Experience:

2009-Present Hedge Fund Trading Consultant

-Worked with 2 medium hedge funds
-Implemented trading systems
-Help revise compliance regulations
-worked with PM to get fund fully vested
2006-Jan 2009 SEQUITUR INVESTMENT MANAGEMENT
-Healthcare only hedge fund, long/ short
-Head trader
-Managed risk by using option market extensively
-Traded U.S. Markets and European Markets
-Positioned portfolio for inter-day market swings
2005-2006 BROOKVIEW CAPITAL, White Plains, NY
-Sell side firm where I cover institutional and hedge fund accounts
Cover mid-range Institutions with capital under ma
nagement ranging from $250 million to $5 billion
- Consistently maintain and established new relationships with buy-side traders

-Trade all orders with contacts on the NYSE, or thru ECNs

-Handle all OTC orders by trading them directly
-Offer proprietary ideas in the tech, and bio-tech areas to my clients
-Service accounts while representing the best interests of Brookview Capital
COPPER BEECH CAPITAL, New York , New York
2003- 2004 Head Trader
-$115 million to $ 800 million dollar Long/Short Hedge Fund
-Responsible for all trade and allocations for the funds
-Traded intensely Technology (50%) and Healthcare (50%)
-Responsible for trading proprietary portion of the funds.
-Traded proprietary technology and Healthcare related names
-Managed risk by using option market extensively
-Hedging included, short equities, baskets, and derivatives
-Used all contacts to upgrade the previous trading relationships of the firm
-Automated all aspects of trading.
-Traded U.S. Markets and European Markets
AXE-HOUGHTON ASSOCIATES, Greenwich, Connecticut
1995- 2003 Head Trader
-$700 million to $1.5 Billion small cap assets under management
-Total assets $2.5 to $3 Billion
-Traded all investments, Fixed Income, EAFE Index, Large Cap Growth and Value
-35-40 separates accounts
-200% to 300% turnover, aggressive growth style (Small Cap)
-50% Healthcare, 50% Technology
-Traded all US markets using broker contacts, and various electronic platforms
-Responsible to 4 primary PMs, several assistant PMs
-Handled a staff of 1-2 assistant traders
-Handled IPO allocation and aftermarket trading
-Responsible for proprietary trading a portion of two related technology hedge a
ccounts
-That included long and short positions in the fund
-Hedging included, short equities, baskets, and derivatives
-Responsible for setting up SEC compliant tickets and blotter
-Automated all systems and functions for Program Trading
-AXYS/MOXY portfolio mgmt systems used
-Btrade, Instinet, Liquidnet, excel, word, dde links in excel, oaysis
1993-1995 GAMCO INVESTORS, Rye, New York
Trading
-Handled all trading for private asset management. Traded a portfolio of about
$6 billion. Value investing.
-Allocated multiple orders across 500 private asset accounts
-Reported directly to several PMs and one Head PM
1993 Assistant Director of Operations
Responsible for the everyday operations of the back office. Monitored a staff of
seven which handled DTC Settlement, corporate actions, reconciliations etc.

Education: FORDHAM UNIVERSITY

Bachelor of Science, May 1993
*3.1 total GPA
*Finance Major- 3.3 GPA
FORDHAM PREPARATORY SCHOOL
Graduated 1989

References available upon request