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S. Petkova1, D. Kisliakov2
This work presents the first part of a systematic review of the main groups of
computational models for buried pipelines under seismic excitation. On one hand, the aim of
this analysis is to present the mostly used approaches in mechanical modelling of the
earthquake-induced vibrations of buried pipelines. On the other hand, an attempt is made for
identification of the existing gaps namely in modelling of the complex physical interaction
phenomena related to the dynamic response of such pipelines. The focus of this first part of
the performed review is on the features of the groups of theoretical models as well as on their
key parameters describing the physics of the phenomena taking place. In this connection,
some conclusions are drawn regarding well established approaches, difficulties and open
tasks in the modelling process of this complicated field of coupled dynamic problems.
1. Introduction
Buried pipelines are part of the so-called lifelines which play a vital role as
infrastructure components conveying and/or distributing energy, fluids, oil products and gas
in present-day’s world. The pipelines in particular allow conveying water, fossil liquid fuels
and liquid gas over long distances. Pressure pipelines are also often important part of large
industrial facilities and hydropower systems.
1
Silvia Petkova; MSc CEng; Doctoral student at the Department of Hydraulic Engineering,
UACEG, 1, Hristo Smirnenski Blvd., 1046 Sofia, BULGARIA, e-mail: silvia_petkova@mail.bg
2
Dimitar Kisliakov, Assoc. Prof. Dr., Department of Hydraulic Engineering, UACEG, 1,
Hristo Smirnenski Blvd., 1046 Sofia, BULGARIA, e-mail: kiss_fhe@uacg.bg
There are different types of pressure pipelines depending on their function,
construction material, pressure of the conveyed fluid, position relatively to the ground
surface (underground, buried, above ground), etc.
In the following, buried pressure pipelines (penstocks) are considered as components
of hydropower systems. They convey water and are constructed in a trench with backfill after
the placement. Such pipelines are subjected to various dynamic impacts and loads during
their operation like earthquakes, hydraulic transients, traffic, etc. However, only seismic
excitation is further considered in this work.
In general, there are two main approaches for modeling the dynamic response of a
buried pipeline during seismic excitation – stochastic and deterministic ones.
In the stochastic approach, the input excitation is a random event or process,
respectively the pipeline’s response is also a random process. The advantages of this
approach consist in the more realistic representation of the earthquake excitation as a random
process, this model better corresponds to the nature of such event. This approach also allows
more convenient accounting for other factors like material defects, imperfections, human
mistakes and construction inaccuracies. The ground motion is modelled as a random process
with a given power spectral density (PSD), and the spatial variation of the impact along the
pipe structure is described by a correlation function, usually an exponentially decaying one
[14]. A disadvantage constitutes the fact that some nonlinear interaction effects of the soil –
pipe – fluid system cannot be accounted for.
In the deterministic approach, the time history of any ground motion parameter can be
directly applied as input excitation of the structural model of the pipeline.
In general, the deterministic approach allows performing nonlinear analysis of some
special effects during the seismic excitation, like imperfect soil – pipe contact and fluid –
structure interaction. It is also more suitable for practical applications due to the usual
formulation of the seismic excitation in design codes and guidelines in the form of design
response spectrum.
The dynamic response of buried pipelines is different from that of buildings and other
vertical structures. The differential motion between different parts of the pipeline over its
length has to be considered since the length of the system is comparable to or larger than the
seismic wave length. Furthermore, slippage may occur at the interface of the pipe – soil
system, depending on the nonlinear restoring characteristics of the backfill, and the dynamic
impact is kinematic rather than inertial one. There are also energy losses / damping effects
due to: wave dissipation, friction and deterioration of soils. So, under seismic excitation, the
response of a buried pipeline is controlled by the ground displacements / strains,
predominantly in the axial direction, with dynamic effects being negligible according to the
available knowledge [4].
In the papers [29, 30, 31, 32] by S. Datta, A. Shah, K. Wong the dynamic response of
buried pipeline has been investigated subjected to plane seismic P, SV – and Rayleigh waves
traveling at an arbitrary angle to its axis. The reflection of the seismic waves at the free
ground surface and the boundary surfaces is accounted for. Full dynamic interaction between
the pipe and the surrounding soil is taken into account as well.
The pipe has been modeled as an empty, infinitely long, continuous, circular,
cylindrical shell of small thickness. All contacts are assumed to be perfect, so that the
displacements and tractions are continuous across the interface between regions. The
governing equations of motion are presented and the solutions are obtained in terms of
cylindrical eigenfunctions modified to satisfy the boundary conditions at the free surface
ground.
Two problems have been analysed: (1) The pipe is surrounded by a homogeneous soft
soil and (2) The pipe lays in a cylinder of soft soil, which is surrounded by a rocky material.
The obtained results show generally that larger stresses and displacements occur in Case (1)
than in Case (2). Thus, it may appear that if the problem is simplified by assuming a pipe
surrounded entirely by a homogenous ground and then the larger estimates is considered, this
will lead to a more conservative (i.e. safe) design implementation. The response is also found
to be considerably influenced by the frequency of the incident wave and the depth of the
embedment.
In [33, 34] by J. Luco and F. De Barros, a method is presented to obtain the three-
dimensional harmonic response of a infinitely long cylindrical shell with circular cross
section embedded in a layered visco-elastic half-space. The shell is subjected to P-, SV- and
SH- waves affecting it at an oblique angle with respect to the axis.
The procedure combines an indirect integral representation for the field in the exterior
half-space with a model of the pipeline based on Donnell shell theory. The integral
representation of the soil is based on the use of moving Green’s functions for the layered
half-space. Extensive literature survey has been also performed, and comparisons with
previous results of two- and three-dimensional models are presented.
In other works [46], the incident impacts are modeled by ground displacement or
acceleration time histories.
4. Soil – structure interaction
For buried pipelines, seismic hazards can be classified as either wave propagation
hazards or permanent ground deformation (PGD) ones. During the seismic wave
propagation, induced soil strains are transmitted to the pipeline which may rupture in tension
or buckle in compression. Permanent ground movements include surface faulting, lateral
spreading due to liquefaction, and landsliding [3, 4, 13, 23, 25, 26, 27, 28 ].
For understanding the behaviour of a buried pipeline under seismic excitation, an
accurate (i.e. realistic) computational model of the soil – pipe system needs to be found in
order to take into account the dynamic response of the pipe, the material features and the
nature of the earthquake impact.
In [14], Akiyoshi studied the effect of frictional interaction between a pipe and the
surrounding soil. Slippage of buried pipe has been verified in a simple test, using an
experimental setup and an analytical procedure.
Static and dynamic experiments have been carried out. The results from static
experiments executed with very slow axial movement of the pipe show almost Coulomb
friction at the soil-pipe interface, Fig. 4. The skin friction around the pipe in dynamic tests
shows a combination of frictional force of the Coulomb type and an elastic restoring force.
The assumptions made here are that the slippage of frictional type is given independently of
the elastic interaction between the soil and the pipe, i.e. all input energy is consumed in the
response of the pipes without generating reflected waves from the pipe surface, and along the
pipe axis only sinusoidal P-wave propagates.
Fig.4. Representation of a buried frictional pipe and the relationship between frictional force
and slip displacement
In this paper, an equivalent linearization method is applied. After some assumptions
for the representation of the input displacement wave w and the slip displacement u using the
relation u = w - v, the axial displacement and strain of the pipe can be determined.
The model of interaction between the pipeline and the surrounding soil presented in
[6] by Todorov has four degrees of freedom. The first one refers to longitudinal pipe
displacements. The second one shows the downward movement of the pipe. The third one
represents the pipe movement along its horizontal axis, and the fourth one expresses uplift
movements. Everyone of these four parameters has a different mathematical description for
different soil conditions.
In [9], Mavridis and Pitilakis have developed an analytical procedure for calculating
upper bounds for stresses and strains for transverse and axial loading cases of continuous
buried pipelines, taking into account the soil-pipe interaction. Two models based on the
Beam-on-Dynamic-Winkler-Foundation approach have been used for the calculation of both
transverse and axial pipe displacements. It is assumed that the two directions may be
examined independently.
Continuously distributed springs and dashpots are excited at their support by the free
field displacements and they transmit the excitation further to the pipe, producing stresses
and strains, Fig. 5. The seismic excitation is considered as a harmonic function of both time
and space thus defining a seismic S-wave traveling along the pipe axis. The pipeline is
considered continuous, and the soil is assumed to be homogeneous, linear visco-elastic with
material damping of frequency-independent hysteretic type.
The governing equations of the pipe motion for transversal and axial directions are
presented. Their solution is performed satisfying the boundary conditions. The solution
expresses the relative displacement and the phase shift between pipe and soil. A detailed
parameter study illustrates the influence of the apparent propagation wave velocity, pipe
diameter and the frequency content of the seismic excitation on the ratio of the pipe to
ground displacement amplitudes and consequently to the induced pipe strains.
Special attention is paid to papers [36 – 45] by researchers of the Banaras Hindu
University in Varanasi, India. They have investigated the dynamic response of buried
orthotropic cylindrical tick-shells subjected to P- , SH- and SV-waves, with an arbitrary
incidence angle. The shell is assumed to be perfectly bounded in the surrounding linearly
elastic, homogeneous and isotropic infinite medium (soil).
The equations of motion are expressed in terms of displacements. The tractions in the
dynamic equations of the embedded shell are expressed completely in terms of the incident
and the scattered field displacements in the surrounding infinite medium.
Effects of the shell orthotropy on its response have been illustrated by changing the
non-dimensional orthotropy parameters of the shell over a wide range. The orthotropy
parameters have been defined using the ratios of the deformation moduli in a cylindrical-
polar coordinate system. It is found that the character and the degree of this influence vary in
wide range depending on the specific combinations and other describing parameters (rigidity
of the surrounding soil, propagation wave’s speed, wavelength, etc.) Results have been
obtained for different soil conditions: hard (rocky), medium and soft soil.
Paper [42] deals with the non-axisymmetric dynamic response of an imperfect bonded
orthotropic buried pipeline due to an incident shear wave. A thin layer between the pipe and
the surrounding soil is assumed possessing both stiffness and damping properties. The degree
of imperfection of the bond is varied by changing the stiffness and the damping parameter of
this layer. It is concluded that in the non-axisymmetric mode, under certain conditions,
consideration of bond imperfection may lead to an even higher value of pipe deformation
than for perfectly bonded pipe.
Additionally to this model, in [37, 41, 43] the effect of stagnant fluid inside the
pipeline has been accounted for. The linear acoustic equation has been used for the wave
propagation in the fluid. It is observed that the effect of fluid presence is depending on the
wavelength and speed of propagation of the incident wave and the soil conditions around the
pipe. The fluid inside a buried pipeline plays an important role affecting the dynamic
response of the pipe. The effect of the fluid is more pronounced in softer soil and the
influence of the fluid on the pipe response increases with increase of the ratio of the fluid
density to that of the pipe. Effects of changes in the thickness to radius ratio of the shell have
been discussed as well.
A comparison between the behaviour of thick and thin buried orthotropic cylindrical
shells subjected to seismic excitation is presented, too. The thick and thin shell equations are
discussed separately. The results show that the axial displacement of the shell may be
significantly affected when the choice is changed from thick to thin shell approximation or
vice versa. The magnitude of difference depends upon the ground conditions around the pipe,
the wavelength and wave propagation velocities.
6. Conclusions
The carried out review of the currently accessible literature sources shows that the
analysis of buried pipelines subjected to seismic excitation is a field of intensive research
activities. There is a large number of research works, however, concentrated on different
particular aspects of the problem. At the end of this review of the available theoretical
models, some conclusions can be summarized as follows:
♦ The evaluation of seismic-induced hydrodynamic pressures in short or long water-
conveying conduits has been elaborated for some system configurations. Quite limited
number of models have been developed under strongly simplifying assumptions.
♦ The fluid – structure interaction is well studied in respect of the critical fluid
velocity, relating to flutter oscillations, for different boundary conditions and supporting
schemes. This model could not be applied directly in the case of seismic impact since there is
no kinematic excitation applied to the supports.
♦ The extensive research work on the problem of soil – structure interaction has
resulted in many well elaborated computational models covering all important complicated
physical phenomena, including non-linear effects of imperfect bounding and slip between the
pipe and the soil. There are lots of research works considering different type of seismic
waves and different shell models for the pipe and surrounding soil characteristic data.
However, some of these models are too sophisticated but in covering only some particular
effects of the pipe – soil interaction.
To our best knowledge, there is currently no consistent computational model of buried
pipeline subjected to seismic excitation, which even by means of some simplifying
assumptions is able to uniformly cover all aspects of its seismic structural response.
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С. Петкова3, Д. Кисляков4
3
Силвия Петкова; маг. инж. докторант; катедра Хидротехника, УАСГ, бул. Хр.
Смирненски 1, София 1046, България, e-mail: silvia_petkova@mail.bg
4
Димитър Кисляков, доц. д-р. инж.; катедра Хидротехника, УАСГ, бул. Хр. Смирненски
1, София 1046, България, e-mail: kiss_fhe@uacg.bg