William Moss

2201 Crompond Road * Yorktown Heights, NY 10598 * (914) 245-3267 or (914) 441-45
00 * wm11282da@westpost.net

FINANCIAL BACK OFFICE PROFESSIONAL

Results-oriented, versatile professional seeking leadership position overseeing

the development and tactical execution of financial business strategies and init
iatives that support overall organizational mission and market approach. Offeri
ng the following unique qualifications:
* Strong combination of Operational and Back Office business acumen, technical
proficiency and communication skills
* Decisiveness and sound judgment in formulating complex business decisions; abi
lity to appropriately analyze risk
* Strong base of experience in treasury and Trading operations and resolution wi
th excellent cash management and derivative processing skills as well as a backg
round in portfolio administration and fund accounting
* Extensive knowledge of financial products including Equities, Fixed Income, Op
tions, Futures, and Derivatives
* Developed cash management operations for both Olympia Capital and Parker Globa
l Strategies which are still in use
* Proficient with Microsoft: Word, Excel, Powerpoint, Investran, Outlook, Access
and Windows; Axys, Geneva, Lotus 1-2-3, Advent, Trustmark, Bloomberg Systems, Q
uick Books , Reference Data and UNIX
CAREER PATH
Consultant JPMORGAN CHASE- Brooklyn, NY 6/201
0-01/2011
* Economic Trade and settlement resolutions on current JPMorgan positions and ca
sh related to current portfolios as well as legacy Bear Stearns position
* General Ledger post close adjustments and resolution on current portfolios on
internal SAP system
* Assist in the preparation for SOX testing

Consultant JACK RYAN GROUP, LLC.-Ne

w York, NY 10/2009-5/2010
* Consulting on the wind-down of Lehman Brothers Holdings
* Economic reconciliation on small and mid size bank portfolios to ensure agreem
ent on final receive/pay amounts with counterparties
* Resolution on any outstanding trade or settlement issues having to do with cas
h or equity positions

Project Management Specialist IMAGINE SOFTWARE, INC. - New York, NY 6/2008-6

/2009
* Extensively involved with new Client on-boarding of company's licensed softwar
e, including researching and prioritizing Clients' needs and objectives, resolvi
ng issues as they arose and meeting agreed-upon deliverables. Provided technica
l and financial management, settlement resolution and accounting support in the
product design the Business analysis and development of Trade resolution financi
al software . Functioned as client relationship contact on technical issues. Per
formed extensive research and assisted with the implementation of financial comp
liance module. Assisted with the sales and marketing of the company's Trade Mana
gement product to new client leads. Developed workflow designs to be used in co
llaboration with company software, Reference Data and other in-house systems. De
signed a trade break resolution management and derivative reconciliation and set
tlement module that worked with trade management system. Instrumental in the cr
eation of a cash management module that works in conjunction with established tr
ading system. Served on Implementation team for Sun Trust Bank project and a tes
ter for Millennium upgrade project.

Operations Manager PARKER GLOBAL STRATEGIES - Stamford, CT 1/2007-11/2007

* Conducted the business analysis and analyzed availability of cash across a mul
tiple of currencies for investments. Managed cash movements, derivative processi
ng consisting of Equity Swaps, Hedge Swaps, with a concentration on Multi Curren
cy Swaps and trade bookings, settlement and resolutions . Administered cash rela
ted to subscription and redemption of funds. Processed money movements for FX he
dge rolls, credit facility, swaps, options and FX currency transactions. Managed
valuations on all portfolios across five currencies. Created a cash management
and trade resolution systems upon arriving at Parker and trained all co workers
on the systems operation and the tie in to custodial bank operations, updated an
d maintained all required reports and related documentation; each report was cre
ated in the client's home currency. Initiated analyses of cash flows. Worked in
association with Portfolio Manager to resolve any issues. Established and led a
diverse professional team.
Accounting Operations Specialist OLYMPIA CAPTIAL ASSOCIATES - New York, NY 10/2
000-1/2007
* Performed available cash analyses as well as viability analyses of domestic an
d foreign investments. Worked with Portfolio Manager to resolve a variety of pro
blems including trade resolution and settlement discrepancies, bookings, forward
s and cash projections. Handled repurchase agreements. Managed credit facilities
, collateralizations, derivative processing and FX currency. Ran the analysis te
sting, created and maintained an in house cash management system, trained cowork
ers on the system operation and its relationship to the back office and the cust
odial bank system. Ensured ISDA compliance at all times. Increased departmental
productivity by updating user status information in bank systems and on web sit
es. Ensured the on-time payout and processing of investor transactions. Establis
hed and maintained business relationships and functioned as a liaison with branc
h offices in France, Canada and Bermuda. Worked on the transition of systems fro
m Prosper to Advent, then to Geneva, running parallels, working with IT team fro
m the operational side.
Senior Portfolio Administrator NIKKO GLOBAL ASSET MANAGEMENT USA - New Yor
k, NY 7/1999-10/2000
* Held responsibility for providing accurate investment advice and portfolio man
agement services to clientele. Managed wire transfers both domestic and internat
ional. Reviewed account transactions including trade entries, income/expense pos
tings, contributions and distributions. Performed thorough portfolio analyses an
d research. Tabulated gains and losses, dividends and capital gains payouts. De
veloped and published monthly and quarterly reports.
Plan Administrator THE BANK OF NEW YORK - Purchase, NY 5/1997-7/1999
* Held responsibility for $48 million in assets for pension and 401(k) accounts.
Handled all account transactions including distributions, contributions, and lo
ans. Generated all required reports and financial statements. Developed and main
tained highly successful relationships with investment institutions, brokers and
the human resource personnel of participating organizations.

ADDITONAL EXPERIENCE
Consultant Sumitomo-Mitsui Bank Corporation
Equity Coordinator Allmerica Financial/The Westchester Group
Portfolio Administrative Consultant Westchester Capital Management
Investor Service Representative Evergreen Asset Management Company
EDUCATION
Bachelor of Arts in Business Administration
- Adelphi University - Garden City, NY
Certificate of Athletic Administration
- Saint John's University - Jamaica, NY