coastal
residential construction; 202.5.1 Twenty-one copies of the proposed amendment
with supporting documentation shall be filed with the
6. One licensed engineer practicing structural engineer- Building Code Council Secretary.
ing;
202.5.2 The filing shall be received by the first day of the
7. One licensed engineer practicing mechanical engineer-
month prior to the quarterly scheduled meeting date.
ing;
8. One licensed engineer practicing electrical engineer- 202.5.3 Each request shall be legibly printed, typed or cop-
ing; ied on a form (see Appendix C) available from the North
Carolina Department of Insurance, Building Code Council
9. One licensed plumbing and heating contractor; section and shall contain the following:
10. One municipal or county building inspector; 1. The proposed amendment must be set forth in full and
11. One representative of the public who is not a member of contain an explicit reference to the affected section or
the building construction industry; sections of the code;
12. One licensed electrical contractor; 2. The request shall state the reasons for the proposed
13. One licensed engineer on the engineering staff of a amendment with supporting documentation;
State agency charged with approval of plans of 3. The proposed amendment shall comply with the stan-
State-owned buildings; dards set forth in General Statute 143-138(c) and ref-

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 7


ADMINISTRATIVE POLICIES

erence to the particular standards shall be set forth in 202.7 Approval of local ordinances. The Building Code
the request for the amendment; and Council may approve local regulations governing the Fire Pre-
4. The proposed amendment shall contain an economic vention Code. All regulations shall be approved by the Build-
impact analysis as required by General Statute ing Code Council in order to be legally effective. Regulations
143-138(a). approved by the local governing body, which are found to be
more stringent than the fire prevention code and, which are
202.5.4 When a request is improperly filed or not in accor- found to regulate activities and conditions in buildings, struc-
dance with all the rules listed above, the Building Code tures, and premises that pose dangers of fire, explosion or
Council Secretary shall reject the submittal and notify the related hazards, and are not in conflict with the North Carolina
applicant of the proper procedure to follow. Building Code, shall be approved once reviewed and filed by
the Building Code Council. The rules listed in Section 202.5
202.5.5 Upon the proper filing of a request, the Building
shall apply for filing a proposed local deviation to the Fire Pre-
Code Council Secretary shall forward one copy of said
vention Code along with the following:
request to each council member prior to the scheduled meet-
ing date. Persons filing proposed petitions are hereby noti- 1. Twenty-one copies of the resolution adopted by the gov-
fied of the place and time of the scheduled hearings. The erning body requesting the proposed deviation to the fire
Building Code Council Secretary shall cause to be pub- prevention code.
lished the notice of public hearing as specified in North 2. After approval by the Building Code Council, the Build-
Carolina General Statutes 143-138(a). ing Code Council Secretary shall advise the local gov-
202.5.6 The Building Code Council shall either grant or erning body and shall retain a copy in the Building Code
deny the proposed petition for rule-making at the meeting Council's file as a permanent record.
following receipt of the proposed rule change. The council [General Statute 143-138(e)]
will take no further action on items that are denied. Granted
202.8 Committees.
items may be referred to committee for review.
202.8.1 Standing committees. The standing committees
202.5.7 The Building Code Council may hold a public hear- shall consist of members of the Building Code Council. The
ing on granted items at the next quarterly scheduled meeting. Chairman of the Building Code Council shall appoint the
The council may take final action on granted items at the next chairmen and members of each committee.
quarterly scheduled meeting after the public hearing.
202.8.2 Ad hoc committees. For each code edition, the
Timeline Example
Chairman shall establish and appoint ad hoc code revision
Petition Received: February 1 committees and appoint the chairmen. The ad hoc commit-
tees shall consider and prepare revisions and amendments to
Petition Granted: March BCC meeting
the code volumes. Each ad hoc committee shall consist of
Notice of Hearing Published: April NC Register members of the Building Code Council, Department of
Insurance staff, licensed contractors, and design profession-
Committee Review: April- May
als most affected by the code volume for which the ad hoc
Hearing Held: June BCC meeting committee is responsible and members of the public.
Final Adoption: September BCC 202.8.3 Hearing committee. The chairman may appoint a
meeting hearing committee to hear an appeal.
Rules Review Meeting: November RRC 202.9 Appeals.
meeting
202.9.1 Engineering division. A written technical interpre-
Approved: December 1 tation shall be provided as specified in Section 203.1.2.1.2.
Any person may appeal in writing an order, decision or
202.6 Publications.
determination pertaining to the code or any state building
202.6.1 Amendments. The Building Code Council shall law by filing written notice with the Commissioner of Insur-
print all amendments to the codes, and the amendments ance or his designee within 10 days after the order, decision
shall be available for distribution in accordance with Gen- or determination. A copy of the appeal shall be furnished to
eral Statute 143-138(g). Notices and minutes are available each party.
either at no charge on the Council web page or for a fee as (General Statutes 143-140, 153A-374 and 160A-434)
prescribed by Agency Rules.
202.9.2 Building Code Council. The Building Code Coun-
202.6.2 Council webpage. The minutes and agenda of the cil shall hear appeals from the decisions of state enforce-
Building Code Council may be found on the Council web ment agencies relating to any matter related to the code. Any
page located at http://www.ncbuildingcodes.com.Click on person wishing to appeal a decision of a state enforcement
the desired information topic. agency to the Building Code Council shall give written
202.6.3 Engineering newsletter. Newsletters will be sent to notice of appeal as follows:
online subscribers. Archive copies may be found on the Engi- 202.9.2.1 Twenty-one copies including an original of the
neering web page located at http://www.ncdoi.com/osfm. Notice of Appeal shall be filed with the Building Code
Click on Building Codes to subscribe. Council c/o North Carolina Department of Insurance,

8 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


ADMINISTRATIVE POLICIES

Engineering Division, 322 Chapanoke Road, Suite 200, 202.9.2.6 When the Building Code Council finds that a
Raleigh, North Carolina 27603, and one copy shall be State enforcement agency was in error in its interpreta-
filed with the state enforcement agency from which the tion of the code, the Building Code Council shall remand
appeal is taken. the case to the agency with instructions to take such
actions as the Building Code Council directs. When the
202.9.2.2 The Notice of Appeal shall be received no later Building Code Council finds on appeal that materials or
than 30 days from the date of the decision of the State methods of construction proposed are equivalent to those
enforcement agency. required by the code, the Building Code Council shall
202.9.2.3 The Notice of Appeal shall be legibly printed, remand the case to the state enforcement agency with
typewritten or copied and shall contain the following instructions to permit the use of such materials or meth -
(See Appendix E): ods of construction. The Building Code Council shall
immediately initiate procedures for amending the code
1. Name, address of the party or parties requesting to permit the use of such materials or methods of con-
the appeal. struction.
2. The name of the state enforcement agency, the date 202.9.2.7 The Building Code Council shall provide a
of the decision from which the appeal is taken, and written decision setting forth the findings of fact and the
a copy of the written decision received from the Building Code Council's conclusions to each party or
enforcement agency. parties filing the appeal and to the State enforcement
3. The decision from which the appeal is taken shall agency from which the appeal was taken.
be set forth in full in the Notice of Appeal or a copy 202.9.3 Superior court. Whenever any person desires to
of the decision shall be attached to all copies of the appeal a decision of the Building Code Councilor a decision
Notice of Appeal. of a State or local enforcement agency, he may appeal either
4. The contentions and allegations of fact must be set to the Wake County Superior Court or the superior court of
forth in full in a clear and concise manner with ref- the county in which the proposed building is to be situated in
erence to the sections of the code in controversy. accordance with the provisions of Chapter 150B of the Gen-
eral Statutes.
5. The original Notice of Appeal shall be signed by
the party or parties filing appeal. [General Statute 143-141(d)]
6. The Notice of Appeal shall be received by the first
day of the month prior to the Building Code Coun- SECTION 203
cil's quarterly scheduled meeting in order to be NORTH CAROLINA DEPARTMENT OF INSURANCE
placed on the agenda for that meeting. The Chair-
man may schedule a special meeting to hear an www.ncdoi.com/osfm
appeal. 203.1 Administration.
202.9.2.4 Upon the proper filing of the Notice of Appeal, 203.1.1 Commissioner of Insurance. The Commissioner
the Building Code Council Secretary shall forward one of Insurance through the Engineering Division shall have
copy of the Notice of Appeal to each member of the general supervision of the administration and enforcement
Building Code Council. The chairman may appoint a of the North Carolina State Building Code. This includes all
Hearing Committee to hear appeals. The Secretary shall sections of the code pertaining to:
send notice in writing to the party or parties requesting an 1. General building restrictions and regulations;
appeal and to the Building Code Council Hearing Com-
mittee members at least 15 days prior to the Hearing 2. Plumbing;
Committee meeting. A written decision of the Hearing 3. Heating and air conditioning;
Committee meeting shall be provided to all Building
4. Electrical systems;
Code Council Members. The actions of the Hearing
Committee shall be final, unless appealed to the full 5. Fire protection; and
Building Code Council in writing within 30 days of the 6. Natural or liquified petroleum gas systems.
Hearing Committee's action. If a Hearing Committee
consists of at least seven council members, it will consti- [General Statute 143-139 (b)]
tute a quorum of the full council. Further appeals shall be 203.1.1.1 Investigation of fires. Whenever the Commis-
as specified in Section 202.9.3. sioner of Insurance has reason to believe that investiga-
tors of fire or fire prevention inspectors are not fulfilling
202.9.2.5 The Building Code Council shall, upon a
their responsibilities, he or his designee shall take proper
motion of the State enforcement agency or on its own
steps to have all provisions of the law enforced.
motion, dismiss appeals for the following reasons:
(General Statute 58-2-95)
1. Not pursued by the appellant or withdrawn;
203.1.1.2 Investigation of premises for dangerous
2. Appeal not filed in accordance with these rules; or
materials. The Commissioner of Insurance or his or her
3. Lack of jurisdiction. designee shall hear appeals from orders issued by the

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 9


ADMINISTRATIVE POLICIES

code enforcement official to remove or remedy combus- appealed to the Building Code Council as specified in
tible materials or inflammable conditions dangerous to Section 201.9.2. Formal interpretations determined to be
any building or premises. The appeal shall be made of a general nature may be posted on the department web
within 24 hours of issue, not counting weekends or holi- site.
days. The commissioner shall cause the complaint to be (General Statute 143-140)
investigated immediately. The Commissioner or his or
her designee may make inspections of the complaint 203.2.2 Appeals. Any person may appeal in writing an
alone or in the company of the code enforcement official. order, decision or determination of a code enforcement offi-
Unless the Commissioner by his or her authority revokes cial pertaining to the code or any state building law. The
the order of the code enforcement official, the order appeal shall be addressed to the Chief Engineer for the
remains in force and must be complied with by the owner Department of Insurance by filing written notice within 10
or occupant. days after the order, decision or determination. The appeal
shall contain the type and size of the building in question,
(General Statute 58-79-20) the location of the building and shall reference the code sec-
203.1.1.3 Buildings within primary fire limits. The tions in question. The decision shall be in writing and shall
Commissioner of Insurance or his or her designee shall set forth the facts found. The decision rendered shall be
review all permits to erect, alter, repair or move any based on the technical provisions of the code, public health
wood-frame building or structure within the primary fire and safety and shall be construed liberally to those ends. A
district of a municipality. Such permits shall be received decision shall be binding on all parties unless an appeal is
and approved by the Inspection Department and submitted to the Building Code Council as specified in Sec-
approved by the Municipal Council prior to the Commis- tion 201.9.2. A copy of the appeal and written decision shall
sioner or his or her designee's approval. be furnished to each party.
(General Statutes 153A-375 and 160A-436) (General Statutes 153A-374 and 160A-434)
203.2 Engineering Division. The Engineering Division of the
Department of Insurance shall serve as staff for the Building
Code Council and the Code Official's Qualification Board. The SECTION 204
Engineering Division shall work in cooperation with code CITY AND COUNTY GOVERNMENT
enforcement officials and provide general supervision in the www.ncgov.com
administration and interpretation of the codes. The staff shall (Click on "For Government, Local Government")
handle correspondence and maintain an accurate and complete 204.1 General. The powers, duties and responsibilities of the
record of: code enforcement official are generally described in the fol-
1. All meetings or hearings, lowing General Statutes:
2. Laboratory studies, and 1. GS153A-352 for counties, and
3. Technical work performed by or for the Building Code 2. GS160A-412 for cities.
Council. 204.2 Inspection department.
All records shall be available for public inspection during
204.2.1 General. The responsibility for administration and
regular office hours. All funds for the operation of the Building
enforcement of the code has been allocated to local code
Code Council shall be appropriated to the Department of Insur-
enforcement officials under the supervision of State offi-
ance. The Department of Insurance may hire additional staff as
cials as designated within Section 203.
may be necessary to handle the work of the Building Code
Council with the approval of the council. [General Statute 143-139(b)]
[General Statute 143-137(c)] 204.2.2 Jurisdiction. A municipal inspection department
shall have jurisdiction over all areas within the city limits, all
203.2.1 Interpretations.
extraterritorial areas that the city has jurisdiction pursuant to
203.2.1.1 Informal interpretations. The Engineering state laws, and over any areas in which the municipal limits
Division shall provide informal interpretations on have contracted with another unit of government to perform
code-related matters either bye-mail, letter or telephone. code enforcement. A county inspection department shall
These informal interpretations may be accepted by the have jurisdiction over all unincorporated areas outside any
local code enforcement official or party requesting the municipal jurisdiction located within the county, all areas in
interpretation. Either party may request a formal inter- which a municipality has requested the county to enforce
pretation of the code. the code, and within the jurisdiction of another unit of gov-
203.2.1.2 Formal interpretations. Any person may ernment in which the county has contracted to perform code
request in writing a formal interpretation of the code. enforcement. A joint inspection department created by two
The request shall be addressed to the Chief Code Consul- or more units of government shall have the authority to
tant for the Department of Insurance. The request shall enforce the code in all areas of legal jurisdiction of all units
be specific and shall reference the code sections in ques- of government supporting the joint department.
tion. All formal interpretations shall be in writing. A for- (General Statutes 153A-352 and 153A-353 for counties,
mal interpretation shall be binding on all parties unless and 160A-411 and 160A-413 for cities.)

10 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


ADMINISTRATIVE POLICIES

204.2.3 Duties. Inspection departments shall: 4. The installation, extension, alteration or general
repair of any electrical wiring, devices, appliances or
1. Receive applications and supporting data for permits;
equipment without first securing from the Inspection
2. Issue or deny permits; Department with jurisdiction over the site of the work
3. Make all necessary inspections to ensure code com- each permit required by the North Carolina State
pliance; Building Codes and other State or local law or local
ordinance or regulation applicable to the work.
4. Identify technical provisions found to be inconsistent
with the inspection; (General Statute 153A-357 and 160A-417)
5. Issue or deny certificates of compliance and certifi- 204.3.2 Validity. In accordance with General Statutes
cates of occupancy; 153A-358 for counties and 160A-418 for cities, a permit
expires 6 months, or any lesser time fixed by local ordi-
6. Issue stop work orders or orders to correct violations;
nances, after the date of issuance if the work authorized by
7. Maintain adequate records of permits issued or the permit has not been commenced. If, after commence-
denied, inspections made, corrections ordered and ment, the work is discontinued for a period of 12 months,
certifications issued; and the permit immediately expires. No work authorized by a
8. Take other actions that may be required to adequately permit that has expired may be performed until a new permit
enforce the code. has been issued.
(General Statutes 153A-352 and 160A-412) 204.3.3 Changes in work. Work shall not deviate substan-
tially from that described on the permit documents.
204.2.4 Code enforcement official's qualifications. No
state or local government employee shall enforce any provi- 204.3.4 Information required. A permit application shall
sion of the North Carolina State Building Codes who does be filed with the Inspection Department on a form furnished
not possess an appropriate valid certificate issued by the for that purpose. The Inspection Department shall make
North Carolina Code Official's Qualification Board as spec- available a list of information which must be submitted with
ified in General Statutes 143-151.13, 153A-351.1 and the building permit application, including a complete build-
160A-411.1. ing code summary (see Appendix B) and a permit applica-
tion information sheet (see Appendix A).
204.2.5 Conflict of interest. Information about conflict of
interest for code enforcement officials can be found in Gen- 204.3.5 Design professional seal required. Where the
eral Statutes 153A-355 for counties and 160A-415 for cit- General Statutes require, no permit shall be issued unless
ies. the construction documents (drawings and specifications),
bear the North Carolina seal of a registered design profes-
204.2.6 Right of entry. The code enforcement official shall sional. Construction documents shall include the name and
have the right to enter buildings or premises as described in address of the business entity (individual, corporation or
General Statutes 153A-360 and 153A-364 for counties, and partnership) with whom the registered design professional
160A-420 and 160A-421 for cities. is affiliated. Questions concerning this section should be
204.2.7 Stop work orders. General Statute 153A-361 directed to the North Carolina Board of Architecture or the
authorizes a county code enforcement official to issue stop North Carolina Board of Examiners for Engineers and Land
work orders. General Statute 160A-421 authorizes a city Surveyors.
code enforcement official to issue stop work orders. These Exceptions: For permitting purposes, the seal of a regis-
statutes describe when a stop work order can be issued, how tered design professional is not required when the build-
the stop work order is to be issued and how the stop work ing, structure or project involved is in one of the
order may be appealed. categories listed below, unless otherwise required pursu-
204.2.8 Unsafe building or systems. A county code ant to the provisions of the General Statutes or the techni-
enforcement official's authority to condemn an unsafe cal codes:
building is found in General Statute 153A-366. A city code 1. A family residence, up to eight units attached with
enforcement official's authority to condemn an unsafe grade-level exit, which is not a part of or physi-
building is found in General Statute 160A-426. cally connected with any other buildings or resi-
204.3 Permits. dential units. More than one such set of attached
units on a site is determined to be a complex and
204.3.1 General. No person may commence or proceed will require the seal of a registered design profes-
with: sional;
1. The construction, reconstruction, alteration, repair, 2. A building upon any farm that is for the use of any
movement to another site, removal or demolition of farmer, unless the building is of such nature and
any building; intended for such use as to substantially involve
2. The installation, extension or general repair of any the health or safety of the public;
plumbing system; 3. An institutional or commercial building if it does
3. The installation, extension, alteration or general not have a total cost of construction exceeding
repair of any heating or cooling equipment system; or $90,000;

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 11


ADMINISTRATIVE POLICIES

4. An institutional or commercial building if the total mit to the applicant. If the application does not conform to
building area does not exceed 2,500 square feet the requirements of the technical codes and other pertinent
(2.32 m 2 ) in gross floor area; laws and ordinances, the application shall be returned to the
5. Alteration, remodeling or renovation of an exist- applicant with the reasons for refusal stated.
ing building that is exempt under this section, or (General Statutes 153A-352, 160A-412 and 160A-417)
alteration, remodeling or renovation of an existing
building or building site that does not alter or affect 204.4.2 Permits for modular construction. Permits shall
the structural system of the building; change the be required for the installation, connection of units, founda-
building's access or exit pattern; or change the live tions, utility connections or alterations of buildings or com-
or dead load on the building's structural system. ponents manufactured off the site and labeled by a third-
This subdivision shall not limit or change any party agency accredited and listed by the Building Code
other exemptions to this chapter or to the practice Council.
of engineering under Chapter 89C of the General 204.4.2.1 Third-party certification agencies. Third-
Statutes. party certification agencies shall be accredited and listed
6. The preparation and use of details and shop draw- by the Building Code Council. Inspection and certifica-
ings, assembly or erection drawings, or graphic tion of buildings or components manufactured off the
descriptions utilized to detail or illustrate a portion site and labeled by a third-party agency shall be accepted
of the work required to construct the project in by the inspection department without further inspection.
accordance with the plans and specifications pre- Permits and fees may be required for any installation,
pared or to be prepared under the requirements or connection of units, foundations, utility connections or
exemptions of this chapter. alterations of such work.
7. Nothing in this chapter shall be construed to pre- 204.5 Conditions of the permit.
vent any individual from making plans or data for
buildings for himself or herself. This exemption 204.5.1 Contractor responsibilities. It shall be the duty of
does not apply to plans for places of religious wor- every person who contracts for the installation or repair of a
ship. building or services system to comply with state or local
rules and regulations concerning licensing. It shall be the
204.3.5.1 Registered design professional. The regis- contractor's responsibility to conform to this code and the
tered design professional shall be a registered architect, technical codes for all installations or repairs of a building or
licensed professional engineer or NICET Level III sprin- service system. Violations and penalties of these provisions
kler designer legally registered or licensed under the are listed in Sections 204.12 through 204.14 of this code.
laws of this state. Additional requirements can be found in General Statutes
87-1 through 87-14.
204.3.6 Contractor license required. When the General
Statutes require that general construction, plumbing, 204.5.2 Permit intent. A permit issued shall be construed
mechanical, electrical, fire protection or gas work be per- as permission to proceed with the work and not as authority
formed by an appropriately licensed individual, no permit to violate, cancel, alter or set aside any of the provisions of
for such type work shall be issued to an unlicensed person or the technical codes. Issuance of a permit shall not prevent
firm. Additional requirements may be found in General the inspection department from requiring correction of
Statutes 87-14, 87-21(e), 87-43.1, 87-58, 153A-134, errors in plans, construction or violations of this code.
153A-357, 160A-194 and 160A-417.
(General Statutes 153A-357 and 160A-417)
204.3.7 Contractor responsibilities. It shall be the duty of
every person who contracts for the installation or repair of a 204.5.3 Revocation of permits.
building or service system to comply with State or local 204.5.3.1 Misrepresentation of application. The code
rules and regulations concerning licensing. It shall be the enforcement official shall revoke, in writing, a permit or
contractor's responsibility to conform to the technical codes approval issued under the provisions of this or the techni-
for all installations or repairs of a building or service system. cal codes for:
204.4 Issuing permits. 1. Any substantial departure from the approved
204.4.1 Action on permits. In accordance with General application, drawings or specifications;
Statute 153A-357 for counties and General Statute 2. Refusal or failure to comply with the requirements
160A-417 for cities, the Inspection Department shall exam- of any applicable State or local laws;
ine each application for a permit to determine if it is in com-
3. Any false statement or misrepresentation as to the
pliance with the requirements of the technical codes and
material fact in the application or plans on which
other pertinent laws and ordinances. If the inspection
the permit or approval was based.
department is satisfied that the work described in the appli-
cation conforms to the requirements of the technical codes See the North Carolina Fire Prevention Code for other
and other pertinent laws and ordinances, it shall issue a per- permit revocation requirements.

12 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


ADMINISTRATIVE POLICIES

204.5.3.2 Violation of code provIsions. The code the inspection department may issue a certificate of
enforcement official may revoke a permit upon determi- occupancy. The certificate of occupancy shall state the
nation that the work for which the permit was issued is in occupancy may be safely occupied.
violation of, or not in conformity with, the provisions of
204.8.4.1 Existing buildings. A certificate of occupancy
this or the technical codes.
for any existing building may be obtained by applying to
(General Statute 153A-362, 160A-422) the inspection department and supplying the information
204.6 Fees. and data necessary to determine compliance with the
technical codes for the occupancy intended. Where nec-
204.6.1 Fees. A permit shall not be issued until the fees pre- essary, the code enforcement official may require
scribed by the local governing authority have been paid. No detailed drawings and inspections to determine compli-
amendment to a permit shall be released until the additional ance with the applicable codes. When, upon examination
fee, if any, has been paid. and inspection, it is found that the building conforms to
(General Statutes 153A-354 and 160A-414) the provisions of the technical codes and other applicable
laws and ordinances for such occupancy, a certificate of
204.6.2 Work commencing before permit issuance. If any
occupancy shall be issued. The certificate shall state the
person commences any work on a building or service sys-
approved occupancy type.
tems before obtaining the necessary permit, he or she shall
be subject to a penalty as established by the local governing 204.9 Service utilities.
body.
204.9.1 Connection of service utilities. No person shall
(General Statutes 153A-354 and 160A-414) make connections from a utility, source of energy, fuel or
204.7 Inspections. power to any building or system that is regulated by the
technical codes until approved by the inspection department
204.7.1 Periodic inspections for hazardous or unlawful and a certificate of compliance is issued.
conditions. The inspection department shall make periodic
inspections as specified in General Statutes 153A-364 for (General Statute 143-143.2)
counties and 160A-424 for cities. 204.9.2 Temporary connection. The inspection depart-
204.7.2 Required public school inspections. Inspections ment may authorize the temporary connection of the build-
of schools for fire hazards shall be in accordance with Gen- ing or system to the utility source of energy, fuel or power
eral Statute 115C-525(b). for the purpose of testing building service systems.
204.8 Certificate of compliance. (General Statutes 153A-363 and 160A-423)
204.8.1 Building occupancy. A new building shall not be 204.10 Stop work orders. Whenever a stop order has been
occupied or a change made in the occupancy, nature or use issued by an inspection department involving alleged viola-
of a building or part of a building until after the inspection tions of the State Building Codes, the owner or builder may
department has issued a certificate of compliance. The cer- appeal in writing to the Commissioner of Insurance, or his or
tificate of compliance shall not be issued until all required her designee, within 5 days after the date the order is issued,
service systems have been inspected for compliance with with a copy of the appeal to the inspection department. No fur-
the technical codes and other applicable laws and ordi- ther work may take place in violation of a stop order. The Com-
nances and released by the inspection department. missioner, or his or her designee, shall promptly conduct an
investigation. The inspection department and the owner or
(General Statutes 153A-363 and 160A-423)
builder shall be permitted to submit relevant evidence for the
204.8.2 Certificate of compliance. Upon satisfactory com- investigation. The Commissioner of Insurance, or his or her
pletion of a building, plumbing, mechanical, electrical, fire designee, shall provide a written statement of the decision set-
protection or gas system, or portion thereof, a certificate of ting forth the facts found, the decision reached and the reasons
compliance shall be issued. The certificate of compliance for the decision. In the event of dissatisfaction with the deci-
represents that a structure or system is complete and for cer- sion' the person affected shall have the option of appealing as
tain types of permits is permission granted for connection to set forth in Section 203.1.2.
a utility system. The certificate of compliance shall not be
construed to grant authority to occupy a building. (General Statutes 153A-361 and 160A-421)

(General Statutes 153A-363 and 160A-423) 204.11 Floor loads and occupant loads.
204.8.3 Temporary/partial occupancy. A temporary/par- 204.11.1 Occupancy. No building shall be occupied for any
tial certificate of compliance may be issued permitting purpose that will cause the floors to be loaded beyond their
occupancy for a stated period for specific portions of a safe capacity. It shall be the responsibility of the owner or
building or service system that the inspector finds safe for occupant of any building, where excessive floor loading is
occupancy prior to final completion of the entire building or likely to occur, to employ a design professional in comput-
system. ing the safe load capacity. The computations shall be filed as
a permanent record of the inspection department. The
(General Statutes 153A-363 and 160A-423) inspection department may permit occupancy of a building
204.8.4 Issuing certificate of occupancy. Upon satisfac- when the department is satisfied that the capacity will not be
tory completion of a building and after the final inspection, exceeded.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 13


ADMINISTRATIVE POLICIES

204.11.2 Occupant load posted. When required by the SECTION 205


code enforcement official, signs stating the occupant load OTHER AGENCIES
determined in accordance with occupant load specified in
www.ncgov.com
the technical codes shall be posted by the owner of the build-
(Click on NC Agencies)
ing in each assembly room, auditorium or room used for a
similar purpose where fixed seats are not installed. The seat- 205.1 Administration by the North Carolina Department of
ing capacity shall be determined in accordance with the Labor.
technical codes and signs posted at locations approved by
the code enforcement official. It shall be unlawful to remove 205.1.1 Commissioner of Labor. The Commissioner of
or deface such notice or to permit more than this legal num- Labor shall have general supervision over the Elevator and
ber of people within such space. The signs shall read as fol- Amusement Device Division and the Boiler Pressure Vessel
lows: Division.
[General Statute 143-139(c)]
"Occupancy by more than persons is 205.1.2 Elevator and amusement device division. The
dangerous and unlawful. Elevator and Amusement Device Division shall enforce the
provisions of the North Carolina State Building Code that
_ _ _ _ _ _ _ _ _ _ _ _, CEO" pertain to the operation of:
1. Elevators;
204.12 Violations. Any person, firm, corporation or agent who 2. Dumbwaiters;
violates a provision of this code or the technical codes shall be 3. Escalators;
guilty of a Class 3 misdemeanor. Each person shall be consid-
ered guilty of a separate offense for each and every portion 4. Moving walks;
thereof during which any violation is committed or continued, 5. Personnel hoists;
for a period of 30 days. Upon conviction of any such violation
6. Chair and wheelchair lifts;
the person shall be liable to a fine not to exceed $50.00 for each
offense. Any violation incurred more than 1 year after another 7. Manlifts;
conviction for violation of the occupancy limits shall be treated
8. Special equipment; and
as a first offense for the purposes of establishing and imposing
penalties. 9. Amusement devices.
[General Statute 143-138(h)] Exceptions:
204.13 Remedies. 1. Devices and equipment located and operated
204.13.1 General. In case any building or structure is con- within a single-family residence.
structed or its purpose altered so that it becomes in violation 2. Equipment constructed, installed and used
of the technical codes, or if the occupancy limits established exclusively for the movement of materials.
are exceeded, the code enforcement official may institute
3. Mining equipment covered by either the Fed-
any appropriate action or proceedings, including civil reme-
eral Mine Safety and Health Act or the Mine
dies, to:
Safety and Health Act of North Carolina.
1. Prevent the unlawful erection, construction or recon-
struction or alteration of purpose, or overcrowding; [General Statute 143-139(d)]

2. Restrain, correct or abate the violation; or 205.1.3 Boiler and pressure vessel division. The Boiler
and Pressure Vessel Division shall enforce the provisions of
3. Prevent the occupancy or use of the building, struc-
Chapter 95 of the General Statutes which pertain to boilers
ture or land until the violation is corrected.
and pressure vessels. The Boiler and Pressure Vessel Divi-
204.13.2 Fire prevention. Refer to the North Carolina Fire sion shall not regulate hot water supply boilers equipped
Prevention Code for summary abatement requirements for with ASME Code and National Board certified safety relief
fire prevention code violations and penalties. valves, which are fired with oil, gas, or electricity or hot
water supply tanks heated by any indirect means which do
204.14 Code enforcement official not fulfilling responsibili-
not exceed any of the following limitations:
ties. When the code enforcement official does not fulfill his
responsibilities as specified in Section 204.13, the Commis- 1. Heat input of 200,000 Btu/hr;
sioner of Insurance or his or her designee may institute any
2. Water temperature of 200°F (93°C);
appropriate actions or proceedings available.
3. Nominal water capacity of 120 gallons (454 L).
(General Statutes 14-230, 14-231, 14-232, 153A-356 and
l60A-41) [General Statutes 95-69.10(c), 143-139(c)]

14 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


CHAPTER 3

REPRINT OF THE GENERAL STATUTES PERTAINING TO THE


ENFORCEMENT OF THE NORTH CAROLINA STATE BUILDING CODE

The North Carolina State Building Codes do not include all addi- § 1-539.2. Dismantling portion of building.
tional requirements for buildings and structures that may be When one person owns a portion of a building and another or
imposed by other State agencies, occupational licensing boards other persons own the remainder of said building, neither of
and commissions. It shall be the responsibility of a permit said owners shall dismantle his portion of said building without
holder, design professional, contractor or occupational license making secure the portions of said building belonging to other
holder to determine whether any additional requirements exist. persons. Any person violating the provisions of this section
The current language of the General Statutes may be viewed at shall be responsible in damages to the owners of other portions
www.ncleg.net. of such building.
The following list, while extensive, may not include all applica- § 14-68. Failure of owner of property to comply with orders
ble General Statutes. of public authorities.
1-539.2 Dismantling portion of building If the owner or occupant of any building or premises shall fail
14-68 Failure of owner of property to comply with to comply with the duly authorized orders of the chief of the
orders of public authorities fire department, or of the Commissioner of Insurance, or of any
municipal or county inspector of buildings or of particular fea-
14-228-232 Misconduct in public office
tures, facilities, or installations of buildings, he shall be guilty
14-414 Pyrotechnics defined; exceptions of a Class 3 misdemeanor, and punished only by a fine of not
15-27.2 Administrative search and inspection warrants less than ten ($10.00) nor more than fifty dollars ($50.00) for
each day's neglect, failure, or refusal to obey such orders.
58-2-95 Commissioner to supervise local inspectors
58-31-40 Commissioner to inspect state property; plans
submitted Misconduct in Public Office
58-79-20 Inspection of premises; dangerous material re-
moved § 14-228. Buying and selling offices.

66-23-27 Electrical materials, devices, appliances and If any person shall bargain away or sell an office or deputation
equipment of an office, or any part or parcel thereof, or shall take money,
reward or other profit, directly or indirectly, or shall take any
83A-1-13 Architects promise, covenant, bond or assurance for money, reward or
87-1-15 General contractors other profit, for an office or the deputation of an office, or any
87-21 Plumbing, heating and fire sprinkler contractor part thereof, which office, or any part thereof, shall touch or
concern the administration or execution of justice, or the
87-43 Electrical contractors receipt, collection, control or disbursement of the public reve-
87-57-58 Refrigeration contractors nue, or shall concern or touch any clerkship in any court of
record wherein justice is administered; or if any person shall
89C-3-23 Engineers
give or pay money, reward or other profit, or shall make any
95-69 Uniform boiler and pressure vessel act promise, agreement, bond or assurance for any of such offices,
105-130-151 Accessibility tax credit or for the deputation of any of them, or for any part of them, the
person so offending in any of the cases aforesaid shall be guilty
115C-525 Public schools of a Class I felony.
119 Article 5 Liquefied petroleum gases
§ 14-229. Acting as officer before qualifying as such.
130A-336-339 Wastewater system construction
If any officer shall enter on the duties of his office before he
133-1-4 Public works executes and delivers to the authority entitled to receive the
143-135.1 Inspection of state owned buildings same the bonds required by law, and qualifies by taking and
subscribing and filing in the proper office the oath of office pre-
143-136-143 Building Code Council and Building Code scribed, he shall be guilty of a Class 1 misdemeanor and shall
143-151.8-21 Code officials qualification board be ejected from his office.
143-151.42 Prohibition of master meters for electric and § 14-230. Willfully failing to discharge duties.
natural gas service
If any clerk of any court of record, sheriff, magistrate, county
143-151.43-64 North Carolina home inspector board commissioner, county surveyor, coroner, treasurer, or official
150B-18-21 Administrative Procedures Act of any of the State institutions, or of any county, city or town,
shall willfully omit, neglect or refuse to discharge any of the
153A-97-375 Counties duties of his office, for default whereof it is not elsewhere pro-
160A-167-438 Cities vided that he shall be indicted, he shall be guilty of a Class 1

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 15


REPRINT OF THE GENERAL STATUTES

misdemeanor. If it shall be proved that such officer, after his b. A string popper, which is a small tube containing
qualification, willfully and corruptly omitted, neglected or not in excess of 16 milligrams of explosive mix-
refused to discharge any of the duties of his office, or willfully ture with string protruding from both ends. The
and corruptly violated his oath of office according to the true strings are pulled to ignite the friction-sensitive
intent and meaning thereof, such officer shall be guilty of mis- mixture, producing a small report.
behavior in office, and shall be punished by removal therefrom
c. A snapper or drop pop, which is a small,
under the sentence of the court as a part of the punishment for
paper-wrapped item containing no more than 16
the offense.
milligrams of explosive mixture coated on small
§ 14-231. Failing to make reports and discharge other bits of sand. When dropped, the device produces a
duties. small report.
If any State or county officer shall fail, neglect or refuse to 5. Wire sparklers consisting of wire or stick coated with
make, file or publish any report, statement or other paper, or to nonexplosive pyrotechnic mixture that produces a
deliver to his successor all books and other property belonging shower of sparks upon ignition. These items must not
to his office, or to pay over or deliver to the proper person all exceed 100 grams of mixture per item.
moneys which come into his hands by virtue or color of his
6. Other sparkling devices which emit showers of sparks
office, or to discharge any duty devolving upon him by virtue of
and sometimes a whistling or crackling effect when
his office and required of him by law, he shall be guilty of a
burning, do not detonate or explode, do not spin, are
Class 1 misdemeanor.
hand-held or ground-based, cannot propel themselves
§ 14-232. Swearing falsely to official reports. through the air, and contain not more than 75 grams of
chemical compound per tube, or not more than a total of
If any clerk, sheriff, register of deeds, county commissioner,
200 grams if multiple tubes are used.
county treasurer, magistrate or other county officer shall will-
fully swear falsely to any report or statement required by law to
be made or filed, concerning or touching the county, State or
school revenue, he shall be guilty of a Class 1 misdemeanor. Administrative Search and Inspection Warrants

§ 15-27.2. Warrants to conduct inspections authorized by


Sale of Pyrotechnics law.

§ 14-414. Pyrotechnics defined; exceptions. (a) Notwithstanding the provisions of Article 11 of Chap-
ter 15A, any official or employee of the State or of a
For the proper construction of the provisions of this Article, unit of county or local government of North Carolina
"pyrotechnics," as is herein used, shall be deemed to be and may, under the conditions specified in this section,
include any and all kinds of fireworks and explosives, which obtain a warrant authorizing him to conduct a search or
are used for exhibitions or amusement purposes: provided, inspection of property if such a search or inspection is
however, that nothing herein contained shall prevent the manu- one that is elsewhere authorized by law, either with or
facture, purchase, sale, transportation, and use of explosives or without the consent of the person whose privacy would
signaling flares used in the course of ordinary business or be thereby invaded, and is one for which such a warrant
industry, or shells or cartridges used as ammunition in fire- is constitutionally required.
arms. This Article shall not apply to the sale, use, or possession
of the following: (b) The warrant may be issued by any magistrate of the
general court of justice, judge, clerk, or assistant or
1. Explosive caps designed to be fired in toy pistols, pro- deputy clerk of any court of record whose territorial
vided that the explosive mixture of the explosive caps jurisdiction encompasses the property to be inspected.
shall not exceed twenty-five hundredths (.25) of a gram
for each cap. (c) The issuing officer shall issue the warrant when he is
satisfied the following conditions are met:
2. Snake and glow worms composed of pressed pellets of a
pyrotechnic mixture that produce a large, snake-like ash 1. The one seeking the warrant must establish under
when burning. oath or affirmation that the property to be searched
or inspected is to be searched or inspected as part
3. Smoke devices consisting of a tube or sphere containing of a legally authorized program of inspection
a pyrotechnic mixture that produces white or colored which naturally includes that property, or that
smoke. there is probable cause for believing that there is a
4. Trick noisemakers which produce a small report condition, object, activity or circumstance which
designed to surprise the user and which include: legally justifies such a search or inspection of that
property;
a. A party popper, which is a small plastic or paper
item containing not in excess of 16 milligrams of 2. An affidavit indicating the basis for the establish-
explosive mixture. A string protruding from the ment of one of the grounds described in (1) above
device is pulled to ignite the device, expelling must be signed under oath or affirmation by the
paper streamers and producing a small report. affiant;

16 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


REPRINT OF THE GENERAL STATUTES

3. The issuing official must examine the affiant Commissioner of Insurance


under oath or affirmation to verify the accuracy of
the matters indicated by the statement in the affi- § 58-2-95. Commissioner to supervise local inspectors.
davit;
The Commissioner shall exercise general supervision over
(d) The warrant shall be validly issued only if it meets the local investigators of fires and fire prevention inspectors.
following requirements: Whenever the Commissioner has reason to believe that the
1. Except as provided in subsection (e), it must be local inspectors are not doing their duty, he or his deputy shall
signed by the issuing official and must bear the make special trips of inspection and take proper steps to have
date and hour of its issuance above his signature all the provisions of the law relative to the investigation of fires
with a notation that the warrant is valid for only 24 and the prevention of fire waste enforced.
hours following its issuance; § 58-31-40. Commissioner to inspect State property; plans
2. It must describe, either directly or by reference to submitted.
the affidavit, the property where the search or
(a) The Commissioner shall, at least once every year or
inspection is to occur and be accurate enough in
more often if the Commissioner considers it necessary,
description so that the executor of the warrant and
visit, inspect, and thoroughly examine every State
the owner or the possessor of the property can rea-
property to analyze and determine its protection from
sonably determine from it what person or property
fire, including the property's occupants or contents.
the warrant authorizes an inspection of;
The Commissioner shall notify the agency or official in
3. It must indicate the conditions, objects, activities charge of the property of any defect noted by the Com-
or circumstances which the inspection is intended missioner or any improvement considered by the Com-
to check or reveal; missioner to be necessary.
4. It must be attached to the affidavit required to be (b) No agency or other person authorized or directed by
made in order to obtain the warrant. law to select a plan and erect a building for the use of
the State or any State institution shall receive and
(e) Any warrant issued under this section for a search or
approve of the plan until it is submitted to and approved
inspection shall be valid for only 24 hours after its issu-
by the Commissioner as to the safety of the proposed
ance, must be personally served upon the owner or pos-
building from fire, including the property's occupants
sessor of the property between the hours of 8:00 A.M.
or contents. No agency or person authorized or directed
and 8:00 P.M. and must be returned within 48 hours. If
by law to select a plan or erect a building comprising
the warrant, however, was procured pursuant to an
20,000 square feet or more for the use of any county,
investigation authorized by G.S. 58-79-1, the warrant
city, or school district shall receive and approve of the
may be executed at any hour, is valid for 48 hours after
plan until it is submitted to and approved by the Com-
its issuance, and must be returned without unnecessary
missioner as to the safety of the proposed building from
delay after its execution or after the expiration of the 48
fire, including the property's occupants or contents.
hour period if it is not executed. If the owner or pos-
sessor of the property is not present on the property at (c) The Commissioner shall review a plan subject to sub-
the time of the search or inspection and reasonable section (b) of this section within 30 days of submission,
efforts to locate the owner or possessor have been made provided that the Commissioner may require one addi-
and have failed, the warrant or a copy thereof may be tional 30-day extension if necessary to complete the
affixed to the property and shall have the same effect as review. If the Commissioner has neither approved nor
if served personally upon the owner or possessor. denied the plan during the initial30-day review period,
the owner may proceed with the building site prepara-
(f) No facts discovered or evidence obtained in a search or tion, the building foundation, and any structural com-
inspection conducted under authority of a warrant ponents of the building that are not subject to
issued under this section shall be competent as evi- inspection for the purposes set forth in subsection (b) of
dence in any civil, criminal or administrative action, this section. If the Commissioner has neither approved
nor considered in imposing any civil, criminal, or nor denied the plan within 60 days of submission, the
administrative sanction against any person, nor as a owner may request review and final approval under
basis for further seeking to obtain any warrant, if the subsection (b) of this section by the Department of
warrant is invalid or if what is discovered or obtained is Administration, State Construction Office, pursuant to
not a condition, object, activity or circumstance which rules adopted under G.S. 143-135.26.
it was the legal purpose of the search or inspection to
discover; but this shall not prevent any such facts or § 58-79-20. Inspection of premises; dangerous material
evidence to be so used when the warrant issued is not removed.
constitutionally required in those circumstances.
The Commissioner of Insurance, or the chief of fire department
(g) The warrants authorized under this section shall not be or chief of police where there is no chief of fire department, or
regarded as search warrants for the purposes of applica- the city or county building inspector, electrical inspector, heat-
tion of Article 11 of Chapter 15A of the General Stat- ing inspector, or fire prevention inspector has the right at all
utes of North Carolina. reasonable hours, for the purpose of examination, to enter into

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 17


REPRINT OF THE GENERAL STATUTES

and upon all buildings and premises in their jurisdiction. When oratories. The Commissioner may assign his authority to
any of such officers find in any building or upon any premises implement the procedures for specific materials, devices,
overcrowding in violation of occupancy limits established pur- appliances, or equipment to other agencies or bodies when they
suant to the North Carolina State Building Code, combustible would be uniquely qualified to implement those procedures.
material or inflammable conditions dangerous to the safety of In the event that the Commissioner determines that electrical
such building or premises they shall order the same to be materials, devices, appliances, or equipment in question cannot
removed or remedied, and this order shall be forthwith com- be adequately evaluated through the use of approved national
plied with by the owner or occupant of such buildings or pre- standards or by approved qualified testing laboratories, the
mises. The owner or occupant may, within twenty-four hours, Engineering Division of the Department of Insurance shall
appeal to the Commissioner of Insurance from the order, and specify any alternative evaluations which safety requires.
the cause of the complaint shall be at once investigated by his
direction, and unless by his authority the order of the officer The Engineering Division of the Department of Insurance
above named is revoked it remains in force and must be forth- shall keep in file, where practical, copies of all approved
with complied with by the owner or occupant. The Commis- national standards and resumes of approved qualified testing
sioner of Insurance, fire chief, or building inspector, electrical laboratories.
inspector, heating inspector, or fire prevention inspector shall § 66-26. Legal responsibility of proper installations unaf-
make an immediate investigation as to the presence of combus- fected.
tible material or the existence of inflammable conditions in any
building or upon any premises under their jurisdiction upon This Article shall not be construed to relieve from or to lessen
complaint of any person having an interest in such building or the responsibility or liability of any party owning, operating,
premises or property adjacent thereto. The Commissioner may, controlling or installing any electrical materials, devices, appli-
in person or by deputy, visit any municipality or county and ances or equipment for damages to persons or property caused
make such inspections alone or in company with the local offi- by any defect therein, nor shall the electrical inspector, the
cer. The Commissioner shall submit annually, as early as con- Commissioner, or agents of the Commissioner be held as
sistent with full and accurate preparation, and not later than the assuming any such liability by reason of the approval of any
first day of June, a detailed report of his official action under material, device, appliance or equipment authorized herein.
this Article, and it shall be embodied in his report to the General § 66-27. Violation made misdemeanor.
Assembly.
Any person, firm or corporation who shall violate any of the
provisions of this Article shall be guilty of a Class 2 misde-
meanor.
Electrical Materials, Devices, Appliances and Equipment
§ 66-27.01. Enforcement.
§ 66-23. Sale of electrical goods regulated. The Commissioner or his designee or the electrical inspector of
any State or local governing agency may initiate any appropri-
Every person, firm or corporation before selling, offering for
ate action or proceedings to prevent, restrain, or correct any
sale, assigning, or disposing of by gift as premiums or in any
violation of this Article. The Commissioner or his designee,
similar manner any electrical material, devices, appliances or
upon showing proper credentials and in discharge of his duties
equipment shall first determine if such electrical materials,
pursuant to this Article may, at reasonable times and without
devices, appliances and equipment comply with the provision
advance notice, enter and inspect any facility within the State in
of this Article.
which there is reasonable cause to suspect that electrical mate-
§ 66-24. Identification marks required. rials, devices, appliances, or equipment not in conformance
with the requirements of this Article are being sold, offered for
All electrical materials, devices, appliances and equipment
sale, assigned, or disposed of by gift, as premiums, or in any
shall have the maker's name, trademark, or other identification
other similar manner.
symbol placed thereon, together with such other markings giv-
ing voltage, current, wattage, or other appropriate ratings as
may be necessary to determine the character of the material, Safety Features of Hot Water Heaters
device, appliance or equipment and the use for which it is
intended; and it shall be unlawful for any person, firm or corpo-
§ 66-27.1. Certain automatic hot water tanks or heaters to
ration to remove, alter, change or deface the maker's name,
trademark or other identification symbol. have approved relief valves; installation or sale of unap-
proved relief valves forbidden.
§ 66-25. Acceptable listings as to safety of goods.
(a) No individual, firm, corporation or business shall
All electrical materials, devices, appliances, and equipment install, sell or offer for sale any automatic hot water
shall be evaluated for safety and suitability for intended use. tank or heater of 120-gallon capacity or less, except for
This evaluation shall be conducted in accordance with nation- a tankless water heater, which does not have installed
ally recognized standards and shall be conducted by a qualified thereon by the manufacturer of the tank or heater an
testing laboratory. The Commissioner of Insurance, through American Society of Mechanical Engineers and
the Engineering Division of the Department of Insurance, shall National Board of Boiler and Pressure Vessel Inspec-
implement the procedures necessary to approve suitable tors approved type pressure-temperature relief valve
national standards and to approve suitable qualified testing lab- set at or below the safe working pressure of the tank as

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indicated, and so labeled by the manufacturer's identi- tion named in the certificate as meeting the requirements
fication stamped or cast upon the tank or heater or upon for the corporate practice of architecture.
a plate secured to it. 4. "Corporate practice of architecture" means "practice" as
(b) No individual, firm, corporation or business shall defined in G.S. 83A-1(7) by a corporation which is orga-
install, sell, or offer for sale any relief valve, whether it nized or domesticated in this State, and which holds a
be pressure type, temperature type or pressure-temper- current "corporate certificate" from this Board.
ature type, which does not carry the stamp of approval
5. "Good moral character" means such character as tends to
of the American Society of Mechanical Engineers and
assure the faithful discharge of the fiduciary duties of an
the National Board of Boiler and Pressure Vessel
architect to his client. Evidence of lack of such character
Inspectors.
shall include the willful commission of an offense justi-
§ 66-27.2. Certain hot water supply storage tank or heater fying discipline under this Chapter, the practice of archi-
baffles, heat traps, etc., to be tested before installation or tecture in violation of this Chapter, or of the laws of
sale. another jurisdiction, or the conviction of a felony.
(a) No individual, firm, corporation or business shall 6. "License" means a certificate of registration issued by
install, sell or offer for sale any hot water supply storage the Board recognizing the individual named in the certif-
tanks or heaters of 120-gallon capacity or less which icate as meeting the requirements for registration under
utilize dip tubes, supply and hot water nipples, supply this Chapter.
water baffles or heat traps that have not been tested to 7. "Practice of architecture" means performing or offering
0
withstand a temperature of 400 P without deteriorating to perform or holding oneself out as legally qualified to
in any manner, and such tank or heater so labeled by the perform professional services in connection with the
manufacturer. design, construction, enlargement or alteration of build-
(b) No individual, firm, corporation or business shall ings, including consultations, investigations, evalua-
install, sell, or offer for sale any water baffles or heat tions, preliminary studies, the preparation of plans,
traps, which are not constructed and tested to withstand specifications and contract documents, administration of
0
a temperature of 400 P without deterioration in any construction contracts and related services or combina-
manner and such baffles or heat traps to be so labeled tion of services in connection with the design and con-
by the manufacturer. struction of buildings, regardless of whether these
§ 66-27.3. Violation of Article made misdemeanor. services are performed in person or as the directing head
of an office or organization.
Violation of any provision of this Article is hereby made a
Class 1 misdemeanor. § 83A-12. Prohibited practice.

§ 66-27.4. Local regulation of hot water heater safety fea- The purpose of the Chapter is to safeguard life, health and
tures. property. It shall be unlawful for any individual, firm or corpo-
ration to practice or offer to practice architecture in this State as
Nothing in this Article shall be interpreted as relieving any defined in this Chapter, or to use the title "Architect" or any
individual, firm, corporation or business from complying with form thereof, except as provided in Chapter 89A for Land-
additional protective regulations relating to the safety features scape Architects, or to display or use any words, letters, fig-
of hot water heaters as may be prescribed by local law, county ures, titles, sign, card, advertisement, or other device to
or municipal charter or ordinance; provided, however, that no indicate that such individual or firm practices or offers to prac-
local law, county or municipal charter or ordinance shall fix or tice architecture as herein defined or is an architect or architec-
govern the temperature or pressure settings of a pressure-tem- tural firm qualified to perform architectural work, unless such
perature relief valve on an automatic hot water tank or heater person holds a current individual or corporate certificate of
covered by this Article if there is installed on such tank or admission to practice architecture under the provisions of this
heater a pressure-temperature relief valve having settings in Chapter.
compliance with the North Carolina Building Code.
§ 83A-13. Exemptions.
(a) Nothing in this Chapter shall be construed to prevent
Architects the practice of general contracting under the provisions
of Article 1 of Chapter 87, or the practice by any person
§ 83A-l. Definitions. who is qualified under law as a "registered professional
When used in this Chapter, unless the context otherwise engineer" of such architectural work as is incidental to
requires: engineering projects or utilities, or the practice of any
other profession under the applicable licensure provi-
1. "Architect" means a person who is duly licensed to prac- sions of the General Statutes.
tice architecture.
(b) Nothing in this Chapter shall be construed to prevent a
2. "Board" means the North Carolina Board of Architec- duly licensed general contractor, professional engineer
ture. or architect, acting individually or in combination
3. "Corporate certificate" means a certificate of corporate thereof, from participating in a "Design/Build" under-
registration issued by the Board recognizing the corpora- taking including the preparation of plans and/or speci-

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 19


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fications and entering individual or collective (d) Nothing in this Chapter shall be construed to prevent
agreements with the owner in order to meet the owner's any individual from making plans or data for buildings
requirements for predetermined costs and unified con- for himself.
trol in the design and construction of a project, and for (e) Plans and specifications prepared by persons or corpo-
the method of compensation for the design and con- rations under these exemptions shall bear the signature
struction services rendered; provided, however, that and address of such person or corporate officer.
nothing herein shall be construed so as to allow the per-
formance of any such services or any division thereof
by one who is not duly licensed to perform such service General Contractors
or services in accordance with applicable licensure pro-
visions of the General Statutes; provided further, that
§ 87-1. "General contractor" defined; exceptions.
full disclosure is made in writing to the owner as to the
duties and responsibilities of each of the participating For the purpose of this Article any person or firm or corporation
parties in such agreements; and, provided further, noth- who for a fixed price, commission, fee, or wage, undertakes to
ing in this Chapter shall prevent the administration by bid upon or to construct or who undertakes to superintend or
any of the said licensees of construction contracts and manage, on his own behalf or for any person, firm, or corpora-
related services or combination of services in connec- tion that is not licensed as a general contractor pursuant to this
tion with the construction of buildings. Article, the construction of any building, highway, public utili-
ties, grading or any improvement or structure where the cost of
(c) Nothing in this Chapter shall be construed to require an the undertaking is thirty thousand dollars ($30,000) or more, or
architectural license for the preparation, sale, or fur- undertakes to erect a North Carolina labeled manufactured
nishing of plans, specifications and related data, or for modular building meeting the North Carolina State Building
the supervision of construction pursuant thereto, where Code, shall be deemed to be a "general contractor" engaged in
the building, buildings, or project involved is in one of the business of general contracting in the State of North
the following categories: Carolina.
1. A family residence, up to eight units attached with This section shall not apply to persons or firms or corpora-
grade level exit, which is not a part of or physically tions furnishing or erecting industrial equipment, power plant
connected with any other buildings or residential equipment, radial brick chimneys, and monuments.
units; This section shall not apply to any person or firm or corpora-
tion who constructs or alters a building on land owned by that
2. A building upon any farm for the use of any person, firm or corporation provided such building is intended
farmer, unless the building is of such nature and solely for occupancy by that person and his family, firm, or cor-
intended for such use as to substantially involve poration after completion; and provided further that, if such
the health or safety of the public; building is not occupied solely by such person and his family,
3. An institutional or commercial building if it does firm, or corporation for at least 12 months following comple-
not have a total value exceeding ninety thousand tion, it shall be presumed that the person, firm, or corporation
dollars ($90,000); did not intend such building solely for occupancy by that per-
son and his family, firm, or corporation.
4. An institutional or commercial building if the total
This section shall not apply to any person engaged in the
building area does not exceed 2,500 square feet in
business of farming who constructs or alters a building on land
gross floor area;
owned by that person and used in the business of farming, when
5. Alteration, remodeling, or renovation of an exist- such building is intended for use by that person after comple-
ing building that is exempt under this section, or tion.
alteration, remodeling, or renovation of an exist- § 87-14. Regulations as to issue of building permits.
ing building or building site that does not alter or
affect the structural system of the building; change Any person, firm or corporation, upon making application to
the building's access or exit pattern; or change the the building inspector or such other authority of any incorpo-
live or dead load on the building's structural sys- rated city, town or county in North Carolina charged with the
tem. This subdivision shall not limit or change any duty of issuing building or other permits for the construction of
other exemptions to this Chapter or to the practice any building, highway, sewer, grading or any improvement or
of engineering under Chapter 89C of the General structure where the cost thereof is to be thirty thousand dollars
Statutes. ($30,000) or more, shall, before he be entitled to the issuance of
such permit, furnish satisfactory proof to such inspector or
6. The preparation and use of details and shop draw- authority that he or another person contracting to superintend
ings, assembly or erection drawings, or graphic or manage the construction is duly licensed under the terms of
descriptions utilized to detail or illustrate a portion this Article to carry out or superintend the same, and that he has
of the work required to construct the project in paid the license tax required by the Revenue Act of the State of
accordance with the plans and specifications pre- North Carolina then in force so as to be qualified to bid upon or
pared or to be prepared under the requirements or contract for the work for which the permit has been applied,
exemptions of this Chapter. and that he has in effect Workers' Compensation insurance as

20 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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required by Chapter 97 of the General Statutes; and it shall be ing, which requires the use of high or low pressure
unlawful for such building inspector or other authority to issue steam, vapor or hot water, including all piping,
or allow the issuance of such building permit unless and until ducts, and mechanical equipment appurtenant
the applicant has furnished evidence that he is either exempt thereto, within, adjacent to or connected with a
from the provisions of this Article or is duly licensed under this building, for comfort heating.
Article to carry out or superintend the work for which permit
has been applied; and further, that the applicant has paid the 3. The phrase "heating, group number two" means an
license tax required by the State Revenue Act then in force so as integral system for heating or cooling a building
to be qualified to bid upon or contract for the work covered by consisting of an assemblage of interacting compo-
the permit; and further, that the applicant has in effect Workers' nents producing conditioned air to raise or lower the
Compensation insurance as required by Chapter 97 of the Gen- temperature, and having a mechanical refrigeration
eral Statutes. Any building inspector or other such authority capacity in excess of 15 tons, and which circulates
who is subject to and violates the terms of this section shall be air. Systems installed in single-family residences
guilty of a Class 3 misdemeanor and subject only to a fine of not are included under heating group number three,
more than fifty dollars ($50.00). regardless of size. Holders of a heating group num-
ber three license who have heretofore installed sys-
§ 87-15.6. Homeowners Recovery Fund. tems classified as heating group number two
(a) The Homeowners Recovery Fund is established as a systems may nevertheless service, replace, or make
special account of the Board. The Board shall adminis- alterations to those installed systems until June 30,
ter the Fund. The purpose of the Fund is to reimburse 2004.
homeowners who have suffered a reimbursable loss in 4. The phrase "heating, group number three" shall be
constructing or altering a single-family residential deemed and held to be a direct heating or cooling
dwelling unit. system of a building that raises or lowers the temper-
(b) Whenever a general contractor applies for the issuance ature of the space within the building for the purpose
of a permit for the construction of any single-family of comfort in which electric heating elements or
residential dwelling unit or for the alteration of an exist- products of combustion exchange heat either
ing single-family residential dwelling unit, a city or directly with the building supply air or indirectly
county building inspector shall collect from the general through a heat exchanger using an air distribution
contractor a fee in the amount of ten dollars ($10.00) system of ducts and having a mechanical refrigera-
for each dwelling unit to be constructed or altered under tion capacity of 15 tons or less. A heating system
the permit. The city or county inspector shall forward requiring air distribution ducts and supplied by
nine dollars ($9.00) of each fee collected to the Board ground water or utilizing a coil supplied by water
on a quarterly basis and the city or county may retain from a domestic hot water heater not exceeding
one dollar ($1.00) of each fee collected. The Board 150°F requires either plumbing or heating group
shall deposit the fees received into the Fund. The Board number one license to extend piping from valved
may accept donations and appropriations to the Fund. connections in the domestic hot water system to the
G.S. 87-7 shall not apply to the Fund. heating coil and requires either heating group num-
ber one or heating group number three license for
The Board may suspend collection of this fee for any
installation of coil, duct work, controls, drains and
year upon a determination that the amount in the Fund
related appurtenances.
is sufficient to meet likely disbursements from the Fund
for that year. The Board shall notify city and county 5. Any person, firm or corporation, who for a valuable
building inspectors when it suspends collection of the consideration, (i) installs, alters or restores, or offers
fee. to install, alter or restore, either plumbing, heating
group number one, or heating group number two, or
(c) The Board may adopt rules to implement this Article.
heating group number three, or (ii) lays out, fabri-
cates, installs, alters or restores, or offers to layout,
fabricate, install, alter or restore fire sprinklers, or
Plumbing, Heating and Fire Sprinkler Contractor
any combination thereof, as defined in this Article,
shall be deemed and held to be engaged in the busi-
§ 87-21. Definitions; contractors licensed by Board; exami- ness of plumbing, heating, or fire sprinkler contract-
nation; posting license, etc. ing; provided, however, that nothing herein shall be
(a) Definitions. For the purpose of this Article: deemed to restrict the practice of qualified regis-
tered professional engineers. Any person who
1. The word "plumbing" is hereby defined to be the installs a plumbing, heating, or fire sprinkler system
system of pipes, fixtures, apparatus and appurte- on property which at the time of installation was
nances, installed upon the premises, or in a building, intended for sale or to be used primarily for rental is
to supply water thereto and to convey sewage or deemed to be engaged in the business of plumbing,
other waste therefrom. heating, or fire sprinkler contracting without regard
2. The phrase "heating, group number one" shall be to receipt of consideration, unless exempted else-
deemed and held to be the heating system of a build- where in this Article.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 21


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6. The word "contractor" is hereby defined to be a per- The Board may also establish additional
son, firm or corporation engaged in the business of restricted classifications to provide for: (i) the
plumbing, heating, or fire sprinkler contracting. licensing of any person, partnership, firm, or cor-
poration desiring to engage in a specific phase of
7. The word "heating" shall be deemed and held to
heating, plumbing, or fire sprinkling contracting;
mean heating group number one, heating group
(ii) the licensing of any person, partnership, firm,
number two, heating group number three, or any
or corporation desiring to engage in a specific
combination thereof.
phase of heating, plumbing, or fire sprinkling con-
8. Repealed by Session Laws 1997-298, s. 1. tracting that is an incidental part of their primary
9. The word "Board" means the State Board of Exam- business, which is a lawful business other than
iners of Plumbing, Heating, and Fire Sprinkler Con- heating, plumbing, or fire sprinkling contracting;
tractors. or (iii) the licensing of persons desiring to engage
in contracting and installing fuel piping from an
10. The word "experience" means actual and practical approved fuel source on the premises to a point
work directly related to the category of plumbing, inside the residence.
heating group number one, heating group number
two, heating group number three, or fire sprinkler 3. The Board shall prescribe the standard of compe-
contracting, and includes related work for which a tence, experience and efficiency to be required of
license is not required. an applicant for license of each class, and shall
11. The phrase "fire sprinkler" means an automatic or give an examination designed to ascertain the tech-
manual sprinkler system designed to protect the nical and practical knowledge of the applicant con-
interior or exterior of a building or structure from cerning the analysis of plans and specifications,
fire, and where the primary extinguishing agent is estimating costs, fundamentals of installation and
water. These systems include wet pipe and dry pipe design, codes, fire hazards, and related subj ects as
systems, preaction systems, water spray systems, these subjects pertain to plumbing, heating, or fire
foam water sprinkler systems, foam water spray sprinkler systems. The examination for a fire
systems, nonfreeze systems, and circulating sprinkler contractor's license shall include such
closed-loop systems. These systems also include materials as would test the competency of the
the overhead piping, combination standpipes, applicant and which may include the minimum
inside hose connections, thermal systems used in requirements of certification for Level III, subfield
connection with the sprinklers, tanks, and pumps of Automatic Sprinkler System Layout, National
connected to the sprinklers, and controlling valves Institute for Certification of Engineering Technol-
and devices for actuating an alarm when the system ogies (NICET). As a result of the examination, the
is in operation. This subsection shall not apply to Board shall issue a certificate of license of the
owners of property who are building or improving appropriate class in plumbing, heating, or fire
farm outbuildings. This subsection shall not sprinkler contracting, and a license shall be
include water and standpipe systems having no obtained, in accordance with the provisions of this
connection with a fire sprinkler system. Nothing Article, before any person, firm or corporation
herein shall prevent licensed plumbing contrac- shall engage in, or offer to engage in, the business
tors, utility contractors, or fire sprinkler contrac- of plumbing, heating, or fire sprinkler contracting,
tors from installing underground water supplies for or any combination thereof. The obtaining of a
fire sprinkler systems. license, as required by this Article, shall not of
itself authorize the practice of another profession
(b) Classes of Licenses; Eligibility and Examination of or trade for which a State qualification license is
Applicant; Necessity for License. required. Prior to taking the examination, the
1. In order to protect the public health, comfort and applicant may be required by the Board to estab-
safety, the Board shall establish two classes of lish that the applicant is at least 18 years of age and
licenses: Class I covering all plumbing, heating, is of good moral character. The Board may require
and fire sprinkler systems for all structures, and experience as a condition of examination, pro-
Class II covering plumbing and heating systems in vided that (i) the experience required may not
single-family detached residential dwellings. exceed 2 years, (ii) that up to one-half the experi-
ence may be in the form of academic or technical
2. The Board shall establish and issue a fuel piping courses of study, and (iii) that registration is not
license for use by persons who do not possess the required at the commencement of the period of
required Class I or Class II plumbing or heating experience.
license, but desire to engage in the contracting or
installing of fuel piping extending from an 4. Conditions of examination set by the Board shall
approved fuel source at or near the premises, be uniformly applied to each applicant within each
which piping is used or may be used to supply fuel license classification. It is the purpose and intent of
to any systems, equipment, or appliances located this section that the Board shall provide an exami -
inside the premises. nation for plumbing, heating group number one, or

22 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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heating group number two, or heating group num- pIpIng. Parts shall include a compressor, coil,
ber three, or each restricted classification, and may contactor, motor, or capacitor.
provide an examination for fire sprinkler contract-
ing or may accept a current certification of the (c 1) Exemption. The provisions of this Article shall not
National Institute for Certification in Engineering apply to a person who performs the on-site assembly of
Technologies for Fire Protection Engineering a factory designed drain line system for a manufactured
Technician, Level III, subfield of Automatic home, as defined in G.S. 143-143.9(6), if the person (i)
Sprinkler System Layout. is a licensed manufactured home retailer, a licensed
manufactured home set-up contractor, or a full-time
5. The Board is authorized to issue a certificate of employee of either, (ii) obtains an inspection by the
license limited to either plumbing or heating group local inspections department and (iii) performs the
number one, or heating group number two, or heat- assembly according to the State Plumbing Code.
ing group number three, or fire sprinkler contract-
(c2) Exemption. The provisions of this Article shall not
ing, or any combination thereof. The Board is also
apply to electric generating facilities that are subject to
authorized to issue a certificate of license limited
G.S. 62-110.1 or that provide power sold at wholesale
to one or more restricted classifications that are
that is regulated by the Federal Energy Regulatory
established pursuant to this section.
Commission.
6. Examinations shall be given at least twice each
(e) Posting License; License Number on Contracts, etc.
year, and additional examinations may be given as
The current license issued in accordance with the pro-
the Board deems wise and necessary. The exami-
visions of this Article shall be posted in the business
nation shall be conducted in two parts to include a
location of the licensee, and its number shall appear on
business and law portion and a technical portion.
all proposals or contracts and requests for permits
Requests for examination applications and infor-
issued by municipalities. The initial qualified licensee
mation shall be made available online without
on a license is the permanent possessor of the license
charge and supplied at no cost to the potential
number under which that license is issued, except that a
examinee. The Board may offer written examina-
licensee, or the licensee's legal agent, personal repre-
tions or administer examinations by computer
sentative, heirs or assigns, may designate in writing to
within 30 days after approving an application.
the Board a qualified licensee to whom the Board shall
Applicants shall be permitted to obtain the test
assign the license number upon the payment of a ten
score from each part of computerized examina-
dollar ($10.00) assignment fee. Upon such assignment,
tions immediately upon completion of the exami-
the qualified licensee becomes the permanent pos-
nation. Upon passing the examination and paying
sessor of the assigned license number. Notwithstand-
the annual license fee, the applicant shall be issued
ing the foregoing, the license number may be assigned
a license. A person who fails to pass any examina-
only to a qualified licensee who has been employed by
tion shall not be reexamined until after 90 days
the initial licensee's plumbing and heating company
from the date the person was last examined. An
for at least 10 years or is a lineal relative, sibling, first
applicant who fails to pass any examination may
cousin, nephew, niece, daughter-in-law, son-in- law,
take the failed portion within six months of the date
brother-in-law, or sister-in-law of the initial licensee.
approved to take the examination without retaking
Each successive licensee to whom a license number is
the portion passed. The Board may require appli-
assigned under this subsection may assign the license
cants who fail any part of the examination three
number in the same manner as provided in this subsec-
times to receive additional education before the
tion.
applicant is allowed to retake the examination or
wait one year before retaking any portion of the (g) The Board may, in its discretion, grant to plumbing,
examination. heating, or fire sprinkler contractors licensed by other
states' license of the same or equivalent classification
(c) To Whom Article Applies. The provisions of this Arti-
without written examination upon receipt of satisfac-
cle shall apply to all persons, firms, or corporations
tory proof that the qualifications of such applicants are
who engage in, or attempt to engage in, the business of
substantially equivalent to the qualifications of holders
plumbing, heating, or fire sprinkler contracting, or
of similar licenses in North Carolina and upon payment
any combination thereof as defined in this Article. The
of the usual license fee.
provisions of this Article shall not apply to those who
make minor repairs or minor replacements to an (i) The provisions of this Article shall not apply to a
already installed system of plumbing, heating or air retailer, as defined in G.S. 105-164.3(35), who, in the
conditioning, but shall apply to those who make ordinary course of business, enters into a transaction
repairs, replacements, or modifications to an already with a buyer in which the retailer of a water heater sold
installed fire sprinkler system. Minor repairs or minor for installation in a one- or two-family residential
replacements within the meaning of this subsection dwelling contracts with a licensee under this Article to
shall include the replacement of parts in an installed provide the installation services for the water heater if
system which do not require any change in energy the retail sales and installation contract with the buyer
source, fuel type, or routing or sizing of venting or is signed by the buyer, the retailer, and the licensee and

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 23


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bears the licensee's license number and telephone tracting within the State of North Carolina without having
number. All installation services rendered by the received a license in the applicable classification described in
licensee in connection with any such contract must be G.S. 87-43.3 from the State Board of Examiners of Electrical
performed in compliance with all building code, per- Contractors in compliance with the provisions of this Article,
mit, and inspection requirements. regardless of whether the offer was made or the work was per-
formed by a qualified individual as defined in G.S. 87-41.1.
U) The provisions of this Article shall not apply to a per- In each separate place of business operated by an electrical
son primarily engaged in the retail sale of goods and
contractor at least one listed qualified individual shall be reg-
services who contracts for or arranges financing for the
ularlyon active duty and shall have the specific duty and
sale and installation of a single-family residential heat-
authority to supervise and direct all electrical wiring or elec-
ing or cooling system for which a license to install such
trical installation work done or made by such separate place of
system is required under this Article, provided all of the
business. Every person, partnership, firm or corporation
following requirements are met:
engaging in the business of electrical contracting shall display
1. No contract or proposal for sale or installation may a current certificate of license in his principal place of busi-
be presented to or signed by the buyer unless either ness and in each branch place of business which he operates.
(i) the specifications for and design of the system Licenses issued hereunder shall be signed by the chairman
have been first reviewed and approved by an and the secretary-treasurer of the Board, under the seal of the
employee of the retail seller who is licensed under Board. A registry of all licenses issued to electrical contrac-
this Article or (ii) the specifications for and design tors shall be kept by the secretary-treasurer of the Board, and
of the system have been first reviewed and said registry shall be open for public inspection during ordi-
approved by the person licensed under this Article nary business hours.
who will install the system, if the installer is not an
employee of the retail seller. This subdivision does § 87-43.1. Exceptions.
not prohibit the retailer from providing a written
The provisions of this Article shall not apply:
estimate to a potential buyer so long as no contract
or proposal for contract is presented or signed 1. To the installation, construction or maintenance of
prior to the review and approval required by this facilities for providing electric service to the public
subsection. ahead of the point of delivery of electric service to the
2. The person installing the system is licensed under customer;
this Article. 2. To the installation, construction, maintenance, or repair
3. The contract for sale and for installation is signed of telephone, telegraph, or signal systems, by public
by the buyer, by an authorized representative of utilities, or their corporate affiliates, when said work
the retail seller, and by the licensed contractor and pertains to the services furnished by said public utili-
contains the contractor's name, license number, ties;
and telephone number and the license number of 3. To any person in the course of his work as a bona fide
the person approving the system design specifica- employee of a licensee of this Board;
tions.
4. To the installation, construction or maintenance of elec-
4. Installation services are performed in compliance trical equipment and wiring for temporary use by con-
with all applicable building codes, manufacturer's tractors in connection with the work of construction;
installation instructions, and permit and inspection
requirements. 5. To the installation, construction, maintenance or repair
of electrical wiring, devices, appliances or equipment
5. The retailer provides, in addition to any other war- by persons, firms or corporations, upon their own prop-
ranties it may offer with respect to the system erty when such property is not intended at the time for
itself, a warranty for a period of at least one year rent, lease, sale or gift, who regularly employ one or
for any defects in installation. more electricians or mechanics for the purpose of
(k) The provisions of subsections (i) and U) of this section installing, maintaining, altering or repairing of electri-
shall not apply to a system meeting the definition of cal wiring, devices or equipment used for the conduct-
subdivision (a)(ll) of this section. ing of the business of said persons, firms or
corporations;
5a. To any person who is himself and for himself
Electrical Contractors installing, maintaining, altering or repairing elec-
tric work, wiring, devices, appliances or equip-
§ 87-43. Electrical contracting defined; licenses. ment upon his own property when such property
is not intended at the time for rent, lease, or sale;
Electrical contracting shall be defined as engaging or offering
to engage in the business of installing, maintaining, altering 6. To the installation, construction, maintenance or repair
or repairing any electric work, wiring, devices, appliances or of electrical wiring, devices, appliances or equipment by
equipment. No person, partnership, firm or corporation shall State institutions and private educational institutions
engage, or offer to engage, in the business of electrical con- which maintain a private electrical department;

24 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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7. To the replacement of lamps and fuses and to the installa- (b) A license shall indicate the names and classifications of
tion and servicing of cord-connected appliances and all listed qualified individuals employed by the appli-
equipment connected by means of attachment plug-in cant. A license shall be cancelled if at any time no listed
devices to suitable receptacles which have been perma- qualified individual is regularly employed by the appli-
nently installed or to the servicing of appliances con- cant; provided, that work begun prior to such cancella-
nected to a permanently installed junction box. This tion may be completed under such conditions as the
exception does not apply to permanently installed recep- Board shall direct; and provided further that no work
tacles or to the installation of the junction box. for which a license is required under this Article may be
§ 87-43.2. Issuance of license. bid for, contracted for or initiated subsequent to such
cancellation until said license is reinstated by the
(a) A person, partnership, firm, or corporation shall be eli- Board.
gible to be licensed as an electrical contractor and to
have such license renewed, subject to the provisions of § 87-43.3. Classification of licenses.
this Article, provided:
An electrical contracting license shall be issued in one of the
1. At least one listed qualified individual shall be reg- following classifications: Limited, under which a licensee shall
ularly employed by the applicant at each separate be permitted to engage in a single electrical contracting project
place of business to have the specific duty and of a value, as established by the Board, not in excess of one
authority to supervise and direct electrical con- hundred thousand dollars ($100,000) and on which the equip-
tracting done by or in the name of the licensee; ment or installation in the contract is rated at not more than 600
2. An application is filed with the Board which con- volts; Intermediate, under which a licensee shall be permitted
tains a statement of ownership, states the names to engage in a single electrical contracting project of a value, as
and official positions of all employees who are established by the Board, not in excess of two hundred thou-
listed qualified individuals and provides such sand dollars ($200,000); Unlimited, under which a licensee
other information as the Board may reasonably shall be permitted to engage in any electrical contracting pro-
require; ject regardless of value; and such other special Restricted clas-
sifications as the Board may establish from time to time to
3. The applicant, through an authorized officer or provide, (i) for the licensing of persons, partnerships, firms or
owner, shall agree in writing to report to the Board corporations wishing to engage in special restricted electrical
within five days any additions to or loss of the contracting, under which license a licensee shall be permitted
employment of listed qualified individuals; and to engage only in a specific phase of electrical contracting of a
4. The applicant furnishes, upon the initial applica- special, limited nature, and (ii) for the licensing of persons,
tion for a license, a bonding ability statement com- partnerships, firms or corporations wishing to engage in elec-
pleted by a bonding company licensed to do trical contracting work as an incidental part of their primary
business in North Carolina, verifying the appli- business, which is a lawful business other than electrical con-
cant's ability to furnish performance bonds for tracting, under which license a licensee shall be permitted to
electrical contracting projects having a value in engage only in a specific phase of electrical contracting of a
excess of the project value limit for a limited special, limited nature directly in connection with said primary
license established pursuant to G.S. 87-43.3 for the business. The Board may establish appropriate standards for
intermediate license classification and in excess of each classification, such standards not to be inconsistent with
the project value limit for an intermediate license the provisions of G.S. 87-42. The Board may, by rule, modify
established pursuant to G.S. 87-43.3 for the unlim- the project value limitations up to the maximum amounts set
ited license classification. In lieu of furnishing the forth in this section for limited and intermediate licenses no
bonding ability statement, the applicant may sub- more than once every three years based upon an increase or
mit for evaluation and specific approval of the decrease in the project cost index for electrical projects in this
Board other information certifying the adequacy State.
of the applicant's financial ability to engage in pro-
jects of the license classification applied for. The
bonding ability statement or other financial infor- Refrigeration Contractors
mation must be submitted in the same name as the
license to be issued. If the firm for which a license
application is filed is owned by a sole proprietor, § 87-57. License required of persons, firms or corporations
the bonding ability statement or other financial engaged in the refrigeration trade.
information may be furnished in either the firm
name or the name of the proprietor. However, if In order to protect the public health, safety, morals, order and
the application is submitted in the name of a sole general welfare of the people of this State, all persons, firms or
proprietor, the applicant shall submit information corporations, whether resident or nonresident of the State of
verifying that the person in whose name the appli- North Carolina, before engaging in refrigeration business or
cation is made is in fact the sole proprietor of the contracting, as defined in this Article, shall first apply to the
firm. Board and shall procure a license.

5. Repealed by Session Laws 1989, c. 709, s. 5.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 25


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§ 87-58. Definitions; contractors licensed by Board; exami- contractor licensee is authorized to engage in transport
nations. refrigeration and all other aspects of refrigeration con-
tracting.
(a) As applied in this Article, "refrigeration trade or busi-
ness" is defined to include all persons, firms or corpo- Each application for examination shall be accompa-
rations engaged in the installation, maintenance, nied by a check, post-office money order or cash in the
servicing and repairing of refrigerating machinery, amount of the annual license fee required by this Arti-
equipment, devices and components relating thereto cle. Regular examinations shall be given in the months
and within limits as set forth in the codes, laws and reg- of April and October of each year and additional exami-
ulations governing refrigeration installation, mainte- nations may be given at times the Board deems wise
nance, service and repairs within the State of North and necessary. Any person may demand in writing a
Carolina or any of its political subdivisions. This Arti- special examination and upon payment by the applicant
cle shall not apply to the replacement of lamps and of the cost of holding the examination and the deposit
fuses and to the installation and servicing of domestic of the amount of the annual license fee, the Board in its
household refrigerators and freezers or domestic discretion will fix a time and place for the examination.
ice-making appliances connected by means of attach- (f) Licenses Granted without an Examination. Persons
ment plug-in devices to suitable receptacles which who had an established place of business prior to July 1,
have been permanently installed. The provisions of this 1979, and who produce satisfactory evidence that they
Article shall not repeal any wording, phrase, or para- are engaged in the refrigeration business as herein
graph as set forth in Article 2 of Chapter 87 of the Gen- defined in any city, town or other area in which Article
eral Statutes. This Article shall not apply to employees 5 of Chapter 87 of the General Statutes did not previ-
of persons, firms, or corporations or persons, firms or 0usly apply shall be granted a certificate of license,
corporations, not engaged in refrigeration contracting without examination, upon application to the Board
as herein defined, that install, maintain and service and payment of the license fee, provided completed
their own refrigerating machinery, equipment and applications shall be made prior to June 30, 1981.
devices. The provisions of this Article shall not apply to (g) The current license issued in accordance with the provi-
any person, firm or corporation engaged in the business sions of this Article shall be posted in the business loca-
of selling, repairing and installing any comfort cooling tion of the licensee, and its number shall appear on all
devices or systems. proposals or contracts and requests for permits issued
(b) The term "refrigeration contractor" means a person, by municipalities.
firm or corporation engaged in the business of refriger- (h) A transport refrigeration contractor having an estab-
ation contracting. lished place of business doing transport refrigeration
(b 1) The term "transport refrigeration contractor" means a contracting prior to October 1, 1995, shall be granted a
person, firm, or corporation engaged in the business of transport refrigeration contracting specialty license,
installation, maintenance, servicing, and repairing of without examination, if the person produces satisfac-
transport refrigeration. tory evidence the person is engaged in transport refrig-
eration contracting, pays the required license fee, and
(c) Any person, firm or corporation who for valuable con- applies to the Board prior to January 1, 1997. The cur-
sideration engages in the refrigeration business or trade rent specialty license shall be posted in accordance with
as herein defined shall be deemed and held to be in the subsection (g) of this section.
business of refrigeration contracting.
(i) Nothing in this Article shall relieve the holder of a
(d) In order to protect the public health, comfort and safety, license issued under this section from complying with
the Board shall prescribe the standard of experience to the building or electrical codes, statutes, or ordinances
be required of an applicant for license and shall give an of the State or of any county or municipality or from
examination designed to ascertain the technical and responsibility or liability for negligent acts in connec-
practical knowledge of the applicant concerning the tion with refrigeration contracting work. The Board
analysis of plans and specifications, estimating cost, shall not be liable in damages, or otherwise, for the neg-
fundamentals of installation and design as they pertain Iigent acts of licensees.
to refrigeration; and as a result of the examination, the
Board shall issue a certificate of license in refrigeration
U) The Board in its discretion upon application may grant
a reciprocal license to a person holding a valid, active
to applicants who pass the required examination and a
substantially comparable license from another jurisdic-
license shall be obtained in accordance with the provi -
tion, but only to the extent the other jurisdiction grants
sions of this Article, before any person, firm or corpo-
reciprocal privileges to North Carolina licensees.
ration shall engage in, or offer to engage in the business
of refrigeration contracting. The Board shall prescribe
standards for and issue licenses for refrigeration con-
Engineers
tracting and for transport refrigeration contracting. A
transport refrigeration contractor license is a specialty
§ 89C-3. Definitions.
license that authorizes the licensee to engage only in
transport refrigeration contracting. A refrigeration The following definitions apply in this Chapter:

26 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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1. Board. The North Carolina State Board of Examiners or who does perform any engineering service or
for Engineers and Surveyors provided for by this Chap- work not exempted by this Chapter, or any other
ter. service designated by the practitioner which is rec-
1a. Business firm. A partnership, firm, association, ognized as engineering.
or another organization or group that is not a cor- b. The term "practice of engineering" shall not be
poration and is acting as a unit. construed to permit the location, description,
2. Engineer. A person who, by reason of special knowl- establishment or reestablishment of property lines
edge and use of the mathematical, physical and engi- or descriptions of land boundaries for conveyance.
neering sciences and the principles and methods of The term does not include the assessment of an
engineering analysis and design, acquired by engineer- underground storage tank required by applicable
ing education and engineering experience, is qualified rules at closure or change in service unless there
to practice engineering. has been a discharge or release of the product from
the tank.
3. Engineering intern. A person who complies with the
requirements for education, experience and character, 7. Practice of land surveying.
and has passed an examination in the fundamental a. Providing professional services such as consulta-
engineering subjects, as provided in this Chapter. tion, investigation, testimony, evaluation, plan-
3a. Inactive licensee. Licensees who are not engaged ning, mapping, assembling, and interpreting
in the practice of engineering or land surveying reliable scientific measurements and information
in this State. relative to the location, size, shape, or physical fea-
tures of the earth, improvements on the earth, the
4. Land surveyor intern. A person who has qualified for, space above the earth, or any part of the earth,
taken, and passed an examination on the basic disci- whether the gathering of information for the pro-
plines of land surveying as provided in this Chapter. viding of these services is accomplished by con-
5. Person. Any natural person, firm, partnership, corpora- ventional ground measurements, by aerial
tion or other legal entity. photography, by global positioning via satellites,
or by a combination of any of these methods, and
6. Practice of engineering. the utilization and development of these facts and
a. Any service or creative work, the adequate perfor- interpretations into an orderly survey map, plan,
mance of which requires engineering education, report, description, or project. The practice of land
training, and experience, in the application of spe- surveying includes the following:
cial knowledge of the mathematical, physical, and 1. Locating, relocating, establishing, laying
engineering sciences to such services or creative out, or retracing any property line, ease-
work as consultation, investigation, evaluation, ment, or boundary of any tract of land;
planning, and design of engineering works and
systems, planning the use of land and water, engi- 2. Locating, relocating, establishing, or laying
neering surveys, and the observation of construc- out the alignment or elevation of any of the
tion for the purposes of assuring compliance with fixed works embraced within the practice of
drawings and specifications, including the consul- professional engineering;
tation, investigation, evaluation, planning, and 3. Making any survey for the subdivision of
design for either private or public use, in connec- any tract of land, including the topography,
tion with any utilities, structures, buildings, alignment and grades of streets and inciden-
machines, equipment, processes, work systems, tal drainage within the subdivision, and the
projects, and industrial or consumer products or preparation and perpetuation of maps,
equipment of a mechanical, electrical, hydraulic, record plats, field note records, and property
pneumatic or thermal nature, insofar as they descriptions that represent these surveys;
involve safeguarding life, health or property, and
including such other professional services as may 4. Determining, by the use of the principles of
be necessary to the planning, progress and comple- land surveying, the position for any survey
tion of any engineering services. monument or reference point, or setting,
resetting, or replacing any survey monu-
A person shall be construed to practice or offer ment or reference point;
to practice engineering, within the meaning and
intent of this Chapter, who practices any branch of 5. Determining the configuration or contour of
the profession of engineering; or who, by verbal the earth's surface or the position of fixed
claim, sign, advertisement, letterhead, card, or in objects on the earth's surface by measuring
any other way represents the person to be a profes- lines and angles and applying the principles
sional engineer, or through the use of some other of mathematics or photogrammetry;
title implies that the person is a professional engi- 6. Providing geodetic surveying which
neer or that the person is licensed under this Chap- includes surveying for determination of the
ter; or who holds the person out as able to perform, size and shape of the earth both horizontally

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 27


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and vertically and the precise positioning of presenting or attempting to use the certificate of licensure or the
points on the earth utilizing angular and lin - seal of another, or any person who shall give any false or forged
ear measurements through spatially oriented evidence of any kind to the Board or to any member of the
spherical geometry; and Board in obtaining or attempting to obtain a certificate of
7. Creating, preparing, or modifying electronic licensure, or any person who shall falsely impersonate any
or computerized data, including land infor- other licensee of like or different name, or any person who shall
mation systems and geographic information attempt to use an expired or revoked or nonexistent certificate
systems relative to the performance of the of licensure, or who shall practice or offer to practice when not
practice of land surveying. qualified, or any person who falsely claims that the person is
registered under this Chapter, or any person who shall violate
b. The term "practice of land surveying" shall not be any of the provisions of this Chapter, in addition to injunctive
construed to permit the design or preparation of procedures set out hereinbefore, shall be guilty of a Class 2
specifications for (i) major highways; (ii) misdemeanor. In no event shall there be representation of or
wastewater systems; (iii) wastewater or industrial holding out to the public of any engineering expertise by
waste treatment works; (iv) pumping or lift sta- unlicensed persons. It shall be the duty of all duly constituted
tions; (v) water supply, treatment, or distribution officers of the State and all political subdivisions of the State to
systems; (vi) streets or storm sewer systems except enforce the provisions of this Chapter and to prosecute any per-
as incidental to a subdivision. sons violating them.
8. Professional engineer. A person who has been duly The Attorney General of the State or an assistant shall act as
licensed as a professional engineer by the Board estab- legal adviser to the Board and render any legal assistance nec-
lished by this Chapter. essary to carry out the provisions of this Chapter. The Board
8a. Professional engineer, retired. A person who has may employ counsel and necessary assistance to aid in the
been duly licensed as a professional engineer by enforcement of this Chapter, and the compensation and
the Board and who chooses to relinquish or not to expenses for the assistance shall be paid from funds of the
renew a license and who applies to and is Board.
approved by the Board to be granted the use of
the honorific title "Professional Engineer,
Retired." Uniform Boiler and Pressure Vessel Act
9. Professional land surveyor. A person who, by reason of
special knowledge of mathematics, surveying princi- § 95-69.8. Short title.
ples and methods, and legal requirements which are This Article shall be known as the Uniform Boiler and Pressure
acquired by education and/or practical experience, is Vessel Act of North Carolina.
qualified to engage in the practice of land surveying, as
§ 95-69.9. Definitions.
attested by the person's licensure as a professional land
surveyor by the Board. (a) The term "board" shall mean the North Carolina Board
of Boiler and Pressure Vessel Rules.
9a. Professional land surveyor, retired. A person
who has been duly licensed as a professional land (b) The term "boiler" shall mean a closed vessel in which
surveyor by the Board and who chooses to relin- water is heated, steam is generated, steam is super-
quish or not to renew a license and who applies to heated, or any combination thereof, under pressure or
and is approved by the Board to be granted the vacuum by the direct or indirect application of heat.
use of the honorific title "Professional Land Sur- The term "boiler" shall also include fired units for heat-
veyor, Retired." ing or vaporizing liquids other than water where these
units are complete within themselves.
10. Responsible charge. Direct control and personal super-
vision, either of engineering work or of land surveying, (b 1) The term "Chief Inspector" shall mean the individual
as the case may be. appointed by the Commissioner to hold the office of
Chief of the Boiler Safety Bureau within the Depart-
§ 89C-23. Unlawful to practice engineering or land survey- ment of Labor. The Chief Inspector serves as the North
ing without licensure; unlawful use of title or terms; penal- Carolina member on the National Board of Boiler and
ties; Attorney General to be legal adviser. Pressure Vessel Inspectors.
Any person who shall practice, or offer to practice, engineering (c) The term "Commissioner" shall mean the North
or land surveying in this State without first being licensed in Carolina Commissioner of Labor.
accordance with the provisions of this Chapter, or any person,
firm, partnership, organization, association, corporation, or (d1) The term "Deputy Inspector" shall mean any Boiler and
other entity using or employing the words "engineer" or "engi- Pressure Vessel Inspector who is employed by the
neering" or "professional engineer" or "professional engineer- Department of Labor and is subordinate to the Chief
ing" or "land surveyor" or "land surveying," or any Inspector.
modification or derivative of those words in its name or form of (e) The term "inspection certificate" or "certificate of
business or activity except as licensed under this Chapter or in inspection" shall mean certification by the Chief
pursuit of activities exempted by this Chapter, or any person Inspector that a boiler or pressure vessel is in compli-

28 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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ance with the rules and regulations adopted under this 6. Air tanks located on vehicles licensed under the
Article. rules and regulations of other state authorities
operating under rules and regulations substan-
(f) The term "inspector's commission" shall mean a writ- tially similar to those of this State and used for
ten authorization by the Commissioner for a person carrying passengers or freight within interstate
who has met the qualifications set out in this Article to commerce.
conduct inspections of boilers and pressure vessels.
7. Air tanks installed on right-of-way of railroads
(fl) The term "National Board" shall mean the National and used directly in the operation of trains.
Board of Boiler and Pressure Vessel Inspectors.
8. Any of the following pressure vessels that do not
(f2) The term "person" shall mean any individual, associa- exceed the listed limitations if the vessel is not
tion, partnership, firm, corporation, private organiza- equipped with a quick actuating closure:
tion, or the State of North Carolina or any political
subdivision of the State or any unit of local govern- a. Five cubic feet in volume and 250 psig.
ment. b. Three cubic feet in volume and 350 psig.
(g) The term "pressure vessel" shall mean a vessel in which c. One and one-half cubic feet in volume and
the pressure is obtained from an indirect source or by 600 psig.
the application of heat from an indirect source or a d. An inside diameter of 6 inches with no limi-
direct source, other than those included within the term tation on pressure.
"boiler."
9. Pressure vessels operating at a working pressure
§ 95-69.10. Application of Article; exemptions. not exceeding 15 psig.
(a) This Article shall apply to all boilers and pressure ves- 10. Pressure vessels with a nominal water capacity
sels constructed, used, or designed for operation in this not exceeding 120 gallons and containing water
State including all new and existing installations which under pressure at temperatures not exceeding
are operated in connection with business buildings, 120°F, including those containing air, the com-
institutional buildings, industrial buildings, assembly pression of which serves as a cushion.
buildings, educational buildings, public residential 11. Boilers and pressure vessels on railroad steam
buildings, recreation buildings, other public buildings, locomotives that are subject to federal safety reg-
and water supplies. This Article shall also apply to boil- ulations pursuant to 49 C.F.R. § 30.
ers and hot water supply tanks, and heaters located in
hotels, motels, tourist courts, camps, cottages, resort 12. Repealed by Session Laws 1985, c. 620, s. 2.
lodges, and similar places whenever the owner or oper- 13. Coil-type hot water supply boilers, generally
ator advertises in any manner for transit patronage, or referred to as steam jennies, where the water can
solicits such business for temporary abode by transit flash into steam when released directly to the
patrons. atmosphere through a manually operated nozzle
(b) This Article shall not apply to: and where adequate safety relief valves and con-
trols are installed on them, provided none of the
1. Boilers and pressure vessels owned or operated following limitations are exceeded:
by the federal government, unless the agency in
question has asked for coverage by this Article. a. There is no drum, header, or other steam
space.
2. Pressure vessels used for transportation or stor-
b. No steam is generated within the coil.
age of compressed gases when constructed in
compliance with the specifications of the United c. Maximum I-inch tube size.
States Department of Transportation and when d. Maximum 3/4-inch nominal pipe size.
charged with gas marked, maintained, and peri-
odically requalified for use, as required by appro- e. Maximum 6-gallon nominal water stor-
priate regulations of the United States age capacity.
Department of Transportation. f. Water temperature of 350°F.
3. Portable pressure vessels used for agricultural 14. Pressure vessels containing water at a tempera-
purposes only or for pumping or drilling in an ture not exceeding 11OaF except that this provi-
open field for water, gas or coal, gold, talc, or sion shall not exclude hydropneumatic pressure
other minerals and metals. vessels from regulation.
4. Boilers and pressure vessels which are located in 15. An air tank that does not exceed 8 cubic feet in
private residences or in apartment houses of less volume that is installed on a service vehicle.
than six families.
16. Autoclaves in medical offices and hospitals that
5. Repealed by Session Laws 2007-231, s. 1, effec- are less than 5 cubic feet in volume, even if they
tive July 18,2007. are equipped with a quick actuating closure.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 29


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17. Coil-type hot water supply boilers of the instan- 4. Are determined by the Chief Inspector to be con-
taneous type where adequate safety relief valves structed under standards substantially equivalent
and controls are installed if none of the following to those established by the department at the time
limitations are exceeded: of transfer;
a. There is no drum, header, or other steam provided that they are equipped with ASME Code and
space. National Board certified safety relief valves.
b. No steam is generated within the coil. (e) The construction requirements established by the
Department of Labor shall not apply to pressure vessels
c. Maximum I-inch tube size. installed in this State prior to December 31, 1984, that:
d. Maximum 3/4-inch nominal pipe size. 1. Are manufactured from gray iron casting material,
e. Maximum 6-gallon nominal water stor- as specified by the American Society for Testing
age capacity. and Materials, (ASTM) 48-60T/30;
f. Water temperature not to exceed 250 o P. 2. Are constructed before December 31, 1967, and
operating or could be operated, under the laws of
g. Maximum heat input does not exceed any state or Canadian Province that has adopted
400,000 Btu/hr or 110 kW. one or more sections of the ASME Boiler and Pres-
h. Maximum pressure of 260 psig. sure Vessel Code;
18. Toy boilers, if all of the following apply: 3. Are transferred into this State without a change of
ownership; and
a. The water containing volume of the
boiler is less than one quart. 4. Are determined by the Chief Inspector to be con-
structed under standards substantially equivalent
b. The operating pressure does not exceed to those established by the department at the time
15 psig. of transfer;
c. The maximum outside diameter of the provided that they are equipped with ASME Code and
shell is no greater than 6 inches. National Board certified safety relief valves.
d. The boiler is manually fired by solid (f) The construction requirements established by the
fuels. Department of Labor shall not apply to
19. Pressure vessels associated with electrical appa- hydropneumatic tanks installed or operated by a com-
ratus in electrical switchyards if the pressure ves- munity water system prior to January 1, 1986.
sels have proper pressure relief devices. (g) The inspection requirements established by the Depart-
20. Carbon dioxide tanks used in beverage dispens- ment of Labor shall not apply to pressure vessels used
ing service. for transportation or storage of liquefied petroleum gas
that are subject to inspection in accordance with the
(c) The construction and inspection requirements estab- requirements established by the Department of Agri-
lished by the Department of Labor shall not apply to hot culture and Consumer Services.
water supply boilers which are directly fired with oil,
gas or electricity, or hot water supply tanks heated by
steam or any other indirect means, which do not exceed Accessibility Tax Credit
any of the following limitations:
1. Heat input of 200,000 Btu/hr or 58.6 kW. § 105-130.22. Tax credit for construction of dwelling units
for handicapped persons.
2. Repealed by Session Laws 2005-453, s. 2.
There is allowed to corporate owners of multifamily rental
3. Nominal water capacity of 120 gallons. units located in this State as a credit against the tax imposed by
provided that they are equipped with ASME Code and this Part, an amount equal to five hundred fifty dollars
National Board certified safety relief valves. ($550.00) for each dwelling unit constructed by the corporate
owner that conforms to Volume I-C of the North Carolina
(d) The construction requirements established by the Building Code for the taxable year within which the construc-
Department of Labor shall not apply to pressure vessels tion of the dwelling unit is completed. The credit is allowed
installed in this State prior to December 31, 1981, that: only for dwelling units completed during the taxable year that
1. Are of one-piece, unwelded, forged construction; were required to be built in compliance with Volume I-C of the
North Carolina Building Code. If the credit allowed by this sec-
2. Are constructed before January 1, 1981, and oper-
tion exceeds the tax imposed by this Part reduced by all other
ating or could be operated, under the laws of any
credits allowed, the excess may be carried forward for the next
state or Canadian Province that has adopted one or
succeeding year. In order to secure the credit allowed by this
more sections of the ASME Code;
section the corporation shall file with its income tax return a
3. Are transferred into this State without a change of copy of the occupancy permit on the face of which is recorded
ownership; and by the building inspector the number of units completed during

30 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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the taxable year that conform to Volume I-C of the North the board of education and approved by the Com-
Carolina Building Code. After recording the number of these missioner of Insurance.
units on the face of the occupancy permit, the building inspec-
tor shall promptly forward a copy of the permit to the Building 3. Every principal shall make certain that combusti-
Accessibility Section of the Department of Insurance. ble materials necessary to the curriculum and for
the operation of the school shall be stored in a
§ 105-151.1. Credit for construction of dwelling units for safe and orderly manner.
handicapped persons. 4. Every principal shall make certain that all sup-
An owner of multifamily rental units located in this State is plies, such as oily rags, mops, etc., which may
allowed a credit against the tax imposed by this Part equal to cause spontaneous combustion, shall be stored in
five hundred fifty dollars ($550.00) for each dwelling unit con- an orderly manner in a well-ventilated place.
structed by the owner that conforms to Volume I-C of the North 5. Every principal shall make certain that all trash
Carolina Building Code for the taxable year within which the and rubbish shall be removed from the school
construction of the dwelling unit is completed. The credit is building daily. No trash or rubbish shall be per-
allowed only for dwelling units completed during the taxable mitted to accumulate in a school attic, basement
year that were required to be built in compliance with Volume or other place on the premises.
I-C of the North Carolina Building Code. If the credit allowed
by this section exceeds the tax imposed by this Part reduced by 6. Every principal shall cooperate in every way
all other credits allowed, the excess may be carried forward for with the authorized building inspector, electrical
the next succeeding year. In order to claim the credit allowed by inspector, county fire marshal or other desig-
this section, the taxpayer must file with the income tax return a nated person making the inspections required by
copy of the occupancy permit on the face of which is recorded G.S. 115C-525(b).
by the building inspector the number of units completed during It shall further be the duty of the principal to bring to
the taxable year that conform to Volume I-C of the North the attention of the local superintendent of schools the
Carolina Building Code. After recording the number of these failure of the building inspector, electrical inspector,
units on the face of the occupancy permit, the building inspec- county fire marshal, or other person to make the inspec-
tor shall promptly forward a copy of the permit to the Building tions required by G.S. 115C-525(b). It shall further be
Accessibility Section of the Department of Insurance. the duty of the principal to call to the attention of the
superintendent of schools all recommendations grow-
ing out of the inspections, in order that the proper
Public Schools authorities can take steps to bring about the necessary
corrections.
§ 115C-525. Fire prevention. (b) Inspection of Schools for Fire Hazards; Removal of
Hazards. Every public school building in the State shall
(a) Duty of Principal Regarding Fire Hazards. The princi-
be inspected a minimum of two times during the year in
pal of every public school in the State shall have the fol-
accordance with the following plan: Provided, that the
lowing duties regarding fire hazards during periods
periodic inspections herein required shall be at least
when he is in control of a school:
120 days apart:
1. Every principal shall make certain that all corri-
1. Each school building shall be inspected to make
dors' halls, and tower stairways which are used for
certain that none of the fire hazards enumerated
exits shall always be kept clear and that nothing
in G.S. 115C-525(a)(1) through (5) exist, and to
shall be permitted to be stored or kept in corridors
ensure that the building and all heating, mechani-
or halls, or in, on or under stairways that could in
cal, electrical, gas, and other equipment and
any way interfere with the orderly exodus of occu-
appliances are properly installed and maintained
pants. The principal shall make certain that all
in a safe and serviceable manner as prescribed by
doors used for exits shall be kept in good working
the North Carolina Building Code. Following
condition. During the occupancy of the building
each inspection, the persons making the inspec-
or any portion thereof by the public or for school
tion shall furnish to the principal of the school a
purposes, the principal shall make certain that all
written report of conditions found during inspec-
doors necessary for prompt and orderly exodus of
tion, upon forms furnished by the Commissioner
the occupants are kept unlocked.
of Insurance, and the persons making the inspec-
2. Every principal shall make certain that no electri- tion shall also furnish a copy of the report to the
cal wiring shall be installed within any school superintendent of schools; the superintendent
building or structure or upon the premises and shall keep such copy on file for a period of three
that no alteration or addition shall be made in any years. In addition to the periodic inspections
existing wiring, except with the authorization of herein required, any alterations or additions to
the superintendent. Any such work shall be per- existing school buildings or to school building
formed by a licensed electrical contractor, or by a utilities or appliances shall be inspected immedi-
maintenance electrician regularly employed by ately following completion.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 31


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2. The board of county commISSIoners of each education, and the board of education in turn
county shall designate the persons to make the shall bring the same to the attention of the board
inspections and reports required by subdivision of county commissioners, in order that immedi-
(1) of this subsection. The board may designate ate steps be taken, within the framework of exist-
any city or county building inspector, any city or ing law, to remove or correct the hazard.
county fire prevention bureau, any city or county
electrical inspector, the county fire marshal, or (c) Liability for Failure to Perform Duties Imposed by G.S.
any other qualified persons, but no person shall 1I5C-288 and 1I5C-525(a) or 1I5C-525(b). Any per-
make any inspection unless he shall be qualified as son willfully failing to perform any of the duties
required by G.S. 153A-351.1 and Section 7 of imposed by G.S. 1I5C-288, 1I5C-525(a) or
Chapter 531 of the 1977 Session Laws. Nothing in 1I5C-525(b) shall be guilty of a Class 3 misdemeanor
this section shall be construed as prohibiting two and shall only be fined not more than five hundred dol-
or more counties from designating the same per- lars ($500.00) in the discretion of the court.
sons to make the inspections and reports required
by subdivision (1) of this subsection. The board of
county commissioners shall compensate or pro- Liquefied Petroleum Gases
vide for the compensation of the persons desig-
nated to make all such inspections and reports. § 119-54. Purpose; definitions; scope of Article.
The board of county commissioners may make
appropriations in the general fund of the county to (a) It is the purpose of this Article to provide for the adop-
meet the costs of such inspections, or in the alter- tion and promulgation of a code of safety, and such
native the board may add appropriations to the rules and regulations setting forth minimum general
school current expense fund to meet the costs standards of safety for the design, construction, loca-
thereof: Provided, that if appropriations are added tion, installation, and operation of the equipment used
to the school current expense fund, such appropri- in handling, storing, measuring, transporting, distribut-
ations shall be in addition to and not in substitution ing, and utilizing liquefied petroleum gases and to pro-
of existing school current expense appropriations. vide for the administration and enforcement of the code
and such rules and regulations thereby adopted. Words
3. It shall be the duty of the Commissioner of Insur-
used in this Article shall be defined as follows:
ance' the Superintendent of Public Instruction,
and the State Board of Education to prescribe any 1. "Board" means the North Carolina Board of Agri-
additional rules and regulations which they may culture.
deem necessary in connection with such inspec-
2. "Commissioner" means the Commissioner of
tions and reports for the reduction of fire hazards
and protection of life and property in public Agriculture or his designated agent.
schools. 3. "Dealer" means any person, firm, or corporation
who is engaged in or desires to engage in:
4. It shall be the duty of each principal to make cer-
tain that all fire hazards called to his attention in a. The business of selling or otherwise dealing
the course of the inspections and reports required in liquefied petroleum gases which require
by subdivision (1) of this subsection are immedi- handling, storing, measuring, transporting,
ately removed or corrected, if such removal or or distributing liquefied petroleum gas; or
correction can be accomplished by the principal.
b. The business of installing, servicing, repair-
If such removal or correction cannot be accom-
ing, adjusting, connecting, or disconnecting
plished by the principal, it shall be the duty of the
containers, equipment, or appliances which
principal to bring the matter to the attention of the
use liquefied gas. A person who engages in
superintendent.
any of the aforementioned activities only in
5. It shall be the duty of each superintendent of connection with his or his employer's use of
schools to make certain that all fire hazards liquefied petroleum gas and not as a business
called to his attention in the course of the inspec- shall not be deemed to be a "dealer" for the
tions and reports required by subdivision (1) of purposes of this Article.
this subsection and not removed or corrected by
4. "Liquefied petroleum gas" means any material
the principals as required by subdivision (4) of
which is composed predominantly of any of the
this subsection are removed or corrected, if such
following hydrocarbons, or mixtures of the same:
removal or correction can be brought about
propane, propylene, butanes (normal butanes or
within the current appropriations available to the
isobutane), butylenes.
superintendent. Where any removal or correc-
tion of a hazard will require the expenditure of (b) This Article does not apply to the design, construction,
funds in excess of current appropriations, it shall location, installation, or operation of equipment or
be the duty of the superintendent to bring the facilities covered by the Building Code pursuant to
matter to the attention of the appropriate board of Article 9 of Chapter 143 of the General Statutes.

32 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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Wastewater Systems (c) Unless the Commission otherwise provides by rule,


plans, and specifications for all wastewater systems
§ 130A-336. Improvement permit and authorization for designed for the collection, treatment, and disposal of
wastewater system construction required. industrial process wastewater shall be reviewed and
approved by the Department prior to the issuance of an
(a) Any proposed site for a residence, place of business, or authorization for wastewater system construction by
place of public assembly in an area not served by an the local health department.
approved wastewater system shall be evaluated by the
(d) If a local health department repeatedly fails to issue or
local health department in accordance with rules
deny improvement permits for conventional septic tank
adopted pursuant to this Article. An improvement per-
systems within 60 days of receiving completed applica-
mit shall be issued in compliance with the rules adopted
tions for the permits, then the Department of Environ-
pursuant to this Article. An improvement permit shall
ment and Natural Resources may withhold public health
include:
funding from that local health department.
1. For permits that are valid without expiration, a
§ 130A-337. Inspection; operation permit required.
plat or, for permits that are valid for five years, a
site plan. (a) No system of wastewater collection, treatment and dis-
2. A description of the facility the proposed site is posal shall be covered or placed into use by any person
to serve. until an inspection by the local health department has
determined that the system has been installed or repaired
3. The proposed wastewater system and its location. in accordance with any conditions of the improvement
4. The design wastewater flow and characteristics. permit, the rules, and this Article.
5. The conditions for any site modifications. (b) Upon determining that the system is properly installed
or repaired and that the system is capable of being oper-
6. Any other information required by the rules of ated in accordance with the conditions of the improve-
the Commission. ment permit, the rules, this Article and any conditions
The improvement permit shall not be affected by to be imposed in the operation permit, as applicable, the
change in ownership of the site for the wastewater sys- local health department shall issue an operation permit
tem provided both the site for the wastewater system and authorizing the residence, place of business or place of
the facility the system serves are unchanged and remain public assembly to be occupied and for the system to be
under the ownership or control of the person owning the placed into use or reuse.
facility. No person shall commence or assist in the con- (c) Upon determination that an existing wastewater system
struction, location, or relocation of a residence, place of has a valid operation permit and is operating properly in
business, or place ofpublic assembly in an area not served a manufactured home park, the local health department
by an approved wastewater system unless an improve- shall issue authorization in writing for a manufactured
ment permit and an authorization for wastewater system home to be connected to the existing system and to be
construction are obtained from the local health depart- occupied. Notwithstanding G.S. 130A-336, an improve-
ment. This requirement shall not apply to a manufactured ment permit is not required for the connection of a man-
residence exhibited for sale or stored for later sale and ufactured home to an existing system with a valid
intended to be located at another site after sale. operation permit in a manufactured home park.
(b) The local health department shall issue an authorization (d) No person shall occupy a residence, place of business
for wastewater system construction authorizing work to or place of public assembly, or place a wastewater sys-
proceed and the installation or repair of a wastewater tem into use or reuse for a residence, place of business
system when it has determined after a field investigation or place of public assembly until an operation permit
that the system can be installed and operated in compli- has been issued or authorization has been obtained pur-
ance with this Article and rules adopted pursuant to this suant to G.S. 130A-337(c).
Article. This authorization for wastewater system con-
§ 130A-338. Authorization for wastewater system con-
struction shall be valid for a period equal to the period of
struction required before other permits to be issued.
validity of the improvement permit, not to exceed five
years, and may be issued at the same time the improve- Where construction, location or relocation is proposed to be
ment permit is issued. No person shall commence or done upon a residence, place of business or place of public
assist in the installation, construction, or repair of a assembly, no permit required for electrical, plumbing, heating,
wastewater system unless an improvement permit and an air conditioning or other construction, location or relocation
authorization for wastewater system construction have activity under any provision of general or special law shall be
been obtained from the Department or the local health issued until an authorization for wastewater system construc-
department. No improvement permit or authorization for tion has been issued under G.S. 130A-336 or authorization has
wastewater system construction shall be required for been obtained under G.S. 130A-337(c).
maintenance of a wastewater system. The Department
§ 130A-339. Limitation on electrical service.
and the local health department may impose conditions on
the issuance of an improvement permit and an authoriza- No person shall allow permanent electrical service to a resi-
tion for wastewater system construction. dence' place of business or place of public assembly upon con-

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 33


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struction, location or relocation until the official electrical involved, and that the North Carolina seal of such
inspector with jurisdiction as provided in G.S. 143-143.2 certi- architect or engineer together with the name and
fies to the electrical supplier that the required improvement per- address of such architect or engineer, or both, be
mit authorization for wastewater system construction and an placed on all these plans and specifications.
operation permit or authorization under G.S. 130A-337(c) has
(b) 1. On all projects requiring the services of an architect,
been obtained. Temporary electrical service necessary for con-
an architect shall conduct frequent and regular
structing a residence, place of business or place of public assem-
inspections or such inspections as required by con-
bly can be provided upon compliance with G.S. 130A-338.
tract and shall issue a signed and sealed certificate of
compliance to the awarding authority that:
Public Works a. The inspections of the construction, repairs or
installations have been conducted with the
§ 133-1. Employment of architects, etc., on public works degree of care and professional skill and judg-
when interested in use of materials prohibited. ment ordinarily exercised by a member of that
profession; and
It shall be unlawful for any architect, engineer, or other individ-
ual, firm, or corporation providing design services for any city, b. To the best of his knowledge and in the profes-
county or State work supported wholly or in part with public sional opinion of the architect, the contractor
funds, knowingly to specify any building materials, equipment has fulfilled the obligations of such plans, spec-
or other items which are manufactured, sold or distributed by ifications, and contract.
any firm or corporation in which such designer or specifier has 2. On all projects requiring the services of an engineer,
a financial interest by reason of being a partner, officer, an engineer shall conduct frequent and regular
employee, agent or substantial stockholder. inspections or such inspections as required by con-
§ 133-1.1. Certain buildings involving public funds to be tract and shall issue a signed and sealed certificate of
designed, etc., by architect or engineer. compliance to the awarding authority that:
(a) In the interest of public health, safety and economy, a. The inspections of the construction, repairs, or
every officer, board, department, or commission installations have been conducted with the
charged with the duty of approving plans and specifica- degree of care and professional skill and judg-
tions or awarding or entering into contracts involving ment ordinarily exercised by a member of that
the expenditure of public funds in excess of: profession; and
1. Three hundred thousand dollars ($300,000) for b. To the best of his knowledge and in the profes-
the repair of public buildings where such repair sional opinion of the engineer, the contractor
does not include major structural change in fram- has fulfilled the obligations of such plans, spec-
ing or foundation support systems, or five hun- ifications, and contract.
dred thousand dollars ($500,000) for the repair
3. No certificate of compliance shall be issued until the
of public buildings by The University of North
architect and/or engineer is satisfied that the con-
Carolina or its constituent institutions where
tractor has fulfilled the obligations of such plans,
such repair does not include major structural
specifications, and contract.
change in framing or foundation support sys-
tems. (c) The following shall be excepted from the requirements
1a. One hundred thousand dollars ($100,000) of subsection (a) of this section:
for the repair of public buildings affecting 1. Dwellings and outbuildings in connection there-
life safety systems, with, such as barns and private garages.
2. One hundred thirty-five thousand dollars 2. Apartment buildings used exclusively as the resi-
($135,000) for the repair of public buildings dence of not more than two families.
where such repair includes major structural
3. Buildings used for agricultural purposes other
change in framing or foundation support sys-
than schools or assembly halls which are not
tems, or
within the limits of a city or an incorporated vil-
3. One hundred thirty-five thousand dollars lage.
($135,000) for the construction of, or additions
4. Temporary buildings or sheds used exclusively
to, public buildings or State-owned and operated
for construction purposes, not exceeding 20 feet
utilities, shall require that such plans and specifi-
in any direction, and not used for living quarters.
cations be prepared by a registered architect, in
accordance with the provisions of Chapter 83A 5. Pre-engineered garages, sheds, and workshops
of the General Statutes, or by a registered engi- up to 5,000 square feet used exclusively by city,
neer, in accordance with the provisions of Chap- county, public school, or State employees for
ter 89C of the General Statutes, or by both purposes related to their employment. For
architect and engineer, particularly qualified by pre-engineered garages, sheds, and workshops
training and experience for the type of work constructed pursuant to this subdivision, there

34 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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shall be a minimum separation of these structures impossible to specify performance and design characteristics for
from other buildings or property lines of 30 feet. such materials and impossible to cite three or more items due to
the fact that there are not that many items of similar or equivalent
(d) On projects on which no registered architect or engi-
design in competition, then as many items as are available shall
neer is required pursuant to the provisions of this sec-
be cited. On all city, county or State works, the maximum
tion, the governing board or awarding authority shall
interchangeability and compatibility of cited items shall be
require a certificate of compliance with the State Build-
required. The brand of product used on a city, county or State
ing Code from the city or county inspector for the spe-
work shall not limit competitive bidding on future works. Speci-
cific trade or trades involved or from a registered
fications may list one or more preferred brands as an alternate to
architect or engineer, except that the provisions of this
the base bid in limited circumstances. Specifications containing
subsection shall not apply to projects where any of the
a preferred brand alternate under this section must identify the
following apply:
performance standards that support the preference. Performance
1. The plans and specifications are approved by the standards for the preference must be approved in advance by the
Department of Administration, Division of State owner in an open meeting. Any alternate approved by the owner
Construction, and the completed project is shall be approved only where (i) the preferred alternate will pro-
inspected by the Division of State Construction vide cost savings, maintain or improve the functioning of any
and the State Electrical Inspector. process or system affected by the preferred item or items, or
2. The project is exempt from the State Building both, and (ii) a justification identifying these criteria is made
Code. available in writing to the public. Substitution of materials,
items, or equipment of equal or equivalent design shall be sub-
3. The project has a total projected cost of less than mitted to the architect or engineer for approval or disapproval;
$100,000 and does not alter life safety systems. such approval or disapproval shall be made by the architect or
(e) All plans and specifications for public buildings of any engineer prior to the opening of bids. The purpose of this statute
kind shall be identified by the name and address of the is to mandate and encourage free and open competition on pub-
author thereof. lic contracts.
(f) Neither the designer nor the contractor involved shall § 133-4. Violation of Chapter made misdemeanor.
receive his final payment until the required certificate Any person, firm, or corporation violating the provisions of
of compliance shall have been received by the award- this Chapter shall be guilty of a Class 3 misdemeanor and upon
ing authority. conviction, license to practice his profession in this State shall
(g) On all facilities which are covered by this Article, other be withdrawn for a period of one year and he shall only be sub-
than those listed in subsection (c) of this section and ject to a fine of not more than five hundred dollars ($500.00).
which require any job-installed finishes, the plans and
specifications shall include the color schedule.
Inspection of State Owned Buildings
§ 133-2. Drawing of plans by material furnisher prohibited.
It shall be unlawful for any architect, engineer, designer or § 143-135.1. State buildings exempt from county and
draftsman, employed on county, State, or city works, to employ municipal building requirements; consideration of recom-
or allow any manufacturer, his representatives or agents, to mendations by counties and municipalities.
write, plan, draw, or make specifications for such works or any
part thereof. (a) Buildings constructed by the State of North Carolina or
by any agency or institution of the State in accordance
§ 133-3. Specifications to carry competitive items; substitu- with plans and specifications approved by the Depart-
tion of materials. ment of Administration or by The University of North
All architects, engineers, designers, or draftsmen, when provid- Carolina or one of its affiliated or constituent institu-
ing design services, or writing specifications, directly or indi- tions pursuant to G.S. 116-31.11 shall not be subject to
rectly, for materials to be used in any city, county or State work, inspection by any county or municipal authorities and
shall specify in their plans the required performance and design shall not be subject to county or municipal building
characteristics of such materials. However, when it is impossible codes and requirements.
or impractical to specify the required performance and design (b) Inspection fees fixed by counties and municipalities
characteristics for such materials, then the architect, engineer, shall not be applicable to such construction by the State
designer or draftsman may use a brand name specification so of North Carolina. County and municipal authorities
long as they cite three or more examples of items of equal design may inspect any plans or specifications upon their
or equivalent design, which would establish an acceptable range request to the Department of Administration or, with
for items of equal or equivalent design. The specifications shall respect to projects under G.S. 116-31.11, The Univer-
state clearly that the cited examples are used only to denote the sity of North Carolina, and any and all recommenda-
quality standard of product desired and that they do not restrict tions made by them shall be given consideration.
bidders to a specific brand, make, manufacturer or specific Requests by county and municipal authorities to
name; that they are used only to set forth and convey to bidders inspect plans and specifications for State projects shall
the general style, type, character and quality of product desired; be on the basis of a specific project. Should any agency
and that equivalent products will be acceptable. Where it is or institution of the State require the services of county

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 35


REPRINT OF THE GENERAL STATUTES

or municipal authorities, notice shall be given for the The Governor may make appointments to fill the
need of such services, and appropriate fees for such ser- unexpired portions of any terms vacated by reason of
vices shall be paid to the county or municipality; pro- death, resignation, or removal from office. In making
vided, however, that the application for such services to such appointment, he shall preserve the composition of
be rendered by any county or municipality shall have the Council required above.
prior written approval of the Department of Adminis-
(b) Compensation. Members of the Building Code Council
tration, or with respect to projects under G.S.
other than any who are employees of the State shall
116-31.11, The University of North Carolina.
receive seven dollars ($7.00) per day, including neces-
(c) Notwithstanding any law to the contrary, including any sary time spent in traveling to and from their place ofres-
local act, no county or municipality may impose idence within the State to any place of meeting or while
requirements that exceed the North Carolina State traveling on official business of the Council. In addition,
Building Code regarding the design or construction of all members shall receive mileage and subsistence
buildings constructed by the State of North Carolina. according to State practice while going to and from any
place of meeting, or when on official business of the
Council.
Building Code Council and Building Code
§ 143-137. Organization of Council; rules; meetings; staff;
§ 143-136. Building Code Council created; membership. fiscal affairs.
(a) Creation; Membership; Terms. There is hereby created a (a) First Meeting; Organization; Rules. Within 30 days after
Building Code Council, which shall be composed of 17 its appointment, the Building Code Council shall meet
members appointed by the Governor, consisting of two on call of the Commissioner of Insurance. The Council
registered architects, one licensed general contractor, shall elect from its appointive members a chairman and
one licensed general contractor specializing in residen- such other officers as it may choose, for such terms as it
tial construction, one licensed general contractor spe- may designate in its rules. The Council shall adopt such
cializing in coastal residential construction, one rules not inconsistent herewith as it may deem necessary
registered engineer practicing structural engineering, for the proper discharge of its duties. The chairman may
one registered engineer practicing mechanical engineer- appoint members to such committees as the work of the
ing, one registered engineer practicing electrical engi- Council may require. In addition, the chairman shall
neering' one licensed plumbing and heating contractor, establish and appoint ad hoc code revision committees to
one municipal or county building inspector, one licensed consider and prepare revisions and amendments to the
liquid petroleum gas dealer/contractor involved in the Code volumes. Each ad hoc committee shall consist of
design of natural and liquid petroleum gas systems who members of the Council, licensed contractors, and
has expertise and experience in natural and liquid petro- design professionals most affected by the Code volume
leum gas piping, venting and appliances, a representa- for which the ad hoc committee is responsible, and
tive of the public who is not a member of the building members of the public. The subcommittees shall meet
construction industry, a licensed electrical contractor, a upon the call of their respective chairs and shall report
registered engineer on the engineering staff of a State their recommendations to the Council.
agency charged with approval of plans of State-owned (b) Meetings. The Council shall meet regularly, at least
buildings, a municipal elected official or city manager, a once every six months, at places and dates to be deter-
county commissioner or county manager, and an active mined by the Council. Special meetings may be called
member of the North Carolina fire service with expertise by the chairman on his own initiative and must be
in fire safety. In selecting the municipal and county called by him at the request of two or more members of
members, preference should be given to members who the Council. All members shall be notified by the chair-
qualify as either a registered architect, registered engi- man in writing of the time and place of regular and spe-
neer, or licensed general contractor. Of the members ini- cial meetings at least seven days in advance of such
tially appointed by the Governor, three shall serve for meeting. Seven members shall constitute a quorum. All
terms of two years each, three shall serve for terms of meetings shall be open to the public.
four years each, and three shall serve for terms of six
years each. Thereafter, all appointments shall be for (c) Staff. Personnel of the Division of Engineering of the
terms of six years. The Governor may remove appoint- Department of Insurance shall serve as a staff for the
ive members at any time. Neither the architect nor any of Council. Such staff shall have the duties of
the above named engineers shall be engaged in the man- 1. Keeping an accurate and complete record of all
ufacture, promotion or sale of any building material, and meetings, hearings, correspondence, laboratory
any member who shall, during his term, cease to meet studies, and technical work performed by or for the
the qualifications for original appointment (through Council, and making these records available for
ceasing to be a practicing member of the profession indi- public inspection at all reasonable times;
cated or otherwise) shall thereby forfeit his membership
2. Handling correspondence for the Council.
on the Council. In making new appointments or filling
vacancies, the Governor shall ensure that minorities and (d) Fiscal Affairs of the Council. All funds for the opera-
women are represented on the Council. tions of the Council and its staff shall be appropriated to

36 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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the Department of Insurance for the use of the Council. particular facilities therein as may be found reason-
All such funds shall be held in a separate or special ably necessary for the protection of the occupants of
account on the books of the Department of Insurance, the building or structure, its neighbors, and members
with a separate financial designation or code number to of the public at large.
be assigned by the Department of Administration or its In addition, the Code may regulate activities and
agent. Expenditures for staff salaries and operating conditions in buildings, structures, and premises that
expenses shall be made in the same manner as the pose dangers of fire, explosion, or related hazards.
expenditure of any other Department of Insurance Such fire prevention code provisions shall be consid-
funds. The Department of Insurance may hire such ered the minimum standards necessary to preserve
additional personnel as may be necessary to handle the and protect public health and safety, subj ect to
work of the Building Code Council, within the limits of approval by the Council of more stringent provisions
funds appropriated for the Council and with the proposed by a municipality or county as provided in
approval of the Council. G.S. 143-138(e). These provisions may include regu-
§ 143-138. North Carolina State Building Code. lations requiring the installation of either bat-
tery-operated or electrical smoke detectors in every
(a) Preparation and Adoption. The Building Code Council
dwelling unit used as rental property, regardless of the
may prepare and adopt, in accordance with the provi- date of construction of the rental property. For dwell-
sions of this Article, a North Carolina State Building ing units used as rental property constructed prior to
Code. Before the adoption of the Code, or any part of the 1975, smoke detectors shall have an Underwriters'
Code, the Council shall hold at least one public hearing. Laboratories, Inc., listing or other equivalent national
A notice of the public hearing shall be published in the testing laboratory approval, and shall be installed in
North Carolina Register at least 15 days before the date accordance with either the standard of the National
of the hearing. Notwithstanding G.S. 150B-2(8a)h., the Fire Protection Association or the minimum protec-
North Carolina State Building Code as adopted by the tion designated in the manufacturer's instructions,
Building Code Council is a rule within the meaning of
which the property owner shall retain or provide as
G.S. 150B-2(8a) and shall be adopted in accordance
proof of compliance.
with the procedural requirements of Article 2A of Chap-
ter 150B of the General Statutes. The Code may contain provisions regulating every
type of building or structure, wherever it might be situ-
The Council shall request the Office of State Budget ated in the State.
and Management to prepare a fiscal note for a proposed
Code change that has a substantial economic impact, as Provided further, that nothing in this Article shall be
defined in G.S. 150B-21.4(bl), or that increases the construed to make any building rules applicable to farm
cost of residential housing by eighty dollars ($80.00) or buildings located outside the building-rules jurisdic-
more per housing unit. The change can become effec- tion of any municipality.
tive only in accordance with G.S. 143-138(d). Neither Provided further, that no building permit shall be
the Department of Insurance nor the Council shall be required under the Code or any local variance thereof
required to expend any monies to pay for the prepara- approved under subsection (e) for any construction,
tion of any fiscal note under this section by any person installation, repair, replacement, or alteration costing
outside of the Department or Council unless the five thousand dollars ($5,000) or less in any single
Department or Council contracts with a third-party family residence or farm building unless the work
vendor to prepare the fiscal note. involves: the addition, repair, or replacement of load
(b) Contents of the Code. The North Carolina State Build- bearing structures; the addition (excluding replace-
ing Code, as adopted by the Building Code Council, ment of same size and capacity) or change in the
may include reasonable and suitable classifications of design of plumbing; the addition, replacement or
buildings and structures, both as to use and occu- change in the design of heating, air conditioning, or
pancy; general building restrictions as to location, electrical wiring, devices, appliances, or equipment,
height, and floor areas; rules for the lighting and venti- the use of materials not permitted by the North
lation of buildings and structures; requirements con- Carolina Uniform Residential Building Code; or the
cerning means of egress from buildings and addition (excluding replacement of like grade of fire
structures; requirements concerning means of ingress resistance) of roofing.
in buildings and structures; rules governing construc- Provided further, that no building permit shall be
tion and precautions to be taken during construction; required under such Code from any State agency for the
rules as to permissible materials, loads, and stresses; construction of any building or structure, the total cost
rules governing chimneys, heating appliances, eleva- of which is less than twenty thousand dollars
tors, and other facilities connected with the buildings ($20,000), except public or institutional buildings.
and structures; rules governing plumbing, heating, air
conditioning for the purpose of comfort cooling by the For the information of users thereof, the Code shall
lowering of temperature, and electrical systems; and include as appendices
such other reasonable rules pertaining to the construc- 1. Any rules governing boilers adopted by the
tion of buildings and structures and the installation of Board of Boiler and Pressure Vessels Rules,

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 37


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2. Any rules relating to the safe operation of eleva- locking mechanism shall be constructed so that it will
tors adopted by the Commissioner of Labor, and engage only when a key, knob, handle, button, or other
3. Any rules relating to sanitation adopted by the similar device is being held in position by a person, and
Commission for Health Services which the provided further that, if the mechanism is electrically or
Building Code Council believes pertinent. electronically controlled, it automatically disengages
when the building's fire alarm is activated. Upon
In addition, the Code may include references to such release of the locking mechanism by a supervising
other rules of special types, such as those of the Medi- adult, the door must be able to be opened readily.
cal Care Commission and the Department of Public
Instruction as may be useful to persons using the Code. (c) Standards to Be Followed in Adopting the Code. All reg-
No rule issued by any agency other than the Building ulations contained in the North Carolina State Building
Code Council shall be construed as a part of the Code, Code shall have a reasonable and substantial connection
nor supersede that Code, it being intended that they be with the public health, safety, morals, or general welfare,
presented with the Code for information only. and their provisions shall be construed reasonably to
those ends. Requirements of the Code shall conform to
Nothing in this Article shall extend to or be con- good engineering practice. The Council may use as
strued as being applicable to the regulation of the guidance, but is not required to adopt, the requirements
design, construction, location, installation, or opera- of the International Building Code of the International
tion of (1) equipment for storing, handling, transport- Code Council, the Standard Building Code of the South-
ing, and utilizing liquefied petroleum gases for fuel ern Building Code Congress International, Inc., the Uni-
purposes or anhydrous ammonia or other liquid fertil- form Building Code of the International Conference of
izers, except for liquefied petroleum gas from the outlet Building Officials, the National Building Code of the
of the first stage pressure regulator to and including Building Officials and Code Administrators, Inc., the
each liquefied petroleum gas utilization device within a National Electric Code, the Life Safety Code, the
building or structure covered by the Code, or (2) equip- National Fuel Gas Code, the Fire Prevention Code of
ment or facilities, other than buildings, of a public util- the National Fire Protection Association, the Safety
ity, as defined in G.S. 62-3, or an electric or telephone Code for Elevators and Escalators, and the Boiler and
membership corporation, including without limitation Pressure Vessel Code of the American Society of
poles, towers, and other structures supporting electric Mechanical Engineers, and standards promulgated by
or communication lines. the American National Standards Institute, Standards
Nothing in this Article shall extend to or be con- Underwriters' Laboratories, Inc., and similar national or
strued as being applicable to the regulation of the international agencies engaged in research concerning
design, construction, location, installation, or opera- strength of materials, safe design, and other factors bear-
tion of industrial machinery. However, if during the ing upon health and safety.
building code inspection process, an electrical inspec- (d) Amendments of the Code. The Building Code Council
tor has any concerns about the electrical safety of a may revise and amend the North Carolina State Building
piece of industrial machinery, the electrical inspector Code, either on its own motion or upon application from
may refer that concern to the Occupational Safety and any citizen, State agency, or political subdivision of the
Health Division in the North Carolina Department of State. In adopting any amendment, the Council shall
Labor but shall not withhold the certificate of occu- comply with the same procedural requirements and the
pancy nor mandate third-party testing of the industrial same standards set forth above for adoption of the Code.
machinery based solely on this concern. For the pur-
poses of this paragraph, "industrial machinery" means (e) Effect upon Local Codes. The North Carolina State
equipment and machinery used in a system of opera- Building Code shall apply throughout the State, from the
tions for the explicit purpose of producing a product. time of its adoption. Approved rules shall become effec-
The term does not include equipment that is perma- tive in accordance with G.S. 150B-21.3. However, any
nently attached to or a component part of a building and political subdivision of the State may adopt a fire pre-
related to general building services such as ventilation, vention code and floodplain management regulations
heating and cooling, plumbing, fire suppression or pre- within its jurisdiction. The territorial jurisdiction of any
vention, and general electrical transmission. municipality or county for this purpose, unless other-
wise specified by the General Assembly, shall be as fol-
In addition, the Code may contain rules concerning lows: Municipal jurisdiction shall include all areas
minimum efficiency requirements for replacement within the corporate limits of the municipality and extra-
water heaters, which shall consider reasonable avail- territorial jurisdiction areas established as provided in
ability from manufacturers to meet installation space G.S. 160A-360 or a local act; county jurisdiction shall
requirements and may contain rules concerning energy include all other areas of the county. No such code or
efficiency that require all hot water plumbing pipes that regulations, other than floodplain management regula-
are larger than one-fourth of an inch to be insulated. tions and those permitted by G.S. 160A-436, shall be
No State, county, or local building code or regulation effective until they have been officially approved by the
shall prohibit the use of special locking mechanisms for Building Code Council as providing adequate minimum
seclusion rooms in the public schools approved under standards to preserve and protect health and safety, in
G.S. 115C-391.1(e)(1)e., provided that the special accordance with the provisions of subsection (c) above.

38 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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Local floodplain regulations may regulate all types and NUMBER OF


OFFICIAL OR AGENCY COPIES
uses of buildings or structures located in flood hazard
State Departments and Officials
areas identified by local, State, and federal agencies, and
include provisions governing substantial improvements, Governor
substantial damage, cumulative substantial improve- Lieutenant Governor
ments, lowest floor elevation, protection of mechanical Auditor
and electrical systems, foundation construction, anchor- Treasurer
age, acceptable flood resistant materials, and other mea- Secretary of State
sures the political subdivision deems necessary Superintendent of Public Instruction
considering the characteristics of its flood hazards and Attorney General (Library)
vulnerability. In the absence of approval by the Building Commissioner of Agriculture
Code Council, or in the event that approval is with-
Commissioner of Labor
drawn, local fire prevention codes and regulations shall
Commissioner of Insurance
have no force and effect. Provided any local regulations
approved by the local governing body which are found Department of Environment and Natural Resources
by the Council to be more stringent than the adopted Department of Health and Human Services
statewide fire prevention code and which are found to Office of Juvenile Justice
regulate only activities and conditions in buildings, Board of Transportation
structures, and premises that pose dangers of fire, explo- Utilities Commission
sion or related hazards, and are not matters in conflict Department of Administration
with the State Building Code, shall be approved. Local Clerk of the Supreme Court
governments may enforce the fire prevention code of the Clerk of the Court of Appeals
State Building Code using civil remedies authorized Department of Cultural Resources [State Library]
under G.S. 143-139, 153A-123, and 160A-175. If the
Supreme Court Library
Commissioner of Insurance or other State official with
Legislative Library
responsibility for enforcement of the Code institutes a
civil action pursuant to G.S. 143-139, a local govern- Schools
ment may not institute a civil action under G.S. 143-139, All state-supported colleges and universities * 1 each Local
153A-123, or 160A-175 based upon the same violation. in the State of North Carolina Officials
Appeals from the assessment or imposition of such civil Clerks of the Superior Courts 1 each
remedies shall be as provided in G.S. 160A-434. Chief Building Inspector of each incorporated
municipality or county
(f) Repealed.
(g) Publication and Distribution of Code. The Building
(i) Section 1008 of Chapter X of Volume 1 of the North
Code Council shall cause to be printed, after adoption by
Carolina State Building Code, Title "Special Safety to
the Council, the North Carolina State Building Code and
Life Requirements Applicable to Existing High-Rise
each amendment thereto. It shall, at the State's expense,
Buildings" as adopted by the North Carolina State
distribute copies of the Code and each amendment to
Building Code Council on March 9, 1976, as ratified
State and local governmental officials, departments,
and adopted as follows:
agencies, and educational institutions, as is set out in the
table below. (Those marked by an asterisk will receive
copies only on written request to the Council.) Section 1008 - Existing High-Rise Buildings
In addition, the Building Code Council shall make SECTION 1008
additional copies available at such price as it shall deem SPECIAL SAFETY TO LIFE REQUIREMENTS
reasonable to members of the general public. The pro- APPLICABLE TO EXISTING HIGH-RISE BUILDINGS
ceeds from sales of the Building Code shall be credited
to the Insurance Regulatory Fund under G.S. 58-6-25. 1008 General.
(h) Violations. Any person who shall be adjudged to have (a) Applicability. Within a reasonable time, as fixed by
violated this Article or the North Carolina State Build- "written order" of the building official, and except as
ing Code, except for violations of occupancy limits otherwise provided in subsection U) of this section
established by either, shall be guilty of a Class 3 misde- every building the [then] existing, that qualifies for
meanor and shall upon conviction only be liable to a classification under Table 1008.1 shall be considered
fine, not to exceed fifty dollars ($50.00), for each to be a high-rise building and shall be provided with
offense. Each 30 days that such violation continues safety to life facilities as hereinafter specified. All other
shall constitute a separate and distinct offense. Viola- buildings shall be considered as low-rise.
tion of occupancy limits established pursuant to the NOTE: The requirements of Section 1008 shall be
North Carolina State Building Code shall be a Class 3 considered as minimum requirements to provide for
misdemeanor. Any violation incurred more than one reasonable safety to life requirements for existing
year after another conviction for violation of the occu- buildings and where possible, the owner and designer
pancy limits shall be treated as a first offense for pur- should consider the provisions of Section 506 applica-
poses of establishing and imposing penalties. ble to new high-rise buildings.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 39


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(b) Notification of Building Owner. The Department of 3. The local building official shall send second
Insurance will send copies of amendments adopted to all request notices as per 1008(b) to building owners
local building officials with the suggestion that all local who have made no response to the request at the
building officials transmit to applicable building owners end of six months and a third request notice to no
in their jurisdiction copies of adopted amendments, response building owners at the end of nine
months.
within six months from the date the amendments are
adopted, with the request that each building owner 4. If the building owner makes no response to any
respond to the local building official how he plans to of the three requests for information on how the
comply with these requirements within a reasonable owner plans to comply with Section 1008 within
time. 12 months from the first request, the building
NOTE: Suggested reasonable time and procedures official shall issue a "written order" to the build-
for owners to respond to the building official's request is ing owner to provide his building with the safety
as follows: to life facilities as required by this section and to
1. The building owner shall, upon receipt of written submit an overall plan specified by (1) above
request from the building official on compliance within six months with the 5-year time period
procedures within a reasonable time, submit an starting on the date of the "written order."
overall plan required by 1008(c) below within 5. For purposes of this section, the Construction Sec-
one year and within the time period specified in tion of the Division of Health Service Regulation,
the approved overall plan, but not to exceed five Department of Health and Human Services, will
years after the overall plan is approved, accom- notify all non-State owned I-Institutional build-
plish compliance with this section, as evidenced ings requiring licensure by the Division of Health
by completion of the work in accordance with Service Regulation and coordinate compliance
approved working drawings and specifications requirements with the Department of Insurance
and by issuance of a new Certificate of Compli- and the local building official.
ance by the building official covering the work.
Upon approval of building owner's overall plan, (c) Submission of Plans and Time Schedule for Completing
the building official shall issue a "written order," Work. Plans and specifications, but not necessarily
as per 1008(a) above, to comply with Section working drawings covering the work necessary to bring
1008 in accordance with the approved overall the building into compliance with this section shall be
plan. submitted to the building official within a reasonable
time. (See suggested time in NOTE of Section 1008(b)
2. The building official may permit time extensions above). A time schedule for accomplishing the work,
beyond five years to accomplish compliance in including the preparation of working drawings and spec-
accordance with the overall plan when the owner ifications shall be included. Some of the work may
can show just cause for such extension of time at require longer periods of time to accomplish than others,
the time the overall plan is approved. and this shall be reflected in the plan and schedule.
NOTE: Suggested Time Period For Compliance:

SUGGESTED TIME PERIOD FOR COMPLIANCE


TIME FOR
ITEM CLASS I (SECTION) CLASS II (SECTION) CLASS III (SECTION) COMPLETION
Signs in Elevator Lobbies and Elevator Cabs 1008.2(h) 1008.3(h) 1008.4(h) 180 days
Emergency Evacuation Plan 1008(b) NOTE: 180 days
Corridor Smoke Detectors (Includes alternative door closers) 1008.2(c) 1008.3(c) 1008.4(c) 1 year
Manual Fire Alarm 1008.2(a) 1008.3(a) 1008.4(a) 1 year
Voice Communication System Required 1008.2(b) 1008.3(b) 1008.4(b) 2 years
Smoke Detectors Required 1008.2(c) 1008.3(c) 1008.4(c) 1 year
Protection and Fire Stopping for Vertical Shafts 1008.2(f) 1008.3(f) 1008.4(f) 3 years
Special Exit Requirements-Number, Location and
1008.2(e) 1008.3(e) 1008.4(e) 3 years
Illumination to be in accordance with Section 1007
Emergencv Electrical Power Suoolv 1008.2(d) 1008.3(d) 1008.4(d) 4 years
Soecial Exit Facilities Reauired 1008.2(e) 1008.3(e) 1008.4(e) 5 years
Comoartmentation for Institutional Buildings 1008.2(f) 1008.3(f) 1008.4(f) 5 years
Emergencv Elevator Reauirements 1008.2(h) 1008.3(h) 1008.4(h) 5 years
Central Alarm Facilitv Reauired 1008.3(i) 1008.4(i) 5 years
Areas of Refuge Reauired on Everv Eighth Floor 1008.4(i) 5 years
Smoke Venting 1008.4(k) 5 years
Fire Protection of Electrical Conductors 1008.4(1) 5 years
Sorinkler System Reauired 1008.4(m) 5 years

40 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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(d) Building Official Notification of Department of Insur- FOOTNOTE: Emergency Plan. Owners, operators, tenants,
ance. The building official shall send copies of written administrators or managers of high-rise buildings should con-
notices he sends to building owners to the Engineering sult with the fire authority having jurisdiction and establish
and Building Codes Division for their files and also procedures which shall include but not necessarily be limited to
shall file an annual report by August 15th of each year the following:
covering the past fiscal year setting forth the work
accomplished under the provisions of this section. 1. Assignment of a responsible person to work with the fire
authority in the establishment, implementation and
(e) Construction Changes and Design of Life Safety maintenance of the emergency prefire plan.
Equipment. Plans and specifications which contain 2. Emergency plan procedures shall be supplied to all ten-
construction changes and design of life safety equip- ants and shall be posted conspicuously in each hotel
ment requirements to comply with provisions of this guest room, each office area, and each schoolroom.
section shall be prepared by a registered architect in
accordance with provisions of Chapter 83A of the Gen- 3. Submission to the local fire authority of an annual
eral Statutes or by a registered engineer in accordance renewal or amended emergency plan.
with provisions of Chapter 89C of the General Statutes 4. Plan should be completed as soon as possible.
or by both an architect and engineer particularly quali-
fied by training and experience for the type of work 1008.1 All existing buildings shall be classified as Class I, II
involved. Such plans and specifications shall be sub- and III according to Table 1008.1.
mitted to the Engineering and Building Codes Division
of the Department of Insurance for approval. Plans and 1008.2 Requirements for existing Class I buildings.
specifications for I-Institutional buildings licensed by
the Division of Health Service Regulation as noted in All Class I buildings shall be provided with the following:
(b) above shall be submitted to the Construction Sec-
tion of that Division for review and approval. (a) An approved manual fire alarm system, meeting the
requirements of Section 1125 and applicable portions
(f) Filing of Test Reports and Maintenance on Life Safety ofNFPA 71, 72A, 72B, 72C or 72D, shall be provided
Equipment. The engineer performing the design for the unless the building is fully sprinklered or equipped
electrical and mechanical equipment, including sprin- with an approved automatic fire detection system con-
kler systems, must file the test results with the Engi- nected to the fire department.
neering and Building Codes Division of the (b) All Class I buildings shall meet the requirements of
Department of Insurance, or to the agency designated Sections 1001-1007.
by the Department of Insurance, that such systems have
been tested to indicate that they function in accordance (c) Smoke Detectors Required. At least one approved
with the standards specified in this section and accord- listed smoke detector tested in accordance with
ing to design criteria. These test results shall be a pre- UL-167, capable of detecting visible and invisible par-
requisite for the Certificate of Compliance required by ticles of combustion shall be installed as follows:
(b) above. Test results for I-Institutional shall be filed 1. All buildings classified as institutional, residential
with the Construction Section, Division of Health Ser- and assembly occupancies shall be provided with
vice Regulation. It shall be the duty and responsibility listed smoke detectors in all required exit corridors
of the owners of Class I, II and III buildings to maintain spaced no further than 60 feet on center or more
smoke detection, fire detection, fire control, smoke than 15 feet from any wall. Exterior corridors open
removal and venting as required by this section and to the outside are not required to comply with this
similar emergency systems in proper operating condi- requirement. If the corridor walls have one-hour
tion at all times. Certification of full tests and inspec- fire resistance rating with all openings protected
tions of all emergency systems shall be provided by the with 13/ 4-inch solid wood core or hollow metal
owner annually to the fire department. door or equivalent and all corridor doors are
equipped with approved self-closing devices, the
(g) Applicability of Chapter X and Conflicts with Other smoke detectors in the corridor may be omitted.
Sections. The requirements of this section shall be in Detectors in corridors may be omitted when each
addition to those of Sections 1001 through 1007; and in dwelling unit is equipped with smoke detectors
case of conflict, the requirements affording the higher which activate the alarm system.
degree of safety to life shall apply, as determined by the
building official. 2. In every mechanical equipment, boiler, electrical
equipment, elevator equipment or similar room
(h) Classes of Buildings and Occupancy Classifications. unless the room is sprinklered or the room is sepa-
Buildings shall be classified as Class I, II or III accord- rated from other areas by 2-hour fire-resistance
ing to Table 1008.1. In the case of mixed occupancies, construction with all openings therein protected
for this purpose, the classification shall be the most with approved fire dampers and Class B fire doors.
restrictive one resulting from the application of the (Approved listed fire (heat) detectors may be sub-
most prevalent occupancies to Table 1008.1. mitted for these rooms.)

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 41


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TABLE 1008.1
SCOPE
CLASS1 OCCUPANCY GROUP (3)(4) OCCUPIED FLOOR ABOVE AVERAGE GRADE EXCEEDING HEIGHT (2)

Group R-Residential
Group B-Business
Group E-Educational
60' but less than 120' above average grade or 6 but less thanI2 stories above average grade.
CLASS I Group A-Assembly
Group H-Hazardous
Group I-Institutional-Restrained
Group 1-Institutional-Unrestrained 36' but less than 60' above average grade or 3 but less than 6 stories above average grade.
Group R-Residential
Group B-Business
Group E-Educational
120' but less than 250' above average grade or 12 but less than 25 stories above average grade.
CLASS II Group A-Assembly
Group H-Hazardous
Group I-Institutional-Restrained
Group 1-Institutional-Unrestrained 60' but less than 250' above average grade or 6 but less than 25 stories above average grade.
Group R-Residential
Group B-Business
CLASS III Group E-Educational 250' or 25 stories above average grade.
Group I-Institutional
Group A-Assembly
Group H-Hazardous
For SI: 1 inch = 25.4 mm, 1 foot = 304.8 mm.
NOTE 1: The entire building shall comply with this section when the building has an occupied floor above the height specified, except that portions of the buildings
which do not exceed the height specified are exempt from this section, subject to the following provisions:
(a) Low-rise portions of Class I buildings must be separated from high-rise portions by I-hour construction.
(b) Low-rise portions of Class II and III buildings must be separated from high-rise portions by 2-hour construction.
(c) Any required exit from the high-rise portion which passes through the low-rise portions must be separated from the low-rise portion by the 2-hour
construction.
NOTE 2: The height described in Table 1008.1 shall be measured between the average grade outside the building and the finished floor of the top occupied story.
NOTE 3: Public parking decks meeting the requirements of Section 412.7 and less than 75 feet in height are exempt from the requirements of this section when there
is no other occupancy above or below such deck.
NOTE 4: Special purpose equipment buildings, such as telephone equipment buildings housing the equipment only, with personnel occupant load limited to per-
sons required to maintain the equipment may be exempt from any or all of these requirements at the discretion of the Engineering and Building Codes Di-
vision provided such special purpose equipment tuilding is separated from other portions of the tuilding by 2-hour fire rated construction.

3. In the return air portion of every air conditioning tions to the public utility grid supplied by multiple gen-
and mechanical ventilation system that serves erating stations, or a combination of the above.
more than one floor. 1. Emergency, exit and elevator cab lighting.
4. The activation of any detector shall activate the 2. Emergency illumination for corridors, stairs, etc.
alarm system, and shall cause such other opera-
tions as required by this code. 3. Emergency Alarms and Detection Systems. Power
supply for fire alarm and fire detection. Emer-
5. The annunciator shall be located near the main gency power does not need to be connected to fire
entrance or in a central alarm and control facility. alarm or detection systems when they are equipped
with their own emergency power supply from float
NOTE 1: Limited area sprinklers may be supplied from the
or trickle charge battery in accordance with NFPA
domestic water system provided the domestic water system
standards.
is designed to support the design flow of the largest number
of sprinklers in anyone of the enclosed areas. When sup- (e) Special Exit Requirements. Exits and exitways shall
plied by the domestic water system, the maximum number meet the following requirements:
of sprinklers in anyone enclosed room or area shall not 1. Protection of Stairways Required. All required
exceed 20 sprinklers which must totally protect the room or exit stairways shall be enclosed with noncombusti-
area. ble I-hour fire-rated construction with a minimum
(d) Emergency Electrical Power Supply. An emergency of I3/4-inch solid core wood door or hollow metal
electrical power supply shall be provided to supply the door or 20 minute UL listed doors as entrance
following for a period of not less than 2 hours. An thereto. (See Section 1007.5).
emergency electrical power supply may consist of gen- 2. Number and Location of Exits. All required exit
erators, batteries, a minimum of two remote connec- stairways shall meet the requirements of Section

42 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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1007 to provide for proper number and location ventilated doors on each floor must be firestopped at
and proper fire rated enclosures and illumination the floor slab level with noncombustible materials hav-
of and designation for means of egress. ing a fire-resistance rating not less than 1 hour to pro-
3. Exit Outlets. Each required exit stair shall exit vide an effective barrier to the passage of smoke, heat
directly outside or through a separate I-hour and gases from floor to floor through such shafts.
fire-rated corridor with no openings except the Exception: Shaft wall openings protected in accor-
necessary openings to exit into the fire rated corri- dance with NFPA No. 90A and openings connected
dor and from the fire rated corridor and such open- to metal ducts equipped with approved fire dampers
ings shall be protected with 13/ 4-inch solid wood within the shaft wall openings do not need any addi-
core or hollow metal door or equivalent unless the tional protection.
exit floor level and all floors below are equipped
(h) Signs in Elevator Lobbies and Elevator Cabs. Each ele-
with an approved automatic sprinkler system
vator lobby call station on each floor shall have an emer-
meeting the requirements of NFPA No. 13.
gency sign located adjacent to the call button and each
(f) Smoke Compartments Required for I-Institutional elevator cab shall have an emergency sign located adja-
Buildings. Each occupied floor shall be divided into at cent to the floor status indicator. The required emer-
least two compartments with each compartment con- gency sign shall be readable at all times and shall be a
taining not more than 30 institutional occupants. Such minimum of 1/2-inch high block letters with the words:
compartments shall be subdivided with 1/2-hour fire "IN CASE OF FIRE DO NOT USE ELEVATOR-
rated partitions which shall extend from outside wall to USE THE EXIT STAIRS" or other words to this effect.
outside wall and from floor to and through any con-
1008.3 Requirements for existing Class II buildings.
cealed space to the floor slab or roof above and meet the
following requirements: All Class II buildings must meet the following requirements:
1. Maximum area of any smoke compartment shall (a) Manual Fire Alarm. Provide manual fire alarm system
be not more than 22,500 square feet in area with in accordance with Section I008.2(a). In addition,
both length and width limited to 150 feet. buildings so equipped with sprinkler alarm system or
2. At least one smoke partition per floor regardless of automatic fire detection system must have at least one
building size forming two smoke zones of approx- manual fire alarm station near an exit on each floor as a
imately equal size. part of such sprinkler or automatic fire detection and
alarm system. Such manual fire alarm systems shall
3. All doors located in smoke partitions shall be prop- report a fire by floor.
erly gasketed to insure a substantial barrier to the
passage of smoke and gases. (b) Voice Communication System Required. An approved
voice communication system or systems operated from
4. All doors located in smoke partitions shall be no the central alarm and control facilities shall be provided
less than 13/ 4-inch thick solid core wood doors with and shall consist of the following:
UL, 1/4-inch wire glass panel in metal frames. This
glass panel shall be a minimum of 100 square 1. One-Way Voice Communication Public Address
inches and a maximum of 720 square inches. System Required. A one-way voice communica-
tion system shall be established on a selective basis
5. Every door located in a smoke partition shall be which can be heard clearly by all occupants in all
equipped with an automatic closer. Doors that are exit stairways, elevators, elevator lobbies, corri-
normally held in the open position shall be dors' assembly rooms and tenant spaces.
equipped with an electrical device that shall, upon
actuation of the fire alarm or smoke detection sys- NOTE 1: This system shall function so that in
tem in an adjacent zone, close the doors in that the event of one circuit or speaker being dam-
smoke partition. aged or out of service, the remainder of the sys-
tem shall continue to be operable.
6. Glass in all corridor walls shall be 1/4-inch, UL
approved, wire glass in metal frames in pieces not NOTE 2: This system shall include provisions
to exceed 1296 square inches. for silencing the fire alarm devices when the
loud speakers are in use, but only after the fire
7. Doors to all patient rooms and treatment areas
alarm devices have operated initially for not
shall be a minimum of 13/ 4-inch solid core wood
less than 15 seconds.
doors except in fully sprinklered buildings.
(g) Protection and Firestopping for Vertical Shafts. All (c) Smoke Detectors Required. Smoke detectors are
vertical shafts extending more than one floor including required as per Section I008.2(c). The following are
elevator shafts, plumbing shafts, electrical shafts and additional requirements:
other vertical openings shall be protected with 1. Storage rooms larger than 24 square feet or having
noncombustible I-hour fire-rated construction with a maximum dimension of over 8 feet shall be pro-
shaft wall openings protected with 13/ 4 - inch solid core vided with approved fire detectors or smoke detec-
wood door or hollow metal door. Vertical shafts (such tors installed in an approved manner unless the
as electrical wiring shafts) which have openings such as room is sprinklered.

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2. The actuation of any detectors shall activate the (f) Compartmentation for I-Institutional Buildings
fire alarm system. Required. See Section 1008.2(f).
(d) Emergency Electrical Power Supply. An emergency (g) Protection and Firestopping for Vertical Shafts. All
electrical power supply shall be provided to supply the vertical shafts extending more than one floor including
following for a period of not less than 2 hours. An elevator shafts, plumbing shafts, electrical shafts and
emergency electrical power supply may consist of gen- other vertical openings shall be protected with
erators, batteries, a minimum of two remote connec- noncombustible 2-hour fire rated construction with
tions to the public utility grid supplied by multiple Class B-Iabeled door except for elevator doors which
generating stations, or a combination of the above. shall be hollow metal or equivalent. All vertical shafts
Power supply shall furnish power for items listed in which are not so enclosed must be fire stopped at each
Section 1008.2(d) and the following: floor slab with noncombustible materials having a fire
1. Pressurization Fans. Fans to provide required resistance rating of not less than 2 hours to provide an
pressurization, smoke venting or smoke control effective barrier to the passage of smoke, heat and
for stairways. gases from floor to floor through such shaft.

2. Elevators. The designated emergency elevator. Exception: Shaft wall openings protected in accor-
dance with NFPA No. 90A and openings connected
(e) Special Exit Facilities Required. The following exit to metal ducts equipped with approved fire dampers
facilities are required: within the shaft wall opening do not need any addi-
1. The special exit facilities required in Section tional protection.
1008.2(e) are required. All required exit stairways
(h) Emergency Elevator Requirements.
shall be enclosed with noncombustible 2-hour fire
rated construction with a minimum of 11/2 hours. 1. Elevator Recall. Each elevator shall be provided
Class B-Iabeled doors as entrance thereto: (See with an approved manual return. When actuated,
Section 1007.5). all cars taking a minimum of one car at a time, in
each group of elevators having common lobby,
2. Smoke-Free Stairways Required. At least one
shall return directly at normal car speed to the main
stairway shall be a smoke-free stairway in accor-
floor lobby, or to a smoke-free lobby leading most
dance with Section 1104.2 or at least one stairway
directly to the outside. Cars that are out of service
shall be pressurized to between 0.15-inch and
are exempt from this requirement. The manual
0.35 inch water column pressure with all doors
return shall be located at the main floor lobby.
closed. Smoke-free stairs and pressurized stairs
shall be identified with signs containing letters a NOTE: Manually operated cars are considered
minimum of 1/2-inch high containing the words to be in compliance with this provision if each
"PRIMARY EXIT STAIRS" unless all stairs are car is equipped with an audible or visual alarm
smoke free or pressurized. Approved exterior to signal the operator to return to the designated
stairways meeting the requirements of Chapter level.
XI or approved existing fire escapes meeting the
2. Identification of Emergency Elevator. At least one
requirements of Chapter X with all openings
elevator shall be identified as the emergency ele-
within 10 feet protected with wire glass or other
vator and shall serve all floor levels.
properly designed stairs protected to assure simi-
lar smoke-free vertical egress may be permitted. NOTE: This elevator will have a manual control
All required exit stairways shall also meet the in the cab which will override all other controls
requirements of Section 1008.2(e). including floor call buttons and door controls.
3. If stairway doors are locked from the stairway 3. Signs in Elevator Lobbies and Elevator Cabs. Each
side, keys shall be provided to unlock all stairway elevator lobby call station on each floor shall have
doors on every eighth floor leading into the an emergency sign located adjacent to the call but-
remainder of the building and the key shall be ton and each elevator cab shall have an emergency
located in a glass enclosure adjacent to the door at sign located adjacent to the floor status indicator.
each floor level (which may sound an alarm when These required emergency signs shall be readable
the glass is broken). When the key unlocks the at all times and shall be a minimum of 1/2-inch-high
door, the hardware shall be of the type that remains block letters with the words: "IN CASE OF FIRE
unlocked after the key is removed. Other means, DO NOT USE ELEVATOR - USE THE EXIT
approved by the building official may be approved STAIRS" or other words to this effect.
to enable occupants and fire fighters to readily
unlock stairway doors on every eighth floor that (i) Central Alarm Facility Required. A central alarm facil-
may be locked from the stairwell side. The require- ity accessible at all times to fire department personnel
ments of this section may be eliminated in or attended 24 hours a day, shall be provided and shall
smoke-free stairs and pressurized stairs provided contain the following:
fire department access keys are provided in loca- 1. Facilities to automatically transmit manual and
tions acceptable to the local fire authority. automatic alarm signals to the fire department

44 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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either directly or through a signal monitoring ser- (d) Emergency Electrical Power Supply. Emergency elec-
vice. trical power supply meeting the requirements of Sec-
tion I008.3(d) to supply all emergency equipment
2. Public service telephone.
required by Section I008.3(d) shall be provided and in
3. Fire detection and alarm systems annunciator pan- addition, provisions shall be made for automatic trans-
els to indicate the type of signal and the floor or fer to emergency power in not more than ten seconds
zone from which the fire alarm is received. These for emergency illumination, emergency lighting and
signals shall be both audible and visual with a emergency communication systems. Provisions shall
silence switch for the audible. be provided to transfer power to a second designated
NOTE: Detectors in HVAC systems used for elevator located in a separate shaft from the primary
fan shut down need not be annunciated. emergency elevator. Any standpipe or sprinkler system
serving occupied floor areas 400 feet or more above
4. Master keys for access from all stairways to all grade shall be provided with on-site generated power or
floors. diesel driven pump.
5. One-way voice emergency communications sys- (e) Special Exit Requirements. All exits and exitways shall
tem controls. meet the requirements of Section I008.3(e).
1008.4 Requirements for existing Class III buildings. (f) Compartmentation of Institutional Buildings
Required. See Section I008.2(f).
All Class III Buildings shall be provided with the following:
(g) Protection and Fire Stopping for Vertical Shafts. Same
(a) Manual Fire Alarm System. A manual fire alarm sys-
as Class II buildings. See Section I008.3(g).
tem meeting the requirements of Section I008.3(a).
(h) Emergency Elevator Requirements.
(b) Voice Communication System Required. An approved
voice communication system or systems operated from 1. Primary Emergency Elevator. At least one eleva-
the central alarm and control facilities shall be provided tor serving all floors shall be identified as the
and shall consist of the following: emergency elevator with identification signs both
1. One-Way Voice Communication Public Address outside and inside the elevator and shall be pro-
System Required. A one-way voice communica- vided with emergency power to meet the require-
tion system shall be established on a selective or ments of Section I008.3(c).
general basis which can be heard clearly by all NOTE: This elevator will have a manual con-
occupants in all elevators, elevator lobbies, corri- trol in the cab which will override all other con-
dors' and rooms or tenant spaces exceeding 1,000 trols including floor call buttons and door
square feet in area. controls.
NOTE 1: This system shall be designed so that 2. Elevator Recall. Each elevator shall be provided
in the event of one circuit or speaker being dam- with an approved manual return. When actuated,
aged or out of service the remainder of the sys- all cars taking a minimum of one car at a time, in
tem shall continue to be operable. each group of elevators having common lobby,
NOTE 2: This system shall include provisions shall return directly at normal car speed to the main
for silencing the fire alarm devices when the floor lobby or to a smoke-free lobby leading most
loud speakers are in use, but only after the fire directly to the outside. Cars that are out of service
alarm devices have operated initially for not are exempt from this requirement. The manual
less than 15 seconds. return shall be located at the main floor lobby.

2. Two-way system for use by both fire fighters and NOTE: Manually operated cars are considered
occupants at every fifth level in stairways and in all to be in compliance with this provision if each
elevators. car is equipped with an audible or visual alarm
to signal the operator to return to the designated
3. Within the stairs at levels not equipped with level.
two-way voice communications, signs indicating
the location of the nearest two-way device shall be 3. Signs in Elevator Lobbies and Elevator Cabs. Each
provided. elevator lobby call station on each floor shall have
an emergency sign located adjacent to the call but-
NOTE: The one-way and two-way voice com-
ton and each elevator cab shall have an emergency
munication systems may be combined.
sign located adjacent to the floor status indicator.
(c) Smoke Detectors Required. Approved listed smoke These required emergency signs shall be readable
detectors shall be installed in accordance with Section at all times and have a minimum of I/2-inch high
I008.3(c) and in addition, such detectors shall termi- block letters with the words: "IN CASE OF FIRE,
nate at the central alarm and control facility and be so UNLESS OTHERWISE INSTRUCTED, DO
designed that it will indicate the fire floor or the zone on NOT USE THE ELEVATOR - USE THE EXIT
the fire floor. STAIRS" or other words to this effect.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 45


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4. Machine Room Protection. When elevator equip- (ii) Master keys for access from all stairways
ment located above the hoistway is subject to dam- to all floors.
age from smoke particulate matter, cable slots
(iii) Controls for the two-way communication
entering the machine room shall be sleeved
system.
beneath the machine room floor to inhibit the pas-
sage of smoke into the machine room. (iv) Fire detection and alarm system annuncia-
tor panels to indicate the type of signal and
5. Secondary Emergency Elevator. At least one ele-
the floor or zone from which the fire alarm
vator located in separate shaft from the Primary
is received.
Emergency Elevator shall be identified as the
"Secondary Emergency Elevator" with identifica- (v) Direct communication to the central alarm
tion signs both outside and inside the elevator. It facility.
will serve all occupied floors above 250 feet and 3. The central alarm and control facilities may be
shall have all the same facilities as the primary ele- combined in a single approved location. If com-
vator and will be capable of being transferred to bined, the duplication of facilities and the direct
the emergency power system. communication system between the two may be
NOTE: Emergency power supply can be sized deleted.
for nonsimultaneous use of the primary and U) Areas of Refuge Required. Class III buildings shall be
secondary emergency elevators. provided with a designated "area of refuge" at the 250-
(i) Central Alarm and Control Facilities Required. foot level and on at least every eighth floor or fraction
thereof above that level to be designed so that occu-
1. A central alarm facility accessible at all times to pants above the 250-foot level can enter at all times and
fire department personnel or attended 24 hours a be safely accommodated in floor areas meeting the fol-
day, shall be provided. The facility shall be located lowing requirements unless the building is completely
on a completely sprinklered floor or shall be sprinklered:
enclosed in 2-hour fire resistive construction.
Openings are permitted if protected by listed 1 1/ 2 1. Identification and Size. These areas of refuge shall
hour Class B-Iabeled closures or water curtain be identified on the plans and in the building as
devices capable of a minimum discharge of three necessary. The area of refuge shall provide not less
gpm per lineal foot of opening. The facility shall than 3 square feet per occupant for the total num-
contain the following: ber of occupants served by the area based on the
occupancy content calculated by Section 1105. A
(i) Facilities to automatically transmit manual minimum of two percent of the number of occu-
and automatic alarm signals to the fire pants on each floor shall be assumed to be handi-
department either directly or through a sig- capped and no less than 16 square feet per
nal monitoring service. handicapped occupant shall be provided.
(ii) Public service telephone. Smokeproof stairways meeting the requirements
of Section 1104.2 and pressurized stairways meet-
(iii) Direct communication to the control facil- ing the requirements of Section 1108.3(e)(2) may
ity. be used for ambulatory occupants at the rate of 3
(iv) Controls for the voice communication sys- square feet of area of treads and landings per per-
tems. son, but in no case shall the stairs count for more
than one-third of the total occupants. Doors lead-
(v) Fire detection and alarm system annuncia- ing to designated areas of refuge from stairways or
tor panels to indicate the type of signal and other areas of the building shall not have locking
the floor or zone from which the fire alarm hardware or shall be automatically unlocked upon
is received, those signals, shall be both receipt of any manual or automatic fire alarm sig-
audible and visual with a silence switch for nal.
the audible.
2. Pressurized. The area of refuge shall be pressur-
NOTE: Detectors in HVAC systems used for ized with 100-percent fresh air utilizing the maxi-
fan shut down need not be annunciated. mum capacity of existing mechanical building air
2. A control facility (fire department command sta- conditioning system without recirculation from
tion) shall be provided at or near the fire depart- other areas or other acceptable means of providing
ment response point and shall contain the fresh air into the area.
following: 3. Fire Resistive Separation. Walls, partitions, floor
(i) Elevator status indicator. assemblies and roof assemblies separating the area
of refuge from the remainder of the building shall
NOTE: Not required in buildings where be noncombustible and have a fire resistance rat-
there is a status indicator at the main ele- ing of not less than 1 hour. Duct penetrations shall
vator lobby. be protected as required for penetrations of shafts.

46 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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Metallic piping and metallic conduit may pene- bustible materials. Such protection shall begin at the
trate or pass through the separation only if the source of the electrical power and extend to the floor
openings around the piping or conduit are sealed level on which the emergency equipment is located. It
on each side of the penetrations with impervious shall also extend to the emergency equipment to the
noncombustible materials to prevent the transfer extent that the construction of the building components
of smoke or combustion gases from one side of the on that floor permits. New electrical conductors in
separation to the other. The fire door serving as a metal raceways located within a 2-hour fire-rated
horizontal exit between compartments shall be so assembly without any combustible therein are exempt
installed, fitted and gasketed to provide a barrier to from this requirement.
the passage of smoke. (m) Automatic Sprinkler Systems Required.
4. Access Corridors. Any corridor leading to each
1. All areas which are classified as Group M-Mer-
designated area of refuge shall be protected as
cantile and Group H-Hazardous shall be com-
required by Sections 1104 and 702. The capacity
pletely protected with an automatic sprinkler
of an access corridor leading to an area of refuge system.
shall be based on 150 persons per unit width as
defined in Section 1105.2. An access corridor may 2. All areas used for commercial or institutional food
not be less than 44 inches in width. The width shall preparation and storage facilities adjacent thereto
be determined by the occupant content of the most shall be provided with an automatic sprinkler sys-
densely populated floor served. Corridors with tem.
I-hour fire-resistive separation may be utilized for 3. An area used for storage or handling of hazardous
area of refuge at the rate of 3 square feet per ambu- substances shall be provided with an automatic
latory occupant provided a minimum of 1 cubic sprinkler system.
foot per minute of outside air per square foot of
floor area is introduced by the air-conditioning 4. All laboratories and vocational shops in Group
system. E-Educational shall be provided with an automatic
sprinkler system.
5. Penetrations. The continuity of the fire resistance
at the juncture of exterior walls and floors must be 5. Sprinkler systems shall be in strict accordance
maintained. with NFPA No. 13 and the following require-
ments:
(k) Smoke Venting. Smoke venting shall be accomplished
by one of the following methods in nonsprinklered The sprinkler system must be equipped with a water
buildings: flow and supervisory signal system that will transmit
automatically a water flow signal directly to the fire
1. In a nonsprinklered building, the heating, ventilat- department or to an independent signal monitoring ser-
ing and air conditioning system shall be arranged vice satisfactory to the fire department.
to exhaust the floor of alarm origin at its maximum
exhausting capacity without recirculating air from U) Subsection (i) of this section does not apply to business
the floor of alarm origin to any other floor. The occupancy buildings as defined in the North Carolina
system may be arranged to accomplish this either State Building Code except that evacuation plans as
automatically or manually. If the air conditioning required on page 8, lines 2 through 16 [Section 1008,
system is also used to pressurize the areas of ref- footnote following subsection (h)], and smoke detec-
uge' this function shall not be compromised by tors as required for Class I Buildings as required by
using the system for smoke removal. Section 1008.2, page 11, lines 5 through 21 [Section
1008.2, subdivision (c)(I)]; Class II Buildings as
2. Venting facilities shall be provided at the rate of20 required by Section 1008.3, page 17, lines 17 through
square feet per 100 lineal feet or 10 square feet per 28 and page 18, lines 1 through 10 [Section 1008.3,
50 lineal feet of exterior wall in each story and dis- subsections (c) and (d)]; and Class III Buildings, as
tributed around the perimeter at not more than 50 required by Section 1008.4, lines 21 through 25 [Sec-
or 100-foot intervals openable from within the fire tion 1008.4, subsection (c)] shall not be exempted from
floor. Such panels and their controls shall be operation of this act as applied to business occupancy
clearly identified. buildings, except that the Council shall adopt rules that
3. Any combination of the above two methods or allow a business occupancy building built prior to 1953
other approved designs which will produce equiv- to have a single exit to remain if the building complies
alent results and which is acceptable to the build- with the Building Code on or before December 31,
ing official. 2006.
(1) Fire Protection of Electrical Conductors. New electri- U1) A nonbusiness occupancy building built prior to
cal conductors furnishing power for pressurization fans the adoption of the 1953 Building Code that is not
for stairways, power for emergency elevators and fire in compliance with Section 402.1.3.5 of Volume
pumps required by Section 1008.4(d) shall be protected IX of the Building Code or Section 3407.2.2 of
by a 2-hour fire-rated horizontal or vertical enclosure Volume I of the Building Code must comply with
or structural element which does not contain any com- the applicable sections by December 31,2006.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 47


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(k) For purposes of use in the Code, the term "Family Care bility under this section may, in addition to other
Home" shall mean an adult care home having two to six remedies, institute any appropriate action or pro-
residents. ceeding to: (i) prevent the unlawful maintenance,
(1) When any question arises as to any provision of the erection, construction, or reconstruction or alter-
Code, judicial notice shall be taken of that provision of ation of purpose, or overcrowding, (ii) restrain,
the Code. correct, or abate the violation, or (iii) prevent the
occupancy or use of the building, structure, or
§ 143-138.1. Introduction and instruction of the North land until the violation is corrected. In addition to
Carolina Building Code. the civil remedies set out in G.S. 160A-175 and
Prior to the effective date of Code changes pursuant to G.S. G.S. 153A-123, a county, city, or other political
143-138, the State Building Code Council and Department of subdivision authorized to enforce the North
Insurance shall provide for instructional classes for the various Carolina State Building Code within its jurisdic-
trades affected by the Code. The Department of Insurance shall tion may, for the purposes stated in (i) through
develop the curriculum for each class but shall consult the (iii) of this subsection, levy a civil penalty for
affected licensing boards and trade organizations. The curricu- violation of the fire prevention code of the North
lum shall include explanations of the rationale and need for Carolina State Building Code, which penalty
each Code amendment or revision. Classes may also be con- may be recovered in a civil action in the nature of
ducted by, on behalf of, or in cooperation with licensing debt if the offender does not pay the penalty
boards, trade associations, and professional societies. The within a prescribed period of time after the
Department of Insurance may charge fees sufficient to recover offender has been cited for the violation. If the
the costs it incurs under this section. The Council shall ensure Commissioner or other State official institutes an
that courses are accessible to persons throughout the State. action or proceeding under this section, a county,
city, or other political subdivision may not insti-
§ 143-139. Enforcement of Building Code.
tute a civil action under this section based upon
(a) Procedural Requirements. Subject to the provisions set the same violation. Appeals from the imposition
forth herein, the Building Code Council shall adopt of any remedy set forth herein, including the
such procedural requirements in the North Carolina imposition of a civil penalty by a county, city, or
State Building Code as shall appear reasonably neces- other political subdivision, shall be as provided
sary for adequate enforcement of the Code while safe- in G.S. 160A-434.
guarding the rights of persons subject to the Code.
(c) Boilers. The Bureau of Boiler Inspection of the Depart-
(b) General Building Regulations. The Insurance Com- ment of Labor shall have general supervision of the
missioner shall have general supervision, through the administration and enforcement of those sections of the
Division of Engineering of the Department of Insur- North Carolina State Building Code which pertain to
ance, of the administration and enforcement of all sec- boilers of the types enumerated in Article 7 of Chapter
tions of the North Carolina State Building Code 95 of the General Statutes.
pertaining to plumbing, electrical systems, general
(d) Elevators. The Department of Labor shall have general
building restrictions and regulations, heating and air
supervision of the administration and enforcement of
conditioning, fire protection, and the construction of
those sections of the North Carolina State Building
buildings generally, except those sections of the Code,
Code which pertain to elevators, moving stairways, and
the enforcement of which is specifically allocated to
amusement devices such as merry-go-rounds, roller
other agencies by subsections (c) and (d) below. The
coasters, Ferris wheels, etc.
Insurance Commissioner, by means of the Division of
Engineering, shall exercise his duties in the enforce- § 143-139.1. Certification of manufactured buildings,
ment of the North Carolina State Building Code structures or components by recognized independent test-
(including local building codes which have superseded ing laboratory; minimum standards for modular homes.
the State Building Code in a particular political subdi- (a) Certification. The State Building Code may provide, in
vision pursuant to G.S. 143-138(e)) in cooperation circumstances deemed appropriate by the Building
with local officials and local inspectors duly appointed Code Council, for testing, evaluation, inspection, and
by the governing body of any municipality or board of certification of buildings, structures or components
county commissioners pursuant to Part 5 of Article 19 manufactured off the site on which they are to be
of Chapter 160A of the General Statutes or Part 4 of erected, by a recognized independent testing laboratory
Article 18 of Chapter 153A of the General Statutes, or having follow-up inspection services approved by the
any other applicable statutory authority. Building Code Council. Approval of such buildings,
(b 1) Remedies. In case any building or structure is structures or components shall be evidenced by labels
maintained, erected, constructed, or recon- or seals acceptable to the Council. All building units,
structed or its purpose altered, so that it becomes structures or components bearing such labels or seals
in violation of this Article or of the North shall be deemed to meet the requirements of the State
Carolina State Building Code, either the local Building Code and this Article without further inspec-
enforcement officer or the State Commissioner tion or payment of fees, except as may be required for
of Insurance or other State official with responsi- the enforcement of the Code relative to the connection

48 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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of units and components and enforcement of local ordi- (a) In addition to other enforcement provisions set forth in
nances governing zoning, utility connections, and this Chapter, no single family or multi-unit residential
foundations permits. The Building Code Council shall building on which construction is begun in North
adopt and may amend from time to time such reason- Carolina on or after January 1, 1978, shall be occupied
able and appropriate rules and regulations as it deems until it has been certified as being in compliance with
necessary for approval of agencies offering such test- the minimum insulation standards for residential con-
ing, evaluation, inspection, and certification services struction, as prescribed in the North Carolina State
and for overseeing their operations. Such rules and reg- Building Code or as approved by the Building Code
ulations shall include provisions to insure that such Council as provided in G.S. 143-138(e).
agencies are independent and free of any potential con- (b) No public supplier of electric service, including regu-
flicts of interest which might influence their judgment lated public utilities, municipal electric service and
in exercising their functions under the Code. Such rules electric membership corporations, shall connect for
and regulations may include a schedule of reasonable electric service to an occupant any residential building
fees to cover administrative expenses in approving and on which construction is begun on or after January 1,
overseeing operations of such agencies and may 1978, unless said building complies with the insulation
require the posting of a bond or other security satisfac- requirements of the North Carolina State Building
tory to the Council guaranteeing faithful performance Code or of local building codes approved by the Build-
of duties under the Code. ing Codes Council as provided in G.S. 143-138(e), and
The Building Code Council may also adopt rules to has been certified for occupancy in compliance with
insure that any person that is not licensed, in accor- the minimum insulation standards of the North
dance with G.S. 87-1, and that undertakes to erect a Carolina State Building Code or of any local modifica-
North Carolina labeled manufactured modular build- tion approved as provided in G.S. 143-138(e), by a per-
ing, meets the manufacturer's installation instructions son designated as an inspector pursuant to subsection
and applicable provisions of the State Building Code. (a) of this section.
Any such person, before securing a permit to erect a (c) This section shall apply only in any county or city that
modular building, shall provide the code enforcement elects to enforce the insulation and energy utilization
official proof that he has in force for each modular standards of the State Building Code pursuant to G.S.
building to be erected a $5,000 surety bond insuring 143-151.27.
compliance with the regulations of the State Building
Code governing installation of modular buildings. § 143-139.3. Inspection of liquified petroleum gas piping
systems for residential structures.
(b) Minimum Standards for Modular Homes. To qualify
for a label or seal under subsection (a) of this section, a If the test required under the North Carolina State Building
single-family modular home must meet or exceed the Code for a liquified petroleum gas piping system serving a
following construction and design standards: one- or two-family residential dwelling is not performed by
a qualified code enforcement official, as defined in G.S.
1. Roof pitch. For homes with a single predominant 143-151.8(a)(5), the contractor who installed the system
roofline, the pitch of the roof shall be no less than 5 shall verify that the system complies with the test require-
feet rise for every 12 feet of run. ments and shall certify the results, in writing, to the code
2. Eave projection. The eave projections of the roof official.
shall be no less than 10 inches, which may not
§ 143-140. Hearings before enforcement agencies as to
include a gutter around the perimeter of the home,
questions under Building Code.
unless the roof pitch is 8/12 or greater.
3. Exterior wall. The minimum height of the exterior Any person desiring to raise any question under this Article or
wall shall be at least 7 feet 6 inches for the first under the North Carolina State Building Code shall be entitled
story. to a technical interpretation from the appropriate enforcement
agency, as designated in the preceding section. Upon request in
4. Siding and roofing materials. The materials and writing by any such person, the enforcement agency through an
texture for the exterior materials shall be compati- appropriate official shall within a reasonable time provide a
ble in composition, appearance, and durability to written interpretation, setting forth the facts found, the decision
the exterior materials commonly used in standard reached, and the reasons therefor. In the event of dissatisfaction
residential construction. with such decision, the person affected shall have the options
5. Foundations. The home shall be designed to of:
require foundation supports around the perimeter. 1. Appealing to the Building Code Councilor
The supports may be in the form of piers, pier and
curtain wall, piling foundations, a perimeter wall, 2. Appealing directly to the Superior Court, as provided in
or other approved perimeter supports. G.S. 143-141.
§ 143-141. Appeals to Building Code Council.
§ 143-139.2. Enforcement of insulation requirements; cer-
tificate for occupancy; no electric service without compli- (a) Method of Appeal. Whenever any person desires to
ance. take an appeal to the Building Code Council from the

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decision of a State enforcement agency relating to any which the building laws of the State are enforced by
matter under this Article or under the North Carolina State, local, and private agencies. On the basis of such
State Building Code, he shall within 30 days after such studies, the Council may recommend to the General
decision give written notice to the Building Code Assembly any statutory changes necessary to improve
Council through the Division of Engineering of the and simplify the enforcement machinery. The Council
Department of Insurance that he desires to take an may also advise State agencies as to any changes in
appeal. A copy of such notice shall be filed at the same administrative practices which could be made to
time with the enforcement agency from which the improve the enforcement of building laws without stat-
appeal is taken. The chairman of the Building Code utory changes.
Council shall fix a reasonable time and place for a hear- § 143-143. Effect on certain existing laws.
ing, giving reasonable notice to the appellant and to the
enforcement agency. Such hearing shall be not later Nothing in this Article shall be construed as abrogating or oth-
than the next regular meeting of the Council. The erwise affecting the power of any State department or agency to
Building Code Council shall thereupon conduct a full promulgate regulations, make inspections, or approve plans in
and complete hearing as to the matters in controversy, accordance with any other applicable provisions of law not in
after which it shall within a reasonable time give a writ- conflict with the provisions herein.
ten decision setting forth its findings of fact and its con- § 143-143.2. Electric wiring of houses, buildings and struc-
clusions. tures.
(b) Interpretations of the Code. The Building Code Coun- The electric wiring of houses or buildings for lighting or for
cil shall have the duty, in hearing appeals, to give inter- other purposes shall conform to the requirements of the State
pretations of such provisions of the Building Code as Building Code, which includes the National Electric Code and
shall be pertinent to the matter at issue. Where the any amendments and supplements thereto as adopted and
Council finds that an enforcement agency was in error approved by the State Building Code Council, and any other
in its interpretation of the Code, it shall remand the case applicable State and local laws. In order to protect the property
to the agency with instructions to take such action as it of citizens from the dangers incident to defective electric wir-
directs. Interpretations by the Council and local ing of buildings, it shall be unlawful for any firm or corporation
enforcement officials shall be based on a reasonable to allow any electric current for use in any newly erected build-
construction of the Code provisions. ing to be turned on without first having had an inspection made
(c) Variations of the Code. Where the Building Code of the wiring by the appropriate official electrical inspector or
Council finds on appeal that materials or methods of inspection department and having received from that inspector
construction proposed to be used are as good as those or department a certificate approving the wiring of such build-
required by the Code, it shall remand the case to the ing. It shall be unlawful for any person, firm, or corporation
enforcement agency with instructions to permit the use engaged in the business of selling electricity to furnish initially
of such materials or methods of construction. The any electric current for use in any building, unless said building
Council shall thereupon immediately initiate proce- shall have first been inspected by the appropriate official elec-
dures for amending the Code as necessary to permit the trical inspector or inspection department and a certificate given
use of such materials or methods of construction. as above provided. In the event that there is no legally
appointed inspector or inspection department with jurisdiction
(d) Further Appeals to the Courts. Whenever any person over the property involved, the two preceding sentences shall
desires to take an appeal from a decision of the Build- have no force or effect. As used in this section, "building"
ing Code Councilor from the decision of an enforce- includes any structure.
ment agency (with or without an appeal to the Building
Code Council), he may take an appeal either to the § 143-143.3. Temporary toilet facilities at construction
Wake County Superior Court or to the superior court of sites.
the county in which the proposed building is to be situ- (a) Suitable toilet facilities shall be provided and main-
ated, in accordance with the provisions of Chapter tained in a sanitary condition during construction. An
150B of the General Statutes. adequate number of facilities must be provided for the
§ 143-142. Further duties of the Building Code Council.
number of employees at the construction site. There
shall be at least one facility for every two contiguous
(a) Recommended Statutory Changes. It shall be the duty construction sites. Such facilities may be portable,
of the Building Code Council to make a thorough study enclosed, chemically treated, tank-tight units. Portable
of the building laws of the State, including both the stat- toilets shall be enclosed, screened, and weatherproofed
utes enacted by the General Assembly and the rules and with internal latches. Temporary toilet facilities need
regulations adopted by State and local agencies. On the not be provided on-site for crews on a job site for no
basis of such study, the Council shall recommend to the more than one working day and having transportation
1959 and subsequent General Assemblies desirable readily available to nearby toilet facilities.
statutory changes to simplify and improve such laws. (b) It shall be the duty of the Building Code Council to
(b) Recommend Changes in Enforcement Procedures. It establish standards to carry out the provisions of sub-
shall be the duty of the Building Code Council to make section (a) of this section not inconsistent with the
a thorough and continuing study of the manner in requirements for toilet facilities at construction sites

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established pursuant to federal occupational safety and under this section and, in conjunction with local
health rules. inspection departments, shall be responsible for peri-
§ 143-143.4. Door lock exemption for certain businesses. odic inspections to ensure compliance with the require-
ments of this section. The Department of Insurance
(a) Notwithstanding this Article or any other law to the may contract with local inspection departments to con-
contrary, any business entity licensed to sell automatic duct inspections under this subsection.
weapons as a federal firearms dealer that is in the busi-
ness of selling firearms or ammunition and that oper- (e) The Department of Insurance shall revoke a permit
ates a firing range which rents firearms and sells issued under this section upon a finding that the
ammunition shall be exempt from the door lock requirements for the original issuance of the permit are
requirements of Chapter 10 of Volume 1 of the North not being complied with.
Carolina State Building Code when issued a permit to (f) Appeals of decisions of the Department of Insurance
that effect by the Department of Insurance in accor- regarding the issuance or revocation of permits under
dance with this section. this section shall be in accordance with Chapter 150B
(b) The Department of Insurance shall issue a permit to a of the General Statutes.
business entity specified in subsection (a) of this sec- (g) For the purposes of this section, "business entity" has
tion for an exemption from the door lock requirements the same meaning as in G.S. 59-102.
of Chapter 10 of Volume 1 of the North Carolina State (h) In addition to the provisions of G.S. 143-138(h), the
Building Code if all of the following conditions are owner or operator of any business entity who is issued a
met: permit as a door lock exempt business in accordance
1. The building or facility in which business is con- with subsection (b) of this section who fails to comply
ducted has a sales floor and customer occupancy with the permit requirements of subsection (b) of this
space that is contained on one floor and is no larger section shall be subject to a civil penalty of five hun-
than 15,000 square feet of retail sales space. Retail dred dollars ($500.00) for the first offense, one thou-
sales space is that area where firearms or ammuni- sand dollars ($1,000) for the second offense, and five
tion are displayed and merchandised for sale to the thousand dollars ($5,000) for the third and subsequent
public. offenses, except when the building or facility in which
business is conducted is in compliance with the door
2. The building or facility in which business is con-
lock requirements of Chapter 10 of Volume 1 of the
ducted is equipped with an approved smoke, fire,
North Carolina State Building Code. Penalties autho-
and break-in alarm system installed and operated
rized in this subsection shall be imposed by the city or
in accordance with rules adopted by the Depart-
county in which the violation occurs. Each day the
ment of Insurance. An approved smoke, fire, or
building or facility in which business is conducted is
break-in alarm system does not have to include an
not in compliance with the provisions of this subsection
automatic door unlocking mechanism triggered
constitutes a separate offense.
when the smoke, fire, or break-in alarm system is
triggered. (i) The Department of Insurance shall adopt rules to
implement this section.
3. The owner or operator of the business will provide
to all applicable employees within 10 days of the § 143-143.5. Access to toilets in shopping malls.
issuance of the permit under this section or at the Notwithstanding any other law or rule, a horizontal travel dis-
time the employee is hired, whichever time is later, tance of 300 feet for access to public use toilets in covered mall
a written facility locking plan applicable for the buildings shall be allowed.
close of business each day.
4. Each entrance to the building or facility in which
business is conducted is posted with a sign con- Code Officials Qualification Board
spicuously located that warns that the building is
exempt from the door lock requirements of the § 143-151.8. Definitions.
State Building Code, and that after business hours (a) As used in this Article, unless the context otherwise
the building or facility's doors will remain locked requires:
from the inside even in the case of fire.
1. "Board" means the North Carolina Code Offi-
5. Payment of a permit fee of five hundred dollars cials Qualification Board.
($500.00) to the Department of Insurance.
2. "Code" means the North Carolina State Building
(c) The Department of Insurance shall file a copy of the Code and related local building rules approved
permit issued in accordance with subsection (b) of this by the Building Code Council enacted, adopted
section with all local law enforcement and fire protec- or approved under G.S. 143-138, any resolution
tion agencies that provide protection for the business adopted by a federally recognized Indian Tribe
entity. under G.S. 153A-350.1 in which the Tribe
(d) The Department of Insurance shall be responsible for adopts the North Carolina State Building Code
any inspections necessary for the issuance of permits and related local building rules, and the stan-

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dards adopted by the Commissioner of Insur- and one of whom is an elected official represent-
ance under G.S. 143-143.15(a). ing a county under 40,000 population;
3. "Code enforcement" means the examination and 4. Two members serving as building officials with
approval of plans and specifications, or the in- the responsibility for administering building,
spection of the manner of construction, work- plumbing, electrical and heating codes, one of
manship, and materials for construction of whom serves a county and one of whom serves a
buildings and structures and components city;
thereof, or the enforcement of fire code regula- 5. One member who is a registered architect;
tions as an employee of the State or local govern-
ment or as an employee of a federally recognized 6. One member who is a registered engineer;
Indian Tribe employed to perform inspections 7. Two members who are licensed general contrac-
on tribal lands under G.S. 153A-350.1, as an in- tors, at least one of whom specializes in residen-
dividual contracting with the State or a local tial construction;
government or a federally recognized Indian
8. One member who is a licensed electrical con-
Tribe who performs inspections on tribal lands
tractor;
under G.S. 153A-350.1 to conduct inspections,
or as an individual who is employed by a com- 9. One member who is a licensed plumbing or heat-
pany contracting with a county or a city to con- ing contractor;
duct inspections, except an employee of the 10. One member selected from the faculty of the
State Department of Labor engaged in the ad- North Carolina State University School of Engi-
ministration and enforcement of those sections neering and one member selected from the fac-
of the Code which pertain to boilers and eleva- ulty of the School of Engineering of the North
tors, to assure compliance with the State Build- Carolina Agricultural and Technical State Uni-
ing Code and related local building rules. versity;
4. "Local inspection department" means the 11. One member selected from the faculty of the In-
agency or agencies of local government, or any stitute of Government;
government agency of a federally recognized In-
dian Tribe under G.S. 153A-350.1, with author- 12. One member selected from the Community Col-
ity to make inspections of buildings and to leges System Office;
enforce the Code and other laws, ordinances, 13. One member selected from the Division of Engi-
and rules enacted by the State and the local gov- neering and Building Codes in the Department
ernment or a federally recognized Indian Tribe of Insurance; and
under G.S. 153A-350.1, which establish stan-
14. One member who is a local government fire pre-
dards and requirements applicable to the con-
vention inspector and one member who is a citi-
struction, alteration, repair, or demolition of
zen of the State.
buildings, and conditions that may create haz-
ards of fire, explosion, or related hazards. The various categories shall be appointed as follows:
(1), (2), (3), and (14) by the Governor; (4), (5), and (6)
5. "Qualified Code-enforcement official" means a by the General Assembly upon the recommendation of
person qualified under this Article to engage in the President Pro Tempore in accordance with G.S.
the practice of Code enforcement. 120-121; (7), (8), and (9) by the General Assembly
(b) For purposes of this Article, the population of a city or upon the recommendation of the Speaker of the House
county shall be determined according to the most cur- of Representatives in accordance with G.S. 120-121;
rent federal census, unless otherwise specified. (10) by the deans of the respective schools of engineer-
ing of the named universities; (11) by the Director of
§ 143-151.9. North Carolina Code Officials Qualification the Institute of Government; (12) by the President of
Board established; members; terms; vacancies. the Community College System; and (13) by the Com-
(a) There is hereby established the North Carolina Code missioner of Insurance.
Officials Qualification Board in the Department of (b) The members shall be appointed for staggered terms
Insurance. The Board shall be composed of 20 mem- and the initial appointments shall be made prior to Sep-
bers appointed as follows: tember 1, 1977, and the appointees shall hold office
1. One member who is a city or county manager; until July 1 of the year in which their respective terms
expire and until their successors are appointed and
2. Two members, one of whom is an elected official qualified as provided hereafter:
representing a city over 5,000 population and
For the terms of one year: the members from subdivi-
one of whom is an elected official representing a
sions (1), (6) and (10) of subsection (a), and one mem-
city under 5,000 population;
ber from subdivision (3).
3. Two members, one of whom is an elected official For the terms of two years: the member from
representing a county over 40,000 population subdivision (11) of subsection (a), one member from

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subdivision (2), one member from subdivision (4), one arise or as the Governor or the General Assembly may
member from subdivision (7), and one member from request.
subdivision (14).
§ 143-151.12. Powers.
For the terms of three years: the members from sub-
divisions (8) and (12) of subsection (a), one member In addition to powers conferred upon the Board elsewhere in
from subdivision (2), one member from subdivision this Article, the Board shall have the power to:
(4), and one member from subdivision (14).
1. Adopt rules necessary to administer this Article;
For the terms of four years: the members from subdi-
vision (5), (9) and (13) of subsection (a), one member 1a. Require State agencies, local inspection depart-
from subdivision (3), and one member from subdivi- ments, and local governing bodies to submit
sion (7). reports and information about the employment,
Thereafter, as the term of each member expires, his education, and training of Code-enforcement
successor shall be appointed for a term of four years. officials;
Notwithstanding the appointments for a term of years, 2. Establish minimum standards for employment as a
each member shall serve at the will of the Governor. Code-enforcement official: (i) in probationary or tempo-
Members of the Board who are public officers shall rary status, and (ii) in permanent positions;
serve ex officio and shall perform their duties on the
Board in addition to the duties of their office. 3. Certify persons as being qualified under the provisions
of this Article to be Code-enforcement officials, includ-
(c) Vacancies in the Board occurring for any reason shall ing persons employed by a federally recognized Indian
be filled for the unexpired term by the person making Tribe to perform inspections on tribal lands under G.S.
the appointment. 153A-350.1;
§ 143-151.10. Compensation. 4. Consult and cooperate with counties, municipalities,
Members of the Board who are State officers or employees agencies of this State, other governmental agencies, and
shall receive no salary for serving on the Board, but shall be with universities, colleges, junior colleges, community
reimbursed for their expenses in accordance with G.S. 138-6. colleges and other institutions concerning the develop-
Members of the Board who are full-time salaried public offi- ment of Code-enforcement training schools and pro-
cers or employees other than State officers or employees shall grams or courses of instruction;
receive no salary for serving on the Board, but shall be reim- 5. Establish minimum standards and levels of education or
bursed for subsistence and travel expenses in accordance with equivalent experience for all Code-enforcement instruc-
G.S. 138-5(a)(2) and (3). All other members of the Board shall tors, teachers or professors;
receive compensation and reimbursement for expenses in
6. Conduct and encourage research by public and private
accordance with G.S. 138-5(a).
agencies which shall be designed to improve education
§ 143-151.11. Chairman; vice-chairman; other officers; and training in the administration of Code enforcement;
meetings; reports. 7. Adopt and amend bylaws, consistent with law, for its
(a) The members of the Board shall select one of their internal management and control; appoint such advisory
members as chairman upon its creation, and shall select committees as it may deem necessary; and enter into
the chairman each July 1 thereafter. contracts and do such other things as may be necessary
and incidental to the exercise of its authority pursuant to
(b) The Board shall select a vice-chairman and such other this Article; and,
officers and committee chairmen from among its mem-
bers, as it deems desirable, at the first regular meeting 8. Make recommendations concerning any matters within
of the Board after its creation and at the first regular its purview pursuant to this Article.
meeting after July 1 of each year thereafter. Provided, § 143-151.13. Required standards and certificates for
nothing in this subsection shall prevent the creation or Code-enforcement officials.
abolition of committees or offices of the Board, other
than the office of vice-chairman, as the need may arise (a) No person may engage in Code enforcement pursuant
at any time during the year. to this Article unless he possesses one of the following
types of certificates, currently valid, issued by the
(c) The Board shall hold at least four regular meetings per Board attesting to his qualifications to hold such posi-
year upon the call of the chairman. Special meetings tion: (i) a standard certificate; (ii) a limited certificate
shall be held upon the call of the chairman or the provided for in subsection (c); or (iii) a probationary
vice-chairman, or upon the written request of four certificate provided for in subsection (d). To obtain a
members of the Board. standard certificate, a person must pass an examina-
(d) The activities and recommendations of the Board with tion, as prescribed by the Board, which is based on the
respect to standards for Code officials training and cer- North Carolina State Building Code and administrative
tification shall be set forth in regular and special reports procedures required to enforce the Code. The Board
made by the Board. Additionally, the Board shall pres- shall issue a standard certificate of qualification to each
ent special reports and recommendations to the Gover- person who successfully completes the examination
nor or the General Assembly, or both, as the need may authorizing the person named therein to practice as a

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qualified Code-enforcement official in North Counties and Municipalities 25,000 and under
Carolina. The certificate of qualification shall bear the - July 1, 1985
signatures of the chairman and secretary of the Board.
All fire prevention inspectors holding office
(b) The Board shall issue one or more standard certificates - July 1, 1989.
to each Code-enforcement official demonstrating the
qualifications set forth in subsection (b1) of this sec- Fire prevention inspectors have until July 1, 1993, to
tion. Standard certificates are available for each of the complete in-service training.
following types of qualified Code-enforcement offi- An official holding a limited certificate can be pro-
cials: moted to a position requiring a higher level certificate
1. Building inspector. only upon issuance by the Board of a standard certifi-
cate or probationary certificate appropriate for such
2. Electrical inspector. new position.
3. Mechanical inspector. (d) The Board may provide for the issuance of probation-
4. Plumbing inspector. ary or temporary certificates valid for such period (not
less than one year nor more than three years) as speci-
5. Fire inspector.
fied by the Board's rules, or until June 30, 1983, which-
(b 1) The holder of a standard certificate may practice Code ever is later, to any Code-enforcement official newly
enforcement only within the inspection area and level employed or newly promoted who lacks the qualifica-
described upon the certificate issued by the Board. A tions prescribed by the Board as prerequisite to apply-
Code-enforcement official may qualify and hold one or ing for a standard certificate under subsection (a). No
more certificates. These certificates may be for differ- official may have his probationary or temporary certifi-
ent levels in different types of positions as defined in cate extended beyond the specified period by renewal
this section and in rules adopted by the Board. or otherwise. The Board may provide for appropriate
levels of probationary or temporary certificates and
(b2) A Code-enforcement official holding a certificate indi-
may issue these certificates with such special condi-
cating a specified level of proficiency in a particular
tions or requirements relating to the place of employ-
type of position may hold a position calling for that
ment of the person holding the certificate, his
type of qualification anywhere in the State. With
supervision on a consulting or advisory basis, or other
respect to all types of Code-enforcement officials,
matters as the Board may deem necessary to protect the
those with Level I, Level II, or Level III certificates
public safety and health.
shall be qualified to inspect and approve only those
types and sizes of buildings as specified in rules (e) The Board shall, without requiring an examination,
adopted by the Board. issue a standard certificate to any person who is cur-
rently certified as a county electrical inspector pursuant
(c) A Code-enforcement official holding office as of the
to G.S. 153A-351. The certificate issued by the Board
date specified in this subsection for the county or
shall authorize the person to serve at the electrical
municipality by which he is employed, shall not be
inspector level approved by the Commissioner of
required to possess a standard certificate as a condition
Insurance in G.S. 153A-351.
of tenure or continued employment but shall be
required to complete such in-service training as may be (f) The Board shall issue a standard certificate to any per-
prescribed by the Board. At the earliest practicable son who is currently licensed to practice as a(n):
date, such official shall receive from the Board a lim- 1. Architect, registered pursuant to Chapter 83A;
ited certificate qualifying him to engage in Code
enforcement at the level, in the particular type of posi- 2. General contractor, licensed pursuant to Article 1
tion, and within the governmental jurisdiction in which of Chapter 87;
he is employed. The limited certificate shall be valid 3. Plumbing or heating contractor, licensed pursu-
only as an authorization for the official to continue in ant to Article 2 of Chapter 87;
the position he held on the applicable date and shall
become invalid if he does not complete in-service train- 4. Electrical contractor, licensed pursuant to Article
ing within two years following the applicable date in 4 of Chapter 87; or,
the schedule below, according to the governmental 5. Professional engineer, registered pursuant to
jurisdiction's population as published in the 1970 U.S. Chapter 89C;
Census:
provided the person successfully completes a short
Counties and Municipalities over 75,000 population course, as prescribed by the Board, relating to the State
- July 1, 1979 Building Code regulations and Code-enforcement
administration. The standard certificate shall authorize
Counties and Municipalities between 50,001 and 75,000
the person to practice as a qualified Code-enforcement
- July 1, 1981
official at the performance level determined by the
Counties and Municipalities between 25,001 and 50,000 Board, based on the type of license or registration held
- July 1, 1983 in any profession specified above.

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§ 143-151.13A. Professional development program for offi- (f) The Board may adopt rules to implement this section,
cials. including rules that govern:
1. The content and subject matter of professional
(a) As used in this section, "official" means a qualified
development courses.
Code-enforcement official as that term is defined in
G.S. 143-151.8. 2. The criteria, standards, and procedures for the
approval of courses, course sponsors, and course
(b) The Board may establish professional development instructors.
requirements for officials as a condition of the renewal
or reactivation of their certificates. The purposes of 3. The methods of instruction.
these professional development requirements are to 4. The computation of course credit.
assist officials in maintaining professional competence
5. The ability to carry-forward course credit from
in their enforcement of the Code and to assure the
one year to another.
health, safety, and welfare of the citizens of North
Carolina. An official subject to this section shall pres- 6. The waiver of or variance from the professional
ent evidence to the Board at each certificate renewal development required for hardship or other rea-
after initial certification, that during the 12 months sons.
before the certificate expiration date, the official has 7. The procedures for compliance and sanctions
completed the required number of credit hours in for noncompliance. (2005-102, s. 1.)
courses approved by the Board. Annual continuing
education hour requirements shall be determined by the § 143-151.14. Comity.
Board but shall not be more than six credit hours. The Board may, without requiring an examination, grant a
(c) The Board may require an individual who earns a cer- standard certificate as a qualified Code-enforcement official to
tificate under programs established in G.S. 143-151.13 any person who, at the time of application, is certified as a qual-
to complete professional development courses, not to ified Code-enforcement official by a similar board of another
exceed six hours in each technical area of certification, state, district or territory where standards are acceptable to the
within one year after that individual is first employed Board and not lower than those required by this Article. A fee
by a city or county inspection department. of not more than twenty dollars ($20.00), as determined by the
Board, must be paid by the applicant to the Board for the issu-
(d) As a condition of reactivating a standard or limited cer- ance of a certificate under the provisions of this section. The
tificate, the Board may require the completion of pro- provisions of G.S. 143-151.16(b) relating to renewal fees and
fessional development courses within one year after late renewals shall apply to every person granted a standard
reemployment as an official as follows: certificate in accordance with this section.
1. An individual who has been on inactive status for § 143-151.15. Return of certificate to Board; reissuance by
more than 2 years and who has not been continu- Board.
ously employed by a city or county inspection A certificate issued by the Board under this Article is valid as
department during the period of inactive status long as the person certified is employed by the State of North
shall complete professional development Carolina or any political subdivision thereof as a
courses not to exceed 12 hours for each technical Code-enforcement official, or is employed by a federally rec-
area in which the individual is certified. ognized Indian Tribe to perform inspections on tribal lands
2. An individual who has been on inactive status for under G.S. 153A-350.1 as a Code-enforcement official. When
more than 2 years and who has been continu- the person certified leaves that employment for any reason, he
ously employed by a city or county inspection shall return the certificate to the Board. If the person subse-
department during the period of inactive status quently obtains employment as a Code-enforcement official in
shall complete professional development any governmental jurisdiction described above, the Board may
courses not to exceed 6 hours for each technical reissue the certificate to him. The provisions of G.S.
area in which the individual is certified. 143-151.16(b) relating to renewal fees and late renewals shall
apply, if appropriate. The provisions of G.S. 143-151.16(c)
3. An individual who has been on inactive status for shall not apply. This section does not affect the Board's powers
2 years or less shall complete professional devel- under G.S. 143-151.17.
opment courses not to exceed 4 hours for each
technical area in which the individual is certi- § 143-151.16. Certification fees; renewal of certificates;
fied. examination fees.

(e) The Board may, for good cause shown, grant exten- (a) The Board shall establish a schedule of fees to be paid
sions of time to officials to comply with these require- by each applicant for certification as a qualified
ments. An official who, after obtaining an extension Code-enforcement official. Such fee shall not exceed
under this subsection, offers evidence satisfactory to twenty dollars ($20.00) for each applicant.
the Board that the official has satisfactorily completed (b) A certificate, other than a probationary certificate, as a
the required professional development courses, is in qualified Code-enforcement official issued pursuant to
compliance with this section. the provisions of this Article must be renewed annually

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on or before the first day of July. Each application for (c) A denial, suspension, revocation or demotion of a cer-
renewal must be accompanied by a renewal fee to be tificate issued under this Article shall be made in accor-
determined by the Board, but not to exceed ten dollars dance with Chapter 150B of the General Statutes.
($10.00). The Board is authorized to charge an extra (d) The Board may deny an application for a certificate for
two dollar ($2.00) late renewal fee for renewals made any of the grounds that are described in subsection (a)
after the first day of July each year. of this section. Within 30 days after receipt of a notifi-
(c) Any person who fails to renew his certificate for a cation that an application for a certificate has been
period of two consecutive years may be required by the denied, the applicant may make a written request for a
Board to take and pass the same examination as review by a committee designated by the chairman of
unlicensed applicants before allowing such person to the Board to determine the reasonableness of the
renew his certificate. Board's action. The review shall be completed without
undue delay, and the applicant shall be notified
(d) The Board may establish and collect a fee to be paid by
promptly in writing as to the outcome of the review.
each applicant for examination in an amount not to
Within 30 days after service of the notification as to the
exceed one hundred twenty-five dollars ($125.00). In
outcome, the applicant may make a written request for
addition, the Board may establish and collect a fee to be
a hearing under Article 3A of Chapter 150B of the Gen-
paid by each applicant applying for a review of the
eral Statutes if the applicant disagrees with the out-
applicant's examination. The amount of the examina-
come.
tion review fee shall not exceed fifty dollars ($50.00).
Examination and examination review fees may be paid (e) The provisions of this section shall apply to
directly to approved testing services that maintain Code-enforcement officials and applicants who are
regional facilities for the purpose of administering the employed or seek to be employed by a federally recog-
Board's examinations. nized Indian Tribe to perform inspections on tribal
lands under G.S. 153A-350.1.
§ 143-151.17. Grounds for disciplinary actions; investiga-
tion; administrative procedures. § 143-151.18. Violations; penalty; injunction.

(a) The Board shall have the power to suspend any or all On and after July 1,1979, it shall be unlawful for any person to
certificates, revoke any or all certificates, demote any represent himself as a qualified Code-enforcement official who
or all certificates to a lower level, or refuse to grant any does not hold a currently valid certificate of qualification
certificate issued under the provisions of this Article to issued by the Board. Further, it shall be unlawful for any person
any person who: to practice Code enforcement except as allowed by any cur-
rently valid certificate issued to that person by the Board. Any
1. Has been convicted of a felony against this State person violating any of the provisions of this Article shall be
or the United States, or convicted of a felony in guilty of a Class 1 misdemeanor. The Board is authorized to
another state that would also be a felony if it had apply to any judge of the superior court for an injunction in
been committed in this State; order to prevent any violation or threatened violation of the
2. Has obtained certification through fraud, deceit, provisions of this Article.
or perjury; § 143-151.19. Administration.
3. Has knowingly aided or abetted any person prac- (a) The Division of Engineering and Building Codes in the
ticing contrary to the provisions of this Article or Department of Insurance shall provide clerical and
the State Building Code or any building codes other staff services required by the Board, and shall
adopted by a federally recognized Indian Tribe administer and enforce all provisions of this Article and
under G.S. 153A-350.1; all rules promulgated pursuant to this Article, subject to
4. Has defrauded the public or attempted to do so; the direction of the Board, except as delegated by this
Article to local units of government, other State agen-
5. Has affixed his signature to a report of inspection cies, corporations, or individuals.
or other instrument of service if no inspection
has been made by him or under his immediate (b) The Board shall make copies of this Article and the
and responsible direction; or, rules adopted under this Article available to the public
at a price determined by the Board.
6. Has been guilty of willful misconduct, gross
negligence or gross incompetence. (c) The Board shall keep current a record of the names and
addresses of all qualified Code-enforcement officials
(b) The Board may investigate the actions of any qualified and additional personal data as the Board deems neces -
Code-enforcement official or applicant upon the veri- sary. The Board annually shall publish a list of all cur-
fied complaint in writing of any person alleging a viola- rently certified Code-enforcement officials.
tion of subsection (a) of this section. The Board may
suspend, revoke or demote the certification of any (d) Each certificate issued by the Board shall contain such
qualified Code-enforcement official and refuse to grant identifying information as the Board requires.
a certificate to any applicant, whom it finds to have (e) The Board shall issue a duplicate certificate to practice
been guilty of one or more of the actions set out in sub- as a qualified Code-enforcement official in place of one
section (a) as grounds for disciplinary action. which has been lost, destroyed, or mutilated upon

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proper application and payment of a fee to be deter- poses of this section as any building for which a building per-
mined by the Board. mit is issued on or after September 1, 1977, which includes
two or more apartments or other family dwelling units. Pro-
§ 143-151.20. Donations and appropriations.
vided, however, that any owner or builder of a multi-unit resi-
(a) In addition to appropriations made by the General dential building who desires to provide central heat or air
Assembly, the Board may accept for any of its purposes conditioning or central hot water from a central furnace, air
and functions under this Article any and all donations, conditioner or hot water heater which incorporates solar
both real and personal, and grants of money from any assistance or other designs which accomplish greater energy
governmental unit or public agency, or from any insti- conservation than separate heat, hot water, or air conditioning
tution, person, firm or corporation, and may receive, for each dwelling unit, may apply to the North Carolina Utili-
utilize, disburse and transfer the same, subject to the ties Commission for approval of said central heat, air condi-
approval of the Council of State. Any arrangements tioning or hot water system, which may include a central
pursuant to this section shall be detailed in the next reg- meter for electricity or gas used in said central system, and the
ular report of the Board. Such report shall include the Utilities Commission shall promptly consider said applica-
identity of the donor, the nature of the transaction, and tion and approve it for such central meters if energy is con-
the conditions, if any. Any moneys received by the served by said design. This section shall apply to any dwelling
Board pursuant to this section shall be deposited in the unit normally rented or leased for a minimum period of one
State treasury to the account of the Board. month or longer, including apartments, condominiums and
(b) The Board may provide grants as a reimbursement for townhouses, but shall not apply to hotels, motels, hotels or
actual expenses incurred by the State or political subdi- motels that have been converted into condominiums, dormi-
vision thereof for the provisions of training programs tories, rooming houses or nursing homes, or homes for the
of officials from other jurisdictions within the State. elderly.
The Board, by rules, shall provide for the administra-
tion of the grant program authorized herein. In promul-
gating such rules, the Board shall promote the most North Carolina Home Inspector Board
efficient and economical program of Code-enforce-
ment training, including the maximum utilization of
§ 143-151.43. Short title.
existing facilities and programs for the purpose of
avoiding duplication. This Article is the Home Inspector Licensure Act and may be
§ 143-151.21. Disposition of fees. cited by that name.
Fees collected by the Commissioner under this Article shall be § 143-151.44. Purpose.
credited to the Insurance Regulatory Fund created under G.S.
58-6-25. This Article safeguards the public health, safety, and welfare
and protects the public from being harmed by unqualified per-
sons by regulating the use of the title "Licensed Home Inspec-
Master Electrical and Natural Gas Meters Prohibited tor" and by providing for the licensure and regulation of those
who perform home inspections for compensation.
§ 143-151.42. Prohibition of master meters for electric and § 143-151.45. Definitions.
natural gas service.
The following definitions apply in this Article:
From and after September 1, 1977, in order that each occupant
of an apartment or other individual dwelling unit may be 1. Associate home inspector. An individual who is affili-
responsible for his own conservation of electricity and gas, it ated with or employed by a licensed home inspector to
shall be unlawful for any new residential building, as herein- conduct a home inspection of a residential building on
after defined, to be served by a master meter for electric ser- behalf of the licensed home inspector.
vice or natural gas service. Each individual dwelling unit shall
have individual electric service with a separate electric meter 2. Board. The North Carolina Home Inspector Licensure
and, if it has natural gas, individual natural gas service with a Board.
separate natural gas meter, which service and meters shall be 3. Compensation. A fee or anything else of value.
in the name of the tenant or other occupant of said apartment
4. Home inspection. A written evaluation of two or more
or other dwelling unit. No electric supplier or natural gas sup-
of the following components of a residential building:
plier, whether regulated public utility or municipal corpora-
heating system, cooling system, plumbing system,
tion or electric membership corporation supplying said utility
electrical system, structural components, foundation,
service, shall connect any residential building for electric ser-
roof, masonry structure, exterior and interior compo-
vice or natural gas service through a master meter, and said
nents, or any other related residential housing compo-
electric or natural gas supplier shall serve each said apartment
nent.
or dwelling unit by separate service and separate meter and
shall bill and charge each individual occupant of said separate 5. Home inspector. An individual who engages in the
apartment or dwelling unit for said electric or natural gas ser- business of performing home inspections for compen-
vice. A new residential building is hereby defined for the pur- sation.

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6. Residential building. A structure intended to be, or that Vacancies in posItIons appointed by the General
is in fact, used as a residence by one or more individu- Assembly upon the recommendation of the President
als. Pro Tempore of the Senate or the Speaker of the House
of Representatives shall be filled in accordance with
§ 143-151.46. North Carolina Home Inspector Licensure
G.S. 120-122.
Board established; members; terms; vacancies.
§ 143-151.47. Compensation of Board members.
(a) Membership. The North Carolina Home Inspector
Licensure Board is established in the Department of Members of the Board shall receive no salary for serving on the
Insurance. The Board shall be composed of the Com- Board. Members may be reimbursed for their travel and other
missioner of Insurance or the Commissioner's expenses in accordance with G.S. 93B-5 but may not receive
designee and seven additional members appointed as the per diem authorized by that statute.
follows: § 143-151.48. Election of officers; meetings of Board.
1. A public member who is not in one of the profes- (a) Officers. Within 30 days after making appointments to
sional categories in subdivisions (2) through (4) the Board, the Governor shall call the first meeting of
of this subsection, appointed by the General the Board. The Board shall elect a chair and a vice-chair
Assembly upon the recommendation of the who shall hold office according to rules adopted by the
Speaker of the House of Representatives. Board.
2. Four home inspectors, two of whom shall be (b) Meetings. The Board shall hold at least two regular
appointed by the General Assembly upon the rec- meetings each year as provided by rules adopted by the
ommendation of the President Pro Tempore of the Board. The Board may hold additional meetings upon
Senate, one of whom shall be appointed by the the call of the chair or any two Board members. A major-
General Assembly upon the recommendation of ity of the Board membership constitutes a quorum.
the Speaker of the House of Representatives, and
one of whom shall be appointed by the Governor. § 143-151.49. Powers and responsibilities of Board.

3. A licensed general contractor appointed by the (a) General. The Board has the power to do all of the follow-
Governor upon the recommendation of the North ing:
Carolina Home Builders Association. 1. Determine the qualifications and fitness of appli-
4. A licensed real estate broker appointed by the cants for a new or renewed license.
Governor upon the recommendation of the North 2. Adopt and publish a code of ethics and standard of
Carolina Association of Realtors. practice for persons licensed under this Article.
All members of the Board must be citizens of the 3. Issue, renew, deny, revoke, and suspend licenses
State. Appointments by the General Assembly must be under this Article.
made in accordance with G.S. 120-121.
4. Conduct investigations, subpoena individuals
(b) Terms. The members shall be appointed for staggered and records, and do all other things necessary and
terms and the initial appointments shall be made prior proper to discipline persons licensed under this
to August 1, 1995. The appointees shall hold office Article and to enforce this Article.
until July 1 of the year in which their respective terms
5. Employ professional, clerical, investigative, or
expire and until their successors are appointed and
special personnel necessary to carry out the pro-
qualified.
visions of this Article.
Of the members initially appointed, the home
6. Purchase or rent office space, equipment, and
inspector appointed by the Governor shall serve a
supplies necessary to carry out the provisions of
one-year term. The home inspector appointed by the
this Article.
General Assembly upon the recommendation of the
Speaker of the House of Representatives and the 7. Adopt a seal by which it shall authenticate its pro-
licensed real estate broker shall serve two-year terms. ceedings, official records, and licenses.
One home inspector appointed by the General Assem- 8. Conduct administrative hearings in accordance
bly upon the recommendation of the President Pro with Article 3A of Chapter 150B of the General
Tempore of the Senate and the licensed contractor shall Statutes.
serve three-year terms. The remaining home inspector
appointed by the General Assembly upon the recom- 9. Establish fees as allowed by this Article.
mendation of the President Pro Tempore of the Senate 10. Publish and make available upon request the
and the citizen of the State shall serve 4-year terms. licensure standards prescribed under this Article
Thereafter, as the term of each member expires, a and all rules adopted by the Board.
successor shall be appointed for a term of four years. 11. Request and receive the assistance of State edu-
(c) Vacancies. Vacancies in the Board occurring for any cational institutions or other State agencies.
reason shall be filled for the unexpired term by the 12. Establish continuing education requirements for
appointing official making the original appointment. persons licensed under this Article.

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13. Adopt rules necessary to implement this Article. 2. Pass a licensing examination prescribed by the Board.
(b) Exam. In developing a licensing examination to deter- 3. Pay the applicable fees.
mine the knowledge of an applicant, the Board must 4. Have a high school diploma or its equivalent.
emphasize knowledge gained through experience.
5. Be employed by or affiliated with or intend to be
§ 143-151.50. License required to perform home inspec- employed by or affiliated with a licensed home inspector
tions for compensation or to claim to be a "licensed home and submit a sworn statement by that licensed home
inspector." inspector certifying that the licensed home inspector will
(a) Requirement. To perform a home inspection for com- actively supervise and train the applicant.
pensation on or after October 1, 1996, or to claim to be a § 143-151.53. Notification to applicant following evaluation
licensed home inspector or a licensed associate home of application.
inspector on or after that date, an individual must be
licensed by the Board. An individual who is not If the Board finds that the applicant has not met fully the
licensed by the Board may perform a home inspection requirements for licensing, the Board shall refuse to issue the
without compensation. license and shall notify in writing the applicant of the denial,
stating the grounds of the denial. The application may also be
(b) Form of License. The Board may issue a license only to
denied for any reason for which a license may be suspended or
an individual and may not issue a license to a partner-
revoked or not renewed under G.S. 143-151.56. Within 30 days
ship, an association, a corporation, a firm, or another
after service of the notification, the applicant may make a writ-
group. A licensed home inspector or licensed associate
ten demand upon the Board for a review to determine the rea-
home inspector, however, may perform home inspec-
sonableness of the Board's action. The review shall be
tions for or on behalf of a partnership, an association, a
completed without undue delay, and the applicant shall be noti-
corporation, a firm, or another group, may conduct
fied promptly in writing as to the outcome of the review. Within
business as one of these entities, and may enter into and
30 days after service of the notification as to the outcome, the
enforce contracts as one of these entities.
applicant may make a written demand upon the Board for a
§ 143-151.51. Requirements to be licensed as a home hearing under Article 3A of Chapter 150B of the General Stat-
inspector. utes if the applicant disagrees with the outcome.
To be licensed as a home inspector, an applicant must do all of § 143-151.54. Miscellaneous license provisions.
the following:
A license issued by the Board is the property of the Board. If the
1. Submit a completed application to the Board upon a form Board suspends or revokes a license issued by it, the individual
provided by the Board. to whom it is issued must give it to the Board upon demand. An
2. Pass a licensing examination prescribed by the Board. individual who is licensed by the Board must display the
license certificate in the manner prescribed by the Board. A
3. Have minimum net assets or a bond in an amount deter- license holder whose address changes must report the change
mined by the Board. The amount may not be less than to the Board.
five thousand dollars ($5,000) nor more than ten thou-
sand dollars ($10,000). § 143-151.55. Renewal of license; inactive licenses; lapsed
4. Pay the applicable fees.
licenses.

5. Meet one of the following three conditions: (a) Renewal. A license expires on September 30 of each
year. A license may be renewed by filing an application
a. Have a high school diploma or its equivalent, have for renewal with the Board and paying the required
been engaged as a licensed associate home inspec- renewal fee. The Board must notify license holders at
tor for at least one year, and have completed 100 least 30 days before their licenses expire. The Board
home inspections for compensation. must renew the license of a person who files an applica-
b. Have education and experience the Board consid- tion for renewal, pays the required renewal fee, has ful-
ers to be equivalent to that required by subpart a. of filled the continuing education requirements set by the
this subdivision. Board, and is not in violation of this Article when the
application is filed. If the Board imposes a continuing
c. Be licensed as a general contractor under Article 1
education requirement as a condition of renewing a
of Chapter 87 of the General Statutes, as an archi-
license, the Board must ensure that the courses needed
tect under Chapter 83A of the General Statutes, or
to fulfill the requirement are available in all geographic
as a professional engineer under Chapter 89C of
areas of the State.
the General Statutes.
(b) Late Renewal. The Board may provide for the late
§ 143-151.52. Requirements to be licensed as an associate
renewal of a license upon the payment of a late fee, but
home inspector. no late renewal of a license may be granted more than 5
To be licensed as an associate home inspector, a person must do years after the license expires.
all of the following: (c) Inactive License. A license holder may apply to the
1. Submit a completed application to the Board upon a form Board to be placed on inactive status. An applicant for
provided by the Board. inactive status must follow the procedure set by the

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Board. A license holder who is granted inactive status § 143-151.57. Fees.


is not subject to the license renewal requirements dur- (a) Maximum Fees. The Board may adopt fees that do not
ing the period the license holder remains on inactive exceed the amounts set in the following table for
status. administering this Article:
A license holder whose application is granted and is
ITEM MAXIMUM FEE
placed on inactive status may apply to the Board to be
reinstated to active status at any time. The Board may Application for home inspector license $25.00
set conditions for reinstatement to active status. An
individual who is on inactive status and applies to be Application for associate home inspector 15.00
reinstated to active status must comply with the condi- Home inspector examination 75.00
tions set by the Board.
Issuance of home inspector license 150.00
(d) Lapsed License. The license of a licensed home inspec-
tor shall lapse if the licensee fails to continuously main- Issuance of associate home inspector license 100.00
tain minimum net assets or a bond as required by G.S. Late renewal of home inspector license 25.00
143-151.58. The license of a licensed associate home
inspector shall lapse if the licensee fails to continuously Late renewal of associate home inspector license 15.00
be employed by or affiliated with a licensed home Application for course approval 150.00
inspector as required by G.S. 143-151.58.
Renewal of course approval 75.00
§ 143-151.56. Suspension, revocation, and refusal to renew
Course fee, per credit hour per license 5.00
license.
Credit for unapproved continuing education course 50.00
(a) The Board may deny or refuse to issue or renew a
license, may suspend or revoke a license, or may Cost of
impose probationary conditions on a license if the Copies of Board rules or licensure standards printing and
license holder or applicant for licensure has engaged in mailing
any of the following conduct:
(b) Subsequent Application. An individual who applied
1. Employed fraud, deceit, or misrepresentation in for a license as a home inspector and who failed the
obtaining or attempting to obtain or renew a li- home inspector examination is not required to pay an
cense. additional application fee if the individual submits
2. Committed an act of malpractice, gross negli- another application for a license as a home inspector.
gence' or incompetence in the practice of home The individual must pay the examination fee, however,
inspections. to be eligible to take the examination again.

3. Without having a current license, either per- § 143-151.58. Duties of licensed home inspector or licensed
formed home inspections for compensation or associate home inspector.
claimed to be licensed.
(a) Home Inspection Report. A licensed home inspector or
4. Engaged in conduct that could result in harm or licensed associate home inspector must give to each
injury to the public. person for whom the inspector performs a home
inspection for compensation a written report of the
5. Been convicted of or pled guilty or nolo conten- home inspection. The inspector must give the person
dere to any misdemeanor involving moral turpi- the report by the date set in a written agreement by the
tude or to any felony. parties to the home inspection. If the parties to the home
6. Been adjudicated incompetent. inspection did not agree on a date in a written agree-
ment, the inspector must give the person the report
7. Engaged in any act or practice that violates any within three business days after the inspection was per-
of the provisions of this Article or any rule issued formed.
by the Board, or aided, abetted, or assisted any
person in a violation of any of the provisions of (b) Bond Required. A licensed home inspector must con-
this Article. tinuously maintain minimum net assets or a bond as
required in G.S. 143-151.51(3).
(b) A denial of licensure, refusal to renew, suspension,
(c) Supervision. A licensed associate home inspector must
revocation, or imposition of probationary conditions
be continuously employed by or affiliated with a
upon a license holder may be ordered by the Board
licensed home inspector as required in G.S.
after a hearing held in accordance with Article 3A of
143-151.52(5).
Chapter 150B of the General Statutes and rules
adopted by the Board. An application may be made to (d) Record Keeping. All licensees under this Article shall
the Board for reinstatement of a revoked license if the make and keep full and accurate records of business
revocation has been in effect for at least one year. done under their licenses. Records shall include the

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written, signed contract and the written report required § 143-151.63. Administration.
by the standards of practice referred to in G.S.
143-151.49(a)(2) and any other information the Board (a) The Division of Engineering and Building Code in the
requires by rule. Records shall be retained by licensees Department of Insurance shall provide clerical and
for not less than three years. Licensees shall furnish other staff services required by the Board, and shall
their records to the Board on demand. administer and enforce all provisions of this Article and
all rules adopted under this Article, subject to the direc-
§ 143-151.59. Violation is a misdemeanor. tion of the Board. The Board shall reimburse the Divi-
A person who violates a provision of this Article is guilty of a sion for its services to the Board.
Class 2 misdemeanor. Each unlawful act or practice constitutes (b) Any monies received by the Board pursuant to this
a distinct and separate offense. Article shall be deposited in the State treasury to the
§ 143-151.60. Injunctions. account of the Board and shall be used to administer
this Article.
The Board may make application to any appropriate court for
an order enjoining violations of this Article. Upon a showing (c) The books and records of the Board are subject to the
by the Board that any person has violated or is about to violate oversight of the State Auditor, as provided in G.S.
this Article, the court may grant an injunction or a restraining 93B-4.
order or take other appropriate action. § 143-151.64. Continuing education requirements.
§ 143-151.61. Certain applicants do not have to be licensed (a) Requirements. The Board may establish programs of
as an associate home inspector before being eligible for continuing education for licensees under this Article. A
licensure as a home inspector. licensee subject to a program under this section shall
The requirement that an applicant for licensure as a home present evidence to the Board upon the license renewal
inspector first have a license as an associate home inspector following initial licensure, and every renewal thereaf-
does not apply to a person who, prior to October 1, 1996, had ter, that during the 12 months preceding the annual
been engaged in the business of performing home inspections license expiration date the licensee has completed the
for compensation for at least 1 year and had conducted at least required number of classroom hours of instruction in
100 home inspections for compensation. All other require- courses approved by the Board. Annual continuing
ments for licensure as a home inspector, including passing a education hour requirements shall be determined by
licensing examination provided by the Board, apply to an the Board, but shall not be more than 12 credit hours.
applicant who is exempted by this section from the requirement No member of the Board shall provide or sponsor a
of prior licensure as an associate home inspector. continuing education course under this section while
that person is serving on the Board.
§ 143-151.62. Persons and practices not affected.
(b) Fees. The Board may establish a nonrefundable course
This Article does not apply to any of the following: application fee to be charged to a course sponsor for the
1. A person who is employed as a code enforcement offi- review and approval of a proposed continuing educa-
cial by the State or a political subdivision of the State tion course. Approval of a continuing education course
and is certified pursuant to Article 9C of Chapter 143 of must be renewed annually. The Board may also require
the General Statutes, when acting within the scope of a course sponsor to pay a fee for each licensee complet-
that employment. ing an approved continuing education course con-
ducted by the sponsor.
2. A plumbing or heating contractor who does not claim to
be a home inspector and is licensed under Article 2 of (c) Credit for Unapproved Course. The Board may award
Chapter 87 of the General Statutes, when acting pursu- continuing education credit for an unapproved course or
ant to that Article. related educational activity. The Board may prescribe
procedures for a licensee to submit information on an
3. An electrical contractor who does not claim to be a
unapproved course or related educational activity for
home inspector and is licensed under Article 4 of Chap-
continuing education credit. The Board may charge a fee
ter 87 of the General Statutes, when acting pursuant to
to the licensee for each course or activity submitted.
that Article.
(d) Extension of Time. The Board may, for good cause
4. A real estate broker or a real estate sales representative
shown, grant extensions of time to licensees to comply
who does not claim to be a home inspector and is
with these requirements. Any licensee who, after
licensed under Article 1 of Chapter 93A of the General
obtaining an extension under this subsection, offers
Statutes, when acting pursuant to that Article.
evidence satisfactory to the Board that the licensee has
5. A structural pest control licensee licensed under the satisfactorily completed the required continuing edu-
provisions of Article 4C of Chapter 106 of the General cation courses, is in compliance with this section.
Statutes, an employee of the licensee, or a certified
(e) Rules. The Board may adopt rules governing continuing
applicator licensed under the provisions of Article 4C
education requirements, including rules that govern:
of Chapter 106 of the General Statutes who does not
claim to be a home inspector, while performing struc- 1. The content and subject matter of continuing
tural pest control activities pursuant to that Article. education courses.

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2. The criteria, standards, and procedures for the § 150B-20. Petitioning an agency to adopt a rule.
approval of courses, course sponsors, and course
(a) Petition. A person may petition an agency to adopt a
instructors.
rule by submitting to the agency a written rule-making
3. The methods of instruction. petition requesting the adoption. A person may submit
4. The computation of course credit. written comments with a rule-making petition. If a
rule-making petition requests the agency to create or
5. The ability to carry forward course credit from amend a rule, the person must submit the proposed text
one year to another. of the requested rule change and a statement of the
6. The waiver of or variance from the continuing effect of the requested rule change. Each agency must
education requirement for hardship or other rea- establish by rule the procedure for submitting a
sons. rule-making petition to it and the procedure the agency
7. The procedures for compliance and sanctions for follows in considering a rule-making petition.
noncompliance. (b) Time. An agency must grant or deny a rule-making
petition submitted to it within 30 days after the date the
rule-making petition is submitted, unless the agency is
Administrative Procedures Act a board or commission. If the agency is a board or com-
mission, it must grant or deny a rule-making petition
§ 150B-18. Scope and effect. within 120 days after the date the rule-making petition
is submitted.
This Article applies to an agency's exercise of its authority to
adopt a rule. A rule is not valid unless it is adopted in substan- (c) Action. If an agency denies a rule-making petition, it
tial compliance with this Article. must send the person who submitted the petition a writ-
ten statement of the reasons for denying the petition. If
§ 150B-19. Restrictions on what can be adopted as a rule. an agency grants a rule-making petition, it must inform
An agency may not adopt a rule that does one or more of the the person who submitted the rule-making petition of
following: its decision and must initiate rule-making proceedings.
When an agency grants a rule-making petition, the
1. Implements or interprets a law unless that law or another
notice of text it publishes in the North Carolina Register
law specifically authorizes the agency to do so.
may state that the agency is initiating rule making as the
2. Enlarges the scope of a profession, occupation, or field result of a rule-making petition and state the name of
of endeavor for which an occupational license is the person who submitted the rule-making petition. If
required. the rule-making petition requested the creation or
3. Imposes criminal liability or a civil penalty for an act or amendment of a rule, the notice of text the agency pub-
omission, including the violation of a rule, unless a law lishes may set out the text of the requested rule change
specifically authorizes the agency to do so or a law submitted with the rule-making petition and state
declares that violation of the rule is a criminal offense or whether the agency endorses the proposed text.
is grounds for a civil penalty. (d) Review. Denial of a rule-making petition is a final
4. Repeats the content of a law, a rule, or a federal regula- agency decision and is subject to judicial review under
tion. A brief statement that informs the public of a Article 4 of this Chapter. Failure of an agency to grant
requirement imposed by law does not violate this subdi- or deny a rule-making petition within the time limits set
vision and satisfies the "reasonably necessary" standard in subsection (b) is a denial of the rule-making petition.
of review set in G.S. 150B-21.9(a)(3). (e) Repealed.
5. Establishes a fee or other charge for providing a service § 150B-21.2. Procedure for adopting a permanent rule.
in fulfillment of a duty unless a law specifically autho-
rizes the agency to do so or the fee or other charge is for (a) Steps. Before an agency adopts a permanent rule, it
one of the following: must take the following actions:
a. A service to a State, federal, or local governmental 1. Publish a notice of text in the North Carolina
unit. Register.
b. A copy of part or all of a State publication or other 2. When required by G.S. 150B-21.4, prepare or
document, the cost of mailing a document, or both. obtain a fiscal note for the proposed rule.
c. A transcript of a public hearing. 3. Repealed.
d. A conference, workshop, or course. 4. When required by subsection (e) of this section,
hold a public hearing on the proposed rule after
e. Data processing services.
publication of the proposed text of the rule.
6. Allows the agency to waive or modify a requirement set
in a rule unless a rule establishes specific guidelines the 5. Accept oral or written comments on the proposed
agency must follow in determining whether to waive or rule as required by subsection (f) of this section.
modify the requirement. (b) Repealed.

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(c) Notice of Text. A notice of the proposed text of a rule (f) Comments. An agency must accept comments on the
must include all of the following: text of a proposed rule that is published in the North
1. The text of the proposed rule. Carolina Register for at least 60 days after the text is
published or until the date of any public hearing held on
2. A short explanation of the reason for the pro- the proposed rule, whichever is longer. An agency
posed rule. must consider fully all written and oral comments
3. A citation to the law that gives the agency the received.
authority to adopt the rule. (g) Adoption. An agency shall not adopt a rule until the
4. The proposed effective date of the rule. time for commenting on the proposed text of the rule
has elapsed and shall not adopt a rule if more than 12
5. The date, time, and place of any public hearing
months have elapsed since the end of the time for com-
scheduled on the rule.
menting on the proposed text of the rule. An agency
6. Instructions on how a person may demand a pub- shall not adopt a rule that differs substantially from the
lic hearing on a proposed rule if the notice does text of a proposed rule published in the North Carolina
not schedule a public hearing on the proposed Register unless the agency publishes the text of the pro -
rule and subsection (e) of this section requires the posed different rule in the North Carolina Register and
agency to hold a public hearing on the proposed accepts comments on the proposed different rule for the
rule when requested to do so. time set in subsection (f) of this section.
7. The period of time during which and the person An adopted rule differs substantially from a pro-
to whom written comments may be submitted on posed rule if it does one or more of the following:
the proposed rule.
1. Affects the interests of persons who, based on
8. If a fiscal note has been prepared for the rule, a the proposed text of the rule published in the
statement that a copy of the fiscal note can be North Carolina Register, could not reasonably
obtained from the agency. have determined that the rule would affect their
9. The procedure by which a person can object to a interests.
proposed rule and the requirements for subjecting 2. Addresses a subject matter or an issue that is not
a proposed rule to the legislative review process. addressed in the proposed text of the rule.
(d) Mailing List. An agency must maintain a mailing list of 3. Produces an effect that could not reasonably
persons who have requested notice of rule making. have been expected based on the proposed text
When an agency publishes in the North Carolina Regis- of the rule.
ter a notice of text of a proposed rule, it must mail a
copy of the notice or text to each person on the mailing When an agency adopts a rule, it shall not take subse-
list who has requested notice on the subject matter quent action on the rule without following the proce-
described in the notice or the rule affected. An agency dures in this Part. An agency must submit an adopted
may charge an annual fee to each person on the rule to the Rules Review Commission within 30 days of
agency's mailing list to cover copying and mailing the agency's adoption of the rule.
costs. (h) Explanation. An agency must issue a concise written
(e) Hearing. An agency must hold a public hearing on a statement explaining why the agency adopted a rule if,
rule it proposes to adopt if the agency publishes the text within 15 days after the agency adopts the rule, a person
of the proposed rule in the North Carolina Register and asks the agency to do so. The explanation must state the
the agency receives a written request for a public hear- principal reasons for and against adopting the rule and
ing on the proposed rule within 15 days after the notice must discuss why the agency rejected any arguments
of text is published. made or considerations urged against the adoption of
the rule. The agency must issue the explanation within
An agency may hold a public hearing on a proposed 15 days after receipt of the request for an explanation.
rule in other circumstances. When an agency is
required to hold a public hearing on a proposed rule or (i) Record. An agency must keep a record of a rule-mak-
decides to hold a public hearing on a proposed rule ing proceeding. The record must include all written
when it is not required to do so, the agency must publish comments received, a transcript or recording of any
in the North Carolina Register a notice of the date, time, public hearing held on the rule, and any written expla-
and place of the public hearing. The hearing date of a nation made by the agency for adopting the rule.
public hearing held after the agency publishes notice of § 150B-21.3. Effective date of rules.
the hearing in the North Carolina Register must be at
least 15 days after the date the notice is published. If (a) Temporary and Emergency Rules. A temporary rule or
notice of a public hearing has been published in the an emergency rule becomes effective on the date the
North Carolina Register and that public hearing has Codifier of Rules enters the rule in the North Carolina
been cancelled, the agency shall publish notice in the Administrative Code.
North Carolina Register at least 15 days prior to the date (b) Permanent Rule. A permanent rule approved by the
of any rescheduled hearing. Commission becomes effective on the first day of the

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month following the month the rule is approved by the clearly requesting review by the legislature, and the
Commission, unless the Commission received written rule objected to is one of a group of related rules
objections to the rule in accordance with subsection adopted by the agency at the same time, the agency that
(b2) of this section, or unless the agency that adopted adopted the rule may cause any of the other rules in the
the rule specifies a later effective date. group to become effective as provided in subsection
(b 1) of this section by submitting a written statement to
(bl) Delayed Effective Dates. If the Commission received that effect to the Commission before the other rules
written objections to the rule in accordance with sub- become effective.
section (b2) of this section, the rule becomes effective
on the earlier of the 31 st legislative day or the day of (c) Executive Order Exception. The Governor may, by
adjournment of the next regular session of the General executive order, make effective a permanent rule that
Assembly that begins at least 25 days after the date the has been approved by the Commission but the effective
Commission approved the rule, unless a different date of which has been delayed in accordance with sub-
effective date applies under this section. If a bill that section (b1) of this section upon finding that it is neces-
specifically disapproves the rule is introduced in either sary that the rule become effective in order to protect
house of the General Assembly before the 31 st legisla- public health, safety, or welfare. A rule made effective
tive day of that session, the rule becomes effective on by executive order becomes effective on the date the
the earlier of either the day an unfavorable final action order is issued or at a later date specified in the order.
is taken on the bill or the day that session of the General When the Codifier of Rules enters in the North Carolina
Assembly adjourns without ratifying a bill that specifi- Administrative Code a rule made effective by execu-
cally disapproves the rule. If the agency adopting the tive order, the entry must reflect this action.
rule specifies a later effective date than the date that A rule that is made effective by executive order
would otherwise apply under this subsection, the later remains in effect unless it is specifically disapproved
date applies. A permanent rule that is not approved by by the General Assembly in a bill enacted into law on or
the Commission or that is specifically disapproved by a before the day of adjournment of the regular session of
bill enacted into law before it becomes effective does the General Assembly that begins at least 25 days after
not become effective. the date the executive order is issued. A rule that is
A bill specifically disapproves a rule if it contains a made effective by executive order and that is specifi-
provision that refers to the rule by appropriate North cally disapproved by a bill enacted into law is repealed
Carolina Administrative Code citation and states that as of the date specified in the bill. If a rule that is made
the rule is disapproved. Notwithstanding any rule of effective by executive order is not specifically disap-
either house of the General Assembly, any member of proved by a bill enacted into law within the time set by
the General Assembly may introduce a bill during the this subsection, the Codifier of Rules must note this in
first 30 legislative days of any regular session to disap- the North Carolina Administrative Code.
prove a rule that has been approved by the Commission (cl) Fees. Notwithstanding any other provision of this
and that either has not become effective or has become section, a rule that establishes a new fee or increases an
effective by executive order under subsection (c) of this existing fee shall not become effective until the agency
section. has complied with the requirements of G.S. 12-3.1.
(b2) Objection. Any person who objects to the adoption of a (d) Legislative Day and Day of Adjournment. As used in
permanent rule may submit written comments to the this section:
agency. If the objection is not resolved prior to adop-
tion of the rule, a person may submit written objections 1. A "legislative day" is a day on which either
to the Commission. If the Commission receives written house of the General Assembly convenes in reg-
objections from 10 or more persons, no later than 5:00 ular session.
p.m. of the day following the day the Commission 2. The "day of adjournment" of a regular session
approves the rule, clearly requesting review by the leg- held in an odd-numbered year is the day the Gen-
islature in accordance with instructions contained in eral Assembly adjourns by joint resolution for
the notice pursuant to G.S. 150B-21.2(c)(9), and the more than 10 days.
Commission approves the rule, the rule will become
3. The "day of adjournment" of a regular session
effective as provided in subsection (b1) of this section.
held in an even-numbered year is the day the
The Commission shall notify the agency that the rule is
General Assembly adjourns sine die.
subject to legislative disapproval on the day following
the day it receives 10 or more written objections. When (e) OSHA Standard. A permanent rule concerning an
the requirements of this subsection have been met and a occupational safety and health standard that is adopted
rule is subject to legislative disapproval, the agency by the Occupational Safety and Health Division of the
may adopt the rule as a temporary rule if the rule would Department of Labor and is identical to a federal regu-
have met the criteria listed in G.S. 150B-21.1(a) at the lation promulgated by the Secretary of the United
time the notice of text for the permanent rule was pub- States Department of Labor becomes effective on the
lished in the North Carolina Register. If the Commis- date the Division delivers the rule to the Codifier of
sion receives objections from 10 or more persons Rules, unless the Division specifies a later effective

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date. If the Division specifies a later effective date, the must state the amount by which the proposed rule
rule becomes effective on that date. change would increase or decrease expenditures or
revenues of a unit of local government and must
(f) Technical Change. A permanent rule for which no
explain how the amount was computed.
notice or hearing is required under G. S.
150B-21.5(a)(1) through (a)(5) or G.S. 150B-21.5(b) (b 1) Substantial Economic Impact. Before an agency pub-
becomes effective on the first day of the month follow- lishes in the North Carolina Register the proposed text
ing the month the rule is approved by the Rules Review of a permanent rule change that would have a substan-
Commission. tial economic impact and that is not identical to a fed-
§ 150B-21.4. Fiscal notes on rules.
eral regulation that the agency is required to adopt, the
agency must obtain a fiscal note for the proposed rule
(a) State Funds. Before an agency publishes in the North change from the Office of State Budget and Manage-
Carolina Register the proposed text of a permanent ment or prepare a fiscal note for the proposed rule
rule change that would require the expenditure or dis- change and have the note approved by that Office. If an
tribution of funds subject to the Executive Budget Act, agency requests the Office of State Budget and Man-
Article 1 of Chapter 143, it must submit the text of the agement to prepare a fiscal note for a proposed rule
proposed rule change and a fiscal note on the proposed change, that Office must prepare the note within 90
rule change to the Director of the Budget and obtain days after receiving a written request for the note. If the
certification from the Director that the funds that Office of State Budget and Management fails to pre-
would be required by the proposed rule change are pare a fiscal note within this time period, the agency
available. The fiscal note must state the amount of proposing the rule change may prepare a fiscal note. A
funds that would be expended or distributed as a result fiscal note prepared in this circumstance does not
of the proposed rule change and explain how the require approval of the Office of State Budget and
amount was computed. The Director of the Budget Management.
must certify a proposed rule change if funds are avail-
If an agency prepares the required fiscal note, the
able to cover the expenditure or distribution required
agency must submit the note to the Office of State Bud-
by the proposed rule change.
get and Management for review. The Office of State
(a1) DOT Analyses. In addition to the requirements Budget and Management must review the fiscal note
of subsection (a) of this section, any agency that within 14 days after it is submitted and either approve
adopts a rule affecting environmental permit- the note or inform the agency in writing of the reasons
ting of Department of Transportation projects why it does not approve the fiscal note. After address-
shall conduct an analysis to determine if the ing these reasons, the agency may submit the revised
rule will result in an increased cost to the De- fiscal note to that Office for its review. If an agency is
partment of Transportation. The analysis shall not sure whether a proposed rule change would have a
be conducted and submitted to the Board of substantial economic impact, the agency may ask the
Transportation before the agency publishes the Office of State Budget and Management to determine
proposed text of the rule change in the North whether the proposed rule change has a substantial eco-
Carolina Register. The agency shall consider nomic impact.
any recommendations offered by the Board of
Transportation prior to adopting the rule. Once As used in this subsection, the term "substantial eco-
a rule subject to this subsection is adopted, the nomic impact" means an aggregate financial impact on
Board of Transportation may submit any objec- all persons affected of at least three million dollars
tion to the rule it may have to the Rules Review ($3,000,000) in a 12-month period.
Commission. If the Rules Review Commission
receives an objection to a rule from the Board of (b2) Content. A fiscal note required by subsection (b 1) of
Transportation no later than 5:00 p.m. of the this section must contain the following:
day following the day the Commission ap- 1. A description of the persons who would be
proves the rule, then the rule shall only become affected by the proposed rule change.
effective as provided in G.S. 150B-21.3(b1).
2. A description of the types of expenditures that
(b) Local Funds. Before an agency publishes in the North persons affected by the proposed rule change
Carolina Register the proposed text of a permanent would have to make to comply with the rule and
rule change that would affect the expenditures or reve- an estimate of these expenditures.
nues of a unit of local government, it must submit the
text of the proposed rule change and a fiscal note on 3. A description of the purpose and benefits of the
the proposed rule change to the Office of the Governor proposed rule change.
as provided by G.S. 150B-21.26, the Fiscal Research 4. An explanation of how the estimate of expendi-
Division of the General Assembly, the Office of State tures was computed.
Budget and Management, the North Carolina Associ-
ation of County Commissioners, and the North (c) Errors. An erroneous fiscal note prepared in good faith
Carolina League of Municipalities. The fiscal note does not affect the validity of a rule.

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§ 150B-21.5. Circumstances when notice and rule-making 3. A citation to the law that gives the agency the au-
hearing not required. thority to adopt a rule on the subject matter of the
proposed rule making.
(a) Amendment. An agency is not required to publish a
notice of text in the North Carolina Register or hold a 4. The person to whom questions or written com-
public hearing when it proposes to amend a rule to do ments may be submitted on the subject matter of
one of the following: the proposed rule making.
1. Reletter or renumber the rule or subparts of the The Building Code Council is required to submit to
rule. the Commission for review a rule for which notice of
2. Substitute one name for another when an organi- text is not required under this subsection. In adopting a
zation or position is renamed. rule, the Council shall comply with the procedural
requirements of G.S. 150B-21.3.
3. Correct a citation in the rule to another rule or
law when the citation has become inaccurate § 150B-21.6. Incorporating material in a rule by reference.
since the rule was adopted because of the repeal An agency may incorporate the following material by refer-
or renumbering of the cited rule or law. ence in a rule without repeating the text of the referenced mate-
4. Change information that is readily available to rial:
the public, such as an address or a telephone 1. Another rule or part of a rule adopted by the agency.
number.
2. All or part of a code, standard, or regulation adopted by
5. Correct a typographical error in the North another agency, the federal government, or a generally
Carolina Administrative Code. recognized organization or association.
6. Change a rule in response to a request or an ob-
3. Repealed by Session Laws 1997-34, s. 5.
jection by the Commission, unless the Commis-
sion determines that the change is substantial. In incorporating material by reference, the agency must desig-
nate in the rule whether or not the incorporation includes subse-
(b) Repeal. An agency is not required to publish a notice of
quent amendments and editions of the referenced material. The
text in the North Carolina Register or hold a public
agency can change this designation only by a subsequent
hearing when it proposes to repeal a rule as a result of
rule-making proceeding. The agency must have copies of the
any of the following:
incorporated material available for inspection and must specify
1. The law under which the rule was adopted is re- in the rule both where copies of the material can be obtained and
pealed. the cost on the date the rule is adopted of a copy of the material.
2. The law under which the rule was adopted or the A statement in a rule that a rule incorporates material by ref-
rule itself is declared unconstitutional. erence in accordance with former G.S. 150B-14(b) is a state-
3. The rule is declared to be in excess of the ment that the rule does not include subsequent amendments
agency's statutory authority. and editions of the referenced material. A statement in a rule
that a rule incorporates material by reference in accordance
(c) OSHA Standard. The Occupational Safety and Health
with former G.S. 150B-14(c) is a statement that the rule
Division of the Department of Labor is not required to
includes subsequent amendments and editions of the refer-
publish a notice of text in the North Carolina Register
enced material.
or hold a public hearing when it proposes to adopt a rule
that concerns an occupational safety and health stan- § 150B-21.7. Effect of transfer of duties or termination of
dard and is identical to a federal regulation promul- agency on rules.
gated by the Secretary of the United States Department
of Labor. The Occupational Safety and Health Division When a law that authorizes an agency to adopt a rule is repealed
is not required to submit to the Commission for review and another law gives the same or another agency substantially
a rule for which notice and hearing is not required the same authority to adopt a rule, the rule remains in effect
under this subsection. until the agency amends or repeals the rule. When a law that
authorizes an agency to adopt a rule is repealed and another law
(d) State Building Code. The Building Code Council is not does not give the same or another agency substantially the same
required to publish a notice of text in the North authority to adopt a rule, a rule adopted under the repealed law
Carolina Register when it proposes to adopt a rule that is repealed as of the date the law is repealed.
concerns the North Carolina State Building Code. The
Building Code Council is required to publish a notice in When an executive order abolishes part or all of an agency
the North Carolina Register when it proposes to adopt a and transfers a function of that agency to another agency, a rule
rule that concerns the North Carolina State Building concerning the transferred function remains in effect until the
Code. The notice must include all of the following: agency to which the function is transferred amends or repeals
the rule. When an executive order abolishes part or all of an
1. A statement of the subject matter of the proposed agency and does not transfer a function of that agency to
rule making. another agency, a rule concerning a function abolished by the
2. A short explanation of the reason for the pro- executive order is repealed as of the effective date of the execu-
posed action. tive order.

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The Director of Fiscal Research of the General Assembly a fiscal note was not prepared for a rule and the Com-
must notify the Codifier of Rules when a rule is repealed under mission receives a written request for a determination
this section. When notified of a rule repealed under this section, of whether the rule has a substantial economic impact.
the Codifier of Rules must enter the repeal of the rule in the (a1) Entry of a rule in the North Carolina Administrative
North Carolina Administrative Code. Code after review by the Commission creates a
rebuttable presumption that the rule was adopted in
accordance with Part 2 of this Article.
Part 3. Review by Commission.
(b) Timetable. The Commission must review a permanent
§ 150B-21.8. Review of rule by Commission. rule submitted to it on or before the 20th of a month by
the last day of the next month. The Commission must
(a) Emergency Rule. The Commission does not review an review a rule submitted to it after the 20th of a month by
emergency rule. the last day of the second subsequent month. The Com-
(b) Temporary and Permanent Rules. An agency must sub- mission must review a temporary rule in accordance
mit temporary and permanent rules adopted by it to the with the timetable and procedure set forth in G.S.
Commission before the rule can be included in the 150B-21.1.
North Carolina Administrative Code. The Commission § 150B-21.10. Commission action on permanent rule.
reviews a temporary or permanent rule in accordance
with the standards in G.S. 150B-21.9 and follows the At the first meeting at which a permanent rule is before the
procedure in this Part in its review of a rule. Commission for review, the Commission must take one of the
following actions:
(c) Scope. When the Commission reviews an amendment
to a permanent rule, it may review the entire rule that is 1. Approve the rule, if the Commission determines that the
being amended. The procedure in G.S. 150B-21.12 rule meets the standards for review.
applies when the Commission objects to a part of a per- 2. Object to the rule, if the Commission determines that the
manent rule that is within its scope of review but is not rule does not meet the standards for review.
changed by a rule amendment.
3. Extend the period for reviewing the rule, if the Commis-
(d) Judicial Review. When the Commission returns a per- sion determines it needs additional information on the
manent rule to an agency in accordance with G.S. rule to be able to decide whether the rule meets the stan-
150B-21.12(d), the agency may file an action for dards for review.
declaratory judgment in Wake County Superior Court
In reviewing a new rule or an amendment to an existing rule,
pursuant to Article 26 of Chapter 1 of the General Stat-
the Commission may request an agency to make technical
utes.
changes to the rule and may condition its approval of the rule
§ 150B-21.9. Standards and timetable for review by Com- on the agencies making the requested technical changes.
mission.
§ 150B-21.11. Procedure when Commission approves per-
(a) Standards. The Commission must determine whether a manent rule.
rule meets all of the following criteria:
When the Commission approves a permanent rule, it must
1. It is within the authority delegated to the agency notify the agency that adopted the rule of the Commission's
by the General Assembly. approval, deliver the approved rule to the Codifier of Rules, and
2. It is clear and unambiguous. include the text of the approved rule and a summary of the rule
in its next report to the Joint Legislative Administrative Proce-
3. It is reasonably necessary to implement or inter-
dure Oversight Committee.
pret an enactment of the General Assembly, or of
Congress, or a regulation of a federal agency. If the approved rule will increase or decrease expenditures or
The Commission shall consider the cumulative revenues of a unit of local government, the Commission must
effect of all rules adopted by the agency related also notify the Governor of the Commission's approval of the
to the specific purpose for which the rule is pro- rule and deliver a copy of the approved rule to the Governor by
posed. the end of the month in which the Commission approved the
rule.
4. It was adopted in accordance with Part 2 of this
Article. § 150B-21.12. Procedure when Commission objects to a
The Commission shall not consider questions relat- permanent rule.
ing to the quality or efficacy of the rule but shall restrict (a) Action. When the Commission objects to a permanent
its review to determination of the standards set forth in rule, it must send the agency that adopted the rule a
this subsection. written statement of the objection and the reason for the
The Commission may ask the Office of State Budget objection. The agency that adopted the rule must take
and Management to determine if a rule has a substantial one of the following actions:
economic impact and is therefore required to have a fis- 1. Change the rule to satisfy the Commission's
cal note. The Commission must ask the Office of State objection and submit the revised rule to the Com-
Budget and Management to make this determination if mission.

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2. Submit a written response to the Commission indi- 2a. Any soil and water conservation supervisor,
cating that the agency has decided not to change and any local soil and water conservation
the rule. employee, whether the employee is a county
employee or an employee of a soil and water
(b) Time Limit. An agency that is not a board or commis-
conservation district.
sion must take one of the actions listed in subsection (a)
of this section within 30 days after receiving the Com- 3. Any person or professional association who at the
mission's statement of objection. A board or commis- request of the board of county commissioners provides
sion must take one of these actions within 30 days after medical or dental services to inmates in the custody of
receiving the Commission's statement of objection or the sheriff and is sued pursuant to 42 U.S.C. § 1983
within 10 days after the board or commission's next with respect to the services.
regularly scheduled meeting, whichever comes later. § 153A-134. Regulating and licensing businesses, trades,
(c) Changes. When an agency changes a rule in response to etc.
an objection by the Commission, the Commission must A county may by ordinance, subject to the general law of the
determine whether the change satisfies the Commis- State, regulate and license occupations, businesses, trades, pro-
sion's objection. If it does, the Commission must fessions, and forms of amusement or entertainment and pro-
approve the rule. If it does not, the Commission must hibit those that may be inimical to the public health, welfare,
send the agency a written statement of the Commis- safety, order, or convenience. In licensing trades, occupations,
sion's continued objection and the reason for the con- and professions, the county may, consistent with the general
tinued objection. The Commission must also determine law of the State, require applicants for licenses to be examined
whether the change is substantial. In making this deter- and charge a reasonable fee therefor. This section does not
mination, the Commission shall use the standards set authorize a county to examine or license a person holding a
forth in G.S. 150B-21.2(g). If the change is substantial, license issued by an occupational licensing board of this State
the revised rule shall be published and reviewed in as to the profession or trade that he has been licensed to practice
accordance with the procedure set forth in G.S. or pursue by the State.
150B-21.1(a3) and (b).
This section does not impair the county's power to levy priv-
(d) Return of Rule. A rule to which the Commission has ilege license taxes on occupations, businesses, trades, profes-
objected remains under review by the Commission sions, and other activities pursuant to G.S. 153A-152.
until the agency that adopted the rule decides not to sat-
§ 153A-350. "Building" defined.
isfy the Commission's objection and makes a written
request to the Commission to return the rule to the As used in this Part, the words "building" or "buildings"
agency. When the Commission returns a rule to which include other structures.
it has objected, it must notify the Codifier of Rules of its § 153A-350.1. Tribal lands.
action and must send a copy of the record of the Com-
mission's review of the rule to the Joint Legislative As used in this Part, the term:
Administrative Procedure Oversight Committee in its 1. "Board of commissioners" includes the Tribal Council
next report to that Committee. If the rule that is returned of such tribe.
would have increased or decreased expenditures or
2. "County" or "counties" also means a federally recog-
revenues of a unit of local government, the Commis-
nized Indian Tribe, and as to such tribe includes lands
sion must also notify the Governor of its action and
held in trust for the tribe.
must send a copy of the record of the Commission's
review of the rule to the Governor. The record of § 153A-351. Inspection department; certification of electri-
review consists of the rule, the Commission's letter of cal inspectors.
objection to the rule, the agency's written response to (a) A county may create an inspection department, consist-
the Commission's letter, and any other relevant docu- ing of one or more inspectors who may be given the
ments before the Commission when it decided to object titles of building inspector, electrical inspector, plumb-
to the rule. ing inspector, housing inspector, zoning inspector,
heating and air-conditioning inspector, fire prevention
inspector, deputy or assistant inspector, or any other
Counties title that is generally descriptive of the duties assigned.
The department may be headed by a superintendent or
§ 153A-97. Defense of officers, employees and others. director of inspections.
(a1) Every county shall perform the duties and responsibili-
A county may, pursuant to G.S. 160A-167, provide for the ties set forth in G.S. 153A-352 either by:
defense of:
1. Creating its own inspection department;
1. Any county officer or employee, including the county
2. Creating ajoint inspection department in cooper-
board of elections or any county election official.
ation with one or more other units of local gov-
2. Any member of a volunteer fire department or rescue ernment' pursuant to G.S. 153A-353 or Part 1 of
squad which receives public funds. Article 20 of Chapter 160A; or,

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3. Contracting with another unit of local govern- cate must be renewed each January by payment of an annual
ment for the provision of inspection services pur- renewal fee of one dollar ($1.00). The examination fee shall be
suant to Part 1 of Article 20 of Chapter 160A. five dollars ($5.00).
Such action shall be taken no later than the applica- If the person appointed by a county as electrical inspector
ble date in the schedule below, according to the fails to pass the examination, the county shall continue to make
county's population as published in the 1970 United appointments until an appointee has passed the examination.
States Census: For the interim the Commissioner of Insurance may authorize
Counties over 75,000 population - July 1, 1979 the county to use a temporary inspector.

Counties between 50,001 and 75,000 - July 1, 1981 The provisions of this subsection shall become void and
ineffective on such date as the North Carolina Code Officials
Counties between 25,001 and 50,000 - July 1, 1983 Qualification Board certifies to the Secretary of State that it has
Counties 25,000 and under - July 1, 1985. placed in effect a certification system for electrical inspectors
pursuant to its authority granted by Article 9C of Chapter 143
In the event that any county shall fail to provide of the General Statutes.
inspection services by the date specified above or shall
cease to provide such services at any time thereafter, § 153A-351.1. Qualifications of inspectors.
the Commissioner of Insurance shall arrange for the On and after the applicable date set forth in the schedule in
provision of such services, either through personnel G.S. 153A-351, no county shall employ an inspector to
employed by his Department or through an arrange- enforce the State Building Code as a member of a county or
ment with other units of government. In either event, joint inspection department who does not have one of the
the Commissioner shall have and may exercise within following types of certificates issued by the North Carolina
the county's jurisdiction all powers made available to Code Officials Qualification Board attesting to his qualifica-
the board of county commissioners with respect to tions to hold such position: (i) a probationary certificate,
building inspection under Part 4 of Article 18 of this valid for 1 year only; (ii) a standard certificate; or (iii) a lim-
Chapter and Part 1 of Article 20 of Chapter 160A. ited certificate, which shall be valid only as an authorization
Whenever the Commissioner has intervened in this for him to continue in the position held on the date specified
manner, the county may assume provision of inspec- in G.S. 143-151.10(c) and which shall become invalid ifhe
tion services only after giving the Commissioner two does not successfully complete in-service training pre-
years' written notice of its intention to do so; provided, scribed by the Qualification Board within the period speci-
however, that the Commissioner may waive this fied in G.S. 143- 151.10(c). An inspector holding one of the
requirement or permit assumption at an earlier date if above certificates can be promoted to a position requiring a
he finds that such earlier assumption will not unduly higher level certificate only upon issuance by the Board of a
interfere with arrangements he has made for the provi- standard certificate or probationary certificate appropriate
sion of those services. for such new position.
(b) No person may perform electrical inspections pursuant § 153A-352. Duties and responsibilities.
to this Part unless he has been certified as qualified by
the Commissioner of Insurance. To be certified a per- The duties and responsibilities of an inspection department and
son must pass a written examination based on the elec- of the inspectors in it are to enforce within the county's territo-
trical regulations included in the latest edition of the rial jurisdiction State and local laws and local ordinances and
State Building Code as filed with the Secretary of State. regulations relating to:
The examination shall be under the supervision of and 1. The construction of buildings;
conducted according to rules and regulations pre-
scribed by the Chief State Electrical Inspector or Engi- 2. The installation of such facilities as plumbing systems,
neer of the State Department of Insurance and the electrical systems, heating systems, refrigeration sys-
Board of Examiners of Electrical Contractors. It shall tems, and air-conditioning systems;
be held quarterly, in Raleigh or any other place desig- 3. The maintenance of buildings in a safe, sanitary, and
nated by the Chief State Electrical Inspector or Engi- healthful condition;
neer.
4. Other matters that may be specified by the board of
The rules and regulations may provide for the certification commissioners.
of Class I, Class II, and Class III inspectors, according to the
These duties and responsibilities include receiving applica-
results of the examination. The examination shall be based on
tions for permits and issuing or denying permits, making nec-
the type and character of electrical installations being made in
essary inspections, issuing or denying certificates of
the territory in which the applicant wishes to serve as an elec-
compliance, issuing orders to correct violations, bringing judi-
trical inspector. A Class I inspector may serve anywhere in the
cial actions against actual or threatened violations, keeping
State, but Class II and Class III inspectors shall be limited to
adequate records, and taking any other actions that may be
service in the territory for which they have qualified.
required to adequately enforce the laws and ordinances and
The Commissioner of Insurance shall issue a certificate to regulations. The board of commissioners may enact reasonable
each person who passes the examination, approving the person and appropriate provisions governing the enforcement of the
for service in a designated territory. To remain valid, a certifi- laws and ordinances and regulations

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§ 153A-353. Joint inspection department; other arrange- 3. If the individual, company, or employee of a company
ments. contracting to perform inspections for the county has a
financial or business interest in the project to be
A county may enter into and carry out contracts with one or
inspected.
more other counties or cities under which the parties agree to
create and support a joint inspection department for enforcing § 153A-356. Failure to perform duties.
those State and local laws and local ordinances and regulations If a member of an inspection department willfully fails to per-
specified in the agreement. The governing bodies of the con- form the duties required of him by law, or willfully improperly
tracting units may make any necessary appropriations for this issues a permit, or gives a certificate of compliance without
purpose. first making the inspections required by law, or willfully
In lieu of ajoint inspection department, a county may desig- improperly gives a certificate of compliance, he is guilty of a
nate an inspector from another county or from a city to serve as Class 1 misdemeanor.
a member of the county inspection department, with the § 153A-357. Permits.
approval of the governing body of the other county or city. A
county may also contract with an individual who is not a city or (a) No person may commence or proceed with:
county employee but who holds one of the applicable certifi- 1. The construction, reconstruction, alteration,
cates as provided in G.S. 153A-351.1 or G.S. 160A-411.1 or repair, movement to another site, removal, or
with the employer of an individual who holds one of the appli- demolition of any building;
cable certificates as provided in G.S. 153A-351.1 or G.S.
160A-411.1. The inspector, if designated from another county 2. The installation, extension, or general repair of any
or city under this section, while exercising the duties of the plumbing system;
position, is a county employee. The county shall have the same 3. The installation, extension, alteration, or general
potential liability, if any, for inspections conducted by an indi- repair of any heating or cooling equipment system;
vidual who is not an employee of the county as it does for an or
individual who is an employee of the county. The company or
4. The installation, extension, alteration, or general
individual with whom the county contracts shall have errors
repair of any electrical wiring, devices, appliances,
and omissions and other insurance coverage acceptable to the
or equipment
county.
without first securing from the inspection department
§ 153A-354. Financial support. with jurisdiction over the site of the work each permit
A county may appropriate any available funds for the support required by the State Building Code and any other State
of its inspection department. It may provide for paying inspec- or local law or local ordinance or regulation applicable
tors fixed salaries, or it may reimburse them for their services to the work. A permit shall be in writing and shall con-
by paying over part or all of any fees collected. It may fix rea- tain a provision that the work done shall comply with
sonable fees for issuing permits, for inspections, and for other the State Building Code and all other applicable State
services of the inspection department. and local laws and local ordinances and regulations.
Nothing in this section shall require a county to review
§ 153A-355. Conflicts of interest. and approve residential building plans submitted to the
Unless he or she is the owner of the building, no member of an county pursuant to Section R-110 of Volume VII of the
inspection department shall be financially interested or North Carolina State Building Code; provided that the
employed by a business that is financially interested in furnish- county may review and approve such residential build-
ing labor, material, or appliances for the construction, alter- ing plans as it deems necessary. No permit may be
ation' or maintenance of any building within the county's issued unless the plans and specifications are identified
territorial jurisdiction or any part or system thereof, or in mak- by the name and address of the author thereof; and if the
ing plans or specifications therefor. No member of any inspec- General Statutes of North Carolina require that plans
tion department or other individual or an employee of a for certain types of work be prepared only by a regis-
company contracting with a county to conduct inspections may tered architect or registered engineer, no permit may be
engage in any work that is inconsistent with his or her duties or issued unless the plans and specifications bear the
with the interest of the county, as determined by the county. North Carolina seal of a registered architect or of a reg-
The county must find a conflict of interest if any of the follow- istered engineer. If a provision of the General Statutes
ing is the case: of North Carolina or of any ordinance requires that
work be done by a licensed specialty contractor of any
1. If the individual, company, or employee of a company kind, no permit for the work may be issued unless the
contracting to perform inspections for the county has work is to be performed by such a duly licensed con-
worked for the owner, developer, contractor, or project tractor. No permit issued under Articles 9 or 9C of G.S.
manager of the project to be inspected within the last 2 Chapter 143 shall be required for any construction,
years. installation, repair, replacement, or alteration costing
2. If the individual, company, or employee of a company five thousand dollars ($5,000) or less in any sin-
contracting to perform inspections for the county is gle-family residence or farm building unless the work
closely related to the owner, developer, contractor, or involves: the addition, repair or replacement of load
project manager of the project to be inspected. bearing structures; the addition (excluding replacement

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of same size and capacity) or change in the design of Building Code or any approved local modification thereof to
plumbing; the addition, replacement or change in the the North Carolina Commissioner of Insurance or his
design of heating, air conditioning, or electrical wiring, designee within five days after the day the order is issued. The
devices, appliances, or equipment; the use of materials owner or builder shall give to the Commissioner of Insurance
not permitted by the North Carolina Uniform Residen- or his designee written notice of appeal, with a copy to the
tial Building Code; or the addition (excluding replace- local inspector. The Commissioner or his designee shall
ment of like grade of fire resistance) of roofing. promptly conduct an investigation and the appellant and the
Violation of this section constitutes a Class 1 misde- inspector shall be permitted to submit relevant evidence. The
meanor. Commissioner or his designee shall as expeditiously as possi-
(b) No permit shall be issued pursuant to subsection (a) for ble provide a written statement of the decision setting forth
any land-disturbing activity, as defined in G.S. the facts found, the decision reached, and the reasons for the
113A-52(6), for any activity covered by G.S. 113A-57, decision. Pending the ruling by the Commissioner of Insur-
unless an erosion and sedimentation control plan has ance or his designee on an appeal, no further work may take
been approved by the Sedimentation Pollution Control place in violation of a stop order. In the event of dissatisfac-
Commission pursuant to G.S. 113A-54(d)(4) or by a tion with the decision, the person affected shall have the
local government pursuant to G.S. 113A-61 for the site options of:
of the activity or a tract of land including the site of the 1. Appealing to the Building Code Council, or
activity. 2. Appealing to the Superior Court as provided In
§ 153A-358. Time limitations on validity of permits. G.S.143-141.
A permit issued pursuant to G.S. 153A-357 expires six months, Violation of a stop order constitutes a Class 1 misdemeanor.
or any lesser time fixed by ordinance of the county, after the § 153A-362. Revocation of permits.
date of issuance if the work authorized by the permit has not
commenced. If after commencement the work is discontinued The appropriate inspector may revoke and require the return of
for a period of 12 months, the permit therefor immediately any permit by giving written notice to the permit holder, stating
expires. No work authorized by a permit that has expired may the reason for the revocation. Permits shall be revoked for any
thereafter be performed until a new permit has been secured. substantial departure from the approved application or plans
and specifications, for refusal or failure to comply with the
§ 153A-359. Changes in work. requirements of any applicable State or local laws or local ordi-
After a permit has been issued, no change or deviation from the nances or regulations, or for false statements or misrepresenta-
terms of the application, the plans and specifications, or the tions made in securing the permit. A permit mistakenly issued
permit, except if the change or deviation is clearly permissible in violation of an applicable State or local law or local ordi-
under the State Building Code, may be made until specific writ- nance or regulation also may be revoked.
ten approval of the proposed change or deviation has been § 153A-363. Certificates of compliance.
obtained from the inspection department.
At the conclusion of all work done under a permit, the appro-
§ 153A-360. Inspections of work in progress.
priate inspector shall make a final inspection. If he finds that
As the work pursuant to a permit progresses, local inspectors the completed work complies with all applicable State and
shall make as many inspections of the work as may be neces- local laws and local ordinances and regulations and with the
sary to satisfy them that it is being done according to the provi- terms of the permit, he shall issue a certificate of compli-
sions of the applicable State and local laws and local ance. No new building or part thereof may be occupied, no
ordinances and regulations and of the terms of the permit. In addition or enlargement of an existing building may be occu-
exercising this power, each member of the inspection depart- pied, and no existing building that has been altered or
ment has a right, upon presentation of proper credentials, to removed may be occupied until the inspection department
enter on any premises within the territorial jurisdiction of the has issued a certificate of compliance. A temporary certifi-
department at any reasonable hour for the purposes of inspec- cate of compliance may be issued permitting occupancy for
tion or other enforcement action. a stated period of specified portions of the building that the
inspector finds may safely be occupied before completion of
§ 153A-361. Stop orders.
the entire building. Violation of this section constitutes a
Whenever a building or part thereof is being demolished, con- Class 1 misdemeanor.
structed, reconstructed, altered, or repaired in a hazardous
§ 153A-364. Periodic inspections for hazardous or unlaw-
manner, or in substantial violation of a State or local building
law or local building ordinance or regulation, or in a manner ful conditions.
that endangers life or property, the appropriate inspector may The inspection department shall make periodic inspections,
order the specific part of the work that is in violation or that subject to the board of commissioners' directions, for unsafe,
presents such a hazard to be immediately stopped. The stop unsanitary, or otherwise hazardous and unlawful conditions
order shall be in writing and directed to the person doing the in buildings within its territorial jurisdiction. In addition, it
work, and shall state the specific work to be stopped, the spe- shall make any necessary inspections when it has reason to
cific reasons for the stoppage, and the conditions under which believe that such conditions may exist in a particular building.
the work may be resumed. The owner or builder may appeal In exercising these powers, each member of the inspection
from a stop order involving alleged violation of the State department has a right, upon presentation of proper creden-

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tials, to enter on any premises within the territorial jurisdic- ditions by repairing, closing, vacating, or demolishing the
tion of the department at any reasonable hour for the purposes building or taking other necessary steps, within such period,
of inspection or other enforcement action. not less than 60 days, as the inspector may prescribe; provided,
§ 153A-365. Defects in buildings to be corrected. that where the inspector finds that there is imminent danger to
life or other property, he may order that corrective action be
If a local inspector finds any defect in a building, or finds that taken in such lesser period as may be feasible.
the building has not been constructed in accordance with the
applicable State and local laws and local ordinances and regu- § 153A-370. Appeal; finality of order not appealed.
lations, or finds that a building because of its condition is dan- An owner who has received an order under G.S. 153A-369 may
gerous or contains fire-hazardous conditions, he shall notify appeal from the order to the board of commissioners by giving
the owner or occupant of the building of its defects, hazardous written notice of appeal to the inspector and to the clerk within
conditions, or failure to comply with law. The owner and the 10 days following the day the order is issued. In the absence of
occupant shall each immediately remedy the defects, hazard- an appeal, the order of the inspector is final. The board of com-
ous conditions, or violations of law in the property each owns. missioners shall hear any appeal within a reasonable time and
may affirm, modify and affirm, or revoke the order.
§ 153A-366. Unsafe buildings condemned.
§ 153A-371. Failure to comply with order.
The inspector shall condemn as unsafe each building that
appears to him to be especially dangerous to life because of its If the owner of a building fails to comply with an order issued
liability to fire, bad conditions of walls, overloaded floors, pursuant to G.S. 153A-369 from which no appeal has been
defective construction, decay, unsafe wiring or heating system, taken, or fails to comply with an order of the board of commis-
inadequate means of egress, or other causes; and he shall affix a sioners following an appeal, he is guilty of a Class 1 misde-
notice of the dangerous character of the building to a conspicu- meanor.
ous place on its exterior wall. § 153A-372. Equitable enforcement.
§ 153A-367. Removing notice from condemned building. Whenever a violation is denominated a misdemeanor under the
If a person removes a notice that has been affixed to a building provisions of this Part, the county, either in addition to or in lieu
by a local inspector and that states the dangerous character of of other remedies, may initiate any appropriate action or pro-
the building, he is guilty of a Class 1 misdemeanor. ceeding to prevent, restrain, correct, or abate the violation or to
prevent the occupancy of the building involved.
§ 153A-368. Action in event of failure to take corrective
action. § 153A-373. Records and reports.
If the owner of a building that has been condemned as unsafe The inspection department shall keep complete, and accurate
pursuant to G.S. 153A-366 fails to take prompt corrective records in convenient form of each application received, each
action, the local inspector shall by certified or registered mail to permit issued, each inspection and reinspection made, and each
his last known address or by personal service give him written defect found, each certificate of compliance granted, and all
notice: other work and activities of the department. These records shall
be kept in the manner and for the periods prescribed by the
1. That the building is in a condition that appears to consti- North Carolina Department of Cultural Resources. The depart-
tute a fire or safety hazard or to be dangerous to life, ment shall submit periodic reports to the board of commission-
health, or other property; ers and to the Commissioner of Insurance as the board or the
2. That a hearing will be held before the inspector at a des- Commissioner may require.
ignated place and time, not later than 10 days after the
§ 153A-374. Appeals.
date of the notice, at which time the owner is entitled to
be heard in person or by counsel and to present argu- Unless otherwise provided by law, any appeal from an order,
ments and evidence pertaining to the matter; and decision, or determination of a member of a local inspection
department pertaining to the State Building Code or any other
3. That following the hearing, the inspector may issue any
State building law shall be taken to the Commissioner of Insur-
order to repair, close, vacate, or demolish the building
ance or his designee or other official specified in G.S. 143-139,
that appears appropriate.
by filing a written notice with him and with the inspection
If the name or whereabouts of the owner cannot after due dil- department within 10 days after the day of the order, decision,
igence be discovered, the notice shall be considered properly or determination. Further appeals may be taken to the State
and adequately served if a copy thereof is posted on the outside Building Code Councilor to the courts as provided by law.
of the building in question at least 10 days before the day of the
§ 153A-375. Establishment of fire limits.
hearing and a notice of the hearing is published at least once not
later than one week before the hearing. A county may by ordinance establish and define fire limits in
any area within the county and not within a city. The limits may
§ 153A-369. Order to take corrective action. include only business and industrial areas. Within any fire lim-
If, upon a hearing held pursuant to G.S. 153A-368, the inspec- its, no frame or wooden building or addition thereto may be
tor finds that the building is in a condition that constitutes a fire erected, altered, repaired, or moved (either into the fire limits or
or safety hazard or renders it dangerous to life, health, or other from one place to another within the limits) except upon the
property, he shall issue a written order, directed to the owner of permit of the inspection department and approval of the Com-
the building, requiring the owner to remedy the defective con- missioner of Insurance. The board of commissioners may

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make additional regulations necessary for the prevention, board of county commissioners finds that such members
extinguishment, or mitigation of fires within the fire limits. or former members of the governing body of any author-
ity' or any city, county, or authority employee or officer
acted or failed to act because of actual fraud, corruption
Cities or actual malice on his part. Any city, authority, or
county may purchase insurance coverage for payment of
claims or judgments pursuant to this section. Nothing in
§ 160A-167. Defense of employees and officers; payment of this section shall be deemed to require any city, author-
judgments. ity, or county to pay any claim or judgment referred to
(a) Upon request made by or in behalf of any member or for- herein, and the purchase of insurance coverage for pay-
mer member of the governing body of any authority, or ment of any such claim or judgment shall not be deemed
any city, county, or authority employee or officer, or for- an assumption of any liability not covered by such insur-
mer employee or officer, any soil and water conserva- ance contract, and shall not be deemed an assumption of
tion supervisor or any local soil and water conservation liability for payment of any claim or judgment in excess
employee, whether the employee is a district or county of the limits of coverage in such insurance contract.
employee, or any member of a volunteer fire department (c) Subsection (b) shall not authorize any city, authority, or
or rescue squad which receives public funds, any city, county to pay all or part of a claim made or civil judg-
authority, county, soil and water conservation district, or ment entered unless (1) notice of the claim or litigation is
county alcoholic beverage control board may provide given to the city council, authority governing board, or
for the defense of any civil or criminal action or proceed- board of county commissioners as the case may be prior
ing brought against him either in his official or in his to the time that the claim is settled or civil judgment is
individual capacity, or both, on account of any act done entered, and (2) the city council, authority governing
or omission made, or any act allegedly done or omission board, or board of county commissioners as the case
allegedly made, in the scope and course of his employ- may be shall have adopted, and made available for pub-
ment or duty as an employee or officer of the city, lic inspection, uniform standards under which claims
authority, county or county alcoholic beverage control made or civil judgments entered against members or for-
board. The defense may be provided by the city, author- mer members of the governing body of any authority, or
ity' county or county alcoholic beverage control board any city, county, or authority employees or officers, or
by its own counsel, or by employing other counsel, or by former employees or officers, shall be paid.
purchasing insurance which requires that the insurer (d) For the purposes of this section, "authority" means an
provide the defense. Providing for a defense pursuant to authority organized under Article 1 of Chapter 162A of
this section is hereby declared to be for a public purpose, the General Statutes, the North Carolina Water and
and the expenditure of funds therefor is hereby declared Sewer Authorities Act. "District" means a soil and
to be a necessary expense. Nothing in this section shall water conservation district organized under Chapter
be deemed to require any city, authority, county or 139 of the General Statutes.
county alcoholic beverage control board to provide for
the defense of any action or proceeding of any nature. § 160A-194. Regulating and licensing businesses, trades,
etc.
(b) Any city councilor board of county commissioners may
appropriate funds for the purpose of paying all or part of A city may by ordinance, subject to the general law of the State,
a claim made or any civil judgment entered against any regulate and license occupations, businesses, trades, profes-
of its members or former members of the governing sions, and forms of amusement or entertainment and prohibit
body of any authority, or any city, county, or authority those that may be inimical to the public health, welfare, safety,
employees or officers, or former employees or officers, order, or convenience. In licensing trades, occupations, and
or any soil and water conservation supervisor or any professions, the city may, consistent with the general law of the
local soil and water conservation employee, whether the State, require applicants for licenses to be examined and charge
employee is a district or county employee, when such a reasonable fee therefor. Nothing in this section shall impair
claim is made or such judgment is rendered as damages the city's power to levy privilege license taxes on occupations,
on account of any act done or omission made, or any act businesses, trades, professions, and other activities pursuant to
allegedly done or omission allegedly made, in the scope G.S. 160A-211.
and course of his employment or duty as a member or Nothing in this section shall authorize a city to examine or
former member of the governing body of any authority, license a person holding a license issued by an occupational
or any city, county, district, or authority employee or licensing board of this State as to the profession or trade that he
officer of the city, authority, district, or county; pro- has been licensed to practice or pursue by the State.
vided, however, that nothing in this section shall autho-
rize any city, authority, district, or county to appropriate § 160A-411. Inspection department.
funds for the purpose of paying any claim made or civil Every city in the State is hereby authorized to create an
judgment entered against any of its members or former inspection department, and may appoint one or more inspec-
members of the governing body of any authority, or any tors who may be given the titles of building inspector, electri-
city, county, district, or authority employees or officers cal inspector, plumbing inspector, housing inspector, zoning
or former employees or officers if the city councilor inspector, heating and air-conditioning inspector, fire preven-

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tion inspector, or deputy or assistant inspector, or such other § 160A-412. Duties and responsibilities.
titles as may be generally descriptive of the duties assigned.
The duties and responsibilities of an inspection department and
The department may be headed by a superintendent or direc- of the inspectors therein shall be to enforce within their territo-
tor of inspections. Every city shall perform the duties and rial jurisdiction State and local laws relating to:
responsibilities set forth in G.S. 160A-412 either by: (i) creat-
ing its own inspection department; (ii) creating a joint inspec- 1. The construction of buildings and other structures;
tion department in cooperation with one or more other units of 2. The installation of such facilities as plumbing systems,
local government, pursuant to G.S. 160A-413 or Part 1 of electrical systems, heating systems, refrigeration sys-
Article 20 of this Chapter; (iii) contracting with another unit tems, and air-conditioning systems;
of local government for the provision of inspection services
pursuant to Part 1 of Article 20 of this Chapter; or (iv) arrang- 3. The maintenance of buildings and other structures in a
ing for the county in which it is located to perform inspection safe, sanitary, and healthful condition;
services within the city's jurisdiction as authorized by G.S. 4. Other matters that may be specified by the city council.
160A-413 and G.S. 160A-360. Such action shall be taken no These duties shall include the receipt of applications for per-
later than the applicable date in the schedule below, according mits and the issuance or denial of permits, the making of any
to the city's population as published in the 1970 United States necessary inspections, the issuance or denial of certificates of
Census: compliance, the issuance of orders to correct violations, the
Cities over 75,000 population - July 1, 1979 bringing of judicial actions against actual or threatened viola-
tions, the keeping of adequate records, and any other actions that
Cities between 50,001 and 75,000 - July 1, 1981 may be required in order adequately to enforce those laws. The
Cities between 25,001 and 50,000 - July 1, 1983 city council shall have the authority to enact reasonable and
appropriate provisions governing the enforcement of those laws.
Cities 25,000 and under - July 1, 1985
§ 160A-413. Joint inspection department; other arrange-
In the event that any city shall fail to provide inspection ser- ments.
vices by the date specified above or shall cease to provide
A city council may enter into and carry out contracts with
such services at any time thereafter, the Commissioner of
another city, county, or combination thereof under which the
Insurance shall arrange for the provision of such services,
parties agree to create and support a joint inspection depart-
either through personnel employed by his department or
ment for the enforcement of State and local laws specified in
through an arrangement with other units of government. In
the agreement. The governing boards of the contracting parties
either event, the Commissioner shall have and may exercise
are authorized to make any necessary appropriations for this
within the city's jurisdiction all powers made available to the
purpose.
city council with respect to building inspection under Part 5 of
Article 19, and Part 1 of Article 20 of this Chapter. Whenever In lieu of a joint inspection department, a city council may
the Commissioner has intervened in this manner, the city may designate an inspector from any other city or county to serve as
assume provision of inspection services only after giving the a member of its inspection department with the approval of the
Commissioner 2 years' written notice of its intention to do so; governing body of the other city or county. A city may also con-
provided, however, that the Commissioner may waive this tract with an individual who is not a city or county employee
requirement or permit assumption at an earlier date if he finds but who holds one of the applicable certificates as provided in
that such earlier assumption will not unduly interfere with G.S. 160A-411.1 or G.S. 153A-351.1 or with the employer of
arrangements he has made for the provision of those services. an individual who holds one of the applicable certificates as
provided in G.S. 160A-411.1 or G.S. 153A-351.1. The inspec-
§ 160A-411.1. Qualifications of inspectors. tor, if designated from another city or county under this section,
On and after the applicable date set forth in the schedule in shall, while exercising the duties of the position, be considered
G.S. 160A-411, no city shall employ an inspector to enforce a municipal employee. The city shall have the same potential
the State Building Code as a member of a city or joint inspec- liability, if any, for inspections conducted by an individual who
tion department who does not have one of the following types is not an employee of the city as it does for an individual who is
of certificates issued by the North Carolina Code Officials an employee of the city. The company or individual with whom
Qualification Board attesting to his qualifications to hold the city contracts shall have errors and omissions and other
such position: (i) a probationary certificate, valid for 1 year insurance coverage acceptable to the city.
only; (ii) a standard certificate; or (iii) a limited certificate The city council of any city may request the board of county
which shall be valid only as an authorization for him to con- commissioners of the county in which the city is located to
tinue in the position held on the date specified in G.S. direct one or more county building inspectors to exercise their
143-151.13(c) and which shall become invalid if he does not powers within part or all of the city's jurisdiction, and they shall
successfully complete in-service training specified by the thereupon be empowered to do so until the city council offi-
Qualification Board within the period specified in G.S. cially withdraws its request in the manner provided in G.S.
143-151.13(c). An inspector holding one of the above certifi- 160A-360(g).
cates can be promoted to a position requiring a higher level
certificate only upon issuance by the Board of a standard cer- § 160A-414. Financial support.
tificate or probationary certificate appropriate for such new The city council may appropriate for the support of the inspec-
position. tion department any funds that it deems necessary. It may pro-

74 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


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vide for paying inspectors fixed salaries or it may reimburse 4. The installation, extension, alteration, or general
them for their services by paying over part or all of any fees col- repair of any electrical wiring, devices, appli-
lected. It shall have power to fix reasonable fees for issuance of ances' or equipment,
permits, inspections, and other services of the inspection without first securing from the inspection department
department. with jurisdiction over the site of the work any and all
§ 160A-415. Conflicts of interest. permits required by the State Building Code and any
other State or local laws applicable to the work. A per-
No member of an inspection department shall be financially
mit shall be in writing and shall contain a provision that
interested or employed by a business that is financially inter-
the work done shall comply with the State Building
ested in the furnishing of labor, material, or appliances for the
Code and all other applicable State and local laws.
construction, alteration, or maintenance of any building within
Nothing in this section shall require a city to review and
the city's jurisdiction or any part or system thereof, or in the approve residential building plans submitted to the city
making of plans or specifications therefor, unless he is the pursuant to Section R-110 of Volume VII of the North
owner of the building. No member of an inspection department
Carolina State Building Code; provided that the city
or other individual or an employee of a company contracting
may review and approve such residential building
with a city to conduct inspections shall engage in any work that plans as it deems necessary. No permits shall be issued
is inconsistent with his or her duties or with the interest of the unless the plans and specifications are identified by the
city, as determined by the city. The city must find a conflict of
name and address of the author thereof, and if the Gen-
interest if any of the following is the case:
eral Statutes of North Carolina require that plans for
1. If the individual, company, or employee of a company certain types of work be prepared only by a registered
contracting to perform inspections for the city has architect or registered engineer, no permit shall be
worked for the owner, developer, contractor, or project issued unless the plans and specifications bear the
manager of the project to be inspected within the last two North Carolina seal of a registered architect or of a reg-
years. istered engineer. When any provision of the General
2. If the individual, company, or employee of a company Statutes of North Carolina or of any ordinance requires
contracting to perform inspections for the city is closely that work be done by a licensed specialty contractor of
related to the owner, developer, contractor, or project any kind, no permit for the work shall be issued unless
manager of the project to be inspected. the work is to be performed by such a duly licensed
contractor. No permit issued under Articles 9 or 9C of
3. If the individual, company, or employee of a company Chapter 143 shall be required for any construction,
contracting to perform inspections for the city has a installation, repair, replacement, or alteration costing
financial or business interest in the project to be five thousand dollars ($5,000) or less in any single fam-
inspected. ily residence or farm building unless the work involves:
The provisions of this section do not apply to a firefighter the addition, repair or replacement of load bearing
whose primary duties are fire suppression and rescue, but who structures; the addition (excluding replacement of
engages in some fire inspection activities as a secondary same size and capacity) or change in the design of
responsibility of the firefighter's employment as a firefighter, plumbing; the addition, replacement or change in the
except no firefighter may inspect any work actually done, or design of heating, air-conditioning, or electrical wir-
materials or appliances supplied, by the firefighter or the ing' devices, appliances, or equipment; the use of mate-
firefighter's business within the preceding six years. rials not permitted by the North Carolina Uniform
Residential Building Code; or the addition (excluding
§ 160A-416. Failure to perform duties. replacement of like grade of fire resistance) of roofing.
If any member of an inspection department shall willfully fail Violation of this section shall constitute a Class 1 mis-
to perform the duties required of him by law, or willfully shall demeanor.
improperly issue a permit, or shall give a certificate of compli- (b) No permit shall be issued pursuant to subsection (a) for
ance without first making the inspections required by law, or any land-disturbing activity, as defined in G.S.
willfully shall improperly give a certificate of compliance, he 113A-52(6), for any activity covered by G.S. 113A-57,
shall be guilty of a Class 1 misdemeanor. unless an erosion and sedimentation control plan has
§ 160A-417. Permits. been approved by the Sedimentation Pollution Control
Commission pursuant to G.S. 113A-54(d)(4) or by a
(a) No person shall commence or proceed with: local government pursuant to G.S. 113A-61 for the site
1. The construction, reconstruction, alteration, of the activity or a tract of land including the site of the
repair, movement to another site, removal, or activity.
demolition of any building or structure, § 160A-418. Time limitations on validity of permits.
2. The installation, extension, or general repair of A permit issued pursuant to G.S. 160A-417 shall expire by lim-
any plumbing system, itation six months, or any lesser time fixed by ordinance of the
3. The installation, extension, alteration, or general city council, after the date of issuance if the work authorized by
repair of any heating or cooling equipment sys- the permit has not been commenced. If after commencement
tem' or the work is discontinued for a period of 12 months, the permit

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 75


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therefor shall immediately expire. No work authorized by any adjustment. The appeal shall be heard and decided
permit that has expired shall thereafter be performed until a within the period established by the ordinance, or if
new permit has been secured. none is specified, within a reasonable time. No further
§ 160A-419. Changes in work. work shall take place in violation of a stop order pend-
ing a ruling.
After a permit has been issued, no changes or deviations from
the terms of the application, plans and specifications, or the (d) Violation of a stop order shall constitute a Class 1 mis-
permit, except where changes or deviations are clearly permis- demeanor.
sible under the State Building Code, shall be made until spe-
cific written approval of proposed changes or deviations has § 160A-422. Revocation of permits.
been obtained from the inspection department.
The appropriate inspector may revoke and require the return of
§ 160A-420. Inspections of work in progress. any permit by notifying the permit holder in writing stating the
As the work pursuant to a permit progresses, local inspectors reason for the revocation. Permits shall be revoked for any sub-
shall make as many inspections thereof as may be necessary to stantial departure from the approved application, plans, or
satisfy them that the work is being done according to the provi- specifications; for refusal or failure to comply with the require-
sions of any applicable State and local laws and of the terms of ments of any applicable State or local laws; or for false state-
the permit. In exercising this power, members of the inspection ments or misrepresentations made in securing the permit. Any
department shall have a right to enter on any premises within permit mistakenly issued in violation of an applicable State or
the jurisdiction of the department at all reasonable hours for the local law may also be revoked.
purposes of inspection or other enforcement action, upon pre-
sentation of proper credentials. § 160A-423. Certificates of compliance.

§ 160A-421. Stop orders. At the conclusion of all work done under a permit, the appropri-
(a) Whenever any building or structure or part thereof is ate inspector shall make a final inspection, and if he finds that
being demolished, constructed, reconstructed, altered, the completed work complies with all applicable State and
or repaired in a hazardous manner, or in substantial vio- local laws and with the terms of the permit, he shall issue a cer-
lation of any State or local building law, or in a manner tificate of compliance. No new building or part thereof may be
that endangers life or property, the appropriate inspec- occupied, and no addition or enlargement of an existing build-
tor may order the specific part of the work that is in vio- ing may be occupied, and no existing building that has been
lation or presents such a hazard to be immediately altered or moved may be occupied, until the inspection depart-
stopped. The stop order shall be in writing, directed to ment has issued a certificate of compliance. A temporary certif-
the person doing the work, and shall state the specific icate of compliance may be issued permitting occupancy for a
work to be stopped, the specific reasons therefor, and stated period of specified portions of the building that the
the conditions under which the work may be resumed. inspector finds may safely be occupied prior to final comple-
tion of the entire building. Violation of this section shall consti-
(b) The owner or builder may appeal from a stop order
tute a Class 1 misdemeanor.
involving alleged violation of the State Building Code
or any approved local modification thereof to the North § 160A-424. Periodic inspections.
Carolina Commissioner of Insurance or his designee
within a period of five days after the order is issued. The inspection department shall make periodic inspections,
Notice of appeal shall be given in writing to the Com- subject to the council's directions, for unsafe, unsanitary, or
missioner of Insurance or his designee, with a copy to otherwise hazardous and unlawful conditions in structures
the local inspector. The Commissioner of Insurance or within its territorial jurisdiction. In addition, it shall make
his designee shall promptly conduct an investigation inspections when it has reason to believe that such conditions
and the appellant and the inspector shall be permitted to may exist in a particular structure. In exercising this power,
submit relevant evidence. The Commissioner of Insur- members of the department shall have a right to enter on any
ance or his designee shall as expeditiously as possible premises within the jurisdiction of the department at all reason-
provide a written statement of the decision setting forth able hours for the purposes of inspection or other enforcement
the facts found, the decision reached, and the reasons action, upon presentation of proper credentials.
for the decision. Pending the ruling by the Commis-
sioner of Insurance or his designee on an appeal no fur- § 160A-425. Defects in buildings to be corrected.
ther work shall take place in violation of a stop order. In
the event of dissatisfaction with the decision, the per- When a local inspector finds any defects in a building, or finds
son affected shall have the options of: that the building has not been constructed in accordance with
1. Appealing to the Building Code Council, or the applicable State and local laws, or that a building because of
its condition is dangerous or contains fire hazardous condi-
2. Appealing to the Superior Court as provided in tions' it shall be his duty to notify the owner or occupant of the
G.S. 143-141. building of its defects, hazardous conditions, or failure to com-
(c) The owner or builder may appeal from a stop order ply with law. The owner or occupant shall each immediately
involving alleged violation of a local zoning ordinance remedy the defects, hazardous conditions, or violations of law
by giving notice of appeal in writing to the board of in the property he owns.

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§ 160A-425.1. Unsafe buildings condemned in certain local- (b) Nonresidential Building or Structure. In addition to
ities. the authority granted in subsection (a) of this section,
an inspector may declare a nonresidential building or
(a) Residential Building and Nonresidential Building or structure within a community development target area
Structure. Every building that shall appear to the to be unsafe if it meets both of the following condi-
inspector to be especially dangerous to life because of tions:
its liability to fire or because of bad condition of walls,
overloaded floors, defective construction, decay, 1. It appears to the inspector to be vacant or aban-
unsafe wiring or heating system, inadequate means of doned.
egress, or other causes, shall be held to be unsafe, and 2. It appears to the inspector to be in such dilapi-
the inspector shall affix a notice of the dangerous char- dated condition as to cause or contribute to
acter of the structure to a conspicuous place on the exte- blight, disease, vagrancy, fire or safety hazard, to
rior wall of the building. be a danger to children, or to tend to attract per-
(b) Residential Building and Nonresidential Building or sons intent on criminal activities or other activi-
Structure. In addition to the authority granted in sub- ties that would constitute a public nuisance.
section (a) of this section, an inspector may declare a (c) If an inspector declares a nonresidential building or
residential building or nonresidential building or structure to be unsafe under subsection (b) of this sec-
structure within a community development target area tion, the inspector must affix a notice of the unsafe
to be unsafe if it meets both of the following condi- character of the structure to a conspicuous place on the
tions: exterior wall of the building. For the purposes of this
1. It appears to the inspector to be vacant or aban- section, the term "community development target
doned. area" means an area that has characteristics of a devel-
opment zone under G.S. 143B-437.09, a "nonresiden-
2. It appears to the inspector to be in such dilapi- tial redevelopment area" under G.S. 160A-503(10), or
dated condition as to cause or contribute to an area with similar characteristics designated by the
blight, disease, vagrancy, fire or safety hazard, to city council as being in special need of revitalization
be a danger to children, or to tend to attract per- for the benefit and welfare of its citizens.
sons intent on criminal activities or other activi-
ties that would constitute a public nuisance. § 160A-427. Removing notice from condemned building.

(c) If an inspector declares a residential building or nonres- If any person shall remove any notice that has been affixed to
idential building or structure to be unsafe under subsec- any building or structure by a local inspector of any municipal-
tion (b) of this section, the inspector must affix a notice ity and that states the dangerous character of the building or
of the unsafe character of the structure to a conspicuous structure, he shall be guilty of a Class 1 misdemeanor.
place on the exterior wall of the building. For the pur-
poses of this section, the term "community develop- § 160A-428. Action in event of failure to take corrective
ment target area" means an area that has characteristics action.
of an urban progress zone under G.S. 143B-437.09, a
"nonresidential redevelopment area" under G.S. If the owner of a building or structure that has been condemned
160A-503(10), or an area with similar characteristics as unsafe pursuant to G.S. 160A-425.1 or G.S. 160A-426 shall
designated by the city council as being in special need fail to take prompt corrective action, the local inspector shall
of revitalization for the benefit and welfare of its citi- give him written notice, by certified or registered mail to his
zens. last known address or by personal service,

(d) This section applies to the Cities of Clinton, Durham, 1. That the building or structure is in a condition that
Fayetteville, Goldsboro, High Point, Lumberton, and appears to meet one or more of the following conditions:
Whiteville and the Towns of Garner, Franklin, Hope a. Constitutes a fire or safety hazard.
Mills, Louisburg and Spring Lake only.
b. Is dangerous to life, health, or other property.
§ 160A-426. Unsafe buildings condemned in certain locali-
ties. c. Is likely to cause or contribute to blight, disease,
vagrancy, or danger to children.
(a) Residential Building and Nonresidential Building or
d. Has a tendency to attract persons intent on criminal
Structure. Every building that shall appear to the
activities or other activities which would consti-
inspector to be especially dangerous to life because of
tute a public nuisance.
its liability to fire or because of bad condition of walls,
overloaded floors, defective construction, decay, 2. That a hearing will be held before the inspector at a
unsafe wiring or heating system, inadequate means of designated place and time, not later than 10 days after
egress, or other causes, shall be held to be unsafe, and the date of the notice, at which time the owner shall be
the inspector shall affix a notice of the dangerous char- entitled to be heard in person or by counsel and to pres-
acter of the structure to a conspicuous place on the exte- ent arguments and evidence pertaining to the matter;
rior wall of the building. and

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 77


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3. That following the hearing, the inspector may issue such ments provided in Article 10 of this Chapter. If the
order to repair, close, vacate, or demolish the building or building or structure is removed or demolished by the
structure as appears appropriate. city, the city shall sell the usable materials of the build-
If the name or whereabouts of the owner cannot after due dil- ing and any personal property, fixtures, or appurte-
igence be discovered, the notice shall be considered properly nances found in or attached to the building. The city
and adequately served if a copy thereof is posted on the outside shall credit the proceeds of the sale against the cost of
of the building or structure in question at least 10 days prior to the removal or demolition. Any balance remaining
the hearing and a notice of the hearing is published in a newspa- from the sale shall be deposited with the clerk of supe-
per having general circulation in the city at least once not later rior court of the county where the property is located
than one week prior to the hearing. and shall be disbursed by the court to the person found
to be entitled thereto by final order or decree of the
§ 160A-429. Order to take corrective action. court.
If, upon a hearing held pursuant to the notice prescribed in This subsection applies to the cities of
G.S. l60A-428, the inspector shall find that the building or Clinton, Durham, Fayetteville, Goldsboro, High
structure is in a condition that constitutes a fire or safety haz- Point, and Lumberton, and the Towns of Garner,
ard or renders it dangerous to life, health, or other property, he Franklin, Hope Mills and Spring Lake.
shall make an order in writing, directed to the owner of such
building or structure, requiring the owner to remedy the (b) Removal of Building: Other Localities. In the case of a
defective conditions by repairing, closing, vacating, or nonresidential building or structure declared unsafe
demolishing the building or structure or taking other neces- under G.S. l60A-426, a city may, in lieu of taking
sary steps, within such period, not less than 60 days, as the action under subsection (a), cause the building or struc-
inspector may prescribe; provided, that where the inspector ture to be removed or demolished. The amounts
finds that there is imminent danger to life or other property, he incurred by the city in connection with the removal or
may order that corrective action be taken in such lesser period demolition shall be a lien against the real property upon
as may be feasible. which the cost was incurred. The lien shall be filed,
have the same priority, and be collected in the same
§ 160A-430. Appeal; finality of order if not appealed. manner as liens for special assessments provided in
Any owner who has received an order under G.S. l60A-429 Article 10 of this Chapter. If the building or structure is
may appeal from the order to the city council by giving notice removed or demolished by the city, the city shall sell
of appeal in writing to the inspector and to the city clerk within the usable materials of the building and any personal
10 days following issuance of the order. In the absence of an property, fixtures, or appurtenances found in or
appeal, the order of the inspector shall be final. The city council attached to the building. The city shall credit the pro-
shall hear and render a decision in an appeal within a reason- ceeds of the sale against the cost of the removal or
able time. The city council may affirm, modify and affirm, or demolition. Any balance remaining from the sale shall
revoke the order. be deposited with the clerk of superior court of the
§ 160A-431. Failure to comply with order.
county where the property is located and shall be dis-
bursed by the court to the person found to be entitled
If the owner of a building or structure fails to comply with an thereto by final order or decree of the court.
order issued pursuant to G.S. l60A-429 from which no appeal
has been taken, or fails to comply with an order of the city (b 1) Additional Lien. The amounts incurred by the city in
council following an appeal, he shall be guilty of a Class 1 mis- connection with the removal or demolition shall also be
demeanor. a lien against any other real property owned by the
owner of the building or structure and located within
§ 160A-432. Enforcement. the city limits or within 1 mile of the city limits, except
(a) Action Authorized. Whenever any violation is denomi- for the owner's primary residence. The provisions of
nated a misdemeanor under the provisions of this Part, subsection (b) of this section apply to this additional
the city, either in addition to or in lieu of other reme- lien, except that this additional lien is inferior to all
dies, may initiate any appropriate action or proceedings prior liens and shall be collected as a money judgment.
to prevent, restrain, correct, or abate the violation or to (c) Nonexclusive Remedy. Nothing in this section shall be
prevent the occupancy of the building or structure construed to impair or limit the power of the city to
involved. define and declare nuisances and to cause their removal
(al) Removal of Building: Certain Localities. In the case of or abatement by summary proceedings, or otherwise.
a residential building or nonresidential building or § 160A-433. Records and reports.
structure declared unsafe under G.S. l60A-425.l, a
city may, in lieu of taking action under subsection (a), The inspection department shall keep complete and accurate
cause the building or structure to be removed or demol- records in convenient form of all applications received, permits
ished. The amounts incurred by the city in connection issued, inspections and reinspections made, defects found, cer-
with the removal or demolition shall be a lien against tificates of compliance granted, and all other work and activi-
the real property upon which the cost was incurred. The ties of the department. These records shall be kept in the
lien shall be filed, have the same priority, and be col- manner and for the periods prescribed by the North Carolina
lected in the same manner as liens for special assess- Department of Cultural Resources. Periodic reports shall be

78 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


REPRINT OF THE GENERAL STATUTES

submitted to the city council and to the Commissioner of Insur-


ance as they shall by ordinance, rule, or regulation require.
§ 160A-434. Appeals in general.
Unless otherwise provided by law, appeals from any order,
decision, or determination by a member of a local inspection
department pertaining to the State Building Code or other State
building laws shall be taken to the Commissioner of Insurance
or his designee or other official specified in G.S. 143-139, by
filing a written notice with him and with the inspection depart-
ment within a period of 10 days after the order, decision, or
determination. Further appeals may be taken to the State Build-
ing Code Councilor to the courts as provided by law.
§ 160A-435. Establishment of fire limits.
The city council of every incorporated city shall pass one or
more ordinances establishing and defining fire limits, which
shall include the principal business portions of the city and
which shall be known as primary fire limits. In addition, the
council may, in its dicretion, establish and define one or more
separate areas within the city as secondary fire limits.
§ 160A-436. Restrictions within primary fire limits.
Within the primary fire limits of any city, as established and
defined by ordinance, no frame or wooden building or structure
or addition thereto shall hereafter be erected, altered, repaired,
or moved (either into the limits or from one place to another
within the limits), except upon the permit of the local inspec-
tion department approved by the city council and by the Com-
missioner of Insurance or his designee. The city council may
make additional regulations for the prevention, extinguish-
ment, or mitigation of fires within the primary fire limits.
§ 160A-437. Restriction within secondary fire limits.
Within any secondary fire limits of any city or town, as estab-
lished and defined by ordinance, no frame or wooden building
or structure or addition thereto shall be erected, altered,
repaired, or moved except in accordance with any rules and
regulations established by ordinance of the areas.
§ 160A-438. Failure to establish primary fire limits.
If the council of any city shall fail or refuse to establish and
define the primary fire limits of the city as required by law, after
having such failure or refusal called to their attention in writing
by the State Commissioner of Insurance, the Commissioner
shall have the power to establish the limits upon making a
determination that they are necessary and in the public interest.

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 79


80 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES
APPENDIX A

PERMIT APPLICATION INFORMATION SHEET


The following information is required on all permit applications. Additional information may be included to ensure that all state and
local laws are complied with. This information may be arranged in any order and the following outline is only the minimum infor-
mation required.

City/County Name _
Inspection Department _
Permit Application _

Applicant Name _ Date _


Project Address _
Total Project Cost _ Electrical Cost _
Subdivision _ Block # Lot # _

Developer _ Phone # ( _ _ ) _ _ - E-Mail _


Property Owner _ Phone # ( _ _ ) _ _ - E-Mail _
Address _ City _ State ZIP _

Project Contact _ Phone # ( _ _ ) _ _ - E-Mail _


Address _ City _ State ZIP _

Description of Proposed Work _


Type of Building: - New _ Existing _Addition - N/A
Type of Construction: - IA _IB _IIA _lIB _IlIA - IIIB _IV _VA _VB
Occupancy: _A-1 - A-2 - A-3 _A-4 _A-5 _B - E - F-1 - F-2
_H-1 _H-2 _H-3 - H-4 - H-5 _1-1 _1-2 - 1-3 - 1-4
_M _R-1 - R-2 - R-3 - R-4 - S-l - S-2 _U
Equipment: _New _Existing - Addition _N/A
Property Use: _Single Family _Two Family _Townhouse
_Apartment - Condominium
_Other (Library, Office, Etc.)
Building Area: Total Area (sf) _ Area per floor (sf) _
Building Height: Feet _ # of Stories _

State Agency Approvals:


NC Department of Insurance - Yes _No _N/A
Plan Approval_ # of Sheets Date - - /-
Specifications _ # of Sheets Date - /-
NC Department of Labor - Yes - No _N/A
Elevators Date - - - Boilers Date - - -

Utilities Approvals:
Water: _Public _Private _Private Health Dept. Permit # _
Sewer: _Public _Private _Private Health Dept. Permit # _

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 81


APPENDIX A

Place X and complete additional information for each permit type needed.

General Construction Permit


Contractor Narne Phone # ( _ _ ) _ _ - _ _ _ E-Mail
Address City State ZIP
License # Classification
Design Professional Phone # ( _ _ ) _ _ - _ _ _ E-Mail
- -Architect __Engineer NCReg. #
- -Owner - -Other
Address City State ZIP

- Electrical Permit
Contractor Narne Phone # ( _ _ ) _ _ - _ _ _ E-Mail
Address City State ZIP
License # Classification
Design Professional Phone # ( _ _ ) _ _ - _ _ _ E-Mail
- -Architect __Engineer NCReg. #
- -Owner - -Other
Address City State ZIP

- Mechanical Permit
Contractor Narne Phone # ( _ _ ) _ _ - _ _ _ E-Mail
Address City State ZIP
License # Classification
Design Professional Phone # ( _ _ ) _ _ - _ _ _ E-Mail
- -Architect __Engineer NCReg. #
-- Owner - -Other
Address City State ZIP

_Plumbing Permit
Contractor Narne Phone # ( _ _ ) _ _ - _ _ _ E-Mail
Address City State ZIP
License # Classification
Design Professional Phone # ( _ _ ) _ _ - _ _ _ E-Mail
- -Architect __Engineer NCReg. #
- -Owner - -Other
Address City State ZIP

_Sprinkler Protection Permit


Contractor Narne Phone # ( _ _ ) _ _ - _ _ _ E-Mail
Address City State ZIP
License # Classification
Design Professional Phone # ( _ _ ) _ _ - _ _ _ E-Mail
- -Architect __Engineer NCReg. #
-- Owner - -Other
Address City State ZIP

_Fire Alarm System Permit


Contractor Narne Phone # ( _ _ ) _ _ - _ _ _ E-Mail
Address City State ZIP
License # Classification
Design Professional Phone # ( _ _ ) _ _ - _ _ _ E-Mail
- -Architect __Engineer NCReg. #
- -Owner - -Other
Address City State ZIP

82 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


APPENDIX A

Place X and complete additional information for each permit type needed.

_Sign Permit
Location of Sign _ Address _
__Off Premises Sign __Wall Sign __Ground Sign __Awning Sign
__Projection Sign __Special Event Sign __Other
Sign/Business Owner _ Phone # ( _ _ ) _ _ - _ E-Mail _
Address _ City State ZIP _
Contractor Name _ Phone # ( _ _ ) _ _ - _ E-Mail _
Address _ City State ZIP _

_ Accessory Structures Permit


_Accessory Building _Size _ _ _ _ _ Sq.ft.
_Solid Fence _Dish Antenna _Swimming Pool _Other

I hereby certify that all information in this application is correct and all work will comply with the State Building Code and all other
applicable State and local laws and ordinances and regulations. The Inspection Department will be notified of any changes in the ap-
proved plans and specifications for the project permitted herein.

Owner/Agent Signature _

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 83


84 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES
APPENDIX B

BUILDING CODE SUMMARY FOR ALL COMMERCIAL PROJECTS


(except one- and two-family dwellings and townhouses)
(Reproduce the following data on the building plans sheet 1 or 2)

Name of Project: _
Address: _ Zip Code _
Proposed Use: _
Owner/Authorized Agent: _ Phone # ( __ ) _ _ - _ E-Mail _
Owned By: o City/County o Private 0 State
Code Enforcement Jurisdiction: OCity _ o County _ o State

LEADDE~GNPROFES~ONAL _
DESIGNER FIRM NAME LICENSE # TELEPHONE # E-MAIL
Architectural (-)----
Civil (-)----
Electrical (-)----
Fire Alarm (-)----
Plumbing (-)----
Mechanical (-)----
Sprinkler-Standpipe (-)----
Structural (-)----
Retaining Walls >5' High (-)----
Other (-)----

2009 EDITION OF NC CODE FOR: 0 New Construction o Addition o Upfit


EXISTING: 0 Reconstruction 0 Alteration o Repair
CONSTRUCTED ORIGINAL USE RENOYATED CURRENT USE

BUILDING DATA
Construction Type: o I-A o II-A o III-A DIY OY-A
Ol-B Oll-B o III-B OY-B
Mixed construction: o No DYes Types
Sprinklers: ONo o Partial DYes o NFPA 13 ONFPA 13R ONFPA 13D
Standpipes: ONo DYes Class 01 011 0111 o Wet o Dry
Fire District: ONo DYes Flood Hazard Area: ONo DYes
Building Height: Feet Number of Stories
Mezzanine: ONo DYes
Gross Building Area:
Floor Existing (sq ft) New (sqft) Subtotal
6th Floor
5th Floor
4th Floor
3rd Floor
2nd Floor
Mezzanine
1st Floor
Basement
TOTAL

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 85


APPENDIX B

ALLOWABLE AREA
Primary Occupancy: Assembly OA-l OA-2 OA-3 OA-4 OA-5
o Business o Educational Factory o F-l Moderate 0 F-2 Low
Hazardous o H-1 Detonate o H-2 Deflagrate o H-3 Combust 0 H-4 Health o H-5HPM
Institutional o 1-1 0 1-2 o 1-3 0 1-4
1-3 Condition 01 02 03 04 05
o Mercantile Residential o R-l o R-2 o R-3 o R-4
Storage 0 S-1 Moderate o S-2Low o High-piled
o Utility and Miscellaneous o Parking Garage o Open 0 Enclosed o Repair Garage
Secondary Occupancy: _
Special Uses: 0 402 0 403 0 404 0 405 0 406 0 407 0 408 0 409 o 410 o 411 o 412
o 413 0 414 0 415 0 416 0 417 0 418 0 419 0 420 0 421 o 422 o 423
Special Provisions: 0 509.2 0 509.3 0 509.4 0 509.5 0 509.6 0 509.7 0 509.8
Mixed Occupancy: 0 No 0 Yes Separation: _ _ HI. Exception: _
o Incidental Use Separation (508.2)
This separation is not exempt as a Non-Separated Use (see exceptions).
o Non-Separated Use (508.3.2)
The required type of construction for the building shall be determined by applying the height and area limitations for each of the applicable
occupancies to the entire building. The most restrictive type of construction, so determined, shall apply to the entire building.
o Separated Use (508.3.3) - See below for area calculations
For each story, the area of the occupancy shall be such that the sum of the ratios of the actual floor area of each use divided by the allowable floor
area for each use shall not exceed 1.

Actual Area of Occupancy A Actual Area of Occupancy B


+ ~1
Allowable Area of Occupancy A Allowable Area of Occupancy B

+ + ~ 1.00

(A) (C) (D) (E) (F)


(B)
DESCRIPTION BLDG AREA AREA FOR AREA FOR ALLOWABLE MAXIMUM
STORY NO. TABLE 503 5
AND USE PER STORY FRONTAGE SPRINKLER AREA OR BUILDING
AREA
(ACTUAL) INCREASE! INCREASE2 UNLIMITED3 AREA4

1. Frontage area increases from Section 506.2 are computed thus:


a. Perimeter which fronts a public way or open space having 20 feet minimum width = (F)
b. Total Building Perimeter = (P)
c. Ratio (FIP) = (FIP)
d. W = Minimum width of public way (W)
e. Percent of frontage increase If = 100 [FIP - 0.25] x WI30 = (%)
2. The sprinkler increase per Section 506.3 is as follows:
a. Multi-story building Is = 200 percent
b. Single story building Is = 300 percent
3. Unlimited area applicable under conditions of Sections Group B, F, M, S, A-3, A-4 (507);
Group A motion picture (507.10); Covered Mall Buildings (402.6); and H-2 aircraft paint hangers (507.8).
4. Maximum Building Area = total number of stories in the building x E (506.4).
5. The maximum area of open parking garages must comply with Table 406.3.5. The maximum area of air traffic control towers must comply with Table 412.1.2.

86 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


APPENDIX B

ALLOWABLE HEIGHT

ALLOWABLE INCREASE FOR SHOWN CODE


(TABLE 503) I SPRINKLERS ON PLANS REFERENCE

Type of Construction Type Type

Building Height in Feet Feet IFeet = H + 20' =


Building Height in Stories Stories IStories + 1 = Stories

FIRE PROTECTION REQUIREMENTS


Life Safety Plan Sheet #, if Provided _

RATING
FIRE
SEPARATION PROVIDED DESIGN # FOR DESIGN # FOR
DISTANCE (W/ _ _ _* DETAIL # RATED RATED DESIGN # FOR
BUILDING ELEMENT (FEET) REQ'D REDUCTION) AND SHEET # ASSEMBLY PENETRATION RATED JOINTS

Structural Frame
Including columns, girders, trusses
Bearing Walls
Exterior
North
East
West
South
Interior
Nonbearing walls and partitions
Exterior walls
North
East
West
South
Interior walls and partitions
Floor Construction
Including supporting beams
and joists
Roof Construction
Including supporting beams
and joists
Shaft Enclosures - Exit
Shaft Enclosures - Other
Corridor Separation
Occupancy Separation
Party/Fire Wall Separation
Smoke Barrier Separation
Tenant Separation
Incidental Use Separation
* Indicate section number permitting reduction

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 87


APPENDIX B

LIFE SAFETY SYSTEM REQUIREMENTS

Emergency Lighting: DNo DYes


Exit Signs: DNo DYes
Fire Alarm: DNo DYes
Smoke Detection Systems: DNo DYes D Partial
Panic Hardware: DNo DYes

EXIT REQUIREMENTS
Number and arrangement of exits
ARRANGEMENT MEANS OF EGRESS 1,3
MINIMUM 2 NUMBER OF EXITS TRAVEL DISTANCE (SECTION 1015.2)

REQUIRED
ALLOWABLE ACTUAL TRAVEL DISTANCE ACTUAL
FLOOR, ROOM OR TRAVEL DISTANCE DISTANCE SHOWN BETWEEN EXIT DISTANCE SHOWN
SPACE DESIGNATION REQUIRED SHOWN ON PLANS (TABLE 1015.1) ON PLANS DOORS ON PLANS

1. Corridor dead ends (Section 1017.3).


2. Buildings with single exits (Table 1019.2), Spaces with one means of egress (Table 1015.1)
3. Common Path of Travel (Section 1014.3).

EXIT WIDTH
(a) (b) (c) EXIT WIDTH (in)2,3,4,5,6

REQUIRED WIDTH
AREA1 pER CALCULATED EGRESS WIDTH PER (SECTION 1005.1) ACTUAL WIDTH SHOWN ON
USE GROUP OCCUPANT OCCUPANT OCCUPANT (TABLE 1005.1) (a+ b)xc PLANS
OR SPACE (TABLE LOAD
DESCRIPTION AREA1 sq. ft. 1004.1.1) (a+b) STAIR LEVEL STAIR LEVEL STAIR LEVEL

For SI: 1 inch = 25.4 mm, 1 square foot = 0.929m 2 .


1. See Table 1004.1.1 to determine whether net or gross area is applicable.
See definition "Area, Gross" and ''Area, Net" (Section 1002).
2. Minimum stairway width (Section 1009.1); min. corridor width (Section 1017.2); min. door width (Section 1008.1).
3. Minimum width of exit passageway (Section 1021.2).
4. See Section 1004.5 for converging exits.
5. The loss of one means of egress shall not reduce the available capacity to less than 50 percent of the total required (Section 1005.1).
6. Assembly occupancies (Section 1025).

88 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


APPENDIX B

STRUCTURAL DESIGN

DESIGN LOADS:
Importance Factors: Wind (Iw)
Snow (Is) _

Seismic (IE)
Live Loads: Roof psf
Mezzanine psf
Floor psf
Ground Snow Load: psf

Wind Load: Basic Wind Speed mph (ASCE-7)


Exposure Category
Wind Base Shears (for MWFRS) vx = - - - v=
y ---

SEISMIC DESIGN CATEGORY DA DB DC DD


Provide the following Seismic Design Parameters:
Seismic Use Group _
Spectral Response Acceleration Ss %g Sl %g
Site Classification D Field Test D Presumptive D Historical Data
Basic structural system (check one)
_ _ Bearing Wall _ _ Dual w/Special Moment Frame
_ _ Building Frame _ _ Dual w/Intermediate RIC or Special Steel
Moment Frame Inverted Pendulum
Seismic base shear Vx = Vy _

Analysis Procedure _ _ Simplifies _ _ Equivalent Lateral Force _ _ Modal


Architectural, Mechanical, Components anchored? _
LATERAL DESIGN CONTROL: Earthquake Wind _
SOIL BEARING CAPACITIES:
Field Test (provide copy of test report) _ psf
Presumptive Bearing capacity _ _ _ _ _ _ _ _ _ _ psf
Pile size, type, and capacity

PLUMBING FIXTURE REQUIREMENTS

WATERCLOSETS LAVATORIES DRINKING FOUNTAINS


SHOWERSI
USE MALE FEMALE URINALS MALE FEMALE TUBS REGULAR ACCESSIBLE

EXISTING
SPACE NEW
REQUIRED

ACCESSIBILITY PARKING

TOTAL # OF PARKING SPACES # OF ACCESSIBLE SPACES PROVIDED

LOT OR PARKING REGULAR WITH 51 VAN SPACES WITH 81 TOTAL # ACCESSIBLE


AREA REQUIRED PROVIDED ACCESS AISLE ACCESS AISLE PROVIDED

TOTAL

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 89


APPENDIX B

SPECIAL APPROVALS

Special approval: (Local Jurisdiction, Department of Insurance, OSC, DPI, DHHS, ICC, etc., describe below)

ENERGY SUMMARY

ENERGY REQUIREMENTS:
The following data shall be considered minimum and any special attribute required to meet the energy code shall also be provided.
Each Designer shall furnish the required portions of the project information for the plan data sheet. If energy cost budget method,
state the annual energy cost budget vs allowable annual energy cost budget.

THERMAL ENVELOPE
Method of Compliance:
o Prescriptive % Glazed Wall Area
o Performance 0 Energy Cost Budget
Roof/ceiling Assembly (each assembly)
Description of assembly
V-Value of total assembly
R-Value of insulation
Skylights in each assembly
V-Value of skylight
total square footage of skylights in each assembly
Exterior Walls (each assembly)
Description of assembly
V-Value of total assembly
R-Value of insulation
Openings (windows or doors with glazing)
V-Value of assembly
shading coefficient
projection factor
lowe required, if applicable
Door R-Values
Walls adjacent to unconditioned space (each assembly)
Description of assembly
V-Value of total assembly
R-Value of insulation
Openings (windows or doors with glazing)
V-Value of assembly
lowe required, if applicable
Door R-Values
Walls below grade (each assembly)
Description of assembly
V-Value of total assembly
R-Value of insulation
Floors over unconditioned space (each assembly)
Description of assembly
V-Value of total assembly
R-Value of insulation
Floors slab on grade
Description of assembly
V-Value of total assembly
R-Value of insulation
Horizontal/vertical requirement
slab heated

90 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


APPENDIX B

ELECTRICAL SUMMARY

ELECTRICAL SYSTEM AND EQUIPMENT


Method of Compliance:
o Prescriptive 0 Performance o Energy Cost Budget
Lighting schedule
lamp type required in fixture
number of lamps in fixture
ballast type used in the fixture
number of ballasts in fixture
total wattage per fixture
total interior wattage specified vs allowed
total exterior wattage specified vs allowed

Equipment schedules with motors (not used for mechanical systems)


motor horsepower
number of phases
minimum efficiency
motor type
# of poles

MECHANICAL SUMMARY

MECHANICAL SYSTEMS, SERVICE SYSTEMS AND EQUIPMENT


Method of Compliance
o Prescriptive 0 Performance 0 Energy Cost Budget
Climate Zone
Thermal Zone
winter dry bulb
summer dry bulb
Interior design conditions
winter dry bulb
summer dry bulb
relative humidity
Building heating load
Building cooling load
Mechanical Spacing Conditioning System
Unitary
description of unit
heating efficiency
cooling efficiency
Heat output of unit
cooling output of unit
Boiler
total boiler output. If oversized, state reason.
Chiller
total chiller capacity. If oversized, state reason.
List equipment efficiencies
Equipment schedules with motors (mechanical systems)
motor horsepower
number of phases
minimum efficiency
motor type
# of poles

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 91


92 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES
APPENDIX C
CODE CHANGE PROPOSAL
NORTH CAROLINA
BUILDING CODE COUNCIL
322 Chapanoke Road, Suite 200
Raleigh, North Carolina 27603
(919) 661-5880
Petition for Rule Making Item Number

Granted by BCC Adopted by BCC Approved by RRC _


Denied by BCC Disapproved by BCC Objection by RRC _

PROPONENT _PHONE ( _ ) _ -_ _.
REPRESENTING _
ADDRESS _
CITY STATE ZIP _
E-MAIL FAX ( _ ) _ -_ _.

North Carolina State Building Code, Volume _ Section _

CHECK ONE: ] Revise section to read as follows: ] Delete section and substitute the following.
] Add new section to read as follows: ] Delete section without substitution.

LI~(E TIIROUGII l\iliTERIlrL TO BE DELETED UNDERLINE MATERIAL TO BE ADDED

Type or print. Continue proposal or reason on plain paper attached to this form. See reverse side for instructions.

Will this proposal add to the cost of construction? Yes [ ] No [ ]


Explain total economic impact for added cost or savings in REASON.
Provide a fiscal analysis of any increase (or decrease) in cost.

REASON:

BCC CODE CHANGES


Signature _ DATE: _ FORM 1/1/09

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 93


APPENDIX C

INSTRUCTIONS
Each proposed code change request shall comply with the following rules:
Rule 1: Twenty-one (21) copies of the proposed Petiton for Rule-making along with supporting documentation shall be filed with
the Building Code Council Secretary.
Rule 2: The filing shall be received by the first day of the month prior to the quarterly scheduled meeting date.
Rule 3: Each request shall be legibly printed, typewritten, or copied on this form and shall contain the following:
(1) The proposed rule change must be set forth in full and contain explicit reference to the affected section or sections of the
code.
(2) The request shall state the reasons for the proposed rule change with supporting documentation.
(3) The proposed rule change shall comply with the standards set forth in GS 143-138(c) and reference to the particular stan-
dards shall be set forth in the request for the amendment.
(4) The proposed rule change shall contain an economic impact analysis as required by GS 143-138(a).
Rule 4: When a request is improperly filed or not in accordance with all the rules listed above, the Council Secretary shall reject the
submittal and notify the applicant of the proper procedure to follow.
Rule 5: Upon the proper filing of a request, the Council Secretary shall forward one copy of said request to each council member
prior to the scheduled meeting date. Persons filing proposed petitions are hereby notified of the place and time of the scheduled
hearings. The Council Secretary shall cause to be published the notice of public hearing as specified in GS 143-138(a).
Rule 6: The Council shall either grant or deny the proposed Petition for Rule-making at the meeting following receipt of the pro-
posed rule change. The Council will take no further action on items that are Denied. Granted items may be referred to Committee
for review.
Rule 7: The Council will hold a public hearing on granted items at the next quarterly scheduled meeting. The Council will take final
action on granted items at the next quarterly scheduled meeting after the public hearing.

Timeline Example
Petetion Received: February 1
Petition Granted: March BCC meeting
Notice of Hearing Published: April NC Register
Committee Review: April- May
Hearing Held: June BCC meeting
Final Adoption: September BCC meeting
Rules Review Hearing: November RRC meeting
Approved: December 1

94 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


APPENDIX D

AFFIDAVIT OF WORKERS' COMPENSATION COVERAGE


N.C.G.S. §87-14

The undersigned applicant for Building Permit # being the


_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ Contractor
_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ Owner
_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ OfficerlAgentoftheContractororOwner
Do hereby aver under penalties of perjury that the person(s), firm( s) or corporation(s) performing the work set forth in the permit:
___ has/have three (3) or more employees and have obtained workers' compensation insurance to cover them,
___ has/have one or more subcontractor(s) and have obtained workers' compensation insurance to cover them,
___ has/have one or more subcontractor(s) who has/have their own policy of workers' compensation covering themselves,
___ has/have not more than two (2) employees and no subcontractors,
while working on the project for which this permit is sought. It is understood that the Inspection Department issuing the permit may
require certificates of coverage of workers, compensation insurance prior to issuance of the permit and at any time during the per-
mitted work from any person, firm or corporation carrying out the work.
Firm name:
By:
Title:
Date:

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 95


96 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES
APPENDIX E
APPEALS
NORTH CAROLINA
BUILDING CODE COUNCIL
322 Chapanoke Road, Suite 200
Raleigh, North Carolina 27603
(919) 661-5880

APPEAL TO NCDOI/NCBCC Hearing Date I _ _I _

GS 153A-374, GS 160A-434 GS 143-140, GS 143-141


Formal Interpretation by NCDOI _ Appeal of Local Decision to NCBCC _
Appeal of Local Decision to NCDOI _ Appeal of NCDOI Decision to NCBCC _

APPELLANT _ PHONE ( _ ) _ -_ _ X _
REPRESENTING _
ADDRESS _
CITY STATE ZIP _
E-MAIL FAX ( _ )_ _ - _

North Carolina State Building Code, Volume - Section _

REQUEST ONE: ] Formal Interpretation by NCDOI ] Appeal of Local Decision to NCBCC


] Appeal of Local Decision to NCDOI ] Appeal of NCDOI Decision to NCBCC

Type or print. Include all background information as required by the referenced General Statutes and the attached policies. Attach
additional supporting information.

REASON:

APPEAL TO NCDOIINCBCC
Signature _ DATE: _ FORM 1/1/09

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 97


APPENDIX E

202.9 Appeals. Division, 322 Chapanoke Road, Suite 200, Raleigh, NC


202.9.1 Engineering Division. A written technical inter- 27603 and one copy shall be filed with the State enforce-
pretation shall be provided as specified in Section ment agency from which the appeal is taken.
203.1.2.1.2. Any person may appeal in writing an order, de- 202.9.2.2 The Notice of Appeal shall be received no later
cision, or determination pertaining to the code or any state than 30 days from the date of the decision of the State en-
building law by filing written notice with the Commissioner forcement agency.
of Insurance or his designee within 10 days after the order,
202.9.2.3 The Notice of Appeal shall be legibly printed,
decision or determination. A copy of the appeal shall be fur-
typewritten or copied and shall contain the following:
nished to each party.
(1 ) Name, address of the party or parties requesting
(General Statutes 143-140, 153A-374 and 160A-434)
the appeal.
203.1.2.1 Interpretations. (2) The name of the State enforcement agency, the
203.1.2.1.1 Informal interpretations. The Engi- date of the decision from which the appeal is
neering Division shall provide informal interpreta- taken, and a copy of the written decision received
tions on code related matters either by e-mail, letter or from the enforcement agency.
telephone. These informal interpretations may be ac- (3) The decision from which the appeal is taken shall
cepted by the local code enforcement official or party be set forth in full in the Notice of Appeal or a
requesting the interpretation. Either party may re- copy of the decision shall be attached to all copies
quest a formal interpretation of the code. of the Notice of Appeal.
203.1.2.1.2 Formal interpretations. Any person (4) The contentions and allegations of fact must be
may request in writing a formal interpretation of the set forth in full in a clear and concise manner with
code. The request shall be addressed to the Chief reference to the sections of the code in contro-
Code Consultant for the Department of Insurance. versy.
The request shall be specific and shall reference the (5) The original Notice of Appeal shall be signed by
code sections in question. All formal interpretations the party or parties filing appeal.
shall be in writing. A formal interpretation shall be
binding on all parties unless appealed to the Building (6) The Notice of Appeal shall be received by the
Code Council as specified in Section 201.9.2. Formal first day of the month prior to the Building Code
interpretations determined to be of a general nature Council's quarterly scheduled meeting in order
may be posted on the department web site. (General to be placed on the agenda for that meeting. The
Statute 143-140) Chairman may schedule a special meeting to hear
an appeal.
203.1.2.2 Appeals. Any person may appeal in writing an
202.9.2.4 Upon the proper filing of the Notice of Appeal,
order, decision or determination of a code enforcement
the Building Code Council Secretary shall forward one
official pertaining to the code or any state building law.
copy of the Notice of Appeal to each member of the
The appeal shall be addressed to the Chief Engineer for
Building Code Council. The Chairman may appoint a
the Department of Insurance by filing written notice
Hearing Committee to hear appeals. The Secretary shall
within 10 days after the order, decision or determination.
send notice in writing to the party or parties requesting an
The appeal shall contain the type and size of the building
appeal and to the Building Code Council Hearing Com-
in question, the location of the building, and shall refer-
mittee members at least 15 days prior to the Hearing
ence the code sections in question. The decision shall be
Committee meeting. A written decision of the Hearing
in writing and shall set forth the facts found. The decision
Committee meeting shall be provided to all Building
rendered shall be based on the technical provisions of the
Code Council Members. The actions of the Hearing
code, public health and safety and shall be construed lib-
Committee shall be final, unless appealed to the full
erally to those ends. A decision shall be binding on all
Building Code Council in writing within 30 days of the
parties unless an appeal is submitted to the Building
Hearing Committee's action. If a Hearing Committee
Code Council as specified in Section 201.9.2. A copy of
consists of at least seven council members, it will consti-
the appeal and written decision shall be furnished to each
tute a quorum of the full council. Further appeals shall be
party.
as specified in Section 202.9.3.
(General Statutes 153A-374 and 160A-434)
202.9.2.5 The Building Code Council shall, upon a mo-
202.9.2 Building Code Council. The Building Code tion of the State enforcement agency or on its own mo-
Council shall hear appeals from the decisions of a state en- tion, dismiss appeals for the following reasons:
forcement agencies relating to any matter related to the
1. Not pursued by the appellant or withdrawn;
code. Any person wishing to appeal a decision of a state en-
forcement agency to the Building Code Council shall give 2. Appeal not filed in accordance with these rules; or
written notice of appeal as follows: 3. Lack of jurisdiction.
202.9.2.1 Twenty-one copies including an original of the 202.9.2.6 When the Building Code Council finds that a
Notice of Appeal shall be filed with the Building Code State enforcement agency was in error in its interpreta-
Council c/o NC Department of Insurance, Engineering tion of the code, the Building Code Council shall remand

98 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES


APPENDIX E

the case to the agency with instructions to take such ac-


tions as the Building Code Council directs. When the
Building Code Council finds on appeal that materials or
methods of construction proposed are equivalent to those
required by the code, the Building Code Council shall re-
mand the case to the State enforcement agency with in-
structions to permit the use of such materials or methods
of construction. The Building Code Council shall imme-
diately initiate procedures for amending the code to per-
mit the use of such materials or methods of construction.
202.9.2.7 The Building Code Council shall provide a
written decision setting forth the findings of fact and the
Building Code Council's conclusions to each party or
parties filing the appeal and to the state enforcement
agency from which the appeal was taken.
202.9.3 Superior court. Whenever any person desires to
appeal a decision of the Building Code Councilor a decision
of a State or local enforcement agency, he may appeal either
to the Wake County Superior Court or the Superior Court of
the county in which the proposed building is to be situated in
accordance with the provisions of Chapter 150B of the Gen-
eral Statutes.
[General Statute 143-141(d)]

2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES 99


100 2009 NORTH CAROLINA ADMINISTRATIVE CODE AND POLICIES
BUILDING DEPARTMENT ADMINISTRATION, 3RD EDITION
UPDATED AND EXPANDED FOR THE 21 sT-CENTURY BUILDING DEPARTMENT

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Lynn Underwood) C.B.D.
Norfolk) Virginia

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and information specific to operations of the building
management tool available.
department. It will serve you and your department well
Twenty-one chapters include existing chapters that have for many years to come. (676 pages)
been extensively updated and expanded as well as several #101353
new chapters.

TABLE OF CONTENTS
Chapter 1: The Pu rpose of Controls Chapter 13: Using Information Technology in Building
Chapter 2: Building Codes and Federal Influences Departments
Chapter 3: The Legacy Model Code Groups) Their Chapter 14: Records Management
Codes and the Roots of the ICC Chapter IS: Customer Relations
Chapter 4: Construction Codes and Standards Chapter 16: Legal Aspects of Code Administration
Chapter 5: Building Regulations Around the World Chapter 17: Disaster Mitigation and Building Security
Chapter 6: The Department Chapter 18: Housing) Property Maintenance and Code
Chapter 7: The Development Permit Process Enforcement Inspection Programs
Chapter 8: The Building Official Chapter 19: Building Sustainability: Preserving the
Chapter 9: The Effective Manager Existing Residential Stock
Chapter 10: Supervision and Training Chapter 20: Rehabilitation and General Building Code
Approaches
Chapter 11: Department Staffing Requirements
Chapter 21: Green Building and Sustainability
Chapter 12: The Pu blic Cou nter
Appendices: Sample ICC-ES Report) lAS Accreditation
flowcharts) ample employee evaluation
report) and lists of additional resources.

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