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ANNALS, AAPSS, 490, March 1987
TheoreticalLinguistics,Second Language
Acquisition,and LanguagePedagogy
By FRANK HENY
Frank Heny was born in Zimbabwe. He obtained a Ph.D. in 1970from the University of
California at Los Angeles. He was professor of linguistics and philosophy at Groningen
University, The Netherlands,from 1975 until he resigned in 1983 to develop undergraduate
linguistics in the United States. He has since held visiting appointments at the Universitiesof
Vermontand Minnesota, Carleton College, and the State Universityof New Yorkat Albany.
He founded and coedits the journal Natural Languageand LinguisticTheory and a
companion monograph series.
194
THEORETICAL
LINGUISTICS 195
guage-and hence to learn more about other members of the species.10 Such
that property of the species. It is not researchhas provided a wealth of factual
surprising that this ultimate goal was material and insight that have affected
lost sight of; a substantial number of curricular developments and that have
formal linguists of the period did little helped to mold tests aimed at evaluating
more than pay lip service to it. Since the the ability of language learners to com-
availablemodel was incapableof yielding municate in the target language-the
insight into language development or of ultimate goal of much contemporary
permitting meaningful investigation of language learning.
what constituted the real core properties Emphasis on the use of the learned
of human languages-those that resulted language has also very naturally led to
crucially from the mechanisms respon- attempts" to combine those insights
sible for their development in the yielded by sociolinguistics with ideas
child-it might just as well, for all derived from speech act theory and
practical purposes, have been "abstract discourse analysis.12
mathematics." To the extent that we can increase
The development in linguistics that systematic knowledge about and insight
has been most important to language into language usage and precise relation-
teachers up to now is the rise of sociolin- ships between linguistic features and
guistics and the realization that language features of the social organization and
is itself open to study as a social phenom- dynamics of the societies in which lan-
enon. Sociolinguistics may be thought guages function, this will obviously be
of as a subfield of linguistics or, instead, of potential significance in teaching, and
as Fishman has described it, as an evaluating success in learning, a foreign
"interdisciplinarytool."9 It has included language. For the majority of learners,
a number of distinct, but related, strands success in learning a foreign language
of research: Fishman's work on the obviously involves functioning in the
sociology of language and language societies in which it is used. The signifi-
planning: Ferguson's on patterns of lan- cance of researchon the social aspects of
guage usage, grounded in the descrip- language and its relations to other social
tive linguistics of the fifties; the identi- phenomena, however, must be seen in
fication by Labov, G. Sankoff, and proper perspective if this research is to
others of precisely quantifiable covar-
10. For useful references,see the bibliographies
iance between aspects of linguistic struc- in Ralph Fasold, The Sociolinguistics of Society
ture and the social context of utterances; (Oxford: Basil Blackwell, 1984) and Ronald
and attempts by Dell Hymes and others Wardhaugh, An Introduction to Sociolinguistics
to investigate communicative compe- (Oxford: Basil Blackwell, 1986).
tence-that knowledgewhich,presumably 11. For example, Evelyn M. Hatch, Second
as a result of both innate and en- Language Acquisition (Rowley, MA: Newbury
House, 1978).
vironmental factors, develops in human 12. A good example of relevant pure research
beings, enabling them to function effec- is Penelope Brown and Stephen Levinson, "Univer-
tively in society, in interaction with sals in Language Usage: Politeness Phenomena,"
in Questions and Politeness, ed. Esther N. Goody
(Cambridge: Cambridge University Press, 1978),
9. Joshua A. Fishman, Sociolinguistics: A pp. 56-289. For other references, see Stephen
BriefIntroduction (Rowley, MA: Newbury House, Levinson, Pragmatics (Cambridge: Cambridge
1970), p. 6. University Press, 1983).
THEORETICALLINGUISTICS 203
gested by Greenberg,17 and others on more or less in vain, for insights into
suchempirical,descriptiveworkas that languagestructurethatmightberelevant
of Keenanand Comrie.'8Some applied to pedagogy,theoreticallinguisticsunder-
linguistshave attemptedto use aspects went a quiet, but profound,revolution.
of what has been called markedness The basic elements of analysis were
theory. It has been clear, at least since radicallychanged,and on the basis of
RomanJakobson,thatcertainlinguistic this a totally new account of language
structuresarelesscommonintheworld's development and the principles that
languages;some structurestend not to control it beganto emerge.This theo-
occurin a languageunlesscertainother, reticalapproachis not static;in fact,the
more common structuresoccur; and detailsarechangingveryrapidly,in part
some structurestendto developlaterin becauseit has stimulatedso muchnew
children. There is a tendency for all research.Dozensof languageshavebeen
threeof thesepropertiesto runtogether, investigatedoverthelasttenyears,most
but no clear,generalaccountof whatis within the last five, and the pace of
at issue has yet been given. Duringthe relevantresearchis still acceleratingas
seventies,when it was unclearto many more and more non-English-speaking
theoreticallinguistshow to proceed,a linguistsbecomeinvolved.All the major
fair amount of taxonomic work on Europeanlanguageshave been investi-
markednesswas undertaken,and Eck- gated, includingthe Scandinavianlan-
man, among others,attemptedto show guages, Yiddish, dialects of Dutch,
how use of this work could predictthe Spanish-includingSouthAmericandia-
difficulties that speakers of a given lects-Portuguese, Rumanian, Irish,
languagewouldhavein learningpartic- Welsh,Breton,Finnish,andHungarian,
ular structuresin another.19 The results and so have languages as diverse as
of this work arefar from clear;it is not Turkish, several dialects of Arabic,
based on any solid theoreticalfounda- Hebrew, Japanese, several dialects of
tions, since the original investigations Chinese,Korean,Warlpiri,Navajo,Dog-
into markednesswereveryinconclusive. rib,Chamorro,Malayalam,Hindi,Ben-
gali, Persian,and a numberof African
Recentdevelopments languages,includingVataandChichewa.
in linguistictheory A singledescriptiveapparatushas been
employed. Its use has permitted the
In the late seventies,while applied
developmentof a theorythat is able in
linguisticswassearchingeclectically,and principle to deal equally well with a
greatnumberof superficially verydiverse
17. For example, as represented in Joseph
systems-and to relate them very pre-
Greenberg,ed., Universalsof Language(Cambridge,
MA: MIT Press, 1966). ciselyto eachother,thusin effectbegin-
18. Edward Keenan and Bernard Comrie, ning to extractthe essentialproperties
"Noun Phrase Accessibility and Universal Gram- of humanlanguage.
mar," Linguistic Inquiry, 8:63-100 (1977). The essence of the theory can be
19. For example, Fred R. Eckman, "Marked- understood bestbycontrasting theaccount
ness and Degree of Difficulty in Second Language
of language development thatit supports
Learning," in Proceedings of the Fifth Congress,
International Association of Applied Linguists, withthe one basedon transformational
ed. J.-G. Savard and L. Laforge (Montreal: grammar.I suggestedearlierthata child
University of Laval Press, 1981), pp. 115-26. facedwiththetaskof learninga language
THEORETICAL LINGUISTICS 205
I will end this very brief account of providesa basisfor explainingthe rela-
thetheorywitha programmaticaccount tivelyfixedpatternsof languagedevelop-
of one smallpartof languagestructure. ment.If secondlanguagelearningshould
Considerthe fact that some languages turnout to be ableto makeevenlimited
optionally leave out the pronominal useof the apparatuswherebytheparam-
subjectin a sentencelike"Hewillgo."If eters were initially set on the basis of
this were an isolated fact about a lan- primarylanguagedata,then clearlyit is
guage it would warrantlittle attention, of paramountimportanceto applied
and while it was assumedto be one, it linguistsand languageteachersto dis-
receivedverylittle.Butif the possibility coverthisapparatus.Moreover,if certain
of omittingthe subjectis a consequence structuresarelinkedin waysthatcannot
of some unobviousinteractionbetween bepredictedfromsuperficial observation,
severalindependentlinguisticfeatures, as now seems beyond doubt to be the
then the droppingof that pronoun- case,thencurriculumdevelopmentand,
permittedby Italian,Chinese,andunder above all, evaluation cannot possibly
some circumstancesmodern Hebrew ignoresuchrelatedness.
and Irish, but virtually not at all by
English,modernFrench,or German- Theoretical research on
becomespartof a structuralnetworkof language acquisition
potentiallyvastcomplexity,significance,
and interest. This analysisof humanlanguagein
Once the child discovers from the transformationalterms had little or
speech around him or her that the nothingto offerthoseinterestedinsecond
pronoun in the language in question languagelearning,butit inspireda good
may be dropped,there will be a great dealof empiricalworkon childlanguage
numberof automaticconsequences. Some acquisitionduringthe sixties. At first,
of those consequenceswill not need to this appearedto be quitepromisingand
be learned, once the fact of pronoun suggestedstronglythatacquisitioncould
droppingis firmlyestablished;and in- be profitably viewed in terms of the
deed there is virtuallyconclusive evi- additionof transformationsto a develop-
dence that some could not in principle ing grammar,in the sense of grammar
be learnedfromtheavailabledataalone. then current. But this researchnever
Notice how this account immediately yieldedinsightsto the extent originally
hopedfor, andjust as manylinguists-
Foris, 1981). David Lightfoot, The Language in particular,appliedlinguists-turned,
Lottery (Cambridge,MA: MIT Press, 1982), during the seventies, to attempts to
attemptsan argument,intendedfor the general analyzelanguageuse,so thoseconcerned
reader,for the geneticbasisfor certainlanguage with acquisitionbegan to concentrate
structures.
ThomasWasow,"Postscript,"in Lectures
on Contemporary Syntactic Theories, by Peter
theirattentiononchild-caretaker interac-
Sells (Stanford, CA: Center for the Study of tions duringthis period,ratherthan on
Languageand Information,1986), provides a the internal developmentalprocess.22
good, brief summaryof recentdevelopmentsin
linguistictheory.SeealsoFrederickJ. Newmeyer, 22. For example,see the articlescollectedin
Grammatical Theory: Its Limits and Possibilities CharlesA. FergusenandCatherineE. Snow,eds.,
(Chicago:Universityof ChicagoPress,1983),esp. Talkingto Children:
LanguageInputandAcquisi-
chap. 5, "The Applicability of Grammatical tion (Cambridge:CambridgeUniversityPress,
Theory." 1977).
THEORETICALLINGUISTICS 207
the possibility that at a certain stage they less knowledge about that-are actively
might have some. Notice in particular, searching for a more satisfactory theo-
that when Chomsky said in 1966 that no retical foundation for their work. It has
results up to that date seemed applicable become clear that they cannot rely only
to second language teaching, he was on sociolinguistics and other ways of
speaking at a time when, according to approaching language solely from the
the account I have given here, he was viewpoint of its use. To do so ignores the
absolutely correct. But Chomsky did fact that humans do not simply select an
not say, and to my knowledge has never arbitrary code and communicate. The
implied, that useful insights would never fundamental problem and challenge for
be available. In fact he went right on to the language teacher is to bridge the gap
assert, after the passage I quoted earlier, between the desire to communicate and
that he thought there would come a time the specific structuresof language within
when they would become available. I do which we are forced, as members of the
not claim that that time is here, but I do human species, to conduct our business.
believe that there is good reason for Our inescapable use of specific language
thinking it may be just around the structures is why students have to be
corner and that research is urgently taught not communication, but Chinese,
needed in order to determine how far Japanese, Russian, or French.
hidden relationships between aspects of From the point of view of evaluation,
language structure do, in fact, play a the significance of this recent work may
significant role in the process of second be even greater than it is for curriculum
language learning. development and teaching methods. If
A significant change in the attitude of second language acquisition is in part
theoreticallinguistshas now come about. controlled by innate factors, then any
The most tangible sign is the recent instrument must clearly distinguish be-
conference on theoretical linguistics and tween these factors and those that have a
second language acquisition at the social origin and may be subject to far
Massachusetts Institute of Technology. less strict determination from within the
This is the first such occasion since the organism. Above all, if there are hidden
Ann Arbor conference in the late fifties, dependenciesbetweenvirtuallyall aspects
which led to the founding of CAL-and of language structure,evaluation of pro-
in this case it was the theoreticians who ficiency based in part on structural
organized the conference. I, like a signifi- criteriamust allowproperlyfor dependen-
cant numberof othertheoreticallinguists, cies between aspects of the language that
now believe that under the right circum- aredeterminedby the underlyingparam-
stances we may be able to work out, eters. Clearly, language testing cannot
along with others involved in practical simply wait for the results of research-
problems, new, insightful ways of ap- any more than curriculum and methods
proaching those problems, using the development can be abandoned until all
currently available ways of thinking results are in-but the relevant research
about language. must be undertaken as a matter of
At the same time, I believe,a significant urgency alongside the development of
number of applied linguists and perhaps evaluation, curricula, and methods.
those directly involved in language Researchshouldobviouslybe expected
pedagogy-though I admit to having to continue in the areasmentioned briefly
210 THE ANNALSOF THE AMERICANACADEMY