Cliffisde Park, NJ 07010 (201) 575-0792 EXPERIENCE: 4/10 a" Present BRIC CAPITAL PARTNERS, NEW YORK, NY PRINCIPAL a" Investment Banking Advisory (Brazil, India, Russia, China ) * Seek and advise private companies raising capital in the U.S. via IPOs, Reverse Mergers, SPACs and Private Placements. 3/01 a" 4/10 SPC CAPITAL LLC, NEW YORK, NY PROPRIETARY TRADER a" U.S. Equities, commodities and options * Actively managed group of 7 proprietary traders who specialized in various industry sectors. * Coordinated strategies for identifying candidates for long or short position based on fundamental and technical analysis. * Assessed daily market conditions and developed strategies to maximize trading opportunities. * Identified and participated in various equity deals: IPOs, secondaries, and PIPEs. * Was responsible for hedging overnight positions. * Corresponded with industry pundits in energy sector to obtain views and outlook of competitive environment. * Followed key macro/micro trends in China. 9/96 a" 3/01 INDIGIO CAPITAL LLC, NEW YORK, NY (DBA OF PTJP PARRTNERS LP) HEDGE FUND TRADER a" U.S. Equities * Performed fundamental research across various industries to obtain insight into key factors affecting sector growth and competitive environment. * Identified and analyzed market-affecting news for key industry themes. * Cultivated relationships with major sell side desks. * Developed proprietary filters for intra day trades. * Introduced "ghost bullets" (married puts) to the firm. 6/94 a" 12/95 REUTERS HONG KONG LTD., KOREA BRANCH, SEOUL KOREA ECONOMIC CORRESPONDENT a" Editorial desk * Reported market-affecting news. * Launched Seoul's first bond market report. 7/92 a" 6/94 CORYO SECURITIES CORP., SEOUL KOREA EQUITY RESEARCH/SALES a" Korea Equities (International desk) * Responsibilities included analysis of Korea equities, with emphasis on large caps; namely electronics, steel and auto companies. * Covered 30 international based institutional accounts. * Published "Coryo Market Focus," a bi-weekly market report in conjunction with Reuters and Quick. EDUCATION: NEW YORK UNIVERSITY a" Stern School of Business Degree: BS 1992 a" Double major Finance and International Business major; philosophy minor. CERTIFICATION: Series 7 and 63. OTHER: Extensive network of contacts in buy/sell side, media, politics and corporate law. Strong knowledge of computers; basic financial modeling skills; chess (former international master). Fluent in both written and spoken Korean.