Académique Documents
Professionnel Documents
Culture Documents
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Petitioners,
v.
DEBRA BOWEN, in her official capacity as Secretary of State,
Respondent;
Page
TABLE OF AUTHORITIES iv
PRAYER 15
VERIFICATION 17
STATEMENT OF FACTS 19
Drug Cases 22
ARGUMENT 25
CONSTITLTTION 25
California Constitution 27
Executive Branch 33
Criminal Cases 39
of Criminal Cases 41
11
III. ADOPTION OF THIS CLEARLY UNCONSTITUTIONAL
BALLOT INITIATIVE MEASURE WILL RESULT IN
IMMEDIATE AND IRREPARABLE HARM TO
CALIFORNIA'S ALREADY-IMPERILED STATE AND
COUNTY CORRECTIONAL SYSTEMS 43
CONCLUSION : ~ 49
APPENDIX ' 51
III
TABLE OF AUTHORITIES
Cases
IV
Legislature v. Deukmejian (1983) 34 Cal. 3d 658 45
McHugh v. Santa MOllica Rent Control Board (1989) 49 Cal.3d 348 .36, 37
Scott Co. o.lCalifornia v. United States Fidelity & Guarantee Ins. Co.
(2003) ]07 Ca1.App.4th ]97 35
v
Constitution, Statutes and Rules
Miscellaneous
§ 1I 3 35
vi
6
Petitioner is a resident and registered voter in the County of Imperial. As
the elected District Attorney of Imperial County, he is the County's chief
law enforcement official.
28. Petitioner, the Honorable Ronald Calhoun, is the District
Attorney for Kings County and has served in this capacity since 1999.
Petitioner is a resident and "registered voter in the County of Kings. As the
elected District Attorney of Kings County, he is the County's chief 1a",'
enforcement official.
29. Petitioner, the Honorable Ernest LiCalsi, is the District
Attorney for Madera County and has served in this capacity since 1992.
Petitioner is a resident and registered voter in the County of Madera. As the
elected District Attorney of Madera County, he is the County's chief law
enforcement official.
30. Petitioner, the Honorable Gary Lieberstein, is the District
Attorney for Napa County and has served in this capacity since 1999.
Petitioner is a resident and registered voter in the County of Napa. As the
elected District Attorney of Napa County, he is the County's chief law
enforcement official.
31. Petitioner, the Honorable Clifford Newell, is the District
Attorney for Nevada County and has served in this capacity since 2007.
Petitioner is a resident and registered voter in the County of Nevada. As the
elected District Attorney of Nevada County, he is the County's chief law
enforcement official.
32. Petitioner, the Honorable Carl Adams, is the District Attorney
for Sutter County and has served in this capacity since 1982. Petitioner is a
resident and registered voter in the County of Sutter. As the elected District
Attorney of Sutter County, he is the County's chief law enforcement
official.
7
33. Petitioner, The Honorable Patrick McGrath, is the District
Attorney for Yuba County and has served in this capacity since 1998.
Petitioner is a resident and registered voter in the County of Yuba. As the
elected District Attorney of Yuba County, he is the County's chief law
enforcement official.
34. Petitioner, the Honorable Gregg Cohen, ~s the District
Attorney for Tehama County and has served in this capacity since 2002.
Petitioner is a resident and registered voter in the County of Tehama. As
the elected District Attorney in Tehama County, he is the County's chief
law enforcement official.
·35. Petitioner, the Honorable James Kirk Andrus, is the District
Attorney for Siskiyou County and has served in this capacity since 2005.
Petitioner is a resident and registered voter in the County of Siskiyou. As
the elected District Attorney of Siskiyou County. he is the County's chief
law enforcement official.
36. Petitioner, the Honorable Todd Riebe, is the District Attorney
for Amador County and has served in this capacity since 1991. Petitioner is
a resident and registered vote~ in the County of Amador. As the elected
District Attorney of Alameda County, he is the County's chief law
enforcement official.
37. Petitioner, the Honorable John Poyner, is the District
Attorney for Colusa County and has served in this capacity since 1986.
Petitioner is a resident and registered voter in the County of Colusa. As the
elected District Attorney of Colusa County, he is the County's chief law
enforcement official.
38. Petitioner, the Honorable Robert Brown, is the District
Attorney for Mariposa County and has served in this capacity since 2003.
Petitioner is a resident and registered voter in the County of Mariposa. As
10
47. Respondent Debra Bowen, is the Secretary of State of the
State of California. She is being sued in her official capacity as
California's chief elections officer. By virtue of her office, Respondent has
a legal duty, among other things, to prepare the State ballot pamphlet, to
cause an adequate number of ballot pamphlets to be printed, to disseminate
the state ballot pamphlet, to certify and declare the results of all matters
submitted to vote by initiative filed in her office, and to make an official
. declaration of the vote upon all initiatives. Respondent is the custodian of
the laws of the State of California.
48. Petitioners are infonned, believe, and thereupon allege that
Real Party in Interest Daniel N. Abrahamson is the proponent Of the
initiative measure, recently designated as Proposition 5.
49. Petitioners are infonned and believe, and on such infonnation
and belief allege, that, unless directed otherwise by this Court, Respondent
intends to cause the proposed initiative to be submitted to and published by
the State Printer, and to cause the proposed initiative to be submitted to the
voters in the November 4, 2008, general election.
50. A prop~sed ballot initiative measure, captioned by its
proponents as the "Nonviolent Offender Rehabilitation Act of 2008" and
designated by Respondent Secretary of State as "Proposition 5," has been
qualified by the Secretary of State to appear on the November 4, 2008,
Statewide General Election ballot. A true and correct copy of Proposition
5 is attached hereto as Exhibit •A,' [po 1-62] and is incorporated herein by
this reference, and shall be referred to in the instant Verified Petition for
Writ of Mandate as "Proposition 5."
5] . If approved by California voters on November 4, 2008,
Proposition 5 would impose broad and comprehensive statutory revisions
restructuring California's criminal justice system and the correctional
system. Proposition 5 would also revise and constrict the authority of the
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12
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Court, the State will expend hundreds of millions of dollars over the course
of time during which a post-election challenge to the constitutional validity
of Proposition 5 would be litigated.
65. Unless the constitutional review of Proposition 5 by this
honorable Court occurs immediately, Petitioners are infonned, believe, and
thereupon allege that Ca~ifornia's already-troubled correctional system will
be irreparably hanned.
66. Petitioners incorporate herein by this reference the
Memorandum of Points and Authorities in Support of the Petition for Writ
of Mandate attached hereto.
PRAYER
15
16
VERIFICATION
Mandate..
I have read the foregoing Verified Petition for Writ of Mandate and know the
contents thereof. The same is true of my own knowledge, except as to those matters
which are therein stated on information and belief, and, as to those matters, I believe it to
be true.
I declare under penalty of perjury under the laws of the State of California that the
17
Respondent.
]8
19
20
parole policy and review. (Cal. Const., Art. V, § 8, subd. (b).) Proposition
5 provides for the appointment of a Secretary of Rehabilitation and Parole
for a fixed six year term who is charged with "primary responsibility" for
parole policies and rehabilitation programs, and for a Secretary of
Corrections, who, in contrast to the Secretary of Rehabilitation and Parole,
would serve at the pleasure of the Governor. (See Prop. 5, § 4 (amending
Gov. Code §. 12838, subd.· (a» [Exhibit A, p. 7-8].) Proposition 5 also
restricts the unfettered ability of a Governor to make appointments to the
Board of Parole Hearings, providing that all future gubernatorial
appointments to the Board shall be made "upon recommendation of the
Secretary of Rehabilitation and Parole." (See Prop. 5, § 7 (amending Gov.
Code § 12838.4) [Exhibit A, p. 9].)
Proposition 5 proposes to create a Parole Refonn Oversight and
Accountability Board, with 21 members and the sole authority to direct,
review, and approve all regulations governing parole policy and
rehabilitation programs, a charge currently expressly delegated to the
Governor. (See Prop. 5, § 23 (adding Penal Code § 3063.03) [Exhibit A, p.
39-41).) The regulations promulga~ed by the Parole Refonn Oversight and
Accountability Board would be exempt from the Administrative Procedures
Act and would not be subject to administrativ(f review by the Office of
Administrative Law, which again transfers parole policy-making away
from the Governor. (See Prop. 5, § 23 (adding Penal Code § 3063.03, subd.
(a» [Exhibit A, p. 39-41].)
Proposition 5 would create a new Treatment Diversion Oversight
and Accountability Committee consisting of 23 members to review and
approve all regulations regarding county implementation issues and the use
of funds to implement the "three track" programs, providing that
regulations subject to Commission approval would not be subject to
administrative review-again depriving the Governor of any oversight
21
22
The Los Angeles Times reported in April, 2007, that "nearly half of
offenders sentenced under [the Proposition 36 drug treatment] program fail
to complete rehab and more than a quarter never show up for treatment.'·
This failed experiment has cost California taxpayers more than $600
million as of April, 2007. (See Leonard, Users Kicking Prop. 36, Not
Drugs: With Offenders Failing to Enroll In or Complete Treatment, The
Initiative is a "Get Out of Jail Free' Card, Critics Say. (April I, 2007) L.A,
Times, p. I [attached as Exhibit C].)
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24
ARGUMENT
25
affinn, modify, or reverse the decision of the parole authority
on the basis of the same factors which the parole authority is
required to consider. The Governor shall report to the
Legislature each parole decision affinned, modified, or
reversed, stating the pertinent facts and reasons for the action.
26
"constitutional authority to review" decisions concerning the parole of
individuals serving indeterminate prison sentences, subject only to a limited
check on that authority by the judiciary to ensure that the Governor's action
in this regard complies with any constitutional limitations. This Court noted
that the Governor's role in matters pertaining to the review of parole were
"primary and inherent," such that any material impainnent of t,hose powers
by another branch of government would constitute a violation of the
separation of powers principle enshrined in Article III, Section 3. (See In
re Rosenkrantz, supra., 29 Cal. 4th at p. 662.)
27
(Prop. 5, § 4 (amending Gov. Code § 12838, subd. (a» [Exhibit A, p.
7-8].)
28
B. The Six Year Fixed Term for the Secretary of
Rehabilitation and Parole Deprives the Governor of
Supervisorial Executive Power Over Parole Policy and
Review and Material Impairs the Governor's "Primary
and Inherent" Executive Power with Regard to Parole
Matters.
29
of Parole and Rehabilitation serves a fixed six year term. 4 (See Prop. 5, § 4
(amending Gov. Code § 12838, subd. (a).» The practical effect of such
legislative legerdemain is to deprive the Governor of the ability to
meaningfully supervise the Secretary of Parole and Rehabilitation, as that
officeholder cannot be dismissed by the Governor at his or her pleasure if
the Secretary's performance or policy decisions do not meet gubernatorial
expectations. The Secretary of Parole and Rehabilitation is, as a practical
matter, neither subject to gubernatorial supervision nor policy direction
despite the fact that the Secretary would presumably be a member of the
Governor's cabinet.
Worse yet, the fixed SIX year term not only irnposes the policy
choices and direction of a Governor upon his or her successor, but also'
renders a robust quadrennial electoral debate regarding parole policy
largely perfunctory. Were this initiative measure to become effective,
future newly-elected Governors could not respond to an electoral mandate
to implement policy changes because, upon assuming office, the new
Governor could not appoint a new Secretary of Parole and Rehabilitation
that shares his or her policy views-or, more importantly, the v~ews
mandated during the election by California voters. Indeed, a newly-elected
Governor "Yould be saddled with his or her predecessor's Secretary for
Parole and Rehabilitation, who may well take a very different approach to
30
the important issue of parole than the newly-elected Governor, for at least
the first half of his or her gubernatorial tenn (and potentially for the
Governor's entire four year term of office). Such an arrangement clearly
derogates and materially impairs the Governor's "primary and inherent"
authority in the area of parole policy and review.
31
32
It has long been established in this State that the determination of the
constitutionality of a legislative act or proposal-and whether it is beyond
the powers vested in that branch-is entirely the province of the judiciary.
(Schabarum v. Cal!fornia Legislature (1998) 60 Ca1.AppAth 1205, 1213.)
This inherent judicial authority is derived from the State Constitution and is
not dependent on statute. (Clark v. First Union Securities. Inc. (2007) 153
Cal.App.4th 1595, 1608; People v. Castello (.l998) 65 Cal.AppAth 1242,
.1247-1248.)
.''The powers of state govemment are legislative, executive, and
judicial. Persons charged with the exercise of one power may not exercise
either of the others except as permitted by this Constitution:' (Cal. Const.,
Art. III, § 3.) The judicial power of this State is vested in the Supreme
Court, courts of appeal, -and superior courts, all of which are courts of
record. (Cal. Canst., Art, VI, § 1.) "[A]rticle VI disposes of all judicial
power not expressly disposed of 'elsewhere in the Constitution ....
[A]lthough the Legislature retains the authority to grant a multitude of
powers to local bodies pursuant to article XI, powers of ajudicial nature are
no longer at its disposaL" (Strumsky v. San Diego County Retirement Assn.
(1974) 11 Cal.3d 28,42. italics in original.) Although the Legislature may
enact statutes regulating the inherent powers of the courts, it may not do so
in a way that would defeat or materially impair the courts' exercise of their
core constitutional powers and functions. (Kerns v. CSE Ins. Group (2003)
106 CaLApp.4th 368, 388.)
33
Generally speaking, executive or administrative officers cannot
exercise or interfere with judicial functions. (Boags v. Municipal Court
(1987) 197 Cal.App.3d 65, 67.) In other words, legislative enactments may
not subordinate the exercise of inherent judicial discretion to the approval
of executive branch officials. (People v. Tenorio (1970) 3 Cal.3d 89, 91
92.) When one department, agency, or branch of govenunent exercises the
complete power that has been. constitutionalIy limited to another, the
separation of powers doctrine is violated. (Laisne v. Bd. Of Optometly
(1942) 19 Cal.2d 831, 835.) The primary purpose of the separation of
powers doctrine is to prevent the combination of the fundamental powers of
government in the hands of a single person or group. (Manduley v. Superior
Court (2002) 27 Ca1.4th 537, 557; Davis v. Municipal Court (1988) 46
Cal.3d 64, 76.)
In view of the tripartite arrangement of powers provided in Article
. . . .
HI, section 3, the legislative branch may not ordinarily confer judicial
functions upon any statewide administrative agency which the legislature
has created. However, (1) where the Constitution itself has explicitly
authorized creation of such an agency, and (2) has fUl1her authorized the
legislative branch to vest judicial powers in that agency, then legislative
authority may validly create such functions in such limited circumstances.
(PeITY Farms. Inc. v. Agricultural Labor Relations Rd. of State (1978) 86
34
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by such department or agency, and (2) the department to which the function
so exercised is primary retains some sort of ultimate control over its
exercise, as by court review in the case of the exercise of a power judicial
in nature." (In re Danielle W. (1989) 207 Cal.App.3d 1227, 1236; In re
S.H. (2003) II I Cal.AppAth 310, 318.) Thus, a non-judicial agency can
.perfonn quasi-judicial powers as long as (1) the exercise o(such powers is
subsidiary to the power otherwise property exercised by the court, and (2)
the court retains ultimate control over its exercise, generally as the result of
court review or oversight. (In re Danielle W, supra, 207 Ca1.App.3d at p.
1236}
"So long as the scope of an agency's quasi-judicial powers is
properly defined and limited by the Legislature and the exercise of those
powers is subject to appropriate judicial review, the exercise of limited
legislative and judicial powers by an administrative agency does not offend
the Constitution:' (CaNfornia Radioactive Materials Management Forum v.
Department of Health Services (1993) 15 Cal.App.4th 841, 870.) Again,
an administrative officer or agency may exercise quasi-judicial or
legislative powers only if those powe~s are clearly defined' by the
Legislature, and only if they are.subject to judicial review. (20th Century
Ins. Co. v. Quackenbush (1998) 64 Cal.App.4th 135, 141.)
In McHugh v. Santa Monica Rent Control Board (1989) 49 Cal.3d
348, perhaps the leading case addressing the issue of the constitutional
limits on quasi-judicial adjudication, this Court developed the "principle of
check"; .the presence or absence of such "check" is determinative as to
whether the exercise of quasi-judicial functions by an agency represents an
unconstitutional arrogation of judicial power within the meaning of Article
VI, section 1. Hence, under McHugh an administrative agency !Day
constitutionally exercise quasi-judicial authority only so long as (1) such
activities are authorized by statute or legislation and are reasonably
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39
40
41
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This Court has held that "it is usually more appropriate to review
constitutional and other challenges to ballot propositions or initiative
measures after an election rather than to disrupt the electoral process by
preventing the exercise of the people's franchise, in the absence of some
clear showing of invalidity,'" (Brosnahan v. Eu (1982) 31 Cal. 3d 1, 3
(citing Mulkey v. Reitman (1966) 64 Cal.2d 529, 535; Wind v. HUe (1962)
58 Ca1.2d 415,417; Gayle l'. Hamm (1972) 25 Cal. App.3d 250, 256-257).)
Over the years, this Court has elaborated upon this general principle by
noting that '"this general rule applies primarily when a challenge rests upon
the alleged unconstitutional~ty of the substance of the proposed initiative,
and that the rule does not preclude preelection, review when the challenge is
based upon a claim, for example, that the proposed measure may not
properly be submitted to the voters because the measure is not legislative in
character or because it amounts to a constitutional revision rather an
amendment." . (Senate v. Jones (1999) 21 Cal.4th 1142, '1153; cited in
Costa v. Supe1'ior Court (2006) 37 Cal. 4th 986.)
This Court, however, has always been careful never to make a
categorical detennination that pre-election review is improper, noting that
post-election review is "usually more appropriate" and that this principle is
"generally" the nonn with regard to the review ofbalJot initiative measures,
noting that this '"principle is a salutary one, and where appropriate we
44
adhere to it." (Legislature v. Deukmejian (I 983) 34 Cal. 3d 658, 665-666
(granting pre-election relief when initiative measure violated one
reapportionment-per-decade rule).} "However, where the requisite showing
of invalidity has been made, departure from the general rule is compelled:'
(ld.) Under the present circumstances, Petitioners believe that both the
manifest constitutional invalidity, coupled with the irreparable harm
enactment of Proposition 5 may do to California's criminal justice and
correctional system, warrant pre-election judicial intervention. Indeed,
Petitioners respectfully submit that, if ever there were a situation justly
warranting pre-election review, this is it.
B. Implementation of Proposition 5, If Approved, Would Be
Immediate.
45
• The Parole Reform Oversight and Accountability Board must be
appointed and empanelled not later than March 31, 2009. (Section
23 of Proposition 5, Penal Code § 3063.02(b) [Exhibit A, p. 39].)
• Rehabilitation programs for incarcerated inmates eligible for parole
on or after July 1,2009, must be in place and operating not later than
April 1, 2009. These programs must include "drug treatment
programs, mental health services, alcohol abuse treatment, re-entry
services, cognitive skills development, housing assistance,
education, literacy training, life skills, job skills, vocational training,
victim impact awareness, restorative justiCe programs, anger
management, family and relationship counseling, and· provision of
infonnation involving publicly-funded health, social security and
other benefits." (Section 20 of Proposition 5, Penal Code §
3000(c)(l) as amended, [Exhibit A, p. 32-37])
• $150,000,000 shall be appropriated from the General Fund to the
Substance Abuse Treatment Trust Fund for January 1 to June 30,
2009. (Section 36 of Proposition 5, Health & Safety Code §
11999.5(a), [Exhibit A, p. 48-49]J
Clearly, this aggressive Proposition 5 timeline contemplates
immediate implementation.. As a further example, in order for the
extensive pre-parole rehabilitation programs to be implemented not later
than April 1, 2009, (as Section 20 of Proposition 5, Penal Code §
3000(c)(I) as amended requires) implementation would necessarily need to
commence without delay should the initiative be approved on Election Day.
Thus, by the time a post-election challenge to Proposition 5 could be fully
reviewed and adjudicated by this Court, implementation of Proposition 5
would be well under way and hundreds of millions of dollars in public
funds expended in the process.
46
C. The Financial Damage Likely to Be Done to State and
Local Correctional Systems As a Result of the
Immediate Implementation of Proposition 5, If Enacted,
Would be Staggering and Irreparable.
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48
CONCLUSION
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50