Master File DR Life Cycle Testcases - 2111t - Final

Test BRD/FRS TEST Pre-requisites Step No Test Steps
Case ID Scenario
Verify DR Life Cycle . DR Should be created first with

Level I and all the approvals should
be done. Please execute Create
DR Level I Sponsored Test case
from DR Profile Test case List.
1 Upgrade DR from Level I to For all the test cases: 1 Login into the adrbnyapps.com application.
Level II If the user is prompted to enter
either DR documentation, Issuer
documentation , Sec Filing
information or any other
information then the same can be
referred from any other test case
which has the steps for the same
because this is specific to the DR
chosen(Bny,non Bny etc) by the
user and is not common for all. The
same holds good for the respective
approvals.
2 Enter the Valid User ID and Password and

click Login
3 Click on Master File

4 Click on Profile Link
5 Click on DR Link
6 Enter the search values in the following

manner.
Select DR Name :
Select DR Type as Level I
Select S/U as S
Select DR Status as Effective and Click
Search
(Note Default Values for
1.Status - All
2.DR Type - All
3.DR Origin - All
4.Country of Management - All
5.Sub-Status - All
6.S/U - All
7.Dr Exchange - All )
7 Open DR from Search Result
Note ( DR should have not have undergone

DR life cycle already)
8 Click DR Life Cycle
9 Select Upgrade and Click Create New DR
(Note But the Status need to be changed to

Effective to approve. )
10 Edit the following in Details Tab.
1.Name
2.Select Effective Date [ Any date Older Date
i.e.., older than May 2 2008]
11 Click Ok ,Save and Check for Flag
12 Click CUSIP Summary Tab
13 Click on add button
14 Select the Type as Primary and then click on

CUSIP Question Mark
15 Select a Value by clicking on the CUSIP

Name link in the popup and and click Save.
16 Click Save
17 Click on Create/History Tab
18 Select the exchange from the question mark

and click save.
NOTE : Select an exchange which is either
American Stock Exchange. NASDAQ, or
New York Stock Exchange or else the user is
prompted with a message
"Typically,American, NASDAQ or New York
stock exchanges are chosen for a LevelII or
III. The exchange chosen is not one of
those,please verify the exchange”..
19 Go to Details Tab and Change the status as

Effective and click save
20 Click Cancel button
21 Click DR Documentation
22 Click Cancel
23 In Deposit Agreement fill the following fields
1.Law Governing Deposit Agreement :US

2.Deposit Agreement Date (today's date)
3.Deposit Agreement Amended Date (today's
date)
4.Law Firm - any
5.Law Firm - Issuer
6.Law Firm - Investment Bank
7.Investment Bank
8.Pre-Release Side Letter :No
9.Operational Checklist :Yes
10. Voting type - Discretionary
11.Blocking Type - None
12.Termination Period - 730
Click Save.
24 Click Fees and add all the fees in each row

until all the fees are added and if any of the
fee is blank fill 0 and then click Save.
25 Navigate to the 'Deposit Agreement' tab and
verify the expected results for a) and b)
below:
a)In Depositary Service Fee fill
1.DSF in Deposit Agreement: No
2.Charge DSF:No
3.Net DSF from Cash Dividend: No
and click Save
b)Now try to fill

2.Charge DSF:No
26 3.Net DSF from Service
a)In Depositary Cash Dividend:Yes.
Fee fill
and
1.DSFclick save. Agreement: No
in Deposit
2.Charge DSF:No
and click Save
27 Click Letter agreement Tab and click Add

button and the fill the following fields.
1.Letter Agreement date Older Date

2.Letter Agreement Expiration - No
3.Reimbursement Expiration - No and
click Save
28 Click on DR [DR Name]
29 Click Cancel
30 Change the status from Committed to
effective and give the effective date as month
May[ any date] and click Save
31 Click on Issuer [Issuer Name]
32 Click Cancel
33 Click on Issuer Documentation
34 Click Sec Filing and MAL Tab

35 If editable then Change MAL as No else
change 'On Website' to 'yes .
36 Fill the following :
1.20-F Filer - Yes

2.12g3-2(b) Filter No
3.CIK Code - Any Value
4.CCC Code - eg: a3432434
5.Non-US Goverment Issued ID# - eg
A78839272
37 If the BCP/Paf tab exists and is unfilled with
values then fill the following fields.
1.Approved - Yes
then division approved by :ADR(Select
from ? Mark)
2.Approval Date - Older Date
Certificate of Authorized Persons (CAP)

1.Required - No
And Click on Save.
39 Click on DR Search
40 Click Committed one
41 Change the status to effective and click Save
42 Click Logout
This user should have access to 43 Login to the application with the same Url
approval Queue and should be
able to approve
44 Click Approval Queue
47 Select the item Pending Approval from

Appr.Status and click Search
48 Select the Name Created by you using the
normal User.
49 Select Approve for all the items and click

Save
50 Click Back link.
51 Click Issuer Documentation

53 Select the Issuer Name Created by you

using the normal User.

Save
55 Click Back link.
56 Click DR Profile

normal User.

Save
60 select Execute batch and click Save
61 Click Logout
Login with the user which you used 62 Repeat step 1--5
to create the DR Life Cycle
manner.
Select DR Type as Level II

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
64 Look for the name for which u upgraded from

Level I to Level II
65 Open the DR and look for flags
66 Go to CUSIP Summary/Add tab and look for

Flag and N mark.
67 Check the values in the following fields:
Type
CUSIP
DR Exchange
DR Ticker Symbol
Ratio DRs
Ratio Underlying Shares
Current CUSIP
68 Navigate to the 'Detail' tab and note the

Effective date and origin is Upgrade with
status as effective.
69 Verify that the Level II and Level I are
connected with Prior/Next buttons.
70 Click on DR search and navigate to the DR
search screen.
71 Click on the Old DR which undewent the
lifecycle.
72 Navigate to the 'Detail' tab and check for the
'Termination reason' field and No Initial Sale
Date should appear on Level I.
73 Verify that the termination date(as noted
above for DR1) is a day prior than the
effective date of current Effective DR ( ie
DR2).
Not Done this Step Verification 74 Create/History CUSIP tab should be on the
Level I with old data present.
Verify DR Life Cycle DR Should be created first with

DR Level I Sponsored Test case
from DR Profile Test case List
2 Upgrade DR from Level I to 1 Login into the adrbnyapps.com application.

Level III

click Login

5 Click on DR Link

manner.
Select DR Name : Created Name

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

9 Select Upgrade and Click Create New DR

1.Name
i.e.., older than May 2 2008] and click Save
11 Click Ok and Check for Flag

CUSIP Question Mark.

Select the row which has Y in DR Life Cycle

Column.
16 Click Save

and click save.

22 Click Cancel

date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.

below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
Fee fill
and
in Deposit
2.Charge DSF:No
and click Save


click Save
29 Click Cancel
32 Click Cancel

1.20-F Filer - Yes

A78839272

1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.
42 Click Logout
able to approve

normal User.

Save
50 Click Back link.



Save
55 Click Back link.

56 Click DR Profile


normal User.

Save
61 Click Logout
manner.
Select DR Type as Level III

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
64 Look for the name for which u upgraded

from Level I to Level III
66 Go to CUSIP Summary tab and look for Flag

and N mark
67 Check the values in the following fields:
Type
CUSIP
DR Exchange
DR Ticker Symbol
Ratio DRs
Current CUSIP

Effective date. .Also the origin should be
Upgrade.
69 Verify that the Level III and Level I are
search screen.
lifecycle.
'Termination reason' field and No Initial Sale
Date should appear on Level I.
DR2).
74 Create/History CUSIP tab should be on the
Level I with old data.

RegS and all the approvals Should
RegS Only Sponsored DR Test
case from DR Profile Test case
List.
3 PPC DR from RegS Only to 1 Login into the adrbnyapps.com application.

Level I
click Login

5 Click on DR Link
manner.
Select DR Name : Name Created

Select DR Type as RegS
Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

9 Select Private Placement Conversion and

Click Create New DR

1.Name




Column.
16 Click Save
18 Check the exchange if present and click

save.
Note: OTC should be present in the
exchange field by default.

20 Click Logout
able to approve
24 Click CUSIP Profile


normal User.

Save
28 Click Back
29 Click DR Profile

normal User.

Save
34 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
37 Look for the name for which u PPC from

RegS to Level I

and N mark
Effective date and status. Also the origin
should be Upgrade.
41 The Reg. S and Level I should be connected
with Prior/Next buttons.
search screen.
lifecycle.
'Termination reason' field. Also No Initial Sale
Date should appear on Reg. S.
DR2).
Reg. S with old data. New data should be on
the CUSIP.

List.
4 PPC DR from 144A Only to 1 Login into the adrbnyapps.com application.

Level Il

click Login

5 Click on DR Link

manner.

Select DR Type as 144A
Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All


select Level II from list box and Click Create
New DR

1.Name
12 Select the SEC Fillings tab if it exists for the

DR.
13 Fill in the information in the following fields if

there is no information already present :
Total # F-6 ADSs
Current F-6 ADSs Reg (Text box) - 200000
Previous F-6 ADSs Reg
# ADSs Switched
Current F-6 Number (Text box) -333-10352
Previous F-6 Number
Current F-6 File Date (Calendar icon) - date
less than current date.
Previous F-6 File Date
Click on save.



Column.
18 Click Save

and click save.
22 Click Cancel

date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.


below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
Fee fill
and click
1.DSF save. Agreement: No
in Deposit
2.Charge DSF:No
and click Save

click Save
29 Click Cancel
32 Click Cancel

1.20-F Filer - Yes

A78839272

1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.

42 Click Logout
able to approve


normal User.

Save
50 Click Back link.


normal User.

Save
55 Click Back link.



Save
60 Click Back link.

61 Click DR Profile


normal User.

Save
66 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

RegS to Level II

and N mark
Effective date and status.
73 Verify that the RegS and Level II are
search screen.
lifecycle.
DR2).
78 navigate to the Create/History CUSIP tab
and there should be old data

List.
5 PPC DR from Bifurcated to 1 Login into the adrbnyapps.com application.

Level IlI

click Login

5 Click on DR Link

manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
7 Open DR from Search Result where

structure is bifurcated.


select Level III from list box and Click Create
New DR

1.Name



Column.
16 Click Save

and click save.

20 Click Logout
able to approve


normal User.

Save
28 Click Back link.
29 Click DR Profile


normal User.

Save
33 Select Execute batch and click Save
34 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

RegS to Level III
and N mark
Effective date.
41 Check the Reg. S and Level III should be
search screen.
lifecycle.
DR2).
46 Navigate to Cusip tab and note all the
details. Also click on the Cusip number and
note the Cusip name in the screen.
47 Navigate back and Click on the related
button and verify that the 144A DR is intact
and not terminated.
verfiy Cusip name in the screen matches
with above.
49 Navigate back to RegS DR and
Create/History CUSIP tab should be on the
Reg. S with old data.

Level III and all the approvals are
done. Please execute Create DR
Level III Sponsored Test case from
DR Profile Test case List.
6 Delisting DR from Level III to 1 Login into the adrbnyapps.com application.
Level I

click Login

5 Click on DR Link

manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

9 Select Delist and select Level I from list box

and Click Create New DR

1.Name
11 Click Ok ,Click Save and Check for Flag



Column.
16 Click Save

save.
Note: Verify OTC should be present as the
Exchange.

20 Click Cancel button.
21 Click DR Documentation Link

date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.

below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
3.NetDepositary
26 a)In DSF from Service
Cash Dividend:Yes.
Fee fill
and click
in Deposit
2.Charge DSF:No
and click Save


click Save
29 Click Cancel
30 Go to Detail Tab and Change the status to
effective and click Save
31 Click Cancel
32 Click Logout
able to approve



normal User.

Save
40 Click Back link.


normal User.

Save
45 Click Back link.
46 Click DR Profile


normal User.

Save
51 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
54 Look for the name for which u delisted from

Level III to Level I

and N mark
57 If you have not created a new CUSIP and
mapped the exisitng CUSIP to the newly
created DR then go to Create/History CUSIP
and check for flags
Effective date. Also the origin should be
Delisting.
59 The Level III and Level I should be
search screen.
lifecycle.
Date should appear on Level II.
DR2).
Level II with old data.
Verify DR Life Cycle a)DR Should be created first with

Level II and all the approvals are
done. Please execute Create DR
Level III Sponsored Test case from
DR Profile Test case List.
b)If the user is prompted to enter
either DR documentation, Issuer
documentation , Sec Filing
information or any other
information then the same can be
7 Delisting DR from Level II to referred from any other test case 1 Login into the adrbnyapps.com application.
Level I which has the steps for the same
because this is specific to the DR
chosen by the user and is not
common for all. The same holds
good for the respective approvals.
click Login

5 Click on DR Link

manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

9 Select Delist and select Level I from list box


1.Name

14 Click on the '?' icon next to CUSIP and
Select a Value by clicking on the CUSIP

Column.
15 Click Save

save.
Exchange.
18 If the Sec Filing tab is present and the fields

are without any data then follow the step 12
to 13 of TC4 above.



date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.


below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
Fee fill
and
in Deposit
2.Charge DSF:No
and click Save


click Save
29 Click Cancel
30 Click on Issuer Profile

1.20-F Filer - Yes

A78839272

1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.
40 Click Cancel
41 Click Logout
able to approve



normal User.

Save
49 Click Back link.


normal User.

Save
54 Click Back link.



Save
59 Click Back link.
60 Click DR Profile


normal User.

Save
65 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
68 Look for the name for which u delisted from

Level II to Level I

and N mark
Effective date. Also the status is effective.
And Origin is PPC.
72 The Level II and Level I should be connected
with Prior/Next buttons.
search screen.
lifecycle.
'Termination reason' field.
DR2).
Level II with old data.

144A Only and all the approvals
are done. Please execute Create
DR 144A Only Sponsored Test
List.
Level I

click Login

5 Click on DR Link
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All


Click Create New DR

1.Name

14 click on the '?' icon and Select a Value by

clicking on the CUSIP Name link in the
popup and and click Save.

Column.
15 Click Save

save.
Exchange.



date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.


below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
Fee fill
and
in Deposit
2.Charge DSF:No
and click Save


click Save
28 Click Cancel

1.20-F Filer - Yes

A78839272

1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.
39 Click Cancel
40 Click Logout
able to approve



normal User.

Save
48 Click Back link.


normal User.

Save
53 Click Back link.



Save
58 Click Back link.
59 Click DR Profile


normal User.

Save
64 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

144A to Level I

and N mark
Effective date. Also the status is effective.
And Origin is PPC.
71 Verify that the 144A and Level I should be
search screen.
lifecycle.
Date should appear on 144A.
DR2).
Not Done 76 Navigate to the Cusip/history tab and
144A with old data. New data should be on
the CUSIP.
List.

Level II

click Login

5 Click on DR Link
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All


select Level II and Click Create New DR

1.Name


15 click on the '?' icon next to CUSIP and Select

a Value by clicking on the CUSIP Name link
in the popup and and click Save.

Column.
16 Click Save

and click save.


date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.


below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
Fee fill
and click
in Deposit
2.Charge DSF:No
and click Save

click Save
29 Click Cancel

1.20-F Filer - Yes

A78839272

1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.
40 Click Cancel
41 Click Logout
able to approve


normal User.

Save
49 Click Back link.

normal User.

Save
54 Click Back link.



Save
59 Click Back link.

60 Click DR Profile


normal User.

Save
65 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

144A to Level II

and N mark
Effective date. Origin should be PPC.
71 Verify that the 144A and Level II should be
search screen.
lifecycle.
DR2).
the CUSIP.

List.

Level III

click Login

5 Click on DR Link

manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All


select Level II and Click Create New DR

1.Name

DR else skip the current and next step.

Total # F-6 ADSs
# ADSs Switched
Previous F-6 Number
Click on save.



Column.
18 Click Save

and click save.


date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.

below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
Fee fill
and
in Deposit
2.Charge DSF:No
and click Save


click Save
31 Click Cancel

1.20-F Filer - Yes

A78839272
1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.
42 Click Cancel
43 Click Logout
able to approve

normal User.

Save
51 Click Back link.


normal User.

Save
56 Click Back link.


Save
61 Click Back link.
62 Click Back link
63 Click DR Profile


normal User.

Save
68 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

144A to Level III

and N mark
Effective date.
75 Verify that the 144A and Level II should be
search screen.
lifecycle.
DR2).
the CUSIP.

DR Level I Unsponsored Test case
11 Select DR Level I Un 1 Login into the adrbnyapps.com application.

sponsored and Covert to DR
Sponsored.
click Login

5 Click on DR Link

manner.
Select DR Name :
Select S/U as U
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

9 Select DR Conversion and S/U as S , Select

BNY as Depositary and Click Create New DR

1.Name



Column.
16 Click Save

save.
Exchange.

22 Click Cancel

date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.


below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
Fee fill
and
in Deposit
2.Charge DSF:No
and click Save


click Save
29 Click Cancel
31 Select any one value for First filter from Drop

down list and click Save
33 Click Cancel

1.20-F Filer - Yes

A78839272

1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.
42 Change the status to effective, select filter

value and click Save
43 Click Cancel
44 Click Logout
able to approve


normal User.

Save
52 Click Back link.


Save
57 Click Back link.
58 Click DR Profile


normal User.

Save
63 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
66 Look for the name for which changed the Dr

Conversion(New DR)

Effective date and Origin is New program.
69 In detail tab,The DR should have the prior
button which displayes the original DR.
70 Navigate back to the new DR.
search screen.
lifecycle.
'Termination reason' field. Also there should
be No Initial Sale Date appearing on this
DR.
DR2).
75 Create/History CUSIP tab should be on the .
DR with old data.
Not Done this Step, but the Same 76 In detail tab,The DR should have the next
is Verified in Function written. button which displayes the New DR.

Level II and all the approvals
should be done. Please execute
Create DR Level II Unsponsored
Test case from DR Profile Test
case List.
12 Select DR Level II Un 1 Login into the adrbnyapps.com application.

Sponsored.
click Login

5 Click on DR Link

manner.
Select DR Name :
Select S/U as U
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All


any Depositary and Click Create New DR

1.Name


Column.
16 Click Save

and click save.
22 Click Cancel

date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.

below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
3.NetDepositary
26 a)In DSF from Service
Cash Dividend:Yes.
Fee fill
and click
in Deposit
2.Charge DSF:No
and click Save


click Save
29 Click Cancel

33 Click Cancel

1.20-F Filer - Yes

A78839272

1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.

43 Click Cancel
44 Click Logout
able to approve



normal User.

Save
52 Click Back link.



Save
57 Click Back link.

58 Click DR Profile


normal User.

Save
63 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
66 Look for the name for which Converted from

Non Sponsored to Sponsored.

search screen.
lifecycle.
DR.
DR2).
DR with old data.
is Verified in Function written. button which displayes the New DR.

Level III and all the approvals
Create DR Level III Unsponsored
case List.
13 Select DR Level III Un 1 Login into the adrbnyapps.com application.

Sponsored.

click Login

5 Click on DR Link

manner.
Select DR Name :
Select S/U as U
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All


Depositary as BNY and Click Create New DR

1.Name



Column.
16 Click Save

and click save.
22 Click Cancel

date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.


below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
3.Net DSF from Cash Dividend:Yes.
and click save.
26 a)In Depositary Service Fee fill
2.Charge DSF:No
and click Save


click Save
29 Click Cancel

33 Click Cancel

1.20-F Filer - Yes

A78839272
1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.

43 Click Cancel
44 Click Logout
able to approve

normal User.

Save
52 Click Back link.



Save
57 Click Back link.

58 Click DR Profile


normal User.

Save
63 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All


and N mark
search screen.
lifecycle.
DR.
DR2).
DR with old data.
is Done in the Function Written button which displayes the New DR.

144A and another DR with RegS
and both should share same
CUSIP and unsponsored. and all
the approvals are done. Please
execute Create Bifurcated DR Test
List.
14 Conversion of Bifurcated DR 1 Login into the adrbnyapps.com application.

from Unsponsored DR to
sponsored.

click Login

5 Click on DR Link

manner.(From results choose Bifurcated DR)
Select DR Name :
Select S/U as U
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
7 Open DR from Search Result. Select

Bifurcated DR.

9 Select Conversion, select S/U as S, Change

the Depositary to BNY and Click Create New
DR

1.Name

Use the same CUSIP.


Column.
16 Click Save
18 The Exchange should be defaulted to None.

Note: None will be defaultly displayed in the
Exchange field.

22 Click Cancel

date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.

below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
Fee fill
and
in Deposit
2.Charge DSF:No
and click Save


click Save
29 Click Cancel

33 Click Cancel

1.20-F Filer - Yes

A78839272

1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.

43 Click Cancel
44 Click Logout
able to approve


normal User.

Save
52 Click Back link.


normal User.

Save
57 Click Back link.



Save
62 Click Back link.
63 Click DR Profile


normal User.

Save

68 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All


and N mark
Effective Date for the Unsponsored DR and
the origin should be 'New program'. Also No
initial Sale Dates appear for the unsponsored
DR.
76 Navigate back and in the detail tab Click on
related button and Similarly note the
Effective date and Origin. It should be the
same as above.
77 Navigate to Cusip tab and verfiy that all the
details match. Also click on the Cusip
number and verify the Cusip name in the
screen matches with above.
78 Navigate back and For any DR, In the Detail
tab verify the prior and next buttons.
search screen.
lifecycle.
Termination date for the Unsponsored DR
and termination dates is one date before the
effective dates of the sponsored DRs. Also
No initial Sale Dates appear for the
unsponsored DR.
82 The termination reasons for the unsponsored

DR should be Unsponsored Conversion.
Need to Cover this Step. 83 Click on related button and Similarly note the
Termination date for Regs DR also and and
termination dates is one date before the
effective dates of the sponsored DRs..
84 The termination reasons for the unsponsored
RegS. DR should be Unsponsored
Conversion.
Not Done 85 Navigate to the Create/History CUSIP tabs fo
r both the DRs. There should be old data.

144A and another DR with RegS
and both should share same
CUSIP and all the approvals are
done. Please execute Create
Bifurcated DR Test case from DR
Profile Test case List.
15 PPC for Bifurcated RegS DR 1 Login into the adrbnyapps.com application.

click Login

5 Click on DR Link

manner.
Select DR Name :
Select S/U as U
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
7 Open DR from
4.Country Search Result
of Management - All
5.Sub-Status - All
Note ( DR
6.S/U - All should have not have undergone
DR
7.Drlife cycle already)
Exchange - All )
9 Select Private Placement Conversion, select

any Level and Click Create New DR

1.Name

DR else skip the current and next step.

Total # F-6 ADSs
# ADSs Switched
Previous F-6 Number
Click on save.



Column.
18 Click Save
20 Check if the exchange is present.

Note: For Level II and Level III DR's Select
the exchange from the question mark and
click save.
Select an exchange which is either American
Stock Exchange. NASDAQ, or New York
Stock Exchange or else the user is prompted
with a message.
For Level I DR the exchange is defaulted to
OTC.

24 Click Cancel

date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.


below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
Fee fill
and click
in Deposit
2.Charge DSF:No
and click Save

click Save
31 Click Cancel

35 Click Cancel

1.20-F Filer - Yes

A78839272

1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.


45 Click Cancel
46 Click Logout
able to approve


normal User.

Save
54 Click Back link.


normal User.

Save
59 Click Back link.



Save
64 Click Back link.

65 Click DR Profile


normal User.

Save
70 Click Logout
manner.
Select DR Type as Level Created

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
73 Look for the name for which PPCwas done


and N mark
Effective date. Also Origin is PPC and status
effective.
78 Navigate to Detail tab and Click on the
related button and note the effective date
and Origin for the 144A DR.
80 Navigate back and Verify that The Reg. S
and Level III are be connected with
Prior/Next buttons.
search screen.
82 Click on the Old DR(Regs) which undewent
the lifecycle.
'Termination reason' field for the Regs. Also
No Initial Sale Date should appear on Reg.
S.
DR2).
Not Done 85 Click on the related button and verify that the
144A DR is intact and not terminated.
Not Done 86 Click related button and Navigate to the
Create/History CUSIP tab and data should
be on the Reg. S with old data. New data
should be on the CUSIP.

Level II and all the approvals
Create DR Level II Sponsored Test
List.
16 Warrant Level Il DRs 1 Login into the adrbnyapps.com application.

click Login

5 Click on DR Link

manner.

Select DR Type Leve II
Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

9 Select Warrant Radio button and Click

Create New DR

1.Name
3. Security Description [select ADR] and click
Save

CUSIP Create Mark
15 Enter the Value for the following fields and

click Save
1.Ratio DRs [Mandatory]
2.Ratio Underlying Shares [Mandatory]
3.CUSIP [Mandatory]
4.DR Ticker Symbol [Mandatory]
5.Underlying Security [Mandatory]
6.Dr Exchange [Mandatory] EX American
Stock Exchange
New York Stock Exchange.
16 Click Warrant Tab

17 Enter the following fields:
1.Warrant Agent [select from Question Mark]

2.Distribution Date [Older Date]
3.Expiration Date [Older Date]
and click Save
18 Go to Detail Tab
19 Click DR Name
20 Click on CUSIP Summary/Add

Effective and click save.
Note :If any dialog asks for Mal/FOL then
click cancel.
23 Click Cancel

date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.


below:
2.Charge DSF:No
and click Save
b)Now try to fill
27 a)In
1.DSFDepositary
in DepositService Fee fillNo
Agreement:
1.DSF in Deposit
2.Charge DSF:NoAgreement: No
2.Charge
3.Net DSFDSF:No
from Cash Dividend:Yes.
3.Net DSF
and click from Cash Dividend: No
save.
and click Save


click Save
30 Click Cancel
31 Click Logout

33 Click Logout
able to approve


normal User.

Save
41 Click Back link.

normal User.

Save
46 Click Back link.
47 Click DR Profile


normal User.

Save

52 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
55 Look for the name for which u Warrant.


and N mark
Effective date and origin should be Warrant
and status is effective .
59 The Level III and Warrant DRs should be
connected with Related buttons.
search screen.
lifecycle.
'status' field.

Level III and all the approvals
Create DR Level III Sponsored
case List.
17 Warrant Level IlI DRs 1 Login into the adrbnyapps.com application.

click Login

5 Click on DR Link

manner.

Select DR Type Leve III
Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

9 Select Warrant Radio button and Click

Create New DR

1.Name
3. Security Description [select ADR] and click
Save

CUSIP Create Mark
15 Enter the Value for the following fields and

click Save
1.Ratio DRs [Mandatory]
2.Ratio Underlying Shares [Mandatory]
3.CUSIP [Mandatory]
4.DR Ticker Symbol [Mandatory]
5.Underlying Security [Mandatory]
6.Dr Exchange [Mandatory] EX American
Stock Exchange
New York Stock Exchange.
16 Click Warrant Tab

17 Enter the following fields:
1.Warrant Agent [select from Question Mark]

2.Distribution Date [Older Date]
3.Expiration Date [Older Date]
and click Save
18 Go to Detail Tab
19 Click DR Name

22 Click Logout

24 Click Logout
able to approve


normal User.

Save
32 Click Back link.
33 Click DR Profile


normal User.

Save
38 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
41 Look for the name for which u Warrant


and N mark
Effective date and origin should be Warrant
and status is effective .
45 The Level III and Warrant DRs should be
connected with Related buttons.
search screen.
lifecycle.
Verify DR Life Cycle DR Should be created first with any

Level and Sponsored and all the
approvals are done. Please
execute DR Create Levels Test
List.
18 Corporate Action on Level I Repeat the same TC by taking 1 Login into the adrbnyapps.com application.
\Level II\Level III\RegS\144A Depositories as- CIT, JPM and DB
Sponsored Competitor DRs .
click Login

5 Click on DR Link

manner.

Select DR Type [Level Used]
Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

8 Click Corporate Action
9 Default the Name Change Edit box will have

Corporate Action so don’t change it(if blank
then select Corporate Action
Enter the New Name in New Value edit box,

select Effective Date(older date), Enter the
Comments and click Save
10 select CUSIP Change Tab

11 Change the editable values New Value
CUSIP [Editable]
DR ISIN [Editable]
DR Ticker Symbol [Editable]
Ratio DRs [Editable]
Ratio Underlying Shares [Editable]
DR Exchange [Changeable]
Enter the comments, Effective Date and

click Save.
NOTE : If the DR selected is Level II or Level
III then select an exchange which is either
Verify If the DR selected is Level I then the
exchange should be OTC.
If 144A is selected then exchange is
defaulted as None.
For RegS. DR if any of the exchanges other
than Dubai,London and Luxemberg stock
exchanges is chosen then the user is
'Typically,Dubai,London and Luxemberg
stock exchanges or none is chosen for a
RegS. The exchane chosen is not one of
those, please verify the exchange.
12 Click DR Profile
14 Click on CUSIP Number

15 Click on Corporate Action
16 1)Select Corporate Action from Name List

box ,Provide Effective Date,
2) In the the New Value section user should
be able to change the Name and Brief Name,
enter Comments and Click Save
17 Go to DR ISIN Tab
18 Select Corporate Action from DR ISIN List

box ,Provide Effective Date, the New Value,
Comments and Click Save
19 Go to Ratio Tab
20 Select Corporate Action from Ratio List

box ,Provide Effective Date, the New Ratio
DRs,
Ratio Underlying Shares, Comments and
Click Save
21 Go to Exchange/Ticker Symbol Tab
22 Select Corporate Action from

Exchange/Ticker Symbol box ,Provide
Effective Date, the New DR Exchange,
DR Ticker Symbol ,Comments and Click
Save
23 Click on Issuer Name
25 Select Corporate Action from Name List
26 Click on Marketing Name Tab
27 Select Corporate Action from Marketing

Name List box ,Provide Effective Date, the
New Value, Comments and Click Save
28 Click on Issuer
29 Click on Underlying Sec. Search
30 Open the search result.

32 Select Corporate Action from SEDOL List

33 Click on ISIN Tab
34 Select Corporate Action from ISIN List box

,Provide Effective Date, the New Value,
35 Click on Par Value/Currency Tab
36 Select Corporate Action from Par

Value/Currency Tab List box ,Provide
Effective Date, the New Value, Comments
and Click Save
37 Click ok Underlying Security
38 Click Logout
able to approve


normal User.

Save
46 Click Back link.
47 Click DR Profile


normal User.

Save
52 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
55 Look for the name for which u did a

Corporate Action.
56 Open the DR
57 Verify all old data is in the audit log and old

new data is on the profile.

Level and Sponsored and all the
approvals are done. Please
List.
19 Corporate Action on Level I Repeat the same TC by taking 1 Login into the adrbnyapps.com application.
\Level II\Level III\RegS\144A Depositories as- CIT, JPM and DB
Unsponsored Competitor DRs.
(Non BNYM Depository)

click Login
5 Click on DR Link

manner.

Select S/U as U
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All




CUSIP [Editable]
DR ISIN [Editable]
click Save.
Verify If the DR selected is Level I then
exchange should be OTC.
If 144A is selected then exchange is None.
12 stock
Click DR Profile or none is chosen for a
exchanges
13 those,
Click onplease
CUSIPverify the exchange.
Summary/Add


19 Go to Ratio Tab

DRs,
Click Save

Save
Continue from here 2morrow 23 Click on Issuer Name

Done till here. 27 Select Data Fix from Marketing Name List
28 Click on Issuer




and Click Save
38 Click Logout
able to approve


normal User.

Save
46 Click Back
47 Click Issuer



Save
51 Select Approve radio button and click Save
52 Click Back
53 Click Underlying Search



Save
58 Click Back
59 Click DR Profile


normal User.

Save
64 Click Logout
manner.
Select DR Type as Level Used

Select S/U as U
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

Corporate Action
68 Open the DR

Done 70 Click CUSIP Add/Summary Tab

D 71 Click Corporate Action

Done 73 Click on Corporate Action

Verify DR Life Cycle Bifurcated DR Should be created

first with any Level and Sponsored
and all the approvals are done.
Please execute DR Create Levels
case List.
20 Corporate Action on Bifurcated Execute the TC for 144A first and 1 Login into the adrbnyapps.com application.
Sponsored Competitor DRs. Repeat the same steps taking
(JPM) RegS. DR also.

click Login

5 Click on DR Link

manner.

Select DR Type [Level Used] 144A
Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

Bifurcated non BNYM DR .


CUSIP [Editable]
DR ISIN [Editable]

click Save.
Note: The exchange is defaulted as None.
12 Click DR Profile



19 Go to Ratio Tab

DRs,
Click Save

Save
27 Select Data Fix from Marketing Name List

28 Click on Issuer




and Click Save
38 Click Logout
able to approve


normal User.

Save
46 Click Back link.
47 Click DR Profile


normal User.

Save
52 Click Logout
manner.
Select DR Type as Level Created (144A)

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

Corporate Action.
56 Open the DR


Level and Unsponsored and all
List.
21 Data Fixes on Level I \Level Repeat the same TC by taking 1 Login into the adrbnyapps.com application.
II\Level III\RegS\144A Depositories as- CIT, JPM and DB
Competitor DRs (Non BNYM
depositories)

click Login

5 Click on DR Link

manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

9 Change the name Change Edit box to "Data
Fix",


CUSIP [Editable]
DR ISIN [Editable]

click Save.
exchange is displayed as OTC.
If 144A is selected then the exchange should
be None.
12 Click DR Profile

16 Select Data Fix from Name List box ,Provide

and Click Save
18 Select Data Fix from DR ISIN List box

19 Go to Ratio Tab
20 Select Data Fix from Ratio List box ,Provide

Effective Date, the New Ratio DRs,
Click Save
22 Select Data Fix from Exchange/Ticker

Symbol box ,Provide Effective Date, the
New DR Exchange,
Save
and Click Save

28 Click on Issuer

32 Select Data Fix from SEDOL List box

34 Select Data Fix from ISIN List box ,Provide

and Click Save
36 Select Data Fix from Par Value/Currency Tab

List box ,Provide Effective Date, the New
Value, Comments and Click Save
38 Click Logout
able to approve


normal User.

Save
46 Click Back
47 Click DR Profile


normal User.

Save
52 Click Logout
manner.

Select S/U as U
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
55 Look for the name for which u did a Data Fix.
56 Open the DR


Level and Unsponsored and all
List.
22 Data Fixes on Bifurcated Execute the TC for 144A first and 1 Login into the adrbnyapps.com application.
Competitor DRs (Competitor Repeat the same steps taking
DRs are DRs with any Non RegS. DR also.
BNYM depositories)

click Login

5 Click on DR Link

manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All


Fix",

CUSIP [Editable]
DR ISIN [Editable]

click Save.
Note: The exchange is defaulted as None.
12 Click DR Profile

and Click Save

19 Go to Ratio Tab

Click Save

New DR Exchange,
Save

and Click Save

28 Click on Issuer



and Click Save

38 Click Logout
able to approve


normal User.

Save
46 Click Back
47 Click DR Profile


normal User.

Save
52 Click Logout
manner.

Select S/U as U
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
56 Open the DR


Level and all the approvals are
Levels Sponsored DRTest case
23 Data Fixes on Level I \Level 1 Login into the adrbnyapps.com application.
II\Level III\RegS\144A on
Issuer, DR, CUSIP, and
Underlying Security for BNY
DRs
click Login

5 Click on DR Link

manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All


Fix",

CUSIP [Editable]
DR ISIN [Editable]

click Save.
exchange is displayed as OTC.
If 144A is selected then the exchange
should be None.
12 than
Click Dubai,London
DR Profile and Luxemberg stock
14 RegS.
Click onTheCUSIP Number
exchane chosen is not one of

and Click Save

19 Go to Ratio Tab

Click Save

New DR Exchange,
Save

and Click Save

28 Click on Issuer


and Click Save

38 Click Logout
able to approve


normal User.

Save
46 Click Back
47 Click Issuer



Save
52 Click Back


Save
58 Click Back
59 Click DR Profile


normal User.

Save
64 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
68 Open the DR

70 Click CUSIP Add/Summary Tab



Level and all the approvals are
Levels Sponsored DRTest case
24 Data Fixes on Bifurcated BNY Execute the TC for 144A first and 1 Login into the adrbnyapps.com application.
DRs on Issuer, DR, CUSIP, Repeat the same steps taking
and Underlying Security. RegS. DR also.
click Login

5 Click on DR Link

manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

Bifurcated DR.


Fix",


CUSIP [Editable]
DR ISIN [Editable]

click Save.
Note: For 144A Exchange defaulted to None.
12 Click DR Profile


and Click Save

19 Go to Ratio Tab
Click Save

New DR Exchange,
Save

and Click Save

28 Click on Issuer



and Click Save

38 Click Logout
able to approve


normal User.

Save
46 Click Back
47 Click Issuer


Save
52 Click Back



Save
58 Click Back
59 Click DR Profile

normal User.

Save
64 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
68 Open the DR

70 Click CUSIP Add/Summary Tab


Create a Bifurcated Non BNYM DR
both (Reg S and 144A )
Create a Birfucated BNYM DR

( Reg s and 144A )
Create a DR with Level II or Level

III and Warrant it and make it
effective
(Note all the Above for the Same

Issuer) .
25 Test the Functionality of 1 Login into the adrbnyapps.com application.

Buttons in various DR
screens .

click Login

5 Click on DR Link

manner.
Select Issuer Name : Name Created

Ex : Gafisa.
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
7 Open the Effective DR
8 Click on Related button
Click on Preview button
10 Open a Bifurcated BNYM DR- 144A
13 Open a Bifurcated BNYM DR- Reg S
15 Open a Bifurcated non BNYM DR- 144A
Click on Preview button
18 Open a Bifurcated non BNYM DR- Reg S
20 Click on Preview button
21 Click on Prior DR
22 Click on Next DR
23 Click on Related DR
(Note : If we open bifurcated 144A BNYM

Terminated DR and and if we click Related if
will open bifurcated Reg S BNYM
Terminated DR and Vice Versa
26 Test the Functionality of Create a Bifurcated Non BNYM DR 1 Login into the adrbnyapps.com application.
Search. both (Reg S and 144A )
Create a Birfucated BNYM DR click Login
( Reg s and 144A ) 3 Click on DR Link
Create a DR with Level II or Level
III and Warrant it and make it
effective
(Note all the Above for the Same

manner.
Select Issuer Name : Name Created

Ex : abc
manner.
1.Select
manner. Issuer
1.Status - All Name : Name Created
7 2.
2.DR
Enter Type - All values in the following
the search
3.Status
3.DR
1.Select
manner. - All- All
Origin
Issuer Name : Name Created
4.DR Typeof- Management
4.Country 144A - All
8 2.
Enter
5.DR the search
Origin Allvalues in the following
3.Status
1.Select
manner. - All- -All
5.Sub-Status
6.Country
6.S/U
4.DR
2. - Allof- Management
Type All - All
9 Enter
7.Dr
5.DR the search
7.Sub-Status
Exchange
Origin - values
All ) in the following
- -Delisting
All
3.Status
1.Select
manner. - All
8.S/U - Allof- Management
6.Country
4.DR Type All - All
10 2.
9.Dr
EnterExchange
the search
7.Sub-Status
5.DR Origin - -
AllAll )
values in the following
3.Status
1.Select
manner. - All- All
8.S/U
4.DR - All
6.Country
Type of
- Management
All - Argentina
27 Combination of Search Criteria 11 2.
9.Dr Exchange
Enter the search
7.Sub-Status - values
5.DR
3.Status
1.Select
manner. - All- -All
Origin
Issuer
All
Name : Name Created
8.S/U
4.DR - All
6.Country
Type of
- Management
All - All
2.
9.Dr
12 EnterExchange
the search - values
7.Sub-Status
5.DR Origin
3.Status - All - -All
Committed
1.Select
manner.
8.S/U Issuer Name
- Allof- Management : Name Created
6.Country
4.DR Type
2. All - All
9.Dr Exchange
7.Sub-Status
5.DR Origin - -
AllAll )
3.Status
1.Select - All- All
8.S/U
4.DR - Active
6.Country
Type of- Management
144A - All
2.
9.Dr Exchange - All
7.Sub-Status
5.DR
13 Enter All Allvalues in the following
Origin -
the- search
3.Status -All
8.S/U - S of- Management
6.Country
manner.
4.DR Type Regs - All
9.Dr Exchange
7.Sub-Status
5.DR Origin - -All - All )
All
8.S/U - All
1.Select
6.CountryIssuer Name : Name
of Management Created
- Argentina
9.Dr Exchange
2.
7.Sub-Status - American Stock Exchange
- All
3.Status - Committed
8.S/U - All
Depository Conversion of DR Should be created first with any 1 4.DR
Login Type
9.Dr Exchange- Regs
into the - All )
adrbnyapps.com application.
Level II DR. Level and UnSponsored and all 5.DR Origin - All
the approvals are done. Please 6.Country of Management - Argentina
execute DR Create Levels Test 7.Sub-Status - All
case from DR Profile Test case 8.S/U - All
List. 9.Dr Exchange - All )
28
click Login

5 Click on DR Link
manner.

Select DR Type [Level Used] II
Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
7 Open DR from Search Result.

8 In the detail tab, check for the value in the
Depository field.
10 Select DR Conversion [Radio Button]

S/U [s] and by default 'S' is selected.
Click on the small ? icon And select a
depository BNYM.

1.Name

CUSIP '?' Mark(User can either create a new
CUSIP or map to an existing one by clicking
on the ? mark.)
16 Select the appropriate CUSIP from the pop

up and Click on Save.
Note: Use the same CUSIP
17 Click on the tab "Create/History CUSIP" and

change values for fields, say Ratio
Underlying Shares and Ratio DRs, exchange
and click on Save.
NOTE : DR selected is Level II, then select
an exchange which is either American Stock
Exchange. NASDAQ, or New York Stock
Exchange or else the user is prompted with a
message "Typically,American, NASDAQ or
New York stock exchanges are chosen for a
LevelII or III. The exchange chosen is not
one of those,please verify the exchange”..
18 Click Save


date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.


below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
Fee fill
and
in Deposit
2.Charge DSF:No
and click Save


click Save
30 Click Cancel

1.20-F Filer - Yes

A78839272

1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.

41 Click Cancel
42 Go to Detail Tab and Change the status to
effective and click Save
43 Click Logout
44 Login to the application with the same Url

normal User.

Save
50 Click Back link.


normal User.

Save
55 Click Back link.



Save
60 Click Back link.
61 Click DR Profile


normal User.

Save
66 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
69 Look for the name for which u did the

depository conversion from U to S

and N mark
72 If you have not created a new CUSIP and
mapped the exisitng CUSIP to the newly
created DR then go to Create/History CUSIP
and check for flags
Effective date and origin should be new
program.
75 Verify that the Old and BNY DRs are
search screen.
lifecycle.
'Termination reason' field.
79 No Initial Sale Date should appear on old
DR.
DR2).
Old DR with old data. New data should be on
the CUSIP.
Sponsored Depository Bifurcated DR Should be created 1 Login into the adrbnyapps.com application.
Conversion of Bifurcated first and UnSponsored and all the
Sponsored DR from NON approvals are done. Please
BNYM to BNYM execute DR Create Levels Test
List.
29
click Login

5 Click on DR Link

manner.
Select DR Name :
Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All
7 Open DR from Search Result where the
structure is Bifurcated and the depository is
non BNYM .(Select Bifurcated DR.)
Note: ( DR should have not have undergone
9 Select DR Conversion [Radio Button]

S/U [s] and by default 'S' is selected.
Select Depository , Change the Depositary to
BNY and Click Create New DR.
1.Name
12 Click CUSIP Summary Tab and click add.

CUSIP '?' Mark(User can either create a new
CUSIP or map to an existing one by clicking
on the ? mark.)
14 Select the appropriate CUSIP from the pop

up and Click on Save.
Note: Use the same CUSIP
15 Click on the tab "Create/History CUSIP" and
change values for fields, say Ratio
Underlying Shares and Ratio DRs, and click
on Save.
Note: The exchange is defaulted to None.
16 Click on CUSIP Summary/Add.

20 Click Cancel

date)
4.Law Firm - any
5.Law Firm - Issuer
7.Investment Bank
Click Save.

below:
2.Charge DSF:No
and click Save
b)Now try to fill

2.Charge DSF:No
Fee fill
and
in Deposit
2.Charge DSF:No
and click Save


click Save
27 Click Cancel

31 Click Cancel

1.20-F Filer - Yes

A78839272

1.Approved - Yes
from ? Mark)

1.Required - No
And Click on Save.

41 Click Cancel
42 Click Logout
able to approve


normal User.

Save
50 Click Back link.


normal User.

Save
55 Click Back link.



Save
60 Click Back link.
61 Click DR Profile


normal User.

Save

66 Click Logout
manner.

Select S/U as S
Search
1.Status - All
2.DR Type - All
3.DR Origin - All
5.Sub-Status - All
6.S/U - All

71 In the 'Detail' tab, check for the value in the

Depository field.
72 Check for the value in the 'S/U' field
73 Note the Effective date and origin should be
new program.
74 Navigate back and Click on the 'Related DR'
button.
75 In the 'Detail' tab, check for the value in the
Depository field.
76 Check for the value in the 'S/U' field
77 Navigate back and In the detail tab of
both,Verify that the 2 DRs are connected by
prior and next buttons.
search screen.
79 Click on the Old DR(144A ) which undewent
the lifecycle and verify the following steps for
both.
'Termination reason' and 'Termination Date'
field.
above for DR1(144A)) is a day prior than the
DR2(144A)).
82 Click on the related button and verify the
termination reason and date as in the above
steps.
83 No Initial Sale Date should appear on DR.
84 Create/History CUSIP tabs should be on the
old DRs with old data.
Expected Results Test Data Actual Results Status Execution Date
Login Page displayed with the following Edit boxes:

1.USER ID:[Edit Box] [Your RACF ID]
2.PASSWORD:[Edit Box] [Your LAN Password]
Should contain a Button:
1.Login.
Index Screen Displayed with the following Links:

1.Home
2.Administration
3.Change Password
4.Logout.
The following details are displayed in the upper right cornet of the screen.
1.Current User.
2.Last Login:
The following button should be displayed for both Product Management Access
and Approval Access.
1.Master File.
Master File screen is displayed with Welcome Message, Version and the Build Date.
The Profile Link list should contain DR
Profile - DR Search screen should be displayed with the following fields.
1. Issuer Name [ Edit Box]

2.DR Name [ Edit Box]
3.DR Type [ List Box]
4.DR Origin [ List Box]
5.Country of Management [ List Box]
6.Status [ List Box]
7.Sub-Status [ List Box]
8.S/U [ List Box]
9.Dr Exchange [ List Box]
DR Search Results table should be present with the following fields with Zero Rows
1.Name
2.Country of Management
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
DR Search Results table should be present with the following fields with one row related to search
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
Search and Clear button should be present.
DR Details should be Displayed.
A New Window should open in the following fashion.
DR [DR Name] Country of Management [Country Name]
Upgrade [Radio button] with List box showing Level II
Dr Conversion [Radio Button] S/U [s]

Depositary Blank.
The following two button should be present.

Dr Related
1.Create New DR
2.Cancel
New Window should be closed and we should we Prompted to edit in Details Tab.
The Type Should be Level II in Details Tab( Not editable).
Status should be shown as Committed automatically but we need to change it to Effective to approve.
Origin should hold Upgrade
A Microsoft Pop Window should be displayed with the following message.
"Warning:Efffective date is before Today's Date "
with Ok button
Details should saved and Yellow flag should be seen for the following Fields.
1.Name
2.Security Description
3.Status
4.Effective date.
CUSIP Summary/Add Tab should be displayed with the following fields in tabular format.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
6.Ratio Underlying Shares
7.Current CUSIP.
Add button should be seen.
A row should be added with following fields.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
A Pop UP Window should be opened with the following
1.CUSIP [Edit Box]

2.CUSIP Name [Edit Box]
3. Go Button and the following fields should be available with values.
Dr Life Cycle CUSIP Name CUSIP Exchange DR Ticker Symbol
Pop UP window should be closed and the CUSIP field in the CUSIP Summary/Add Tab should hold
the CUSIP number.
DR Exchange and the Dr Ticker Symbol should be automatically filled from the corresponding
selected row.
1.Values should be saved and the flag should be seen for the following fields.
2.Create/History Tab should be added newly along with other tabs.
Create/History Tab should be displayed with the following fields.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
Exchange should be saved and a Yellow Flag should be seen.
9.Pre-Release Limit %
10.Specialist Firm
11.Common Depository
Microsoft Window should be displayed with Is there a MAL/FOL? Click Ok to Enter it on the Issuer
Documentation .Click Cancel to set MAL/FOL to No with ok and cancel button
Error message should be displayed as DR Documentation had not been entered (DR Doc).
Microsoft Window should Pop Up saying "Please click Ok to save Changes( if any) or click Cancel to
Continue"
With Ok and Cancel Button

DR Documentation Detail screen should be opened with the following Tabs.
1.Deposit Agreement(Default)
2.Letter Agreement
3.Fees
Values should be saved. And the following fields should have yellow flag.
1..Law Governing Deposit Agreement

2.Termination period
3.Blocking Type
Values should be saved. And the following fields should have yellow flag and new mark for all the
rows.
Expected results for a) and b) :
a)For the Depository Service Fee fill the Values are Stored succesfully (provided in the fee tab the
value of Depository service Fee is zero)
b)An error window pops
up saying If DSF in Deposit Agreement is No, Charge DSF and Net DSF from Cash Dividend must be
No. (Note:i)If DSF in Deposit Agreement is
yes, Charge DSF can be Yes or No
ii)Net DSF from Cash Dividend: If DSF in Deposit Agreement is no, Net DSF from Cash
Dividend must be No.
iii)If DSF in Deposit Agreement is yes,Net DSF from Cash Dividend can be Yes or No.
iv)If DSF in Deposit Agreement is No,Net DSF from Cash Dividend must be No.
Depository Service Fee (on fee tab): If

DSF in Deposit Agreement is no, Depository Service Fee must be zero. If DSF in Deposit Agreement
is yes, Depository Service Fee must be greater than zero.)
The values are saved.
Values should be saved and a row should be added with New mark and a Yellow
flag.
Continue"

Details Tab of issuer of DR profile should be displayed
Validation error Window should be displayed stating with the following errors.
1.DR Status Change failed because
Issuer Documentation must have MAL Flag set .(Issuer Doc)
Continue"

Issuer Documentation screen should be displayed with the following tabs based on the DR chosen.
For some DR's only one or both tabs may exist
1.BCP/PAF
2.Sec Filing and MAL
Tab should be displayed with all the fields.
Value should be displayed.

Note: If the BCP/PAF tab does not exist then click on save in this step and the values should be
saved.
Continue"

Profile Dr Search screen should be displayed with the search field and tow rows of data one with
effective and committed status .
That DR should be opened.
Values Should be saved and the status should be effective.
Should be able to logout the application
Should be able to login into the application
Approval Queue Item Search screen should be opened with following links.
Application Number of Active Items

Billing Number
Master File Number (note this number)
Approval Queue Item Search with following Items should be displayed in following format.
Type Number of Profiles Number of Active Items Number of Rejected

Items
DR Documentation should be displayed with following fields.

1.Appr.Type
2.Appr.Reason
3. Last User Updated
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
A table with following fields should be displayed with all the pending ones.
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated
List of pending approvals will be listed and a each one will have Comments[Edit space], Approve and
Reject radio button and
Items should be approved

Items
Issuer Documentation should be displayed with following fields.
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
DR Profile should be displayed with following fields.
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated
Items should be approved and
execute batch and cancel batch should be available.
Approval Queue Item Search screen should be displayed with Name

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated
Should be able to Logout of the application.

Expected result of Step 5
DR Search Results table should be present with the following fields with rows related to search
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the Origin should be Upgrade.
In Details tab flag not to be seen for the following fields.
1.Name
3.Status
4.Effective date.
No Flag and N mark should be seen.

All the corresponding field values should be the same as the values entered in the steps above and
there should be no yellow flags.
The row should be seen with the CUSIP number which we entered during CUSIP creation and the
row should not hold yellow flag and x mark.
The termination date should be displayed and noted.
On clicking the prior button the old DR is displayed and on clicking the next button , the new DR
should be displayed.
DR Search screen will be displayed with Newly Created DRs as well as OLD DRs.
The DR Profile screen opens.
The termination reason field should have the value 'Upgrade' .
Previous DR will be terminated and the date should be previous than the current Effective DRs Date.
Termination Reason as above is also captured correctly.
Verify that old data is present.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective
DR SearchDate
Results table should be present with the following fields with one row related to search
8.Termination Date
9.Depositary
1.Name
10.Origin of Management
2.Country
11.Structure
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
Upgrade [Radio button] with List box showing Level III

Depositary Blank.

Dr Related
1.Create New DR
2.Cancel
The Type Should be Level III in Details Tab( Not editable).
Origin should hold Upgrade

with Ok button
1.Name
3.Status
4.Effective date.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]

the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.

Values should be saved and a row should be added with New mark and a Yellow flag.
Continue"

1.DR Status Change failed because
Issuer Documentation must have MAL Flag set .(Issuer Doc)
Continue"

For some DR's only one or both tabs may exist in which case choose the respective tab.
1.BCP/PAF

saved.
Continue"

Values Should be saved and the status should be effective.

Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the Origin should be Upgrade.

In Details tab flag not bee seen for the following fields.
1.Name
3.Status
4.Effective date.
All the corresponding field values should be the same as the values entered in the steps above and
there should be no yellow flags.
The Effective date should be displayed and noted.
The termination reason field should have the value 'Upgrade' .
Verify the old data.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
DR Life Cycle
Private Placement Conversion [Radio button] with List box showing Level I

Depositary Blank.

Dr Related
1.Create New DR
2.Cancel
New Window should be closed and we should we Prompted to edit in Detail Tab.
The Type Should be Level I in Detail Tab( Not editable).
Status should be shown as Committed automatically.
Origin should hold PPC
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]

the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
Verify the exchange is OTC and values are saved.
10.Specialist Firm
Values should be saved and the status should be effective


Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the Origin should be PPC.
1.Name
3.Status
4.Effective date.
5.Security Type
The Effective date and status should be displayed and noted.

The termination reason field should have the value 'Private Placement Conversion' .
Verify the same.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

DR Life Cycle

Depositary Blank.

Dr Related
1.Create New DR
2.Cancel
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
The SEC Fillings tab should have the following fields:

Total # F-6 ADSs
Current F-6 ADSs Reg (Text box)
# ADSs Switched
Current F-6 Number (Text box)
Previous F-6 Number
Current F-6 File Date (Calendar icon)
The values are accepted and saved.

1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]

the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.



flag.
Continue"

Validation error Window should be displayed stating with the validation errors. Validation error Window
should be displayed stating
with the following errors.
1.DR Status Change failed

because
Issuer Documentation must

have MAL Flag set .(Issuer
Doc)
Continue"

1.BCP/PAF


saved.

Continue"

Values should be saved and the status should be effective.

Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

1.Name
3.Status
4.Effective date.
5.Security Type
The Effective date and status- effective should be displayed and noted.
The same should be verified.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
The following
Master buttonisshould
File screen be displayed
displayed for both
with Welcome ProductVersion
Message, Management
and theAccess
Build Date.
and
The Approval Access.
Profile Link list should contain DR
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
1.Name
7.Effective Date
8.Termination Date
3.Type
9.Depositary
4.Status
10.Origin
5. Sub-Status
11.Structure
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
DR Life Cycle

Depositary Blank.

Dr Related
1.Create New DR
2.Cancel

with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]

the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm

Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated
Items should be approved .

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

In Details tab flag not to be seen.
The details are noted.
The same is verified.
The data is verified.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

DR Life Cycle
Delist [Radio button] with List box showing Level I

Depositary Blank.

Dr Related
Warrant [Radio Button]
1.Create New DR
2.Cancel
Origin should hold Delisting
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]

the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.


Values should be saved and a row should be added with New mark and a Yellow flag.
Continue"

The Status should be changed to Effective.

Billing Number

Items
.
1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the Origin should be Delisting.

1.Name
3.Status
4.Effective date.
Changes made to the CUSIP Profile are successfully updated in to the Create/History CUSIP tab and
there are no flags next to the fields for which changes were made.
The termination reason field should have the value 'Delisted' .

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
Master File
1.Master screen is displayed with Welcome Message, Version and the Build Date.
File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

DR Life Cycle

Depositary Blank.

Dr Related
1.Create New DR
2.Cancel
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm
If the tab is present without any data then execute this step else no.
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.


flag.
Continue"

Issuer Profile should be displayed
1.BCP/PAF


saved.
Continue"

The status should be effective.

Billing Number

Items
.
1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the Origin should be Delisting.
1.Name
3.Status
4.Effective date.
The termination reason field should have the value 'Delisted' .

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
DR Life Cycle

Depositary Blank.

Dr Related
1.Create New DR
2.Cancel
with Ok button
1.Name
3.Status
4.Effective date.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.


flag.
Continue"

1.BCP/PAF


saved.
Continue"


Billing Number

Items
.
1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the Origin should be PPC
1.Name
3.Status
4.Effective date.
Verify the same.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
DR Life Cycle

Depositary Blank.

Dr Related
1.Create New DR
2.Cancel
with Ok button
1.Name
3.Status
4.Effective date.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]

the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.



flag.
Continue"

1.BCP/PAF


saved.
Continue"



Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

1.Name
3.Status
4.Effective date.
Verify the same.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
DR SearchResults
DR Search Resultstable
tableshould
shouldbe
bepresent
presentwith
withthe
thefollowing
followingfields
fieldswith
withZero
one row
Rowsrelated to search
1.Name
1.Name
2.Country
2.Country of
of Management
Management
3.Type
3.Type
4.Status
4.Status
5.
5. Sub-Status
Sub-Status
6.S/U
6.S/U
7.Effective
7.Effective Date
Date
8.Termination
8.Termination Date
Date
9.Depositary
9.Depositary
10.Origin
10.Origin
11.Structure
11.Structure
DR Life Cycle

Depositary Blank.

Dr Related
1.Create New DR
2.Cancel
with Ok button
1.Name
3.Status
4.Effective date.
Total # F-6 ADSs
# ADSs Switched
Previous F-6 Number
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]

the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.

flag.
Continue"

1.BCP/PAF


saved.
Continue"


Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
3.Status
4.Effective date.
Verify the same.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective
DR SearchDate
8.Termination Date
9.Depositary
1.Name
10.Origin
11.Structure
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

Upgrade [Radio button] with List box showing Level II
Dr Conversion [Radio Button] S/U [S]

Depositary Blank.

Dr Related
1.Create New DR
2.Cancel
The Type Should be Level I in Details Tab( Not editable).
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]

the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.


flag.
Continue"

1.First Filter : Field is Required
The following error should be displayed.

DR Issuer Status change failed because
1.Issuwer Documentation must have Mal Flag Set. (Issuer Doc)
2.20-F had not been entered.
3. Issuer 12g3-2(b) File has not been entered. (Issuer Doc)
Continue"

1.BCP/PAF


saved.
Continue"



Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the S/U should contain S
1.Name
3.Status
4.Effective date.
5.Depositary
The button should be there and clicked and Old DR is displayed.
The DR is displayed.
The termination reason field should have the right value ie 'Unsponsored Conversion'.
Values are verified.
The button should be there and clicked.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective
DR SearchDate
8.Termination Date
9.Depositary
1.Name
10.Origin
11.Structure
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure


Depositary Blank.
Dr Related
1.Create New DR
2.Cancel
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]


the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.


flag.
Continue"


Continue"

1.BCP/PAF


saved.
Continue"


Billing Number

Items
.
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the S/U should Contain S

1.Name
3.Status
4.Effective date.
5.Depositary

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective
DR SearchDate
8.Termination Date
9.Depositary
1.Name
2.Country
11.Structure
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

Depositary Blank.

Dr Related
1.Create New DR
2.Cancel
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]

the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.


flag.
Continue"


Continue"

1.BCP/PAF


saved.
Continue"


Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

1.Name
3.Status
4.Effective date.
5.Depositary
The button should be there and clicked displays new DR.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
1.Name
3.Type
2.Country
4.Status of Management
3.Type
5. Sub-Status
4.Status
6.S/U
5. Sub-Status
7.Effective Date
6.S/U
8.Termination Date
7.Effective
9.DepositaryDate
8.Termination
10.Origin Date
9.Depositary
11.Structure
10.Origin
11.Structure
DR Life Cycle
Dr Conversion
Conversion [Radio Button] S/U [S] Depositary [Question Mark]
Dr Related
1.Create New DR [Button]

2.Cancel [Button]
The Type Should hold the same Level in Details Tab( Not editable).
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]

the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
10.Specialist Firm
Exchange should be verified.
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.

flag.
Continue"


Continue"

1.BCP/PAF

saved.
Continue"


Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
3.Status
4.Effective date.
5.Depositary
The effective date should be displayed and noted. No initial Sale Dates should appear for the
Unsponsored DRs.
The values should be same as above step.
The Cusip details in both the DR's should match.
The buttons should show the effective and terminated DR's.
The Termination date should be displayed and noted.
The termination reason should be verified ie ' Unsponsored conversion'..

The Termination date should be displayed and noted.
The termination reason should be verified 'Unsponsored conversion'.
The values should be verified.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

DR Search Results
7.Sub-Status table should be present with the following fields with one row related to search
[ List Box]
8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
1.Name
6.S/U
7.Effective
3.Type Date
8.Termination
4.Status Date
9.Depositary
5. Sub-Status
10.Origin
6.S/U
11.Structure
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
DR Life Cycle
Private Placement Conversion [Radio Button] List box Showing Level as default
but we can select any Level
Dr Conversion
Dr Related
The Type Should hold the level created in Details Tab( Not editable).
Status should
1.Create New be
DRshown as Committed automatically but we need to change it to Effective to approve.
[Button]
2.Cancel [Button]
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary

Total # F-6 ADSs
# ADSs Switched
Previous F-6 Number

1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.CUSIP [Edit Box]

the CUSIP number.
selected row.
1.CUSIP
2.Ratio DRs
4.DR ISIN
5.Ticker Symbol.
6.SEDOL
7.Common Code
8.Exchange
Exchange should be Present.
10.Specialist Firm
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.



flag.
Continue"


Continue"

1.BCP/PAF


saved.
Continue"


Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the Origin should be New Program
1.Name
3.Status
4.Effective date.
5.Depositary
The Effective date should be displayed and noted and the origin should be PPC..
The termination reason field should have the right value 'Private Placement Conversion'.
Verify the data.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
The Profile Link
following list should
button shouldcontain DR for both Product Management Access
be displayed
1.Master File.
8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

DR Life Cycle

Depositary Blank.

Dr Related

2.Cancel [Button]
The Type Should be Level II (Same as before) in Detail Tab( Not editable).
Origin should hold Warrant
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
CUSIP Profile should be shown and CUSIP Profile Window should be displayed in the following
fashion.
DR Name and Home Market country should be displayed.
Details Tab should have the following fields.
Details Prior CUSIP (CCA) - Button OR Related CUSIP
1.Name 17. CUSIP

2.Brief Nameshould be present in the respective
Enter values 18.Typefields
3.Home Market Country 19.Price USD
4.Ratio DRs 20.Active Flag
5.Ratio Underlying Shares 21.Pre-Release Limit %
6.DR Ticker Symbol 22.DR SEDOL
7.DR Exchange 23.Share Base
8.DR ISIN 24.Action Number
9.DR Common Code 25.Underlying ISIN
10.Pricing SEDOL 26.Underlying SEDOL
11.Underlying Security 27.Multiple Underlying Flag
12.Bifurcated
13.S/U
14.Depositary
15.F-6 Threshold
16.Effective Flag
Warrant Tab should be displayed.

Flag should be seen for the following fields
1.Warrant
2.Distribution Date
3.Expiration Date
Values should be saved and the flag should be seen for the following fields.
1.Name
2.Brief Name
3.Ratio DRs
5.DR Exchange
6.DR ISIN
7.CUSIP
8.Active Flag
10.DR Ticker Symbol
11..Underlying Security
DR Profile should be opened

A new row should be seen with the CUSIP number which we entered during CUSIP creation and the
row should hold a new mark with yellow flag and x mark.
Values should be saved and the status should be effective. Else if error message is displayed for DR
documentation then follow the below steps for DR documentation.
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.


The
is values
yes, are saved.
Depository Service Fee must be greater than zero.)
flag.
Continue"



Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the Origin should be Warrant.

1.Name
3.Status
4.Effective date.
4.Depositary
No Flag and N mark should be seen and all the data should be as entered by the user.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

DR
2.DRSearch
Name Results table should be present with the following fields with one row related to search
[ Edit Box]
1.Name
2.Country
3.Type
4.Status
5. Sub-Status
8.S/U [ List Box]
6.S/U
7.Effective Date
8.Termination Date table should be present with the following fields with Zero Rows
DR Search Results
9.Depositary
10.Origin
1.Name
11.Structure
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
New Window
DR [DR should
Name] be closed
Country and we should
of Management we Prompted
[Country Name] to edit in Detail Tab.
The Type
DR Life Should be Level III (Same as before) in Detail Tab( Not editable).
Cycle
Origin should
Depositary hold Warrant
Blank.
A Microsoft
The Pop
following twoWindow should be
button should be present.
displayed with the following message.
Dr Related
with Ok button
2.Cancel [Button]
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
CUSIP Profile should be shown and CUSIP Profile Window should be displayed in the following
fashion.
DR Name and Home Market country should be displayed.
Details Tab should have the following fields.
Details Prior CUSIP (CCA) - Button OR Related CUSIP
1.Name 17. CUSIP

2.Brief Name 18.Type
3.Home Market Country 19.Price USD
4.Ratio DRs 20.Active Flag
5.Ratio Underlying Shares 21.Pre-Release Limit %
6.DR Ticker Symbol 22.DR SEDOL
7.DR Exchange 23.Share Base
8.DR ISIN 24.Action Number
9.DR Common Code 25.Underlying ISIN
10.Pricing SEDOL 26.Underlying SEDOL
11.Underlying Security 27.Multiple Underlying Flag
12.Bifurcated
13.S/U
Enter values should be present in the respective fields
Warrant Tab should be displayed.

Flag should be seen for the following fields
1.Warrant
2.Distribution Date
3.Expiration Date
Values should be saved and the flag should be seen for the following fields.
1.Name
2.Brief Name
3.Ratio DRs
5.DR Exchange
6.DR ISIN
7.CUSIP
8.Active Flag
10.DR Ticker Symbol
11..Underlying Security
DR Profile should be opened


Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the Origin should be Warrant.

1.Name
3.Status
4.Effective date.
4.Depositary
No Flag and N mark should be seen and all the data should be as entered by the user.
The Effective date and origin should be displayed and noted.
The DR Profile screen opens and status is verified.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
1.Name
6.S/U
2.Country
7.EffectiveofDate
Management
3.Type
8.Termination Date
4.Status
9.Depositary
5. Sub-Status
10.Origin
6.S/U
11.Structure
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

Corporate Action Screen should be displayed in Following Fashion.
Name [Name of DR]

Type [Level I]
Depositary [Depositary Name]
S/U [U]
Origin [New Program]
Structure
Name Change [Default] and CUSIP Change are two tabs.

The following fields should be present.
1.Name Change [List box with Value :Corporate Action/Data Fix/new Value Effective date [Date]
2. Old Value
Name [not editable]
3.New Value
Name [Editable]
4.Comments [Edit Box]

5.Remove [Tick Box]
Yellow flag should be seen for the following fields.
1. Name Change [Tab]

2. New Value
Pending Approval should be seen above Effective date
CUSIP Change Tab should be displayed in following fashion.
Corporate action displayed from list box and Effective Date is empty.
Old Value
Type
CUSIP
DR ISIN
DR Ticker Symbol
Ratio DRs
DR Exchange
Specialist Firm
New Value
Type
CUSIP [Editable]
DR ISIN [Editable]
Specialist Firm
Should be seen in this all the old values are not editable
Flag should bee seen for the edited fields and the Tab CUSIP Change should also hold a Flag
DR Profile should be displayed and the Details tab should be default and Name field should hold a
yellow flag.
Row should be seen with the CUSIP number which we Changed in CUSIP Change row should hold a
Modified Mark with yellow flag.
CUSIP Profile should be displayed.
Name [Issuer Name]

CUSIP [CUSIP Number]
Name DR ISIN,Ratioand Exchange/Ticker Symbol are the four tabs with Name Tab default.
The following fields should be present in Name Tab.
1.Name [List box with Value :Corporate Action/Data Fix/new Value Effective date [Date]
2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
Flag should be seen for the Name Tab and new Value edit box. The user should be allowed to
change the brief name field also.
1.DR ISIN [List box with Value :Corporate Action/Data Fix/new Value Effective date [Date]
2. Old Value
DR ISIN [not editable]
3.New Value
DR ISIN [Editable]

5.Remove [Tick Box]
Flag should be seen for the DR ISIN Tab and new Value edit box.
1.Ratio [List box with Value :Corporate Action/Data Fix/new Value Effective date [Date]
2. Old Value
Ratio DRs[not editable]
Ratio Underlying Shares [not editable]
3.New Value

5.Remove [Tick Box]
Flag should be seen for the Ratio Tab and for Ratio DRs and
1. Exchange/Ticker Symbol [List box with Value :Corporate Action/Data Fix/new Value Effective
date [Date]
2. Old Value
DR Exchange [not editable]
Specialist Firm [not editable]
DR Ticker Symbol [not editable]
3.New Value
DR Exchange [Editable]
Specialist Firm [Editable]

5.Remove [Tick Box]
Flag should be seen for the Ratio Tab and for DR Exchange,
DR Ticker Symbol.
Issuer Profile details should be displayed
Name [Issuer Name]
Name and Marketing Name are two tabs with Name Tab default.
2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
Flag should be seen for the Name Tab and for new value box
Marketing Tab should be displayed in following fashion
1.Marketing Name [List box with Value :Corporate Action/Data Fix/new Value Effective date
[Date]
2. Old Value
Marketing Name [not editable]
3.New Value
Marketing Name [Editable]

5.Remove [Tick Box]
Flag should be seen foe the Marketing Name Tab and new Value edit box.
Issuer Profile Should be displayed.
Profile - Underlying Security Search screen should be displayed and Underlying Security Search
Results should have one row with same Issuer name
Underlying Security Profile screen should be displayed.
Name [Issuer Name]

Status [Effective]
SEDOL, ISIN and Par Value/Currency are three tabs with SEDOL Tab default.
The following fields should be present in SEDOL Tab.
1.SEDOL [List box with Value :Corporate Action/Data Fix/new Value Effective date [Date]
2. Old Value
Underlying SEDOL [not editable]
3.New Value
Underlying SEDOL [Editable]

5.Remove [Tick Box]
Flag should be seen for SEDOL Tab and new Value Edit field.
ISIN Tab should be displayed with the following fields.
2. Old Value
Underlying ISIN [not editable]
3.New Value
Underlying ISIN [Editable]

5.Remove [Tick Box]
Par Value/Currency Tab should be displayed with the following fields.
1.Par Value/Currency [List box with Value :Corporate Action/Data Fix/new Value Effective date
[Date]
2. Old Value
Par Value [not editable]
Currency [not editable]
3.New Value
Par Value [Editable]
Currency [Editable]

5.Remove [Tick Box]
Flag should be seen foe the Par Value/Currency Tab and new Value edit boxes.
Underlying Security Profile should be displayed and Flag should be seen Underlying ISIN, Underlying
SEDOL and Par Value.

Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated


Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available
1.Name
Corporate Action Screen should be displayed and no flags should be seen in both Name Change Tab
as well as CUSIP Change Tab.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

Name [Name of DR]

Type [Level I]
S/U [U]
Structure

2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]

2. New Value
Old Value
Type
CUSIP
DR ISIN
DR Ticker Symbol
Ratio DRs
DR Exchange
Specialist Firm
New Value
Type
CUSIP [Editable]
DR ISIN [Editable]
Specialist Firm
yellow flag.
Name [Issuer Name]

2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
2. Old Value
3.New Value
DR ISIN [Editable]

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
date [Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
DR Ticker Symbol.
Name [Issuer Name]
2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
Name [Issuer Name]

Status [Effective]
2. Old Value
3.New Value

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value
Currency [Editable]

5.Remove [Tick Box]

Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated


Items
Issuer should be displayed with following fields.
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated
Items should be approved and Execute Batch and Cancel Batch radio button should be available
Should be in the Same screen

Items
Underlying Search should be displayed with following fields.
1.Appr.Type
2.Appr.Reason
4.Name
5.Issuer
6.Appr.Status
7.Last Updated
Issuer
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure

1.Name
No Flag should seen and no Modified mark should be seen

Corporate Action Screen should be displayed and no flags should be seen in
Issuer Profile details should be displayed and no flag should be seen

Corporate Action Screen should be displayed and no flag should be seen
Underlying Security Profile screen should be displayed and no flag should be seen.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
1.Name
6.S/U
2.Country
7.EffectiveofDate
Management
3.Type
8.Termination Date
4.Status
9.Depositary
5. Sub-Status
10.Origin
6.S/U
11.Structure
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
Name [Name of DR]

Type [Level I]
S/U [U]
Structure

2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]

2. New Value
Old Value
Type
CUSIP
DR ISIN
DR Ticker Symbol
Flag
Ratioshould
DRs bee seen for the edited fields and the Tab CUSIP Change should also hold a Flag
DR Exchange
Specialist Firm
New Value
Type
CUSIP [Editable]
DR ISIN [Editable]
Specialist Firm
Should be seen
DR Profile in be
should thisdisplayed
all the oldand
values are nottab
the Details editable
should be default and Name field should hold a
yellow flag.
Name [Issuer Name]

2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
2. Old Value
3.New Value
DR ISIN [Editable]

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
date [Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
DR Ticker Symbol.
Name [Issuer Name]
2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
Name [Issuer Name]

Status [Effective]
2. Old Value
3.New Value

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value
Currency [Editable]

5.Remove [Tick Box]

Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated


Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
1.Name
6.S/U
7.Effective Date
3.Type
8.Termination Date
4.Status
9.Depositary
5. Sub-Status
10.Origin
6.S/U
11.Structure
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
Name [Name of DR]

Type [Level I]
S/U [U]
Structure

2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]

2. New Value
Old Value
Type
CUSIP
DR ISIN
DR Ticker Symbol
Ratio DRs
DR Exchange
Specialist Firm
New Value
Type
CUSIP [Editable]
DR ISIN [Editable]
Specialist Firm
yellow flag.
Name [Issuer Name]

2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
Flag should be seen for the Name Tab and new Value edit box.
2. Old Value
3.New Value
DR ISIN [Editable]

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
date [Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
DR Ticker Symbol.
Name [Issuer Name]
2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
Name [Issuer Name]

Status [Effective]
2. Old Value
3.New Value

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value
Currency [Editable]

5.Remove [Tick Box]

Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated


Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
The Name Change Field should hold Data Fix as value.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

DR Search
6.Status Results
[ List Box] table should be present with the following fields with one row related to search
1.Name
8.S/U [ List Box]
3.Type
4.Status
5. Sub-Status
6.S/U
1.Name
7.Effective
2.Country ofDate
Management
8.Termination
3.Type Date
9.Depositary
4.Status
10.Origin
5. Sub-Status
11.Structure
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
Name [Name of DR]

Type [Level I]
S/U [U]
Structure

2. Name
1. Old Value
Change [Tab]
Name
2. New[not
Value
editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
Old Value
Type
CUSIP
DR ISIN
DR Ticker Symbol
Ratio DRs
DR Exchange
Specialist Firm
New Value
Type
CUSIP [Editable]
DR ISIN [Editable]
Specialist Firm
yellow flag.
Name [Issuer Name]

2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
2. Old Value
3.New Value
DR ISIN [Editable]

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
date [Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
DR Ticker Symbol.
Name [Issuer Name]
2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
Name [Issuer Name]

Status [Effective]
2. Old Value
3.New Value

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value
Currency [Editable]

5.Remove [Tick Box]

Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
Verify the same.
The Name Change Field should hold Data Fix as value.

1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
The following details are displayed in the upper right corner of the screen.
1.Current User.
2.Last Login:
1.Master File.

7.Sub-Status
DR [ List Box]
Search Results table should be present with the following fields with one row related to search
8.S/U [ List Box]
9.Dr
1.NameExchange [ List Box]
3.Type
4.Status
1.Name
5. Sub-Status
6.S/U
3.Type
7.Effective Date
4.Status
8.Termination Date
5. Sub-Status
9.Depositary
6.S/U
10.Origin
7.Effective
11.StructureDate
8.Termination Date
9.Depositary
10.Origin
11.Structure
Name [Name of DR]

Type [Level I]
S/U [U]
Structure

2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]

2. New Value

Old Value
Type
CUSIP
DR ISIN
DR Ticker Symbol
Ratio DRs
DR Exchange
Specialist Firm
New Value
Type
CUSIP [Editable]
DR ISIN [Editable]
Specialist Firm
yellow flag.
Name [Issuer Name]

2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
2. Old Value
3.New Value
DR ISIN [Editable]

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
date [Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
DR Ticker Symbol.
Name [Issuer Name]
2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
Name [Issuer Name]

Status [Effective]
2. Old Value
3.New Value

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value
Currency [Editable]

5.Remove [Tick Box]

Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Name
5.Issuer
6.Appr.Status
7.Last Updated
Issuer
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
The changes should be verified.



1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
The following details are displayed in the upper right corner of the screen.
1.Current User.
2.Last Login:
1.Master File.

7.Sub-Status
DR [ List Box]
Search Results table should be present with the following fields with one row related to search
8.S/U [ List Box]
1.Name
3.Type
4.Status
1.Name
5. Sub-Status
6.S/U
3.Type
7.Effective Date
4.Status
8.Termination Date
5. Sub-Status
9.Depositary
6.S/U
10.Origin
7.Effective Date
11.Structure
8.Termination Date
9.Depositary
10.Origin
11.Structure

Name [Name of DR]

Type [Level I]
S/U [U]
Structure

2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]

2. New Value
Old Value
Type
CUSIP
DR ISIN
DR Ticker Symbol
Ratio DRs
DR Exchange
Specialist Firm
New Value
Type
CUSIP [Editable]
DR ISIN [Editable]
Specialist Firm
yellow flag.
Name [Issuer Name]

2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
2. Old Value
3.New Value
DR ISIN [Editable]

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
date [Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
DR Ticker Symbol.
Name [Issuer Name]
2. Old Value
Name [not editable]
3.New Value
Name [Editable]

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value

5.Remove [Tick Box]
Name [Issuer Name]

Status [Effective]
2. Old Value
3.New Value

5.Remove [Tick Box]
2. Old Value
3.New Value

5.Remove [Tick Box]
[Date]
2. Old Value
3.New Value
Currency [Editable]

5.Remove [Tick Box]


Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Name
5.Issuer
6.Appr.Status
7.Last Updated
Issuer
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
The changes should be verified.


1.Login.
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
DR Search Results table should be present with the following reslt fields
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
all the DRs with their status showing in order. Ex the effective DR wil be first and its committted status
will be next and the previous DRs in order.
DR Profile shoould be displayed with the details and the followin gbutton should be present.
1.Related
2.Preview.
3.Save
Related Profiles should be displayed and it should hold relation to the previous coomits status of the
same Level DR
All the Tabs will be displayed and their information will be visible :
• Issuer Detail
• Underlying Security Market
• Issuers Preferred Custodian
• Issuers Advisers
• Products
• Comments
• BNY Contacts
• DR Services
DR Search screen should be displayed.

1.Related
2.Preview.
3.Save
Related Profiles should be displayed and it should hold relation to the Reg S Terminated BNMY DR

1.Related
2.Preview.
3.Save
Related Profiles should be displayed and it should hold relation to the 144A Terminated BNMY DR
1.Related
2.Preview.
3.Save
Related Profiles should be displayed and it should hold relation to the Reg S Terminated non BNMY
DR
•Details
• CUSIP Summary/Add
• Offering(s)
• Additional DR Exchange(s)

1.Related
2.Preview.
3.Save
Related Profiles should be displayed and it should hold relation to the 144A Terminated non BNMY
DR
•Details
• CUSIP Summary/Add
• Offering(s)
• Additional DR Exchange(s)
Prior DR will open the previous Hierrachy

Next DR will open the Next Hierrrachy
Related DR will be opened .

2.PASSWORD:[Edit
Index Screen DisplayedBox]with
[Your
theLAN Password]
following Links:
1.Home
1.Login.
2.Administration
3.Change Password
4.Logout.
The following
3.DR details
Type [ List Box]are displayed in the upper right cornet of the screen.
1.Current User.
DR Search Results table should be present with the following result fields
1.Name
3.Type
DR Search Results table should be present with the following result fields with the Type column
4.Status
having search criteria as selected by the user.
5. Sub-Status
6.S/U
DR Search Results table should be present with the following result fields with the Origin column
1.Name
7.Effective
having searchDatecriteria as selected by the user.
2.Country ofResults
8.Termination
DR Search Management
Date table should be present with the following result fields with the Country of
3.Type
9.Depositary
1.Name
Management column having search criteria as selected by the user.
4.Status
2.Country
DR
5. Search
Sub-Status
11.Structure Results table should be present with the following result fields with the Status Column
3.Type
1.Name
having search criteria as selected by the user.
6.S/U
4.Status
2.Country ofResults
Managementshould be present with the following result fields with the Sub-Status
DR
all
5. Search
7.Effective
the
Sub-Statuswith theirtable
DRs Date status showing in order. Ex the effective DR wil be first and its committted status
3.Type
1.Name
column having search criteriaDRs
as selected
8.Termination
will
6.S/Ube next andDate
the previous
4.Status of Management in order.by the user.
2.Country
9.Depositary
DR SearchDate
Results table should be present with the following result fields with the S/U column having
7.Effective
5. Sub-Status
3.Type
1.Name
10.Origin
search criteria Date
8.Termination as selected by the user.
6.S/U
4.Status
2.Country ofResults
Management
11.Structure
9.Depositary
DR Search
7.Effective Date table should be present with the following result fields with the search criteria as
5. Sub-Status
3.Type
1.Name
10.Origin
selected by theDate
8.Termination
6.S/U user.
4.Status
2.Country
11.StructureofResults
Management
9.Depositary
DR Search
7.Effective
5. Date
Sub-Status table should be present with the following result fields with search criteria as
3.Type
1.Name
10.Origin
selected by theDate
user:
8.Termination
6.S/U
4.Status
2.Country
11.Structure
9.Depositaryof Management
7.Effective
5. Date
Sub-Status
3.Type
1.Name
10.Origin
8.Termination Date
6.S/U
4.Status
11.Structure
9.Depositary
7.Effective Date
5.
DR Sub-Status
3.TypeSearch Results table should be present with the following result fields with search criteria as
10.Origin
8.Termination
6.S/U
selected
4.Status by theDate
11.Structure user:
9.Depositary
7.Effective
5. Date
Sub-Status
10.Origin
8.Termination Date
1.Name
6.S/U
11.Structure
9.Depositary
2.Country
7.Effective ofDate
Management
10.Origin
3.Type
8.Termination Date
11.Structure
4.Status
9.Depositary
5. Sub-Status
10.Origin
6.S/U
11.Structure
7.Effective Datea Button:
Should contain
8.Termination
all the DRs with
1.Login. Date
their status showing in order. Ex the effective DR wil be first and its committted status
9.Depositary
will be next and the previous DRs in order.
10.Origin
11.Structure
1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
The Profile Link
and Approval list should contain DR
Access.
1.Master File.
8.S/U [ List Box]
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The value should be displayed.
DR Life Cycle

Depositary Blank.
Dr Related
1.Create New DR
2.Cancel
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
A window pops up displaying fileds: CUSIP(text box) CUSIP

NAME (text box) DR Life Cycle CUSIP Name
CUSIP Exchange Ticker Symbol
CUSIP Type DR Name
The Selected CUSIP is displayed in the CUSIP text box and its corresponding DR Exchange, DR
Ticker Symbol, Ratio DRs Ratio Underlying Shares are displayed in the respective fields. On Clicking
on 'Save' a Yellow flag is displayed next to the CUSIP detail and a new tab "Create/History CUSIP" is
added to the Issuer profile.
CUSIP Information should be shown and Create/History CUSIP Window should be displayed in the
following fashion.
CUSIP Information should be displayed. Create/History CUSIP Tab should have the
following fields.
CUSIP Ratio DRs Ratio Underlying Shares DR ISIN Ticker Symbol SEDOL Common Code
Exchange Pre-Release Limit % Specialist Firm Common Depository
Nominee Acount #
A Yellow Flag is displayed next to
Ratio Underlying Shares and Ratio DRs(the flag would be displayed next to any field which are
assigned with new values)
Values should be saved.
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.


flag.
Continue"

1.BCP/PAF


saved.
Continue"

The Status should be changed to Effective.


Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
The Name should be available and the Origin should be Conversion
In Details tab, flag should not be seen for the following fields.
1.Name
3.Status
4.Effective date.
Changes made to the CUSIP Profile are successfully updated in to the Create/History CUSIP tab and
there are no flags next to the fields for which changes were made.
The Effective date and origin should be displayed and noted.
The termination reason field should have 'Switch to BNY'.
Verify the same.
Verify the same.

1.Login.

1.Home
2.Administration
3.Change Password
4.Logout.
1.Current User.
2.Last Login:
1.Master File.

8.S/U [ List Box]
1.Name
1.Name
3.Type
4.Status
3.Type
5. Sub-Status
4.Status
6.S/U
5. Sub-Status
7.Effective Date
6.S/U
8.Termination Date
7.Effective Date
9.Depositary
8.Termination Date
10.Origin
9.Depositary
11.Structure
10.Origin
11.Structure
DR Life Cycle
Dr Conversion
Conversion [Radio Button] S/U [S] Depositary [Question Mark]
Dr Related
New Window should
The following be closed
two button shouldand we should we Prompted to edit in Details Tab.
be present.
The Type Should hold the same Level in Details Tab( Not editable).
Status should
2.Cancel be shown as Committed automatically but we need to change it to Effective to approve.
[Button]
with Ok button
1.Name
3.Status
4.Effective date.
5.Depositary
1.Type
2.CUSIP
3.DR Exchange
4.DR Ticker Symbol
5.Ratio DRs
7.Current CUSIP.
A window pops up displaying fileds: CUSIP(text box) CUSIP

NAME (text box) DR Life Cycle CUSIP Name
CUSIP Exchange Ticker Symbol
CUSIP Type DR Name
The Selected CUSIP is displayed in the CUSIP text box and its corresponding DR Exchange, DR
Ticker Symbol, Ratio DRs Ratio Underlying Shares are displayed in the respective fields.
On Clicking on 'Save' a Yellow flag is displayed next to the CUSIP detail and a new tab
"Create/History CUSIP" is added to the Issuer profile.
CUSIP Information should be shown and Create/History CUSIP Window should be displayed in the
following fashion.
CUSIP Information should be displayed. Create/History CUSIP Tab should have the
following fields. CUSIP Ratio DRsRatio
Underlying Shares DR ISIN
Ticker Symbol SEDOL Common Code
Exchange Pre-Release Limit %
Specialist Firm Common Depository Nominee
Acount #
A Yellow Flag is displayed next to Ratio
Underlying Shares and Ratio DRs(the flag would be displayed next to any field which are assigned
with new values)
Continue"

2.Letter Agreement
3.Fees

3.Blocking Type
rows.

flag.
Continue"


1.Issuer Documentation must have Mal Flag Set. (Issuer Doc)
Continue"

1.BCP/PAF

saved.
Continue"


Billing Number

Items

1.Appr.Type
2.Appr.Reason
4.CUSIP
5.DR Type
6.Appr.Status
7.Last Updated
CUSIP
DRType
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.DR Name
5.S/U
6.DR Type
7.Appr.Status
8.Last Updated
9.Structure
10.Origin
DR Name
DRType
S/U
Origin
DR Structure
Last User Updated
Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated
Issuer
Last User Updated
Last Updated

1.Appr.Type
2.Appr.Reason
4.Issuer
5.Appr.Status
6.Last Updated

Items
1.Appr.Type
2.Appr.Reason
4.S/U
5.Name
6.Structure
7.Appr.Status
8.Last Updated
9.Type
10.Origin
11.Depositary
Name
Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated

Type
Depositary
S/U
Origin
Structure
Last User Updated
Last Updated
1.Name
3.Type
4.Status
5. Sub-Status
6.S/U
7.Effective Date
8.Termination Date
9.Depositary
10.Origin
11.Structure
1.Name
3.Status
4.Effective date.
5.Depositary
The value should be the new depository that was selected.
The value should be 'S'.

The related bifurcated RegS. DR opens.
The value should be the same depository that was selected in 144A DR.
The value should be 'S'.

The termination reason field should have the right value ie 'Switch to BNY'.
The termination reason field should have the right value ie 'Switch to BNY'. Previous RegS. DR will
be terminated and the date should be previous than the current Effective DRs Date. Termination
Reason as above is also captured correctly.
Verify the same.
The data should be verified.
Comments

Master File DR Life Cycle Testcases - 2111t - Final

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Test BRD/FRS TEST Pre-requisites Step No Test Steps

Verify DR Life Cycle . DR Should be created first with

2 Enter the Valid User ID and Password and

3 Click on Master File

6 Enter the search values in the following

(Note Default Values for

7 Open DR from Search Result

Note ( DR should have not have undergone

(Note But the Status need to be changed to

10 Edit the following in Details Tab.

12 Click CUSIP Summary Tab

13 Click on add button

14 Select the Type as Primary and then click on

15 Select a Value by clicking on the CUSIP

18 Select the exchange from the question mark

19 Go to Details Tab and Change the status as

23 In Deposit Agreement fill the following fields

1.Law Governing Deposit Agreement :US

24 Click Fees and add all the fees in each row

b)Now try to fill

1.DSF in Deposit Agreement: No

27 Click Letter agreement Tab and click Add

1.Letter Agreement date Older Date

28 Click on DR [DR Name]

31 Click on Issuer [Issuer Name]

33 Click on Issuer Documentation

34 Click Sec Filing and MAL Tab

1.20-F Filer - Yes

Certificate of Authorized Persons (CAP)

38 Click on Issuer [Issuer Name]

40 Click Committed one

41 Change the status to effective and click Save

45 Click on Master File

47 Select the item Pending Approval from

49 Select Approve for all the items and click

51 Click Issuer Documentation

52 Select the item Pending Approval from

53 Select the Issuer Name Created by you

54 Select Approve for all the items and click

55 Click Back link.

58 Select the Name Created by you using the

59 Select Approve for all the items and click

60 select Execute batch and click Save

Select DR Type as Level II

(Note Default Values for

64 Look for the name for which u upgraded from

66 Go to CUSIP Summary/Add tab and look for

68 Navigate to the 'Detail' tab and note the

Verify DR Life Cycle DR Should be created first with

2 Upgrade DR from Level I to 1 Login into the adrbnyapps.com application.

2 Enter the Valid User ID and Password and

3 Click on Master File

6 Enter the search values in the following

Select DR Name : Created Name

(Note Default Values for

7 Open DR from Search Result

Note ( DR should have not have undergone

9 Select Upgrade and Click Create New DR

(Note But the Status need to be changed to

11 Click Ok and Check for Flag

12 Click CUSIP Summary Tab

13 Click on add button

14 Select the Type as Primary and then click on