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CHAPTER ONE:
Number of votes= shares owned times vacancies on board
Statutory voting= must divide votes equally among candidates
Cumulative voting= divide anyway you want
Class b stock= non-voting
Company issuing new security= corporate charter + registration statement with
the
SEC
Shelf registration= authorized shares can remain unissued for 2 years
Preferred stock= fixed income security
Participating preferred= get fixed preferred dividend + common dividend
Cumulative preferred= missed payments must be made up
ADR (American depository receipt) = bank holds foreign securities and receipts
trade in place(div. paid in U.S. dollar)
Warrant= long term call option
Standby underwriter= sells securities that were not sold through preemptive
rights
Cumulative right value= (market price of stock-discount price)/(number of
rights+1)
Ex- rights (without rights= (market price of stock-discount price)/(number of
rights)
Stockholder cannot vote for dividends
CHAPTER TWO:
Bonds pay interest Semiannually (interest/2)
Indenture for a bond (deed of trust) = legal agreement between issuer and bond
holder (includes: maturity, par, rate, collateral, callable/convertible features
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Reads:2,217Uploaded:06/07/2010Category:Business/Law>FinanceRated:Copyright:Attri
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Complete Series 7 notes summarizing the Stock broker training institute book
series 7book notesseries sevenfreenotes seriessoldseven
notesnasdperformancefinradaysseries 7book notesseries sevenfreenotes
seriessoldseven notesnasdperformancefinradays(fewer)Followybigalow
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10 / 11 / 2010
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