Vous êtes sur la page 1sur 20

Test Case ID BRD/FRS TEST Pre-requisites Step No Test Steps Expected Results

Scenario

View the Profile for Constituent Access to the application


by having Valid User ID
and Password..

View the Profile of Constituent


1 View the Profile of Constituent- Search 1 Login into the adrbnyapps.com application. Login Page displayed with the following Edit boxes:
1.USER ID:[Edit Box] [Your RACF ID]
2.PASSWORD:[Edit Box] [Your LAN Password]
Should contain a Button:
1.Login.

2 Enter the Valid User ID and Password and click Login Index Screen Displayed with the following Links:
1.Home
2.Administration
3.Change Password
4.Logout.

The following details are displayed in the upper right


cornet of the screen.

3 Click on Master File 1.Current


Master FileUser.
screen is displayed with Welcome
2.Last Login:
Message, Version and Built Date.
4 Click on Profile Link The
The Profile Link
following list should
button shouldcontain Constituent
be displayed for both
5 Click on Constituent Link Product- Management
Profile Access
Constituent Search screen should be
and Approval
displayed withAccess.
the following fields.

1. Constituent
1.Master File. Name
2.Constituent Ticker Symbol
3.Constituent CUSIP

Constituent Search results table should be present


with the following fields with Zero Rows
Constituent Search Results

6 Enter value in Constituent Name field( Ex: A) and Click 1.Name- Constituent Profile Search screen should be
Profile
Search 2.CUSIP
displayed with the Search result with respect to the
3.US Ticker
Search input.Symbol
4.US Exchange
5.ISIN
Constituent Search results table should be present
6.Security
with Type fields with result Rows matching
the following
Name field.
Constituent Search Results

1.Name
2.CUSIP
3.US Ticker Symbol
4.US Exchange
5.ISIN
6.Security Type

7 Enter value in Constituent Ticker Symbol ( Ex: AEG ) Profile - Constituent Profile Search screen should be
and Click Search displayed with the Search result with respect to the
Search input.

Constituent Search results table should be present


with the following fields with result Rows matching
US Ticker Symbol field.
Constituent Search Results

1.Name
2.CUSIP
3.US Ticker Symbol
4.US Exchange
5.ISIN
6.Security Type
8 Enter Value in the Constituent CUSIP Field (Ex: Profile - Constituent Profile Search screen should be
007924103) and click Search displayed with the Search result with respect to the
Search input.

Constituent Search results table should be present


with the following fields with result Rows matching
CUSIP field.
( One row should be displayed)
Constituent Search Results

1.Name
2.CUSIP
3.US Ticker Symbol
4.US Exchange
5.ISIN
6.Security Type

2 View the Profile of Constituent Search, 1 From the Home menu, select DR Home. DR Home page should be displayed with the
Edit and Save in Details Tab corresponding links.

Step 3 - Step 5 Follow the step 3 to Step 5 of test case 1 Expected result of test case 3 - Step 5
From Test case
1
6 Enter value in Constituent Ticker Symbol ( Ex: AEG ) Profile - Constituent Profile Search screen should be
and Click Search displayed with the Search result with respect to the
Search input.

Constituent Search results table should be present


with the following fields with result Rows matching
US Ticker Symbol field.
Constituent Search Results

1.Name
2.CUSIP
3.US Ticker Symbol
4.US Exchange
5.ISIN
6.Security Type

7 Click and open the search result.( Note click with is in The corresponding one opens with the the following
maroon colour and not the HOLDR) Tabs:
1.Detail (Default)
2.Corporate Action

8 Check the Detail tab for the following fields Values should be present for most of the Fields.

1.Name
2.US Ticker Symbol
3.Intl Ticker Symbol
4.US Exchange
5.GICS Code
6.Last Sync Date (* for DR)
7.CUSIP
8.Price (USD)
9.Price (CAD)
10.Intl Exchange
11.ISIN
12.Security Type

9 Change the GICS Code-Eg-45 - Information Should be able to change the existing values.
Technology, US Ticker Symbol-Eg-25BXC, US
Exchange-New york Stock exchange, Price (USD)-Eg-
45$

10 Change the Name, Intl Ticker Symbol, CUSIP, Price User should not be allowed to change the Values
(CAD),Intl Exchange, ISIN, Security Type
11 Click Save A Yellow Flag should be seen next to the field

3 View the Profile of Constituent Search, Execute Test case 2 Expected result of test case 2
Edit and Save in Details Tab and
Synchronize
11 Click Synchronize A New Window named Synchronize HOLDR
Constituent with DR CUSIP and the CUSIP
Number [CUSIP Number]

The Following fields will be seen.


1.Tick Box
2.Master File DR
3.HOLDR Constituent DR are column fields.

Name,ISIN,Ticker Symbol and Exchange. Are in row


wise.

ex name in row one ,ISIN in row two etc. should be


displayed.

9 Click Synchronize Synchronize HOLDR Constituent with DR CUSIP


Window should be closed.
10 From the Home menu, select DR Home DR Home page should be displayed with the
corresponding links.

4 View the Profile of Constituent Search, Step 1 - Step 7 Follow the step 1 to Step 7 of test case 2 Expected result of test case 2 - Step 7
Add and Save in Corporate Action From Test case
2
8 Click on Corporate Action Tab Corporate Action Tab should be displayed with the
following fields.

1CA Date
2.CA Type
3.Comments

9 Click Add A new row with fields 1CA Date


2.CA Type
3.Comments are displayed.
10 Enter the value for the following: Details should be Saved.

1CA Date -Eg-26-May-06


2.CA Type -Eg-29-May-06
3.Comments and click Save

11 From the Home menu, select DR Home DR Home page should be displayed with the
corresponding links.

5 View the Profile of Constituent Search, Step 1 - Step 7 Follow the step 1 to Step 7 of test case 2 Expected result of test case 2 - Step 7
Add and Save in Corporate Action From Test case
2
8 Click on Corporate Action Tab Corporate Action Tab should be displayed with the
following fields.

1CA Date
2.CA Type
3.Comments

9 Click Add A new row with fields


1CA Date
2.CA Type
3.Comments are displayed.

10 Click the Cross Mark which is near the comments Field The whole row should be deleted,.

11 From the Home menu, select DR Home DR Home page should be displayed with the
corresponding links.

6 View the Profile of Constituent and 1 From the Home menu, select DR Home. DR Home page should be displayed with the
create a New Constituent with Error corresponding links.
message Check
Step 3 - Step 5 Follow the step 3 to Step 5 of test case 1 Expected result of test case 3 - Step 5
From Test case
1
6 Click on New button. Profile - Constituent Profile screen with the screen
name as New Constituent and Details Tab as default
prompting us to enter the values.

7 Without entering any values click Save Validation Error Window should be displayed with the
following Information.

Detail
US Exchange Field is required
Name Field is required
US Ticker Symbol Field is required
CUSIP Field is required

8 Click on US Exchange in the Validation error Window US Exchange in New Constituent window should be
marked with red.

9 Click on Name in the Validation error Window Name in New Constituent window should be marked
with red.

10 Click on US Ticker Symbol in the Validation error US Ticker Symbol in New Constituent window
Window should be marked with red.

11 Click on CUSIP in the Validation error Window CUSIP in New Constituent window should be
marked with red.

12 Close the Validation Error window Validation Error window should be Closed.
13 Fill the US Exchange and Click Save- Eg-American Validation Error Window should be displayed with the
stock exchange following Information.

Detail
Name Field is required
US Ticker Symbol Field is required
CUSIP Field is required

14 Close the Validation Error window Validation Error window should be Closed.
15 Fill the Name and Click Save-Eg-Merill lynch Validation Error Window should be displayed with the
following Information.

Detail
US Ticker Symbol Field is required
CUSIP Field is required

16 Close the Validation Error window Validation Error window should be Closed.
17 Fill the US Ticker Symbol and Click Save-Eg-BVCD12 Validation Error Window should be displayed with the
following Information.

Detail
CUSIP Field is required

18 Close the Validation Error window Validation Error window should be Closed.
19 Fill the CUSIP and Click Save-Eg 835699307 Values should be saved and Yellow Flag should be
seen next to the fields.
20 Fill the Price(USD) -Eg 200 The value should be displayed.
21 Fill the Price(CAD) -Eg 220 The value should be displayed.
22 Fill the Intl Ticker Symbol -Eg Test The value should be displayed.
23 Select the Intl Exchange by clicking on the '?' symbol. The value should be displayed.
Eg;American Stock Exchange
24 Select the GICS Code by clicking on the '?' symbol. The value should be displayed.
Eg;10 - Energy and consumption
25 Enter the ISIN. Eg; 423524342124 The value should be displayed.
26 The Last Sync Date (*for DR) and Security Type are The value should be displayed.
auto populated.
27 Click on save.
28 Click on Corporate Action Tab Corporate Action Tab should be displayed with the
following fields.

1CA Date
2.CA Type
3.Comments

29 Click Add A new row with fields 1CA Date


2.CA Type
3.Comments are displayed.
30 Enter the value for the following: Details should be Saved.

1CA Date -Eg-24-Dec-05


2.CA Type-Eg-Cash Merger
3.Comments and click Save

31 Click on Constituent Search Profile - Constituent Profile Search screen displayed


with search fields.

32 Search the name using which we created Search should be successful and the search result
should hold one row. Please check each value it
should be sa same as entered while creating.

33 Click Logout Should be able to Logout of the application.

7 View the Profile of Constituent - This user should have 1 Execute Test cases 2 Expected result of test case 2
Approve access to approval Queue
and should be able to
approve

2 Login with user with approval Power Should be able to login in to the application
3 Click Approval Queue Approval Queue Item Search screen should be
opened with following links.

Application Number of Active Items


Billing Number
Master File Number (note this number)

4 Click on Master File Approval Queue Item Search with following Items
should be displayed in following format.

Type Number of Profiles


Number of Active Items Number of Rejected
Items

5 Click Constituent Profile CUSIP Profile should be displayed with following


fields.
1.Appr.Type
2.Appr.Reason
3. Last User Updated
4.CUSIP
5.Appr.Status
6.Last Updated
7.Name

7 Select the item Pending Approval from Appr.Status and A table with following fields should be displayed with
click Search all the pending ones.

CUSIP
Name
Last User Updated
Last Updated

8 Select the Name Created by you using the normal User. List of pending approvals will be listed and a each
one will have approve and reject radio button.

9 Select Approve for all the items and click Save HOLDR Profile should be displayed with following
fields.
1.Appr.Type
2.Appr.Reason
3. Last User Updated
4.Appr.Status
5.Last Updated
10 Select the item Pending Approval from Appr.Status and A table with following fields should be displayed with
click Search all the pending ones.

Name
HOLDR
Last User Updated
Last Updated but the item which we approved should
not be in the list.

11 Click Back button and again click back button in that Approval Queue Item Search screen should be
screen which you navigated opened with following links.

Application Number of Active Items


Billing Number
Master File Number (note this number)
This number should be decremented by the no of
approval you did when compared with step 3.

12 Click Logout Should be able to Logout of the application.


Login with the user which 13 Repeat step 1--5 to test case 1 Expected result of Step 5 - Test case 1.
you used to create the
Constituent
the search value should be 14 Execute step 6 or 7 or 8 of test cases 1 Expected as executed step
the value which you used
to create
14 Go to the particular Constituent which you Created and No Flag should be seen
go to all the tabs and look for Flag

8 View the Profile of Constituent-Reject Follow test case 2 Expected Result of Test case2

2 Login with user with approval Power Should be able to login in to the application
3 Click Approval Queue Approval Queue Item Search screen should be
opened with following links.

Application Number of Active Items


Billing Number
Master File Number (note this number)

4 Click on Master File Approval Queue Item Search with following Items
should be displayed in following format.

Type Number of Profiles


Number of Active Items Number of Rejected
Items

5 Click Constituent Profile CUSIP Profile should be displayed with following


fields.
1.Appr.Type
2.Appr.Reason
3. Last User Updated
4.CUSIP
5.Appr.Status
6.Last Updated
7.Name

7 Select the item Pending Approval from Appr.Status and A table with following fields should be displayed with
click Search all the pending ones.

CUSIP
Name
Last User Updated
Last Updated

8 Select the Name Created by you using the normal User. List of pending approvals will be listed and a each
one will have approve and reject radio button.
9 Select Reject for all the items, enter the comments and Screen navigation should not happened and we
click Save should be able to see the same screen with the
reject radio button selected and the comments
entered.

10 Click Search Constituent Profile should be displayed with following


fields.
1.Appr.Type
2.Appr.Reason
3. Last User Updated
4.CUSIP
5.Appr.Status
6.Last Updated
7.Name

11 Select Reject from Appr.Status and click search. Approval Queue Item Search Screen should be
displayed with the rejected one as search result

12 Click Logout Should be able to Logout of the application.


Login with the user which 13 Repeat step 1--5 of test case 1 Expected result of Step 5 - Test case 1.
you used to Edited the
Existing Constituent

the search value should be 14 Execute step 6 or 7 or 8 of test cases 1 Expected as executed step
the value which you edited

15 Go to the particular HOLDR which you edited and go to Red Flag should be seen
all the tabs where you edited and see for Flag

9 View the Profile of Constituent-Search 1 From the Home menu, select DR Home DR Home page should be displayed with the
and Check Related corresponding links.

Step 3 - Step 6 Follow the step 3 to Step 6 of test case 1 Expected result of test case 3 - Step 6
From Test case
1
7 Click and open the search result.( Note click with is in The corresponding one opens with the the following
maroon colour and not the HOLDR) Tabs:
1.Detail (Default)
2.Corporate Action

8 Click on Related Button Related Profile Window should be opened showing


Related Profiles
If there is no related profile then the screen should
be Blank.

9 From the Home menu, select DR Home DR Home page should be displayed with the
corresponding links.

10 View the Profile of Constituent and 1 From the Home menu, select DR Home DR Home page should be displayed with the
Preview corresponding links.

Step 3 - Step 6 Follow the step 3 to Step 6 of test case 1 Expected result of test case 3 - Step 6
From Test case
1
7 Click and open the search result.( Note click with is in The corresponding one opens with the the following
maroon colour and not the HOLDR) Tabs:
1.Detail (Default)
2.Corporate Action

8 Click on Preview Button Constituent Profile screen should be displayed with


printable format . It should show a printer friendly
version of the same content displayed on the screen.
It should display all the tabs in one page With Return
and Print button.

9 Click on Return button HOLDR Profile screen should be displayed with all
details.
10 From the Home menu, select DR Home DR Home page should be displayed with the
corresponding links.

11 Testing for the Audit Button. Execute TC2 above. 1 Execute TC 2. Expected result of TC2.
2 Login with user with approval Power Should be able to login in to the application
3 Click Approval Queue. Approval Queue Item Search screen should be
opened with following links.

Application Number of Active Items


Billing Number
Master File Number (note this number)

4 Click on Master File Approval Queue Item Search with following Items
should be displayed in following format.

Type Number of Profiles


Number of Active Items Number of Rejected
Items

5 Click Constituent Profile CUSIP Profile should be displayed with following


fields.
1.Appr.Type
2.Appr.Reason
3. Last User Updated
4.CUSIP
5.Appr.Status
6.Last Updated
7.Name

6 Select the item Pending Approval from Appr.Status and A table with following fields should be displayed with
click Search all the pending ones.

CUSIP
Name
Last User Updated
Last Updated

7 Select the Name Created by you using the normal User. List of pending approvals will be listed and a each
one will have approve and reject radio button.

8 Select Approve for all the items and click Save HOLDR Profile should be displayed with following
fields.
1.Appr.Type
2.Appr.Reason
3. Last User Updated
4.Appr.Status
5.Last Updated

9 Select the item Pending Approval from Appr.Status and A table with following fields should be displayed with
click Search all the pending ones.

Name
HOLDR
Last User Updated
Last Updated but the item which we approved should
not be in the list.

10 Click Back button and again click back button in that Approval Queue Item Search screen should be
screen which you navigated opened with following links.

Application Number of Active Items


Billing Number
Master File Number (note this number)
This number should be decremented by the no of
approval you did when compared with step 3.

11 Click Logout Should be able to Logout of the application.


12 Login as a Ca_User. The user is logged in.
13 Click on Master File Master File screen is displayed with Welcome
Message and the Built Date.
14 Click on profile Link The Profile Link list should contain Underlying
Security
15 Click on Constituent Link Profile - Constituent Search screen should be
displayed with the following fields.

1. Constituent Name
2.Constituent Ticker Symbol
3.Constituent CUSIP

Constituent Search results table should be present


with the following fields with Zero Rows
Constituent Search Results

16 Enter value in Constituent Name field( Approved above 1.Name


Profile - Constituent Profile Search screen should be
and Click Search. 2.CUSIP with the Search result with respect to the
displayed
3.US Ticker
Search input.Symbol
4.US Exchange
5.ISIN
Constituent Search results table should be present
6.Security
with Type fields with result Rows matching
the following
Name field.
Constituent Search Results

1.Name
2.CUSIP
3.US Ticker Symbol
4.US Exchange
5.ISIN
6.Security Type

17 Click and open the search result.( Note click with is in The corresponding one opens with the the following
maroon colour and not the HOLDR) Tabs:
1.Detail (Default)
2.Corporate Action

18 Change the GICS code by clicking on the '?' icon and The values should be saved.
selecting a new value. Click on save.

19 Logout and login as Ca_Approver and approve the fields The values should be approved.
by following the steps 2 to 12 above.

20 Logout and Login as a Ca_User. The user is logged in.


21 Click on Master File Master File screen is displayed with Welcome
Message and the Built Date.
22 Click on profile Link The Profile Link list should contain Underlying
Security
23 Click on Constituent Link Profile - Constituent Search screen should be
displayed with the following fields.

1. Constituent Name
2.Constituent Ticker Symbol
3.Constituent CUSIP

Constituent Search results table should be present


with the following fields with Zero Rows
Constituent Search Results

1.Name
2.CUSIP
3.US Ticker Symbol
4.US Exchange
5.ISIN
6.Security Type
24 Enter value in Constituent Name field( Approved above Profile - Constituent Profile Search screen should be
and Click Search. displayed with the Search result with respect to the
Search input.

Constituent Search results table should be present


with the following fields with result Rows matching
Name field.
Constituent Search Results

1.Name
2.CUSIP
3.US Ticker Symbol
4.US Exchange
5.ISIN
6.Security Type

25 Click and open the search result.( Note click with is in The corresponding one opens with the the following
maroon colour and not the HOLDR) Tabs:
1.Detail (Default)
2.Corporate Action

26 Click on the Audit button. On clicking the button this should display the
changes last made before and after values, user ids
and time stamps.
Ex: Here the changes:
GICS Code
Should be displayed along with before and after
values, user ids and time stamps.

12 View the Profile of Constituent -Search 1 From the Home menu, select DR Home DR Home page should be displayed with the
and Delete corresponding links.

Step 3 - Step 6 Follow the step 3 to Step 6 of test case 1 Expected result of test case 3 - Step 6
From Test case
1
7 Click and open the search result.( Note click with is in The corresponding one opens with the the following
maroon colour and not the HOLDR) Tabs:
1.Detail (Default)
2.Corporate Action

8 Click on Delete Button A Microsoft Window stating "Are u Sure want to


delete the Profile?'
With Ok or Cancel Button.
9 Click Ok Profile - Constituent Profile Search Screen should be
displayed with search Fields
10 Search the Same deleted Constituent Profile by Name Search result should have zero rows.
or by Constituent Ticker Symbol or by Constituent
CUSIP
11 Click Logout Should be able to Logout and "You are now logged
out. Click here to revisit the site." in a blank screen
with blue background colour.
End Of Constituent Profile Test Cases
Test Data Actual Results Status Execution Date Comments