Responsive Documents - CREW: SEC:Regarding Efforts by Wall Street Investors To Influence Agency Regulations: 8/4/2011 - Copy of FOIA Log 1-1-10 To Present

Request ID
Requester Name
Organization
Request Description
Requested Date
08-00033-FIFO 10-00001-CONG 10-00002-CONG 10-00003-GOVT 10-00004-GOVT
Cohan, William McHenry, Patrick Austria, Steve Reed, Ellen Thomas, Kenneth
House of Representatives Congress of the United States Cotton & Company -
Westar Energy Inc FOIA Log For 2009 and Explanation of Data Parsons Securities Inc aka Columbus Equities International Inc Defense Contract Audit Agency Agreement Correspondence between Chairman Bernanke and Chairman of SEC from January 1 2009 to July 31 2009 Deway and Boyle Capital Management X-17A5's Annual Audit Repots Calamos Advisors LLC Morgan Stanley & CO Inc and Morgan Stanley Subsidiaries Just For Feet Inc referral from FBI American International Group (AIG) Independent Consultant Reports Referred by DOJ Financial Warfare Club Inc and Marcus Dubois Dukes JT Wallenbrock and Associates Citadel Capital Management Group and Larry T Osaki Yolanda Holtzee Communicaitons with the SEC Anheuser-Bush Companies Inc Third Point LLC Adolph Coors Company T-3 Energy Services fka Industrial Holdings Form S-8 for 1993 TC Horne & Co Thomas C Horne SEC File # 34158 (8-14675) b6 Rubio Wealth Management LLC b6 TEP Family Limited Partnership Form D b6
8/18/2008 3/25/2010 7/19/2010 2/26/2010 8/4/2009
10-00005-GOVT 10-00006-GOVT 10-00007-FIFO 10-00007-GOVT 10-00008-GOVT
Galeassi, Christina Davies, Christopher Christensen, Eric Learoyd, Jenna Froot, Steven
US Department of Labor The Financial Services Authority Snohomish PUD Moore & Van Allen PLLC Boies, Schiller & Flexner LLP
3/22/2010 4/6/2010 2/19/2010 3/13/2008 9/24/2009
10-00009-FIFO 10-00009-GOVT
Dukes # 37823037, Marcus Osaki, Larry
Federal Correctional Institute
5/14/2010 7/26/2010
10-00010-FIFO 10-00010-GOVT 10-00011-FIFO 10-00011-GOVT 10-00012-GOVT 10-00013-GOVT 10-00014-FOPA 10-00014-GOVT 10-00015-FOPA 10-00015-GOVT 10-00016-FOPA
Willingham, Brain Barry, William Mishaan, Albert Barry, William Simpson, Robert Edwards, Michael b6 Kokal, Trevor b6 Williams, Shari b6
Diligentia Internal Revenue Service Office of Chief Counsel Kasowitz Benson Torres & Friedman LLP Internal Revenue Service Office of Chief Counsel IRS Criminal Investigation Division Officer of the Attorney General b6 -
7/20/2010 7/26/2010 9/7/2010 7/26/2010 7/30/2010 9/9/2010 12/26/2009 9/16/2010 12/30/2009 9/23/2010 1/18/2010
10-00018-FOPA 10-00019-FOPA 10-00020-FOPA 10-00021-FOPA 10-00021-REMD 10-00022-FOPA 10-00022-REMD 10-00023-FOPA 10-00023-REMD 10-00024-FOPA 10-00024-REMD 10-00025-FOPA 10-00025-REMD 10-00026-FOPA 10-00026-REMD 10-00027-FOPA 10-00027-REMD 10-00028-FOPA 10-00028-REMD 10-00029-FOPA 10-00029-REMD 10-00030-FOPA 10-00030-REMD 10-00031-FOPA 10-00031-REMD
b6 b6 b6 b6 Gavin, J. b6 Gavin, J. b6 Danison, Tracey b6 Cohn, Steven b6 Lee, Michael b6 Cuneo, Jonathan b6 Dukes # 37823037, Marcus b6 Gavin, J. b6 Carollo, Russell b6 Rigas, Michael b6 Kelley, Matt
b6 Disclosure Insight, Inc Disclosure Insight, Inc b6 Danison & Associates, Inc. Kirby McInerney Cokinos Bosien & Young Cuneo Gilbert & LaDuca LLP Disclosure Insight, Inc -
b6 b6 b6 b6 Lennar Corp b6 Healthsouth Corp b6 First Eagle Funds b6 Moodys Corp b6 Terex Corp b6 OIG 509 Bernard Madoff Report underlying documents b6 Financial Warfare Club Inc and Marcus Dubois Dukes b6 Sempra Energy b6
1/19/2010 1/12/2010 1/21/2010 1/12/2010 1/13/2010 2/5/2010 1/27/2010 2/22/2010 1/27/2010 3/13/2010 1/28/2010 3/24/2010 1/29/2010 4/8/2010 3/1/2010 4/15/2010 3/17/2010 4/22/2010 3/26/2010 5/12/2010
Travel Records of Chairman and Commissioners 4/19/2010 since January 1 2009 b6 5/14/2010 Adelphia Communications Corp b6 Senator Bill Nelson and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 b6 4/19/2010 4/29/2010 4/19/2010
10-00032-FOPA 10-00032-REMD
b6 Preuitt, Julie
SEC
5/13/2010
OIG Report 494A and 494B re: FWRO Kimberly 5/25/2010 Garber Rose Romero and Mary Walters Tammy Medley March to May 2010 Leave Requests 6/2/2010
10-00033-FOPA
Medley, Tammy
10-00033-REMD
Roth, Debra
Shaw, Bransford & Roth, Inc P.C.
OIG Reports 494A and 494B FWRO complaints regarding Rose Romero and Kimberly Garber b6 York International Corp b6 Ameriprise Financial Inc b6 Interval Leisure Group Inc b6
5/25/2010
10-00034-FOPA 10-00034-REMD 10-00035-FOPA 10-00035-REMD 10-00036-FOPA 10-00036-REMD 10-00037-FOPA 10-00037-REMD
b6 Esseks, David b6 Gavin, J. b6 Gavin, J. b6 Patch, David
Allen & Overy LLP b6 Disclosure Insight, Inc Disclosure Insight, Inc -
6/11/2010 6/14/2010 8/31/2009 6/14/2010 6/22/2010 6/18/2010 6/18/2010
10-00038-FOPA 10-00038-REMD 10-00039-FOPA 10-00039-REMD 10-00040-FOPA 10-00040-REMD 10-00041-FOPA 10-00041-REMD 10-00042-FOPA 10-00042-REMD 10-00043-FOPA 10-00043-REMD 10-00044-FOPA 10-00044-REMD 10-00045-FOPA 10-00045-REMD
b6 Hershenson, Thomas b6 Jones, Steve b6 Kaiser, Karen b6 Parrilli, Robert b6 Gavin, J. b6 Gunther, Christopher b6 Hershenson, Thomas b6 Schmidt, Patrick
b6 Murphy McGonigle Dow Jones & Co The Associated Press Disclosure Insight, Inc Skadden, Arps, Slate, Meagher & Flom LLP Murphy McGonigle b6 Macalester Colllege
OIG Report 512 Unauthorized Disclosure of Non- 7/12/2010 Public Information obtained from a Commission database b6 7/5/2010 Royal Ahold HO-9654 CTR Letters b6 Bernard L. Madoff b6 SEC v Daimler AG case No 1:10-CV-00473 b6 Putnam Investment Management and Peter Scannell statements b6 Openwave Systems Inc b6 Computer Associates International Inc CA b6 Royal Ahold HO-9654 CTR Letters b6 Chief FOIA Officer written communication with FOIA staff from December 19 2005 to the present b6 Carl Silver and or Carl Silver Holding Co LLC 7/16/2010 7/10/2010 7/27/2010 7/29/2010 7/29/2010 7/29/2010 8/2/2010 8/2/2010 8/4/2010 8/4/2010 8/12/2010 8/4/2010 9/13/2010 5/10/2010 9/13/2010
10-00046-FOPA 10-00046-REMD
b6 Berg, Kenneth
Ulmer Berne LLP
8/31/2010 9/13/2010
10-00047-FOPA 10-00047-REMD 10-00048-FOPA 10-00048-REMD 10-00049-FOPA 10-00049-REMD 10-00050-FOPA 10-00050-REMD 10-00051-FOPA 10-00051-REMD 10-00052-REMD 10-00058-APPS 10-00059-APPS 10-00060-APPS 10-00061-APPS 10-00062-APPS 10-00063-APPS 10-00064-APPS 10-00065-APPS 10-00066-APPS 10-00067-APPS 10-00068-APPS 10-00069-APPS 10-00070-APPS 10-00071-APPS 10-00072-APPS 10-00073-APPS 10-00074-APPS
b6 Jones, Ronald b6 Black, Barbara b6 Agle, Daniel b6 Battaglia, David b6 Battaglia, David Gavin, J. Westbrook, Jesse Cuneo, Jonathan Ackerman, Andrew Ackerman, Andrew Ackerman, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Gavin, J. Gavin, J. Gavin, J. Grimes, Jonathan Molenda, David Carson, Joe Sponsel, TY
b6 b6 b6 Klinesinst PC b6 Gibson Dunn b6 Gibson Dunn Disclosure Insight, Inc Bloomberg News Cuneo Gilbert & LaDuca LLP The Bond Buyer The Bond Buyer The Bond Buyer Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Access Legal Wolters Kluwer Law & Business
b6 b6 b6
8/9/2010 9/22/2010 9/20/2010 9/22/2010 9/20/2010
University of Cincinnati College of Law IAA release No 1406 file No S7-8-94 University of Cincinnati College of Law IAA release No 1406 file No S7-8-94
Real Estate Partners Inc et al Case No 8:07-cv- 9/24/2010 01022-AG-MLG b6 9/20/2010 Broadcom Corp transcript of Dr Henry Samueli b6 9/22/2010 9/22/2010
Broadcom Corp Henry T Nicholas Henry Samueli 9/22/2010 William J Ruehle and David Dull Take Two Interactive 9/22/2010 Chairman Shapiros Meeting Schedule since January 2009 OIG 509 Bernard Madoff Report underlying documents Banc of America Securities, LLC. and Banc of America Investment Services, Inc Merrill Lynch Pierce Fenner & Smith, Inc Deutshce Bank Kimco Realty Corp Brooks Automation Inc Oracle Corp Healthsouth Corp Laboratory Corporation of America Holdings Raytheon Company Chevron Corp Interval Leisure Group Inc Charles Kallman of Cerno Holdings Ltd 1/6/2010 1/7/2010 1/5/2010 1/5/2010 1/5/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/4/2010 2/17/2010 2/22/2010 3/1/2010
Reliant Resources Inc nka RRI Energy 00116455 SEC Prevention of Prohibited Personnel Practices Schwartz Junell Greenberg & Oathout Morgan Keegan @ Co 2009 Wells Notice LLP
10-00075-APPS 10-00076-APPS
Sponsel, TY Sponsel, TY
10-00077-APPS 10-00078-APPS 10-00079-APPS 10-00080-APPS 10-00081-APPS 10-00082-APPS 10-00083-APPS 10-00084-APPS 10-00085-APPS 10-00086-APPS 10-00087-APPS 10-00088-APPS 10-00089-APPS 10-00090-APPS 10-00091-APPS 10-00092-APPS 10-00093-APPS
Bryan, Christopher Dukes # 37823037, Marcus Carollo, Russell Gavin, J. Gavin, J. Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Patrick Gavin, J. Preuitt, Julie
Schwartz Junell Greenberg & Oathout Morgan Keegan @ Co and Morgan Asset 3/1/2010 LLP Management 2009 Wells Notice 3/1/2010 Schwartz Junell Greenberg & Oathout Morgan Keegan @ Co Morgan Asset LLP Management and James C Kelsoe Jr 2009 Wells Notice Christopher Bryan and Overstock.com 3/6/2010 Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc. Disclosure Insight, Inc SEC Financial Warfare Club Inc and Marcus Dubois 3/9/2010 Dukes Travel Records of Chairman and Commissioners 3/23/2010 since January 1 2009 Sonic Automotive Inc 3/24/2010 Fedex Corp Foster Wheeler AG Sempra Energy J P Morgan Chase & Co Cisco Systems Inc ENSCO International Inc Doral Financial Corporation Premierwest Bancorp Pride International Inc. Hartford Financial Services Group Inc Force Protection Inc Dyncorp International Inc 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010
OIG Report 494A and 494B re: FWRO Kimberly 3/26/2010 Garber Rose Romero and Mary Walters Broadcom Corp Henry Nicholas and William Ruehle OIG Report 470 allegation of conflict of interest and investigative misconduct OIG Report 503 Use of SEC Computers to Access Pornography Adelphia Communications Corp OIG Reports 494A and 494B FWRO complaints regarding Rose Romero and Kimberly Garber Senator Bill Nelson and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 3/22/2010 3/30/2010 3/25/2010 4/2/2010 4/6/2010
10-00094-APPS 10-00095-APPS 10-00096-APPS 10-00097-APPS 10-00098-APPS
McFarlane, Jonathan Radano, Robert Evans, Kevin Rigas, Michael Roth, Debra
Steese Evans Frankel PC Shaw, Bransford & Roth, Inc P.C.
10-00099-APPS
Kelley, Matt
4/12/2010
10-00100-APPS 10-00101-APPS
Greenfield, Richard Greenfield, Richard
Greenfield & Goodman LLC Greenfield & Goodman LLC
General Electric (GE) B-02107
4/9/2010
10-00102-APPS
Greenfield, Richard
Greenfield & Goodman LLC
Representation of Mary Schapiro or Commission 4/9/2010 by Gibson Dunn & Crutcher LLP Counsel for Finra OIG 509 Bernard Madoff Report Underlying 4/9/2010 Documents Regarding Mary Shapiro OIG 509 Bernard Madoff Report underlying documents Royal Ahold Regulatory Consolidation of NASD and NYSE Hans Beerbaum and Beerbaum & Beerbaum Financial AP 3-12316 Carl Silver and or Carl Silver Holding Co LLC OIG Investigation Reports issued from December 1 2007 through January 19 2010 York International Corp GMAC Form 8-K Exhibit 10.1 Securities Purchase and Exchange Agreement Navarre Corporation Bidz.com Inc 4/12/2010 4/13/2010 4/15/2010 4/10/2010 4/21/2010 4/28/2010
10-00103-APPS 10-00104-APPS 10-00105-APPS 10-00106-APPS 10-00107-APPS 10-00108-APPS
Cuneo, Jonathan Oud, Willem Greenfield, Richard Beerbaum, Hans Berg, Kenneth Smallberg, Michael
Cuneo Gilbert & LaDuca LLP Greenfield & Goodman LLC Ulmer Berne LLP Project on Government Oversight
10-00109-APPS 10-00110-APPS 10-00111-APPS 10-00112-APPS 10-00113-APPS
Pavlovic, Vladimir Campbell, Dakin Tomkins, John Sokolowski, Andrew Menshawy, Mohamed
Allen & Overy LLP Bloomberg News Metropolitan Correctional Center Milberg -
4/28/2010 4/22/2010 4/22/2010 5/6/2010
the name of the Egyptian Official named in SEC 4/30/2010 v Daimler AG case NO 1:10-CV-00473
10-00114-APPS 10-00115-APPS 10-00116-APPS 10-00117-APPS 10-00119-APPS 10-00120-APPS 10-00121-APPS 10-00122-APPS 10-00123-APPS 10-00124-APPS
Nolan, Michael Hershenson, Thomas Patch, David Sole, Mark Cuneo, Jonathan Greenfield, Richard Scarpati, Jennifer Gavin, J. Gavin, J. Patrick Gavin, J.
Milbank, Tweed, Hadley & McCloy LLP Burton D Greenberg January 1 2003 to present 5/7/2010 Murphy McGonigle Cuneo Gilbert & LaDuca LLP Greenfield & Goodman LLC Ropes & Gray, LLP Disclosure Insight, Inc Disclosure Insight, Inc. Disclosure Insight, Inc Royal Ahold HO-9654 CTR Letters 5/12/2010
OIG 512 Unauthorized Disclosure of Non-Public 5/21/2010 Information MedCap Management & Research LLC 5/18/2010 OIG 509 Bernard Madoff Report underlying documents Regulatory Consolidation of NASD and NYSE Medifast Inc United States Steel Corp National Oilwell Varco Inc Athenahealth Inc 5/24/2010 5/24/2010 6/2/2010 6/7/2010 6/7/2010 6/7/2010
10-00125-APPS 10-00126-APPS 10-00127-APPS 10-00128-APPS 10-00129-APPS 10-00130-APPS 10-00131-APPS
Gavin, J. Gavin, J. Gavin, J. Parrilli, Robert Gavin, J. Camil, Eric Irvy, Bob
Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Camil Consulting Corp Bloomberg News
Oracle Corporation Zoltek Companies Inc Interval Leisure Group Inc Putnam Investment Management and Peter Scannell statements Laboratory Corporation of America Holdings American Dairy Inc Citigroup Inc and Richard M Bowen III 2008 correspondence re mortgage underwriting Ameriprise Financial Inc Chevron Corp Kinder Morgan Energy Partners BioTech Medics Inc SEC v Daimler AG case No 1:10-CV-00473 Koss Corporation
6/7/2010 6/7/2010 6/7/2010 6/2/2010 6/8/2010 6/7/2010 6/18/2010
10-00132-APPS 10-00133-APPS 10-00135-APPS 10-00136-APPS 10-00137-APPS 10-00138-APPS 10-00139-APPS
Gavin, J. Gavin, J. Gavin, J. Patrick Houser, Keith Ghobrial, Maggie Ahmed, S Rothschild, Andrew
Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc. BioTech Medics Inc Associated Press Robbins Geller Rudman & Dowd LLP Law Offices of Rothschild & Rothschild, P.C. Camil Consulting Corp Akin, Gump, Strauss, Hauer & Feld, LLP Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
6/14/2010 6/14/2010 6/14/2010 6/23/2010 6/25/2010 6/23/2010
10-00140-APPS 10-00141-APPS 10-00142-APPS 10-00143-APPS 10-00144-APPS 10-00145-APPS 10-00146-APPS 10-00147-APPS 10-00148-APPS 10-00149-APPS 10-00150-APPS 10-00151-APPS 10-00152-APPS 10-00153-APPS
Camil, Eric Asaro, Michael Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
6/30/2010 The Medical Center Hospital Authority Series 2007 revenue bonds for Spring Harbor at Green Island American Dairy Inc 6/26/2010 OIG Report 496 concerning Allied Capital Corporation Google Inc Toll Brothers Inc Boeing company Avon Products Inc Freeport McMoran Copper & Gold Inc Textron Inc Openwave Systems Inc Knight Capital Group Inc Mylan Inc St Jude Medical Inc McAfee Inc Motorola Inc 7/12/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010
10-00154-APPS 10-00155-APPS 10-00156-APPS 10-00157-APPS 10-00158-APPS 10-00159-APPS 10-00160-APPS 10-00161-APPS 10-00162-APPS 10-00163-APPS 10-00164-APPS 10-00165-APPS 10-00166-APPS
Gavin, J. Patrick Gavin, J. Gavin, J. Gavin, J. Gavin, J. Patrick Gavin, J. Gavin, J. Shenon, Philip Ratliff, Evan Harris, Donte Gunther, Christopher Scarpati, Jennifer Schmidt, Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc. Disclosure Insight, Inc Disclosure Insight, Inc The Daily Beast The New Yorker REG/ACCT# 37473083 Skadden, Arps, Slate, Meagher & Flom LLP Ropes & Gray, LLP Macalester Colllege
S1 Corp Tyson Foods Inc Hartsford Financial Services Group Inc TASER International Inc Raytheon Company Life Time Fitness Inc Sterling Financial Corp
7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010
copies of all telephone and visitors logs for SEC 7/15/2010 chairwoman Mary L Schapiro Josef von Habsburg Admin proceedings 7/26/2010 Fidelity Bond Information Computer Associates International Inc CA Pre-Paid Legal Services 8/10/2010 7/27/2010 8/12/2010
10-00167-APPS 10-00168-APPS 10-00169-APPS
Sole, Mark Rappaport, Adam Spencer, Debbie
CREW Stacy & Conder, LLP
Chief FOIA Officer written communication with 8/23/2010 FOIA staff from December 19 2005 to the present MedCap Management & Research LLC and Fred 8/27/2010 Toney Post Madoff Reforms 8/25/2010 9/2/2010 Quellos Capital Management LP Quellos Fixed Income Advisors LLC Quellos Custom Strategies LLC exam records Quellos Capital Management LP et al Bull Option 9/2/2010 Strategy and GRAT Strategy Internap Network Services Corp 9/2/2010 9/9/2010 9/8/2010 9/13/2010 9/10/2010 9/7/2010 9/3/2010 9/16/2010 Royal Ahold HO-9654 CTR Letters
10-00170-APPS 10-00171-APPS 10-00172-APPS 10-00173-APPS 10-00174-APPS 10-00175-APPS 10-00176-APPS 10-00177-APPS 10-00178-APPS 10-00179-APPS
Spencer, Debbie Taylor, Philip Jones, Ronald Hershenson, Thomas Stachewicz, Jeff Agle, Daniel Ravnitzky, Michael Black, Barbara Battaglia, David Battaglia, David
Stacy & Conder, LLP Abraham Fruchter & Twersky LLP Murphy McGonigle FOIA Group Inc
University of Cincinnati College of Law IAA release No 1406 file No S7-8-94 PPIRS CPAR Final Contractor Performance Rating Reports for past 3 years Klinesinst PC Real Estate Partners Inc et al Case No 8:07-cv01022-AG-MLG Office of Investigations Audit Reports listing for 1993 to present University of Cincinnati College of Law IAA release No 1406 file No S7-8-94 Gibson Dunn Gibson Dunn Broadcom Corp transcript of Dr Henry Samueli
Broadcom Corp Henry T Nicholas Henry Samueli 9/16/2010 William J Ruehle and David Dull
10-00180-APPS 10-00181-APPS 10-00182-APPS 10-00183-APPS 10-00184-APPS 10-00185-APPS 10-00186-APPS 10-00187-APPS
Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Gavin, J. Patrick Weiss, Miles
Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc Disclosure Insight, Inc. Bloomberg LP
AMAG Pharmaceuticals Inc Premierwest Bancorp Computer Programs & Systems Inc Kraft Foods Inc Take Two Interactive MB Financial Inc NewAlliance Bancshares Inc Doubleline Funds Trust Trust Co of the West and Form N-1A filed January 12 2010 List of formal orders of investigation issued in 2008 and 2009 Computer Associates International Inc MGIC Investment Corp C-BASS and Radian Group Inc Signalife Inc fka Recom Managed Systems Inc cka Heart Tonics Inc Berkshire Hathaway Inc CWALT Inc Alternative Loan Trust 2007-25 Trustee assigned to Bank of NY Mellon IEC Electronics
9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/15/2010
10-00188-APPS 10-00189-APPS 10-00190-APPS 10-00191-APPS 10-00269-PUBS 10-00270-PUBS 10-00271-PUBS 10-00272-PUBS 10-00273-PUBS 10-00274-PUBS 10-00275-PUBS 10-00276-PUBS 10-00277-PUBS
Floresca, Lauri Dannhauser, Robert Laughlin, Thomas Guglielmo, Joseph Dickerson, Brandon Bondi, Debby O'Dell, Anthony Scott, Anna McPartlan, Michael Johnson, Ernessa Phan, Hang Ortiz, Jonas Garrasi, Robert
Bickel & Brewer Scott + Scott LLP Scott & Scott, LLP Cline Williams Law Firm Celia E Deifik Attorney at Law National Corporate Research Hemming Morse Inc Thomson Reuters Federal Insurance Company L.C.C. -
9/15/2010 9/16/2010 9/20/2010 9/21/2010 1/3/2010 1/4/2010 1/1/2010
Rule S-K Release Nos 33-6276 and 33-6332 12/30/2009 and Rule 462A Release No 33-6334 Accounting Series Release No 153 In the Matter 12/30/2009 of Touche and Ross List of ADVs for past 2 months 1/4/2010 Amex Rulemaking 34-54851 SR-Amex-2006-48 12/30/2009 12/30/2009 Fifth Third Bancorp Best Buy and World Wrestling Entertainment Provident Bank and Northwest Bank Pooling and 1/4/2010 Servicing Agreement Certificate Series 1999-3 Northwest Airlines Corporation Floridinos International Holdings Inc Mary Beth Stevens AP File No 3-13553 Ivy Asset Management Envont LLC ITT Corps 1992 10-K 1/4/2010 1/4/2010 1/4/2009 1/5/2010 1/5/2010 1/1/2010
10-00278-PUBS 10-00279-PUBS 10-00280-PUBS 10-00281-PUBS 10-00282-PUBS 10-00283-PUBS
Arnett, Cameron Kain, Michelle Smith, Julie Johnson, Ernessa Choi, Richard Clegg, Alex
Jones Day Kain Valinsky, P.A. Willkie Farr & Gallagher LLP Thomson Reuters Miller Canfield Paddock and Stone, PLC Charles River Associates
10-00284-PUBS 10-00285-PUBS 10-00286-PUBS 10-00287-PUBS 10-00288-PUBS 10-00289-PUBS 10-00290-PUBS 10-00291-PUBS 10-00292-PUBS 10-00293-PUBS 10-00294-PUBS
Jordan, Allan David, Athip Keeley, Karen Talland, Ross Koukoui, Dossou Rose, Stacey Rose, Stacey Rose, Stacey Rose, Stacey Ainscow, Donald LaTorre, Stephen
Zions Bank Capital Markets Commerzbank AG KMPG LLP KMPG LLP KMPG LLP KMPG LLP Fulbright & Jaworski LLP Wells Fargo Law Department
Premier Cruises Companys Charter or Constitution Historic 13F Filings for Zion BlueMountain Capital Management LLC Report on Auditor Independence dated March 1994 AGO Inc and Subs or Avant Garde Optics Inc Luxottica US Holdings Inc Cole National Group Inc or CNC Holding Corp First American Health Concepts Inc Tutogen Medical Inc Books and Records Requirements for Brokers and Dealers Release No. 34-44992 S7-26-98 Columbia Acorn Trust Form N-8A SkyTerra Communications Inc Broker dealer list Mercer Capital Ltd State Gold Corp or B Gold International LLC Washington Mutual Form 10-K 2001 SEC Form D Election System Software Inc Glen Rose Petroleum Corporation D A Davidson & Co Purpose Financial Holdings Inc Lehman Brothers Holdings Inc Form 144s Cantor Fitzgerald Securities Prudential Securities Inc AP 3-8209 Transcript of Banking History Commonwealth of Australia Tutogen Medical Inc Dow Chemical Company
1/4/2010 1/5/2010 1/5/2010 1/6/2010 1/5/2009 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/6/2010 1/6/2010
10-00295-PUBS 10-00296-PUBS 10-00297-PUBS 10-00298-PUBS 10-00299-PUBS 10-00300-PUBS 10-00301-PUBS 10-00302-PUBS 10-00303-PUBS 10-00304-PUBS 10-00305-PUBS 10-00306-PUBS 10-00307-PUBS 10-00308-PUBS 10-00309-PUBS 10-00310-PUBS 10-00311-PUBS 10-00312-PUBS
Phillips, Joanne Boothby, Peter Deering, Matt MacDonald, Michael Blackburn, Chris Motuzenko, Slava Sowersby, Rob Pynchon, Susan Langston, Chip Williamson, Pat Jung, Steven Budde, Oliver Johnson, Ernessa Areej, K. Johnson, Terence Mears, Aaron Ainscow, Donald Jackson, Mark
KL Gates LLP SkyTerra Communications Robert W. Baird & Co. Incorporated Triage Capital Chauner Securities, Inc. Thomson Reuters Thomson Reuters Fulbright & Jaworski LLP -
1/6/2010 1/8/2010 1/7/2010 1/11/2010 1/10/2010 1/6/2010 1/8/2010 1/12/2010 1/12/2010 1/11/2010 1/11/2010 1/12/2010 1/11/2010 1/11/2010 1/13/2010 1/14/2010 1/13/2010 1/13/2010
10-00313-PUBS 10-00314-PUBS 10-00315-PUBS
Johnson, Ernessa Sharp, Lee Choi, Victoria
Thomson Reuters Enzon Pharmaceuticals Inc
Towers Perrin Forster & Crosby Inc TRW Inc Enzon Inc Dates 1985-1993 Forms 3 4 or 5 Insider Ownership Reports and Form S-1 IPO Countrywide Securities Corporation Cedar Fair LP List of public companies which have filed for chapter 11 bankruptcy General Motors Health Care Costs Richard Amico U-4 List of Companies CentreInvest Inc and OOO CentreInvest Securities AP No.3-13304 Applied Biosystems Applera Perkin Elmer Report of the Advisory Committee on Enforcement Policies and Practices "Wells Committee" Baldor Electric Company Filings Air Force Village Foundation Inc Pursuit Investment Management LLC
1/13/2010 1/14/2010 1/14/2010
10-00316-PUBS 10-00317-PUBS 10-00318-PUBS 10-00319-PUBS 10-00320-PUBS 10-00321-PUBS 10-00322-PUBS 10-00323-PUBS 10-00324-PUBS
Morgan, Sue Morrison, Michael Essers, Natan Moreno, Arancha Amico, Richard Ifrim, Alexandru Johnson, Ernessa Hull, Kathryn Knuts, Robert
Irell & Manella LLP Baker Botts LLP Thomson Reuters Gen-Probe Park Jensen LLP
1/14/2010 1/14/2010 1/18/2010 1/18/2010 1/18/2010 1/15/2010 1/14/2010 1/19/2010 1/14/2009
10-00325-PUBS 10-00326-PUBS 10-00327-PUBS 10-00328-PUBS 10-00329-PUBS 10-00330-PUBS 10-00331-PUBS
Tveritinova, Anna Obermeyer, Frank Endale, Wuleta Johnson, Ernessa Johnson, Ernessa Johnson, Ernessa Scott, Anna
Citi Global Investment Banking National Corporate Research Thomson Reuters Thomson Reuters Thomson Reuters National Corporate Research
1/15/2010 1/19/2010 1/19/2010
Wausau Paper Corp fka Wausau Paper Mill Corp 1/14/2010 Brightwater Capital Management fka Westlb Asset Management LLC Exchange Act Release No. 34-12999 Dated November 22 1976 Pursuit Capital Partners Pursuit Opportunity Fund I LP Pursuit Opportunity Fund I Ltd Annual Report for Berkshire-Hathaway Fountain Capital Management LLC Century Properties Equity Fund 73 Focus Surgery Inc Union Valley Corporation Cooper Industries Inc 10-Q's for 1984-1995 Weyerhaeuser Financial Annual Statemants 1/14/2010 1/14/2010 1/20/2010
10-00332-PUBS 10-00333-PUBS 10-00334-PUBS 10-00335-PUBS 10-00336-PUBS 10-00337-PUBS 10-00338-PUBS
Grote #22670-424, D Cervino, Petra Chaput, Richard Arredondo, Rebecca Arredondo, Rebecca Millen, Matthew Koontz, Thomas
Gainey Suites Hotel Bressler Amery & Ross PC -
1/9/2010 1/19/2010 1/19/2010 1/15/2010 1/15/2010 1/20/2010 1/20/2010
10-00339-PUBS 10-00340-PUBS 10-00341-PUBS 10-00342-PUBS 10-00343-PUBS
Green, Laura Slaughter, Gloria Sadiq, Salman Parsons, Roger Rugg, Deborah
Bryan Cave FINRA -
Anthony Correra AP No. 34-28426 Registered Investment Advisors list Nexicon SB-2 effective dates NASD AP 1990-1996 US Bank NA Pooling and Servicing Agreement for Home Equity Loan Trust Series 2004-HE7 Wells Fargo Bank NA Pooling and Servicing Agreement for Asset Backed Funding Corp Series 2007-NCI Hershey Co Annual Reports Lexington Precision Corp Citigroup Global Markets Inc Standard Metals Corp 10-Ks for 1973-1979 Berry Petroleum Company Berry Petroleum Company 1987 Form S-4 Berry Petroleum Company 1992 10-K Raytheon Corporation Netformx First National Bank Alaska SEC Rules Verilink Corp Form 144s Schroder Investment Management Focus Report Form X-17A-5 Cisco Systems Inc KV Pharmaceutical Company Republic of Argentina 333-163784 SB dated 12/16/09 FAM Global Investments Inc IARD# 121046 Climate Change Release Forms 3, 4 and 5 Golden Queen Mining Co Ltd Nexell Therapeutics Inc Forms 4 and 5
1/20/2010 1/22/2010 1/21/2010 1/21/2010 1/21/2010
10-00344-PUBS
Rugg, Deborah
1/21/2010
10-00345-PUBS 10-00346-PUBS 10-00347-PUBS 10-00348-PUBS 10-00349-PUBS 10-00350-PUBS 10-00351-PUBS 10-00352-PUBS 10-00353-PUBS 10-00354-PUBS 10-00355-PUBS 10-00356-PUBS 10-00357-PUBS 10-00358-PUBS 10-00359-PUBS 10-00360-PUBS 10-00361-PUBS 10-00362-PUBS 10-00363-PUBS 10-00364-PUBS 10-00365-PUBS 10-00366-PUBS
Riordan, Brooke Johnson, Ernessa Mirko, Valerie Buckwalter, Jessica Barker, Jimmy Barker, Jimmy Barker, Jimmy Bernstein, Gerald Marcus, Stacy Luo, Jian Beaubien, Darlene Spruitenburg, Gina Bourke, Elaine Dalia, Mary Reynolds, John Rohan, Diane Johnson, Ernessa Johnson, Ernessa Rhyne, Stephen Amos, Gillian Schaper, Christina Judelson, Charles
Bedell Family YMCA Thomson Reuters Pickard Djinis Baach Robinson Lewis Beckham Mandel Beckham Mandel Beckham Mandel Stanford Transportation Group Gaffney Cline and Associates Fairfield and Woods, P.C. Thomson Reuters Thomson Reuters K&L Gates LLP Samuel B. Fortenbaugh III East Hill Management Company LLC Bull, Morreale & Judelson, P.C.
1/21/2010 1/22/2010 1/22/2010 1/21/2010 1/25/2010 1/25/2010 1/25/2010 1/24/2010 1/23/2010 1/23/2010 1/22/2010 1/25/2010 1/26/2010 1/26/2010 1/26/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/11/2010
10-00367-PUBS 10-00368-PUBS 10-00369-PUBS 10-00370-PUBS 10-00371-PUBS 10-00372-PUBS 10-00373-PUBS 10-00374-PUBS 10-00375-PUBS 10-00376-PUBS 10-00377-PUBS 10-00378-PUBS 10-00379-PUBS 10-00380-PUBS 10-00381-PUBS 10-00382-PUBS 10-00383-PUBS 10-00384-PUBS 10-00385-PUBS 10-00386-PUBS 10-00387-PUBS 10-00388-PUBS 10-00389-PUBS 10-00390-PUBS 10-00391-PUBS 10-00392-PUBS 10-00393-PUBS 10-00394-PUBS 10-00395-PUBS
Ortiz, Jonas Olson, Max Olson, Max Pfeiffer, Darien Simpson, Mary Behnous, Nadia Perkins, Paul Wheeler, Charles Mackle, James Passus-Thao, Monique Shepherd, Matthew Bolger, Darci LaTorre, Stephen Sheahin, John Jordan, Jennifer LaBerge, Andre Schwartz, Eric Howard, Mark Antonio, Joe Lee, Anthony Tveritinova, Anna Shapiro, Ruth Clemencia, Regina Payne, Leslie DeFoe, Brian Marshall, Kathryn Musial, Mitchell Abrameto, David Lopez, Paul
L.C.C. Max Capital Corporation Max Capital Corporation Citigroup Security & Investigative Services Walden University Societe Generale Securities Services Luxembourg Florida Assoc. of Registered Investment Advisors Wells Fargo Bank NA LexisNexis CourtLink, Inc. Law Office of John M. Sheahin Stephens AdvisorNet Financial Inc Loeb Loeb, LLP GSI Citi Citi Global Investment Banking Heim, Payne Chorush, LLP Lane Powell PC Gallagher Gallagher Mitchell M. Musial II, PLLC Sanford Bernstein -
Fifth Third Bancorp Charles Schwab World Wrestling Entertainment Inc and Best Buy Berkshire Hathaway 10-Ks Coca Cola Co 10-Ks Cadogan Management LLC Dan River Mills
1/14/2010 1/29/2010 1/29/2010 1/29/2010 1/31/2010
The Consumer Discretionary Select Sector SPDR 2/1/2010 List of Investment Advisors Carlisle Plastics Inc Deltona Corporation Columbian Northland Exploration Ltd Scientific Market Analysis SEC No Action Letter Cain Watters Associates PLLC Form ADVs FINRA Rule 5122 Private Placements of Securities 34-59262 Navistar International Loral Space Communications Inc Seger-Elvekrog Inc No Action Letter Old West Investment Management LLC Exxon Corp 10Q's for 1982 and 1983 FASCO Form SE Baldor Electric Co Form 11-K filed 6/30/09 Baldor Electric Company Profit Sharing and Savings Plan Gregg T Emanuel NYSE Arca Instant Video Technologies Inc Form 10-Q Scripps Investments Loans Inc Atlantic Richfield Green Oasis Environmental Inc 3M fka Minnesota Mining and Manufacturing Company Susquehanna Securities 2/1/2010 2/1/2010 2/3/2010 2/2/2010 2/3/2010 2/3/2010 2/3/2010 2/4/2010 2/9/2010 2/11/2009 2/10/2009 2/8/2010 2/15/2010 2/11/2010 2/8/2010 2/5/2010 2/12/2010 2/11/2010 2/10/2010 2/8/2010 2/8/2010 2/11/2010 2/5/2010
10-00396-PUBS 10-00397-PUBS 10-00398-PUBS 10-00399-PUBS 10-00400-PUBS 10-00401-PUBS 10-00402-PUBS 10-00403-PUBS 10-00404-PUBS 10-00405-PUBS 10-00406-PUBS 10-00407-PUBS 10-00408-PUBS 10-00409-PUBS 10-00410-PUBS 10-00411-PUBS 10-00412-PUBS 10-00413-PUBS 10-00414-PUBS 10-00415-PUBS 10-00416-PUBS 10-00417-PUBS 10-00418-PUBS 10-00419-PUBS 10-00420-PUBS 10-00421-PUBS 10-00422-PUBS 10-00423-PUBS 10-00424-PUBS 10-00425-PUBS 10-00426-PUBS
Lopez, Paul Lopez, Paul Stefanik, Jon Geddes, Roy Razdolsky, Katherine Wolpa, David Atkinson, Michelle Peifer, Jared Branson, David Straka, Toni Ghinzel, Dana Carney, Joseph Johnson, Ernessa Ezzatyar, Ali Benson, David Pitts, Frances Graham, Troy Burdette, William Burdette, William Burdette, William Burdette, William Burdette, William Burdette, William Burdette, William Burdette, William Burdette, William Burdette, William Burdette, William Egan, Dennis Ferrara, Zachary Ferrara, Zachary
Assets International LLC KL Gates LLP Cornell University Carney Gluntz & Associates LLC Thomson Reuters Kemp Grzelakowski, LTD Port of Portland Institutional Deposits Corp Institutional Deposits Corp Institutional Deposits Corp Institutional Deposits Corp Institutional Deposits Corp Institutional Deposits Corp Institutional Deposits Corp Institutional Deposits Corp Institutional Deposits Corp Institutional Deposits Corp Institutional Deposits Corp Kotz, Sangster, Wysocki and Berg PC -
Susquehanna Capital Group Susquehanna Investment Group Hyde Financial Investments LLC Shatterproof Glass Corporation Hecla Mining Company SAIC List of Ponzi Schemes Ciba Pharmaceuticals Major Shareholders of Companies Babcock and Brown Association Shareholders CG Brokerage LLC Samsung Electronics Co Ltd The Henley Group Inc and Eaton Corp Auburn Automobile Co E.L. Cord and Morris Markin Argo Bancorp Inc AAR Corp Fireside Thrift Union Planters National Bank First Republic Thrift Loan College Assurance Plan Pension Administrators Inc Rapport Segal Merril Lynch Fenner Smith Inc Kemper Financial Services Inc Institutional Deposits Corp Old Stone Bank E F Hutton Company Inc Acorn Asset Management Corporation Knickerbocker Capital Corporation Knickerbocker Capital Corporation
2/5/2010 2/5/2010 2/16/2010 2/12/2010 2/15/2010 2/16/2010 2/11/2010 2/9/2010 2/15/2010 2/13/2010 2/14/2010 2/16/2010 2/18/2010 2/19/2010 2/18/2010 2/18/2010 2/18/2010 2/17/2010 2/17/2010 2/17/2009 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/19/2010 2/22/2010 2/22/2010
Jersey Financial Services Commission Dzikamai Munyaradzi Danha
O'Connor, Christopher O'Connor, Christopher Clemencia, Regina Nassim, Mohammad Lipman, Henry Eshraghi, Arman Boman, Zena Kastrup, Nicklas Johnson, Ernessa Endale, Wuleta Antonio, Joseph Dicker, Howard Averbuch, Edward Poschl, Isabella Leary, Carey Lutz, Christine Antonio, Joseph Kapelner, Tal
Moline Mehan, LLC Moline Mehan, LLC Venable LLP Rottenberg Lipman Rich, P.C. Manchester Business School Financial Services Authority Thomson Reuters National Corporate Research Business Law Research Weil Gotshal & Manges LLP Russell C Weigel III PA Russell C Weigel III PA Legal & Compliance, LLC Eisenstein Malanchuk LLP Business Law Research -
Century Securities Associates Inc Moloney Securities Co Inc NYSE Arca Form 19b-4s since 1998 Drexel Burnham Lambert 1991 Report to Congress UBS Financial Services Jay Master Mutual Funds pre 2006 Northleaf Capital Partners Inc Coca Cola annual reports 1990-2009 Standard Pacific Capital Form ADV's Standard Pacific Capital Form ADV's Charles Schwab Corp Form 11-K Draft Schedule 13D Beneficial Ownership Manual Blank Forms 10-Q 10-QSB 10-K 10-KSB for 2001-2005 Blank Forms 10-K and 10-Q for 2001-2004 Hemdale Communications Inc CIK No 847469 Hugo Stinnes Corporation Pacific Capital LLC Commissions Statement and Policy on Misleading Pro-Rata Stock Distributions to Shareholders REL No 34-9618 06/09/1972 JC Bradford & Co CRD No 5903 SEC Speaks Speech by Commissioner Casey 02/05/2010 Chicago Investment Group CRD No 11853
2/19/2010 2/19/2010 2/22/2010 2/19/2010 2/19/2010 2/21/2010 2/18/2010 2/22/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/24/2010 2/23/2010 2/23/2010 2/23/2010 2/26/2010 2/28/2010
Wade, William Keisler, Bill Kieta, Kristine Forman, Jonathan Ulmer, Tami Muntzert, Jim DeGiacomo, Stephanie Kelly, Gwendolyn Bankler, Christopher
Stephens Shepherd Smith Edwards & Kantas Fried Frank Harris Shiver Jacobson LLP Taft Stettinius & Hollister LLP Alexco Resource Corp Fulbright Jaworski LLP Sayles Werbner
2/28/2010 2/24/2010 2/23/2010
Theodore Urban Ferris Baker Watts Inc AP No 3- 3/1/2010 13655 Stratoflex Incorporated 2/25/2010 Leadville Corp 3/1/2010 Merger Fund File No 811-03445 NT NSAR Filed 3/1/2010 on 08/01/94 Securities Industry Association No Action Letter 3/1/2010 Parallel Petroleum Corporation 3/1/2010
10-00454-PUBS 10-00455-PUBS 10-00456-PUBS 10-00457-PUBS 10-00458-PUBS 10-00459-PUBS 10-00460-PUBS 10-00461-PUBS 10-00462-PUBS 10-00463-PUBS 10-00464-PUBS 10-00465-PUBS 10-00466-PUBS 10-00467-PUBS 10-00468-PUBS 10-00469-PUBS
Ulmer, Tami Gismondi, Anthony White, Emil Antonio, Joseph Seoh, Thomas Weaver, Joel Gelman, Fran Darlow, Eric Sweeney, Brian Cravo, Izabel Thorne, Matthew Pryzant, Paul Taljan, Gregor Storms, Fowler Summers, Donna
Taft Stettinius & Hollister LLP Business Law Research Smithfield Foods Ernst & Young Brian P Sweeney Burleson Cooke LLP NRC Summers By Design
Parker Hannifin Corporation S-1 or S-1A Submittals Dow Chemical Company 10-K Standard Pacific Capital LLC Form ADV Guilford Pharmaceuticals Inc John Morrel Co Island Futures Exchange LLC Form N-54a Request Merger of NASD and the Regulatory Arm of the New York Stock Exchange SEC v Hellberg First Interstate Bancsystem Inc Service Corporation International Annual Reports 2004-2009 Managed Future Funds Bernard L Madoff Investment Securities Prandium Inc Exult Inc Chromavision Medical Systems Community National Bank annual reports Blank S-8 Form VectorGlobal WMG Inc Franchise Agreements Any publicly traded commercial bank bank holding company or savings institution Form N-SAR The Cherokee Group proxy statements certain industry royalty rates Huntley Thatcher Ellsworth Ltd Ronald G Farrell aka Ron Farrell Visage Production Inc S S Kresge Corporation F W Woolworth Company E J Korvettes
2/25/2010 3/3/2010 3/3/2010 3/2/2010 3/2/2010 3/3/2010 3/3/2010 3/4/2010 3/2/2010 3/5/2010 3/8/2010 3/5/2010 3/6/2010 3/8/2010 3/5/2010 3/5/2010
Schmidt-Bailey, Barbara CME Group
10-00470-PUBS 10-00471-PUBS 10-00472-PUBS 10-00473-PUBS
Averbuch, Edward Rosario, Reyna Beckmann, Andrew Cousins, Tom
Russell C Weigel III PA VectorGlobal WMG, Inc. Jefferson Wells Community Bank Partners, Inc.
3/8/2010 3/5/2010 3/8/2010 3/8/2010
Harrington, Sean Riopelle, Russell Ribeiro, Joao Nesland, James Flynn, Sean Solanki, Hiren Solanki, Hiren Solanki, Hiren
Bowne Cherokee Inc. KPMG Law Office of James E Nesland LLC Water Tech Corp Water Tech Corp Water Tech Corp
3/8/2010 3/8/2010 3/3/2010 3/4/2010 3/4/2010 3/4/2010 3/9/2010 3/9/2010 3/9/2010
Colbert-Latham, Annette Visage Production, Inc.
10-00483-PUBS 10-00484-PUBS 10-00485-PUBS 10-00486-PUBS 10-00487-PUBS 10-00488-PUBS 10-00489-PUBS 10-00490-PUBS 10-00491-PUBS 10-00492-PUBS 10-00493-PUBS 10-00494-PUBS
Ohman, Elisabeth Wilson, Robert Antonio, Joseph Schweer, Susan McLaren, Jeffrey Watts, Meredith Poleg, Nir Gardner, Thomas Hapka, Ann Pear, Alison Digweed, Lawrie Rick, Samantha
Hogan Lovells International, LLP MorganStanley SmithBarney LLC Business Law Research Nova Measuring Instruments Ltd. System Surety Group TroyGould PC Longview Partners LP Amundi Investment Solutions
AFW Wealth Advisors Citicorp Standard Pacific Capital LLC Form ADV MASTR Alternative Loan Trust 2005-6 Bernard L Madoff Investment Securities Bulk Data on Various Companies Nova Measuring Instruments Ltd Memorex Corporation Citgo Petroleum Corp Cityfed Financial Corp The William Capital Group LP Credit Agricole Structured Asset Management Advisers CASAM Advisers and Lyra Capital LLC Comcast Corporation NYSE and AMEX comment letters SEC v. Prime Capital Services Inc United of Omaha Life Insurance Company Republic of Frends Inc General Moly Inc fka General Mines Inc historical data ADV Filings List for five (5) companies Banco Santander Central Hispano Banco Bilbao Vizcaya Argentaria Coca Cola Enterprises March 31 2001 Press Release Davis Appreciation & Income Fund Fischer Investment SEC Release No IC-11703 dated 3/26/81 Tools Down Productions Form D Marcer Asset Management Inc ADV NYSE Corp getting kicked off Hursel Floyd Mitchell CIK 0001384316 Dawson James Securities Inc
3/4/2010 3/9/2010 3/4/2010 3/9/2010 3/9/2010 3/4/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/11/2010 3/10/2010
Wideman, Elizabeth McDowell, Sean Joseph, Jeremy Goater, Judy Brill, Susan Stern, Linda Johnson, Ernessa Leonard, Raoul Bruneau, Patrice Diamond, Patrick Voss, Jason Barrere, Gary Prince, D'Omar Mchale, Emily MacDonald, Michael Griffin, Dennis Mitchell, Hursel Arsenault, Jill
Comcast Corporation The Nelson Law Firm, LLC Gibson Dunn Access/Information, Inc. Coast Law Group, LLP Thomson Reuters RBS Secor Highway Sectional Reconstruction Invariant Blocks -
3/10/2010 3/10/2010 3/12/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/12/2010 3/11/2010 3/11/2010 3/13/2010 3/16/2010 3/12/2010 3/12/2010 3/3/2010 3/18/2010 3/18/2010 3/14/2010
Johnson, Ernessa
Thomson Reuters
Form ADVs for 5 entities XTO Energy Inc March 4 2010 No Action Letter XTO Energy Inc March 4 2010 No Action Letter Bank of New York Mellon as Trustee for Equity One ABS Inc Certificate Series 2001-3 International Paper Envision Development Corp
3/17/2010 3/17/2010 3/17/2010 3/17/2010
Temkasem, Nattavadee Barclays Capital Varoli, Linda De La O, Shannon Wall Street Access Susan C. Little & Associates, P.A.
Scott, Timothy Sachs, Keith Schafers, Kurt Heijmans, Ivon Stamper, Ava Decker, Chris Golden, Jacklin Pearson, Tiffanie Saye, Chip McFarland, Barbara Danzieri, Don Pontbriand, Robert Myslinski, Tara Olson, Kurt Popper, Wolf Holland, Maribeth Poddar, Abhishek Kaimakliotis, Michael
Metaxas Brown Pidgeon, LLP Legal Aid of East Tennessee, Inc. Amphastar Pharmaceuticals Inc Dorsey Whitney LLP AWH Capital Parsons Behle & Latimer Daiwa Securities America Inc ING Investment Management LLC O'Connor Carnathan Mack Massachusetts School of Law Wolf A Popper Inc Sutton Place Capital Mandatory Reorg Quantum Global Wealth Management AG
3/17/2010 3/17/2010
Matthew H Fleeger and Patrick Joseph O'Connor 3/17/2010 Rel Nos 35857 and 35861 Form 15s 3/17/2010 CWMBS 2006-R2 Codification of Financial Reporting Policies Publication ATI and Armstrong Pharmaceuticals Inc Form 10 K Michael A Martino US Long Distance Corp 1993 Filings Bullion Monarch Mining Inc Daiwa Securities America Inc Form 334 Attestation Charles Lerner SEC No-Action Letter FPC Securities 1974 No-Action Letter Allen Mansfield 1970-1975 Administrative Proceeding Oppenheimer Rochester National Municipal Bond Fund Prospectus for 2007 Goldman Sachs Group Inc GSPRA Idearc Inc Bankruptcy Super Media 3/17/2010 3/18/2010 3/18/2010 3/19/2010 3/23/2010 3/23/2010 3/22/2010 3/18/2010 3/23/2010 3/19/2010 3/22/2010 3/22/2010 3/22/2010
10-00535-PUBS 10-00536-PUBS 10-00537-PUBS
Ecker, Andy Benston, C Michael Munro, Peter
Graham Partners C M Benston Consulting PC -
3/25/2010 Sovereign Wealth Funds Form 13F for the following Government of Singapore Investment Corporation China Investment Corporation Qatar Investment Authority Abu Dhabi Investment Authority iStar Financial and any other issuers for which 3/24/2010 Jay Sugarman is a form 4 filer Shearson Lehman Brothers Holdings Inc 3/25/2010 Gulf West Investment Properties 3/24/2010
10-00538-PUBS 10-00539-PUBS 10-00540-PUBS 10-00541-PUBS 10-00542-PUBS 10-00543-PUBS 10-00544-PUBS 10-00545-PUBS 10-00546-PUBS 10-00547-PUBS 10-00548-PUBS 10-00549-PUBS 10-00550-PUBS 10-00551-PUBS 10-00552-PUBS 10-00553-PUBS 10-00554-PUBS 10-00555-PUBS 10-00556-PUBS 10-00557-PUBS 10-00558-PUBS 10-00559-PUBS 10-00560-PUBS 10-00561-PUBS 10-00562-PUBS 10-00563-PUBS
Pandes, J Hornichter, Andrew Boucher, Angelique Chambers, Steven Mboue, Arthur Reaves, Charles Lebedev, Svetlana Grisafi, Anthony Thoyer, Michael Ben-David, Zahi Martin, Madelyn Taylor, Dalton Kim, Jamie Newman, James Bredesen, Mark Caven, Sam Brooks, Bryan Belmonte, Carol Ambroselli, Anthony Davidson, Robert Viguie, Michael Viguie, Michael Viguie, Michael Viguie, Michael Viguie, Michael Viguie, Michael
Haskayne School of Buisness University of Calgary CBIZ Mayer Hoffman McCann P.C. Englander & Fischer, P.A Harrison Scott Publications Apperson Crump PLC Element 21 Golf Company Niagra International Capital Stonehill Capital Management The Ohio State University Richardson Patel LLP JMP Securities The University of Michigan
Omni Insurance Group Inc Northwest Airlines Corp and Gary L Wilson registration filings Capital Financial Services Inc X-14A-5/A Eastbourne Capital Management SEC Disclosures Checklists by Ronald Pippin The Kaufmann Fund Inc Form 485APOS and 485BPOS for 1989 to 1991 OIA Inc Cheesecake Factory 1992 Filings Ambac Inc Exhibit 10.02 to S-3 of March 1993 ADV data file going back to 1990s List of all Registered Reps and Registered Investment Advisers Sulphur Exploration Company Lotus Pharmaceuticals Inc James Mitchell Newman AP 3-6565 and related others Douglas Platt Investment Counsel LLC Form ADVs Braver Stern Securities LLC Post Buckley Schuh & Jerningan Inc or PBS&J
3/24/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/26/2010 3/26/2010 3/26/2010 3/30/2010 3/30/2010 3/29/2010 3/29/2010 3/29/2010 3/30/2010 4/5/2010 3/31/2010 4/1/2010
Oppenheimer LPL Financial and Louis D Angelis 3/28/2010 4/1/2010 3/29/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010
Hiring or promotion of top management executives University of Chicago Booth School of AAERs 1 through 1190 Business Dechert LLP First Multifund Advisory Corp Milton Fund AP 35881 Dechert LLP Investors Portfolio Management Inc AP 3-6729 Dechert LLP Dechert LLP Dechert LLP Dechert LLP County of Orange California AP 3-8937 Piper Capital Management Inc AP 3-9657 Fundamental Portfolio Advisors Inc AP-3-9461 PaineWebber Incorporated AP 3-8928
Klingler, Nadine Bolotin, William Bergman, Edward Ortiz, Jonas Stevenson, John Hosletter, Kenneth
Haus der Kommunikation AG Doyle Bolotin, Ltd. L.C.C. Country-Wide Insurance Company -
SEC Logo Bayou City Capital LP Securities listing GSA forms World Wrestling Federation WWE 10-K FONAR Corp 10-K certified AIG Preferred Morgan Stanley Stars CitiGroup ELKS Yahoo Citigroup EAKS GM and Merle Lynch Monsanto Mountain Capital Partners and Mountain Focus Fund Form Ds Nollenberger Capital Partners Inc Asset Securitization Corp Park Place Securities Inc Series 2005-WHQ2 Chemical Bank Medical Provider Funding Corporation V SEC Inspection Costs during FY09 Fidelity Purewater Inc and Fidelity Water Systems Inc Bontan Corporation Inc Allegiance Telecom (AGLX) Form 4 Blue Dolphin Energy Co 1990 10-K's Vail Associates Inc Bernard L Madoff Investment Securities LLC AIG and Worldcom Filings Tempest Technologies Inc Greif Inc Form ADV Full Database Thrifty Corp Dan River Inc Open Meeting Transcripts of April 28, 2004 CNB Financial Corporation Form 8-A from 1980's Mary Beth Stevens AP File No 3-13553 La Salle Bank NA Trustee Holder for Certificate Series 2005-HE1
3/31/2010 4/5/2010 3/22/2010 3/30/2010 3/30/2010 4/1/2010
Tangel, Andrew Snyder, Daniel Brown, Anita Brown, Everton Taylor, Robin Wong, Coren Rasmussen, N. Peter Simmons, Michael Barrett, Anna Kawasaki, Tatsuya Harvey, Jennifer Gruskin, Mark Learner, Jason Stewart, Alan Isak, Arnold Alfred, Eddie Gruskin, Mark Gruskin, Mark Johnson, Ernessa Shames, Rebecca Risselman, Jennifer Contiu, George
The Record GSI Milbank Freeman, D'Aiuto, Pierce, Gurev, Keeling & Wolf CCH Federal Securities Law Reporter Clean Resources Blue Dolphin Energy Company BrightScope Inc Thomson Reuters Hogan & Hartson, LLP Winston & Strawn LLP -
4/6/2010 4/6/2010 4/7/2010 4/6/2010 4/7/2010 4/7/2010 4/7/2010 4/5/2010 4/8/2010 4/8/2010 4/9/2010 4/11/2010 4/10/2010 4/10/2010 4/10/2010 4/9/2010 4/11/2010 4/11/2010 4/12/2010 4/13/2010 4/13/2010 4/1/2010
Endale, Wuleta Gao, Xinghua Howard, Timothy Culbertson, Geoff Kakushadze, Zurab Shaw, Bruce
National Corporate Research Patton, Tidwell Schroeder, L.L.P Phynance Consulting, LLC -
Marathon Corporation List of Broker Dealers The Bode Finn Company Weyerhaeuser purchase of Dierks Lumber Company Vogue Capital Management US Bank NA as trustee for the registered holders of MASTR Asset Back Securities Trust 2005 NC-1 and Mortgage Pass Through Certificates Series 2005 NC-1 GMAC Inc Cease and Desist Order issued prior to 1995 Prospectus for Lincoln National Corp CIK 0000059558 ADV for Capital Fund Management SA Merrill Lynch Money Market No-Action Letter dated 01/14/1994 Kings Road Entertainment Inc comment letter sent by Annette L Nazareth
4/1/2010 4/14/2010 4/14/2010 4/13/2010 4/14/2010 4/18/2010
10-00598-PUBS 10-00599-PUBS 10-00600-PUBS 10-00601-PUBS 10-00602-PUBS 10-00603-PUBS 10-00604-PUBS 10-00605-PUBS 10-00606-PUBS 10-00607-PUBS 10-00608-PUBS 10-00609-PUBS 10-00610-PUBS 10-00611-PUBS 10-00612-PUBS 10-00613-PUBS 10-00614-PUBS 10-00615-PUBS 10-00616-PUBS
McCaffrey, Jason Filosa, Joseph Johnson, Ernessa Nieves, Roberto Holmes, Phillip Johnson, Ernessa Shine, Thomas Boston, Joseph Tanzer, Barbara Fitzpatrick, William Johnson, Ernessa Milam, Max Cohen, Margaret Gennrich, Edward Jung, Yolanda Edelstein, Susanna Liebov, David Liebov, David Liebov, David
Hogan Hartson , LLP Morgan Stanley Smith Barney Thomson Reuters Ashurst LLP Kings Road Entertainment Inc Thomson Reuters Sullivan Cromwell K&L Gates, LLP William Fitzpatrick Thomson Reuters Skadden Arps Slate meagher & Flom LLP Ameriprise Financial Services Bennett Jones Ameritech Sullivan & Cromwell LLP Sullivan & Cromwell LLP Sullivan & Cromwell LLP
4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/20/2010 4/20/2010
history of all Form BD amendments filed by 4/21/2010 Charles Schwab & Co Inc the last two ADVs filed by UBS Principal Finance 4/21/2010 Subaye.com 4/21/2010
a 1986 no-action letter written to William James 4/21/2010 McEldowney KRM Petroleum Corp POS AM 11-14-73 24/21/2010 48101 DLC Realty Trust Inc 4/21/2010 no-action letter to T Grant Callery on SRO exemptive authority dated 03-27-2003 Keystone Brewers Inc 4/22/2010 4/22/2010
BJ Tannenbaum Jr no-action letter dated 12-04- 4/22/2010 1986 4/22/2010 Hartline Investment Corp ADVs for the years 1999 through 2009 Piper Capital Management Inc AP No 3-9657 4/26/2010 The Rockies Fund Inc AP No 3-9615 FT Interactive Data fka Interactive Data Corp AP No 3-11352 4/26/2010 4/26/2010
10-00617-PUBS 10-00618-PUBS 10-00619-PUBS 10-00620-PUBS 10-00621-PUBS 10-00622-PUBS 10-00623-PUBS 10-00624-PUBS 10-00625-PUBS 10-00626-PUBS 10-00627-PUBS 10-00628-PUBS 10-00629-PUBS 10-00630-PUBS 10-00631-PUBS 10-00632-PUBS 10-00633-PUBS 10-00634-PUBS 10-00635-PUBS 10-00636-PUBS 10-00637-PUBS 10-00638-PUBS 10-00639-PUBS 10-00640-PUBS 10-00641-PUBS 10-00642-PUBS 10-00643-PUBS 10-00644-PUBS
Golden, Kenneth Pinsky, Mark Ainscow, Donald Weiss, Miles Weiss, Miles Turner, Robert Cairone, Matt Hamilton, Howard Barrett, Anna Avenia, Rosemarie Lee, Dana Zoppel, Jason Sconyers, Jennifer Taylor, Natalie Donovan, Daniel Leschins, Preston Inchaurraga, Jon Schieberl, Jan Duke, Isabel Foster, Lynette Echols, Wendi Sweetman, Laura Ortiz, Selena McNeill, Christopher Pashkoff, Lionel Weir, Robert Endale, Wuleta Scott, Anna
Fulbright & Jaworski LLP Bloomberg LP Bloomberg LP Bristows Hirsch & Westheimer, P.C. Citibank N.A. Ohio Democratic Party Taylor Dunham Burgess, LLP Donovan & Rainie, LLC Anzalone & Leschins Attest K2 Advisors Marsh Consumer Goldman & Company, CPAs Lucey Technology UCLA Block Garden, LLP Proskauer Rose, LLP Government Liaison Services, Inc. National Corporate Research National Corporate Research
Westbridge Energy fka Portrush Petroleum Original 20-F AT&T Acquisition of IDT Adlersburg Shabtai CIK# 0001215547 Meritage Group LP Harding Advisory LLC Seagate Technology Inc Aristech Chemical Corporation Form 10Ks on 11 companies Bontan Corporation Inc Oppenheimer Rochester Nationals Municipals Bond Fund 2006 Crosstex Energy LP Miller Brewing cka SABMiller Invacare Corp PricewaterhouseCoopers Investment Advisers LLC JMB Financial Managers Inc Sensivida Medical Technologies Inc Lehman Brothers Holdings Inc Aegis Wholesale Corporation Goshen Investments LLC List of public companies by number of employees List of Registered Investment Advisors RIAs
4/26/2010 4/26/2010 4/26/2010 4/27/2010 4/27/2010 4/28/2010 4/28/2010 4/16/2010 4/14/2010 4/28/2010 4/29/2010 4/28/2010 4/28/2010 4/28/2010 4/29/2010 4/29/2010 4/30/2010 4/29/2010 4/29/2010 4/29/2010 4/30/2010
Ban on e-mailing sensitive financial information 4/29/2010 The Coca Cola Company Form 10-Ks 5/1/2010
H B Shaine and Company Inc 1986 No Action 4/30/2010 Letter AP File No 3-13797 re Gerald Oprins and Wendy 4/30/2010 McNeeley Buttes Gas and Oil Co filings back to 1974 5/3/2010 American Can Company Form 10-K (Marathon Corp) 1958 Allied Waste North America Inc 5/3/2010 5/3/2010
10-00645-PUBS
Adams, Michelle
Hogan Lovells US LLP
National Rural Utilities Cooperative Finance Corp CFC letter dated December 29 1976 Rail Terminal Services LLC Tenneco 1987 10-K Dodge & Cox Funds DODFX First Allied Securities Inc list of all US securities firms listed by size
5/3/2010
Camera, Justin Maher, Patrick Kinyon, Jim Sherman, Steven Back, Jessica McNeill, Christopher
Bridgewater Associates, LLP Pioneer Financial Advisors Sherman Business Law Panini North America Block Garden, LLP
5/3/2010 5/4/2010 5/4/2010 5/5/2010 5/5/2010
Bateman Eichler Hill Richards Inc form from No 5/5/2010 Action letter dated December 3 1985 News Corp CIK 0001308161 5/6/2010
10-00652-PUBS 10-00653-PUBS 10-00654-PUBS 10-00655-PUBS 10-00656-PUBS 10-00657-PUBS 10-00658-PUBS 10-00659-PUBS 10-00660-PUBS 10-00661-PUBS 10-00662-PUBS 10-00663-PUBS 10-00664-PUBS 10-00665-PUBS 10-00666-PUBS 10-00667-PUBS 10-00668-PUBS 10-00669-PUBS 10-00670-PUBS 10-00671-PUBS
Rodley, Victoria Leonard, Brian Wilson, Rachel Reid, Allen Sagherian, Vartivar Weiss, Miles Catelli, Rafael Sweet, Kimberly Bojanowski, Kathleen Preiss, Ursula Preiss, Ursula Solomon, Jack Preiss, Ursula Preiss, Ursula Miller, Barbarba Green, Brian Poulson, Robert Geddes, Darene Ross, Cindi Weiss, Miles
Hogan Lovells International, LLP R.T. Jones Capital Equities Management, Inc. Burr & Forman, LLP Chicago Partners Bloomberg, LP Ropes & Gray, LLP VMware, Inc. VMware, Inc. VMware, Inc. VMware, Inc. Morgan Stanley Smith Barney Morgan Stanley Smith Barney Bloomberg, LP
List of Registered Investment Advisors that 5/6/2010 serve under ERISA section 3 (83) SEC Memos regarding CDOs (collateralized debt 5/6/2010 obligations) Rim Securities 2008-2009 5/10/2010 Lehman Brothers Holdings Inc Form 3 4 or 5 for 5/7/2010 1995-2002 Citadel Advisors LLC 5/11/2010 spinoff distribution form 10 form S-4 and S-5 guidelines from 1972 Sorenson Communication Inc Cisco Systems form 10 K from 1990 to 2001 Microsoft Inc form 10 K from 1986 to 1997 Circle Fine Art Intel Corp form 10 K from 1971 to 1982 EMC Corp form 10-K from 1986 to 1997 Douglas Dynamics final prospectus Alpha Partners Towers Financial Corporation Peoples Capital Corporation Stewart Warner Corporation Citadel Advisors LLC 5/9/2010 5/10/2010 5/8/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/11/2010 5/11/2010 5/12/2010 5/12/2010 5/12/2010 5/11/2010
Wigfall, Sidney Scott, Anna Bertke, Zachary Laranjeira, Bruno Stabile, Tom Freedman, Jeremy McAvoy, Derek Giovanniello, Dominic Edinger, Rachael Bekiares, Jeffrey Carstarphen, Adlai Scott, Anna Kuptz, Joseph Beckman, Linda Passus-Thao, Monique Talbot, John Leary, Carey Rowlands, John Ohman, Elisabeth Johnson, Ernessa Carstarphen, Adlai Russello, Gerald Johnson, Ernessa Schwartz, Jeff Gamm, Corey Carlson, Jody Soto-Alvarez, Francisco Felder, Melissa
SC Advisors National Corporate Research Jones Day University of Illinois at UrbanaCahampaign Money-Media Kraus Zuchmewski, LLP Societe Generale Shustak Frost & Partners, P.C. Brookstone Securities, Inc Smith, Gambrell Russell, LLP Delta Commercial Financial Services, LLC National Corporate Research Ashland Partners Wells Fargo Bank NA Satander Holdings USA, Inc. Legal & Compliance, LLC Hogan Lovells International, LLP Thomson Reuters Delta Commercial Financial Services, LLC Bingham McCutchen, LLP Thomson Reuters Main Management, LLC WilmerHale Boies, Schiller Flexner, LLP
Intuit Telecom Inc no action letter March 24 1982 SEC open meeting minutes of April 7 2010 on Asset-Backed Securities State Auto Financial Corporation List of pre-1996 Section 13F Securities Citigroup Global Markets Inc MetLife Securities Inc GSO Capital Partners Investscape Inc CIK 0001005397 First Capital Surety Corp and New York Life Settlement Corp no-action letter Xplorer S A List of Registered Investment Advisers RIAs Advanced Blast Protection Inc Heritage Funding LLC PDR Services Corporation no-action letter IMCO Recycling Inc first 10-K filed Satander Holdings USA fka Sovereign Bancorp Inc Agripost Inc Downey Financial Group Trustee IKOS CIF Limited no 138839 Vanguard Wellington Fund Accredited investors registered with the SEC No-Action letter from Market Regulation to NASD dated November 1993 Charles E Smith Residential Realty File # 81924 Main Management LLC Fair Fund Provision (Section 308) Rules of Practice BioSphere Medical Inc Grupo Televisa SAB KPNQwest NV
5/12/2010 5/13/2010 5/11/2010 5/13/2010 5/13/2010 5/13/2010 5/14/2010 5/13/2010 5/14/2010 5/13/2010 5/14/2010 5/17/2010 5/17/2010 5/18/2010 5/19/2010 5/18/2010 5/18/2010 5/17/2010 5/18/2010 5/18/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/24/2010 5/25/2010
Kimball, Jason Kimball, Jason Kimball, Jason Kimball, Jason Kimball, Jason Shaffer, Patrick Shaffer, Patrick Munro, Yona Welsh, James Sconyers, Jennifer Morgan, Irvin McHard, Samuel Bennett, Sarah Schoenecker, Candace Butterworth, Toby Mcdonald, Jamie Schlichter, Stephen Rice, John Genco, Geraldine Endale, Wuleta Cervo, Joe McGrath, W Pacheco, Richard Harland, Madeleine Johnson, Ernessa Johnson, Ernessa Johnson, Ernessa Leers, David
Wilson, Haglund & Paulsen, P.C. Wilson, Haglund & Paulsen, P.C. Wilson, Haglund & Paulsen, P.C. Wilson, Haglund & Paulsen, P.C. Wilson, Haglund & Paulsen, P.C. LexisNexis LexisNexis Bressler, Amery Ross, P.C. Ohio Democratic Party McHard Associates, PLLC Sullivan Worcester Diamond McCarthy Geraldine Genco Associates, Inc National Corporate Research Lipman Karas Thomson Reuters Thomson Reuters Thomson Reuters SDL
MMC Fund LP Horsley Keogh Venture Fund CMS Communications Fund LP Risk Arbitrage Partners Kohlberg Kravis & Roberts SEC Rules of Practice Rel No 34-35833 File No S7-40-92 Public Comments SEC Rules of Practice Rel No 34-35833 File No S7-40-92 Public Comments Montecito Research Inc Princeton Chemical Research Invacare Corp Forms 3 4 and 5 for 2000 to 2003 Genetics Therapy KLLM Transport Services Inc SEC Form F-3 in effect in October 1992 Merrill Lynch Government Securities and Deutsche Bank Securities Inc X-17A-5 CWALT Inc Placer Dome Inc American Home Mortgage Acceptance Inc Value of Stocks Listed on the Exchanges Anametrics Investment Management SEC staff no action letter May 5 1997 Tofutti Brands Inc ConocoPhillips 2009 Prospectus Graybar Building Associates ACE Securities Corporation Home Equity Loan Trust Series 2003-OP1 Carlyle Investment Management LLC SEC file No 801-52462 Mount Yale Portfolio Advisors Asset Management and Investment Advisors Investors Corporate Income Trust Series 1 CIK 0000216241 First National Dual Series Tax Exempt Bond Trust Series 3 CIK 0000036699 Automated language Processing Systems Inc
5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/27/2010 5/27/2010 5/27/2010 5/27/2010 5/27/2010 5/26/2010 5/28/2010 5/3/2010 5/27/2010 5/27/2010 5/28/2010 5/31/2010 5/27/2010 6/2/2010 6/3/2010 6/2/2010 6/2/2010 6/2/2010 6/4/2010
Wisener, Philip Palmer, Max McAvoy, Daniel Spidle, Laura Rustemeyer, Marnie Ohri, Sonya Licht, Elizabeth Johnson, Ernessa Loller, William Risser, John Spicuzza, Jeanne Slingerland, Mary Atadika, Michael Atadika, Michael Atadika, Michael Atadika, Michael Atadika, Michael Villanti, Christopher
Nixon Peabody LLP American Century Investments Baach Robinson Lewis Thomson Reuters Seasons & a muse, Inc MSSB Risk Curtis, Mallet-Prevost, Colt & LLP Curtis, Mallet-Prevost, Colt & LLP Curtis, Mallet-Prevost, Colt & LLP Curtis, Mallet-Prevost, Colt & Mosle, Mosle, Mosle,
RBC Capital Markets Arbitrage SA form X-17A-5 6/3/2010 for fiscal year 2005 to 2006 Proposed Circuit Breaker Rules 6/8/2010 JetBlue Airways Corporation CT Orders NetCapital Rule SEC Release 34-31511 Barclays Bank Plc ENG CIK 0000312070 Carlyle Investment Management LLC American Scientific Resources Euroclear System Form CA-1 InnoPath Software Anglo Irish Bank 6/9/2010 6/7/2010 6/7/2010 6/8/2010 6/8/2010 6/9/2010 6/8/2010 6/4/2010
Terwin Mortgage Trust Asset Backed Certificate 6/4/2010 2006-5 Rule 15c2-12 Municipal Securities Disclosure 6/10/2010 Rel No 34-62184A Exxon 10-K 1986-1989 6/10/2010 Mobile 10-K 1986-1989 Conoco 10-K 1986-1989 Chevron 10-K 1986-1989 Texaco 10-K 1986-1989 Rule 206(4)-2 (17 CRF 275.203(4)-2) custody of funds by investment advisors rulemaking in 1961-1962 The Vanguard Group of Investment Companies Jack Henry & Associates 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010
Mosle, LLP Curtis, Mallet-Prevost, Colt & Mosle, LLP Winston Strawn, LLP
10-00746-PUBS 10-00747-PUBS 10-00748-PUBS 10-00749-PUBS 10-00750-PUBS 10-00751-PUBS 10-00752-PUBS 10-00753-PUBS 10-00754-PUBS 10-00755-PUBS
Hong, Jenny Thompson, A. Lakind, Robert Denlinger, Joseph Viguie, Michael Smalling, Lynn Annelin, Elisa Annelin, Elisa Annelin, Elisa Annelin, Elisa
ParenteBeard, LLC NewSouth Capital
6/10/2010 6/10/2010 6/11/2010 6/11/2010 6/14/2010 6/15/2010 6/14/2010 6/14/2010 6/14/2010 6/14/2010
Szaferman, Laking, Blumstein Blader, Prudential Insurance Co of America P.C. Saul Ewing, LLP Aetna Maintenance Co and Hayden Switch Instrument Inc 10-Ks Dechert LLP Republic of Argentina 18K filings for 2001 The Lincoln National Life Insurance Company Allstate Life Insurance Co. Wal-Mart Stores Inc Time Inc Greyhound Corp Trans World Airlines
Annelin, Elisa Annelin, Elisa Annelin, Elisa Annelin, Elisa Annelin, Elisa Annelin, Elisa Edelman, Daniel Greenberg, Glenn Imes, Ann Arellano, Clara Johnson, Ernessa Johnson, Ernessa Erin, Emmanuel Willis, Eric Kunhart, Ryan Woodke, Kris Tetlock, Paul Burger, Allison Evans, Gillian Laughlin, Anna Evans, Selena Weiss, Miles Weiss, Miles Ketcher, Diane Barr, Robert Lynch, Nulty Lynch, Nulty Lynch, Nulty Lynch, Nulty
Lee Equity Partners Wealth-X StockerYale, Inc. Akin Gump Strauss Hauer Feld, LLP Thomson Reuters Thomson Reuters Latham Watkins LLP Alix Partners, LLC Bloomberg LP Bloomberg LP Barnes Thornburg LLP CCH Washington Service Bureau CCH Washington Service Bureau CCH Washington Service Bureau CCH Washington Service Bureau
Atlantic Richfield Co Ramada Inns Inc Ogden Corp Horn and Hardart Co Communications Corp Merrill Lynch Co Inc Transatlantic Holdings Fiduciary Trust Company International StockerYale Inc APS Financial Corp Nuverse Advisors LLC 2002-2007 ADVs name change certificate from Bear Stearns & CO to JP Morgan Securities GSAMP Trust 2007-NC1 Morgan Stanley ABS Capital Inc Trust 2006-WMC Trinity Industries Inc SB Partners First American Investment Funds Inc exemptive order IC-22589 Ameritrade Scottrade Fidelity and ETrade broker-dealer order routing statistics Accounting and Auditing Enforcement Release AAER-529 JP Morgan letter regarding buyback data for GSEs New England Private Wealth Advisors ADV filings American Financial Resources Clarium Capital Management LLC Renaissance Technologies LLC DIGI International Inc Entertainment Marketing Mesa Energy Russell Industries ING Pilgrim Investment Scudder Weisel Capital Entrepreneurs
6/14/2010 6/14/2010 6/14/2010 6/14/2010 6/14/2010 6/14/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/16/2010 6/16/2010 6/16/2010 6/17/2010 6/16/2010 6/18/2010 6/17/2010 6/18/2010 6/18/2010 6/22/2010 6/21/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010
10-00785-PUBS 10-00786-PUBS 10-00787-PUBS 10-00788-PUBS 10-00789-PUBS 10-00790-PUBS 10-00791-PUBS 10-00792-PUBS 10-00793-PUBS 10-00794-PUBS 10-00795-PUBS 10-00796-PUBS 10-00797-PUBS 10-00798-PUBS 10-00799-PUBS 10-00800-PUBS 10-00801-PUBS 10-00802-PUBS 10-00803-PUBS 10-00804-PUBS 10-00805-PUBS 10-00806-PUBS 10-00807-PUBS 10-00808-PUBS 10-00809-PUBS 10-00810-PUBS 10-00811-PUBS 10-00812-PUBS 10-00813-PUBS 10-00814-PUBS
McDermott, Wesley Saburov, Sergey Falls, Naill Lind, Patricia Costello, John Edwards, Vanicia LeFurgy, Eileen Peterson, Gabriela Pappas, James Naifeh, Stephanie Micklin, Merle Seo, MiJung Brassfield, Theodore Karman, Dina Rajagopalan, Megha Hankins, John Moultrie, Marilyn Patterson, Deborah Jong, Gerard Lee, Tiffani Threatt, Elizabeth Nakayama, Kenneth Johnson, Ernessa Johnson, Ernessa Johnson, Ernessa Johnson, Ernessa Johnson, Ernessa Reaves, Charles Reaves, Charles Richter, Robert
Falls & Veach Hancock & Co. National Corporate Research, Ltd Peterson International GTCR Golder Rauner, LLC LG Electronics USA Inc Washington Federal Strategies Georgia Department of Community H lth LaBarge, Inc. Thomson Reuters Flow Traders B.V. Holland & Knight Ashurst LLP Thomson Reuters Thomson Reuters Thomson Reuters Thomson Reuters Thomson Reuters Apperson Crump PLC Apperson Crump PLC -
The Danek Group Inc Innovative Network Space Stanford International Bank Ltd Bayou Group LLC MFS Plan of Distribution AP 3-11393 Striker Legacy and Striker Petroleum Form Ds Wagner Electronic Company Peterson International Berkshire Hathaway WaMu Mortgage Pass thru certificates series 2007-HY6 Community Health Systems 10-K Zenith Electronics Corp 10-Ks 1989-1992 Clearcomm LP fka PCS 2000 LP NBTY Inc Form DEF 14A 1989-1994 Exxon Corp 10-K 1972 1973 Centene Corp LaBarge Inc CIK 0000057139 The Ohio Company Broker-Dealer status
6/25/2010 6/28/2010 6/26/2010 6/26/2010 6/25/2010 6/24/2010 6/25/2010 6/27/2010 6/25/2010 6/25/2010 6/25/2010 6/30/2010 6/30/2010 6/30/2010 6/28/2010 6/30/2010 6/29/2010 6/28/2010 6/29/2010
M Securities Investment Inc Form BD and Focus 6/28/2010 Reports 6/29/2010 Exemption for foreign private investors 12g32B proposed rules circa 1967 Gallery Rodeo International 6/30/2010 Edward D Jones & Co LP 8-00759 E Trade Securities LLC 8-29106 SIG Securities LLC 8-51230 RBC Capital Markets Corp 8-01672 First Manhattan Bank Pope Investments LLC Pope Investments II LLC Lamar Advertising Co 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010
Metzler, Ryan Paige, Pati Paige, Pati Sanders, Susan Johnson, Ernessa
Polsinelli Shughart GraydonHead GraydonHead Employees Retirement System of T Thomson Reuters
Cal Fed Bancorp Inc Pinnacle Entertainment Inc S-4s President Riverboat Casino Missouri Inc S-4s State of Wyoming Bear Stearns & Co Inc name change to JP Morgan Securities and all BD/A from 6-2008 and 6-2009 Three Rivers Equity Partners LP Three Rivers Equity Partners I LP Three Rivers Investment Opportunity Fund LP Three Rivers MultiStrategy Fund LP Greyhound Corp Merrill Lynch Co Inc Trans World Airlines Inc DeVry Inc Pacificor LLC Payden & Rygel Investment Group form N-8A CMI Aircraft Fund Ogden Corp Atlantic Richfield Co Ramada Inns Inc Nissan Auto Receivables 2009-A Owner Trust Time Inc Wal-Mart Stores Inc Horn and Hardart Co all records of form BD filed in the last 12 months MCI Communications Corp Masterpiece Investments Corp comment letters filed for SEC release 33-6806 KKR Co LP Cooper Companies Inc
7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/2/2010
10-00820-PUBS
Emick, Bret
Feldstein Grinberg Stein & McKee, P.C. FTI Consulting FTI Consulting FTI Consulting DeVry Inc Same Day Process Service Holland Knight, LLP FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting Acceleration Retirement FTI Consulting Deloughery Law Office, PLC Thomson Reuters University of Colorado Wolf Law B ildi FTI Consulting
7/7/2010
10-00821-PUBS 10-00822-PUBS 10-00823-PUBS 10-00824-PUBS 10-00825-PUBS 10-00826-PUBS 10-00827-PUBS 10-00828-PUBS 10-00829-PUBS 10-00830-PUBS 10-00831-PUBS 10-00832-PUBS 10-00833-PUBS 10-00834-PUBS 10-00835-PUBS 10-00836-PUBS 10-00837-PUBS 10-00838-PUBS 10-00839-PUBS 10-00840-PUBS 10-00841-PUBS
McCarron, Peter McCarron, Peter McCarron, Peter Martin, Robyn Gaiser, John Molash, Michael Stifelman, Sergio McCarron, Peter McCarron, Peter McCarron, Peter Butterworth, Toby McCarron, Peter McCarron, Peter McCarron, Peter Elder, Rob McCarron, Peter Deloughery, Paul Curtin, Timothy Johnson, Ernessa Fleischer, Victor Spinella, Jay
7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/6/2010 7/7/2010 7/7/2010 7/7/2010 7/6/2010 7/7/2010 7/6/2010 7/7/2010 7/8/2010 7/8/2010 7/8/2010
State Street Bank and Trust Company The China Fund Inc
Lindsey, Robert Williams, Lansing Fishman, Gary McManus, Wm. Johnson, Ernessa
Dell, Inc TV Guard Inc Thomson Reuters
Dell Inc Phar Mor Inc form SB-1 Sanswire a list of the 50 hedge-fund advisors that were subpoenaed by the SEC also all 50 subpoenas Intergraph Corp ARS for 1992 Interlake Corp ARS for years 1989 1991 1992 Knight-Ridder Inc ARS for years 1991 1992 Lone Star Industries ARS for year 1991 M/A-Com Inc ARS for years 1989 1990 1991 Mead Corp ARS for 1990 Alcoa Inc ARS for 1992 Scientific Atlantic Inc Russell Corp ARS for years 1989 1990 Rubbermaid Inc ARS for 1989 Philips Industries Inc ARS for 1989 Oshkosh B'gosh ARS for 1989 Outboard Marine Corp ARS for 1991 Millipore Corp ARS for 1989 Andrew Corp ARS for years 1989 1990 1991 Acme-Cleveland Corp Applied Biosystems Inc ARS for years 1989 1991 Armstrong Holdings Inc ARS for 1992 Bassett Furniture ARS for 1990 Bemis Co Inc ARS for 1989 BNS Holdings Co ARS for years 1990 1991 Briggs & Stratton ARS for years 1989 1990 1992 Chemfirst Inc ARS for 1989
7/8/2010 7/8/2010 7/9/2010 7/8/2010 7/8/2010
10-00847-PUBS 10-00848-PUBS 10-00849-PUBS 10-00850-PUBS 10-00851-PUBS 10-00852-PUBS 10-00853-PUBS 10-00854-PUBS 10-00855-PUBS 10-00856-PUBS 10-00857-PUBS 10-00858-PUBS 10-00859-PUBS 10-00860-PUBS 10-00861-PUBS 10-00862-PUBS 10-00863-PUBS 10-00864-PUBS 10-00865-PUBS 10-00866-PUBS 10-00867-PUBS 10-00868-PUBS 10-00869-PUBS
Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca
Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome
7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010
Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Johnson, David Carpenter, Lane Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca
Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome
Clark Equipment Co ARS for 1990 Coleman Co Inc Ars for years 1989 1990 1991 ComputerVision Corp ARS for 1990 1991 Conagra Foods Inc ARS for 1989 Cordant Technologies Inc ARS for 1990 1991 1992 American Greetings ARS for 1990 Invesco personal transaction records Northwest Airlines Crane Co ARS for 1989 Cross & Trecker Corp ARS for 1989 and 1990 Crown Holdings Inc ARS for 1989 Fedders Corp ARS for 1990 and 1991
7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/10/2010 7/9/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010
Federal Paper Board Co ARS for 1990 and 1992 7/8/2010 Furniture Brands International ARS for 1989 7/8/2010
General Instrument Corp ARS for 1991 and 7/8/2010 1993 Genesis Worldwide Inc ARS for 1989 1990 1991 7/8/2010 and 1992 Gerber Products Co ARS 1989 1990 and1991 7/8/2010 Harcourt Brace Jovanovich ARS for 1989 and 1990 Harland John H Co ARS for years 1989 1990 1991 1992 Hartmarx Corp ARS for 1989 and 1991 Heinz HJ Co ARS for 1989 Allegheny Technologies Inc ARS for 1989 Aeroquip-Vickers Inc ARS for 1989 Worthington Industries ARS for 1990 West Point-Pepperell ARS for 1989 and 1990 UST Inc ARS for 1992 Union Camp Corp ARS for 1989 and 1990 Tonka Corp ARS for 1989 1991 and 1992 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010
10-00898-PUBS 10-00899-PUBS 10-00900-PUBS 10-00901-PUBS 10-00902-PUBS 10-00903-PUBS 10-00904-PUBS 10-00905-PUBS 10-00906-PUBS 10-00907-PUBS 10-00908-PUBS 10-00909-PUBS 10-00910-PUBS
Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Vagnani, Gianluca Texeira, Jennifer Model, Karyn DeGroat, Michael Mitchell, Hursel Major, James
Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Sapienza, University of Rome Scott, Douglas & McConnico Ameriprise Financial Services, Inc. Highway Sectional Reconstruction Invariant Blocks The Wirbicki Law Group
Timken Co ARS for 1989 1990
7/8/2010
Tandem Computers Inc ARS for 1989 and 1990 7/8/2010 Stride Rite ARS for 1989 1990 and 1991 St Jude Medical Inc ARS for 1989 Snap-On ARS for 1991 and 1992 Skyline Corp ARS for 1989 1990 1991 and 1992 Shared Medical Systems Corp ARS 1989 1990 1991 and 1992 Scott Paper Co ARS for 1989 Merrill Lynch Co Inc 1990-1991 8-K Position field omitted from the Form U4 Statistics on Financial Advisors Hursel Floyd Mitchell filings CWALT Inc Alternative Loan Trust 2005-74T1 list of loans and corresponding loan numbers included in trust BCAP LLC 2008-IND1 SCF Partners LP No-Action letter December 1991 Charles Schwab Co No-Action letter November 27 1996 CWALT Inc Alternative Loan Trust 2006-23CB list of individual loans included in trust Nationally Recognized Statistical Rating Organization NRSRO 2010 credit rating statistics Order Execution Obligations Release No 3437619A File No S7-30-95 FirstEnergy fka Ohio Edison 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/12/2010 7/12/2010 7/12/2010 7/13/2010 7/12/2010
Kertesz, Erik Gray, Stephanie Grady, Ann Major, James
Bloomberg, LP The Wirbicki Law Group
7/13/2010 7/14/2010 7/14/2010 7/14/2010
10-00915-PUBS
Misencik, Robert
Victory Capital Management
7/15/2010
Hintze, John Gupta, Ashish Howe, Tonya Goolsby, Barbara Goolsby, Barbara
Credit Suisse FINRA Florida Rural Legal Services Florida Rural Legal Services
7/15/2010 7/15/2010
NASDs reciprocal brokerage rule Release no 34- 7/15/2010 10147 Saxon Asset Securities Trust 2007-2 7/15/2010 Citigroup Mortgage Loan Trust (CLMTI) 20026WF1 Pooling and Servicing Agreement SAMI II 2006-AR6 Pooling and Servicing Agreement 7/16/2010
10-00921-PUBS
Goolsby, Barbara
Florida Rural Legal Services
7/16/2010
10-00922-PUBS 10-00923-PUBS 10-00924-PUBS 10-00925-PUBS 10-00926-PUBS 10-00927-PUBS 10-00928-PUBS 10-00929-PUBS 10-00930-PUBS 10-00931-PUBS 10-00932-PUBS 10-00933-PUBS 10-00934-PUBS 10-00935-PUBS 10-00936-PUBS 10-00937-PUBS 10-00938-PUBS 10-00939-PUBS 10-00940-PUBS 10-00941-PUBS 10-00942-PUBS
Wiener, Peter Bayewitz, Teresa MacKenzie, David MacKenzie, David MacKenzie, David MacKenzie, David MacKenzie, David MacKenzie, David MacKenzie, David MacKenzie, David Leary, Carey Dollison, Maurice Modestino, LeeAnn McCarron, Peter Kaplove, Ron Ives, Peggy Ives, Peggy Ives, Peggy Ives, Peggy Ives, Peggy Uitz, Ronald
Mercer
Peter Wiener Form ADV National Beverage Corp S-1 and S-8 exhibits
7/15/2010 7/15/2010 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/19/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010
Hancock, Daniel, Johnson, Nagle, P.C. Central Florida Medical Affiliates Inc Hancock, Daniel, Johnson, Nagle, P.C. Desert Physician Association Inc Hancock, Daniel, Johnson, Nagle, P.C. Northwest Practitioners Associates Inc Hancock, Daniel, Johnson, Nagle, P.C. IPA of Richmond County Inc Hancock, Daniel, Johnson, Nagle, P.C. Queens Long Island Medical Group P O Hancock, Daniel, Johnson, Nagle, P.C. Certified Physicians of Indiana PC Hancock, Daniel, Johnson, Nagle, P.C. Physician Health Association Ltd Hancock, Daniel, Johnson, Nagle, P.C. St Johns Mercy Medical Center Legal & Compliance, LLC Orange County Public Defender Giarrusso, Norton, Cooley & McGlone FTI Consulting SNL Financial, LLC SNL Financial, LLC SNL Financial, LLC SNL Financial, LLC SNL Financial, LLC American Home Industries Corporation CPR Medical Billing Stephen L Hochberg Ogden Corporation comment letters sent to member firms National Bank of Canada FI GARP Research Securities Company Form X17A-5 dated February 27 2009 Reynolds Advisory Partners LLC Form X-17A-5 dated February 27 2009 PCE Investment Bankers Inc Form X-17A-5 dated February 27 2009 Deutsche Bank Aktiengesellschaft Form 6-K dated March 25 2009 Certain Broker-Dealers deemed not to be Investment Advisers S7-25-99 NASD comment letter Middle South Utilities Form 10-K 1979-1982 Ivy Asset Management LLC Harley Davidson 1986 acquisition of Holiday Rambler ZBB Energy Corporation Vanguard
Swaim, Justin Kline, Michael Schoen, John Matesic, Rick Etheridge, Darlene Hargadon, James
Stone Pigman Walther Wittmann, L.L.C. Fox Rothschild, LLP Matesic Enterprises Pty Limited Brown, Edwards & Co., LLP Chartwell Investment Partners
7/21/2010 7/21/2010 7/21/2010 7/22/2010 7/22/2010
Forum Funds Brown Advisors Small Cap Growth 7/22/2010 Fund 10-Ks 1999-2006
10-00949-PUBS 10-00950-PUBS 10-00951-PUBS
Ulyanenko, Andrey Johnson, Ernessa Wendell, Edwin
Lehman Brothers Holdings, Inc. Thomson Reuters -
Lehman Brothers Inc X-17A-5 for 1988-1990 Transamerica Investment Management LLC ADV filings list Merrill Lynch Dragon Fund and registered and licensed representatives from 1980-2010 Products trading under the ticker symbols USO UNG DBA and DBC investor complaints Penalty money Carnival Cruise Lines 10-K, 10-Q and registration statements Anglo Irish Bank Corp Time Inc Series B Paragon FX broker dealers 2000-2010 archive data Loral Corporation Liberty National Corporation Allegheny Ludlum Industries Inc Act Clean Technologies Aluminium Company of America Apex Municipal Fund Inc Gulf United Corp Trans World Airlines Inc Sheffield Management Group LLC American Business Bank Cambridge Bancorp Baker Boyer Bancorp/Walla NYER Medical Group Viacom Inc Scudder Investment Trust American Brands Inc The Horn Hardart Company Reserve Oil and Gas Company The EF Hutton Group Inc Lundy Electronics Systems Inc
7/22/2010 7/22/2010 7/20/2010
10-00952-PUBS
Loder, Asjlyn
Bloomberg News
7/22/2010
10-00953-PUBS 10-00954-PUBS 10-00955-PUBS 10-00956-PUBS 10-00957-PUBS 10-00958-PUBS 10-00959-PUBS 10-00960-PUBS 10-00961-PUBS 10-00962-PUBS 10-00963-PUBS 10-00964-PUBS 10-00965-PUBS 10-00966-PUBS 10-00967-PUBS 10-00968-PUBS 10-00969-PUBS 10-00970-PUBS 10-00971-PUBS 10-00972-PUBS 10-00973-PUBS 10-00974-PUBS 10-00975-PUBS 10-00976-PUBS
Bahleda, Andrew Lightsey, Alonzo Gleeson, Bryan McCarron, Peter L, Jimmi Luongo, Charles McCarron, Peter McCarron, Peter McCarron, Peter Leach, George McCarron, Peter Bunker, Peggy McCarron, Peter McCarron, Peter Roberts, Ginny Zucker, Brad Sangha, Gurinder Naunton, Heidi Bunker, Peggy McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter
Florida Department of Corrections FTI Consulting Rockwood Investment Partners , LP FTI Consulting FTI Consulting FTI Consulting FTI Consulting KL Gates LLP FTI Consulting FTI Consulting FTSE Americas, Inc Intelligize KL Gates LLP FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting
7/22/2010 6/9/2010 7/25/2010 7/26/2010 7/25/2010 7/23/2010 7/26/2010 7/26/2010 7/23/2010 7/23/2010 7/23/2010 7/26/2010 7/26/2010 7/26/2010 7/25/2010 7/28/2010 7/25/2010 7/26/2010 7/23/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010
Hall, Colette Johnson, Ernessa Hall, Colette Halbert, Darryl Smith, Raymond Johnson, Ernessa Mancino, Michael Grimm, Laura Johnson, Ernessa Dill, Michael Quach, Jack Lawson, Carol
RBS Thomson Reuters RBS CompX International Met-Pro Corporation Thomson Reuters Beveridge Diamond, P.C. Thomson Reuters Haynes and Boone, LLP -
Allied Irish Banks PLC form 20-F 1990-1997 Congoleum Corp The Governor and Company of the Bank of Ireland Form 20-F's Precision Castparts Corp Met-Pro Corp S-8 for the years 1975 to 1976 Acacia Research Corp (ACTG) CWALT or Countrywide Alternative Loan Trust 2005-J14 Boise Cascade 10K for 1966-68 J William Mantz Investment Advisors LLD Holly Corp Form 144's for 2010 U5 record Washington Mutual Bank FA and JP Morgan Chase Bank merger of September 25, 2008 Trans America Investments Services Inc ADVs J P Morgan Mortgage Trust 2006 A5 mortgage loan schedule schedule A to PSA Canadian Solar Forms 4 5 and 6 Scudder Investment Trust IC 812-9494 Apex Municipal Fund Inc Ridge Clearing & Outsourcing Solutions Inc US Proxy Voting System July 14 2010 open meeting transcript Valero Energy Corp Jackson Hewitt Tax Services The Fluor Corporation Ltd 267 Summer Road Unocal Corp 1996 No Action Letter Gillette Company 1996 no action letter a list of public companies who filed for chapter 11 bankruptcy
7/28/2010 7/28/2010 7/29/2010 7/29/2010 7/29/2010 7/30/2010 7/30/2010 7/30/2010 8/2/2010 8/2/2010 7/29/2010 7/29/2010
10-00989-PUBS 10-00990-PUBS
Johnson, Ernessa Kokko, Rachel
Thomson Reuters Markit
8/4/2010 8/6/2010
Young, Nicloe Johnson, Ernessa Johnson, Ernessa Schultz, Emily Grozier, Ann Harris, Bob Manganaro, Nancy Rakes, Cheryl Griswold, David Jackson, Robert Jackson, Robert Maier, Marcel
Siskinds LLP Thomson Reuters Thomson Reuters Davies Ward Phillips & Vineberg, LLP Harris Associates -
8/4/2010 8/4/2010 8/4/2010 8/9/2010 8/9/2010 8/5/2010 8/9/2010 8/9/2010 8/7/2010 8/9/2010 8/9/2010 8/8/2010
Chhay, Sarah Herm, Jeffery Pena, Cecila Korbel-Smestad, K thl Nina Irani, Van Voorhees, Steven DeLucia, Robert Petzold, Keith Ballard, Lisa Rios, Jessica Rios, Jessica Leathers, Eric Smith, Ron Dunn, Billie Ragazzini, Lorraine Ragazzini, Lorraine Noor, Terry McCall, Allan Johnson, Ernessa Gehl, Matthew Kolter, Tom Brand, Will
US Real Estate Services -
US Bank NA PSA for home equity loan trust series NC 2006-HE2 Vintage Group Inc
8/4/2010 8/4/2010 8/5/2010 8/7/2010 8/9/2010 8/5/2010 8/6/2010 8/10/2010 8/10/2010 8/11/2010 8/11/2010 8/10/2010 8/10/2010 8/6/2010 8/10/2010 8/10/2010 8/8/2010 8/12/2010 8/11/2010 8/12/2010 8/13/2010
Miccosukee Tribe of Indians of Florida Phillip C Peckman Police Depa Korbel Restoration and Services Knott & Glazier, LLP Ameriprise Financial AllianceBernstein Nordson Corporation Nathan P. Friedlander, PC Thomson Reuters Dewey & LeBoeuf Triad Advisors, Inc. Martin-Marietta Form 10K from 1958-1970 GMAC Countrywide and SLM Corp bonds supplements and prospectus Bernstein Sanford C Fund Inc 89-95 filings Eric Fessler litigation release 14449 Nordson Corporation Gillette Co 1996 no action letter Unocal Corp 1996 no action letter Mellon Bank Corp Form 10-K from dates 18881989 Mike Henry Oil Company old stock certificate First Paramount Equity Corporation stock certificate Powershares ETF Trust SPDR Series Trust stock certificates Boeing Aircraft Co 1949-1960 Jefferies Investment Advisers LLC CBOE Chicago Board Options Exchange No Action Letter February 22 1991 Stotler Group Inc 1988 IPO
Letter from the Division of Market Regulation to 8/13/2010 NASD dated February 16 1981 Electronic Arts Inc pre-1996 Form 8-A Continental Conveyor & Equipment Company Continental Conveyor & Equipment Company CWABS Inc effective notices CWMBS Inc effective notices 8/12/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010
Oh, Kyuli Franker, Matthew Franker, Matthew Strother, Charlotte Strother, Charlotte
Electronic Arts Inc Covington & Burling, LLP Covington & Burling, LLP Caldwell Leslie & Proctor, PC Caldwell Leslie & Proctor, PC
10-01030-PUBS 10-01031-PUBS 10-01032-PUBS 10-01033-PUBS 10-01034-PUBS 10-01035-PUBS 10-01036-PUBS 10-01037-PUBS 10-01038-PUBS 10-01039-PUBS
Berberich, Stephanie Tanner, Darci Lynch, Nulty Haumann, Kevin Ortez, Christine Ortez, Christine Ortez, Christine Ortez, Christine Ortez, Christine Figueroa, Eloise
Holland & Hart LLP Jenner & Block LLP CCH Washington Service Bureau Raymond James -
Fuqua No Action Letter dated March 12 1991 Kohlberg Kravis Roberts KKR Sound Idea Stores Inc Form 1-A E R Squibb Form 10-K 1967-1969 Yusaf Jawed X-17A-5 1990 to present
8/13/2010 8/16/2010 8/16/2010 8/16/2010 8/13/2010
Grifphon Alpha Long Term LP X-17A-5 1990 to 8/13/2010 present Grifphon Holdings LLC X-17A-5 1990 to present 8/13/2010 Grifphon Asset Managemet LLC X-17A-5 1990 to present Grifphon Alpha Fund LP X-17A-5 1990 to present Deutsche Bank National Trust Company & Trustee Pooling and Servicing Agreement and Form 8-K Bank of New York Mellon Pooling and Servicing Agreement and Form 8-K Wells Fargo Pooling and Servicing Agreement and Form 8-K Ford Motor Company 1970 ARS catastrophe bonds prospectus Ralphs and New York Life Insurance annual reports 1991 - 2009 JP Morgan Chase X-17A-5 2010 Administrative Proceeding 3-13828 Docket CWHEQ Inc Effective Notices CWALT Inc Effective Notices Sterling Software SSW 10-K 1992 1993 Sterling Software SSW Schedule 14A 1993 AP 3-13828 docket for Comverse Technologies Inc Michael Stores Coca Cola annual financial statements Tele Communications Inc 1996 Form 10-K Sybron International Corp Anthony Kane Inc 8/13/2010 8/13/2010 8/16/2010
10-01040-PUBS 10-01041-PUBS 10-01042-PUBS 10-01043-PUBS 10-01044-PUBS 10-01045-PUBS 10-01046-PUBS 10-01047-PUBS 10-01048-PUBS 10-01049-PUBS 10-01050-PUBS 10-01051-PUBS 10-01052-PUBS 10-01053-PUBS 10-01054-PUBS 10-01055-PUBS 10-01056-PUBS
Figueroa, Eloise Figueroa, Eloise Fee, Virginia An, Angie Lauriton, Chris Henderson, Kristen Johnson, Ernessa Strother, Charlotte Strother, Charlotte Kerley, Denise Kerley, Denise Johnson, Ernessa Kerley, Denise Sabir, Asif Embrey, Joseph Wilson, James Odom, Maryam
Ernst & Young TD Securities Washie County Sheriff's Office Detention Center Thomson Reuters Caldwell Leslie & Proctor, PC Caldwell Leslie & Proctor, PC Bickel & Brewer Bickel & Brewer Thomson Reuters Bickel & Brewer -
8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/3/2010 8/17/2010 8/17/2010 8/13/2010 8/13/2010 8/17/2010 8/17/2010 8/19/2010 8/17/2010 8/17/2010 8/17/2010 8/18/2010 8/18/2010
Erickson, Beverly Elieff, Richard Wright, Heather OConnor, Charlene Montero, Jesus Williams, C. Rene Faherty, David McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter Catalfio, Maria McCarron, Peter Lisac, Dennis McCarron, Peter Hiner, Tanya McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter Bacigalupi, Victor
Maine Maritimes Corporation BBVA Research Georgia Department of Labor FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting -
Maine Public Service Company Force Protection Inc El Paso Refinery ISCO International LLC fka Illinois Superconductor Corporation Private equity firms in Puerto Rico Goldens Foundry and Machine Co and GFMCO LLC shareholder information Forum Funds N-18F1 pre 1998 Four Phase Sys Inc Merrill Lynch & Co Inc Digital Switch Corp aka DSC Communications Corp Sensormatic Electrs Corp Scan Optics Rohr Inds Inc Household Fin Corp aka Household International Inc Sheller Globe Corp International Harvester Sun Inc aka Sunoco Inc PMI form Certnys Associated Dry Goods Corp
8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/20/2010 8/17/2010 8/20/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/19/2010 8/17/2010 8/19/2010 8/17/2010
8/19/2010 Institutional Investor Study Report of the Securities and Exchange Commision Washington Natl Corp aka Washington National 8/17/2010 Corporation Monsanto Co aka Pharmacia Corp 8/17/2010 Trans World Airlines Inc Ethyl Corp aka Newmarket Corp Anacomp Inc Atlantic Richfield Co Gulf & Westin Inds Inc aka Paramount Communications Inc Ogden Corp aka Covanta Energy Corp The PMI Group Inc 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/18/2010
McCarron, Peter McCarron, Peter McCarron, Peter Kozelka, Michael Catalfio, Maria Atwi, Hiassam James, Thomas James, Thomas Wyatt, Bradely York, Jackie Mealer, John Lawson, Jenny Endale, Wuleta Viguie, Michael Bernson, Gerald Hester, Ian Chamberlain, Susan Stretmater, Ryan Johnson, Ernessa Emmons, Jessica LeFurgy, Eileen LeFurgy, Eileen Cater, Katherine Kane, Darren Rind, Kristina Ortez, Christine Ortez, Christine Ortez, Christine
FTI Consulting FTI Consulting FTI Consulting Bull & Associates Mealer Companies LLC National Corporate Research Dechert LLP Thomson Reuters Drummond Woodsum & McMahon National Corporate Research, Ltd National Corporate Research, Ltd Schnader Harrison Segal & Lewis LLP Mission-Critical Services -
FMC Corp Johnson Ctls Inc aka Jonson Controls Inc Rockwell Intl Corp Fund Investors Inc Navistar International Truck NYSE No Action Letter dated November 18 1983 Norvanco Inc Forms 1-A and 1-A/A Actionview International Inc Forms 1-A and 1A/A Robertson Global Health Solutions Corporation Form S-1 Vanguard Group Inc Mealer Companies LLC Form D
8/17/2010 8/17/2010 8/17/2010 8/19/2010 8/19/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/21/2010
Greenpoint Mortgage Funding Trust Series 2006- 8/22/2010 AR4 Hub & Spoke Funds 8/20/2010 Morgan Keegan Co Inc AP No 3-13847 docket Delta Air Lines executive officer employment agreements Forex Broker CTC Fund Management US Facilities Corp Centris Group Inc Allstate Assurance Co Lane Enterprises Inc 1987 No Action Letter Bear Stearns Sun Hung Kni or Kai No Action Letter February 1976 Hill Samuel Ltd No Action Letter November 25 1968 Crestek Inc 8/24/2010 8/19/2010 8/19/2010 8/24/2010 8/24/2010 8/25/2010 8/25/2010 8/24/2010 8/24/2010 8/25/2010
Patriot Minerals complaints filed between April 1 8/25/2010 and August 25 2010 Arizona Biochemical Co 1961 IPO 8/24/2010 Sasquatch Capital LLC Coho Asset Management LLC Brookridge Small Cap Opportunities Fund LP 8/24/2010 8/24/2010 8/24/2010
10-01114-PUBS 10-01115-PUBS 10-01116-PUBS 10-01117-PUBS 10-01118-PUBS 10-01119-PUBS 10-01120-PUBS 10-01121-PUBS 10-01122-PUBS 10-01123-PUBS 10-01124-PUBS 10-01125-PUBS 10-01126-PUBS 10-01127-PUBS 10-01128-PUBS 10-01129-PUBS 10-01130-PUBS 10-01131-PUBS 10-01132-PUBS 10-01133-PUBS 10-01134-PUBS 10-01135-PUBS 10-01136-PUBS 10-01137-PUBS 10-01138-PUBS 10-01139-PUBS 10-01140-PUBS 10-01141-PUBS 10-01142-PUBS 10-01143-PUBS
Ortez, Christine Ortez, Christine Ortez, Christine Ortez, Christine Ortez, Christine Ortez, Christine McCarron, Peter Wathen, Mitchell McCarron, Peter McCarron, Peter McCarron, Peter McCarron, Peter Hildebrandt, Margaret McCarron, Peter James, Brian Hong, Jenny Kane, Darren Tucker, Cecile Burns, Simon Keck, Richard McEleney, Sumy Arata, David Matthews, Doris Kane, Darren Tattas, Michael Wyatt, Bradely Clevenger, Tamron Clevenger, Tamron Clevenger, Tamron Clevenger, Tamron
FTI Consulting FTI Consulting FTI Consulting FTI Consulting FTI Consulting Wells Fargo FTI Consulting ParenteBeard, LLC Mission-Critical Services Mission-Critical Services -
Brookridge Small Cap Fund LP Brookridge Capital Management LLC North Asset Management LLC Grifphon Biotechnology Fund LP Grifphon Capital LLC Grifphon Advisors LLC Foremost Mckesson Inc aka Mckesson Corp QA3 Financial Corp American Brands Inc Greyhound Corp Horn & Hardart Co aka Hanover Direct Inc Time Inc aka Time Warner Inc Alpha Solarco Inc Forum Group Inc aka Excepticon Inc the number of registered exchanges in 2005 Vanguard Group Inc
8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/17/2010 8/18/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/18/2010 8/25/2010
All Form BDs filed between April 1 to August 25 8/25/2010 2010 Bay Crest Partners X-17A-5 8/26/2010 Retail Holdings NV ARS Supp CareFX Corp Plato Fund LP Form D Crestek Inc 10Ks for 1992 to 1994 Hilton Hotels Corporation Complaints filed by Jaimie Davis 8/30/2010 8/29/2010 8/30/2010 8/26/2010 8/27/2010 8/26/2010
Mammoth Energy Group Inc Form 144 for 1999 8/30/2010 Robertson Global Health Solutions Form 10 for July 1972 Avamere Sullivan Property LLC Avamere Bethany Investorys LLC Avamere Health Services LLC Avamere Group LLC 8/26/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010
Mackle, James Tuysuzoglu, Levent Tuysuzoglu, Levent Tuysuzoglu, Levent Tuysuzoglu, Levent Tuysuzoglu, Levent Harris, Jeanne Nagy, Alex Lurie, Robert Hopkins, Sandra Chan, Siew-Loong Dunn, Edward Coleman, Patrick Music, Tami O'Neal, Vaughan Pace, Jessica McLune, Jennifer Gulizia, Stephanie Johnson, Ernessa Hoekman, Austin Johnson, Ernessa Wick, John Mac Lean, Carol Tucker, Cecile Tucker, Cecile Tucker, Cecile Tucker, Cecile Tucker, Cecile Pellegrino, Vickie
First national Bank of River Falls Sutherland Asbill & Brennan LLP Thomson Reuters Thomson Reuters -
General Development Corporation Samuel A Ramirez & Co Inc X-17A-5 for 2008 and 2009 MFR Securities Inc X-17A-5 for 2010
8/30/2010 8/27/2010 8/27/2010
Siebert and Brandford Shank & Co LLC X-17A-5 8/27/2010 for 2009 and 2010 Rice Securities X-17A-5 for 2010 8/27/2010 Guzman & Co X-17A-5 for 2009 and 2010 Dougherty & Co X-17A-5 GSCP NJ LP ADVs 2007 to present Washington Post 1971 IPO NTN Buzztime Inc 1992 to 1993 filings Coca Cola KO Apple Inc 10ks prior to 1994 NASD Conduct Rules SR-NASD-95-39 SEC Release 37588 8-27-66 Scana Corp Articles of Incorp Hibernian Bank CIK 0000047288 Robert D Brown Investment Counsel Inc 1984 No Action Letter File no S7-12-92 comment letter by Residential Fund Corporation Haircuts Consolidation letter from SEC to NYSE August 2002 LSV Asset Management ADVs Boeing Co 10K's 65-93 Texas Industries Inc ARS dated 8/27/10 Salomon Brothers 10K FPC Securities 1974 No-Action letter Weeden & Co LP 8/27/2010 8/27/2010 8/27/2010 8/30/2010 8/30/2010 8/30/2010 8/27/2010 8/30/2010 8/30/2010 8/27/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 9/1/2010 9/1/2010
Jonestrading Institutional Services LLC X-17A-5 9/1/2010 First New York Securities LLC X-17A-5 CRT Capital Group LLC X-17A-5 BTIG LLC X-17A-5 Farina & Associates Inc X-17A-5 9/1/2010 9/1/2010 9/1/2010 9/1/2010
Rasmussen, Luke McLoughlin, Robert Vue, Deng Jimenez, Eddie Dee, Ernest Antonio, Joseph Couden, Andrew Ohmer, Susan Callahan, Elspeth Molenda, David Kogut, Merry Altieri, Jason O'connor, Chris Tattas, Michael Blosser, Michael Gailey, John Fox, David Fox, David Simpson, Mark Lee, Janice Quosig, Arnita Browning, Dan Molenda, David Barnhill, Michael Weiss, Miles Weiss, Miles Davis, Glenn Marsillo, Mario
Business Law Research Infoline University of Notre Dame National Corporate Research Denali Capital Management LLC Minneapolis Star Tribune Bloomberg LP Bloomberg LP -
Allvoices.com Sizzler USA Holdings Inc CYTAX & Refund
9/1/2010 9/1/2010 9/1/2010
Bear Stearn ALT-A Trust Mortgage Pass through 9/1/2010 Certificates Series 2007-3 DPI General Contractor Inc 9/1/2010 BlackRock Inc Form 40-206A Voyageur Asset Management 2008 ADV 9/1/2010 9/2/2010
Walt Disney Co registration file accession 9/3/2010 number Silver Spring Networks Inc CIK #: 0001180079 9/3/2010 Garden City Real Estate Group III LLC Reg D form D Medical Marijuana Inc Form D Foliofn No Action Letter dated OctoberNovember of 2008 Trinity Wealth Securities LLC Black Dragon Resources Companies Inc Electronic Transaction Clearing Forms 10-K X17A-5 Peter & Knight no action letter dated October 16 1997 Gargoyle Strategic Investments LLC Bengal Capital LLC Alaskan Permanent Capital Management Co Smartwear Technologies Reg D Form D Carlyle Europe Partners II LP Markman Capital Management Inc ADV dated 2008 Investors Capital Corp and Securities America Inc Form X-17A-5 Securities America Form X-17A-5 Doubleline Capital LP Form ADV Citadell Advisors LLC Newmarket Impressions LLC Javalution Coffee Company Reg D Form D 9/3/2010 9/2/2010 9/3/2010 9/2/2010 9/3/2010 9/3/2010 9/2/2010 9/2/2010 9/2/2010 9/3/2010 9/7/2010 9/2/2010 9/2/2010 9/1/2010 9/1/2010 9/7/2010 9/7/2010 9/8/2010 9/2/2010
Varma, Sushila Ostrovsky, Severina Molenda, David Rawles, Michael
vCustomer Corporation Robertson Tank Lines Form 3 4 5 Pacific West Securities Inc Form X-17A-5 Central Minera Corp FKA Delgratia Mining Corporation filings between 1994 and 2000 PH413 Reg D Form D PH413 Inc Reg D Form D
9/3/2010 9/7/2010 9/7/2010 9/7/2010
Dotson, Delon Macdonald, Rita Williams, Lucia Ryan, Edward Fereos, George Morgan, Melanie Graham, Natalie Meredith, Nathan Murphy, Dan
Cetrulo & Capone, LLP -
9/7/2010 9/7/2010
Prudential Annuiteies Life Assurance Corp Form 9/7/2010 40-APP dated 7-15-2008 Allen Industries Inc 9/8/2010 Supervalu Form ARS dated 2/27/2010 Mercedes Benz financial statements SwipeAuctions Charter Communications Inc Accounting for Pools of Uninsured Residential Reserve Mortgage Contracts dated October 1 1992 Morgan Stanley IPO prospectus Salomon Brothers IPO prospectus Einstein Noah Restaurant Group Inc Plain English Handbook Venture Capital Network Inc No Action Letter Angel Capital Electronic Network Technology Capital Network Inc No Action Letter Texas Capital Network Inc No Action Letter Michigan Growth Capital Symposium No Action Letter May 4 1995 Colorado Capital Alliance Inc No Action Letter May 4 1995 Arizona Capital Network Inc No Action Letter April 21 1998 Progressive Technology Inc No Action Letter October 11 2000 Schedule 14N template 9/14/2010 9/13/2010 9/15/2010 9/15/2010 9/16/2010
10-01214-PUBS 10-01215-PUBS 10-01216-PUBS 10-01217-PUBS 10-01218-PUBS 10-01219-PUBS 10-01220-PUBS 10-01221-PUBS 10-01222-PUBS 10-01223-PUBS 10-01224-PUBS 10-01225-PUBS 10-01226-PUBS
Wilhelm, Tom Wilhelm, Tom Alvarado, Claudia Haas, Theodore Shah, Hassan Sarkar, Kristi Sarkar, Kristi Sarkar, Kristi Sarkar, Kristi Sarkar, Kristi Sarkar, Kristi Sarkar, Kristi Forgione, Michael
Thomson Reuters
9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/18/2010 9/19/2010 9/19/2010 9/19/2010 9/19/2010 9/19/2010 9/19/2010 9/19/2010 9/20/2010
Kanterman, Corrine Hancock, Oveda Mitchell, Hursel Witkowski, Mike Moeller, Alexander Wowak, Adam Brumder, George Merns, Karen Stuto, Ralph
Becker & Poliakoff, LLP Highway Sectional Reconstruction Invariant Blocks Penn State University -
Registered Investment Advisors in New Jersey TMS Mortgage Inc Hursel Floyd Mitchell No Action Letter Gateway 2000 Inc 10-Ks 1990-1997 Urban Shopping Centers Inc IBM Form DEF 14A for 1985-1993 Godspell LLC Syms Corp filings 1983-1994 Chieftain Capital Management Inc 13F filings not available online from 1984-1999 Virginia Electric & Power Co Fintegra LLC BNP Paribas Securities Way Cool Imports Inc Form D Rule 15c2-12 Municipal Securities Disclosure Our World Live Inc BIA Capital Strategies LLC
9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/21/2010 9/16/2010
Eppink, Anna Shelton, Jeffrey Kaelin, Casey Molenda, David Steinert, Megan Nakamura, Stephen Hilton, Ana Lockett, Margrit Regan, Stephen Regan, Stephen Nguyen, Nga Baumer, Lindsey Hanzlick, Janee Sommers, Fred Maes, Rene McEnaney, Kimberly Morf, David Caine, Robert
9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/18/2010
California Debt & Investment Advisory Minutes of SEC Field Hearing on the State of Commission the Municipal Securities Market Landmark Graphics Corporation Final IPO Prospectus from 1988 Landmark Graphics Corporation Form 3 4 5s Texas Tech University National Corporate Research, LTD Section 304 of the Sarbanes Oxley bill list of cases Medlogics Device Corporation 8-K current report SEC Publication 009 BNP Paribas Securities Corp
Security Federal Corp Schedule 13D for Timothy 9/23/2010 Simmons Great Lakes Advisors 9/23/2010 annual recap of filings volume Empire District Electric Company 9/23/2010 9/24/2010
10-01254-PUBS 10-01255-PUBS 10-01256-PUBS 10-01257-PUBS 10-01258-PUBS 10-01259-PUBS 10-01260-PUBS 10-01261-PUBS 10-01262-PUBS 10-01263-PUBS 10-01264-PUBS 10-01265-PUBS 10-01266-PUBS 10-01267-PUBS 10-01268-PUBS
Van Schaick, Peter Lawson, Paul Ajiashvili, Robert Rose, Lindsay Goldstein, Brian Robinson, Edward Bruno, Susan Helmholz, Scott Zaretsky, Mitchell Zaretsky, Mitchell Rivera, Jonathan GU, Andrew Molenda, David Beaudoin, Cathy Bricker, Adam
Susman Godfrey, LLP Bingham Lea PC Bloomberg Bailey & Glasser, LLP -
whistleblower protections provisions meeting binder Standard Management Corporation Tranparent Value et al and Guggenheim Transparent Value Michael H Hume release No. 35608 Unitymedia Hessen Gmbh & Co. KG Eleven Rings Opportunity Fund LP New York Times Alliance Resource Partners LP CT order Medical Simulation Corporation Reg D Form D annual report 2002-2009 Medical Simulation Corporation Form 10-K Bunge Ltd Form 10-K for 2005-2009 Fontainebleau Equity Holdings LLC
9/24/2010 9/24/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/27/2010 9/27/2010 9/23/2010 9/25/2010 9/27/2010 9/27/2010 9/24/2010 9/28/2010 9/28/2010
10-01269-PUBS 10-01270-PUBS 10-01271-PUBS 10-03096-FOIA 10-03097-FOIA 10-03098-FOIA 10-03099-FOIA 10-03100-FOIA 10-03101-FOIA 10-03102-FOIA 10-03103-FOIA 10-03104-FOIA 10-03105-FOIA 10-03106-FOIA
Wolf, Oliver Fregene, Rosemond Agrahari, Pooja Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dalhouse Mullins, R ld
Vitality Foodservice Holdings Corp Reg D Form D University of Vermont School of Scott Taub speech at 28th Annual Conference in 2000 Business China Transportation International Holdings Group Limited Filed under Diamond Bay Holdings Inc Otto Beisheim School of Management ARS No. 4 published in 1938 Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Rocky Mountain Chocolate Factory Rule 17a-13 Cypress Semiconductor Corporation Chevron Corp Citrix Systems Inc CenturyTel Inc Constant Contact Inc Cooper Tire & Rubber Company Cintas Corp CSX Corp Capital Southwest Corp Cree Inc Ronald Alberto Dalhouse Mullins
9/29/2010 9/29/2010 9/29/2010 12/31/2009 12/31/2009 12/31/2009 12/31/2009 12/31/2009 12/31/2009 12/31/2009 12/31/2009 12/31/2009 12/31/2009 12/30/2009
10-03107-FOIA 10-03108-FOIA 10-03109-FOIA
Huggins, Harold Tomkins, John Gourevitch, David
Council for Education Metropolitan Correctional Center Law Office of David Gourevitch, P.C.
List of hedge funds registered with the SEC Navarre Corporation OIG Report 487 Allegation of Retalitory Action by SEC Division of Enforcement Staff Sellers Capital LLC et al Adobe Systems Inc AFLAC Inc Albermarle Corporation Almost Family Inc Amerigon Inc Ameriprise Financial Inc AMETEK Inc AngloDynamics Inc Lincare Holdings Inc Lululemon Athletica Inc Tanox Biosystems Inc Exhibits 10.9 10.12 Form S-1 Celtrix Pharmaceuticals Inc Exhibit 10.32 Form 10-K Texas Biotechnology Corp Exhibit 10.51 Form 10-Q Cholestech Corp Exhibit 10.15 Form S-1 CIMA Labs Inc Exhibit 10.8 Form 10-K Immunex Corp Exhibit 10.13 Form 10-K
12/30/2009 12/13/2009 12/30/2009
10-03110-FOIA 10-03111-FOIA 10-03112-FOIA 10-03113-FOIA 10-03114-FOIA 10-03115-FOIA 10-03116-FOIA 10-03117-FOIA 10-03118-FOIA 10-03119-FOIA 10-03120-FOIA 10-03121-FOIA 10-03122-FOIA 10-03123-FOIA 10-03124-FOIA 10-03125-FOIA 10-03126-FOIA 10-03127-FOIA 10-03128-FOIA 10-03129-FOIA 10-03130-FOIA 10-03131-FOIA 10-03132-FOIA 10-03133-FOIA 10-03134-FOIA 10-03135-FOIA
Goggins Campos, Martin Patton Boggs LLP Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
12/8/2009 12/23/2009 12/23/2009 12/23/2009 12/23/2009 12/23/2009 12/23/2009 12/23/2009 12/23/2009 12/23/2009 12/23/2009 12/7/2009 12/7/2009 12/7/2009 12/7/2009 12/7/2009 12/7/2009
Applied Microbiology Inc Exhibit 10.32 Form 10- 11/30/2009 K Sugen Inc Exhibit 10.40 Form 10-Q 12/7/2009 Immucell Corp Exhibit 10.31 Form 10-K Immucell Corp Exhibit 10.19 Form 10-K Broadway Gate General Partner LLC Broadway Gate Capital LLC Broadway Gate Onshore Fund LLC Joerg Diedrich of Broadway Gate Capital LLC Avenue Asia Capital Management LP 12/7/2009 12/7/2009 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010
10-03136-FOIA 10-03137-FOIA
Wall, Lindsay Reinhardt, Kelly
Check Fund Manager, LLC Check Fund Manager, LLC
Marc Abenser Lasry Sonia Esther Gardner fka Sonia Esther Lasry of Avenue Asia Capital Management LP Lee Atzil Endo Pharmaceuticals Holdings Inc Eclipsys Corp Ecolab Inc eBay Inc Dresser Rand Group Inc DemandTec Inc Walt Disney Comany The Danaher Corporation Quest Diagnostics Inc Salesforce.com Inc Biosite Inc agreement with Fleet National Bank 10.16(15) Biosite Inc agreement with Fleet National Bank 10.15(14) Imergent 2002 comment and response letters ATM Capitol Company HO1228852 Kenneth Moss and bid performance and payment bonds Gentex Corp Gilead Sciences Inc Fuel Tech Inc Fuel Systems Solutions Inc Forest Oil Corporation FMC Corp Fedex Corp Edwards Lifesciences Corp Electronic Arts Inc Epicor Software Corporation Algoma Hardwoods Inc fka United States Plywood 1944-1953 10-K subsidiary listing
1/4/2010 1/4/2010
10-03138-FOIA 10-03139-FOIA 10-03140-FOIA 10-03141-FOIA 10-03142-FOIA 10-03143-FOIA 10-03144-FOIA 10-03145-FOIA 10-03146-FOIA 10-03147-FOIA 10-03148-FOIA 10-03149-FOIA 10-03150-FOIA 10-03151-FOIA 10-03152-FOIA 10-03153-FOIA 10-03154-FOIA 10-03155-FOIA 10-03156-FOIA 10-03157-FOIA 10-03158-FOIA 10-03159-FOIA 10-03160-FOIA 10-03161-FOIA 10-03162-FOIA 10-03163-FOIA 10-03164-FOIA
DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Halimi, Lysa Halimi, Lysa Howard, Heather Juncker, Steven Moss, Kenneth Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Johnson, Ernessa
Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Dr. Mark Friedman Dr. Mark Friedman The Public Company Accounting Oversight Board Cape Vincent Correctional Facility Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Thomson Reuters
1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/3/2010 12/14/2009 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 12/31/2009
10-03165-FOIA 10-03166-FOIA 10-03167-FOIA 10-03168-FOIA 10-03169-FOIA 10-03170-FOIA 10-03171-FOIA 10-03172-FOIA 10-03173-FOIA 10-03174-FOIA 10-03175-FOIA 10-03176-FOIA 10-03177-FOIA 10-03178-FOIA 10-03179-FOIA 10-03180-FOIA 10-03181-FOIA 10-03182-FOIA 10-03183-FOIA 10-03184-FOIA 10-03185-FOIA 10-03186-FOIA 10-03187-FOIA 10-03188-FOIA 10-03189-FOIA 10-03190-FOIA 10-03191-FOIA 10-03192-FOIA 10-03193-FOIA 10-03194-FOIA
Byrd-Collins, Carlesia Christian, J Strand, Kimberly Berg, Kenneth Jui, Jonathan Trosino, Virginia Christensen, Eric Pacholder, Debbie Pacholder, Debbie Pacholder, Debbie Hartshorn, Kaitlin DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Deyneha, Natalia
C&C Product Service, Inc. Tiffany & Bosco, P.A. Cole Scott & Kissane Ulmer Berne LLP Brown University Investment Office Snohomish PUD
office supplies breakdown of spending Radical Bunny LLC Case No. 2:09-cv-01560SRB The Formula Inc and Brian Neiman FL-03287 Carl Silver and or Carl Silver Holding Co LLC Sequoia Capital UBS Paine Webber complaints Morgan Stanley and AP 3-10957
1/4/2010 1/5/2010 1/4/2010 1/5/2010 1/4/2010 12/30/2009 1/5/2010 1/4/2010 1/4/2010 1/4/2010 1/5/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/5/2010 1/5/2010
Ahmad, Zavitsanos & Anaipakos, P.C. Southpeak Interactive Corporation Ahmad, Zavitsanos & Anaipakos, P.C. Capitol Distributing LLC and Terry M Phillips Civil Action No. 1:07-CV-00798 Ahmad, Zavitsanos & Anaipakos, P.C. Capitol Distributing LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Dominic A Giafaglione Del Mar Asset Management LP Helmerich & Payne Inc Hot Topic Inc Starwood Hotels & Resorts Worldwide Inc Honeywell International Inc Health Net Inc HMS Holdings Corp Helix Energy Solutions Group Inc Harvard Biosciences Inc Hasbro Inc Genoptix Inc Federal Mogul Corporation WCI Communities Inc American Entertainment Properties Corp Motorola Inc Adventrx Pharmaceuticals Inc Peter W Currie Nortel Networks Optical Components Limited Poore Brothers Inc
10-03195-FOIA 10-03196-FOIA 10-03197-FOIA 10-03198-FOIA 10-03199-FOIA 10-03200-FOIA 10-03201-FOIA 10-03202-FOIA 10-03203-FOIA 10-03204-FOIA 10-03205-FOIA 10-03206-FOIA 10-03207-FOIA 10-03208-FOIA 10-03209-FOIA 10-03210-FOIA 10-03211-FOIA 10-03212-FOIA 10-03213-FOIA 10-03214-FOIA 10-03215-FOIA 10-03216-FOIA 10-03217-FOIA 10-03218-FOIA 10-03219-FOIA 10-03220-FOIA 10-03221-FOIA 10-03222-FOIA 10-03223-FOIA 10-03224-FOIA 10-03225-FOIA
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Fortmiller, Keith Mierzejewski, Mark
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC
Chestnut Hill Securities Inc 139 Elk Run Partners LLC PartnersAdmin Audesi Capital Management Armored Rhino Networks TheHedge.com Inventure Group Inc Arizona Securities Group Icahn Management LP Icahn Enterprises Holdings LP American Property Investors Inc American Real Estate Partners LP XO Communications Inc Royal Bank of Canada aka RBC aka RBC Financial Group The Royal Trust Company Royal Trust Corporation of Canada Royal Bank of Canada Europe Limited Puglisi & Co Mark Howells M S Howells & Co Inc M S Howells Foundation Howells Technology LLC Mark Howells Puglisi Howells & Co Blenheim Fund Management LLC Blenheim Capital Management LLC Willem Kooyker of Blenheim Capital Management LLC Crosslink Capital Thomas Edward Bliska Jr Redwood Investments LLC Adam Haven Weiss
1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/6/2010 1/6/2010 1/6/2010 1/4/2010 1/4/2010 1/5/2010 1/5/2010
10-03226-FOIA 10-03227-FOIA 10-03228-FOIA 10-03229-FOIA 10-03230-FOIA 10-03231-FOIA 10-03232-FOIA 10-03233-FOIA 10-03234-FOIA 10-03235-FOIA 10-03236-FOIA 10-03237-FOIA 10-03238-FOIA 10-03239-FOIA 10-03240-FOIA 10-03241-FOIA 10-03242-FOIA 10-03243-FOIA 10-03244-FOIA 10-03245-FOIA 10-03246-FOIA 10-03247-FOIA 10-03248-FOIA 10-03249-FOIA 10-03250-FOIA 10-03251-FOIA 10-03252-FOIA 10-03253-FOIA
Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Sadovski, Vassili Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Huang, William Huang, William Huang, William Fortmiller, Keith
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Adam Haven Adam M Weiss Arzhang Kamarei James W Crichton III Kinetic Concepts Inc Kellogg Company Janus Capital Group Inc Johnson Controls Inc IPC The Hospitalist Company Inc Insituform Technologies Inc Interval Leisure Group Inc IHS Inc Henry Schein Inc Hormel Foods Corp
1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010
12/23/2009 Luxor International and Artfest Exhibit A acquisition agreement Matrix Pharmaceutical Inc Exhibit 10.23 Form S- 12/7/2009 1 Regeneron Pharmaceuticals Inc Exhibits 10.9 12/7/2009 10.10 10.11 Form 10-K Chemtrak Inc Exhibits 10.36 10.37 10.38 Form 12/7/2009 10-K Chemtrak Inc Exhibit 10.35 Form 10-K 12/7/2009 Calgene Inc Exhibits 10.12A 10.12B 10.13A Form 10-K Chantal Pharmaceuticals Corp Exhbits 10.16 10.17 Form S-3 Chantal Pharmaceuticals Corp Exhbit 10.25 Form S-1 Chantal Pharmaceuticals Corp Exhbits 10.18 10.19 10.20 Form S-1 Sphinx Pharmaceuticals Corp Exhibit 10.39 Form 10-K Southpaw Credit Southpaw GP Southpaw Asset Management Valerie B Klaiman 12/7/2009 12/7/2009 12/7/2009 12/7/2009 12/7/2009 1/5/2010 1/5/2010 1/5/2010 1/5/2010
Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Fortmiller, Keith Huang, William Huang, William Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Howe, Amanda Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Wall, Lindsay Hyun, Young-Jin Brush, Silla Kelley, Matt
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC The Hill -
Kevin Wyman Robert Barron Joanna Wa Julie Lenehan Jeffrey Cohen Robert Thompson Jennifer (Katz) Silver Michael J Mufson Steven T Flammey Ezra Samet Michael Axon Howard Golden Atomic Energy of Canada Limited Canadian Tire Corporation Intelius Inc Affinion Group York University Development Corporation Frank Joseph Carroll III Elgin Capital Partners Elgin Energy LLC Robert J Woody SRS Investment Management LLC Karthik R Sarma Matthew (Matt) Justin Luckett Prospectuses on all Public Credit Card Securitizations Congressional Correspondence 17 ES Numbers Robert Allen Stanford and Stanford Financial Group Congressional Correspondence Governor John Hoeven of North Dakota Congressional Correspondence Steven A Cohen FOIA Requests ZAIS Group LLC
1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/5/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 1/6/2010 12/11/2009 1/7/2010 1/11/2010
10-03281-FOIA 10-03282-FOIA 10-03283-FOIA
Gooden, Amy Willingham, Brain Padula, Gary
Democratic Senatorial Campaign Committee Diligentia Brown University Investment Office
1/6/2010 1/7/2010 1/6/2010
10-03284-FOIA 10-03285-FOIA 10-03286-FOIA 10-03287-FOIA 10-03288-FOIA 10-03289-FOIA 10-03290-FOIA 10-03291-FOIA
Greenewald, John Kaufman, Joshua Mahoney, Dan Mahoney, Dan Mangoubi, Joshua Mangoubi, Joshua Lopez, Laura Welch, Gregory
RiskMetrics Group Inc RiskMetrics Group Inc -
FOIA Log Calendar Year 2009 AGCO Corp PACCAR Inc
1/8/2010 1/8/2010 1/7/2010 1/7/2010
Skadden ArpsSlate Meagher Flom LLP Realty Finance Corp
1/6/2010 False and Misleading Statements Consumer Complaints Since Jan 2008 Greenlight Capital and David Einhorn Consumer 1/6/2010 Complaints and FOIA Requests Mortgage Information From Chase Bank NA 12/10/2009 11/27/2009 Mortgage Information from Professional Mortgage, Litton, Homeside, SPS Select, Portfolio, Aegis, UBS, Long Beach, Castle Point, and Act Properties OIG 509 Bernard Madoff Report Underlying 1/9/2010 Documents Regarding Mary Shapiro Securities Class Actions Data Yolanda Holtzee Communications with the SEC 12/14/2009 1/7/2010
10-03292-FOIA
Greenfield, Richard
10-03293-FOIA 10-03294-FOIA 10-03295-FOIA
Zhan, Julia Willingham, Brain Willingham, Brain
Beecher Carlson Diligentia Diligentia
10-03296-FOIA 10-03297-FOIA
Willingham, Brain Willingham, Brain
Diligentia Diligentia
Claims for Damages on behalf of Madoff Victims 1/7/2010 including by Gaytri Kachroo or Kahroo Legal Services Yolanda Holtzee Testimony 1/8/2010 1/7/2010 FOIA Requests about Yolanda Holtzee, Alcap LLC or Plus Six Sigma Profit and Requests from Yolanda, DeAnn Isackson or Jane McGowan OIG Report 487 Allegations of Retaliatory Action 1/6/2010 by Sec Division of Enforcement Staff Artfest International Inc Acquisition Agreement 1/4/2010 Exhibit A GunnAllen Financial Focus Reports 1/11/2010 NASD Regulation Comment Letters Release NO. 1/11/2010 34-48701, SR-NASD-99-60 NeurAxon USA Inc 1/11/2010 Lawrence E Bloch John S Andrews Robert A Medve Suman Rakhit 1/11/2010 1/11/2010 1/11/2010 1/11/2010
10-03298-FOIA
Frumes, Max
Sterlikova, Luba Cornish, Robert Rhodes, William Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Dilworth Paxson LLP Advanced Patent Services International Business Research International Business Research International Business Research International Business Research International Business Research
10-03307-FOIA 10-03308-FOIA 10-03309-FOIA
Costello, Maureen Costello, Maureen Deyneha, Natalia
International Business Research International Business Research International Business Research
Tom Lategan Shawn Maddaford Katrina Santa Maria aka Katrina Santa-Maria aka Katrina SantaMaria aka Katrina Maria aka Katrina Santa Katrina Wallis TMA Management LLC Foia Processing Data Confidential Treatment Request Statistics for Corp Fin and IM Manhattan Associates Inc Manpower Inc Lyondell Chemical Company LoopNet Inc Legg Mason Inc Laboratory Corporation of America Holdings K Tron International Inc Kohls Corporation Kroger Co Thermogenesis Corp Noble Energy Inc Marvel Entertainment Inc MTS Systems Corp Electro Optical Sciences Inc Medtronic Inc Allscripts-Misys Healthcare Solutions Inc Mcdonalds Corporation Matthews International Corp Masimo Corp Murphy Oil Corporation PF Changs China Bistro Inc Perot Systems Corp Priceline.com Inc
1/11/2010 1/11/2010 1/11/2010
Deyneha, Natalia Deyneha, Natalia Goldstein, Matthew Goldstein, Matthew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research Reuters Reuters Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
1/11/2010 1/1/2010 1/12/2010 1/12/2010 1/8/2010 1/8/2010 1/13/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/12/2010 1/12/2009 1/12/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Palmeri, Christopher
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Bloomberg
Old Republic International Corporation Old Diminion Freight Line Inc VA Norfolk Southern Corp Nike Inc Netflix Inc Newmont Mining Corp Nabors Industries Ltd Quality Systems Inc Papa Johns International Inc Plains Exploration & Production Company Pioneer Natural Resources Company Quanta Services Inc Patterson UTI Energy Inc Powersecure International Inc Presidential Life Corporation Polycom Inc Protective Life Corp Silicon Laboratories Inc Sangamo Biosciences Inc Starbucks Corporation Sally Beauty Holdings Inc fka New Sally Holdings Inc Ryland Group Inc RadiSys Corporation RR Donnelley & Sons Co Ross Stores Inc Reinsurance Group of America Inc Progressive Corp CitigroupAuction Rate Securities Settlement Monthly Reports & Correspondence
1/12/2009 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/14/2010 1/14/2010 1/14/2009 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/11/2010
10-03365-FOIA
Greenfield, Richard
Representation of Mary Schapiro or Commission 1/11/2010 by Gibson Dunn & Crutcher LLP Counsel for Finra
10-03366-FOIA
Whitaker, Matthew
WestLaw CourtExpress
1/11/2010 Greenlight Capital Materials Submitted by James Brickman David Einhorn Cheryl Einhorn Jules Kroll James Carruthers Eastbourne Capital and Business Loan Express BLX Acacia Research Corporation Amendment 5 to Form S-4 Exhibits 10.18 10.19 Collagenex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 American International Group AIG Form 8-K Exhibits 10.1 10.2 and the Rule 24b-2 Confidential Treatment Requests Hershey Co Trademark Technology License Agreement Supertex Inc Form 10-K Exhibit 10.22 12/21/2009 12/28/2009 1/14/2010
10-03367-FOIA 10-03368-FOIA 10-03369-FOIA
Dukes, Sara Dukes, Sara Bekesha, Michael
Deloitte Recap, LLC Deloitte Recap, LLC Judicial Watch
10-03370-FOIA 10-03371-FOIA 10-03372-FOIA 10-03373-FOIA 10-03374-FOIA 10-03375-FOIA 10-03376-FOIA 10-03377-FOIA 10-03378-FOIA 10-03379-FOIA 10-03380-FOIA 10-03381-FOIA 10-03382-FOIA 10-03383-FOIA 10-03384-FOIA 10-03385-FOIA 10-03386-FOIA
Malik, Nosheen Laiwala, Nadim Dukes, Sara Dukes, Sara Tinio, Rebecca Dukes, Sara Dukes, Sara Dukes, Sara Gitterman, Abraham Laiwala, Nadim Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Susman Godfrey LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Bode & Grenier LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
1/11/2010 1/11/2010
Triangle Pharmaceuticals Inc Form S-1 Exhibits 12/21/2009 10.19 10.22 Aviron Form 8-K Exhibit 10.15 12/21/2009 Price WaterhouseCoopers & Fairfax Financial Holdings 2006 Subpoena Pharmasset Inc Form 10-K Exhibit 10.24 Alliance Pharmaceuticals Corp Form S-3 Exhibit 10 c Applied Molecular Evolution Inc Form S-1 Exhibit 10.8 Marriott Corp Employee Benefits Administration Agreement with 1993 8-K Supertex Inc Form 10-K Exhibits Signal Pharmaceuticals Inc Form S-1 Exhibits 10.32 10.39 10.41 10.51 Centocor Inc Form 8-K Exhibit (c) (28) (a) Pharmacopeia Inc Form 10-Q Exhibit 10.32 10.33 Pharmacopeia Form 10-Q Exhibits 10.29 10.30 10.31 Cytotherapeutics Inc Amendment to Form S-1 Exhibits 10.5A 10.33 Codon Pharmaceuticals Inc Form SB-2 Exhibits 10.5 10.6 10.7 10.8 10.10 Corvas International Inc Form S-1 Exhibits 10.18 10.21 10.22 10.23 10.24 10.25 10.27 AutoImmune Inc Exhibits 1/11/2010 12/21/2009 12/21/2009 12/21/2009 1/13/2010 1/13/2010 12/14/2009 12/14/2009 12/14/2009 12/14/2009 12/14/2009 12/14/2009 12/14/2009
10-03387-FOIA
Wiggins, Brad
SecuritiesLawUSA
1/13/2010
10-03388-FOIA 10-03389-FOIA 10-03390-FOIA 10-03391-FOIA 10-03392-FOIA 10-03393-FOIA 10-03394-FOIA 10-03395-FOIA 10-03396-FOIA 10-03397-FOIA 10-03398-FOIA 10-03399-FOIA 10-03400-FOIA 10-03401-FOIA 10-03402-FOIA 10-03403-FOIA 10-03404-FOIA 10-03405-FOIA 10-03406-FOIA 10-03407-FOIA 10-03408-FOIA 10-03409-FOIA 10-03410-FOIA 10-03411-FOIA 10-03412-FOIA 10-03413-FOIA 10-03414-FOIA 10-03415-FOIA 10-03416-FOIA
May, Tammy DePeau, Andrew Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen DePeau, Andrew Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Costello, Maureen Costello, Maureen Dukes, Sara Dukes, Sara Dukes, Sara Mirowski, Michael Greenfield, Richard Kohler, John Kohler, John
McDermott Incorporated Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Greenfield & Goodman LLC -
Offshore Pipelines Inc Form 10-K Years 19851993 Jerome Stephen Contro William Donald Chatfield aka Bill Donald Chatfield Peter Alden Engelbach J Alden Associates Inc Normandy Hill Capital LP Michael J Connell Geoffrey Gold Anthony Yoseloff Davidson Kempner Advisers Inc Davidson Kempner Capital Management LLC ARISE Technologies Corporation CD Howe Institute York University Development Corporation Symcor Inc RBC Financial Group Michael Stark Samuel Isaly Caduceus Orbimed Advisors LLC Wayne Stephen Chambless North American Life Assurance Company Nortel Networks Access Pharmaceuticals Inc Form 10-Q Exhibit 10.12 Access Pharmaceuticals Inc Form 10-Q Exhibit 10.27 Gene Logic Inc Form S-1 Exhibits 1028 10.29 10.30 10.31 Infinity Group Co and Claim of Michael E Mirowski Regulatory Consolidation of NASD and NYSE General Motors Form 8-K Exhibit 10.1 General Motors Form 10-K Exhibit 10bbb
1/13/2010 1/8/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/8/2010 1/8/2010 1/8/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 12/21/2009 12/21/2009 12/28/2009 1/12/2010 1/11/2010 1/7/2010 1/7/2010
10-03417-FOIA 10-03418-FOIA 10-03419-FOIA 10-03420-FOIA 10-03421-FOIA 10-03422-FOIA 10-03423-FOIA 10-03424-FOIA 10-03425-FOIA 10-03426-FOIA 10-03427-FOIA 10-03428-FOIA 10-03429-FOIA 10-03430-FOIA 10-03431-FOIA 10-03432-FOIA 10-03433-FOIA 10-03434-FOIA 10-03435-FOIA 10-03436-FOIA
Dukes, Sara Dukes, Sara Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Howe, Amanda Wall, Lindsay Wall, Lindsay DePeau, Andrew Hartshorn, Kaitlin Dukes, Sara Dukes, Sara Price, Henry Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Greenstein, Eli
Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Robbins Geller Rudman & Dowd LLP
Vivus Inc Form S-1 Exhibit 10.4
12/21/2009
Shire Pharmaceuticals Inc Amendment Form F- 12/28/2009 4 Exhibit 10.27 Brynn Heegan 1/6/2010 Lyxor Asset Management Inc Brynn Coursey Stephen Struna Francis Joseph Carroll III WCG Management LP Barry Stuart Wittlin Balestra Capital Management Ryan Gary Atkinson Orapharma Inc Form 10-K Exhibit 10.13 Gilead Sciences Inc Form 10-QA Exhibit 10.42 Henry Price Bonds Cephalon Inc Form 10-K Exhibits 10.4b 10.12b Biomarin Pharmaceutical Inc Amendment 1 Form to S-1 Exhibits 10.17 10.18 Sonus Pharmaceuticals Inc Form 10-Q Exhibit 10.52 Diversa Corp Form 10-Q Exhibit 10.37 Pathogenesis Corp Form 10-Q Exhibit 10.29 Verifone Holdings Inc SF-3312 Transcripts of Douglas Bergeron Barry Zwarenstein Paul Periolat and Laura Merkl Cellegy Pharmaceuticals Inc Form 10-K Exhibit 10.10 Immunogen Inc Form 10-Q Exhibit 10.2 10.3 Immunogen Inc Form 10-K Exhibit 10.48 Molecular Dynamics Inc Form 10-K Exhibit 10.41 Onyx Pharmaceuticals Inc Form SB-2 Exhibit 10.5 Zymogenetics Inc Form S-1 Exhibit 10.15 Landec Corporation Form 8-K Exhibits 2.1 2.2 2.3 1/6/2009 1/6/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 1/7/2010 12/28/2009 12/21/2009 1/7/2010 12/14/2009 12/21/2009 12/21/2009 12/21/2009 12/28/2009 1/13/2010
10-03437-FOIA 10-03438-FOIA 10-03439-FOIA 10-03440-FOIA 10-03441-FOIA 10-03442-FOIA 10-03443-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
12/21/2009 12/21/2009 12/21/2009 12/28/2009 12/21/2009 12/21/2009 12/28/2009
10-03444-FOIA 10-03445-FOIA 10-03446-FOIA 10-03447-FOIA 10-03448-FOIA 10-03449-FOIA 10-03450-FOIA 10-03451-FOIA 10-03452-FOIA 10-03453-FOIA 10-03454-FOIA 10-03455-FOIA 10-03456-FOIA 10-03457-FOIA 10-03458-FOIA 10-03459-FOIA 10-03460-FOIA 10-03461-FOIA 10-03462-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Neumann, Jeannette
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Columbia University
Calgene Inc Form 10-Q Exhibit 10.86
12/14/2009
Calgene Inc Amendment 2 to Form 10-K Exhibit 12/14/2009 10.84 Calgene Inc Amendment 1 to Form 10-K Exhibit 12/14/2009 10.50 Iomed Inc Form S-1 Exhibits 10.10 10.24 12/28/2009 GelTex pharmaceuticals Inc Form 10-Q Exhibit 10.1 Galagen Inc Amendment to Form S-1 Exhibit 10.1 10.2 Ergo Science Corp Form 10-Q Exhibit 10.1 Cerus Corporation Form 10-QExhibit 10.37 Molson Coors Brewing Co Sensient Technologies Corporation Steris Corp SRA International Inc Sempra Energy Sonic Corporation Sonoco Products Company Solera Holdings Inc Schlumberger Limited aka Schlumberger NV Res Care Inc 12/21/2009 12/28/2009 12/28/2009 12/21/2009 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010
Kelly, William Manalac, Minerva Molenda, David LaRoche, Greg Campbell, Dakin Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Wilson, Elser, Moskowitz, Edelman & Dicker LLP ABC Management Technology S l ti Kluwer Law & Business Wolters LaRoche Research Partners LLC Bloomberg News Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
1/14/2010 Correspondence with NY Attorney General Cuomo during investigation of credit rating agencies Standards & Poors Moodys and Fitch Inc Sagam Capital AP No 3-8023 Lawrence P Friend 1/14/2010 and Weber Lipshie Report List of Acquisition Officers 1/15/2010 Reliant Resources Inc nka RRI Energy 00116455 Form BD data GMAC Form 8-K Exhibit 10.1 Securities Purchase and Exchange Agreement Visa Inc United Technologies Corporation US Physical Therapy Inc 1/15/2010 1/4/2010 1/15/2010 1/19/2010 1/19/2010 1/19/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kopiwoda, Jeffrey
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Superfund Asset Management, Inc.
Universal Forest Products Inc Under Armour Inc Tupperware Brands Corp fka Tupperware Corp Trimble Navigation Ltd Tootsie Roll Industries Inc Thermo Fisher Scientific Inc TJX Companies Inc Superfund Asset Management et al fka Quadriga and Global Asset Management Inc Targeted Genetics Corp Exhibit 10.1 Form 8-K
1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/18/2010
10-03479-FOIA 10-03480-FOIA 10-03481-FOIA 10-03482-FOIA 10-03483-FOIA 10-03484-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
12/14/2009
Targeted Genetics Corp Exhibit 10.1 Form 10-Q 12/14/2009 Targeted Genetics Corp Exhibit 10.2 Form 8-K StemCells Inc Exhibit 10.50 Form 10-K Gilead Sciences Inc Exhibit 10.26 Form 10-K 12/14/2009 12/14/2009 12/14/2009
10-03485-FOIA 10-03486-FOIA 10-03487-FOIA 10-03488-FOIA 10-03489-FOIA 10-03490-FOIA 10-03491-FOIA 10-03492-FOIA 10-03493-FOIA 10-03494-FOIA 10-03495-FOIA 10-03496-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP
12/14/2009 Napro BioTherapeutics Inc cka Tapestry Pharmaceuticals Exhibits 99.1 99.2 99.3 Form 8K CV Therapeutics Inc Exhibit 10.43 Form 10-Q 12/14/2009 Schering Aktiengesellschaft cka Bayer Schering 12/14/2009 Pharma Exhibit 1 Form 6-K Clean Energy Fuels Corp Exhibits 10.18 10.19 12/14/2009 Form S-1 Deutsche Bank Securities Inc 1/14/2010 Goldman Sachs Execution & Clearing LP Goldman Sachs & Co Banc of America Securities LLC UBS Securities LLC Merrill Lynch Pierce Fenner & Smith Inc The Bearn Stearns Companies Inc aka JP Morgan Clearing Corp Bear Stearns & Co Inc or JP Morgan Securities Inc Credit Suisse Securities USA LLC 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010
10-03497-FOIA 10-03498-FOIA 10-03499-FOIA 10-03500-FOIA
Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael
Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP
TASER Securities trading by Goldman Sachs Execution & Clearing LP TASER Securities trading by Goldman Sachs & Co TASER Securities trading by Bear Stearns & Co Inc or JP Morgan Securities Inc TASER Securities trading by The Bear Stearns Cos Inc aka JP Morgan Clearing Corp
1/14/2010 1/14/2010 1/14/2010 1/14/2010
10-03501-FOIA 10-03502-FOIA 10-03503-FOIA 10-03504-FOIA 10-03505-FOIA 10-03506-FOIA 10-03507-FOIA 10-03508-FOIA 10-03509-FOIA 10-03510-FOIA 10-03511-FOIA 10-03512-FOIA 10-03513-FOIA 10-03514-FOIA 10-03515-FOIA 10-03516-FOIA 10-03517-FOIA 10-03518-FOIA 10-03519-FOIA 10-03520-FOIA 10-03521-FOIA 10-03522-FOIA 10-03523-FOIA
Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Caplan, Michael Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Howe, Amanda Howe, Amanda DePeau, Andrew Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Hartshorn, Kaitlin Reinhardt, Kelly Hartshorn, Kaitlin
Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Bondurant, Mixson & Elmore LLP Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
TASER Securities trading by Merrill Lynch Pierce 1/14/2010 Fenner & Smith Inc TASER Securities trading by Deutsche Bank 1/14/2010 Securities Inc TASER Securities trading by UBS Securities LLC 1/14/2010 TASER Securities trading by Banc of America LLC TASER Securities trading by Credit Suisse Securities USA LLC TASER Securities trading by Morgan Stanley & Co Sven Borho of Caduceus (Orbimed Advisors LLC) SAC Capital Management LLC SAC Capital Advisors LLC Charles Keydel Huebner Krishnamurthy Narayanan Trident Investment Management LLC Norman John Cerk Michael Paul Dever Ignite LLC Brandywine Asset Management Pentwater Capital Management LP Henry Ilhyung Lee of MKP Capital Stephen Maresco of Eminence Capital Matthew Charles Halbower Kevin Blake Darcy Paul Evan Orlin (Porter Orlin LLC Amici Capital LLC) Formula Investing LLC 1/14/2010 1/14/2010 1/14/2010 1/8/2010 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/11/2010 1/13/2010 1/13/2010 1/13/2010 1/15/2010 1/15/2010 1/15/2010 1/15/2010 1/18/2010 1/18/2010 1/18/2010
10-03524-FOIA 10-03525-FOIA 10-03526-FOIA 10-03527-FOIA 10-03528-FOIA 10-03529-FOIA 10-03530-FOIA 10-03531-FOIA 10-03532-FOIA 10-03533-FOIA 10-03534-FOIA 10-03535-FOIA 10-03536-FOIA 10-03537-FOIA 10-03538-FOIA 10-03539-FOIA 10-03540-FOIA 10-03541-FOIA
Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Huang, William Wall, Lindsay Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Amici Capital LLC Porter Orlin LLC Vicis Capital LLC Shadron Lee Stastney of Vicis Capital LLC Nathaniel Furman Ceki Medina Nicholas Deleonardis Milton Lewin Adam Pokornicky Scottwood Master Scottwood Fund Scottwood Capital Scottwood Partners Meyer Chatfield Corp Bennett Stephen Meyer RCP Advisors LLC Jon Ian Madorsky of RCP Advisors LLC William Frederick Souder aka William Fritz Souder aka Fritz Souder of RCP Advisors LLC Matthew Mastro Matthew A Cantor Eric Adam Bittelman of Caduceus (Orbimed Advisors LLC) John Eric Petry Gotham Capital Intuitive Surgical Inc Exhibit 10.1 Form 8-K Biomatrix Inc Exhibits 10.4 10.5 Form 10-Q Trimeris Inc Exhibit 10.1 Form 10-Q Columbia Laboratories Inc Exhbit 10.34 10.36 Form 10-Q Critical Therapeutics Inc Exhibit 10.3 Form 10Q Advanced Magnetics Inc Exhibits 10.1 10.2 Form 10-Q
1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/11/2010 1/11/2010 1/12/2010 1/12/2010 1/12/2010
10-03542-FOIA 10-03543-FOIA 10-03544-FOIA 10-03545-FOIA 10-03546-FOIA 10-03547-FOIA 10-03548-FOIA 10-03549-FOIA 10-03550-FOIA 10-03551-FOIA 10-03552-FOIA
Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Hartshorn, Kaitlin Hartshorn, Kaitlin Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/12/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010 1/4/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Smallberg, Michael
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Project on Government Oversight
Shire Pharmaceuticals Group PLC Exhibit 10.6 Form F-1 Vivus Inc Exhibit 10.22B 10.31A Form 10-K Acambis Plc Exhibits 4.37 4.38 Form 20-F
1/4/2010 1/4/2010 1/4/2010
Amylin Pharmaceuticals Inc Exhibit 10.3 Form 8- 1/4/2010 K Shaman Pharmaceuticals Inc Exhibits 10.48 1/4/2010 10.49 Form 10-K SpectRx Inc Exhibit 10.21c Form 10-K 1/4/2010 OIG Investigation Reports issued from December 1 2007 through January 19 2010 Facilitating Shareholder Director Nominations Proposed Rule File No S7-10-09 1/19/2010
10-03560-FOIA
Burr, Barry
Pension & Investments
1/20/2010
10-03561-FOIA 10-03562-FOIA 10-03563-FOIA 10-03564-FOIA 10-03565-FOIA 10-03566-FOIA 10-03567-FOIA 10-03568-FOIA 10-03569-FOIA
Sheridan, Robert Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael
Mintz, Levin, Cohen, Ferris, Glovsky & Sowood Capital Management LP B-02314 1/15/2010 Popeo, P.C. Milbank, Tweed, Hadley & McCloy LLP Burton D Greenberg January 1 2003 to present 1/8/2010 Milbank, Tweed, Hadley & McCloy LLP Joel E Greenberg January 1 2003 to present Milbank, Tweed, Hadley & McCloy LLP Senol Taskin January 1 2003 to present Milbank, Tweed, Hadley & McCloy LLP Alejandro Garcia January 1 2003 to present Milbank, Tweed, Hadley & McCloy LLP Thomas Sundell January 1 2003 to present Milbank, Tweed, Hadley & McCloy LLP Georges Youssef El Khoury January 1 2003 to present Milbank, Tweed, Hadley & McCloy LLP James (Jim) Halperin Milbank, Tweed, Hadley & McCloy LLP M&P Global Financial Services Inc and M&P Global Financial Services Europe January 1 2003 to present Milbank, Tweed, Hadley & McCloy LLP GTI Holdings Inc January 1 2003 to present 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010 1/8/2010
Nolan, Michael Nolan, Michael Nolan, Michael Nolan, Michael Lowson, Beth Bunyan, John
1/8/2010
Milbank, Tweed, Hadley & McCloy LLP Transglobal Financial Services Inc January 1 1/8/2010 2003 to present 1/8/2010 Milbank, Tweed, Hadley & McCloy LLP Gold Coast Importing Inc January 1 2003 to present Milbank, Tweed, Hadley & McCloy LLP Lancelot Holdings AG January 1 2003 to present 1/8/2010 The Nelson Law Firm, LLC Carlock, Copeland & Stair, LLP National Stock Exchange Inc Exhibit Ks Nations Warranty Group Inc A-3108 John Craddock and Jonathan Mikula transcripts 1/20/2010 1/20/2010
Mierzejewski, Mark Mierzejewski, Mark Howe, Amanda Wall, Lindsay Malinowski, Thomas Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Kiernan, Cortney Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Malinowski, Thomas Huang, William Huang, William Huang, William Huang, William Huang, William Inglese, Tara Inglese, Tara Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Fortelus Capital Mangement Timothy Babich William Todebush Avenue Capital Group Charles Keydel Huebner Steven A Cohen Ryan Mark Schaper Point Lobos Capital LLC
1/13/2010 1/13/2010 1/13/2010 1/13/2010 1/12/2010 1/12/2010 1/13/2010 1/14/2010
Mark D Brodsky of Aurelius Capital Management 1/14/2010 LP Element Capital Holdings LLC 1/14/2010 Element Capital US Feeder Fund LLC Element Capital Management LLC Jeffrey Marc Talpins of Element Capital Management LLC Brendan Driscoll Alfred A Jackson of Capital Point Partners LLC Matthew E Goldman Goetz Eggelhoefer The Rohatyn Group Jeffrey Alan Silver Edward Perlman Brian Goldenberg Marc Gelbtuch Chun Wai Mui Michael Koss 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/13/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/14/2010 1/19/2010 1/19/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010
Nyes Ledge Capital Management, LLC William L Jackson Jr of Lakewood Capital Management LP Nyes Ledge Capital Management, LLC Anthony T Bozza International Business Research International Business Research International Business Research International Business Research DNage BV Promedex Inc Promedex Merger Corporation Landacorp Inc
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas Hartshorn, Kaitlin
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Hypercom Corporation Hypercom Latino America Inc Fernway Limited Executone Inter Tel Business Information Systems Pieter Muntendam Michael W Rogers Noubar Afeyan BG Medicine Inc Indevus Pharmaceuticals Endo Pharmaceuticals Advanced Health Corporation AutoImmune Inc Psivida Ltd Interneuron Pharmaceuticals Inc Andrew P Sandham Aaron Davidson Kenneth Galbraith Jonathan R Goodman Richard Meadows Deepa Pakianathan Samuel Wertheimer Jericho Road Ltd Plant Bioscience Ltd Over Community Enterprises Ltd Alpheus Alexander Porter aka A. Alex Porter William C Verdi David L Cohen Bing-Le Wu Peter Lyons Early Julio N Garcia York Capital Management
1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/20/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/20/2010 1/19/2010 1/19/2010 1/20/2010 1/19/2010 1/20/2010 1/20/2010
Hartshorn, Kaitlin Wall, Lindsay Wall, Lindsay Wall, Lindsay DePeau, Andrew Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
James Gerard Dinan Anthony Barket Jr Randel Howard Freeman William Joseph Heffron aka Bill Joseph Heffron Anne C Dinning HFF GP Aquisition LLC HFF Holdings Heritage Property Investment Trust Inc Heritage Realty Management Inc Heritage Commonwealth Corp Heritage SPE Corp Heritage Buckingham Place SPE MGR LLC Inter-Tel Business Information Systems Inc Inter-Tel Technologies Holliday Fenoglio Fowler LP Holliday GP Corp Amresco Inc Boorhem-Fields Inc Fowler Goedecke Ellis & O'connor Inc Fowler Goedecke & Co Gilbane Building Company Gilbane Inc Berkshire Development LLC Boston Properties Management Inc Boston Properties Inc Centro Watt Interxion Holding NV David C Ruberg Manishi Vinayakrai Josi aka Josh Joshi John C Baker Robert M Manning aka Rob Manning
1/20/2010 1/19/2010 1/20/2010 1/22/2010 1/22/2010 1/22/2010 1/23/2010 1/22/2010 1/22/2010 1/22/2010 1/21/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010
10-03668-FOIA 10-03669-FOIA 10-03670-FOIA 10-03671-FOIA 10-03672-FOIA 10-03673-FOIA 10-03674-FOIA 10-03675-FOIA 10-03676-FOIA 10-03677-FOIA 10-03678-FOIA 10-03679-FOIA 10-03680-FOIA 10-03681-FOIA
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Rohan, Diane Danison, Tracey Sponsel, TY Sponsel, TY Sponsel, TY
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Danison & Associates, Inc.
Peter Eklund Cees Van Luijk Paul Schoder Thomas Lategan NitroMed Inc Applied Molecular Evolution aka AME Metaphore Pharmaceuticals Inc Lifetree Clinical Research MCR Research Inc KV Pharmaceuticals 10-K Filings from 19821983 International Value Advisors LLC
1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/19/2010 1/21/2010 1/21/2010
10-03682-FOIA 10-03683-FOIA 10-03684-FOIA 10-03685-FOIA 10-03686-FOIA 10-03687-FOIA 10-03688-FOIA 10-03689-FOIA 10-03690-FOIA 10-03691-FOIA 10-03692-FOIA 10-03693-FOIA 10-03694-FOIA 10-03695-FOIA 10-03696-FOIA
Driscoll, Frank Schwartz, Robert Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Scannell, Kara Ward, Adrienne Hargrove, Jack
1/22/2010 Schwartz Junell Greenberg & Oathout Morgan Keegan @ Co 2009 Wells Notice LLP Schwartz Junell Greenberg & Oathout Morgan Keegan @ Co and Morgan Asset 1/22/2010 LLP Management 2009 Wells Notice 1/22/2010 Schwartz Junell Greenberg & Oathout Morgan Keegan @ Co Morgan Asset LLP Management and James C Kelsoe Jr 2009 Wells Notice Wolf Popper LLP Madoff OIG Report 509 1/19/2010 Proskauer Rose LLP Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Financial Times Ellenoff Grossman & Schole LLP 16300-424 Bear Stearns & Co and Transcripts of Michael Alexander Hecht Zix Corporation Zions Bancorporation U Store It Trust Yahoo Inc XTO Energy Inc Wyndham Worldwide Corporation Wal-Mart Stores Inc WMS Industries Inc Imation Corp International Game Technology Gerson Lehrman Group IBSG International Pittsford Capital Private Placement Memo 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/22/2010 1/15/2010 1/14/2010
10-03697-FOIA
Patch, David
Goldstein, Matthew Sauer, Joel Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gay, Faith Ravnitzky, Michael Preuitt, Julie
Reuters Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. SEC
OIG 512 Unauthorized Disclosure of Non-Public 1/21/2010 Information Obtained from a Commission Database Confidential Treatment Repository with National 1/25/2010 Security Information OIG Reports Released Under FOIA 1/25/2010 Whirlpool Corporation Verizon Communications Inc Vertex Pharmaceuticals Inc Verisign Inc Vanda Pharmaceuticals Inc Meridian Bioscience Inc Veeco Instruments Inc ValueClick Inc Valassis Communications Inc Vascular Solutions Inc Auction Rate Securities (ARS) Market Mandatory declassification review procedures OIG 494A Allegations of Retaliatory Personnel Actions FWRO and OIG 494B Violation of Standards of Ethical Conduct in regards to Official Government Travel FWRO Fisher Investments Form ADVs 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/26/2010 1/19/2010 1/27/2010
10-03713-FOIA 10-03714-FOIA
Cosgrove, David Agee, Terence
Cosgrove Law, LLC -
1/26/2010
10-03715-FOIA
Kelley, Matt
Mortgage Loan Information from Pacific Premier 1/22/2010 GreenTree Colorado Federal National City and Bank of America Senator Bill Nelson and SEC communication on 1/27/2010 Robert Allen Stanford or Stanford Financial Group since January 1 2008 Representative Pete Sessions and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Representative Charles Rangel and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 1/27/2010
10-03716-FOIA
Kelley, Matt
10-03717-FOIA
Kelley, Matt
1/27/2010
10-03718-FOIA
Kelley, Matt
Senator Christopher Dodd and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Representative Pete Olson and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Representative Charlie Gonzalez and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Representative Gregory Meeks and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Senator Richard Shelby and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Senator Patty Murray and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008
1/27/2010
10-03719-FOIA
Kelley, Matt
1/27/2010
10-03720-FOIA
Kelley, Matt
1/27/2010
10-03721-FOIA
Kelley, Matt
1/27/2010
10-03722-FOIA
Kelley, Matt
1/27/2010
10-03723-FOIA
Kelley, Matt
1/27/2010
10-03724-FOIA
Kelley, Matt
Senator Harry Reid and SEC communication on 1/27/2010 Robert Allen Stanford or Stanford Financial Group since January 1 2008 Representative Michael Arcuri and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 1/27/2010
10-03725-FOIA
Kelley, Matt
10-03726-FOIA
Kelley, Matt
Senator Byron Dorgan and SEC communication 1/27/2010 on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Senator Jack Reed and SEC communication on Robert Allen Stanford or Stanford Financial Group since January 1 2008 Western Union Co Texas Instruments Inc Praxair Inc Genuine Parts Company 1/27/2010
10-03727-FOIA
Kelley, Matt
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
1/27/2010 1/27/2010 1/27/2010 1/27/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Cheney, Annie Ivry, Bob Ivry, Bob Capizzi, Orion Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Mierzejewski, Mark Wall, Lindsay Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Kroll Inc Bloomberg News Bloomberg News International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research
Google Inc Dicks Sporting Goods Inc Chattem Inc Church & Dwight Co Inc Buffalo Wild Wings Inc Burger King Holdings Inc Fidelity Investments Jeffrey N Vinik and Michael S Gordon Paulson & Co Inc and American International Group AIG Goldman Sachs Group Inc and American International Group AIG Trading in Certain OTC Securities NY-06375 transcript of Orion Capizzi Intermedia Phone One Inc Massachusetts Intermedia Access Network Services Inc Business Internet Inc Ben B Baldanza Basil B Baldanza Barry L Biffle David Lancelot Spirit Airlines Inc Spirit Aviation Services Atlas Worldwide Aviation Logistics Inc Deep Kumar Sean Nicholas Parker David James Smith of Pinnacle Fund Administration LLC Terrence John Connelly Jr of MKP Capital Management LLC Jan-Dirk Lueders of CMT Investments LLC Christopher Zaback of DE Shaw & Co LLC Louis Salkind of DE Shaw & Co LLC Akami Tech Stk
1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/22/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Lichtcsien, Susan Howe, Amanda Howe, Amanda Malinowski, Thomas Howe, Amanda Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Broadview Networks Holdings Leisure & Gaming Public Limited Company Telecity Limited Telecity UK Limited Miniscribe Corp Sealed Air Corp Instapak Corp Field Air Inc Intermedia Comm Stk Innovative Solutions and Support Adnexus Therapeutics Inc Affinnova Long Distance Savers Longview Inc Transnet Telecommunications Inc Shared Technologies Fairchild Telecom Inc MCI Intermedia Telecom Inc LDS I America Inc Mark Alan Brostowski Aaron Thomas Garvey Merritt Chad Charles Horning III of Chase Merritt Financial LLC Christopher Robert Dornin of Chase Merritt Financial LLC Maximilian Max Stone Eric Wepsic of D E Shaw & Co LLC Galle Global Macro Partners Sri Priyal Wijegoonaratna Christopher M Kaster Richard Lightburn Peter A Thiel Highfields Capital Management LP or Highfields Associates Richard Grubman of Highfields Capital Management LP Stuart (Stu) Steckler
1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/21/2009 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/21/2010 1/26/2010 1/26/2010 1/28/2010 1/28/2010 1/27/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Howe, Amanda Reinhardt, Kelly Lichtcsien, Susan
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Biosearch Inc Celera Genomics ChemGenics Pharmaceuticals Codon Devices Inc Color Kinetics Commensa Corporation Compound Therapeutics Denovo Therapeutics Inc Flagship Ventures Genstruct Inc Manish Vinaykrai Joshi aka Josh Joshi Storm Telecommunications Holdings Limited Storm Investments Limited Pinnacle Fund Administration LLC
1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/26/2010 1/26/2010 1/26/2010 1/26/2010
John Peter Kelly of Pinnacle Fund Adminstration 1/26/2010 LLC Antigenics 1/27/2010 Applera Corporation Armenia 2020 Armenian Assembly of America Inc Ensemble Discovery EXACT Sciences Corporation Flagship Ventures 2007 General Partner Harvard MIT Division of Health Sciences and Technology Daniel Schaeffer Justin P Fishner Wolfson of The Founders Fund LP Jonathan (aka John and Jon) Scott Jacobson of Highfields Capital Management LP D E Shaw & Co Telecity Finance Limited Telecity Holdings Limited 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010
10-03818-FOIA 10-03819-FOIA 10-03820-FOIA
Mierzejewski, Mark Costello, Maureen Costello, Maureen
Check Fund Manager, LLC International Business Research International Business Research
1/27/2010 1/26/2010 1/26/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen McGlamry, Darryl Orce, Kenneth
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research -
Telecity Investments Limited Baker Capital Corp CherryRoad Technologies DemoGraFX QSC AG Fore Systems Inc Incepts Inc Storm Networks Limited Storm Telecommunications Limited Empire Development Group LLC Private Placement Memo Thomas Malinowski Cotal Systems FOIA Request Regarding Steven Alan Cohen FOIA Number 07-04826-FOIA Preston Tucker and Tucker Automobile Corp 1948-1950 Investigation G.L.Ohrstrom & Co 1937-1945 AP Records Sunrise Living Inc Testimony of Bradley Rush Patricia Cohen Gruntal Requests FOIA Number 08-00196-FOIA Gregory J Halpern CEO of So Act Network Inc So Act Network Inc AstraZeneca PLC Duke Energy and Spectra Energy Corp Separation Agreement 2006 Exhibit 2.1 Schedule 11.5 (b) Smith International Inc Oceaneering International Inc Illumina Inc Idexx Laboratories Inc Harsco Corporation Greenhill & Co Inc Goodrich Petroleum Corp Eaton Vance Corp Avis Budget Group Inc
1/26/2010 1/26/2010 1/26/2010 1/27/2010 1/27/2010 1/27/2010 1/27/2010 1/26/2010 1/26/2010 1/12/2010 1/25/2010
Miller, William Ohrstrom, Lysandra Gross, Robert Orce, Kenneth Bulman, Richard Bulman, Richard EVANS, ROB Roosth, David
IGI GUARDIAN NEWSPAPER -
1/22/2010 1/25/2010 1/25/2010 1/25/2010 1/26/2010 1/26/2010 1/26/2010 1/25/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Smith, Jason Gavin, J. Patrick Smith, Jason Gavin, J. Patrick Smith, Jason Gavin, J. Patrick Smith, Jason
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. -
Bucyrus International Inc US Airways Group Inc Gannett Co Inc Genpact Limited Forward Air Corp Foster Wheeler AG Airgas Inc Roger L Shoss Ansys Inc Anthony Fareri Fareri Financial Services dba Ameri Financial Acadia Realty Trust Secure Solutions Holdings Inc Akamai Technologies Inc Paul Harary Douglas Zemsky Secure Solutions Holdings Inc and American Financial Holdings Alliance Data Systems Corp Axcan Pharma Inc S-4 Applied DNA Sciences S-1 Ryder Truck Rental LT S-3 Banctrust Financial Group Inc S-3 Cerus Corp S-3 Republic of the Philippines S-B Israel State S-B REP Holdings Ltd S-4 Unitil Corp S-3 Bacardi Corp PRE 13e3 February 26 1987 Caesars New Jersey Inc Royal Ahold Patron Systems Inc Price T Rowe Group Inc Tycoon Group LLC Curtis Brown Target Corporation
1/28/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/28/2010 1/29/2010 1/28/2010 1/29/2010 1/31/2010 1/29/2010 1/28/2010
Gavin, J. Patrick Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Williamson, Pat Katz, Jerome Oud, Willem Smith, Jason Gavin, J. Patrick Ettinger, Andrew Gavin, J. Patrick
Disclosure Insight, Inc. Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Thomson Reuters Westlaw Business Disclosure Insight, Inc. Disclosure Insight, Inc.
1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 2/1/2010 1/31/2010 1/25/2010 1/29/2010 1/25/2010
10-03880-FOIA 10-03881-FOIA
Gavin, J. Patrick Sonn, Jeffrey
Disclosure Insight, Inc. Sonn & Erez PLC
AT&T Inc fka SBC Communications Inc Medical Capital Holdings Medical Capital Corp and Medical Provider Funding Corp list of investors OCIE script Sysco Corp Staples Inc List of formal orders of investigation issued in 2008 and 2009 Congressional correspondence 17 ES numbers Lowes Companies Inc David Parrin J P Morgan Chase & Co Preston Tucker and the Tucker Automobile Corporation circa 1948 - 1950 Express Scripts Inc Costco Wholesale Corporation Allergan Inc Illinois Tool Works Inc SEC Senior Executives bonus pay 2004-2009 OIG Report 528 CMKM Diamonds Inc Iron Mountain Inc
1/25/2010 1/31/2010
Ayers, Carl Gavin, J. Patrick Gavin, J. Patrick Floresca, Lauri Brush, Silla Gavin, J. Patrick Molenda, David Gavin, J. Patrick Miller, William Gavin, J. Patrick Gavin, J. Patrick Van Zant, Stephen Gavin, J. Patrick Gavin, J. Patrick Michel, Lou Gause, Shelley Gavin, J. Patrick Beeson, Edward
IA Week Disclosure Insight, Inc. Disclosure Insight, Inc. The Hill Disclosure Insight, Inc. Wolters Kluwer Law & Business Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Buffalo News Disclosure Insight, Inc. Institutional Investor News
1/29/2010 1/25/2010 1/25/2010 1/29/2010 1/29/2010 1/25/2010 1/28/2010 1/25/2010 1/28/2010 1/25/2010 1/25/2010 2/1/2010 1/25/2010 1/26/2010 1/29/2010 1/31/2010 1/26/2010
Kerrick, Stivers, Coyle & Van Zant PLC Michael P Melnick
Report of actions taken in response to OIG 1/28/2010 Report recommendations since December 2007 Corning Inc Fastenal Company Emerson Electric Co EMC Corporation C H Robinson Worldwide Inc Sean Kelly Coleman Commonwealth Principals LLC Luminant Worldwide Corporation 1/26/2010 1/26/2010 1/26/2010 1/26/2010 1/26/2010 2/1/2010 2/1/2010 2/1/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research
10-03908-FOIA 10-03909-FOIA 10-03910-FOIA 10-03911-FOIA 10-03912-FOIA 10-03913-FOIA 10-03914-FOIA 10-03915-FOIA 10-03916-FOIA 10-03917-FOIA 10-03918-FOIA 10-03919-FOIA 10-03920-FOIA 10-03921-FOIA 10-03922-FOIA 10-03923-FOIA 10-03924-FOIA 10-03925-FOIA 10-03926-FOIA 10-03927-FOIA 10-03928-FOIA 10-03929-FOIA 10-03930-FOIA 10-03931-FOIA 10-03932-FOIA 10-03933-FOIA 10-03934-FOIA 10-03935-FOIA 10-03936-FOIA 10-03937-FOIA 10-03938-FOIA 10-03939-FOIA
Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Wall, Lindsay Wall, Lindsay
International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Yazam Capital Inc Yazam.com Inc US Technologies Inc Applied Materials Inc Altera Corp Agilent Technologies Inc Bally Technologies Inc BE Aerospace Inc Anaren Inc AAR Corp Alliance Imaging Inc Apollo Investment Corp Amerigroup Corp Arch Coal Inc Arch Capital Group Ltd Americredit Corp LDS Oklahoma City Inc LDS Communications Inc LDS-Natchez Inc Long Distance Savers Inc Long Distance Savers Longview Inc Yarmouth Investors LLC Proworks Inc Digex Inc DMX Inc PlusTV Wine.com eVineyard Bolt Technology Antonio Miguel Galloni Lyster Watson & Co Robert Carter Lyster
2/1/2010 2/1/2010 2/1/2010 1/26/2010 1/26/2010 1/26/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/29/2010 1/28/2010 1/29/2010 1/29/2010 1/29/2010 1/29/2010 2/1/2010 1/29/2010 2/1/2010 1/28/2010 1/28/2010 1/28/2010
Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Hartshorn, Kaitlin Hartshorn, Kaitlin Hartshorn, Kaitlin Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Brown, Ellen Duncan, Daniel Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Zernik, Joseph Zernik, Joseph
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC White Case LLP Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. -
Firebird Holdings LLC Firebird Avrora Advisors LLC Firebird Management LLC Ian C Hague of Firebird Management LLC Gerard D Doroski Kenneth Alan Howery Joseph Howard Train Robert C Watson Steven J Swain Regiment Capital Management LLC Regiment Capital Advisors LP Timothy S Peterson
1/28/2010 1/28/2010 1/28/2010 1/28/2010 1/29/2010 1/28/2010 1/28/2010 1/29/2010 2/1/2010 1/28/2010 1/28/2010 1/28/2010
Macmillan Company 1935-1937 Annual Reports 1/26/2010 Deutsche Lufthansa AG Universal Electronics Inc Curtiss Wright Corp Ceradyne Inc Compass Minerals International Inc Catalyst Health Solutions Inc Cal-Maine Foods Inc CACI International Inc Bio Reference Laboratories Inc Bill Barrett Corp Blackboard Inc Bank of America Corp Joseph Zernik complaints against Bank of America Corp and Countrywide Financial Corp Helix BioMedix Inc Exhibit 10.12(b) Form 10-K 2/1/2010 2/2/2010 2/2/2010 2/2/2010 2/2/2010 2/2/2010 2/2/2010 2/2/2010 2/2/2010 2/2/2010 2/2/2010 1/26/2010 1/26/2010
10-03966-FOIA 10-03967-FOIA 10-03968-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
1/4/2010
XTL Biopharmaceuticals Ltd Exhibit 10.43 Form 1/4/2010 20-F NxStage Medical Inc Exhibit 10.1 Form 10-Q 1/4/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen DePeau, Andrew DePeau, Andrew DePeau, Andrew
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Masimo Corp Exhibits 10.33 10.35 10.37 10.38 1/4/2010 10.39 Form 10-K MultiCell Technologies Inc Exhibit 10.1 Form 8- 1/4/2010 K Penwest Pharmaceuticals Exhibit 10.4 Form S-1 1/4/2010 Response Biomedical Corp Exhibit 4.9 Form 20- 1/4/2010 F TomoTherapy Inc Exhibit 10.38 10.39 Form 10- 1/4/2010 K ABB LTD 1/25/2010 Allianz SE Banco Bilboa Vizcaya Argentaria SA American Express Co Astrazeneca PLC Banco Santander SA Abbott Laboratories Amgen Inc Altria Group Inc AT&T Inc AXA Fluor Corp Ebix Inc Dollar Tree Inc Computer Task Group Inc Cisco Systems Inc Computer Programs & Systems Inc CareFusion Corp AMAG Pharmaceuticals Inc fka Advanced Magnetics Inc Advisory Board Co Advance Auto Parts Inc NeurAxon Inc Strategos Fund LP Constantinos John Christofilis Archon Capital Management LLC 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/2/2010 2/2/2010 2/2/2010 2/2/2010
10-03999-FOIA 10-04000-FOIA 10-04001-FOIA 10-04002-FOIA 10-04003-FOIA 10-04004-FOIA 10-04005-FOIA 10-04006-FOIA 10-04007-FOIA 10-04008-FOIA 10-04009-FOIA 10-04010-FOIA 10-04011-FOIA
Hartshorn, Kaitlin Mierzejewski, Mark Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Cohn, Scott
Check Fund Manager, LLC Check Fund Manager, LLC Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business CNBC
Andrew Blair Frieman of Lyster Watson and Company Intercontinental Capital Group Inc Tyco International Ltd Ber S-4 Flushing Financial Corp S-3 TransCanada Pipelines Ltd F-9 Bank of Montreal S-3 State Bancorp S-3 Pozen Inc S-3 Northern Technologies International Corp S-3 Entergy New Orleans S-3 Peru Republic Of S-B RC2 Corp S-3 OIG 496 allegations of unauthorized disclosure by former employee and improper enforcement investigation OIG 512 unauthorized disclosure of non-public information obtained from a Commission database OIG Report 503 use of SEC computers to access pornography Carl Silver Holdings Co and National Bank of Fredericksberg and Mercantile Bank Kim Lavine Mommy Millionaire Media and Green Daisy Inc CBS Corp Canon Inc Bank of America Corp Bristol Myers Squibb Co Boeing Co BHP Billiton Plc BHP Billiton Ltd Berkshire Hathaway Inc Bellsouth Corp Barclays Plc
2/3/2010 2/3/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/1/2010 2/2/2010
10-04012-FOIA
Cohn, Scott
CNBC
2/2/2010
Cook, John Berg, Kenneth Lavine, Kim Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John
Gawker Media Ulmer Berne LLP Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research
2/2/2010 1/23/2010 2/2/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010
Lichtcsien, Susan Malinowski, Thomas Howe, Amanda Cheney, Annie Tippets, Rachel Hart, David Jaffe, Matthew
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Kroll Inc The Lebrecht Group, APLC Sonnenschein Nath & Rosenthal LLP ABC News
Anthony Lynn Davis (Tony Davis) of Anchorage 2/3/2010 Advisors LLC Nilam R Patel 2/3/2010 Matthew McPherron of Brookside Capital LLC 2/4/2010
Fidelity Investments Jeffrey N Vinik and Michael 2/2/2010 S Gordon Secured Principal LLC 2/2/2010 Kansas City Southern de Mexico S A American International Group (AIG) letters to Mike Berlin in NYAGs Office in September 2008 July 2009 and September 2009 2/3/2010 2/3/2010
10-04033-FOIA 10-04034-FOIA 10-04035-FOIA 10-04036-FOIA 10-04037-FOIA 10-04038-FOIA 10-04039-FOIA 10-04040-FOIA 10-04041-FOIA 10-04042-FOIA 10-04043-FOIA 10-04044-FOIA 10-04045-FOIA 10-04046-FOIA 10-04047-FOIA 10-04048-FOIA 10-04049-FOIA 10-04050-FOIA 10-04051-FOIA 10-04052-FOIA 10-04053-FOIA
Porter, Thomas Porter, Thomas Porter, Thomas Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen
Law Offices of Jeffrey A. Feldman Law Offices of Jeffrey A. Feldman Law Offices of Jeffrey A. Feldman International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Merriman Curhan and Ford et al wrt William Del 2/3/2010 Biaggio SF-03316 David Scott Cacchione wrt William Del Biaggio 2/3/2010 SF-03316 William J Del Biaggio III SF-03316 2/3/2010 CTC Cable Corporation CTC LP1 LLC CTC Renewables LLC CTC Towers & Poles Corporation CTC Winds Systems Corporation Composite Technology NRG Devon Operations NRG Middletown Operations NRG Montville Operations NRG Norwalk Harbor Operations Southern Fitness Services Eldorado Financial Group Benton Wilcoxon aka Benton Wilcox Domonic Carney aka Dominic Carney or DJ Carney John P Brewster Media Partners UK Limited Getronics AB Novestra 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010 2/3/2010
10-04054-FOIA
Schneider, Susan
10-04055-FOIA 10-04056-FOIA 10-04057-FOIA 10-04058-FOIA 10-04059-FOIA 10-04060-FOIA 10-04061-FOIA 10-04062-FOIA 10-04063-FOIA 10-04064-FOIA 10-04065-FOIA 10-04066-FOIA 10-04067-FOIA 10-04068-FOIA 10-04069-FOIA 10-04070-FOIA 10-04071-FOIA 10-04072-FOIA 10-04073-FOIA 10-04074-FOIA 10-04075-FOIA 10-04076-FOIA 10-04077-FOIA 10-04078-FOIA
McIntosh, Andrew Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
The Sacramento Bee Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
OIG 496 Allegations of unauthorized disclosure 2/3/2010 by former employee and improper enforcement investigation Arvco Financial Ventures LLC 2/3/2010 Virologic Inc Exhibit 10.1 Form S-1 1/11/2010 Aviron Exhibits 10.20 10.21 10.22 10.23 Form 1/11/2010 10-K Cardiac Pathways Corp Exhibit 10.28 Form 10-K 1/11/2010 Vical Inc Exhibit 10.33 Form 10-K Vical Inc Exhibit 10.30 Form 10-K Targeted Genetics Corp Exhibit 10.52 Form 10K Targeted Genetics Corp Exhibit 10.34 Form 10K Biovail Corporation International Exhibit 10.17 Form S-1 Spectrum Pharmaceuticals Inc Exhibit 10.1 Form 8-K Spectrum Pharmaceuticals Inc Exhibit 10.1 Form 8-K Spectrum Pharmaceuticals Inc Exhibits 10.1 10.2 10.3 Form 10-Q Tercica Inc Exhibits 10.7A 10.7B 10.7C 10.8 Form S-1 BioTime Inc Exhibit 10.1 Form 8-K 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/11/2010
Vion Pharmaceuticals Inc Exhibit 10.23 Form 10- 1/11/2010 K Vion Pharmaceuticals Inc Exhibits 10.34 10.35 1/11/2010 Form 10-Q Santarus Inc Exhibit 10.5 Form S-1 1/11/2010 Santarus Inc Exhibits 10.4 10.5 Form 10-Q Xoma Ltd Exhibits 2 3 Form 8-K Xoma Ltd Exhibit 10.1 Form 10-Q Trimeris Inc Exhibits 10.30 10.31 Form 10-K Trimeris Inc Exhibit 10.6 Form 10-Q 1/11/2010 1/11/2010 1/11/2010 1/11/2010 1/18/2010
Vicuron Pharmaceuticals Inc Exhibits 10.1 10.2 1/18/2010 Form S-3 Hybridon Inc Exhibit 10.1 Form 10-Q 1/18/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
MedImmune Inc Exhibits 10.91 10.92 Form 10- 1/18/2010 K Sangamo Biosciences Inc Exhibit 10.21 Form 10-1/18/2010 K Inamed Corp Exhibits 10.27 10.28 Form 10-K 1/18/2010 EntreMed Inc Exhibits 10.39 10.40 Form 10-Q Gliatech Inc Exhibit 10.21 Form 10-K Pozen Inc Exhibit 10.20 Form 10-K Zymogenetics Inc Exhibits 10.18 10.19 10.20 10.21 10.24 10.25 Form S-1 Galagen Inc Exhibits 10.30 10.31 10.32 Form 10-K Neurogen Corporation Exhibits 10.43 10.44 Form 10-K Penwest Pharmaceuticals Co Exhibits 10.1 10.2 10.3 10.7 10.8 10.9 Form S-1 Salix Pharmaceuticals Ltd Exhibits 10.4 10.5 10.6 10.7 10.8 10.9 10.10 10.11 10.12 10.13 Form S-1 Martek Biosciences Corp Exhibit 10.23 Form 10K Martek Biosciences Corp Exhibit 10.30 Form 10Q Capital Solutions Group Carolyn Downey aka Carolyn Wade aka Carol Downey aka Carol Wade Robert Hartheimer Kenneth Saverin aka Ken Saverin Peter Burnim aka Peter Burnin Daniel Leyden Paul Ullman Spirits of Gold AB FilmNet Benelux Framfab Madison Capital Investors Madison Square Capital Highland Financial Holdings 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010 1/18/2010
Dukes, Sara Dukes, Sara Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Deloitte Recap, LLC Deloitte Recap, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
1/18/2010 1/18/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Hartshorn, Kaitlin Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Costello, Maureen Deyneha, Natalia Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
New Milford Ridge Preservation Association Millennium Investment Management Fifth Ave Investment Management Enterprise Mortgage Acceptance Company Crescendo Capital Trust Steven Jeffrey Gordon of MKP Capital and MKP Credit Offshore Brookside Capital LLC Domenic J Ferrante Harrier Hawk Capital LLC Harrier Hawk Management LLC Harrier Hawk Advisors LLC Milestone Capital MGMT DC Stoddert Soccer League Hartheimer LLC Hartheimer/OTT LLC Promontory Financial Group B2 Bredband Media Partners Filmnet Bee TV BV Diino Systems AB Chang Han Ming aka Han Ming Chang Tsu Cheng Yu aka Tsu-Cheng Yu aka TsuCheng Yu William Tsu-Cheng aka Tsu-Cheng Yu aka Yu Tsu-Cheng aka William Yu Chia Huei Liu aka Chia-Huei Liu aka ChiaHuei Liu Diana Chia-Huei Liu aka Diana Liu aka ChiaHuei Liu aka Liu Chia-Huei Yong Hui Li aka Hui Li Yong William Yu Diana Liu Smart Success Investment Limited
2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/4/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/12/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010
Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
AutoChina Group Inc AutoChina International Limited AutoChina Group aka ACG Kaiyuan Real Estate Development Co Ltd Shijiazhuang Hi-tech Zone Kaiyuan Auto Trade Co Pergo Destinations of Distinction CitiCorp Inc IQ Venture Partners Inc LF Rothschild BDR Investments LLC Blue Eyed Sea Holdings Dew Investments LLC Capital Solutions Group Federal Deposit Insurance Corporation Friedman Billings Ramsey & Co Aldata Scribona Byteck Klippan AB Gemini Securities Co PSC Polaris Securities Polaris Securities Co En-trust Securities Corp Advanced Capital Financial Advisory Ltd Goldbond Securities Ltd Fancy Think Limited Honest Best International Ltd aka Honest Best Int'l Ltd Octagon Advisors Pte Ltd Adriaan L van Zyl Adrian Vanzyl
2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/9/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/12/2010 2/11/2010 2/12/2010 2/12/2010 2/12/2010 2/12/2010 2/11/2010 2/11/2010 2/12/2010 2/9/2010 2/9/2010
Evans, David Evans, David Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Menendez, Robert
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research United States Senate
Adriaan L Vanzyl Adrian L van Zyl Telos Technology POC Solutions Intrinsyc Software The Shodan Company Optoplex Corp Cansbridge Capital Spring Creek Acquisition Prime Acquisition Congressional Correspondence Relating to Banks and Bank Holding Companies Dating Back to 1-1-2008 OIG Report 503 Use of SEC Computers to Access Pornography OIG Report 528 CMKM Diamonds Inc OIG Report 503 Use of SEC Computers to Access Pornography OIG Report 501 Recommendation Memo Supergen Inc S-3
2/9/2010 2/9/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/12/2010
Warton, Ronald Farnen, James Evans, Kevin Smallberg, Michael Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Dukes, Sara Katz, Jerome Stewart, Andrew
Steese Evans Frankel PC Project on Government Oversight Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Deloitte Recap, LLC Thomson Reuters Westlaw Business -
2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010
American Bar Association Members State Street 2/17/2010 Collective TR S-1 Ivy Multi Strategy Hedge Fund LLC N-2 2/17/2010 Emagin Corp S-1 Cord Blood America Inc S-1 Avant Immunotherapeutics Inc Form 10-K Exhibit 10.17 Public Service Co of Oklahoma S-3 Mortgage Information from Freemont Investment & Loan Litton Loan Servicing and US Bank NA TIB Financial Corp S-3 First Financial Holdings Inc DE S-3 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 10.2 Santarus Inc Form S-1 Exhibit 10.7 Taylor Capital Group Inc S-3 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010
10-04189-FOIA 10-04190-FOIA 10-04191-FOIA 10-04192-FOIA 10-04193-FOIA
Katz, Jerome Katz, Jerome Dukes, Sara Dukes, Sara Katz, Jerome
Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Deloitte Recap, LLC Deloitte Recap, LLC Thomson Reuters Westlaw Business
2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010
10-04194-FOIA 10-04195-FOIA 10-04196-FOIA 10-04197-FOIA 10-04198-FOIA 10-04199-FOIA 10-04200-FOIA 10-04201-FOIA 10-04202-FOIA 10-04203-FOIA
Dukes, Sara Katz, Jerome Katz, Jerome Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Corixa Corp Form S-1 Exhibit 10.18 Illinois Power Co S-4 CHS Inc S-1 CIK 0000823277 Viscal Inc Form S-1 Exhibit 10.9 CIMA Labs Inc Form 10-K Exhibit 10.3 Cambridge Neuroscience Inc Form 10-K Exhibit 10.27 Vertex Pharmaceuticals Inc Form 10-K Exhibit 10.26 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Myriad Genetics Inc Form S-1 Exhibit 10.28 VI Technologies Inc aka Panacos Pharmaceuticals Form 10-Q Exhibits 10.40 10.41 Citizens First Corp S-3 Kayenta Kreations Inc S-1 Richard Goldthorpe Cypress Bioscience Inc Form 8-K Exhibit 2.2 NuVasive Inc Form 10-Q Exhibits 2.1 2.7 Telik Inc Form 10-Q Exhibit 10.23 Capstone Turbine Corp S-3
2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010
Katz, Jerome Katz, Jerome Umbaugh, Susan Dukes, Sara Dukes, Sara Dukes, Sara Katz, Jerome Katz, Jerome Cheney, Annie Molenda, David McArdle, Sean Greenfield, Richard Garza, Jeremiah
Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Smith Carson Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Kroll Inc Wolters Kluwer Law & Business Dahlman Rose Co LLC Greenfield & Goodman LLC -
2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010
American Express Receivables Financing Corp II 2/17/2010 S-3 Jeffrey N Vinik Records Recieved From NASD 2/17/2010 nka Finra Terry Leitch 2/5/2010 Teekay Corp Form F-1 Exhibit 2.16 General Electric (GE) B-02108 American International Group (AIG) Form 8-K Exhibit 10.1 Schedule A File Number 1-8787 Ashland Coal 1992 Coal Lease Agreement W/Allegheny Land Co Registered Investment Advisors State Street Bank and Trust 2/11/2010 2/12/2010 1/28/2010
10-04217-FOIA 10-04218-FOIA 10-04219-FOIA
Thurow, James Frumes, Max Gross, Deborah
Brian Cave LLP Law Offices Bernard M Gross PC
2/5/2010 2/9/2010 2/4/2010
10-04220-FOIA
Hunt, Richard
Munsch Hardt Kopf & Harr PC
Banc of America Citibank and Smith Barney Auction Rate Securities Investigations DBSI & Douglas Swenson Testimony Exhibits Fairfield Greenwich Group et al The Formula Inc and Brian Ackerman Neiman FL-03287 CMKM Diamonds Deposition of Robert Maheu Barry Minkow Communications Regarding Lennar Corp Barry Minkow Communications Retail Pro Inc fka Island Pacific Retail Pro Inc and Ron H Furman Retail Pro Inc and Barry M Schechter Retail Pro Inc and Harvey Braun Retail Pro Inc and SingerLewak Harvey Pitt Memo Dated 2/04/2003 OIG Report 528 CMKM Diamonds Inc OIG Report 528 CMKM Diamonds Inc OIG Report 528 CMKM Diamonds Inc OIG Report 528 CMKM Diamonds Inc OIG Report 528 CMKM Diamonds Inc Highbridge Capital Mgmt LLC and Daniel B Zwirn Highbridge Capital Mgmt LLC Daniel B Zwirn and Highbridge Capital Mgmt LLC et al D B Zwirn & Co LP SAC Trading Steven A Cohen Brett K Lurie Steven Mark Donald Cohen as Released in 0903467-FOIA RCA Corp Investigation HO-1793
2/12/2010
10-04221-FOIA 10-04222-FOIA 10-04223-FOIA 10-04224-FOIA 10-04225-FOIA 10-04226-FOIA 10-04227-FOIA 10-04228-FOIA 10-04229-FOIA 10-04230-FOIA 10-04231-FOIA 10-04232-FOIA 10-04233-FOIA 10-04234-FOIA 10-04235-FOIA 10-04236-FOIA 10-04237-FOIA 10-04238-FOIA 10-04239-FOIA 10-04240-FOIA 10-04241-FOIA 10-04242-FOIA
Dotts, Jason Bronson, Kent Ferrigo, Matthew Gause, Shelley Cahan, Kathryn Cahan, Kathryn Piazza, Michael Piazza, Michael Piazza, Michael Piazza, Michael Piazza, Michael Hill, James Headrick, Joe Mitchell, Peter Duda, John DeSantis, Jim Smith, Dennis Susman, Harry Susman, Harry Susman, Harry Susman, Harry Cohen, Patricia
Stoll Berne Milberg Paul Frank & Collins PC O'Melveny & Meyers LLP O'Melveny & Meyers LLP Greenberg Trauring LLP Greenberg Trauring LLP Greenberg Trauring LLP Greenberg Trauring LLP Greenberg Trauring LLP Susman Godfrey LLP Susman Godfrey LLP Susman Godfrey LLP Susman Godfrey LLP -
2/8/2010 2/12/2010 2/3/2010 2/10/2010 2/9/2010 2/9/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/5/2010 2/4/2010 2/5/2010 2/5/2010 2/5/2010 2/5/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/17/2010
Cohen, Patricia Snyder-Scott-El, Myra Schieken, Chad Mendel, Frank
ParenteBeard LLC -
2/17/2010
Municipal Credit Union Home Mortgage Records 2/2/2010 List of 1859 Broker-Dealers Referenced in IA2968 File No. S-09-09 RBC Wealth Management 2/16/2010 2/11/2010
10-04247-FOIA 10-04248-FOIA
Rochman, Jesse Di Brino, Richard
Retail Ventures fka Value City Dept Stores Travis Correll Global Finance JTA Enterprises Lucre Fund et al FW-03092 HO-2820
2/15/2010 2/16/2010
10-04249-FOIA 10-04250-FOIA
Papp, Eric Papp, Eric
10-04251-FOIA
Papp, Eric
Papp, Eric Papp, Eric Papp, Eric Moran, Nathaniel Linkletter, David Linkletter, David Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Snow Fogel Spence LLP Maverick Consulting Maverick Consulting EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
SEC v. Dynkowski Mangiapane Riviello Brown et 2/9/2010 al Civ Action No. 09-361 2/9/2010 SEC v. Dynkowski Mangiapane Riviello et al Crim Action No. 09-23-JJF and Siliconinvestor.com SEC v. Dynkowski Mangiapane Riviello et al 2/9/2010 Crim Action No. 09-23-JJF and Investorshub.com Civ Action No. 09-361 Joseph Mangiapane Jr 2/9/2010 Civ Action No. 09-361 Marc Riviello Civ Action No. 09-361 Advantage Investment Strategies Inc Royalite Petroleum Co Inc First Coast Capital Management Bay Cove Financial Eric M Jacobs Kieran William Goodwin Franklin S Edmonds Jr Bruce Scott Darringer Brian J Higgins Ottavio Francis Biondi Jr King Street Europe LP King Street Europe Ltd King Street Europe Master Master Fund Ltd King Street Europe Masters Advisors LLC King Street Europe Advisors LLC King Street Capital LP King Street Capital Ltd King Street Capital Master Fund Ltd King Street Capital Master Advisors LLC King Street Advisors LLC 2/9/2010 2/5/2010 2/11/2010 2/8/2010 2/8/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010
Marcus, Sally Marcus, Sally Lichtcsien, Susan Mierzejewski, Mark Schultz, Andrew Kiernan, Cortney Kiernan, Cortney Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Hartshorn, Kaitlin Hartshorn, Kaitlin Howe, Amanda Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas DePeau, Andrew Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Hartshorn, Kaitlin Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Hartshorn, Kaitlin
EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
King Street Capital Management GP LLC King Street Capital Management LP
2/9/2010 2/9/2010
Mitchell Jay Katz of Endeavour Capital Advisors 2/10/2010 Inc David M Einhorn 2/10/2010 Lending Club and Prosper Cato Partners Management LLC 2/16/2010 2/4/2010
Derk William of Cato Partners Management LLC 2/4/2010 Interaxion BV Cellmax Technologies AB PlusTV OY 2/5/2010 2/5/2010 2/5/2010
Brendan Pearsall Rogers of Severn River Capital 2/5/2010 Management LLC The Sosnowski Fund LP 2/5/2010 Walter Francis Sosnowski III aka Walter Sosnowski Kelly Ross Perkins of Lighthouse Capital LLC Robert Owen Dunleavy of Anchorage Advisors LLC Michael David Craig-Scheckman aka Michael Scheckman Deer Park Road Corporation Alan L Leibel Paul Christopher Orwicz Sursum Capital Management LP Lighthouse Investment Partners LLC 2/5/2010 2/5/2010 2/5/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010
Sean Gerard McGould aka Sean Girard McGould 2/10/2010 Michael Offner aka Mike Offner of Greenlight Capital Jay Ryan Joshua Jac Feldman Brevet Capital Management Douglas A Monticciolo Of Brevet Capital Management Matthew John Cooleen aka Matt Cooleen of Hudsoncross 2/9/2010 2/9/2010 2/9/2010 2/16/2010 2/16/2010 2/15/2010
Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Daniel Moshe Aharon of Ionic Capital Management LLC Nantahala Capital Management LLC Stanford Lee Kurland Joel Martin Frank Harold Andrew Kelly Jr David Windreich Daniel Saul Och Nick Brown Patricia L Willis Touk Sinantha Scott Mullet GW Capital Inc Thomas Parkhurst Wyeth Urban Outfitters Inc SEI Investments Co First BanCorp ENSCO International Inc Doral Financial Corporation Crocs Inc Constellation Energy Group Brooks Automation Inc Aviat Networks Inc New Jersey Resources Corp Dennys Corp Deltic Timber Corporation Data Domain Inc Chipotle Mexican Grill Inc Clorox Co Clearwire Corp Colonial Properties Trust CIT Group Inc
2/15/2010 2/15/2010 2/16/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/9/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Mierzejewski, Mark Malinowski, Thomas Howe, Amanda Howe, Amanda Mierzejewski, Mark Hartshorn, Kaitlin Hartshorn, Kaitlin Mierzejewski, Mark Lichtcsien, Susan
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Aspen Insurance Holdings Ltd Sterling Financial Corp Senior Housing Properties Trust Premierwest Bancorp Pride International Inc. NVIDIA Corporation Life Time Fitness Inc Sun Microsystems Inc Hartford Financial Services Group Inc Force Protection Inc James Keith Brown Kaushik Ghosh Barbara Scanlon Prom Vatanapradit Howard A Kurzrok Wayne N Cohen Joseph A samuels Sean A Rhatigan Jeffrey Charles Blockinger James Kenneth O'Connor Zoltan Varga Rockwell Automation Inc Greenlight Capital LLC Jay Glenn Goldman Christopher Scott McGuire of Phalanx Capital Management LLC Phalanx Capital Management LLC Daniel A Schwartz York Capital Management LP James Gerard Dinan aka Jamie Dinan of York Capital Brent Hankins Joshua William Wallace of System Capital LLC
2/15/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/10/2010 2/19/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/10/2010 2/17/2010 2/17/2010 2/17/2010 2/10/2010 2/17/2010 2/17/2010 2/17/2010 2/10/2010 2/11/2010 2/19/2010 2/11/2010 2/11/2010 2/11/2010 2/11/2010 2/12/2010 2/12/2010
Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Wall, Lindsay Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Reinhardt, Kelly Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Justin Balas Welton Investment Corporation Patrick Welton Nicholas A Prouty aka Nick A Prouty HudsonCross Financial LLC Wilmot Bain Harkley Mark J Callahan Guillaume Detrait Stuart Peterson of Artis Capital Management Artis Capital Management Gary Chang Forrest Fowler Butler of Butler Capital Investments LLS Michael W Harden Marc Strobel Mike Calovini Ralf Geiger Frank Hyldmar Jerry Lauzze Capital-C Ventures Intersafe Holdings BV PontMeyer NV Burgfonds BV Inter Crown Investments Hebei Chuanglian Trade Co Ltd Hebei Kaiyuan Real Estate Development Co Hebei Hua An Investment Co Ltd Hebei Huiyin Investment Co Ltd Hebei Tianmei Insurance Agency Co Ltd Hebei Shijie Kaiyuan Logistics Co Hebei Shijie Kaiyuan Auto Trade Co Ltd Shanxi Chuanglian Auto Trade Co
2/12/2010 2/12/2010 2/12/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/16/2010 2/16/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/17/2010 2/17/2010 2/10/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Howe, Amanda Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research
Universal Health Services Inc Inland Real Estate Corp Impax Laboratories Inc Iberiabank Corp IAC Interactivecorp Delphi Financial Group Inc DE Dean Foods Company Dyncorp International Inc Dime Community Bancshares Inc Donaldson Co Inc Petroquest Energy Inc Portland General Electric Company Pool Corp Pinnacle Entertainment Inc Protalix BioTherapeutics Inc Clean Harbors Inc Cleveland Cliffs Inc Colgate-Palmolive Company Checkpoint Systems Inc Seacor Holdings Inc Daniel J Mack Curtis Joseph Schenker of Scoggin Capital Management LLC Lilly Eli & Co Merrill Lynch & Co Inc Nippon Telegraph & Telephone Corp ING Groep NV Merck & Co Inc Merck Sharp & Dohme Corp Mizuho Financial Group Inc Morgan Stanley Coca Cola Co China Mobile Ltd ADR
2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/16/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/16/2010 2/16/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010
Smillie, John Smillie, John Smillie, John Gooden, Amy Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Spriggs, Judith Weismann, Anne Goldstein, Matthew Smillie, John Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Democratic Senatorial Campaign Committee Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research CREW Reuters Legal and Regulatory Research EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Glaxosmithkline PLC Federal National Mortgage Association Fannie Mae Chevron Corp Senator Daniel R Coats Correspondence Ebay Inc Daimler AG ENI Spa E on AG Credit Suisse Group AG Cisco Systems Inc China Life Insurance Co Ltd Deutsche Telekom AG Transcription Services Post Madoff Reforms
1/25/2010 1/25/2010 1/25/2010 2/18/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 2/18/2010 2/19/2010
OIG Report 521 Allegations of Failure by SEC to 2/18/2010 Investigate (Dendreon) Google Inc 1/25/2010 John Collin Schuhmacher Thomas Schneider Michelle Fung Jane Elizabeth Korach Jeffrey Fu Jen Lee Shai Simon Tambor Daniel Edrich Krueger Daniel Joe Sapadin Jeffrey Alan Altman Owl Creek Asia Fund LTD Owl Creek Socially Responsible Investment Fund Ltd Owl Creek Overseas Fund Ltd Owl Creek Asia II LP Owl Creek Asia I LP 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark McFarlane, Jonathan Jacobs, Michael Smillie, John Schleinkofer, Raymond Schleinkofer, Raymond Schleinkofer, Raymond Schleinkofer, Raymond Smillie, John Smillie, John Cornish, Robert Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC McGowan & Jacobs Legal and Regulatory Research Verdis Wealth Management Verdis Wealth Management Verdis Wealth Management Verdis Wealth Management Legal and Regulatory Research Legal and Regulatory Research Dilworth Paxson LLP Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research
Owl Creek II LP Owl Creek Advisors LLC Owl Creek I LP Owl Creek GP LLC Owl Creek Asset Management LP Steve A Babus Michael Salatto Michael Silver Jonathan M Dulman Luc McCarthy Dowling Eleanor N Chan David Newman Daniel Gropper Mark David Brodsky Southpoint Capital Advisors LP John S Clark II Broadcom Corp Henry Nicholas and William Ruehle National Sorbents Inc Nsi Holdings LLC and Daan and Leslie Jones Goldman Sachs Group Inc Munros Capital Management Neil Dunn Munros Capital Management Steward Capital Management LLC Anmar K Sarafa of Steward Capital Management LLC Genentech Inc France Telecom Turan Petroleum Market Making Reports Comcast Corp Nokia Corp CNOOC LTD Publix Super Markets Inc Philip Morris International Inc
2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/10/2010 2/17/2010 1/25/2010 2/17/2010 1/17/2010 1/17/2010 2/17/2010 1/25/2010 1/25/2010 2/5/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010
Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Cohen, Patricia
Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research -
Qualcomm Inc DE Nortel Networks Corp Royal Bank of Canda O2 PLC Oracle Systems Procter & Gamble Co Pricewaterhousecoopers Services BV Coopers & Lybrand Europe Limited Pricewaterhousecoopers Management Consulting Europe Limited Mark Munday Ralf Schuler Roy Sutterfield Theo Bettray Lars Beumar John Bluth Wolfgang Esau Thomas Preute Christoph Schauerte Burghard Straub
1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010 2/22/2010
All Materials and Exhibits from the Testimony of 2/14/2010 Mr Brett K Lurie submitted to the SEC Consumer Complaint Files HO1331315 and HO1329027 Bank of Canton Mortgage Note Enforcement Actions for 2008 2009 and 2010 by Regional Office Invest Financial Corporation Securities America Inc Registered Representatives Travel Database for SEC Employees or Financed by SEC Travel Records of Chairman and Commissioners since January 1 2009 Representative John Boozman correspondence 2/16/2010 2/9/2010 2/22/2010 2/22/2010 2/22/2010 2/18/2010 2/18/2010 2/16/2010
Miller, Stanley Reynolds, Diane Friedman, Gabe Toney, William Sonn, Jeffrey Carollo, Russell Carollo, Russell Aden, Emily
Los Angeles Daily Journal Sonn & Erez PLC Democratic Senatorial Campaign Committee
McElhatton, Jim Shewan, Scott Schleinkofer, Raymond Schleinkofer, Raymond Schleinkofer, Raymond Sutera, Elizabeth Johnson, Ernessa Johnson, Ernessa Hartshorn, Kaitlin Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Pape & Shewan, LLP Verdis Wealth Management Verdis Wealth Management Verdis Wealth Management Hunton Williams Thomson Reuters Thomson Reuters Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Transition Team Report for November 2008 to January 2009 FINRA Arbitrator Selection Process Discovery Group LLC Discovery Equity Partners LP and Daniel J Donoghue Discovery Equity Partners LP and Michael R Murphy Dyadic International AP 3-13504 Newbridge Securities Corp and Testimony of David E Paulukaitis AP 3-13099 Newbridge Securities Corp and Testimony of Donald T Sheldon AP 3-6626 Samuel E Schuster aka Sam Schuster of Brevet Capital Guy Watanabe Michael Leslie Cohen Dan Manor GW Capital Inc Massimo Bertoli David a Stonehill Anthony Fobel Joshua H Ross Richard Eugene Lyon III Boaz Sidikaro Butler Capital Investments LLC Ralph Alan Butler Jr aka R Alan Butler of Butler Capital Investments LLC Privatebancorp Inc Pain Therapeutics Inc PriceSmart Inc Public Storage Inc Parexel International Corp Prosperity Bancshares Inc Park National Corporation Perrigo Co
2/11/2010 2/9/2010 2/19/2010 2/19/2010 2/19/2010 2/22/2010 2/22/2010 2/22/2010 2/18/2010 2/17/2010 2/17/2010 1/17/2010 1/17/2010 1/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/17/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010
Gavin, J. Patrick Gavin, J. Patrick Howe, Amanda Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David DePeau, Andrew DePeau, Andrew DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Molenda, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Wolters Kluwer Law & Business Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Partnerre Ltd Portfolio Recovery Associates Inc John C Richardson of Ionic Capital Partners LP Residex Venture Capital Network Dutch Venture Capital Association Life Sciences Partners Funds P3 Technology Fund DMX-Europe UK Limited Howard Dyer Simon Beresford-Wylie Christoph Schmidt-Wolf Gregor Hilverkus Steven Koltes Providence Investment Management LLC Russell J Jeffrey R G Niederhoffer Capital Management Lp Roy Gary Niederhoffer Christopher Aristides Christopher M James Brian D Grossman Arun Sarna Partner Fund Management LP Marjorie Ellen Hogan fka Marjorie Ellen Foddy Capstone Credit Advisors LLC James Minessale Torchmark Corp Talbots Inc Tellabs Inc Tekelec Tiffany & Co Titanium Metals Corp
2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/17/2010 2/18/2010 2/18/2010 2/8/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/18/2010 2/17/2010 2/17/2010 2/15/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Molenda, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC CCH Inc Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Stratasys Inc Scripps E W Company The Stage Stores Inc Sonosite Inc Mark Logan Hodge DeForest R Hinman Stanley M Westhoff Jr Paul Timothy Nichols Mark Joseph Keeler John Butler Walthausen
2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010
John Hawkins Dicken Jr of Dicken Commodities 2/19/2010 Inc Elena Sherman Dmitrovskaya aka Yelena 2/19/2010 Dicken Commodities Inc Dustin A DiMisa of InterContinental Capital Group Inc KLS Diversified Fund LP KLS Diversified Asset Management LP KLS Diversified GP Holdings LLC 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010
2/19/2010 Harry William Lengsfield II of KLS Diversified Asset Management LP Jeffrey William Kronthal of KLS Diversified Asset 2/19/2010 Management LP Nicholas C Adams 2/19/2010 Li Yonghui aka Yonghui Li Chang Hanming aka Hanming Chang Matthew Walter Dhane William Joseph Dezellem Tieton Capital Management Walthausen & Co RRI Energy Inc f/k/a Reliant Resources Inc f/k/a Reliant Energy Inc Valmont Industries Inc Valero Energy Corporation Volcom Inc 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/19/2010 2/17/2010 2/24/2010 2/24/2010 2/24/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Wall, Lindsay Wall, Lindsay Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Vector Group Ltd V F Corporation Vasco Data Security International Inc EOG Resources Inc Entegris Inc Enernoc Inc EMC Insurance Group Inc Straine Consulting Kerry Kevin Straine of Straine Consulting Lynn Perkins aka Katherine Lynn Perkins formerly Struble and Medlin WCG Management LP Barry Stuart Wittlin Schlumberger LTD NV Royal Bank of Scotland Group PLC Siemens Aktiengesellschaft Telefonica S A Royal Dutch Shell PLC Sanofi Aventis Total SA Toyota Motor Corp Time Warner Inc UBS AG Ford Motor Company Eagle Materials Inc ExlService Holdings Inc ev3 Inc Energy Transfer Partners LP Eaton Corporation Evergreen Solar Inc Eagle Rock Energy Partners L P Enterprise GP Holdings L P EnerSys
2/24/2010 2/24/2010 2/24/2010 2/24/2010 2/24/2010 2/24/2010 2/24/2010 2/24/2010 2/24/2010 2/23/2010 2/24/2010 2/24/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 2/25/2010 2/25/2010 1/25/2010 1/25/2010 1/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010
Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Hartshorn, Kaitlin Hartshorn, Kaitlin Lichtcsien, Susan Lichtcsien, Susan Orce, Kenneth Kang, Haynee Matetsky, Ira Greenstein, Eli
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Miller & Wrubel P.C. Ganfer & Shore, LLP Robbins Geller Rudman & Dowd LLP
Michael Beerman Seth Rosen Kenneth Joseph Ulbricht of WCG Management LP Jorge R Sanchez of WCG Management LP John Steinhardt of KLS Asset Management LP Seminole Management Company Inc Michael Gerard Messner of Seminole Management Company Inc Patricia Cohen FOIA Requests Bank of America or Banc of America Securities LLC Auction Rate Securities Imagesat International NV fka West Indian Space NV Verifone Holdings Inc SF-3312 Transcripts of Leslie Baker, Brian Dowd, David Gilford and Patrick McGivern World Wrestling Entertainment Inc F5 Networks Inc OZ Overseas Fund Ltd OZ Overseas Fund II Ltd OZ Domestic Partners LP OZ Domestic Partners II LP Och Ziff Holding Corporation Och Ziff Holding II LLC OZ Advisors II LP OZ Administrative GP LLC Och Ziff Holding LLC OZ Advisors LP OZ Management LP OZ Management II LP Och Ziff Management Europe Limited Och Ziff Capital Management Hong Kong Limited Ziff Investment Management LLC
2/25/2010 2/25/2010 2/25/2010 2/24/2010 2/25/2010 2/25/2010 2/25/2010 2/23/2010 2/23/2010 2/22/2010 2/23/2010
Andersen, Geoffrey Goodman, Benny Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Coughlin Stoia Geller Rudman & Robbins LLP EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
2/17/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/25/2010
Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
OZ Master Fund Ltd OZ Advisors II LP Och Ziff Capital Management Group LLC Stephen Maresco Ian Robert Goodman Harvey Partners LLC Gcore Capital Jeffrey Craig Moskowitz DW Investment Management LP DW Investment Partners LLC David Robert Warren of DW Investment Management LP Amyris Biotechnologies Inc John G Melo Jeryl L Hilleman Jack D Newman Kinkead Reiling Neil Renninger Ralph C Alexander L John Doerr aka Louis Doerr aka John Doerr Geoffrey M Duyk aka Geoff Duyk Carole Piwnica Fernando Reinach aka Fernando de Castro Reinach Samir Kaul Paul J Iacovacci of Brevet Capital Neoven Consultants Ltd Syntaxin Ltd Synosis Therapeutics Inc Syntaxin EBT Ltd Bioindustry Association Oncocene Ltd Xenova Research Ltd
2/25/2010 2/25/2010 2/25/2010 2/25/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010
Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Ionix Pharmaceuticals Ltd Novacta Biosystems Ltd Oldco Ltd Morgan Stanley Medicis Pharmaceuticals Corp Medical Properties Trust Inc Movado Group Inc Modine Manufacturing Co Mannkind Corp Magellan Midstream Partners LP Mellanox Technologies Ltd Farmer Brothers Company First Advantage Corp Incyte Europe Holdings Ltd The Cambridge Guitar Company Ltd Phytomics Ltd Synosa Therapeutics Signature Bioscience Inc HIG Ventures Gemin X Biotechnologies Inc Oncogenex Technologies Inc OncoGenex Pharmaceuticals Inc Salmedix Inc Stein Mart Inc Keith Reiling aka K Kinkead Reiling
2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 2/26/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010
Amyris Brasil Pesquisa e Desenvolvimento Ltda 3/1/2010 Jeryl Albright John and Mary Melo Foundation John G Melo Services Co Symx Technologies Inc Geron Corporation AAA Wedding Photography 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010
Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gallu, Joshua
International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Bloomberg News
Xenoport Xenoport Ordinary Xeno Port Inc MeadWestvaco Corporation Markwest Energy Partners LP
3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010
Mueller Water Products Inc fka Mueller Holdings 3/1/2010 Inc Minerals Technologies Inc 3/1/2010 Microstrategy Inc Microsoft Corp Granite Construction Inc Gentiva Health Services Inc Gran Tierra Energy Inc Goldman Sachs Group Inc cooperation agreements deferred prosecution agreements non-prosecution agreements and immunity requests Wintergreen Advisors David J Winters and Steven Graff Contract SECHQ105A0363 General Acceptance Corporation GAC First Fidelity et al AP No 3-8917 Release No. 36694 KHD Humboldt Wedag International and Wabush Iron Co Ltd 10-K exhibits Sunrise Senior Living Inc Testimony of Bradley Rush OIG Report 470 allegation of conflict of interest and investigative misconduct OIG complaint filed by Bruce Spurgiesz Congressional Correspondence on six persons BankAtlantic Bancorp Inc CUSIP Numbers 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 2/25/2010
Greenblatt, Matthew Santos, Rose Canter, Nancy Sackett, Andrew Wong, Alex Whitaker, Matthew Radano, Robert Spurgiesz, Bruce Barr, David McKenna, Thomas Kastle, Chad Minkow, Barry Bagley, Judd
SCS Financial FOIA Group Inc Squire, Sanders & Dempsey L.L.P Caplin & Drysdale Tiger Ratan Capital Management, LP WestLaw CourtExpress Gainey & McKenna Prison -
3/1/2010 2/25/2010 2/25/2010 2/26/2010 2/25/2010 2/26/2010 2/25/2010 2/19/2010 2/17/2010 2/23/2010 2/22/2010
Barry Minkow and the Fraud Discovery Institute 2/20/2010 Fails to Deliver Data October 12 to November 11 2009 3/2/2010
Madoff, Gail Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Wall, Lindsay Marcus, Sally Marcus, Sally Howe, Amanda Howe, Amanda Breidenbach, David Scarpace, Michael
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC -
SES Members Senior Executive Staff British Petroleum Innovene Inc Riverstone Holdings LLC Coastal Carolina CNAA AES Solar Foster Wheeler Anglo American plc NYU Polytechnic Air BP Limited BP Oil International Limited BP Africa Limited Superior Energy Services Inc Suburban Propane Partners LP Sonicwall Inc Synopsys Inc
3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010
Lexington Realty Trust fka Lexington Corporate 3/2/2010 Properties Trust Lawson Software Americas Inc formerly Lawson 3/2/2010 Software Inc Continental Airlines Inc 3/2/2010 AsiaInfo Holdings Inc AMR Coporation Alaska Air Group Inc Lightbox Capital Management LLC Andrew A Ellner Kimberly Smith Laila Festani Srouji Thomas Claugus GMT Capital Corporation American Home Mortgage AT&T and Hewlett Packard 10-K and 10-Q Filings 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Xenoport Inc Form 8-K Exhibit 10.27 dated 11/30/05 Xenoport Inc Form 10-Q Exhibit 10.34 dated 9/30/07 Xenoport Inc Form 10-Q Exhibit 10.29 dated 3/31/07 Xenova Group Plc Form 20-F Exhibits 4.19 4.20 4.21 4.22 4.23 4.25 4.26 4.27 4.28 4.29 4.30 and 4.37 dated 12/31/03 Xenova Group Plc Form 20-F Exhibits 4.28 4.29 4.30 and 4.32 dated 12/31/04 American Home Products Corp nka Wyeth Form 10-K Exhibit 10.3 dated 12/31/00 Coherent Inc Form 10-Q Exhibit 10.1 dated 12/27/08 Wyeth Form 10-K Exhibit 10.9 dated 12/31/05 CCI Healthcare Partners LP CCI Healthcare Partners II LP Columbus Circle Investors Management Inc Columbus Circle Investors Inc
2/1/2010 2/1/2010 2/1/2010 2/1/2010
2/1/2010 2/1/2010 2/1/2010 2/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010
Oliver Adrian Marti of Columbus Circle Investors 3/1/2010 Eminence Capital LLC Ricky Sandler Aurelius Capital Management LP Aurelius Capital International Ltd Alder Biopharmaceuticals HyperBranch Medical Technology Novadaq Technologies Inc Quinnova Pharmaceuticals Tranzyme Pharma Ventures West Management Inc AnorMed Inc OLT Inc Angiotech Pharmaceuticals Cardiome Pharma Corporation 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010 3/2/2010
Costello, Maureen Lichtcsien, Susan Lichtcsien, Susan Dukes, Sara
International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Deloitte Recap, LLC
Carole Callebaut
3/2/2010
Michelle Underwood Gass of Paradigm Advisors 3/3/2010 LLC Paradigm Advisors LLC 3/3/2010 Vyteris Holdings fka Treasure Mountain 2/1/2010 Holdings Inc Exhibits 10.5 10.6 10.7 Form SB-2 AndRx Corp Exhibit 10.67 Form 10-K Endorex Corp Exhibit 10.21 Form 10-K Tripos Inc Exhibit 10.19 Form 10-K Women First Healthcare Inc 10-Q Women First Healthcare Inc K Women First Healthcare Inc 10-Q Women First Healthcare Inc 10-Q Women First Healthcare Inc 10.22 10.23 Form 10-K Women First Healthcare Inc 10-Q Women First Healthcare Inc K Women First Healthcare Inc 10-Q Women First Healthcare Inc 10-K Women First Healthcare Inc K Xenogen Corp Exhibits 10.1 2/8/2010 2/8/2010 2/8/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Exhibit 10.21 Form 2/1/2010 Exhibit 2.1 Form 8- 2/1/2010 Exhibit 10.1 Form Exhibit 10.1 Form 2/1/2010 2/1/2010
Exhibit 10.20 10.21 2/1/2010 Exhibit 10.1 Form 2/1/2010
Exhibit 10.2 Form 8-2/1/2010 Exhibit 10.1 Form 2/1/2010
Exhibit 10.40 Form 2/1/2010 Exhibit 2.1 Form 8- 2/1/2010 10.2 Form 10-Q 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010 2/8/2010
Xenogen Corp Exhibit 10.1 Form 10-Q Xenogen Corp Exhibit 10.2 Form 10-Q Xenogen Corp Exhibits 10.26 10.27 Form S-1 Xenogen Corp Exhibits 10.22 10.23 10.24 10.25 Form S-1 Xenogen Corp Exhibits 10.15 10.16 10.17 10.18 10.19 10.20 Form S-1 Xenogen Corp Exhibit 2.1 Form S-1 Xenogen Corp Exhibit 10.18 Form S-1
10-04843-FOIA 10-04844-FOIA 10-04845-FOIA
Xenogen Corp Exhibits 10.15 10.16 10.17 Form 2/8/2010 S-1 Xenogen Corp Exhibit 10.12 Form S-1 2/8/2010 Xcyte Therapies Inc nka Cyclacel Pharmaceuticals Inc Exhibits 10.28 10.29 10.30 10.31 10.32 10.33 10.34 10.35 10.36 10.37 10.38 Form S-1 Xcyte Therapies Inc cka Cyclacel Pharmaceuticals Inc Exhibits 10.29 10.30 10.31 10.32 10.33 Form S-1 Xcyte Therapies Inc nka Cyclacel Pharmaceuticals Inc Exhibits 10.33 10.36 10.47 Form S-1 Xcyte Therapies Inc nka Cyclacel Pharmaceuticals Inc Exhibit 10.1 Form 10-Q Xcyte Therapies Inc nka Cyclacel Pharmaceuticals Inc Exhibit 10.39 10.43 Form S-1 Xcyte Therapies nka Cyclacel Pharmaceuticals Inc Exhibits 10.1 10.2 Form 8-K Xcyte Therapies Inc nka Cyclacel Pharmaceuticals Inc Exhibit 10.1 Form 10-Q BC Biotechnology Alliance Canadian Bacterial Diseases Network Michael Smith Foundation for Health Research Fraser Health Authority Vancouver Aquarium Marine Science Centre Aquinox Pharmaceuticals Celator Pharmaceuticals Presidio Pharmaceuticals StressGen Biotechnologies Kinetek Pharmaceuticals BP Oil Vietnam Limited BP Oil Venezuela Limited BP China Limited 2/8/2010
10-04846-FOIA
Dukes, Sara
Deloitte Recap, LLC
2/8/2010
10-04847-FOIA
Dukes, Sara
Deloitte Recap, LLC
2/8/2010
10-04848-FOIA
Dukes, Sara
Deloitte Recap, LLC
2/8/2010
10-04849-FOIA
Dukes, Sara
Deloitte Recap, LLC
2/8/2010
10-04850-FOIA
Dukes, Sara
Deloitte Recap, LLC
2/8/2010
10-04851-FOIA
Dukes, Sara
Deloitte Recap, LLC
2/8/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Amoco UK Exploration Company Amoco Europe Limited Amoco UK Petroleum Limited BP Exploration Company Limited BP Exploration (Vietnam) Limited BP Exploration Operating Company Limited BP Exploration Services Limited EMP Exploration (Kangean) Limited BP Exploration (Algeria) Limited Unitrin Inc RPC Inc Navigators Group Inc Manitowoc Co Inc Intermec Inc formerly Unova Inc Carpenter Technology Corporation Belden Inc American Financial Group Inc Affymetrix Inc AirTran Holdings Inc Joseph Stanley Wade of Centennial Partners LLC Centennial Partners LLC Girome Bono BP Exploration (Angola) Limited EMP Exploration (Kangean) Limited BP Pipelines (BTC) Limited BP Exploration Indonesia Limited BP Lubricants Trading Limited Kleiner Perkins Caufield & Byers Palmone Inc aka Palm Inc aka Palm USA Homestore Inc Good Technology Inc
3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/3/2010 3/4/2010 3/4/2010 3/4/2010 3/4/2010 3/4/2010 3/4/2010 3/4/2010 3/4/2010 3/4/2010
Costello, Maureen Costello, Maureen Costello, Maureen Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Amazon.com Inc Google Inc iControl Networks Xoma Ltd Exhibit 2 Form 8-K Xoma Ltd Exhibits 2 and 3 Form 8-K Xoma Ltd Exhibits 2 3 4 and 5 Form 8-K Xoma Ltd Exhibit 10.43 Form 10-Q Xoma Ltd Exhibit 10.39A Form 10-Q Xoma Ltd Exhibits 10.45 10.46 Form 10-K Xoma Ltd Exhibit 2 Form 8-K Xoma Ltd Exhibit 2 Form 8-K Xoma Ltd Exhibit 2 Form 8-K Xoma Ltd Exhibit 10.50 Form 10-K Xoma Ltd Exhibit 10 Form 8-K Xoma Ltd Exhibit 2 Form 8-K Xoma Ltd Exhibits 2 3 and 4 Form 8-K Xoma Ltd Exhibits 10.26C 10.53 Form 10-K Xoma Ltd Exhibits 10.2 10.3 10.4 Form 10-Q Xoma Ltd Exhibit 10.54 Form 10-Q Xoma Ltd Exhibit 10.59 Form 10-Q Xoma Ltd Exhibits 10.32 10.47 Form 10-K Xoma Ltd Exhibit 10.48 Form 10-Q RSC Holdings Inc Power Integrations Inc MSCI Inc Jetblue Airways Corp Foster LB Co Federal Signal Corp Fushi Copperweld Inc fka Fushi International Inc fka Parallel Technologies Inc Freds Inc
3/4/2010 3/4/2010 3/4/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 2/15/2010 3/4/2010 3/4/2010 3/4/2010 3/4/2010 3/4/2010 3/4/2010 3/4/2010
10-04925-FOIA
Gavin, J. Patrick
Disclosure Insight, Inc.
3/4/2010
Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hartshorn, Kaitlin Hartshorn, Kaitlin Molenda, David Kaufman, Michael Scriven, Peter Hagan, Kimberly Robinson, Christy Kachroo, Gaytri
Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Wolters Kluwer Law & Business Exchange Data International
Digital Globe Inc Crown Media Holdings Inc Jay Fiacco Two Sigma Investments LLC John Overdeck Green Mountain Coffee Roasters Ine Glatfelter P H Company GulfMark Offshore Inc Gulf Island Fabrication Inc Graco Inc GFI Group Inc Genesco Inc Griffon Corporation Global Cash Access Holdings Inc Great Atlantic & Pacific Tea Co Inc Cooper Creek Partners Management LLC Robert Schwartz of Cooper Creek Partners Management LLC Andrew J Miller American Bankers Association
3/4/2010 3/4/2010 3/4/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/4/2010 3/2/2010 3/5/2010 3/4/2010 3/4/2010 3/4/2010
Jersey Financial Services Commission John W Adams formerly of Smith Management Co Shapiro Haber & Urmy LLP Coventry Health Care Inc KLS-Kachroo Legal Services, P.C. Commissions voting record on interpretive releases Steven Cohen SAC Trading Corp SAC Capital Management Inc SAC Capital Advisors LP Helen of Tory Ltd Healthcare Services Group Inc Health Care REIT Inc Hudson City Bancorp Hancock Holding Co Haynes International Inc Gencorp Inc
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Mierzejewski, Mark Wall, Lindsay Marcus, Sally Reinhardt, Kelly Wall, Lindsay Howe, Amanda Lichtcsien, Susan Malinowski, Thomas Juncker, Steven Cohen, Patricia Scheer, David Krafcik, Elena Earls, James Pavlovic, Vladimir Scheer, David Seiguer, Julian Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Bloomberg Ropes & Gray LLP Allen & Overy LLP Bloomberg Hogan & Hartson LLP International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Genesee & Wyoming Inc Group 1 Automotive Inc General Maritime Corp Brendan Paul MacMillan David M Siegel Chad Warren Fauser Mark Albright Thomp Craig Armen Tashjian of AMERRA Capital Management LLC Thomas Anthony Barket Jr
3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/5/2010 3/5/2010
Amit M Malhotra of RoundKeep Capital Advisors 3/8/2010 Joseph Rotter of RoundKeep Capital Advisors David McKensie Moffitt ATM Capitol Company Previous FOIA Request and Final Responses SEC Employees Engaged in Insider Trading Stem Cells Inc United Parcel Service York International Corp Apple Inc GenVec Inc Essence Health Flo Design Miasole M2Z Networks V Vehicle Spatial Photonics New Schools Venture Fund TechNet TPG Ventures TPG Growth 3/5/2010 3/5/2010 3/4/2010 3/7/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010
10-04987-FOIA 10-04988-FOIA 10-04989-FOIA 10-04990-FOIA 10-04991-FOIA 10-04992-FOIA 10-04993-FOIA 10-04994-FOIA 10-04995-FOIA 10-04996-FOIA 10-04997-FOIA 10-04998-FOIA 10-04999-FOIA 10-05000-FOIA 10-05001-FOIA 10-05002-FOIA 10-05003-FOIA 10-05004-FOIA 10-05005-FOIA 10-05006-FOIA 10-05007-FOIA 10-05008-FOIA 10-05009-FOIA 10-05010-FOIA 10-05011-FOIA
Costello, Maureen Wall, Lindsay Lichtcsien, Susan Hartshorn, Kaitlin Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Singelmann, Jan Singelmann, Jan Singelmann, Jan Halimi, Lysa Donnelly, William Barrett, Richard Gordon, Marcy
International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Crowe & Dunlevy, P.C. Crowe & Dunlevy, P.C. Crowe & Dunlevy, P.C. Dr. Mark Friedman LeClair Ryan Associated Press
TPG Biotech Gregory Greg Alan Essner Nelson Peltz of Trian Fund Management LP Nancy Obler or Nancy Obler Kaufman of AMERRA Kenneth C Baron Brian Lewis Schorr of Trian Fund Management LP David Isaac Mosse of Trian Fund Management LP Matthew Heffner Peltz Exelixis Inc Cardiovascular Systems Inc Seeo Inc Ethos Corp LS9 Inc Newco LS9 Inc Renewable Green Fuels Association Quos Inc Khosla Ventures Associates III LLC KVE Associates LLC Charles A Gray John W Jacobsen David C Mayfield Biosite Diagnostics Incorporated and BankBoston Deloitte & Touche LLP e-Smart Technologies Inc Goldman Sachs Group; JP Morgan Chase & Co; Merrill Lynch; Morgan Stanley; Lehman Brothers; Bear Sterns and the Chairman of the Commission from January 1 2001 to October 1 2008 South Jersey Industries Inc Sigma Aldrich Corp Sauer Danfoss Inc
3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/8/2010 3/9/2010 3/8/2010 3/8/2010 3/8/2010 3/9/2010 3/5/2010 3/8/2010 3/8/2010
10-05012-FOIA 10-05013-FOIA 10-05014-FOIA
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
3/9/2010 3/9/2010 3/9/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Jui, Jonathan Ferguson, Donald Sweeney, Brian Smith, Jeff Smith, Jeff Johnson, Catherine McLaughlin, Matthew Kevin Cleghorn, Jeffrey
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Brown University Investment Office Brian P Sweeney VerdisWealth VerdisWealth Sarrail, Castillo & Hall, LLP -
Steven Madden Ltd Abraxis BioSciences Inc Asbury Automotive Group Inc Arkansas Best Corp Amerisource Bergen Alliancebernstein Holding LP Atlas Air Worldwide Holdings Inc Fortelus Capital Management LLP or Fortelus Special Situations Fund Ltd Timothy C Babich Nancy Louise Archer John Whitney Peyton Derek Franklin Hagen Andrew William Turn Peter Chrisitian Rogne Robert Atwood Hense Rick Donald Moulton Dana Lee Feick Philip William Dobrzy Quadris LLC UroMed Funding LLC Riverbridge Investment Partners LLP Wilke Thompson Investment Partners LLP Riverbridge Partners LLC Foundation Energy Fund III LLC Medical Capital Holdings Inc National Association of Securities Dealers John B Walker James Michael Vanderhider Sonasoft Corporation OIG-505 Failure to Timely Investigate Allegations of Financial Fraud Gannon Lasseigne
3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/1/2010 3/2/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010
Smith, Jeff Smith, Jeff Barr, David Barr, David Barr, David Barr, David Barr, David Barr, David Barr, David Costello, Maureen Costello, Maureen Reinhardt, Kelly Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
VerdisWealth VerdisWealth International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
EnerVest Ltd Mark Allen Houser of EnerVest Ltd John Randolph Thune Piyush Bobby Jindal Mitchell Elias Mitch Daniels Jr Sarah Louise Palin Timothy Tim James Pawlenty Willard Mitt Romney Michael Dale Mike Huckabee Patrick Pichette Paul A Schroder Peter William May of Trian Fund Management LP Joshua Josh David Frank Helicos Biosciences Corp Kholsa Ventures Seed Associates LLC KV Seed Associates LLC Codon Devices Mascom Corp Epitome Biosystems Inc Flagship Ventures Management Inc Dairy Crest Group PLC Aviva PLC Syral UK Limited Tate & Lyle Public Limited Company Naxos UK Limited Steiner Leisure Limited St Jude Medical Inc Stewart Information Services Corporation Spartan Stores Inc Snap On Inc Smith Micro Software Inc Standard Microsystems Corp
3/9/2010 3/9/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/5/2010 3/9/2010 3/9/2010 3/9/2010 3/9/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Westbrook, Jesse Westbrook, Jesse Westbrook, Jesse Inglese, Tara Inglese, Tara Inglese, Tara
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Bloomberg News Bloomberg News Bloomberg News
Scotts Miracle Gro Co Formerly Scotts Company 3/10/2010 Smart Balance Inc St Mary Land & Exploration Co Philip William Dobrzynski Mark Albright Thompson Robert Atwood Hensel Andrew William Turner Peter Christian Rogness Valinor Management LLC David L Gallo Roberto aka Robert A Mignone Bridger Management LLC SpA Monopole SA NV A E Staley MFG Co Intrade Toepfer US Holdings Amylum Group aka Amylum NV Spadel International Group Votarantim Novos Negocios Brazil Eppendorf Inc Bell Canada CSB Systems LTD Agama Software Inc BCE Inc Manitoba Telecom Services Inc OIG Investigative Reports issued from October 30, 2009 - February 28, 2010 Report of Investigation 496 Inspector General Investogation 505 Inspector General 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010 3/10/2010
Nyes Ledge Capital Management, LLC Lee Pollock of Atwater Capital and previously employed at Atticus Global Nyes Ledge Capital Management, LLC Kristofer Green of Atwater Capital and previously employed at Atticus Global Nyes Ledge Capital Management, LLC Debra Fine of Fine Capital
Scriven, Peter McGlamry, Darryl Dukes, Sara Dukes, Sara Dukes, Sara DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Wall, Lindsay Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John Smillie, John
Jersey Financial Services Commission Bruce Martin Schnelwar Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Automobile Receivables Corporation
3/9/2010 3/3/2010
Connetics Corp FOrm 10-Q Exhibits 10.1 and 2/22/2010 10.4 Palatin Technologies Inc Form 10-Q Exhibit 10.1 2/22/2010 DepoMed Inc Form 8-K Exhibits 1.1 1.5 and 1.8 2/22/2010 High Rise Capital Management LP David P OConnor Robert A Epstein Prophet Capital Management Steadfast Advisors LP Robert Stanley Pitts Jr Lions Gate Entertainment Corp Genco Shipping & Trading LTD Global Crossing Ltd The Corporate Executive Board Company Cash America International Inc Conseco Inc CKX Inc Cabot Microelectronics Corp Arch Chemicals Inc Amerson International Corp Charles P Fitzgerald Joseph Matthew Carney United Technologies Corp DE Shell Transport & Trading Co PLC Verizon Communications Inc Wyeth Tyco International LTD BER Vodafone Group Public Ltd Co Wells Fargo & Co MN UnitedHealth Group Inc 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/11/2010 3/12/2010 3/12/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010 1/25/2010
Smillie, John Smillie, John Smillie, John Smillie, John Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research Legal and Regulatory Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Unilever N V Vale SA Wachovia Corp New United Parcel Service Inc Alaska Communications Systems Group Inc Teleglobe Engineers Without Borders The Trudeau Foundation Aided Services Alldata Corp US Oil Cytel Corp Glytec Inc Quadstar Capital Advisors Gunn Allen Financial aka Gunnallen Financial DAG Media Inc PPG Trading Inc Manhattan Bridge Capital
1/25/2010 1/25/2010 1/25/2010 1/25/2010 3/12/2009 3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/12/2010
Raffaele Gambardella aka Raffaelle Gambardella 3/12/2010 aka Ralff Gambardella aka Ralf Gambardella aka Ralph Gambardella aka Rafaelle Gambardella aka Rafaele Gambardella Phillip W Michals aka Philip Michals aka Phil Michals aka Phill Michals Michals Holdings aka RG Michals Holdings aka R.G. Michals Holdings aka R G Michals holdings Investors Associates Inc Schneider Securities Andrew Swift Foote Lawrence Michael Robbins Glenview Capital Stuart I Rosen of Trian Fund Management LP 3/12/2010 3/12/2010
10-05161-FOIA 10-05162-FOIA
Deyneha, Natalia Deyneha, Natalia
International Business Research International Business Research
Deyneha, Natalia Deyneha, Natalia Wall, Lindsay DePeau, Andrew DePeau, Andrew Lichtcsien, Susan
International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/12/2010 3/15/2010
Lichtcsien, Susan Lichtcsien, Susan Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kaufman, Michael
Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Exchange Data International
Roger Low of Parallax Fund LP Jill Armstrong of Parallax Fund LP SciQuest Inc SciQuest.com Inc Italish Holding Sil Securities USG Corp Umpqua Holdings Corporation UMB Financial Corporation Ultimate Software Group Inc Ulta Salon Cosmetics & Fragrance Inc DOMTAR Inc Triumph Group Inc Mertiage Homes Corp Mentor Graphics Corporation Lasalle Hotel Properties Issuance & Use Of CUSIPS Correspondence W/ America Bankers Association Since Jan 2000 Historical Enforcement Data On Investigations for FY's 1990-2005 Bernard Madoff Congressional Correspondence Between Jan 1990-Dec 2008 John Michael Bader Thomas Conheeney DataFlux Corporation Multinational Computer Models Inc SunGard Data Systems Inc Stephen J Wiehe Rudy C Howard
3/12/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/2/2010
10-05186-FOIA 10-05187-FOIA
Robillard, T.C. Holland, Max
Signal Hill Capital Group LLC Washington Decoded
3/11/2010 3/12/2010
Howe, Amanda Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Sloane, Wendi
Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research Barack Ferrazzano Kirshbaum & Nagelberg LLP Deloitte Recap, LLC
3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010
10-05196-FOIA
Dukes, Sara
AA Capital Partners C-07241A and AP File No 3- 3/15/2010 13797 re: Gerard Oprins and Wendy McNeeley CPA Spectrum Pharmaceuticals Inc Form 8-K Exhibit 3/1/2010 10.1
Zwirner, Gail Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
University of Richmond Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Amkor Technology Inc Formal Order Acacia Research Corp Form 10-K Exhibit 10.17 Acacia Research Corp Form 10-Q Exhibits 10.1 10.2 Abgenix Inc Form 10-Q Exhibit 10.87 Abgenix Inc Form S-3 Exhibit 10.1 Abgenix Inc Post Effective Amendment No 2 Form S-1 Exhibit 10.68 Acadia Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Acadia Pharmaceuticals Inc Form 8-K Exhibit 99.1 Acadia Pharmaceuticals Inc Form 10-K Exhibit 10.25 Acadia Pharmaceuticals Inc Form 8-K Exhibits 99.1 99.2 99.3 Acadia Pharmaceuticals Inc Amendment 3 to Form S-1 Exhibit 10.18 Acadia Pharmaceuticals Inc Form S-1 Exhibits 10.14 10.15 10.16 10.17 Acadia Pharmaceuticals Inc Form S-1 Exhibits 10.13 10.15 Abraxis BioScience Inc Amendment 1 to Form 10-Q Exhibits 10.13 10.14 10.15 10.17 10.18
3/15/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010 3/1/2010
Dukes, Sara Dukes, Sara Dukes, Sara Cobb, John Luecke, James Luecke, James Luecke, James
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Integrated Silicon Solution Inc -
Abraxis BioScience Inc Form 10-Q Exhibit 10.21 3/1/2010 Abraxis BioScience Inc Amendment 3 to Form 10 Exhibit 10.21 Abraxis BioScience Inc Form 10-Q Exhibit 10.5 Integrated Silicon Solution Inc Fails to Deliver data Any buy in notifications, complaints, fines, short selling abuses. All communications, investigations, notes, regarding the complaint by James Luecke against TD Ameritrade, Inc. Mandatory Declassification Review Requests Log Medical Capital Holdings Inc Idenix Pharmaceuticals Inc Form S-1 Exhibit 10.21 3/1/2010 3/1/2010 3/12/2010 3/5/2010 3/5/2010 3/5/2010
10-05218-FOIA 10-05219-FOIA 10-05220-FOIA
Ravnitzky, Michael Ferguson, Donald Dukes, Sara
Deloitte Recap, LLC
3/4/2010 2/1/2010 3/1/2010
Scheer, David Gordon, Paul Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Danison, Tracey Danison, Tracey Holland, Max
Bloomberg Paul Gordon LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Danison & Associates, Inc. Danison & Associates, Inc. Washington Decoded
OIG Report 521 Allegations of Failure by SEC to 3/15/2010 Investigate Dendreon Corp Madison Capital Advisors LLC or Madison Capital 3/11/2010 Management LLC Epitope Inc Form 10-Q Exhibit 10.1 3/1/2010 Human Genome Sciences Inc Form 10-K Exhibit 3/1/2010 10.66 Zymogenetics Inc Form 10-Q Exhibit 10.43 2/22/2010 Zymogenetics Inc Form 10-K Exhibits 10.29 10.30 Zymogenetics Inc Form 10-K Exhibit 10.39 Zymogenetics Inc Form 10-K Exhibits 10.44 10.45 Zymogenetics Inc Form 10-K Exhibit 10.46 2/22/2010 2/22/2010 2/22/2010 2/22/2010
Zymogenetics Inc Form 10-Q Exhibits 10.1 10.2 2/22/2010 Zymogenetics Inc Form 10-Q Exhibits 10.1 10.2 2/22/2010 10.3 10.4 10.6 Zymogenetics Inc Form 10-Q Exhibits 10.1 10.2 2/22/2010 Zymogenetics Inc Form 10-Q Exhibit 10.1 Zymogenetics Inc Form 10-Q Exhibit 10.2 2/22/2010 2/22/2010
Zymogenetics Inc Form 10-Q Exhibits 10.3 10.4 2/22/2010 Zymogenetics Inc Form S-1 Exhibit 10.28 Bruce Berkowitz Fairholme Capital Management 2/22/2010 3/12/2010 3/12/2010
10-05240-FOIA
Holland, Max
Washington Decoded
Danison, Tracey Danison, Tracey Danison, Tracey Danison, Tracey Danison, Tracey
Danison & Associates, Inc. Danison & Associates, Inc. Danison & Associates, Inc. Danison & Associates, Inc. Danison & Associates, Inc.
3/15/2010 All Correspondence Between Senator Christopher Dodd and the SEC From Jan 01 1990 to Dec 10 2008 All Correspondence Between Senator Charles 3/15/2010 Schumer and the SEC From Jan 01 1990 to Dec 10 2008 ASB Capital Management LLC 3/12/2010 Shepard Burr Ronald F Perrone Kevin Moore CFA John Edwards CFA 3/12/2010 3/12/2010 3/12/2010 3/12/2010
Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay DePeau, Andrew Hartshorn, Kaitlin Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Howe, Amanda Lichtcsien, Susan Lichtcsien, Susan
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Solomon J Kumin Daniel P Berkowitz Oscar Straus Schafer Ian P McDonald David Fiszel of SAC Capital Advisors LP US Gold Corp UTI Worldwide Inc Universal Technical Institute Inc United Therapeutics Corporation USEC Inc 3D Systems Corp TransDigm Group Inc TC Pipelines LP TCF Financial Corp
3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010
American Apparel Inc fka Endeavor Acquisition 3/16/2010 Corp Vincent Raymond Marchisella of Wesley Capital 3/16/2010 Management LLC Nicholas Anthony Botta Jr 3/16/2010 Drew Hayworth of Madison Street Partners LLC Charles Leone of Madison Street Partners LLC Steven Christopher Owsley of Madison Street Partners LLC Madison Street Partners LLC Richard T Morena Richard A Biele Ailon Z Grushkin Alan Benjamin SMG Indium Kevah Konner of Halcyon Asset Management LLC Expo Capital Management LLC Paul Andrew of Expo Capital Management LLC 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/16/2010 3/17/2010 3/17/2010 3/17/2010
Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hartshorn, Kaitlin Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Aaron L Cowen Westamerica Bancorporation Inventiv Health Inc fka Ventiv Health Inc Vishay Intertechnology Inc
3/17/2010 3/17/2010 3/17/2010 3/17/2010
Varian Semiconductor Equipment Associates Inc 3/17/2010 Venoco Inc ViroPharma Inc Timken Co Teleflex Inc Tesco Corp Teradyne Inc James Haber of SAC Capital Advisors LP Aspect Medical Systems Inc Form 10-Q Exhibit 10.1 Aspect Medical Systems Inc Form 10-Q Exhibit 10.1 Myriad Genetics Inc Form S-1 Exhibit 10.12 Tripath Imaging Inc Form 10-K Exhibit 10.22 Zymogenetics Inc Form S-1 Exhibit 10.17 3/17/2010 3/17/2010 3/17/2010 3/17/2010 3/17/2010 3/17/2010 3/17/2010 2/22/2010 2/22/2010 3/8/2010 3/8/2010 3/8/2010
XLT Biopharmaceuticals Ltd Form 20-F Exhibits 3/8/2010 4.1 4.2 4.3 4.4 4.5 4.6 4.7 4.8 4.9 4.10 4.11 Interleukin Genetics Inc Form 8-K Exhibit 10.7 Vivus Inc Form 10-K Exhibit 10.27 Vivus Inc Form 10-K Exhibit 10.27A 3/8/2010 3/8/2010 3/8/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Amylin Pharmaceuticals Inc Form 10-K Exhibit 3/8/2010 10.46 Acambis Form 20-F Exhibits 4.3 4.8 4.33 4.37 3/8/2010 4.38 4.44 Acambis Form 20-F Exhibits 4.9 4.51 4.52 4.53 3/8/2010 Acambis Form 20-F Exhibits 4.21 4.30 4.31 4.37 4.49 Acambis on Amendment 1 to Form 20-F Exhibits 4.15 thru 4.38 3/8/2010 3/8/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Bergman, Edward Clair, Kenneth Seymour, Jeff Dukes, Sara Dukes, Sara Brenner, Christopher
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Thomson Reuters Triangle Wealth Management LLC Deloitte Recap, LLC Deloitte Recap, LLC Christopher K Brenner PC
Abaxis Inc Form 10-Q Exhibits 10.22 10.23 Abaxis Inc Form 10-K Exhibit 10.22 Abaxis Inc Form 10-Q Exhibit 10.38 Abaxis Inc Form 10-K Exhibit 10.34 Abaxis Inc Form 10-Q Exhibit 10.32 Securities & Property Questions FOIA Release No.36 SEC-Registered Investment Advisor Representatives Individuals Abbott Laboratories Form 10-K Exhibit 2.1 Novoste Corporation form 10-Q Exhibit 10.27
3/8/2010 3/8/2010 3/8/2010 3/8/2010 3/18/2010 3/6/2010 3/16/2010 3/17/2010 3/8/2010 3/8/2010
Shmmuel Emmanuel Abijah Quijano Transcript 3/16/2010 In SEC V. Daniel T Todt etal 98 CIV 3980 SDNY Nestor Inc Board of Directors Meeting Minutes Section 31 Activity Fees Loewen Group and Alderwoods Group Argentina Amended Shelf Filing Argentina Amended Shelf Filing Ronald G Farrell Aleutian Fund Ltd Alyeska Fund LP Alyeska Master Fund LP Alyeska Investment Group LLC Alyeska Investment Group LP Melisa O'Malley Jason Aaron Bragg Randall S Mitchell John Karl Turner Karl Dean Hamming Adam Jason Schwartz Carroll Christopher Gleason 3/11/2010 3/18/2010 3/17/2010 3/18/2010 3/18/2010 3/4/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010
Maciasz, Megan Newman, James Derby, Dianne Caldiz, Adrian Gibert, Jimena Flynn, Sean Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Burns & Levinson LLP WSPA-TV Channel & Buenos Aires Herald EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Marcus, Sally Howe, Amanda Howe, Amanda Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Marcus, Sally Marcus, Sally DePeau, Andrew Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Wall, Lindsay Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Charles Wood Chatham Jr Barry Lebovits of OSS Capital Management Anthony Cimini of OSS Capital Management LP Kori Kristen Skiba Richard Frederick McQuet Aaron Russell Taylor Anand Parekh Jeffrey M Saye Bennett J Kaufman Howard D Baum Gordon T Jones II Joseph A Niciforo The Molpus Company Molpus Timberlands Management LLC The Molpus Woodlands Group LLC Robert Lewis Lyle aka Bob Lewis Lyle of The Molpus Woodlands Group LLC Terrell Elton Winstead of Molpus Woodlands Group LLC PE Investments and PE Strategic Ltd Seth Hoenig Christopher Louis Pia Pia Capital Management LLC Rimrock Capital Management LLC David H Edington CRV Limited UK The Utilities Exchange Limited William C Martin Extol Group Inc Racal Electronics PJ Richardson Fred Arena
3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/19/2010 3/19/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Mark Neuhof Sumitomo Corporation Global Commodities Limited JEMM Development Group AIG Financial Products American Optical Corp Chicopee MFG Evergreen Capital LLC TUE Holdings Limited UK Specialty Metals Group Indium 24 Ludlow LLC Beit Chaverim Synagogue of Westport Norwalk Inc Beit Chaverim Inc Young Israel of Westport Inc Heritage Building Group LLC Heritage 9 Old Hill Farms Road LLC Warren Resources Williams Partners LP Watson Pharmaceuticals Inc Worthington Industries Inc VCA Antech Inc Whiting Petroleum Corp Wilmington Trust Corp Westwood Holdings Group Inc Woodward Governorn Co Winnebago Industries Inc United States Steel Corp Wynn Resorts Ltd Weyerhaeuser Co Williams Sonoma Inc White Mountains Insurance Group Ltd Willis Group Holdings Ltd
3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/18/2010 3/18/2010 3/18/2010 3/19/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/18/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Peterson, Kristina Peterson, Kristina Warren, Ben Gause, Shelley Graham, James Silverstein, Larry Mitchell, Erica Sood, Bhupinder Gismondi, Anthony
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Dow Jones Dow Jones Paramount Detective Agency Covidien Ontario Securities Commission -
Weingarten Realty Investors Interworkings Inc Enstar Group Inc El Paso Pipeline Partners LP Dendreon Corp ITT Corp T Factor LLC OIG Report 528 CMKM Diamonds OIG Report 528 CMKM Diamonds OIG Report 528 CMKM Diamonds Intake Policy on Tips Complaints and Referrals
3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/21/2010 3/19/2010
3/20/2010 Audit Examination Contractors and Contracts for past three months Wonder International Education and Investment 3/18/2010 Group Corp CIK# 0001456137 SEC Commission meeting minutes August 1991 3/18/2010 to March 1992 Charles F Gilroy Jr 3/19/2010 John T Faircloth of Tourmalet Advisors LP Charles Howard Winkler of Hudson Bay Capital Management Marcia Page aka Marcia Huepenbecker Varde Partners Inc Jeremy Hedberg Jason Spaeth Keith A Meister of Ichan Capital LP The Hamleys Group Limited Nutley Manor Shoot Limited Wooton Stores Limited Regent Street Association Limited Hamleys of London Limited Belhaven Brewery Company Ltd Haltermann Limited 3/19/2010 3/22/2010 3/19/2010 3/19/2010 3/22/2010 3/22/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010 3/19/2010
10-05404-FOIA 10-05405-FOIA 10-05406-FOIA 10-05407-FOIA 10-05408-FOIA 10-05409-FOIA 10-05410-FOIA 10-05411-FOIA 10-05412-FOIA 10-05413-FOIA 10-05414-FOIA 10-05415-FOIA 10-05416-FOIA 10-05417-FOIA 10-05418-FOIA 10-05419-FOIA
Nassim, Mohammad Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Hartshorn, Kaitlin Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Venable LLP Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hartshorn, Kaitlin Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia
International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research
The Belhaven Group Limited House of Toys Limited UPF UK Limited Citizens Republic Bancorp Inc Corn Products International Inc ConocoPhillips Cooper Companies Inc Conns Inc Comverge Inc Coca Cola Bottling Co Consolidated Coach Inc Cogent Inc Cabot Oil & Gas Corp Vincent Intrieri of Icahn Enterprises LP George G Hicks Water Street Securities Inc Water Street Futures Inc Water Street International Inc Water Street Capital Inc WS Management LLP Water Street Management LLLP AMCOL International Corp Accenture Ltd Aceto Corporation American Campus Communities Inc Artic Cat Inc American Capital Strategies Ltd Ambac Financial Group ACCO Brands Corp Aaon Inc Asset Acceptance Capital Corporation Racal Health & Safety
3/19/2010 3/19/2010 3/19/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Racal Panorama of Dayton Racal Protection Ltd Reeves Emergency Management Systems Reeves Group Inc Reeves International Ltd Reeves Manufacturing The AireGroup Ltd TrailerLogic LLC Gentle Gale Apartment Corp American Financial Realty Trust Archon Atlantic Heritage 8 Division Street LLC Heritage 7 Burlington Court LLC Heritage 388 Reef Road LLC SMA Development Associates LLC SMA Development Association LLC Beit Chaverim Synagogue SMA Trust LLC MD Solar Sciences United Jewish Appeal Federation of Westport Weston Wilton Norwalk Inc AZG Capital Corp Velvet Asset Management LP Velvet Advisors LLC Velvet Capital Management LLC Action Sports International 20Twenty VFX Nano Cap Hyper Growth Partnership LP Nano Cap Millennium Growth Fund LP AZG Tangible Assets Fund LLC Video Memories LLC Wall Street Contractors Inc
3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010 3/23/2010
10-05483-FOIA
Rappaport, Adam
CREW
10-05484-FOIA 10-05485-FOIA 10-05486-FOIA
Kamekona, Monica Eno, David Changlee, Jacob
Southern California Tile, Marbel & Terrazzo -
Crossmore, Edward Luria, Gil Thompson, Randy Taylor, Patrick Frank, Mark Walker, Steve Strother, Roger Noel, Michael Smart, Samuel Everett, James Stewart, Cheryl
The Crossmore Law Office Williams Mullen OMB Watch -
Congressional correspondence regarding Regulatory Reform proposals between March 1 2008 and the present SECHQ1-09-B-0158 HVAC Altercations and Minor Construction Tucker Corp Secret SEC Report given to Martin S Hayden in 1949 Mortgage Loan Information for Columbia Home Loans Mortgage Electronic Registration Service Christina Bank and Trust and Brokers Funding Services Whale Securities Co LP FOCUS Report Verifone Holdings Inc Transcript of Douglas Bergeron Timothy J Miller AP 3-11619 Transcripts TeliaSonera AB Schedule 13D Joint Venture Agreement OIG Report 528 CMKM Diamonds OIG Report 528 CMKM Diamonds Ethics Newsgrams and other publications OIG Report 528 CMKM Diamonds AIG Savings Bank Mortgage Note Fidelity Bond Information Mortgage Notes for Paragon Option Que H&R Block GRP Loan Parkview SPS Select and Kondaur Capital Edward Mattner of Ichan Partners LP Gilchrist Berg Irene March aka Tina March David Benjamin Metz Mariner Energy Inc MDU Resources Group Inc Medcath Corp Meredith Corp MDC Holdings Inc Advent Software Inc Archer Daniels Midland Company
3/22/2010
3/8/2010 3/10/2010 3/12/2010
3/16/2010 3/16/2010 3/16/2010 3/22/2010 3/22/2010 3/22/2010 3/23/2010 3/23/2010 3/23/2010 3/24/2010 3/12/2010
Hartshorn, Kaitlin Mierzejewski, Mark Hartshorn, Kaitlin Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
3/23/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Hartshorn, Kaitlin Howe, Amanda Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC
ADC Telecommunications Inc Acxiom Corp Acacia Research Corp Princeton Financial Partners Andrew Garrett Inc SW Bach & Company Kirklin Securities Inc Press Realty Holdings LLC Press Communications LLC PMCM TV LLC Asbury Park Press Keith Cozza of Ichan Partners LP Peter Bernard Cook of Performance Trust Investment Advisor Douglas Steven Altabef Lon R Birnholz Steven George Roukis Jordan F Posner Steven Pisarkiewicz Laurie Skinner Gaeta Sherri Lynn Hurwitz David Adam Katz Matrix Asset Advisors First Trust Advisors LP Four Corners Capital Management LLC Smith Electric Vehicles US Bryan Hansel Robin Mackie Kevin Kelly Roy Stanley Emerging Sovereign Group LLC J Kevin Kenny Jr aka John Kevin Kenny Jr
3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/24/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010
Ravnitzky, Michael Jaffe, Matthew Dukes, Sara Dukes, Sara Dukes, Sara Scheer, David
ABC News Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Bloomberg
Mandatory Declassification Review Request Letter OIG Reports Regarding misuse of Government resources and Official time XOMA Ltd Form 10-Q Exhibit 10.39 XOMA Ltd Form 10-K Exhibits 10.24C 10.24D and 10.31B XOMA Ltd Form 10-Q Exhibit 10.37 OIG Report 483 Failure to vigorously Enforce Action against W Holding and Bear Stearns at the Miami RO Sodexo Alliance SA CIK 0001169715 Response letter dated June 26 2006 Morgan Stanley & Co Inc correspondence with the Chairman and Commissioners between September 1 and October 31 2008 Merrill Lynch & Co correspondence with the Chairman and Commissioners between September 1 and October 31 2008 J P Morgan Chase & Co correspondence with the Chairman and Commissioners between September 1 and October 31 2008 Goldman Sachs & Co correspondence with the Chairman and Commissioners between September 1 and October 31 2008 The Bear Stearns Companies Inc correspondence with the Chairman and Commissioners between September 1 and October 31 2008 Bank of America Inc correspondence with the Chairman and Commissioners between September 1 and October 31 2008 Gentle Gale Apartment Corp Sterling Springs Apartment Corp WHBA Investors Inc WHLN Gen Par Inc WMP II Gen Par Inc ACPRE LMG Gen Par LLC
3/19/2010 3/24/2010 2/22/2010 2/22/2010 2/22/2010 3/24/2010
10-05547-FOIA 10-05548-FOIA
Moran, Laura Caplan, Michael
Workers United Bondurant, Mixson & Elmore LLP
3/24/2010 3/24/2010
10-05549-FOIA
Caplan, Michael
Bondurant, Mixson & Elmore LLP
3/24/2010
10-05550-FOIA
Caplan, Michael
3/24/2010
10-05551-FOIA
Caplan, Michael
3/24/2010
10-05552-FOIA
Caplan, Michael
3/24/2010
10-05553-FOIA
Caplan, Michael
3/24/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Malinowski, Thomas Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Malinowski, Thomas Malinowski, Thomas Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Wall, Lindsay Wall, Lindsay Hartshorn, Kaitlin Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Carr, Anita Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
W2005 LMG Gen Par LLC Castle Bluff Corporation CPRE 1 End Greenlawn Gen Par LLC CPRE 1 End Greenlawn II Gen Par LLC CPRE 1 End Lakeline Gen Par LLC CPRE 1 End Shady Hollow Gen Par LLC Anthony Buffalano Kenneth A Froot FDO Partners LLC James A Schwartz of Harvey Partners LLC Aurelius Capital Management GP LLC Aurelis Capital International Ltd David Benjamin Metz Michael Silver GS Investment Strategies LLC Raanan Abraham Agus aka Richard Howard D Baum Eric M Jacobs King Street Capital LP King Street Capital Management GP LLC Capstone Investment Advisors LLC Paul Matthew Britton Carl Celian Icahn of Icahn Enterprises LP Owl Creek Overseas Fund II Ltd Owl Creek Asia Master Fund Owl Creek GP LLC Owl Creek Asset Management LP Richard Eugene Lyon III JPMAC 2006-NC1 Newland Capital Management LLC Newland Fund LP Newland Partners LLC
3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/17/2010 3/26/2010 3/26/2010 3/26/2010
Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Michael David Vermut of Newland Capital Management LLC Joseph Yankovich of Newland Capital Management LLC Kenneth Ross Brodkowitz of Newland Capital Management LLC Petroleum Development Corp Pepsico Inc Pennsylvania Real Estate Investment Trust Plum Creek Timber Company Inc Paccar Inc Provident New York Bancorp Pitney Bowes Inc PAETEC Holding Corp H J Heinz Company Greif Inc Michael J Farrell Farrell & Co Farrell Reinecke Standard Steel Holdings Inc Thomas J Reinecke Reinecke Family Partnership Alan M Majewski Standard Steel LLC MK Rail Corporation MK Engine Systems Company Inc International Alloy Sales Company M&T Partners Compression Services Inc Pittsburgh Flatroll Company Inc Motor Coils Manufacturing Company Prototype Solutions LLC J Taylor Hersey Co Encoder Science Technology LLC
3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/26/2010 3/29/2010 3/29/2010 3/29/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Kiernan, Cortney Kiernan, Cortney DePeau, Andrew DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Rothschild, Andrew
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Law Offices of Rothschild & Rothschild, P.C. Akin, Gump, Strauss, Hauer & Feld, LLP Check Fund Manager, LLC Check Fund Manager, LLC International Business Research
Reyhan Corporation Reyhan PFG PSI Alliance I2HC LLC Taoz LLC Evo Medical Solutions North of England Microelectronics Institute
3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010
Barry Alan Peterson of Private Capital Solutions 3/29/2010 LLC Karl Rodger Davis Jr of Private Capital Solutions 3/29/2010 LLC Miura Global Management LLC 3/29/2010 Francisco Alfaro aka Francisco Alfara Brujo Weiss Capital LLC Andrew M Weiss Weiss Asset Management LP Ashland Inc Administaff Inc Associated Banc Corp Arrow Electronics Inc Art Technology Group ARRIS Group Inc American Reprographics Co Arena Pharmaceuticals Inc Arena Resources Inc Ariba Inc 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010
Asaro, Michael Malinowski, Thomas Malinowski, Thomas Costello, Maureen
3/26/2010 The Medical Center Hospital Authority Series 2007 revenue bonds for Spring Harbor at Green Island OIG Report 496 Allied Capital Mark Braswell 3/25/2010 Green Light Capital et al Pershing Square International 3/29/2010 William A Ackman Heritage 152 North LLC 3/29/2010 3/29/2010
Costello, Maureen Kagan-Kans, David Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research Securities & Exchange Commission Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Heritage 156 Easton LLC OIG Report 470 Warren Naphtal of P/E Investments P/E Strategic Ltd Matthew Hulsizer of Peak6 Peak6 David Benjamin Metzman Woodward Governor Co Millipore Corporation Middleby Corp Macquire Infrastructure Marshall & Ilsley Corporation Medco Health Solutions Inc Mohawk Industries Inc McGrath Rentcorp MFA Mortgage Investments MCG Capital Corp Christopher J Bowick Chris J Bowick The Bowick Group LLC Inlet Technologies Inc LiquidxStream Systems Inc Jones Futurex Inc Jones Intercable Inc Express Engineering (Thompson) Limited Omega North East Limited Exact Machining UK Limited PLJ Investments Limited Gauge & Tool Makers Association Rozmic Wireless Ltd Fabriam Limited A P Tooling Limited Barholm Tool & Gauge Company Limited
3/29/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010
Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan
International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC
Omega Plastics (UK) Limited George P Malanga Rex W Harrington 1798 Global Partners (USA) Corp 1798 Global Partners LLC Aziz Nahas of 1798 Global Partners USA Corp National Interstate Corp National Instruments Corp MYR Group Inc Mylan Inc Myers Industries Inc Micron Technology Inc Mueller Industries Inc MKS Instruments Inc McCormick & Co Inc Mobile Mini Inc Regional Projects North East Limited Fitstogether Limited Tooling Technologies Limited Product Futures Limited M F One Limited Partnership Investments 2 Limited Amsys Rapid Prototyping and Tooling Limited Ferrell International Limited Ferrellgas Partners LP Ferrellgas Inc Ferrell Management Company Ferrell Petroleum Inc Ferrellgas LP Ferrell Companies Inc Michael Rothkopf of PEAK6
3/30/2010 3/30/2010 3/30/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 3/31/2010
10-05714-FOIA 10-05715-FOIA
Howe, Amanda Reinhardt, Kelly
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Hartshorn, Kaitlin Hartshorn, Kaitlin Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC
William Alexander von Mueffling of Cantillon Capital Management LLC Robert Ian Bernstein of Macquarie Allegiance Capital LLC Four Corners Capital Management LLC Blue Rhino Global Sourcing LLC Blue Rhino Buckeye Gas Products Management Company Express 2 Automotive Limited Express Finishing Systems Limited Tanfield Engineering Systems Limited E Comeleon Limited Blowout LLC Morena & McAllan Oil and Gas LLC Morena Family Enterprises LLC Silver Fox Investments LLC Lazard Asset Management LLC Sean Hugh Reynolds of Lazard Asset Management LLC Phillip M Anderson aka Phil Anderson Thomas J Hutchison aka Tom Hutchison Mark Patten Kevin Rodman Kevin Rodman Consulting LLC Newell Rubbermaid Inc Nu Skin Enterprises Inc National Oilwell Varco Inc Nalco Holding Co Newfield Exploration Co Newport Corp Newmarket Corporation Nasdaq Stock Market Inc Navigant Consulting Inc Nacco Industries Inc Corsair Capital LLC
4/1/2010 3/1/2010
4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 3/31/2010 3/31/2010 3/31/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010 4/1/2010
10-05744-FOIA 10-05745-FOIA 10-05746-FOIA
Wall, Lindsay Cohn, Scott Barnes, Peter
Check Fund Manager, LLC CNBC Fox Business Network
Nicholas Biddle Paumgarten Jr
4/1/2010
OIG Report 526 Robert Allen Stanford Alleged 4/1/2010 Ponzi Scheme 3/30/2010 OIG Report 496 Allied Capital OIG Report 512 Unauthorized Disclosure of public Info and OIG 515 HQ Manager Awarding Contracts to Friends OIG Report 496 Allied Capital Mark Braswell Greenlight Capital etal Exhibits 20 21 35 36 37 51 Conseco Life Insurance Daniel A Mckenna and Principle Profits Asset Management Inc Think Strategy Capital Management LLC Notice of Investigation US Bank National Association as Indenture Trustee for American Home Mortgage Investment Trust 2005-4 Putnam Investment Management and Peter Scannell statements Schnitzer Steel Industries (FOIA Request 0903391-FOIA) Alstom Transportation Inc summery data on search warrents, subpoenas, etc for Google, Yahoo, Microsoft, AOL, Facebook, Twitter, and My Space GE/RCA Corp HO-1793 Ed Bao Transcripts GE/RCA Corp HO-1793 Steven Ginsberg transcripts GE/RCA Corp HO-1793 Andrew Stillman transcript GE/RCA Corp HO-1793 Seth Kanegis transcript GE/RCA Corp HO-1793 Larry Star transcript GE/RCA Corp HO-1793 Kenneth Ginsberg transcript GE/RCA Corp HO-1793 Jerome Feldman transcript GE/RCA Corp HO-1793 Howard Silverman transcript 3/26/2010
10-05747-FOIA
Richard, Christine
Bloomberg
Jacobs, Charles Curto, Charles Drohan, Vivian Crowe, Daniel
Tech Coast Equity Group Drohan Lee -
4/2/2010 4/5/2010 4/5/2010 4/5/2010
Parrilli, Robert Levin, Daniel Gibel, Brian Giles, Jim
White & Case New Scientist
4/5/2010 4/5/2010 4/5/2010 4/5/2010
Cohen, Patricia Cohen, Patricia Cohen, Patricia Cohen, Patricia Cohen, Patricia Cohen, Patricia Cohen, Patricia Cohen, Patricia
3/27/2010 3/27/2010 3/27/2010 3/27/2010 3/27/2010 3/27/2010 3/27/2010 3/27/2010
10-05765-FOIA
Ayers, Carl
IA Week
4/2/2010 OIG Report 496 Allied Capital OIG Report 505 Failure to Investigate Metromedia International Group Inc and OIG 526 Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's 4/5/2010 4/5/2010 4/5/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010
Rubin, David Gill, Nancy Arnold, Cody Hanlen, Mike Gutermuth, Bob Hardesty, Dave Martin, Margaret Shaffer, Dennis Ory, Joel Canning, Clifford Smith, David Cohlmia, Garland Finley, Keith Fieldsend, Debbi Wolfe, Paul Kubich, Cyndi Wilkinson, Cassie Kennedy, Carla Teller, Fred Winningkoff, Kenneth Keenan, Cindy
LyondellBasell Industries Dialog John S. Martin Family Limited Partnership -
Trabold, John Hallman, Barney Gallagher, C Busceme, Virginia Mendez, Annalisa Bridges, Suzon Klug, Robert Montero, Hannielise Leu, Carroll Schmidt, Reese Zothner, Gordon Felsmann, Sally Kellermeyer, David Rosenthal, William Saleeby, Nadim Guennewig, Tom Stancioff, Alex Cosbar, George Feuenmayor, Maria Carey, John Keys, Ken Reinert, Jerome Teti, Lisa
OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme OIG Report 526 SEC Response Alleged Ponzi Scheme
to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's to Stanford's
4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/4/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010
Derick, Bill George, Charles Higgins, Susan Antignolo, Ed Campo, Otto Levin, Barbara Hernandez, Thelma Hutcherson, John Ochea, Judith Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Padula, Gary Cohen, Patricia Cohen, Patricia Cohen, Patricia Orce, Kenneth
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Brown University Investment Office -
OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme OIG Report 526 SEC Response to Alleged Ponzi Scheme Harding Loevner Management LP Harding Loevner LP
Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's Stanford's
4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/6/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010
Alexander Tuck Walsh of Harding Loevner LP Simon Hallett of Harding Loevner LP Red Kite Management LP GE/RCA Corp HO-1793 Martin Cohen transcript and trading records GE/RCA Corp HO-1793 Cindy Cohen transcript and trading records GE/RCA Corp HO-1793 Jack Cohen transcript and trading records Transcripts of testimony for Donald Cohen, Brett Lurie, Steven A Cohen and Steven Mark Standard & Poors Rating Services examination documents Real Estate Partners Inc et al Case No 8:07-cv01022-AG-MLG Michael Strauss former chairman and CEO of American Home Mortgage Clifford Vail Brokaw IV aka Cliff Vail Brokaw IV James Robert OBrien aka Jim Robert OBrien of Cantillon Capital Management LLC
Worms, Wolfram Agle, Daniel Shore, Richard Wall, Lindsay Howe, Amanda
Worms & Hirsch, Inc. Klinesinst PC Ganfer & Shore, LLP Check Fund Manager, LLC Check Fund Manager, LLC
3/30/2010 4/2/2010 4/5/2010 4/6/2010 4/6/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Sun, Jim Gavin, J. Patrick Gavin, J. Patrick Paradise, Kirk Gavin, J. Patrick Scheer, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Denner, Keya Denner, Keya Denner, Keya Denner, Keya Denner, Keya Denner, Keya Denner, Keya Denner, Keya Smith, Jason Bates, James Richard, Craig Wall, Lindsay Tangel, Andrew Sokolowski, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Bloomberg Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Norris McLaughlin & Marcus, P.A. Norris McLaughlin & Marcus, P.A. Norris McLaughlin & Marcus, P.A. Norris McLaughlin & Marcus, P.A. Norris McLaughlin & Marcus, P.A. Norris McLaughlin & Marcus, P.A. Norris McLaughlin & Marcus, P.A. Norris McLaughlin & Marcus, P.A. Thomas G. Gehring & Associates Resley Creek Ranch Kornitzer Capital Management Check Fund Manager, LLC The Record Milberg Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Cooper Industries Ltd Chubb Corp ConAgra Foods Inc OIG Report 526 SEC Response to Stanford's Alleged Ponzi Scheme Bridgepoint Education Inc Black Hills Corp Desilu Productions BJ Services Company OIG Report 526 SEC Response to Stanford's Alleged Ponzi Scheme BJs Restaurants Inc BJs Wholesale Club Inc Bio Rad Laboratories Inc Axis Capital Holdings Ltd Kenneth R Bolton Victor K Kurylack Lara Coleman Celeste M Leonard Edward Okun Brian N Folland Paul Appelt First Montauk Securities Corp. Your Event Inc OIG Report 526 SEC Response to Stanford's Alleged Ponzi Scheme Wells Notices issued to NIC Inc Joseph Carney Mountain Capital Management Bidz.com Inc NCR Corporation Alliant Techsystems Inc Athenahealth Inc Amerigon Inc
4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/25/2010 3/31/2010 4/7/2010 4/1/2010 4/5/2010 4/6/2010 4/7/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Wall, Lindsay Howe, Amanda Howe, Amanda Howe, Amanda Hartshorn, Kaitlin Hartshorn, Kaitlin Hartshorn, Kaitlin Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Ameriprise Financial Inc AMETEK Inc Albemarle Corporation AFLAC Inc Almost Family Inc Adobe Systems Inc Macquarie Infrastructure Company LLC Columbia Sportswear Co Concur Technologies Inc Conmed Corp Cleco Corp Centene Corporation Comtech Telecommunications Corp Cerner Corporation Career Education Corporation Belo Corporation Richard Edward Thornburgh Dharma Tejaignacio Jayanti aka D T Ignacio Jayanti Jacob Jay Gottlieb Visium Asset Management LLC Thomas R Ellis Richard Lockwood Chilton Jr of Chilton Investment Company LLC Chilton Investment Company LLC Leigh R Goehring of Chilton Investment Company Inc Felix Frey of Scoggin LLC
4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/2/2010 4/2/2010 4/7/2010 4/7/2010 4/5/2010 4/7/2010 4/7/2010 4/5/2010 4/6/2010
Isaiah Alexander Schmelzer aka Alex Schmelzer 4/6/2010 aka I Alex Schmelzer Brian Charles Black of Black Sheep Partners LLC 4/7/2010 and BCB Consultants Black Sheep Partners LLC BCB Consultants 4/7/2010 Christopher Andrew Plaford of Visium Asset Management LP 4/5/2010
Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
David Scott Hampson of Loeb Capital Management Gideon Jeremy King of Loeb Capital Management Michael Brian Pohly of Kingdon Capital Management LLC Anthion Partners LP Anthion Capital GP LLC Anthion Management LLC David D Moradi of Anthion Management LLC Ferrill D Roll of Harding Loevner LP Peter J Baughan of Harding Loevner LP Bozza Jackson Holdings LLC Lakewood Capital Advisors LLC Lakewood Capital Partners LP Lakewood Capital Management LP Lakewood Capital Management GP LLC fka Lakewood Capital Management LLC Michael Christopher Antonacci Lakewood Capital Advisors LLC Anthony Theodore Bozza of Lakewood Capital Advisors LLC William Joseph Walsh aka Bill Joseph Walsh of Kingdon Capital Management LLC Alan Peter Winters of Kingdon Capital Management LLC Mohamad Pasha Bahadori Ali Pasha Bahadori aka Alexander Bahadori LuxEn Capital Management LP
4/2/2010 4/5/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/2/2010 4/8/2010
Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Peery, Harrison
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Liles Parker, PLLC
4/8/2010 4/8/2010 4/8/2010 4/8/2010
10-05915-FOIA 10-05916-FOIA
Foxman, Alan Molenda, David
Fred Chikovsky & Associates, LLC Wolters Kluwer Law & Business
3/24/2010 Countrywide Financial Corp and transcripts of John McMurray Angelo Mozilo David Sambol and Eric Sieracki with communications from CV 0903994 Merrill Lynch Communications regarding 4/5/2010 Lehman Brothers Colin J Lundgren 4/7/2010
10-05917-FOIA
Dufresne, Charles
Sadis & Goldberg LLP
Newman, James Komar, Steve Vazquez, Teresita Matetsky, Ira Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Ganfer & Shore, LLP International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Report of staff of the SEC on the operation of section 13f of the Exchange Act of 1934 at 17 dated Nov 29 1983 James Mitchell Newman registration & withdrawal OIG report 526 SEC response to Stanfords alleged ponzi scheme OIG report 526 SEC response to Stanfords alleged ponzi scheme ImageSat International NV fka West Indian Space NV Robert Andrew Blum John Edward Stuart John Longino Gary J Kurtzman Richard S Kollender John H Dillon II Jeanne Cunicelli Michael C Diem Suzanne M Hanlon Keith A Goldan Terri B Sebree Jane H Hollingsworth Michael Cola Alesco Financial Inc Alesco Warehouse Conduit LLC Alesco TPS Holdings LLC Alesco Funding Inc Alesco Loan Holdings Trust TYI Holdings PLC TYI LTD Saxon Sanbec Limited Saxon Specialist Vehicles Limited Saxon Mortgage Services Inc Saxon Capital Inc
4/7/2010
4/7/2010 4/8/2010 4/8/2010 3/29/2010 4/6/2010 4/6/2010 4/6/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/6/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/7/2010 4/7/2010 4/8/2010 4/8/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
SaxonAsset Securities Company Saxon Mortgage Inc Saxon Funding Management Inc Morgan Stanley Capital Holdings LLC
4/8/2010 4/7/2010 4/7/2010 4/8/2010
Morgan Stanley Dean Witter Credit Corporation 4/7/2010 Morgan Stanley Credit Corporation Seaboard Equities LLC Full Circle Investments LLC Full Circle Funding CT LP Full Circle Funding LLC Independent Outdoor Advertising LLC Independent Outdoor III LLC Independent Outdoor Group LLC AllState Enterprises Financial Corporation Novus Financial Corporation Sears Consumer Financial Corporation Meritech Mortgage Services Inc Cram Mortgage Services Inc Dominion Mortgage Services Inc FV-I Inc SCI Services Inc NuPathe Inc Apex Inegrated Solutions Tanfield Group PLC Tanfield Powered Access Limited North East Regional International Trade Office Limited BGROUP Holdings Limited Kilimanjaro Coffee LTD The Fin Machine Company Limited Express Engineering Thompson Limited Omega North East Limited 4/7/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/6/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/8/2010 4/7/2010 4/8/2010 4/9/2010 4/6/2010 4/7/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Coutinho, Marcia Coutinho, Marcia
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Royaltystat Royaltystat
HMH Sheet Metal Fabrications Limited Joeknowsit? Limited Walkerwalls Limited SEV Group Limited Sandco 854 Limited Norquip Limited Clickhere Limited Business and Enterprise North East Limited Biophan Technologies Form KSB Exhibit 10.46
4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/7/2010 4/8/2010 3/30/2010
10-05987-FOIA 10-05988-FOIA 10-05989-FOIA
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Royaltystat Royaltystat Royaltystat
Alnylam Pharmaceuticals Inc Form S-1 Exhibits 3/30/2010 10.17 10.21 10.22 Form S-1 A Exhibits 10.19 10.24 Gtc Biotherapeutics Inc Form 10-Q Exhibit 10.5 3/30/2010 Occam Networks Inc DE Form 10-K Exhibit 10.69 Idenix Pharmaceuticals Inc Form S-1 Exhibits 10.24 and Form S-1A Exhibits 10.14 10.15 Idenix Pharmaceuticals Inc Form S-1 Exhibit 10.15 Critical Therapeutics Inc Form S-1 Exhibit 10.8 3/30/2010 3/30/2010
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat
3/30/2010 3/30/2010
Critical Therapeutics Inc Form 10-K Exhibit 10.1 3/30/2010 Nexmed Inc Form 10KSB40 Exhibit 10.7 SEQ 3 3/30/2010 Dyadic International Inc Form 10KSB Exhibit 10.21.2 Candies Inc Form 8-K Exhibit 10.1 Curis Inc Form 10-K Exhibit 10.23 10.24 10.25 10.29 Cytokinetics Inc Form 10-Q Exhibit 10.56 Gen Probe Inc Form 10-12G Exhibit 10.6 Gen Probe Inc Form 10-K Exhibits 10.66 10.67 Diversa Corp Form 10-Q Exhibit 10.50 Diversa Corp Form 8-KA Exhibit 10.46 Seq 3 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010 3/30/2010
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Lyons, Patrick Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Bondi, Debby Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Jenkins, Peter Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Capital Forensics Royaltystat Royaltystat Royaltystat Celia E Deifik Attorney at Law Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Wiley Rein LLP Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Parlux Fragrances Inc Form 10-Q Exhibit 10.66 Magnachip Semiconductor LLC Form S-4 Exhibits 10.27 10.28 10.29 Martek Biosciences Corp Form 10-K Exhibit 10.59 Nutracea Form 10KSB Exhibit 10.8
3/30/2010 3/30/2010 3/30/2010 3/30/2010
Barrier Therapeutics Inc Form S-1A Exhibit 10.3 3/30/2010 Cragar Industries Inc DE Form 10QSB Exhibit 10.2 Isis Pharmaceuticals Inc Form 10-K Exhibit 10.53 Transcripts from SEC-hosted roundtable discussion Keeping Apace in Cyberspace Inter Video Inc Form 10-K Exhibit 10.6 Spectrum Pharmaceuticals Inc Form 8-K Exhibit 10.1 Spectrum Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Pooling and servicing agreement for HSBC USA as trustee for SEQ 204-9 Wintegra Inc Form S-1A Exhibit 10.22 Chiron Corp Form 10-Q Exhibits 10.74 10.75 Activision Inc NY Form 10-Q Exhibit 10.4 3/30/2010 3/30/2010 4/8/2010 3/30/2010 3/30/2010 3/30/2010 4/8/2010 3/30/2010 3/30/2010 3/30/2010
American Superconductor Corp DE Form 10-Q 3/30/2010 Exhibit 10.3 Cellegy Pharmaceuticals Inc Form 10-Q Exhibits 3/30/2010 10.1 10.23 Medicines Co DE Form 10-K Exhibit 10.18 3/30/2010 Nitromed Inc Form S-1 Exhibits 10.7 10.8 10.9 3/30/2010 Prosper Marketplace Inc Chevron Corp Citrix Systems Inc Constant Contact Inc Cintas Corp Salesforce.com Inc Cree Inc Copart Inc 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010 4/8/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Lichtcsien, Susan
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC
Computer Programs & Systems Inc Calpine Corporation Campbell Soup Company Endo Pharmaceuticals Holdings Inc Equifax Inc Eclipsys Corp Ecolab Inc eBay Inc Dresser Rand Group Inc Dendreon Corporation Danaher Corporation DG FastChannel Inc Cypress Semiconductor Corporation Incara Pharmaceuticals Corp Exhibit 10.91 Form 8-K Incara Pharmaceuticals Corp Exhibits 10.84 10.85 Form 8-K Incara Pharmaceuticals Corp Exhibits 10.82 10.83 Form 8-K Albany Molecular Research Inc Exhibit 10.22 Form 10-K Albany Molecular Research Inc Exhibit 10.1 Form 10-Q Adherex Technologies Inc Exhibit 4.36 Forn 20F Adherex Technologies Inc Exhibit 4.30 Forn 6-K Adeza Biomedical Corp Exhibits 10.3 10.5 10.6 10.8 10.13 Form S-1 Affymetrix Inc Exhibit 10.35 Form 10-Q Icos Corporation Exhibit 10.1 Form 10-Q Anu (Anupama) Murgai of Suranya Capital Partners LLC Suranya Capital Management LLC Mark Kessler of Suranya Capital Partners LLC Suranya Capital Management LLC Brian D Gottlieb Jarrett Blake Posner
4/8/2010 4/8/2010 4/8/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 4/9/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010 4/9/2010
10-06053-FOIA 10-06054-FOIA 10-06055-FOIA
Lichtcsien, Susan Malinowski, Thomas DePeau, Andrew
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
4/9/2010 4/9/2010 4/12/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Hartshorn, Kaitlin Hartshorn, Kaitlin Wall, Lindsay Marcus, Sally Reinhardt, Kelly Molenda, David Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Corley, Jeremy
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Wolters Kluwer Law & Business Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Anna-Melissa Tribune
Sodaville Ventures Chino O hara aka Chino Ohara aka China Hara Concourse Global Metal Concourse Trading Black Gold Mining Sierra Diamond Explor Lucky Boy Mining and Development Adam Benjamin Blitz of Evanston Capital Management LLC Evanston Capital Management LLC David Jonathan Grain Jonathan G Berger Mark Elliot Kingdon of Kingdon Capital Management LLC Jason Neff Kingdon GP LLC Kingdon Capital Management Corp Kingdon Associates Kingdon Associates Parent LP Kingdon Family Partnership LP Kingdon Capital Management LLC Safeguard Scientifics Pennsylvania Biotechnology Clarient Inc Shire Us Inc Chromavision Medical Systems Inc Shire PA Incorporated Shire Incorporated Shire Pharmaceuticals Inc Shire US Holdings Inc Shire Regulatory Inc Shire US Manufacturing Inc Larry Wayne Ellis mug shot
4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010
LaRoche, Greg Wall, Lindsay Hartshorn, Kaitlin Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mekay, Emad Ladd, Alan Blaney, Brian Lea, Heather Rude, Heidi Hartshorn, Kaitlin Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
LaRoche Research Partners LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. America In Arabic News Agency The Alan Ladd Group CRT Investment Banking LLC Schlichter Bogard and Denton Ameriprise Financial Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Form BD data Eliot H Powell
4/12/2010 4/12/2010
John F Lepore of Basso Capital Management LP 4/12/2010 Google Inc Gentex Corp Gilead Sciences Inc Fuel Systems Solutions Inc First Mercury Financial Corp FMC Corp Fluor Corp Edwards Lifesciences Corp Electronic Arts Inc Epicor Software Corporation SEC v Daimler AG Case No 1:10-cv-00473 Pinnacle Business Management aka Serac Holdings CRT Capital Group 2009 Focus Report Bechtel Corporation and Freemont Investment Advisors FOIA Request 10-00912-FOIA Philip Raymond Platek of Basso Capital Mangement LP Maverick Capital Management LLC William Bates Brown aka W Bates Brown IHS Inc Helmerich & Payne Inc Hot Topic Inc Starwood Hotels & Resorts Worldwide Inc Honeywell International Inc Health Net Inc HMS Holdings Corp Helix Energy Solutions Group Inc Harvard Bioscience Inc 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/8/2010 3/31/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010
Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Deyneha, Natalia
Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Hasbro Inc Richard D Baier aka Rick Baier Daniel K Carr aka Dan Carr Edwin M Stanton aka Ed Stanton Nicholas J Rhodes aka Nick Rhodes BC Development Field Birmingham Office Field Jacksonville Office Lane4 Property Group Riverside Devco CB Richard Ellis Inc aka C B Richard Ellis Inc Utah Tech Center EN Com Properties SRS Investments Austin SSA LLC BOMA International Patrick R Gruber PhD Mark Lochlin Smith Gevo Inc Outlast Technologies Inc Lactech Inc NatureWorks LLC Green Harvest Technologies Replidyne Inc Nabi Biopharmaceuticals Neuromedical Systems Inc Genetrix Inc Segetis Inc
4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010 4/13/2010
4/13/2010 Cathleen (Cathy) M Baier Kathleen (Kathy) M Baier Cathleen (Cathy) M Howard Kathleen (Kathy) M Howard Cathleen (Cathy) M Johnston Kathleen (Kathy) M Johnston
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Weiss, Miles
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Bloomberg LP
Lloyds Register of Shipping Trust Corporation Clarkson PLC Britannia Bulk Plc Britbulk UK Holdings Royal Olympic Cruise Lines General Maritime Corporation Eurofin International Limited Rex Harrington Limited Doubleline Funds Trust Trust Co of the West and Form N-1A filed January 12 2010 Nexmed Inc Exhibit 10.7 Form 10-K Biosphere Medical Inc Exhibit 10.16 Form 10-K Genomica Corp Exhibits 10.27 10.30 Form S-1
4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/13/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
3/22/2010 3/22/2010 3/22/2010
Genetic Therapy Inc Exhibits 10.39 10.40 10.41 3/22/2010 Form S-3 Entremed Inc Exhibits 10.34 10.35 Form 10-K 3/22/2010 3/22/2010 Lynx Therapeutics Inc Exhibits 10.18 10.19 Form 10-Q Alpha 1 Biomedicals Inc Exhibit 10.2 Form 10-K 3/22/2010 Ostex International Inc Exhibit 10.37 Form 10Q Regenerx Biopharmaceuticals Inc Exhibit 10.2 Form 10-K Accumed International Inc Exhibit 10.33 Form 10-K Hybridon Inc Exhibit 10.1 Form 10-Q Hybridon Inc Exhibits 10.62 10.63 10.64 Form S-1 Adams Laboratories Inc cka Adams Respiratory Therapeutics Inc Exhibits 10.2 10.3 10.4 Form S-1 Aclara Biosciences Inc Exhibits 10.24 10.26 Form 10-K Aclara Biosciences Inc Exhibits 10.44 10.45 Form 10-Q 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010 3/22/2010
10-06167-FOIA 10-06168-FOIA
Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC
3/22/2010 3/22/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Hartshorn, Kaitlin Reinhardt, Kelly DePeau, Andrew DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Acusphere Inc Exhibits 10.22 10.23 10.27 Form 3/22/2010 S-1 Acusphere Inc Exhibits 10.09 10.10 10.11 Form 3/22/2010 10-Q Acusphere Inc Exhibits 10.04 10.05 Form S-1 3/22/2010 Alexion Pharamaceuticals Inc Exhibit 10.28 Form 8-K Alexion Pharmaceuticals Inc Exhibit 10.1 Form 10-Q Kroger Co The Kaydon Corp Kinetic Concepts Inc Janus Capital Group Inc Jacobs Engineering Group Inc j2 Global Communications Inc J Crew Group Inc Johnson Controls Inc IPC The Hospitalist Company Inc Interval Leisure Group Inc Patsy Morabito of Amerra Capital Management LLC Gary Paul Henson of Mariner Wealth Advisors LLC Nadya Y Frukter of Hudson Bay Capital Management fka Refco Gabelli & Company Mario Gabelli Amerra Capital LLC Amerra Capital Management LLC Northeast Bioenergy LLC New River Pharmaceuticals Inc Lotus Biochemical Corporation Lotus Spinco Corporation Auxilium Pharmaceuticals Inc Bio-Pharm Pharmaceutics Services Inc Affinity Pharmaceuticals Inc 3/22/2010 3/22/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Fritz, John Sallie, Yvonne McKenna, Thomas Duncan, Sara
International Business Research International Business Research International Business Research International Business Research Shelter Bay Securities, LLC Gainey & McKenna Keller Rohrback LLP
La Femme Inc Iabh Inc Aerie Africa Inc Omnicare Clinical Research Crystal Capital Partners LaSalle Bank NA and US Bank National Association MoneyGram International Inc
4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/14/2010 4/7/2010 4/7/2010
10-06206-FOIA 10-06207-FOIA 10-06208-FOIA
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
4/7/2010 Principal Fund Inc Principal Management Corp Principal Global Investors LLC and or Principal Funds Distributor Inc Access Pharmaceuticals Inc Exhibit 10.26 Form 3/29/2010 10-Q Seattle Genetics Inc Exhibits 10.1 10.3 Form 10- 3/29/2010 Q 3/29/2010 Accentia BioPharmaceuticals Inc Exhibits 10.2 10.8 10.9 10.10 10.11 10.13 10.14 10.66 Form S-1 Accentia BioPharmaceuticals Inc Exhibit 10.6 3/29/2010 Form S-1 Accentia BioPharmaceuticals Inc Exhibits 10.5 3/29/2010 10.10 Form S-1 Aerogen Inc Exhibit 10.17 Form 10-Q 3/29/2010 Aerogen Inc Exhibit 4.6 Form S-1 3/29/2010 Alkermes Inc Exhibits 10.4 10.5 10.6 10.7 10.8 3/29/2010 10.9 Form 10-Q Alkermes Inc Exhibits 10.1 10.2 Form 10-Q 3/29/2010 Alliance Pharmaceuticals Corp Exhibits 10.2 10.3 Form 10-Q Alliance Pharmaceuticals Corp Exhibit 10.77 Form 10-Q Alliance Pharmaceuticals Corp Exhibits 10.78 10.79 Form 10-Q Alliance Pharmaceuticals Corp Exhibit 10.80 Form 10-K Advancis Pharmaceuticals Corp Exhibits 10.1 10.2 10.3 Form 10-Q Advancis Pharmaceuticals Corp Exhibit 10.1 Form 8-K Advancis Pharmaceuticals Corp Exhibits 10.41 10.42 Form 10-K 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010 3/29/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Blankenship, Ken Gamble, Sean Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Jackson Gilmore Dobbs Friedman Rubin Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Advancis Pharmaceuticals Corp Exhibits 2.1 10.1 10.2 Form 8-K Advancis Pharmaceuticals Corp Exhibit 10.1 Form 10-Q Advancis Pharmaceuticals Corp Exhibit 10.35 Form S-1 Advancis Pharmaceuticals Corp Exhibit 10.18 Form S-1 Commercial Metals Co CIK 0000022444 10-K 1975 1976 1977 1978 Rockwell Automation Inc Adolor Corp Exhibit 10.1 Form 8-K/A Adolor Corp Exhibit 10.1 Form 8-K/A Adolor Corp Exhibit 10.1 Form 8-K/A Adolor Corp Exhibit 10.14 Form 10-K
3/29/2010 3/29/2010 3/29/2010 3/29/2010 4/14/2010 4/14/2010 3/15/2010 3/15/2010 3/15/2010 3/15/2010
Oncologix Inc Exhibits 10.28 10.29 10.30 10.31 3/15/2010 10.32 10.35 10.37 Form 10-K Novoste Corporation Exhibit 10.20 Form 8-K 3/15/2010 Therasense Inc Exhibit 10.12 Form S-1 4/5/2010
Agraquest Inc Exhibits 10.7 10.8 10.9 Form S-1 4/5/2010 Altair Nanotechnologies Inc Exhibit 10.1 Form 10-Q GalaGen Inc Exhibits 10.38 10.39 10.40 Form 10-K Alpharma Inc Exhibits 10.35b 10.38c 10.40 Form 10-K Alpharma Inc Exhibits 10.1 10.2 Form 10-Q Alpharma Inc Exhibit 10.31 Form 10-K 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010
Amarin Corporation Plc Exhibits 4.47 4.48 4.52 4/5/2010 4.53 4.54 4.55 Form 20-F Amarin Corporation Plc Exhibits 4.24 4.41 Form 4/5/2010 20-F Amarin Corporation Plc Exhibit 2.1 Form 20-F 4/5/2010 Altus Pharmaceuticals Inc Exhibits 10.13 10.14 4/5/2010 10.15 10.16 10.26 Form S-1 Allos Therapeutics Inc Exhibit 10.01 Form 10-Q 4/5/2010 Allos Therapeutics Inc Exhibit 10.27.2 10.37 Form 10-K 4/5/2010
Allos Therapeutics Inc Exhibit 10.27.1 Form 10- 4/5/2010 K Allos Therapeutics Inc Exhibit 10.27 Form 10-Q 4/5/2010 Alnylam Pharmaceuticals Inc Exhibit 10.1 Form 10-Q Alnylam Pharmaceuticals Inc Exhibit 10.1 Form 8-K Alnylam Pharmaceuticals Inc Exhibit 10.1 Form 10-Q Alnylam Pharmaceuticals Inc Exhibit 10.24 Form S-1 Alnylam Pharmaceuticals Inc Exhibits 10.16 10.17 10.18 10.19 10.20 10.21 10.22 10.23 Form S-1 Eric Jacobs Union Capital Finance Corp Private Placement Memo NGM Biopharmaceuticals Inc Arthur D Levinson aka Art Levinson Apple Inc HLR (US) Inc Genentech Development Corporation Genentech Inc Genentech Research Corporation CalciMedica Synovex Metastatix Inc Protez Pharmaceuticals Christopher Dale Long 4/5/2010 4/5/2010 4/5/2010 4/5/2010 4/5/2010
Marcus, Sally Anthony, Xavier Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Inglese, Tara Inglese, Tara Inglese, Tara Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
EACM Advisors, LLC A.N.D K Wealth Management, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC
4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010
Nyes Ledge Capital Management, LLC Robert Scott McLellan of Marble Arch Investments Nyes Ledge Capital Management, LLC Timothy J Jenkins of Marble Arch Investments Nyes Ledge Capital Management, LLC Michael Castor of Sio Capital Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Hudson Bay Capital GP LLC Hudson Bay Capital Associates LLC Hudson Bay Capital Management LP
10-06274-FOIA
Reinhardt, Kelly
Check Fund Manager, LLC
Charles Howard Winkler of Hudson Bay Capital Management LP formerly of Amaranth Sander Ross Gerber of Hudson Bay Management LP J & W Seligman & Company Incorporated Paul Henry Wick Mariner Wealth Advisors LLC
4/15/2010
Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Hartshorn, Kaitlin Hartshorn, Kaitlin Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hartshorn, Kaitlin Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc.
4/15/2010 4/15/2010 4/15/2010 4/16/2010
Martin (Marty) Christopher Bicknell of Mariner 4/16/2010 Wealth Advisors LLC Brendan Peter McHugh of Anthion Management 4/16/2010 LLC Puricore Inc 4/16/2010 Sterilox Technologies Management Inc Dissident Capital LLC Biosyn Viopharma Inc S R One Trinity Biosystems Noble Energy Inc Murphy Oil Corporation Electro Optical Sciences Inc Allscripts Misys Healthcare Solutions Inc McDonalds Corporation Masimo Corp LoopNet Inc Legg Mason Inc Laboratory Corporation of America Holdings Kohls Corporation Tad Rivelle Alexander Nicholas Mitchell Scopus Asset Management LLC Protective Life Corp Progressive Corp 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/15/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Mara, Kennon Mara, Kennon Mara, Kennon Caleshu, Elias (Lee) Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Caleshu, Elias (Lee) Anderson, Mitchell Doner, John Caleshu, Elias (Lee) Kogutt, Angie Hall, Heather Cohan, William
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC SCS Financial Services, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC SCS Financial Services, LLC L.A. Najarian, Inc John Donner & Associates Inc SCS Financial Services, LLC LexisNexis -
Priceline.com Inc Old Republic International Corporation Oracle Corporation NVIDIA Corporation Norfolk Southern Corp Targa Resources Partners LP Netflix Inc Newmont Mining Corp Suranya Capital Partners LLC Suranya Capital Management LLC Basso Capital Management LP
4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/9/2010 4/12/2010
4/12/2010 Howard Irwin Fischer of Basso Capital Management LP Dwight Nelson of Basso Capital Management LP 4/13/2010 Joseph A LaNasa of Serengeti Asset Management LP Sempra Energy Sempra Energy Trading RBS Sempra Commodities LLC Abhay Deshpande Adolor Corp Form S-1 Exhibits 10.2 and 10.3 4/15/2010 4/17/2010 4/17/2010 4/17/2010 3/31/2010 3/15/2010
Adolor Corp Form 10-Q Exhibits 10.2 10.3 10.4 3/15/2010 and 10.5 Adolor Corp Form 8-K Exhibit 10.1 3/15/2010 Affymetrix Inc Form 10-Q Exhibits 10.57 10.58 3/15/2010 10.59 10.60 10.61 and 10.62 Matthew McLennan 3/31/2010 Ballistic Recovery Systems Inc 8-K Exhibit 10.1 4/16/2010 Schedule 2 Frontera, Frontera Resources, Frontera Bolivia, 4/16/2010 Frontera Caucasus Charles de Vaulx 3/31/2010 OIG Report 526 Exhibits to Stanford Report Koss Corporation and Sujata (Sue) Sachdeva Abacus CDO File No. HO-10911 4/17/2010 4/16/2010 4/18/2010
Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Hartshorn, Kaitlin Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Hartshorn, Kaitlin Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
SCS Financial Services, LLC SCS Financial Services, LLC SCS Financial Services, LLC SCS Financial Services, LLC SCS Financial Services, LLC SCS Financial Services, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Robert Q Wyckoff Jr John D Spears Thomas H Shrager William H Browne David J Winters Charles de Lardemelle Mitchell (or Mitch) Adam Flack Eric M Demarco Deanna Lund aka Deanna Hom aka Deanna Petersen Laura Siegal aka Laura Lawson aka Laura Caceres Kratos Defense and Security Inc Bay City Capital LLC IDEV Technologies Inc Calypso Medical Technologies Inspired Technologies PTC Therapeutics Cacheon Inc Bioverum Partners LLC Neumans Property Owners Association CureMD Inc Encysive Pharmaceuticals Inc Tengion Inc Vertical Capital LLC Vertical CDO Management Acquisition-E LLC Brett Thomas Graham of Vertical Capital LLC Bryan Thomas Whalen Ross Stores Inc Reinsurance Group of America Inc Quality Systems Inc Papa Johns International Inc
3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 3/31/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/16/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Daniels, Willie Brewer, Meredith Armstrong, Martin Supple, Richard Bemis, Kristen Embler, Geoff Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Parry, Deering, Futscher & Sparks FCI Fort Dix #12518050 Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Plains Exploration & Production Company Pioneer Natural Resources Company Quanta Services Inc Patterson UTI Energy Inc PMC-Sierra Inc Presidential Life Corporation United Daniels Securities Inc Original Form BD Raymond James and Associates et al Consumer Complaints Martin A Armstrong and Princeton Economics et al California State Treasurer Phil Angelides and JP Morgan Chase CMKM Diamonds Transcripts of Kristen Michelle Buck Goldman Sachs & Co planning of Public Announcement David Mark Siegel Two Sigma Investments LLC John Albert Overdeck Kenneth Charles Baron Sankar Das Gupta PhD Paul L Hart CA Electrovaya Inc Electrofuel Manufacturing Co HSA Reactors Ltd Paradata Systems Inc Bid.com International Inc Young Enterprise North East Lovely Bubbly Limited Training and Development Resource Limited LB Holdings (UK) PLC Northern Bear PLC Datasms Holdings PLC
4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/13/2010 4/12/2010 4/10/2010 4/19/2010 4/19/2010 4/20/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Hartshorn, Kaitlin Marcus, Sally Hartshorn, Kaitlin Howe, Amanda Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Hartshorn, Kaitlin DePeau, Andrew DePeau, Andrew DePeau, Andrew Lichtcsien, Susan Evans, David Evans, David
International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research
Datasms Limited Optare UK Limited Love Your Art Ltd Darwen LPD Limited Fred N Diem of Urban Oil & Gas Group LLC David Benjamin Metzman Bonnie Colleen Shea of Urban Oil & Gas Group LLC Stephen Daniel Hutchison Solera Holdings Inc Silicon Laboratories Inc Sangamo Biosciences Inc Starbucks Corporation Sally Beauty Holdings Inc formerly known as New Sally Holdings Inc SAIC Inc Ryland Group Inc RadiSys Corporation Res Care Inc RR Donnelley & Sons Co Harry F Hixon aka Harry F Hixon Jr Paul V Maier Ronald M Lindsay aka Ron Lindsay Donald Kiepert aka Don Kiepert Robert Gaffey aka Bob Gaffey Jeffrey E Young Matthew (or Matt) Thomas Kirby Timothy E Carr Brian Edward Brennan RMBS Management LLC David Gordon Fried of Scoggin LLC Herbert David Graves Kelly Bret McNeill
4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/20/2010 4/19/2010 4/21/2010 4/21/2010
Evans, David Evans, David Massara, Kathleen Scannell, Kara
International Business Research International Business Research Harper's Magazine Financial Times
Edward Stewart Richmond Ram Liebenthal Goldman Sachs & Co and Angelo Mozilo e-mails related to charges filed by SEC SEC Communications with White House, National Economic Council and Treasury Department from March 1, 2010 to April 20, 2010 Goldman Sach Inc and/or Sullivan & Cromwell Communication with SEC Officials from July 2009 to April 16, 2010 David Arthur Leslie Robert G Corteau Carey Joseph Diamond William Chisholm Fraser Blaine Michael Hobson Pablo Batista Batista Garcia Denis Earl Sutton Meir Dahan Imris Inc Centara Corporation Michael Cohan Aurelius Capital Master Ltd Aurelius Capital GP LLC Aurelius Capital Partners LP Claren Road Asset Management LLC Claren Road Capital LLC John Edwin Eckerson of Claren Road Asset Management LLC Brian Peter Riano of Claren Road Asset Management LLC Benjamin D Slavet Malcom Paul Fairbairn Ascend Capital LLC William F Bartlett of Parallax Fund LP
4/21/2010 4/21/2010 4/20/2010 4/20/2010
10-06427-FOIA
Scannell, Kara
Financial Times
4/20/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Howe, Amanda
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010
Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Harper, James Miller, Ken Child, Curtis Evans, David Evans, David Evans, David Evans, David Evans, David
Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Gorman & Miller Indiana University International Business Research International Business Research International Business Research International Business Research International Business Research
Prashant Gupta of Delaware Street Capital LP Tupperware Brands Corp fka Tupperware Corp Trimble Navigation Ltd Tootsie Roll Industries Inc Thermo Fisher Scientific Inc TJX Companies Inc Molson Coors Brewing Co Sensient Technologies Corporation Steris Corp Sempra Energy Sonoco Products Company Advanced Biohealing Inc Molecular Biometrics Inc Bioadvance GP II Inc BioAdvance Pluvita Corporation Alverix Inc Avid Pharmaceuticals Inc Garnet Biotherapeutics Inc Transport Pharmaceuticals Inc Quaker BioVentures Precision Therapeutics SECHQ1-05-R-0012 Verbatim Court Reporting
4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/21/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/21/2010
Goldman Sachs & Co Transaction documents for 4/21/2010 Abacus 2007-AC1 Pax World Management Corp 4/21/2010 Robert G Corteau Full Circle Funding LP Richard Gifts Corporation Titan Outdoor Holdings Full Circle Capital 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010
Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Hartshorn, Kaitlin Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Zuckerman, Jason Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. The Employment Law Group, P.C. Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Brian A Oliver of Aequitas Capital Management Inc Sean Patrick Fahey of Claren Road Asset Management LLC Albert Lawrence Marino Jr of Claren Road Asset Management LLC James Thomas Quist
4/22/2010 4/22/2010 4/22/2010 4/22/2010
Robert Jesenik of Aequitas Capital Management 4/22/2010 Inc 4/22/2010 Patricia Jean Brown of Aequitas Capital Management Inc Meridian Bioscience Inc 4/22/2010 Orthovita Inc Veeco Instruments Inc ValueClick Inc Vascular Solutions Inc Visa Inc United Technologies Corporation US Physical Therapy Inc Universal Forest Products Inc Under Armour Inc Sprint Nextel Corp and Jack Jordan Inspire Pharmaceuticals Inc Form 8-K Exhibit 10.1 Urologix Inc Form 8-K Exhibit 10.1 Amylin Pharmaceuticals Inc Form 10-K Exhibits 10.48 and 10.49 Amylin Pharmaceuticals Inc Form 10-Q Exhibit 10.56 Amylin Pharmaceuticals Inc Form 10-Q Exhibits 10.62 and 10.63 Amylin Pharmaceuticals Inc Form 10-K Exhibits 10.43 10.44 and 10.45 Amylin Pharmaceuticals Inc Form 10-Q Exhibit 10.48 Amylin Pharmaceuticals Inc Form 10-K Exhibit 10.38 Curis Inc Form 10-Q Exhibit 10.02 Centocor Inc Form 10-K Exhibit 10.33 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/16/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Seton, Corinne Lanham, Joyce Massara, Kathleen Massara, Kathleen Klug, Robert Marks, Peter Wall, Lindsay Wall, Lindsay Malinowski, Thomas Howe, Amanda Hartshorn, Kaitlin Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Costello, Maureen
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Cypress Financial Corporation Harper's Magazine Harper's Magazine Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research
Surmodics Inc Form SB-2 Exhibit 10.7
4/12/2010
Advanced Tissue Sciences Inc Form 10-Q 4/12/2010 Exhibits 10.1 10.2 and 10.3 Anika Therapeutics Inc Form 10-K Exhibit 10.38 4/12/2010 Anika Therapeutics Inc Form 10-Q Exhibit 10.39 4/12/2010 Anika Therapeutics Inc Form 10-K Exhibit 10.43 4/12/2010 Novogen Ltd Form 20-F Exhibit 3.6 Amgen Inc Form 10-Q Exhibit 10.16 Amgen Inc Form 10-K Exhibits 10.53 10.92 10.93 and 10.94 BioSphere Medical Inc Form 8-K Exhibit 2.2 Biosphere Medical Inc Form 10-K Exhibit 10.19 Ohio Edison Company OIG Reports of SEC employees accessing pornography Goldman Sachs & CO and Fabrice Tourre emails in Jan - Feb 2007 Countrywide CEO Angelo Mozilo OIG Report 526 SEC Reponse to Stanfords Alleged Ponzi Scheme Gryphon Daily aka Gryphon Financial Falcon Management Corporation James (Jim) A Leitner James Warby Crichton Joseph Janney Thomas of Hovde Capital Advisors LLC Rufus Putnam Coes III or Putnam Coes of Paulson & Co Inc Neil A Chriss of Hutchin Hill Capital LP Hutchin Hill Capital LP Scout Capital LLC Adam Matthew Weiss Sheru Chowdhry TargetRx 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/12/2010 4/21/2010 4/23/2010 4/22/2010 4/22/2010 4/23/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/22/2010 4/23/2010 4/22/2010 4/22/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Johns, Joe Parker, Jamie Hallgren, Chris Andersen, Eric
International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. CNN Candidate Presiding Commission Levi Korsinsky, LLP
Transave Amicus Therapeutics Celator Pharmaceuticals MedMark Zoltek Companies Inc Wyeth Wal-Mart Stores Inc Verizon Communications Inc Vertex Pharmaceuticals Inc Textron Inc Toll Brothers Inc Tidewater Inc Rockwell Automation Inc Kimco Realty Corp OIG Reports of SEC employees accessing pornography OIG memo obtained by the AP concerning SEC probes into pornography OIG Reports of SEC employees accessing pornography the SECs subpoena and Wells notice served to Goldman Sachs & Co and responses there to SEC v Daimler AG case No 1:10-CV-00473
4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/21/2010
10-06554-FOIA 10-06555-FOIA
Ghobrial, Maggie Menshawy, Mohamed
Associated Press -
4/22/2010
the name of the Egyptian Official named in SEC 4/22/2010 v Daimler AG case NO 1:10-CV-00473 fails to deliver data American Home Mortgage for the 2005-1 trust exhibit B to indenture filed 4-07-2005 Pramco LLC 4/23/2010 4/25/2010
10-06556-FOIA 10-06557-FOIA
Liu, Harrison Breidenbach, David
Texas A&M University -
Kissi, David Hughes, Lou Jones, Ronald DePeau, Andrew DePeau, Andrew
Moving Minds LLC
4/21/2010
Thompson-Reuters and the acquisition of Round 4/24/2010 Table Group University of Cincinnati College of Law IAA release No 1406 file No S7-8-94 4/19/2010 Check Fund Manager, LLC Check Fund Manager, LLC Sihan Shu of Paulson and Co Inc John A Paulson of Paulson and Co Inc 4/27/2010 4/27/2010
Reinhardt, Kelly Marcus, Sally Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay DePeau, Andrew Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan
Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC
Robert Brian Burke of Par Four Investment Management LLC Michael A Silver Steven Michael Wright of Aequitas Capital Management LLC Joseph Jay Durkin of Par Four Investment Management LLC Edward Frank Labrenz Jr of Par Four Investment Management LLC Tital Capital Group LLC Russell Howard Abrams Keith W Hannan Stuart Merzer of Paulson & Co Inc James Jim Dayton Pieron Jr of IB Technologies Inc Lawrence Larry F Caltagirone Jr of IB Technologies Inc Komplique Inc IB Technologies Inc JDFX Technologies LLC Institutional Liquidity Holdings LLC Andrew Hoine Alden Global of Smith Management Richard Haas of Third Point LLC Mendy Haas of Third Point LLC Ardea Biosciences Inc Powersecure International Inc Mastec Inc Internet Brands Inc Cytec Industries Inc Corrections Corp of America Concho Resources Inc Covanta Holding Corp Citi Trends Inc Computer Task Group Inc Joshua Targoff of Third Point LLC
4/27/2010 4/26/2010 4/24/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/23/2010 4/28/2010 4/27/2010 4/27/2010 4/28/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010
Ho, Jenny Kleiman, Mark Johanson, Dirk Michael, Bill Michael, Bill Collins, James
UFCW Law Offices Of Mark Allen Kleiman The Balls Monologue Danison & Associates, Inc Danison & Associates, Inc Insight Capital Research & Management, Inc Harper's Magazine
WinCo Foods LLC and WinCo Holdings Inc OIG Report 496 Allied Capital decisions and timing of the release OIG Reports of SEC employees accessing pornography Meeder Financial Robert S Meeder Jr
4/27/2010 4/20/2010 4/27/2010 4/27/2010 4/27/2010
10-06599-FOIA
Bernstein, Joseph
Insight Capital Research and Management and 4/23/2010 Insight Capital Management Inc 1996 -1997 audits OIG report 526 Stanfords Alleged Ponzi Scheme 4/27/2010 exhibit 41 - transcript of Spencer Barasch Finra 2008 Audits by SEC also investing and oversight documents for 2007-2008 Reynolds Corp US Foil and Reynolds Metals 4/27/2010 4/27/2010
10-06600-FOIA 10-06601-FOIA 10-06602-FOIA
Sweeney, Brian Cassidy, George Kim, Elizabeth
Brian P Sweeney CompassLexecon Cain Brothers
Universal Health Realty Income Trust form S-11 4/27/2010 exhibit 10.3 to amendment No. 3 Alphatec Holdings Inc Digital Realty Trust Inc Del Monte Foods Co Dollar Financial Corp Dolby Laboratories Inc Delek US Holdings Inc DIVX Inc Diodes Inc Dice Holdings Inc Discover Financial Services Discover Financial Services Darling International Daniel Seth Loeb Third Point LLC James Peter Gallagher of THIRD POINT LLC Gregg Allen Jacobson Neil Visnapuu 4/28/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/27/2010 4/29/2010 4/29/2010 4/29/2010 4/28/2010 4/28/2010
Tomas, Manuela Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Malinowski, Thomas Howe, Amanda DePeau, Andrew Lichtcsien, Susan
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
10-06620-FOIA 10-06621-FOIA
Hartshorn, Kaitlin Shenon, Philip
Check Fund Manager, LLC The Daily Beast
Andrew N MacRitchie of Aequitas Capital 4/30/2010 Management LLC copies of all telephone and visitors logs for four 4/22/2010 SEC commissioners Kathleen L Casey Elisse B Walter Luis A Aguilar and Troy A Paredes copies of all telephone and visitors logs for SEC 4/22/2010 chairwoman Mary L Schapiro Goldman Sachs & Co and Fabrice Toure 4/28/2010 contract No SECHQ105F0342 4/29/2010 Eastside Commercial Bank National Association 4/29/2010 NA of Bellevue Washington a list of companies that the SEC has sent Wells 4/29/2010 Notices to since 01-01-2010 CSN Islands IX Corp 4/30/2010 Nona Morelli II Dragon Sight and Ng Man Sun Spectranetics Corp FOIA Requests from Labor Organizations since 2005 Credit Rating Agencies documents to Senate Sub-Committee on Investigations Generic reference material 4/30/2010 4/30/2010 4/29/2010 4/28/2010 4/22/2010
Shenon, Philip Cohn, Scott Santos, Rose Potter, Geoffrey Witt, Jennifer Squires, Matthew Isaacs, Matt Kennedy, Darby Bolger, Darci Worms, Wolfram Brehm, Robert Jui, Jonathan Apgar, Christine Barrett, Regina Gordon, Marcy Peterson, Kristina Peterson, Kristina Peterson, Kristina Meyer, Michael Waddell, Lynn Piottante, Marco Mehta, Shail Costello, Maureen
The Daily Beast CNBC FOIA Group Inc New Partners Consulting Northwest Area Foundation Milbank, Tweed, Hadley McCloy Investigative Reporting Program Dyer & Berens LexisNexis CourtLink, Inc. Worms & Hirsch, Inc. FCI Victorville 70242-004 f/u Brown University Investment Office Associated Press Dow Jones Dow Jones Dow Jones Richard Bernstein Capital Management International Business Research
Two Sigma Compass Fund Kenneth Baron John 5/3/2010 Overdeck and David Siegel Wachovia 11K's for 2008 and 2009 5/3/2010 OIG Report 505 Failure to Investigate Metromedia SEC Closed Meeting Minutes of April 14, 2010 Telx Financial Services Data Centers and NYSE new data centers Equinix Financial Services Data Centers Savvis Inc Financial Services Data Centers 5/3/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010
Bramwell Growth Fund No Action Letter August 5/3/2010 7, 1996 Warrior Golf Management LLC 5/3/2010 InvestingEasy Club Financial West Group Regulatory Tip # 605643 Avanir Pharmaceuticals 5/1/2010 4/28/2010 5/4/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Lichtcsien, Susan Reinhardt, Kelly Wall, Lindsay Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Cardiogenesis Keith A Katkin Randall E Kaye aka Randy Kaye Christine G Ocampo Blackstone Alternative Asset Management Timothy John Rudderow of Mount Lucas Management Corp Ira Steven Balsam of Avenue Capital Group Sonia Ester Gardner formerly Sonia Esther Lasry of Avenue Capital Group Marc Abenser Lasry Robert Thomas Symington of Avenue Capital Group John Joseph FitzGibbon of Lighthouse Investment Partners LLC William Joseph Heffron aka Bill Heffron Richard P Furst Knot Inc Knology Inc Kindred Healthcare Inc Carmax Inc Kennametal Inc Kinder Morgan Energy Partners FelCor Lodging Trust Inc First Commonwealth Financial Corporation FuelCell Energy Inc Furniture Brands International Inc RF Micro Devices Inc Macys Inc La-Z-Boy Inc Lubrizol Corp Caterpillar Inc Bally Technologies Inc Boeing company
5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/5/2010 5/5/2010 5/5/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/4/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Glasser, Craig Tedesco, Stephen Rivers, Sandi Kozloff, Gean Beck, Susan Ivry, Bob Caplan, Michael Olson, Carl Simon-Eichmann, Kareen Foster, David Costello, Maureen Costello, Maureen Costello, Maureen Hartshorn, Kaitlin Hartshorn, Kaitlin DePeau, Andrew
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Baritz & Colman LLP Littler Mendelson, P.C. The American Lawyer Bloomberg News Bondurant, Mixson & Elmore LLP Fund for Stockowners Rights Andrews Kurth, LLP David M. Foster, P.C. International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Barnes Group Inc Aspen Technology Inc Abiomed Inc Qwest Communications International Inc MedcoHealth Solutions Inc Allegheny Energy Allegheny Technologies Inc Air Products & Chemicals Inc Abercrombie & Fitch Co Advanced Micro Devices Inc Aetna Inc AES Corporation Abbott Laboratories
5/3/2010 5/3/2010 5/3/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010 5/5/2010
Stratum Wealth Management LLC and Charles B 5/5/2010 Ganz AP No 3-13633 Central Garden & Pet and John Negovetich 5/4/2010 Home Loan Center Inc Gean Kozloff Complaint HO1333360 Bank of America 09-cv-6829 Transcripts TCW Group Inc 4/28/2010 4/26/2010 5/5/2010 5/5/2010
Goldman Sachs Execution and Clearing LP AP 5/5/2010 No 3-13877 4/20/2010 Madoff Financial Statements Audit Letters signed by David Friehling OIG Report 526 Stanfords Alleged Ponzi 5/5/2010 Scheme Exhibits Enterprise Trust Co John Lohmeier and David R 5/6/2010 Steckler Cheryl R Mercuris aka Cheryl R Weiss 5/5/2010 J Michael Capito aka Jack Capito aka Michael Capito Quality Resources Inc 5/5/2010 5/5/2010
Adam L Usdan of Trellus Management Company 5/5/2010 LLC Trellus Management Company LLC 5/5/2010 Thomas Lenox Kempner Jr 5/5/2010
Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally Marcus, Sally
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Stephen M Dowicz of Davidson Kempner Capital 5/6/2010 Managment 5/6/2010 Robert Melnyk of Davidson Kempner Capital Management Conor J Bastable 5/6/2010 Timothy Iain Levart of Davidson Kempner Capital Management LLC Anthony Yoseloff Davidson Kempner Capital Management LLC Avram Z Friedman aka Avi Friedman Altria Group Inc American Express Company Amazon.com Inc American Greetings Corporation Alexion Pharmaceuticals Inc Altera Corp Allstate Corp Allergan Inc American Electric Power Company Inc Ameren Corp FTN of Tarpon Springs Inc CRM Inc CRM Real Estate Inc Optilife Vitamins Inc Quality Resources of Florida Inc Princess Entertainment LLC Weiss Building Center Inc C2K Inc CR Marketing Group Inc Interport USA Inc John Robert Giordano Brett Steven Spector Steven Matthew Weinstein 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010
Marcus, Sally Hartshorn, Kaitlin Hartshorn, Kaitlin Reinhardt, Kelly Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Thomas, Kenneth Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Viles, Jeremy Coffey, Charles Severson, Kiersten
EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Kenneth Jeter Thomas International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Weintraub Law Group
John Alexander London Zachary Gozali John Wyatt Alderman of Trellus Management Company LLC Richard D Chase of Davidson Kempner Capital Management LLC Douglas Peter Erb Richard John Potapchuk Apollo Group Inc Amphenol Corporation Anadarko Petroleum Corp Apache Corp Amgen Inc Applied Materials Inc Apartment Investment & Management Co Autodesk Inc Analog Devices Inc Apple Computer Inc Mark Elliott Kingdon Williams Coal Seam Gas Royalty Trust Container Carriers Jens Storm Ioannis E Vrentzos Evangelos M Marinakis Ezra Felker Gerald W McLaughlin aka Jerry McLaughlin Plunge Protection team records of May 6 2010 Washington Mutual Mortgage pass through certificates series 2007-OAS Trust Five Star Capital Markets LLC James Piccolo Charlevoix Homes LLC and Craig A Cottrell Nouveau Riche Corp OIG 509 Bernard Madoff Exxon Mobil complaints for past year
5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/6/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/7/2010 5/6/2010 5/6/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/7/2010 5/6/2010 5/7/2010
10-06761-FOIA 10-06762-FOIA
Purdy, Michelle Johnson, Trena
5/7/2010 5/7/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Ardea Biosciences fka Intrabiotics 4/19/2010 Pharmaceuticals Inc Exhibit 4.1 Form S-3 Senomyx Inc Exhibits 10.11 10.12 10.13 10.14 4/19/2010 10.15 10.16 Form S-1 Aphton Corp Exhibit 10.11 Form 10-Q 4/19/2010 ArQule Inc Exhibit 10.49 Form 10-Q ArQule Inc Exhibit 10.48 Form 10-K Aradigm Corp Exhibit 10.26 Form 10-K Aradigm Corp Exhibit 10.29 Form 10-Q Aspreva Pharmaceuticals Corp Exhibit 10.6 Form F-1 Aspreva Pharmaceuticals Corp Exhibit 10.27 Form F-1 Andrx Corporation Exhibit 10.90 Form 10-K Andrx Corporation Exhibit 10.82 Form 10-Q Anadys Pharmaceuticals Inc Exhibit 10.38 Form 10-Q Anadys Pharmaceuticals Inc Exhibits 10.35 10.36 Form 10-Q Anadys Pharmaceuticals Inc Exhibit 10.34 Form 10-Q Anadys Pharmaceuticals Inc Exhibits 10.14 10.15 10.16 10.17 10.18 10.19 10.20 10.21 10.31 10.32 Form S-1 Ariad Pharmaceuticals Inc Exhibits 10.1 10.2 Form 10-Q Antares Pharma Inc Exhibit 10.54 Form 10-K Antares Pharma Inc Exhibit 10.59 Form 8-K 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010 4/19/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
4/19/2010 4/19/2010 4/19/2010
Arena Pharmaceuticals Inc Exhibits 10.19 10.20 4/19/2010 Form 10-K Arena Pharmaceuticals Inc Exhibit 10.9 Form S- 4/19/2010 1 Stone Coast Fund Services LLC 5/10/2010 Marc David Keffer of Stone Coast Fund Services 5/10/2010 LLC GLG Partners Inc 5/10/2010 Karim Abdel Motaal William C Verdi of Porter Orlin LLC 5/10/2010 5/10/2010
Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Weiss, Miles
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Bloomberg, LP
Alpheus Alexander Porter Jr aka Alex Porter of Porter Orlin LLC Claire A Walton Thomas J Niedermeyer Jr Warren G Lichtenstein Bemis Co Inc Baker Hughes Incorporated Becton Dickerson & Co Baxter International Inc Autozone Inc Avery Dennison Corporation Avon Products Inc Avalonbay Communities Inc Autonation Inc Automatic Data Processing Inc
5/10/2010 5/11/2010 5/11/2010 5/11/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010
Disclosure Inc a unit of Thomson Reuters Corp 5/10/2010 contract to disseminate SEC filings to the public
10-06804-FOIA 10-06805-FOIA 10-06806-FOIA
Montgomry, Michael Aston, Peter Cochran, Carolyn
Law Offices of Michael B. Montgomery Siemens Aktien Gesellschaft 1:08-cv-02167 and 5/10/2010 Lauren Sun CMKM Diamonds deposition of Robert Maheu 3/24/2010 Thompson, Hickey, Cunningham, Clow, April Dolan International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Morgan Asset Management Inc Morgan Keegan 5/10/2010 Co Inc James C Kelsoe Jr and Joseph Thompson Weller AP No 3-13847 Innovative Magnetic Resonance Imaging 5/11/2010 Systems Inc Neuro-MRIS Inc 5/11/2010 Intraoperative Magnetic Resonance Imaging Systems Inc Centara Holdings Inc Centara Investments Inc Centara Leasing Inc Centara Aviation Inc Interport Inc Sky International Marketing Corporation Special Data Processing Corporation 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/10/2010 5/10/2010 5/10/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen
Costello, Maureen Costello, Maureen Costello, Maureen Tomkins, John Cairncross, Sean
International Business Research International Business Research International Business Research Metropolitan Correctional Center National Republican Senatorial Committee Weintraub Law Group
Special Data Processing Inc USAPUBS.com Inc Hall Marketing Corporation OIG Memo obtained by AP concerning SEC probes into pornography Congressman Charlie Melancon LA correspondence sent to SEC between January 3 2005 and April 28 2010 Landwin Management LLC Martin Landis Sylvia Inc Smith Dennison Capital LLC and Sean C Dennison Pre-September 11 2001 Trading Review FOIA Request and Appeal files Frontera Investments and Frontera Resources Corp SEC Communications regarding Goldman Sachs with E.O. of the President DNC Democratic Senate Campaign Democratic Congressional Campaign Senate or House of Representatives and members of the media including The New York Times Communications of Chief of Staff Didem Nisanci or Senior Advisor Kayla Gillan with E.O. of the President DNC Democratic Senate Campaign Democratic Congressional Campaign Senate or House of Representatives and members of the media including The New York Times
5/10/2010 5/10/2010 5/10/2010 4/30/2010 5/3/2010
10-06822-FOIA
Severson, Kiersten
5/5/2010
10-06823-FOIA 10-06824-FOIA 10-06825-FOIA
Ravnitzky, Michael Doner, John Millspaw, Tegan
John Donner & Associates Inc Judicial Watch, Inc.
4/28/2010 4/29/2010 5/12/2010
10-06826-FOIA
Millspaw, Tegan
Judicial Watch, Inc.
5/12/2010
10-06827-FOIA 10-06828-FOIA
Conway, Joseph Carruth, Nathan
John C. Dotterrer Counsellor At Law, P.A. -
Aradhyula, Amareswar Scarpati, Jennifer Viles, Jeremy Wasserman, Jay Bertke, Zachary Brennan, John Taylor, Michael
Datamonitor PLC Ropes & Gray, LLP Jones Day Morrison & Foerster -
Brian Ackerman Neiman et al 09-061074-CIV- 5/11/2010 Zloch copy of 40K payment 5/11/2010 American International Group AIG National Union or AISLIC Elias Habayeb et al and collateralized debt obligations (CDOs) or derivative swaps Onyx Pharmaceuticals and BTG plc agreements 5/12/2010 Medifast Inc In the Money PUT options ImClone Systems Inc and Genentech Inc State Auto Financial Corporation 5/12/2010 5/12/2010 5/12/2010 5/11/2010
Bally Technologies and Robert L Saxton AP Nos. 5/13/2010 3-13236 and 3-13237 Alliance Pharmaceuticals Corp 5/13/2010
Silverman, Lisa Klein, Joshua Johnson, John Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly DePeau, Andrew Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay
Petrillo Klein, LLP Cozen O'Connor International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
TheraSense Inc and US Bancorp Piper Jaffray Inc 03-CV-2942 Comverse Technology Inc AP No 3-13828 Commerce Bancorp LLC P-01413 Daniel Khabie Douglas S Hecht Daiga Atvara Daiga Assam Atvara Daiga Assam Charles E Phillips Digitaria Interactive Inc Console Inc MTP Global Inc 212 Interactive Inc Departure Agency Inc Pacific Coast Technologies Inc Clifton Scott Robbins of Blue Harbour Group LP John Ernenwein of Blue Harbour Group LP Timothy Rankin of Blue Harbour Group LP Scoggin Capital Management LLP Moore Capital Management LLC Paul Evan Orlin of Porter Orlin LLC Matthew Allen Cassidy of Radcliffe Capital Management LP Christopher L Hinkel of Radcliffe Capital Management LP Delambert Stowe Rose aka D Stowe Rose Andrew J Hall Astenbeck Capital Management Laurance Narbut of Passport Capital Walther Lovato of Passport Capital Peter Kambolin of Systematic Alpha Management Ellington Management Group LLC
5/13/2010 5/13/2010 5/7/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/11/2010 5/12/2010 5/12/2010 5/12/2010 5/12/2010
Wall, Lindsay DePeau, Andrew DePeau, Andrew Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan DePeau, Andrew Mierzejewski, Mark Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Andreas Schulz Gruss & Company Martin David Gruss Redwood Investments LLC Jennifer Katz Silver Howard Guberman of Gruss & Co Michael Terence Cassidy of Gruss & Co Sean Thomas Dany Richard C Tuttle Amit Tilak Mehta of Crestwood Capital Management LP Tricadia Capital Michael Barnes Geoffrey Kauffman Christopher Conley Julia Wyatt Copano Energy LLC 3Com Corp CenterPoint Energy Inc Cephalon Inc CA Inc fka Computer Associates International Inc Boston Properties Inc BMC Software Inc Biogen Idec Inc Big Lots Inc Best Buy Co Inc
5/12/2010 5/12/2010 5/12/2010 5/12/2010 5/12/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/13/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010
Nyes Ledge Capital Management, LLC Matt McPherron Nyes Ledge Capital Management, LLC John Toussaint of Bain Capital or Brookside Capital Nyes Ledge Capital Management, LLC Doug Rudisch of Bain Capital or Brookside Capital Nyes Ledge Capital Management, LLC Domenic Ferrante or Bain Capital or Brookside Capital Nyes Ledge Capital Management, LLC Ted Pappendick of Bain Capital or Brookside Capital
Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Reinhardt, Kelly DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wood, Debi Koudsy, Heba Jackson, Catherine Miller, Luana Allen, Bobbie Schultz, Alexander DePeau, Andrew DePeau, Andrew Lichtcsien, Susan
Nyes Ledge Capital Management, LLC Steven Werber of Apis Capital Advisors LLC Nyes Ledge Capital Management, LLC Scott L Scher of Clovis Capital Management Nyes Ledge Capital Management, LLC Michael A Prober of Clovis Capital Management Nyes Ledge Capital Management, LLC John V Koerber of Bennett Management Corp Nyes Ledge Capital Management, LLC James D Bennett of Bennett Management Corp Nyes Ledge Capital Management, LLC Lucy K Galbraith of Bennett Management Corp Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Steven Matthew Galbraith of Maverick Capital Ltd Ernest A Scalamandre Carnival Corp CF Industries Holdings Inc CIGNA Corp Clear Channel Outdoor Holdings Inc The Coca Cola Company Coca Cola Enterprises Inc Cognizant Technology Solutions Corporation Comcast Corp CommScope Inc Compucredit Corp OIG report 528 CMKM Diamonds
5/14/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/13/2010 5/17/2010 5/13/2010 5/14/2010 5/16/2010 5/14/2010 5/19/2010 5/19/2010 5/18/2010
Al Masry Al Youm Egyptian Newspaper SEC v. Daimler AG case No 1:10-cv-00473 Stein & Lubin, LLP Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC regulatory actions or proposals to limit or prohibit naked short selling RE Loans LLC Bradford Peter Gillingham Rel No 34-36679 federal employees back pay calculations Wayne Manning Cooperman Cobalt Management LLC Christopher Bondy of Solus Alternative Asset Management
Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Kiernan, Cortney
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Crestwood Capital Michael Roy Weisberg Louis W Kenter Shulamit Leviant Erik Maurer Maneesh Chawla David Nathan Kowitz of Indus Capital Partners LLC Eugene A Salamon AKA Gene A Salamon of Indus Capital Partners LLC Indus Partners LLC Indus Capital Partners LLC Indus Partners Alternative Capital LLC
5/18/2010 5/18/2010 5/17/2010 5/18/2010 5/18/2010 5/18/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010
Margaret McGetrick Horkings aka Peg McGetrick 5/19/2010 Horkings aka Margaret McGetrick of Steel Partners Japan Asset Management LP or Liberty Square Asset Management LP Michael B Trigg of WCM Investment Management Peter J Hunkel of WCM Investment Management Kurt R Winrich of WCM Investment Management Paul R Black of WCM Investment Management Comerica Inc Computer Sciences Corporation Compuware Corporation CONSOL Energy Inc Consolidated Edison Inc Constellation Brands Inc Coventry Health Care Inc Cummins Inc Deere & Co DR Horton Inc DCP Midstream Partners LP 5/18/2010 5/18/2010 5/19/2010 5/18/2010 5/19/2010 5/18/2010 5/18/2010 5/18/2010 5/18/2010 5/18/2010 5/18/2010 5/18/2010 5/18/2010 5/18/2010 5/19/2010
Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
SCS Financial Services, LLC SCS Financial Services, LLC SCS Financial Services, LLC SCS Financial Services, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia DePeau, Andrew
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC
Dentsply International Inc Dominion Resources Inc Dow Chemical Company Dr Pepper Snapple Group Inc DTE Energy Company Eastman Kodak Company El Paso Equity Residential Estee Lauder Companies Inc Central Cartage Company Central Global Express Central Transport 381 Central Transport Inc Ambassador Bridge CC Southern Inc CTII Sales Office CT Southern CC Mid West Inc Crown Enterprises Inc HE Wolfe Scott Wolfe David A Crittenden Matthew Moroun Logistics Insight Corp aka Link Logistics aka Linc Logistics CenTra Inc Leo Apotheker Michael R Cannon John J Delucca aka Jonathan J Delucca Daniel D Netesheim Erik Newboe aka Erik Devedjian William M Daly FrontPoint Healthcare Horizons Fund
5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/19/2010 5/14/2010 5/14/2010 5/14/2010 5/14/2010 5/15/2010 5/14/2010 5/18/2010 5/18/2010 5/18/2010 5/18/2010 5/20/2010 5/18/2010 5/20/2010
10-06983-FOIA 10-06984-FOIA 10-06985-FOIA
DePeau, Andrew Antorietto, Tom Oestreich, Troy
Check Fund Manager, LLC -
Joseph Skowron aka Chip Skowron Bristol Meyers Squibb Co annual reports from 1985 and 1986 OIG report of the 17 employees accessing pornography to include titles salaries years of seniority and disciplinary actions. Goldman Sachs & Co and Abacus 2007-AC1 UN Convention Against Corruption UNCAC article 12c Walton International Group USA Inc contract SECHQ110D0013 awarded to Commuter Check Services Citigroup Inc and Richard M Bowen III 2008 correspondence re mortgage underwriting accounting for pools of uninsured residential reverse mortgage contracts dated 10-1-92
5/20/2010 5/19/2010 5/4/2010
Plosky, Robert Phillips, Matt Sjule, Leland Allen, Cheryl Irvy, Bob
Wolf Popper LLP Transparency International USA FedSources, Inc Bloomberg News
5/10/2010 5/17/2010 5/17/2010 5/19/2010 5/18/2010
10-06991-FOIA
Kim, Wendy
BDO
5/18/2010
Viggiano, Rudolph Carr, Anita Giorgi, Gregory David Francesco Giorgi, Gregory David Francesco Giorgi, Gregory David Francesco Ingraham, Michael Schrock, Chris Loder, Asjlyn Katz, Jerome Morgan, Irvin Kulasa, Emily Warren, Ben Dukes, Sara Dukes, Sara
Bloomberg News Thomson Reuters Westlaw Business Melbar Entertainment Paramount Detective Agency Deloitte Recap, LLC Deloitte Recap, LLC
Westsound Bank DBA and Westsound Mortgage 5/10/2010 names of investors who own securities in JPMAC 2006-NC1 Countrywide Bank FSB form S-3 and 424 B 5 for loan # 179927945 GMAC Mortgage LLC form S-3 and 424 B 5 for loan # 0359422149 E-Loan form S-3 and 424 B 5 for loan# A0806688 Washington Mutual Bank form S-3 and 424 B 5 for loan# 3011863887 National City Mortgage form S-3 and 424 B 5 5/12/2010 5/8/2010 5/9/2010 5/8/2010 5/21/2010 5/21/2010
products trading under ticker symbols UNG USO 5/20/2010 DBA and DBC RS Investment Trust N-14 CIK 0000814232 5/17/2010 Epoch Pharmaceuticals Goldman Sachs and the Weinstein Co Minatura Gold Procyte Corp Form 10-K Exhibit 10.17 AtheroGenics Inc Form 10-K Exhibits 10.34 10.35 10.36 10.37 5/20/2010 5/20/2010 5/20/2010 4/26/2010 4/26/2010
Dukes, Sara Dukes, Sara Dukes, Sara Katz, Jerome Katz, Jerome Katz, Jerome Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Katz, Jerome Katz, Jerome Katz, Jerome Dukes, Sara Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Dukes, Sara Dukes, Sara Katz, Jerome Tedesco, Stephen Johnson, Geoffrey Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Deloitte Recap, LLC Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Deloitte Recap, LLC Deloitte Recap, LLC Thomson Reuters Westlaw Business Littler Mendelson, P.C. Scott & Scott LLP Deloitte Recap, LLC
AtheroGenics Inc Form 10-Q Exhibit 10.1 Cytyc Corp Form 10-K Exhibits 10.13 10.14 Cortex Pharmaceuticals Inc Form 10-Q Exhibits 10.66 Nuveen Insured Municipal Opportunity Fund Inc N-14 CIK 0000878242 Nuveen Premium Income Municipal Fund 2 Inc N-14 CIK 0000885734 Nuveen Insured Tax Free Advantage Municipal Fund N-14 CIK 0001195737 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 10-K Exhibit 10.48
4/26/2010 5/3/2010 4/26/2010 5/17/2010 5/17/2010 5/17/2010 4/26/2010 4/26/2010 4/26/2010 5/3/2010
Avanir Pharmaceuticals Form 10-Q Exhibit 10.1 5/3/2010 Avanir Pharmaceuticals Form 10-K Exhibit 10.4 5/3/2010 Thrivent Mutual Funds N-14 CIK 0000811869 Principal Funds Inc N-14 CIK 0000898745 Principal Funds Inc N-14 CIK 0000898745 Cygnus Inc Form 10-K Exhibit 10.205 Rafferty Asset Management LLC 40-APP CIK 0001389426 Our Streets Funds Inc N-1A CIK 0001417019 Landus Trust N-14 CIK 0000832545 Rand Capital Corp 40-APP CIK 0000081955 Neurobiological Technologies Form 10-Q Exhibit 10.23 Avant Immunotherapeutics Inc Form 10-Q Exhibit 10.4 Alliancebernstein Municipal Income Fund Inc N14 CIK 0000798737 Central Garden & Pet Company Diebold Inc Kos Pharmaceuticals Inc Form 10-Q Exhibit 10.1 5/18/2010 5/19/2010 5/19/2010 5/3/2010 5/18/2010 5/18/2010 5/17/2010 5/18/2010 5/3/2010 5/3/2010 5/19/2010 5/21/2010 5/24/2010 5/3/2010
Dukes, Sara Dukes, Sara Dukes, Sara Katz, Jerome Katz, Jerome Dukes, Sara Jui, Jonathan Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Deloitte Recap, LLC Brown University Investment Office Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Array Biopharma Inc Form 10-K Exhibit 10.29 Array Biopharma Inc Form 10-K Exhibits 10.1 10.2 BioTime Inc Form 8-K Exhibit 99.1 Embarcadero Funds Inc 40-APP CIK 0001002556 Pioneer High Income Trust 40-APP CIK 0001166258 Amylin Pharmaceuticals Inc Form 10-K Exhibit 10.47 SQM Frontier Africa Fund Neorx Corp From 10-Q Exhibit 10.39 Auxilium Pharmaceuticals Inc Form 8-K Exhibit 10 Auxilium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 10.2 10.4 Auxilium Pharmaceuticals Inc Form 10-Q Exhibit 10 Auxilium Pharmaceuticals Inc Form 10-K Exhibits 10.7 10.8 Auxilium Pharmaceuticals Inc Form S-1 Amendment 3 Exhibits 10.1 10.2 10.3 10.4 10.5 10.6 10.7 10.8 10.12 Auxilium Pharmaceuticals Inc Form S-1 Amendment 2 Exhibit 10.19 Barrier Therapeutics Inc Form 8-K Exhibit 10.1 Barrier Therapeutics Inc Form S-1 Amendment 2 Exhibit 10.16 Barrier Therapeutics Inc Form 8-K Exhibit 10.1 Antigenics Inc Form 10-K Exhibit 10.27 Antigenics Inc Form 10-Q Exhibit 10.3 Antigenics Inc Form 10-K Exhibit 10.27 Antigenics Inc Form 10-Q Exhibit 10.3 Antigenics Inc Form 10-KQ Exhibit 10.2 Avalon Pharmaceuticals Inc Form S-1 Amendment 5 Exhibit 10.46 Avalon Pharmaceuticals Inc Form S-1 Amendment 1 Exhibit 10.42 Avalon Pharmaceuticals Inc Form S-1 Exhibits 10.1 10.2 10.3
4/26/2010 4/26/2010 4/26/2010 5/19/2010 5/18/2010 5/3/2010 5/24/2010 5/3/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010 4/26/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
4/26/2010 5/3/2010 5/3/2010 5/3/2010 4/26/2010 5/3/2010 5/3/2010 5/3/2010 5/3/2010 4/26/2010 4/26/2010 4/26/2010
Dukes, Sara Gibbs, William Dukes, Sara Dukes, Sara Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Molina, Henry Lopez, Omar Carson, Ted Nault, Deane Rutman, Keith
Deloitte Recap, LLC Corboy & Demetrio Deloitte Recap, LLC Deloitte Recap, LLC Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Barroway, Topaz, Kessler, Meltzer, & Check Total Protection Group, Inc., -
Axonyx Inc Form 10-Q Exhibit 10.1 Hyatt Hotels Corp CIK 0001468174 Avigen Inc Form 10-K Exhibits 10.58 10.59 Avigen Inc Form 10-K Exhibit 10.51 Seligman Global fund Series Inc N-14 CIK 0000881466 Seligman Value fund Series Inc N-14 CIK 0001031594 Seligman Growth Fund Inc N-14 CIK 0000316411 Seligman Municipal Fund Series Inc N-14 CIK 0000726291 Highmark Funds MA N-14 CIK 0000811527 Highmark Funds MA N-14 CIK 0000811527 First American Strategy Funds Inc N-14 CIK 0001017927 Riversource High Yield Income Series Inc N-14 CIK 0000728374 Riversource Diversified Income Series Inc N-14 CIK 0000049697 Riversource International Managers Series Inc N-14 CIK 0001140531 Riversource Government Income Series Inc N14 CIK 0000764802 Riversource Strategy Series Inc N-14 CIK 0000740146 Riversource Large Cap Series Inc N-14 CIK 0000049702 Riversource Market Advantage Series Inc N-14 CIK 0000854669 Riversource Investment Series Inc N-14 CIK 0000052347 Riversource Global Series Inc N-14 CIK 0000842918 NBTY Inc 10b5-1 trading plans James J Caprio GW Murphy Industries Inc American Brokers Conduit Mortgage Loans Xelan Inc Inspection & Exam Reports
5/3/2010 5/24/2010 5/3/2010 5/3/2010 5/19/2010 5/19/2010 5/18/2010 5/18/2010 5/19/2010 5/19/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/19/2010 5/19/2010 5/18/2010 5/18/2010 5/18/2010 5/24/2010 5/24/2010 5/25/2010 5/2/2010 2/25/2010
10-07082-FOIA
Hurwitz, Dan
information about SEC Headquarters building at 5/17/2010 100 F Street NE Washington DC MGM Mirage and Tracinda Corp shareholder agreement in 13-D Litchfield Financial Corp and Union Savings Bank Broadcom Corp Henry T Nicholas Henry Samueli William J Ruehle and David Dull WinCo Foods LLC agreement WinCo bonus plans the option plan and others submitted to the SEC Plaza Home Mortgage Inc holder of residental mortgage World Savings Bank FSB forms S-3 and 424B5 Bacardi Corp PRE 13E3 02/26/1987 General Electric Log of web page hits on filings Janney Montgomery Scott Stock Brokerage Brigitt Noury Brigitt Noury-Hui Bon Hoa Brigitt Hui Bon Hoa CGA Bermuda CGA Investment Management ICAP Austin ICAP Realty Advisors ICAP Realty Advisors of Austin Houston Endowment Inc Greator Houston Partnership Inc Greator Houston Chamber of Commerce St Lukes Episcopal Hospital St Lukes Episcopal Health System Foundation St Lukes Episcopal Hospital Foundation 5/24/2010 5/12/2010 5/18/2010 5/24/2010
Hadzima, Jeffrey Fritz, Volker Battaglia, David Ho, Jenny
Bank of America Merrill Lynch Gibson Dunn UFCW
Lamb, Jay Schile, Robert Casado, Cristy Johnson, William Copperstone, Al Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Bacardi U.S.A., Inc. University Of New Hampshire International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
5/5/2010 5/26/2010 5/25/2010 5/25/2010 5/25/2010 5/21/2010 5/21/2010 5/21/2010 5/24/2010 5/24/2010 5/25/2010 5/25/2010 5/25/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010
St Lukes Woodlands Community Medical Center 5/25/2010 St Lukes Woodlands Hospital 5/25/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
St Lukes Community Health Services Tricadia Holdings Tricadia Municpal Management Tricadia CDO Management Tricadia Loan Management
5/25/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010
Tricadia Distressed and Special Situations Fund 5/21/2010 Tricadia CDO Mariner Tricadia Credit Strategies Fund Mariner Investment Group Amegy Corporation Amegy Bancorporation Inc Amegy Investment Inc Amegy Mortgage Company LLC Amegy Mortgage Capital Amegy Mortgage Company LLC Southwest Bancorporation of Texas Inc Community Bancorp LLC Tiptree Financial Partners Console Inc Paul B Murphy Shidler Group Harvell Capital Management Muni Funding CO of America LL Nonprofit Capital LLC TotalNet Console Technologies The UBX Digitaria Freeport McMoRan Copper & Gold Inc Frontier Communications Corp Gamestop Corp Gap Inc aka The Gap Inc General Dynamics Corporation 5/21/2010 5/21/2010 5/21/2010 5/25/2010 5/24/2010 5/27/2010 5/24/2010 5/25/2010 5/25/2010 5/24/2010 5/24/2010 5/21/2010 5/20/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/25/2010 5/25/2010 5/25/2010 5/27/2010 5/27/2010 5/27/2010 5/27/2010 5/27/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
General Mills Inc Genworth Financial Inc Genzyme Corporation Goodrich Corp Goodyear Tire & Rubber Co Family Dollar Stores Inc Fifth Third Bancorp First Horizon National Corporation FirstEnergy Corp Fiserv Inc Flir Systems Inc Flowserve Corp FMC Technologies Inc Fortune Brands Inc FPL Group Inc aka Florida Power & Light Company Entergy Corporation EQT Corp Exelon Corporation Expedia Inc Expeditors International of Washington Inc Express Scripts Inc Exxon Mobil Corporation HNI Corp Pride International Inc Textron Inc Federated Investors Inc IDT Corp Molex Inc Northern Trust Corporation Openwave Systems Inc Pegasystems Inc
5/27/2010 5/27/2010 5/27/2010 5/27/2010 5/27/2010 5/26/2010 5/27/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/27/2010 5/26/2010 5/26/2010 5/26/2010 5/25/2010 5/25/2010 5/25/2010 5/25/2010 5/25/2010 5/25/2010 5/25/2010 5/25/2010 5/25/2010 5/25/2010 5/20/2010 5/20/2010 5/20/2010 5/20/2010 5/20/2010 5/20/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Kiernan, Cortney Kiernan, Cortney Kiernan, Cortney Kiernan, Cortney Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Mierzejewski, Mark
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
SanDisk Corporation Tier Technologies Inc Tyson Foods Inc Usana Health Sciences Inc SQM Frontier Management LP John Robert Niepold of SQM Frontier Management LP Mark Edward Corigliano of Belltower Advisors LLC Belltower Advisors LLC Ayman M Hindy of Capula Investment Management William Charles Vrattos of York Capital Management LP Michael Yehuda Weinberger of York Capital Management LP Andrew Colcord Curtis of Mercer Park LP Sujit Sahadevan of Mercer Park LP Waterstone Capital Offshore Advisors LP Waterstone Capital Advisors LLC Waterstone Asset Management LLC Waterstone Capital Management LP Waterstone Market Neutral Fund LP Shawn Stephen Bergerson of Waterstone Capital Management LP Martin Fredric Kalish of Waterstone Capital Management LP Ridgefield Capital Asset Management LP Robert Austin Ellis
5/20/2010 5/20/2010 5/20/2010 5/20/2010 5/27/2010 5/27/2010 5/20/2010 5/27/2010 5/27/2010 5/27/2010 5/27/2010 5/26/2010 5/26/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010
Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
5/27/2010 Potomac Capital Markets LLC Potomac Management Company Inc Potomac Investment Services Inc Potomac Investments LLC Potomac Energy Fund Goodloe Byron 5/27/2010 Joseph N Lamport Jonathan Sandelman Peter A Bio 5/27/2010 5/26/2010 5/25/2010
Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Lichtcsien, Susan Inglese, Tara Inglese, Tara Inglese, Tara Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas
Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
James Tierney John V Doyle aka Jack Doyle Hawthorn Capital Partners LP OMT Capital Management Britta Schinske John C Wilson Michael P O'Brien Paul Sagara Richard Duff Thomas David Henwood Libra Advisors LLC Ranjan Tandon of Libra Advisors LLC Steven Eisman of FrontPoint Financial Services Fund GP LLC FrontPoint Financial Services Fund GP LLC
5/25/2010 5/24/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/26/2010 5/21/2010 5/21/2010 5/28/2010 5/21/2010 5/21/2010
Nyes Ledge Capital Management, LLC Bradley Levie of Catalyst Capital Management Nyes Ledge Capital Management, LLC Anthony A Yoseloff of Davidson Kempner Advisors Nyes Ledge Capital Management, LLC Michael J Leffell of Davidson Kempner Advisors
Nyes Ledge Capital Management, LLC Thomas L Kempner Jr of Davidson Kempner 5/21/2010 Advisors Nyes Ledge Capital Management, LLC Stephen M Dowicz of Davidson Kempner 5/21/2010 Advisors Nyes Ledge Capital Management, LLC Scott E Davidson of Davidson Kempner Advisors 5/21/2010 Nyes Ledge Capital Management, LLC Marvin H Davidson of Davidson Kempner 5/21/2010 Advisors Check Fund Manager, LLC Ivory Investment Management L P Ivory Capital 5/28/2010 LP Nyes Ledge Capital Management, LLC Gil Tenzer of Contrarian Capital Mgmt LLC 5/21/2010 Nyes Ledge Capital Management, LLC Janice Stanton of Contrarian Capital Mgmt LLC Nyes Ledge Capital Management, LLC Jon Bauer of Contrarian Capital Mgmt LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Jonathan Zalman Jacobs aka Zalmie Jacobs Adam Jay Semler Asian Century Quest Capital LLC 5/21/2010 5/21/2010 5/27/2010 5/27/2010 5/25/2010
Malinowski, Thomas Malinowski, Thomas Huang, William Huang, William Huang, William Huang, William Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Dukes, Sara
Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Deloitte Recap, LLC
Brian William Kelly Stuart Barry Rosenstein INVIEW INVESTMENT MANAGEMENT Michele Young Timothy Kroll Glen Kleczka Continental Transportation Lines Inc CTII Inc CTX International Inc Custom Services International LTD Detroit International Bridge Linc General Office Linc Inc MI Jobber Broker Equipment & Supplies TJ Filbin & Associates Inc Pro Logistics Inc
5/25/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/21/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010
Biomedicines Inc NKA Intarcia Therapeutics Inc 5/10/2010 Form S-1 Amendment 1 Exhibit 10.18 Biomedicines Inc KNA Intarcia Therapeutics Inc 5/10/2010 Form S-1 Exhibits 10.4 10.5 10.6 10.7 Bradley Pharmaceuticals Inc Form 8-K Exhibit 10.1 Bradley Pharmaceuticals Inc Form 8-K Exhibit 10.1 Bradley Pharmaceuticals Inc Form 8-K Exhibit 10.6 Bradley Pharmaceuticals Inc Form 10-Q Exhibits 10..4 10.4.1 10.4.2 10.4.3 10.4.4 10.5 10.5.1 10.5.2 10.5.3 Bruker Daltonics Inc Form 10-K Exhibit 10.10 Washington Mutual Bank First American Corp and eAppraiseIT llc BioSante Pharmaceuticals Inc Form 10-QSB Exhibit 10.3 BioSante Pharmaceuticals Inc Form SB-2 Amendment 2 Exhibit 10.20 5/10/2010 5/10/2010 5/10/2010 5/10/2010
10-07243-FOIA
Dukes, Sara
Deloitte Recap, LLC
Dukes, Sara Zilka, Diane Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Grant & Eisenhofer P.A. Deloitte Recap, LLC Deloitte Recap, LLC
5/10/2010 5/27/2010 5/10/2010 5/10/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Wagner, Daniel Dukes, Sara Houser, Keith Dukes, Sara Oliver, William Kehrer, Timothy Kehrer, Timothy Khurana, Arvind
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC AP Deloitte Recap, LLC BioTech Medics Inc Deloitte Recap, LLC Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Milberg
BioDelivery Sciences International Inc Form 8-K Exhibits 10.1 and 10.2 BioDelivery Sciences International Inc Form 8-K Exhibit 10.4 BioMarin Pharmaceuticals Inc Form 10-K Exhibit 10.20 BioMarin Pharmaceuticals Inc Form 10-K Exhibits 10.24 10.25 10.26 10.39 BioMarin Pharmaceuticals Inc Amendment 1 on Form 8-K Exhibit 10.1 BioMarin Pharmaceuticals Inc Amendment 1 on Form 8-K Exhibit 10.1 BioMarin Pharmaceuticals Inc Form 8-K Exhibit 10.44 Biosite Inc Form 10-K Exhibits 10.17 10.18 10.19 10.20 10.21 Market Plunge Of May 6th BioCryst Pharmaceuticals Inc Amendment 1 to Form 8-K Exhibit 10.2 BioTech Medics Inc BioCryst Pharmaceuticals Inc Form 8-K Exhibit 10.1 World Savings Bank FSB FORMS S-3 AND 424B5 Chemical Bank form DEF 14A for years 1984, 1985, 1986 Morgan Grenfell form DEF 14A for years 1986 through 1991 K-V Pharmaceutical Company Ethex Corporation Ther-RX Corporation and Marc Hermelin Pre-Paid Legal Services Cambridge Antibody Technology Group PLC form 20-F Exhibit 4.2 Ranbaxy Pharmaceuticals Inc form 10-K
5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/10/2010 5/25/2010 5/10/2010 5/26/2010 5/10/2010 5/28/2010 5/28/2010 5/28/2010 5/20/2010
Scarpati, Jennifer Dukes, Sara Kadkol, Vivek Bader, Bill Rothacker, Rick Lucchetti, Aaron Sebastian, Ellen Pickhardt, Jonathan Christensson, Jon
Ropes & Gray, LLP Deloitte Recap, LLC Mercer Banking Reporter Wall Street Journal Quinn Emanuel Federal Reserve Bank of Kansas City
5/27/2010 5/10/2010 5/26/2010
Brinton Eaton Jerry Miccolis and Jeremy Welther 5/27/2010 Chairman Shapiros calendar and phone logs for 5/26/2010 January through May of 2010 Robert Khuzami recusals 5/27/2010 FOIA log for fiscal year 2010 JP Morgan Securities Inc AP No 3-13673 Bats Exchange Inc 5/27/2010 5/25/2010 5/27/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Boening, Craig Sty, Thomas Craig, Steven Longley, Jay Wilson, Davina Pavino, Maria Santos, Rose Danison, Tracey Canavan, Sean Salocks, Kai Dolan, Jack Danison, Tracey Danison, Tracey Cavalieri, Nancy Cabiao, Allen Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research FOIA Group Inc Danison & Associates, Inc. The Los Angeles Times Danison & Associates, Inc. Danison & Associates, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Philip N Duff aka Phil Duff Robson Ventures LLC Seven Bridges Foundation Galena Investments LLC Riskmetrics Group Inc Greenwich Academy Inc AMBAC Financial Group Inc Morgan Stanley Frontpoint Partners LLC Morgan Stanley Dean Witter & Co Morgan Stanley Capital Group Inc Black Diamond Equipment LTD Inc Barcodes XYZ Company Wells Fargo NA Mortgage Notes Countrywide BAC Pooling Agreements Wells Fargo Financial National Bank Bank of America NA and Mortgage # 209119040 Homecomings Financial and Mortgage # 0474900867 OMB OIT Asset Inventory Baseline for 2010 Manning and Napier Advisors Nicol Bo Raymond Koss Corporation Credit Suisse First Boston LLC and eBay CEO Margaret Whitman Blackrock Inc Waddell & Reed Krispy Kreme Doughnuts Inc Advanta Finance Corporation and History of Mortgage Loan Harris Corporation The Hartsford Financial Services Group Inc
5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 4/25/2010 4/30/2010 4/28/2010 4/29/2010 5/4/2010 5/3/2010 5/31/2010 5/28/2010 5/28/2010 5/28/2010 5/27/2010 5/28/2010 5/28/2010 5/28/2010 5/19/2010 5/28/2010 5/28/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Wall, Lindsay Malinowski, Thomas Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Costello, Maureen Costello, Maureen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC International Business Research International Business Research
HCP Inc Hershey Co Hess Corporation The Home Depot Inc Hormel Foods Corp Hospira Inc
5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010 5/28/2010
Host Hotels & Resorts Inc formerly Host Mariott 5/28/2010 Corporation Humana Inc 5/28/2010 Air Transport Services Group Inc American Public Education Inc Avis Budget Group Inc CACI International Inc Core Mark Holding Company Inc Emdeon Inc Harley Davidson Inc Intevac Inc ISIS Pharmaceuticals Inc L-1 Identity Solutions Inc Neil Chudgar Avery Son Mitchell Brad Pressman Daniel E Weinbach Jeffrey Andrew Weber Christopher A Weir Lucinda E Knuth Michael Carbino Terry A Wettergreen Ronald H Oliver Edmund H Nicklin Jr Andrew J Knuth Central Air Freight Inc CC Eastern Icn 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 5/28/2010 5/28/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen DePeau, Andrew Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Weismann, Anne
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. CREW
LGSI Equipment Inc Linc Ontario LTD MSX International Platform Services LLC MSX International Engineering Services Inc MSX International Business Services Inc Cherokee Insurance Company Allen Freight Services Inc Liberty Bell Agency Inc John Gordon McColskey Christopher Todd Winkler Berke Bakay Baris Merzeci Can Aydinoglu Richard J Hauser CA Technologies Marcus Corp Medidata Solutions Inc Merit Medical Systems Inc
6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/1/2010 6/2/2010 6/2/2010 6/2/2010 6/2/2010 6/2/2010 6/2/2010 6/2/2010 6/2/2010
Enforcement actions regarding closed end funds 6/2/2010 and the amicus brief decision in Neuberger Berman Real Estate Income Fund Inc Onyx Pharmaceuticals Inc Repligen Corp Super Micro Computer Inc TASER International Inc TriQuint Semiconductor Inc Knight Capital Group Inc Hyatt Hotels Corp Dec 2009 IPO Nu Horizons 6/2/2010 6/2/2010 6/2/2010 6/2/2010 6/2/2010 6/2/2010 5/24/2010 6/1/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gibbs, William Liu, Calvin Rose, Darrel
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Corboy & Demetrio -
10-07368-FOIA
Lee, Rodney
6/1/2010 Income Deposit Securities (IDS) or Enhanced Income Securities (EIS) registrations from 20032005 Rodney Lee Mortgage 6/1/2010
Hanson, Edgar Franada, Vivencio Romento, Maria Burdette, Barbara Litvin, Raymond Hanson, Edgar Ronzone, Michael Leasure, Kelly Kadkol, Vivek Endale, Wuleta Lord, Rich Ries, Daniel McDaniel, Craig Tromp, Stanley Ahmed, S Shelest, Irina Preheim, Elissa Preheim, Elissa OConnor, Charlene Endale, Wuleta Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Federal Trustee Services National Corporate Research Pittsburgh Post-Gazette Collins Stewart LLC Journalist Robbins Geller Rudman & Dowd LLP Accenture LLP Arnold & Porter LLP Arnold & Porter LLP National Corporate Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
American Brokers Conduit Mortgage sales history Steward Financial Inc Mortgage sales history American Brokers Conduit mortgage sales history Countrywide Bank mortgage sales history
5/11/2010 6/2/2010 5/7/2010 5/22/2010
6/2/2010 Washington Mutual Bank FA mortgage sales history 6/2/2010 National City Mortgage Co mortgage sales history Pierce Commercial Bank mortgage sales history 5/14/2010 Decision One Mortgage Co LLC mortgage sales history Ohm Laboratories Inc USA Form 10-K David W Baldt AP No 3-13887 MDL Capital Management Inc Canadian Solar Inc Names of Employees participating in TSP Candian National Securities Act Koss Corporation PPL Electric Utilities Agreement with DOE Par Pharmaceuticals Companies Inc File No 00110827 Par Pharmaceuticals Companies Inc since June 26 2006 Bank Atlantic Bancorp Inc Preferred Securities of BBX Capital Trust II Anthony C Snell and Charles E Lecroy of JP Morgan AP No 3-12359 BBS Capital Fund LP BBS Capital Management LP BBS Capital LLC Patara Capital Management LP Patara GP LLC Valdetrade Corporation Yuvatas Insaat AS Besyildiz Yuvatas Insaat Ltd Sti 5/12/2010 6/3/2010 6/2/2010 6/2/2010 6/2/2010 5/27/2010 6/2/2010 6/2/2010 6/2/2010 5/28/2010 5/28/2010 6/2/2010 6/2/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010
Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Mierzejewski, Mark DePeau, Andrew DePeau, Andrew DePeau, Andrew Mierzejewski, Mark DePeau, Andrew Stindt, Marcus Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Ernst & Young Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Arm Bozeman LLC Aspen Park Properties Inc Richard E Belluzzo Jon W Gacek William C Britts Quantum Corporation Corso Holdings LP Corso Partners LLC Silicon Graphics Inc Cray Research Inc SGI Delaware Inc Groove Networks Inc PMC Sierra Inc JDS Uniphase Corporation Advanced Digital Information Corporation Pathlight Technology Inc William Scott Harlan aka W Scott Harlan Soo Chuen Tan Discerene Value Advisors LLC David Yeager MichaelDel Giudice aka Michael DelGiudice Shane R Litts List of Registered Investment Advisors with ADV Part II Brochures Mitchell Ralph Julis 3PAR Inc American Science & Engineering Inc AmSurg Corp Beacon Roofing Supply Inc Cepheid Exelixis Korn Ferry International Raytheon Company
6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/2/2010 6/2/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/3/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010
Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Sholl, Hannah Jui, Jonathan Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Malinowski, Thomas Castillo, Paul Brophy, Karen Flack, Eric Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC Paul, Weiss, Rifkind, Wharton & Garrison LLP Brown University Investment Office EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC WAVE 3 TroubleShooter Disclosure Insight, Inc. Disclosure Insight, Inc.
Shaw Group Verigy Ltd Blood 3 LLC Borders on Newport LLC BTS Construction LLC Capital Property Investments LLC Captial Real Estate Inc Ceinteractive Inc CRE Inc Douglas Street Premium Finance Company Evergreen Land Development LLC Gaia Leasing LLC Geoffrey Postel Madoff OIG 509 and Fox News Network LLC v. SEC 09cv2641 (SDNY) Seligman Spectrum Focus Fund Davidson Kempner Event Driven Equities Fund LP Davidson Kempner Distressed Opportunities Fund LP Davidson Kempner Partners LP Davidson Kempner Advisers Inc Davidson Kempner International Advisors LLC Davidson Kempner Institutional Partners LP Davidson Kempner Capital Management LLC Joseph T Lambert Joshua Seth Friedman
6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 6/4/2010 5/6/2010 6/4/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/4/2010 6/7/2010
Aurora Loan Services residential mortgage note 5/25/2010 history Intuit Inc and Karen Brophy 5/29/2010 ACT Clean Technologies reprimand First Industrial Realty Trust Inc First Potomac Realty Trust 6/7/2010 6/7/2010 6/7/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Flagstone Reinsurance Holdings Ltd Forest Laboratories Inc Life Time Fitness Inc Morgan Stanley Mylan Inc Smith Micro Software Inc St Jude Medical Inc Sterling Financial Corp Carrington Laboratories Inc Exhibit 10.1 Form 10-Q Carrington Laboratories Inc Exhibits 10.32 10.34 Form 10-K Celgene Corp Exhibits 10.50 10.51 10.52 10.53 Form 10-K Cell Therapeutics Inc Exhibit 10.26 Form 10-K
6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010
Celltech Group Plc Exhibits 4.25 4.26 4.27 4.28 5/17/2010 Form 20-F Atrix Laboratories Inc Exhibit 10.3F Form 10-Q 5/17/2010 Caliper Technologies Corp Exhibits 10.52 10.53 Form 10-K Caliper Technologies Corp Exhibit 10.55 Form 10-Q Caliper Technologies Corp Exhibits 10.66 10.69 Form 10-K Cellegy Pharmaceuticals Inc Exhibits 10.30 10.31 Form 10-K Cellegy Pharmaceuticals Inc Exhibits 10.20 10.21 10.22 10.23 Form 10-K Cellegy Pharmaceuticals Inc Exhibit 10.1 Form 10-Q Cellegy Pharmaceuticals Inc Exhibit 10.10 Form 10-K CancerVax Corp Exhibit 10.1 Form 8-K CancerVax Corp Exhibit 10.1 Form 8-K CancerVax Corp Exhibits 10.1 10.2 Form 10-Q CancerVax Corp Exhibit 10.1 Form 8-K CancerVax Corp Exhibit 10.42 Form S-1 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010 5/17/2010
10-07485-FOIA 10-07486-FOIA
CancerVax Corp Exhibits 10.31 10.32 10.33 Form S-1 CancerVax Corp Exhibits 10.22 10.23 10.29 10.30 10.36 10.37 10.38 10.39 Form S-1 George Georgiou sentencing Cornerstone Ministries Investments Inc Luis Felipe Perez Wayne H Miller transcript from AP 3-10755 Broadcom Corp transcript of Dr Henry Samueli Qwest Communications International Inc Gibraltar Asset Management Group LLC First National Bank of Marengo S-3 and 424B5 Form BD data LaSalle Bank NA Minnetonka Capital Investments II LLC Minnesota Capital Investments III LLC MN Property Investments LLC Mountain Insurance Agency Inc Net Lease Development LLC NLD Inc Polo Beach Friends LLC Reliance Development Company LLC Reliance Real Estate Services Rice & Maryland Center Partnership LLP Dennis W Specht Jr James A Nelson Roundbox Inc Dynamicsoft Inc HK Development HTW Investment Partners Inc Kona Grill Inc
5/17/2010 5/17/2010
Baribeau, Al Helfand, William Lopez, Omar Gordon, Thomas Battaglia, David Hayes, Frederick Green, Joel Van Kleef, Adam LaRoche, Greg Conti, George Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen
Chamberlain, Hrdlicka, White, Williams & Martin Total Protection Group, Inc., Gibson Dunn Wilmer Cutler Pickering Hale and Dorr, LLP LaRoche Research Partners LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
6/7/2010 6/4/2010 6/5/2010 6/4/2010 5/28/2010 6/1/2010 6/4/2010 6/8/2010 6/8/2010 6/7/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Kona MN LLC Land Venture Partners II LLC Land Venture Partners LLC Lando Holdings LLC LV Partners LLC LVT Partners LLC MCI SPC II Inc American Apparel Inc fka Endeavor Acquisition Corp K12 Inc Landstar System Inc Lexmark International Inc Limited Brands Inc LSI Corp LTX Credence Corp M&T Bank Corp Matrix Services Co Mettler Toledo International Inc Hunter Asset Management LP Hunter Global Investor Fund I LP 3 Notch Capital LLC Hunter Advisors LLC Hunter Global Associates LLC Hunter Global Management LLC Hunter Global Investors LP Bradley Schneider David Ferrara Daniel Goldberg Lee Ehly Tim Daly David C Laub Jr Joseph Vari Eric C Stephenson
6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Wall, Lindsay Mierzejewski, Mark Lee, Rodney Rapoport, Michael
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Dow Jones Newswire/The Wall Street Journal University of Pittsburgh Delta Commercial Financial Services, LLC Gibbs, Giden, Locher, Turner & Senet, LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Edward C Kosnik Brian Howard Fortune Vicente A Citarella Stuart Norwood Friou Richard Buchan III Alternative Asset Managers LP Randall S Yanker aka Randy Yanker Normandy Hill Capital LP Geoffrey A Gold Curtis Gia Macnguyen Rodney S Yanker New Jersey residential mortgage notes
6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/8/2010 6/9/2010 6/4/2010
Medley, Tammy Melusky, Benjamin Carstarphen, Adlai Grix, Monte Cabiao, Allen Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
comment letters on repurchase agreements and 6/8/2010 related transactions on or around March 29 2010 OFM employees leave approvals from 05 to 6/8/2010 present SEC Commissioners biographical data 6/8/2010 List of accredited investors per Rule 501 Metroconnect Inc and Katherine Thompson addresses Washington Federal Savings mortgage note history Antigenics Inc Exhibit 10.4 Form 10-Q Alseres Pharmaceuticals Inc Exhibit 10.6 Form 10-Q Omeros Corp Exhibit 10.42 Form S-1 6/8/2010 6/8/2010 6/9/2010 5/24/2010 5/24/2010 5/24/2010
The Medicines Company Exhibit 10.2 Form 10-Q 5/24/2010 The Medicines Company Exhibits 10.2 10.3 10.4 Form 10-Q CollaGenex Pharmaceuticals Inc Exhibit 10.1 Form 10-Q CollaGenex Pharmaceuticals Inc Exhibit 10.1 10.2 Form 10-Q CollaGenex Pharmaceuticals Inc Exhibit 10.1 Form 8-K CollaGenex Pharmaceuticals Inc Exhibit 99.1 Form 8-K 5/24/2010 5/24/2010 5/24/2010 5/24/2010 5/24/2010
10-07573-FOIA 10-07574-FOIA
Aspect Medical Systems Inc Exhibits 10.1 10.2 Form 10-Q Coley Pharmaceutical Group Inc Exhibits 10.30 10.30.1 10.31 10.34 10.36 Form S-1
5/24/2010 5/24/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Green, Joel Green, Joel Horwitz, Jesse Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Wilmer Cutler Pickering Hale and Dorr, LLP Wilmer Cutler Pickering Hale and Dorr, LLP Harvard Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC
Coley Pharmaceutical Group Inc Exhibits 10.16 5/24/2010 through 10.29 Form S-1 Ciphergen Biosystems Inc Exhibit 10.42 Form 5/24/2010 10-K Ciphergen Biosystems Inc Exhibit 99.2 99.3 5/24/2010 Form 8-K Ciphergen Biosystems Inc Exhibit 10.44 Form 8- 5/24/2010 K Ciphergen Biosystems Inc Exhibit 10.54 Form 5/24/2010 10-K Cumberland Pharmaceuticals Inc Exhibits 5/24/2010 10.6.1 10.9.1 Form S-1 Cumberland Pharmaceuticals Inc Exhibits 10.4 5/24/2010 10.5 Form S-1 Cumberland Pharmaceuticals Inc Exhibit 10.9.3 5/24/2010 Form S-1 Cumberland Pharmaceuticals Inc Exhibit 10.9.2 5/24/2010 Form S-1 Garfield Taylor Inc and Taylor Garfield Inc 6/7/2010 GTI Construction Management data on entry level salaries for past 20 years Lorillard Inc McAfee Inc MEMC Electronic Materials Inc Metlife Inc MetroPCS Communications Inc Microchip Technology Inc Monsanto Company Motorola Inc National Semiconductor Corporation NetApp Inc Marc K Furstein Fortress Investment Group LLC 6/7/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010
Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Wall, Lindsay Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Elghossain, George
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP -
Monroe Capital LLC Theodore Leon Koenig (Ted) of Monroe Capital LLC Frank David Tsuru of M2 Midstream LLC Hermantkumar A Deshpande aka Hemant Deshpande Michelle A Perrin William Rice Goodell William Keith Hennington John T McCafferty Lee S Ainslie III Jonathan M Weintraub Jeanne T Prayther Richard A Hadsall Maritime Telecommunications Network Inc SeaMobile Enterprises Inc SeaMobile Inc Trendi LLC The Harvard Crimson Inc Daleen Technologies Inc Formula Telecom Solutions Inc Joseph J Sitt Thor Equities Edson Gould Fund Inc Armstrong Associates Inc State Bond & Mortgage Company Philadelphia Investment Company The Bank of New York Mellon fka The Bank of New York Trustee Pooling and Servicing Agreement for Series 2004-24 CB Israel Development Corporation Axe-Houghton Income Fund Inc DataConcepts Fund Inc
6/9/2010 6/9/2010 6/10/2010 6/10/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010
10-07625-FOIA 10-07626-FOIA 10-07627-FOIA
Glasionov, Rita Glasionov, Rita Glasionov, Rita
Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP
6/9/2010 6/9/2010 6/9/2010
Glasionov, Rita Glasionov, Rita Glasionov, Rita Bazil, Paul Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Reinhardt, Kelly
Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Pickard and DJinis, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC
Putnam Growth Fund Putnam Growth Fund Putnam Option Income Trust II Collateralized Mortgage Obligation transactions trade data Federated Natural Resources Corp Federated Investors Graphic Scanning Corporation Health Communications Services Hutton Energy Assets Insured Oil Gas Completion Program A Ltd Hutton Options Trading LP Allstate Municipal Premium Income Trust American Express Financial Corporation Sanford C Bernstein Bramwell Growth Fund Cash Accumulation Trust and Daily Accumulation Fund Colonial International Fund for Growth Comstock Partners Strategy Fund Inc Dreyfus Strategic Investing Dual Purpose Fund Inc The Fund American Co Inc New York Times Co Nicor Inc Nisource Inc Nordstrom Inc Norfolk Southern Corp Northeast Utilities Northrop Grumman Corp Novellus Systems Inc Nucor Corp Jeffrey Alan Keswin George W Passela of M2 Midstream LLC
6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/10/2010 6/9/2010 6/9/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010
Mierzejewski, Mark Malinowski, Thomas Reinhardt, Kelly Wall, Lindsay Malinowski, Thomas Deyneha, Natalia Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Constantine (Dean) Dakolias Eli E Ungar William (Bill) England Pritchard III of M2 Midstream LLC Bradley (Brad) Mitchell Lundy David Howard Gefsky Artech 424 LLC George Carl Francisco IV of M2 Midstream LLC Anthony B Hairston Brian R Shearer Andrew H Warford David B Singer Michael A Pausic Stephen J Schreder Steven A Kapp Gunnar Overstrom Steven M Galbraith Elizabeth McKenna Ainslie Maverick Capital Ltd Joseph M Manogue Donald Devine Christopher J Gaulin Michael J Beckwith Michael P Lyons Riad M Abrahams Alexandre S Rafal A Carter Creech H Winston Holt IV News Corp NRG Energy Inc NYSE Group Inc Occidental Petroleum Corporation
6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/10/2010 6/11/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/11/2010 6/11/2010 6/11/2010 6/11/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Spears, Gregory Hirsch, Brian Stachewicz, Jeff Ivry, Bob Elghossain, George Wagner, Thomas Applebaum, Jeffrey Russo, Paul Deyneha, Natalia Deyneha, Natalia Costello, Maureen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Touchstone Advisors, Inc. FOIA Group Inc Bloomberg News International Business Research International Business Research International Business Research
Omnicom Group Inc Oneok Inc Owens Illinois Inc Pactiv Corp Pall Corporation Parker Hannifin Corp IDS Financial Corp Integrated Resources Inc ITT Hartford Mutual Funds Investment Company Institute Investment Company Institute dated October 11, 1985 JMB Realty Trust dated November 19, 1990 Janus Adviser Series Kidder Peabody Equity Income Fund Inc LDX Group Inc Life Insurance Investors Inc Massachusetts Mutual Life Insurance Company McKinsey and Company Incorporated Josef von Habsburg Legends Fund Inc Form N-1A Exhibit PPIRS CPAR Final Contractor Performance Rating Reports for past 3 years Citigroup Inc and Richard M Bowen Transcript BAC Home Loan Servicing LP residential mortgage history Fisher Investments Inc Regulation D Rule 504 filing for past 3 years Quicken Loans forms S-3 and 424B5 Joseph L Conner aka Joel Conner Carlos Mendez Sonic Development Partners LLC
6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/11/2010 6/11/2010 6/13/2010 6/11/2010 6/11/2010 6/11/2010 6/10/2010 6/5/2010 6/8/2010 6/8/2010 6/11/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Tiki Town LLC United Sports Network United Sports LLC Vail Development LLC Vail Investments LLC WH Investments LLC Winner Partners Robert K Citrone Frederick E Allardt Sammy Acebal Elena Sherman Michael Liu Brigade Leveraged Capital Structures Fund LP Brigade Leveraged Capital Structures Offshore Ltd Brigade Leveraged Capital Structures Fund Ltd Brigade Capital GP LLC Brigade Capital Management LLC Edward T Finneran Raymond Luis Steven P Vincent Steven A Bleier Rosario DiMinni James J Bradburn Simon Baukh Douglas Pardon Jordan G Teramo John Carney Hawks Neal P Goldman Benjamin J Renshaw Patrick W Kelly Donald E Morgan III
6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/11/2010 6/14/2010 6/14/2010 6/14/2010 6/14/2010 6/14/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010 6/15/2010
10-07750-FOIA 10-07751-FOIA
Ratliff, Evan Braun, Martin
The New Yorker Bloomberg News
Josef von Habsburg Admin proceedings
6/14/2010
Erin, Emmanuel Inglese, Tara Inglese, Tara Molenda, David Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita
Elaine Greenberg calendar/schedule for January 6/14/2010 1 - 15, 2010 and resumes and CV's of staff hired for Municipal Securities and Public Pension Unit Goldman Sachs Alternative Mortgage Product 6/14/2010 Trust 2007-NC1 (GSAMP) Nyes Ledge Capital Management, LLC Jeffrey D Tannenbaum of Fir Tree LLC 6/11/2010 Nyes Ledge Capital Management, LLC Andrew David Fredman of Fir Tree LLC Wolters Kluwer Law & Business Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Steven Robert W Corp SEC File No 8-16921 Oppenheimer Landmark Properties Putnam Diversified Premium Income Trust Public Service Resources Corporation Prudential Bache Government Plus Fund II Robertson Stephens Investment Trust Selected Funds Sequoia Partners LP Stern School of Business 6/11/2010 6/14/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010
The Limited Term Government Series of Drexel 6/9/2010 Series Trust The Marbella Founders Trust 6/9/2010 Celina Financial Corporation United Bankers Inc The Yacktman Funds Inc Zurich Insurance Company Western Air Lines Inc Damson Oil Corporation Grubb Ellis Realty Income Trust Dean Witter Principal Guaranteed Fund III LP The First National Bank of Chicago VHA Enterprises Inc Pasadena Investment Trust Managers Core Trust Merrill Lynch Asset Management LP 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010
Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Glasionov, Rita Dukes, Sara Johnson, Ernessa Glasionov, Rita
Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Ropes Gray, LLP Deloitte Recap, LLC Thomson Reuters Ropes Gray, LLP
MetLife State Street Research Government Securities Fund MPC Liquidating Trust Murphey Favre Properties Inc Newhall Investment Properties Neuberger and Berman Genesis Fund New England Life Government Securities Trust Nicholas Applegate Mutual Funds I Nicholas Applegate Mutual Funds II North American Security Trust Dean Witter Discover Co CollaGenex Pharmaceuticals Inc Form 8-K Exhibit 10.1 Samsung Electronics Co Ltd Application of Rule 38a-1 to a Closed End Investment Companys Principal Underwriters GMAC Residential Mortgage history Mortgage Ltd Securities LLC AP File Nos 313752 and Lit Rel 34-61377 Tripos Inc Form 10-Q Exhibit 10.18 Enchira Biotechnology Corp Form 10-Q Amendment 1 Corixa Corp Form 10-Q Exhibit 10.2 Corvas International Inc Form 10-Q Exhibits 10.57 and 10.59 NuVasive Inc Form 10-Q Exhibits 2.1 and 10.7
6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 6/9/2010 5/31/2010 6/15/2010 6/9/2010
Bailey, Patricia Bloom, James Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Keller Rohrback, P.L.C. Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
6/10/2010 6/15/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010
Alliance Pharmaceutical Corp form 10-K Exhibit 5/31/2010 kkk Cima Labs Inc Form 10-Q Exhibits 10.1 10.4 5/31/2010 and 10.7 Cepheid Form 10-Q Exhibits 10.28 and 10.29 5/31/2010 Cepheid Form 10-Q Exhibit 10.2 Cepheid Form 10-K Exhibit 10.45 Cepheid Form 10-Q Exhibits 10.4 and 10.5 Cephalon Inc Form 10-K Exhibit 10.13 (d) 5/31/2010 5/31/2010 5/31/2010 5/31/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Koller, Elizabeth Athanas, William Resti, Justin Vardi, Nathan
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research Waller Lansden Dortch & Davis, LLP K&L Gates, LLP Forbes Magazine
Cephalon Inc Form 10-Q Exhibit 10.1 (d) Cephalon Inc Form 10-Q Exhibit 10.1 (a) Cephalon Inc Form 10-K Exhibits 10.21 and 10.22 Cephalon Inc Form 10-Q Exhibits 10.5 (a) and 10.5 (b) Cephalon Inc Form 10-Q Exhibit 10.1 Cephalon Inc Form 10-K Exhibits 10.8 (d) and 10.19 Cephalon Inc Form 10-K Exhibits 10.11 (e) 10.11 (f) and 10.14 William Francis Callanan of Fortress Investment Group Peter Lionel Briger Jr of Fortress Investment Group Peoples United Financial Inc Pepco Holdings Inc Pfizer Inc PPG Industries Inc PPL Corp Principal Financial Group Inc Procter & Gamble Co ProLogis Provident Financial Services Inc Prudential Financial Inc Gerasimos Ventouris Capital Ship Management Capital Maritime & Trading Corporation Curzon Maritime Limited Capital Product Partners LP OIG Reports on Chicago Regional Office Colonial Bancgroup Comment and Response Letters Form ADV (blank) for 1967-68 American International Group AIG and Joseph Cassano, Andrew Forster and Thomas Athan
5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/31/2010 5/3/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/16/2010 6/7/2010 6/17/2010 6/17/2010 6/17/2010
10-07834-FOIA
Endale, Wuleta
National Corporate Research
Xue, Kai Grossack, David Harris, Donte Edwards, Bruce Newton, Casey Reinhard, Lisa Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Marcus, Sally Costello, Maureen Costello, Maureen Smith, Tony
DeHeng Law Offices Law Offices of David Grossack, P.C. REG/ACCT# 37473083 The Arizona Republic Hunton & Williams Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC EACM Advisors, LLC International Business Research International Business Research NRAI Corproate Services
Regulation of Market Information Fees and Revenue Rel No 34-42208, File S7-28-99 letter from Paul Kolton, President AMEX and Appendix A China Fire and Security Group Inc and Worldtime Investment Advisors Ltd Carbon Emissions Trading subpoenas, rulings, no-action letters, ENF proceedings Fidelity Bond Information First Horizon Home Loan Corp residential mortgage history T.C. Horne & Co. and Tom C. Horne 1970-74 investigation Thiokol and Federal Mogul purchase agreement for Huck Manufacturing Progress Energy Inc Qualcomm Inc Questar Corp RadioShack Corp Republic Services Inc Reynolds American Inc Robert Half International Inc Rockwell Collins Inc Rowan Companies Inc Ryder System Inc Michael J Egan of Monroe Capital LLC Mario Alberto Loya Yerasimos Ventouris Gerry Ventouris Maryland Economic Development Corporation and Human Genome Sciences Inc
6/17/2010
6/17/2010 6/7/2010 6/4/2010 6/18/2010 6/16/2010 6/16/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/18/2010 6/17/2010 6/17/2010 6/16/2010 6/18/2010
10-07856-FOIA 10-07857-FOIA
Tatti, Kristen Ordonez-Parodi, Rosa
Northern Colorado Business Report Jarden Consumer Solutions
10-07858-FOIA 10-07859-FOIA
Kau, Irene Umhoefer, David
Barclays Capital Milwaukee Journal Sentinel
Magnum d Or Resources Inc formal order dated 6/17/2010 October 30 2009 6/18/2010 The Rival Company and Patton Electric Co Inc Giant Lion Trading Ltd Asset Purchase Agreement Ex 1 to 8-K of April 21 1995 Laser Arms Corp 6/18/2010 Bemis Co Inc Schedule 14-A 6/18/2010
Lawrence, Scott Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Boies, Schiller Flexner Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
JP Morgan Chase Co and Bank One Corp Edward (Ward) Wilson Davis III Safeway Inc Sara Lee Corporation Scana Corp Scripps Networks Interactive Inc Sealed Air Corp Sherwin-Williams Company The Simon Property Group Inc SLM Corp Southern Co Stanley Inc
6/20/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010
Chemokine Therapeutics Corp Exhibit 10.14 6/7/2010 Form SB-2 Combimatrix Corp Exhibit 10.12 10.13 Form S- 6/7/2010 1 Cerus Corp Exhibit 10.44 Form 10-Q 6/7/2010 Cerus Corp Exhibits 10.48 10.50 10.51 10.52 Form 10-Q The Boston Company The Boston Company Asset Management LLC David Kirk Henry aka D Kirk Henry and Kirk Henry Lester B Knight III CombinatoRx Inc Exhibit 10.46 Form S-1 Cepheid Exhibit 10.1 Form 10-Q Cepheid Exhibits 10.23 10.24 10.25 10.26 10.27 Form 10-K Cepheid Exhibits 10.211 10.320 Form 10-K 6/7/2010 6/21/2010 6/21/2010 6/22/2010 6/7/2010 6/7/2010 6/7/2010 6/7/2010
6/7/2010 Chiron Corp Exhibits 10.212 10.213 10.321 10.322 10.323 10.324 Form 10-Q Chiron Corp Exhibits 10.325 10.326 Form 10-Q 6/7/2010 Chiron Corp Exhibits 10.328 10.329 Form 10-K Chiron Corp Exhibit 10.330 Form 10-Q 6/7/2010 6/7/2010
Chiron Corp Exhibits 10.331 10.332 Form 10-Q 6/7/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Risselman, Jennifer Lichtcsien, Susan
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Winston & Strawn LLP Check Fund Manager, LLC
Connetics Corp Exhibit 10.1 Form 10-Q Connetics Corp Exhibit 10.1 Form 8-K Connetics Corp Exhibits 10.1 10.2 Form 10-Q
6/7/2010 6/7/2010 6/7/2010
Connetics Corp Exhibits 10.53 10.54 Form 10-K 6/7/2010 Connetics Corp Exhibit 10.1 Form 10-Q Connetics Corp Exhibit 10.1 Form 8-K Connetics Corp Exhibits 10.2 10.4 Form 8-K Mary Beth Stevens AP 3-13553 6/7/2010 6/7/2010 6/7/2010 4/13/2010
Christopher Warren Skillman aka C Warren 6/22/2010 Skillman Warren Skillman and Chester Skillman Brian Matthew Agnew 6/22/2010
10-07897-FOIA 10-07898-FOIA 10-07899-FOIA
Wall, Lindsay Holch, Niels Weismann, Anne
Check Fund Manager, LLC Coalition of Mutual Fund Investors CREW
National Securities Clearing Corporation NSCC 6/16/2010 annual reports 1987-1993 6/22/2010 Financial Accounting Standards Board (FASB) Financial Industry Regulatory Authority (FINRA) fka NASD regulations info sharing instructions from SEC and funding Metcalf Report of 1976 Tii Network Technologies Inc and Porta Systems 6/14/2010 Corp 6/14/2010 Dow Chemical Company and Rohm and Haas Corp UBS AG Consent order 33-9019 6/21/2010 6/22/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010 6/23/2010
South, Padraic Robinson, Katherine Park, Helen Candido, Luz Bauer, Janet Bauer, Janet Brammer, Alissa Brammer, Alissa Brammer, Alissa Brammer, Alissa Brammer, Alissa Lichtcsien, Susan
Layser & Freiwald, P.C. Aidikoff, Uhl & Bakhtiari
Jersey Financial Services Commission Kevin Nord Clowe of AIG and Pine Bridge Investments Thompson Hine Scudder Weisel Capital App for Exemptive Order dated December 27 2000 Thompson Hine ING Pilgrim Investments LLC et al App for exemptive order dated February 28 2001 Filigree Advisors Check Fund Manager, LLC M Financial Group M Finanicial Wealth Management Gerald Graves Chris G Dudley Clifford Smith of The Boston Company Asset Management LLC
Mierzejewski, Mark Schissel, Michael Morgoglione, Greg Kennedy, Dana Kennedy, Dana Kennedy, Dana Kennedy, Dana Kennedy, Dana Pashkoff, Lionel Reinhardt, Kelly DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Decker, Elizabeth Molenda, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Check Fund Manager, LLC Arnold & Porter, LLP Proskauer Rose, LLP Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Wolters Kluwer Law & Business International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Joseph F Damico
6/23/2010
NASD Survey results regarding Section 31 6/21/2010 Activity Fees under release no 34-55697 John M Donnelly Tower Analysis Inc Nasco Tang 6/22/2010 Corp Nadia Capital Corp Great Western Financial Group S-3 and 424B5 6/16/2010 Home123 Corporation S-3 and 424B5 Lehman Brothers Bank S-3 and 424B5 Direct Funding S-3 and 424B5 Direct Funding S-3 and 424B5 Gerald Oprins and Wendy McNeeley administrative proceedings Jason Ben Mudrick of Mudrick Capital Management LP Abraham Trading Co Salem Andrew Abraham American States Water Co Amerigroup Corp Churchill Downs Incorporated Conceptus Inc Greatbatch Inc Mattel Inc Monro Muffler Brake Inc On Semiconductor Corp Tim Hortons Inc ACI Worldwide Inc 6/16/2010 6/16/2010 6/16/2010 6/16/2010 4/30/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010
Moel Inc Clarence O Mitchell and Paralta Stones 6/23/2010 Randy Harrison or Randal Harrison Stephen H Liu Stephen H Lin Stephen Horngji Lin Stephen Horngji Liu Steven H Liu Steven H Lin 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Johnson, William Mirsky, Jonathan Elder, Rob Sweet, Benjamin Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Mierzejewski, Mark Reinhardt, Kelly Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research University Of New Hampshire Acceleration Retirement Barroway Topaz Kessler Metltzer & Check, LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
WirelessMD LLC Pacific Wellness Foundation Inc Arrin Corporation University Orthopedic Group Tenesy Investmet Inc Portal Venture LLC TFC Holding Company EDGAR web page hits log May 5-7 2010 Carnegie International Corporation Form ADV full data for past 12 months Thornburg Mortgage Inc Omeros Corp Exhibit 10.42 Form S-1 Anesta Corp Exhibits 10.17 10.18 Form 10-K Avigen Inc Exhibits 10.38 10.39 Form 10-K Xenova Group Plc Exhibits Form 20-F Columbia Laboratories Inc 10.51 Form 10-Q Columbia Laboratories Inc 10-K Columbia Laboratories Inc 10-Q David J Koo 4.28 4.29 4.30 4.32
6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/23/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/14/2010 6/14/2010 6/14/2010 6/14/2010
Exhibits 10.49 10.50 6/14/2010 Exhibit 10.45 Form Exhibit 10.43 Form 6/14/2010 6/14/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010
Glenn David Springer of Mudrick Capital Managemet LP Jack L McGinley Express Sea Transport Corproation Sougerka Maritime Co Ltd Aegean Shipping Universal Ship Management Services Limited Raven Industries Inc S1 Corp Standard Pacific Corp
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Lichtcsien, Susan Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Trowbridge, Stephen Janiga, Matthew
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Time Warner Cable Inc Total System Services Inc US Bancorp United Parcel Service Inc UnitedHealth Group Incorporated Unum Group Varian Medical Systems Inc Cisco Systems Inc Dyncorp International Inc ENSCO International Inc Force Protection Inc Foster Wheeler AG Sonic Automotive Inc Ventas Inc Vornado Realty Trust Vulcan Materials Co Walgreen Co Patrick Criscillo Christopher Nobile Matthew Keller aka Matt Keller of Riva Ridge Capital Management LP Brett Honneus Copia Capital LLC Timothy J Flannery
6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/24/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/29/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/25/2010 6/25/2010
Nyes Ledge Capital Management, LLC Matt McPherron of Bain Capital Brookside Capital Nyes Ledge Capital Management, LLC John Toussaint of Brookside Capital Nyes Ledge Capital Management, LLC Doug Rudisch of Bain Capital Brookside Capital Nyes Ledge Capital Management, LLC Steven Werber of Apis Capital Advisors LLC AngioDynamics Inc Morrison Foerster Angiotech Pharmaceuticals, Inc s Exhibit to form 20-FR filed on October 5, 1999 British Petroleum BP PLC South Auger Participation Agreement
Benner, Neal Camacho, Toni Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen
Morrison & Foerster, LLP Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research
OIG Report 526 Stanford Alleged Ponzi Scheme 6/28/2010 Anadarko Petroleum Corp South Auger Participation Agreement David Pritsker Suttonbrook Capital Associates LLC Suttonbrook Capital Partners II LP Suttonbrook Offshore Partners Ltd Suttonbrook Capital Portfolio LP Suttonbrook Capital Partners LP Suttonbrook Capital Associates LP Suttonbrook Capital Management LP Suttonbrook Holdings LLC 6/18/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010
Chaojun Wang aka Wang Chaojun aka Chao Jun 6/29/2010 Wang aka Wang Chao Jun Eberhard Kornotzki 6/29/2010 Longhai Steel Group Wealth Index Capital Group LLC Sunity PLC Sunity Beijing Technology Co Tiankin Buderus Heating Technology Co Ltd Richard Spector aka RickSpector aka Eric Spector Dreamworks Animation SKG Inc Dyax Corp Eagle Bulk Shipping Inc Echelon Corp First Niagara Financial Group Inc Fossil Inc Intuit Inc Ramco Gershenson Properties Trust Reliance Steel & Aluminum Co Reliant Energy Inc Action Industries Inc 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/29/2010 6/30/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Wall, Lindsay Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Marcus, Sally D'Agnenica, Jason Christian, Herman Dukes, Sara Mascolo, Ben Brower, Robert Matijiw, Roman Leach, Sidney Westbrook, Jesse
International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Stull, Stull & Brody Attorney at Law Deloitte Recap, LLC Regulatory Compliance LLC Bressler Amery & Ross Bloomberg News
Kalington Limited Kalington Consulting Xingtai Longhai Wire Co Merry Success Ltd Tsingda Century PLC M3 Midstream LLC M2 Midstream LLC RoundTable Healthcare David Allen Ralph Justin Balas of Welton Investment Corporation Brent Hankins of Welton Investment Corporation Patrick Lloyd Welton of Welton Investment Corporation Jeff Nordstrom Merck & Co Inc and the drug Vioxx Countrywide Home Loans Inc
6/30/2010 6/30/2010 6/30/2010 6/30/2010 6/29/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/25/2010 6/30/2010 6/25/2010 6/23/2010
Cortex Pharmaceuticals Inc Form 10-Q Exhibits 6/21/2010 10.31 and 10.77 6/30/2010 Investment Advisers examined by the SEC in the past two years RE Loans LLC 6/29/2010 US Insurance Brokers Inc job discription of former SEC employee Peter Derby facilitating shareholder director nominations proposed rule analysis studies or reports e-Bay Inc and Margaret Whitman aka Meg Whitman responses to comment letters on repurchase agreements or aggregate data Crucell NV Form 20-F Exhibit 4.6 6/30/2010 6/28/2010 6/29/2010
Evans, Joshua Christodoulou, Mario Dukes, Sara Markun, David Markun, David Dukes, Sara
Public Record Strategies Deloitte Recap, LLC Markun Zusman & Compton, LLP Markun Zusman & Compton, LLP Deloitte Recap, LLC
6/24/2010 6/29/2010 6/21/2010
Gendreau & Associates and Jacques R Gendreau 6/30/2010 records of civil actions Gendreau & Associates and Jacques R Gendreau 6/30/2010 consumer complaints Critical Therapeutics Inc form 10-Q Exhibit 10.3 6/21/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Critical Therapeutics Inc form 10-Q Exhibit 10.1 6/21/2010 Critical Therapeutics Inc form 10-Q Exhibits 10.1 10.2 Critical Therapeutics Inc form 10-k Exhibits 10.25 10.41 Critical Therapeutics Inc form S-1 Amendment 2 Exhibit 10.25 Critical Therapeutics Inc form S-1 Exhibits 10..5 10.6 10.7 10.8 10.9 10.10 10.11 10.12 10.13 10.14 Curagen Corp form 10-K Exhibit 10.38 Curagen Corp form 10-K Exhibits 10.12 10.27 10.28 Curagen Corp form 10-Q Exhibit 10.1 10.2 Curagen Corp form 10-Q Exhibits 10.2 10.3 6/21/2010 6/21/2010 6/21/2010 6/21/2010
6/21/2010 6/21/2010 6/21/2010 6/21/2010
Control Delivery Systems Inc form S-1 Exhibits 6/21/2010 10.4 10.5 10.6 10.7 10.8 10.9 10.10 10.11 Report of the advisory committe on shareholder 6/30/2010 communications June 1982 pre September 11,2001 trading report 7/1/2010 OIG Report 515 disclosure of non-public procurment information Drexel Burnham Lambert 1991 report to Congress TD Ameritrade Inc and xybernaut Corp. American Stock Exchange form 19b-4e filings for May-Sept 2000 a list of foreign ownership of US public stock Badger Meter Inc Blackrock Kelso Capital Corp BRE Properties Inc Broadridge Financial Solutions Inc formerly Broadridge Financial Solutions LLC formerly BSG LLC Capstead Mortgage Corporation Center Bancorp Inc Commercial Metals Co 6/30/2010 7/1/2010 6/24/2010 6/28/2010 6/29/2010 6/30/2010 6/30/2010 6/30/2010 6/30/2010
Nussenfeld, Kelsey Hood, Matthew McLaughlin, Kelly Nassim, Mohammad Johnson, Jonathan Simpson, James Philbrick, Stephanie Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Holch Erickson Venable LLP Jonathan W Johnson LLC Robert AG Monks Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
10-08078-FOIA 10-08079-FOIA 10-08080-FOIA
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
6/30/2010 6/30/2010 6/30/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Whitmore, Percy Ratliff, Evan
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research Intelligent Consumer Products, Inc. The New Yorker
Consolidated Communications Holdings Inc Continental Resources Inc Corinthian Colleges Inc Waters Corporation Western Digital Corporation Windstream Corp Wisconsin Energy Corp Xilinx Inc Yahoo! Inc YUM Brands Inc Zions Bancorporation Zoll Medical Corp Zoran Corporation Steven N Gottschalk Matthew Gilman Efstathios Loizos Elsa SA Atlas SA International Packaging Association
6/30/2010 6/30/2010 6/30/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010
Hellenic Association of Packaging Manufacturers 7/1/2010 Health and Safety Management for shower system Josef von Habsburg aka Josef Vonhabsburg Josef Lothringen Joseph von Habsburg Franz Habsburg Josef Meyers or Joseph Meyers Form ADV full database Amedisys Inc Amedisys Inc and Almost Family Inc Almost Family Inc Institutional Credit Partners ICP Capital George Galatis 7/1/2010 7/1/2010
Alfred, Eddie Gillmor, Matthew Nirenberg, Matthew Gillmor, Matthew Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
BrightScope Inc Robert W. Baird & Co. Oppenheimer & Co. Robert W. Baird & Co. International Business Research International Business Research International Business Research
7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/1/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Garner, Chris Johnson, Ernessa Woo, Sangcheol Woo, Sangcheol Woo, Sangcheol Wong, Chung Poulson, Robert Trubitt, Hayden
International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Thomson Reuters Stradling Yocca Carlson & Rauth
Claudio Pablo Lopez Gomez aka Claudio Lopez aka Claudio Gomez Fernando Munoz de Toro Rodrigo Gonzalez Ramon Goreglad Markel Corp MarketAxess Holdings Inc Marten Transport Ltd Martin Marietta Materials Inc McClatchy Co McMoRan Exploration Co Miller Herman Inc Mine Safety Appliances Co ModusLink Global Solutions Inc fka CMGI Inc Mosaic Co Bill Johnston with Legacy Financial Partners Proequities Form ADV Cypress Bioscience Inc Exhibit 10.1 Form 10-Q Asianet Corp S-1 comment letter Asianet Corp F-1 registration withdrawal Asianet Corp F-1 comment letter
7/1/2010 7/1/2010 7/1/2010 7/1/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/6/2010 7/2/2010 7/2/2010 7/5/2010 7/5/2010 7/5/2010
Blue Chips Stamps Berkshire Hathaway Inc HO- 7/6/2010 784 Towers Financial Corporation 7/1/2010 Cypress Bioscience Inc and Forest Laboratories Ireland Unlimited Form 10-K Exhibit 10.26 The Fairholme Funds List of registered securities brokers Prairie Capital C Bryan Daniels Stephen V King 7/2/2010
Danison, Tracey Roman, David Baldwin, Chris McCausland, Diane
Danison & Associates, Inc. Martin Yale Industries, Inc. Verdis Investment Management Insight Capital Research & Management, Inc. Deloitte Recap, LLC
7/6/2010 7/6/2010 7/6/2010
10-08136-FOIA
Dukes, Sara
Insight Capital Research and Management and 6/23/2010 Insight Capital Management Inc 1996 and 1997 audits Advanced Polymer Systems Inc Exhibit 2.1 6/28/2010 Form 8-K
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Tischer, Larry Ellich, Kevin O'Donnell, Evelyn Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Shaman Pharmaceuticals Inc Exhibits 10.48 10.49 Form 10-K Cubist Pharmaceuticals Inc Exhibits 10.69 10.70 Form 10-K Corgentech Inc Exhibits 10.1 10.2 Form 10-Q Corgentech Inc Exhibit 10.33 Form 10-Q Corgentech Inc Exhibit 10.37 Form 10-K Corgentech Inc Exhibits 10.8 10.9 10.10 Form S-1 Adolor Corp Exhibit 10.1 Form 8-K Adolor Corp Exhibit 10.1 Form 8-K/A Adolor Corp Exhibit 10.1 Form 8-K/A Adolor Corp Exhibit 10.2 Form 10-Q Adolor Corp Exhibit 10.3 Form 10-Q Adolor Corp Exhibit 10.14 Form 10-K CoTherix Inc Exhibit 10.27 Form S-1 CoTherix Inc Exhibit 10.22 Form 10-K CoTherix Inc Exhibits 10.10 10.11 10.12 Form S-1 CoTherix Inc Exhibit 10.23 Form S-1 CoTherix Inc Exhibits 10.20 10.22 Form S-1 CoTherix Inc Exhibit 10.10 Form S-1 CoTherix Inc Exhibit 10.25 Form 10-Q Life Partners Inc Amedisys SEC v Prudential B&G Foods Inc Bank of Hawaii Corp Bebe Stores Inc Beckman Coulter Inc Berkley W R Corp Boardwalk Pipeline Partners LP Briggs & Stratton Corp Brown Shoe Co Inc
6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 6/28/2010 7/6/2010 7/6/2010 7/6/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010
Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Evans, David Evans, David Evans, David Evans, David Donovan, Tim Trubitt, Hayden Marcus, Sally Markun, David Markun, David McLaughlin, Kelly Willman, Barry Pizan, Roland Mulligan, Timothy Becker, Jacob Bluman, Allan Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research Stradling Yocca Carlson & Rauth EACM Advisors, LLC Markun Zusman & Compton, LLP Markun Zusman & Compton, LLP Becker Analytics Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Buckeye GP Holdings LP General Cable Corp
7/7/2010 7/7/2010
Francis Ryan Krauser of Denver Energy Group 7/7/2010 LLC Anthony Robert Nairns of Denver Energy Group 7/7/2010 LLC Vision Capital Management Inc 7/7/2010 Linda C Greenman Chris J Sizemore Marina L Johnson Suzanne P McGrath Wenji Song Jun Song China Shuangji Cement Ltd Zhaoyuan Shuangji Co Ltd Trump Resorts and Casino Inc Cypress Bioscience Inc Truscap Financial Group Inc Jacques R Gendreau Gendreau & Associates Contract SECHQ1-09-Q-0117 Momentum Help Desk Functional Support Zelman Partners LLC Fremont Investment & Loan Matrixx Initiatives Inc Auction Rate Securities ARS data Allan R Bluman Mark Rowan and The Fayette Central Railroad Douglas N Silverman Senator Investment Group Senator GP et al Alexander Klabin California Pizza Kitchen Inc Callon Petroleum Co Capella Education Co 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/7/2010 7/2/2010 7/8/2010 6/30/2010 6/30/2010 7/7/2010 7/6/2010 6/10/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Carlisle Companies Incorporated Cell Therapeutics Inc Coinstar Inc Complete Production Services Inc Crane Co CSG Systems International Inc CTC Media Inc Tejas Trading Company Tejas Advisors LLC Tejas Commodities Inc Alvin Cecil Fults of Tejas Trading Company Vion Pharmaceuticals Inc Exhibit 10.34 10.35 Form 10-Q Texas Biotechnology Corp Exhibit 10.51 Form 10-Q BioTime Inc Exhibit 10.1 Form 8-K Biocircuits Corp Exhibit 10.30 Form 10-K
7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/8/2010 7/9/2010 7/9/2010 7/9/2010 7/9/2010 6/21/2010 6/21/2010 6/21/2010 6/21/2010
Access Pharmaceuticals Inc Exhibit 10.27 Form 6/21/2010 10-Q 6/21/2010 Somatrix Therapy Corporation Exhibit 10.54 Form 10-Q Heavenlydoor.com Inc Exhibit 10.21 Form 10-Q 6/21/2010 Blackboard Inc Chesapeake Energy Corporation Choice Hotels International Inc City Holding Co Clean Harbors Inc Cognex Corp Consolidated Graphics Inc Inverness Medical Innovations Inc Jack in the Box Inc Nuance Communications Acuity Brands Inc Aircastle LTD 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Hartshorn, Kaitlin Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly DePeau, Andrew Reinhardt, Kelly DePeau, Andrew DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research
AZZ Inc BancFirst Corp Basic Energy Services Inc Brunswick Corp Build-A-Bear Workshop Inc Central Vermont Public service Corp Costar Group Inc Cubic Corp Luiz F Carvalho of Tree Capital LLC Jeffrey Paul Barnett of Dorsal Capital Management LLC Sandell Asset Management Corporation
7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010
Thomas E Sandell aka Lars Eric Thomas Sandell 7/13/2010 Jonathan D Wood Dorsal Capital Management LLC DCM Capital Partners Ryan D Frick Mario Epelbaum of Tree Capital LLC Oliver A Evans Robert J Munro Jr of Tree Capital LLC Rockland Capital LLC Shane Ray Litts IV Tree Capital Brazil LLC Tree Capital Equity Fund I LP Tree Capital GP LLC Tree Capital LLC Paul Stephen Twitchell of Whitebox Advisors LLC Logicom Public Ltd Laiki Banking Group Defa Corporation Michael Sarris Bank of Cyprus Public Company Limited 7/13/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/13/2010 7/9/2010 7/9/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/12/2010 7/13/2010 7/13/2010 7/13/2010 7/12/2010 7/12/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research
AFI Development PLC Thomas O Hicks aka Tom Hicks Eric C Neuman
7/12/2010 7/13/2010 7/13/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Christensen, Brad Bakare, Biola Greenfield, Richard Dukes, Sara Trubitt, Hayden Trubitt, Hayden Trubitt, Hayden Trubitt, Hayden Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Greenfield & Goodman LLC Deloitte Recap, LLC Stradling Yocca Carlson & Rauth Stradling Yocca Carlson & Rauth Stradling Yocca Carlson & Rauth Stradling Yocca Carlson & Rauth Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
7/13/2010 Christina Weaver Vest aka Christina Weaver aka Christina Vest aka Dorothy C Weaver aka C Christina Weaver Thomas O Hicks Jr 7/13/2010 Mack H Hicks Robert M Swartz William A Montgomery William F Quinn Curt L Crawford Dominic Michael Napolitano of Talson Partners LP Talson Capital GP LLC fka Talson Capital LLC Talson Capital Management LLC Talson Partners LP Litigation Tracking Warrants OIG report on unauthorized use of SEC computer resources against Biola Bakare Bank Of America 09-cv-6829 SpectRX Inc form 10-K exhibit 10.21C Cypress Bioscience Inc 10-Q Exhibit 10.1 Cypress Bioscience Inc Exhibit 10.28 Cypress Bioscience Inc 10-K Exhibit 10.23 Cypress Bioscience Inc 10-K Exhibit 10.25 Flamel Technologies Inc form 20-F Exhibit 10.01 Flamel Technologies Inc form 20-F Exhibit 10.01 Dusa Pharmaceuticals Inc form 20-K Exhibits 10 e 10 i Trega Biosciences Inc form 10-K Exhibits 10.73 10.74 Chiron Corp form 10-Q exhibit 10.206 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/13/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/13/2010 7/10/2010 7/12/2010 7/14/2010 7/9/2010 7/9/2010 7/9/2010 7/9/2010 7/9/2010 6/14/2010 6/14/2010 6/14/2010 6/14/2010
10-08286-FOIA
Barchie, Gregory
Law Offices of Reuben, Raucher & Blum Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Prosper Business Development Corp Deloitte Recap, LLC
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Rist, Phil Dukes, Sara
Bear Stearns & Co Inc Citigroup Global Markets Inc Goldman Sachs & Co JP Morgan Securities Inc et al AP 3-12310 MedImmune Inc form 10-K exhibits 10.91 10.92 Corautus Genetics Inc form 10-Q exhibits 10.1 10.3 Corautus Genetics Inc form 10-Q exhibits 10.4 10.5 Corautus Genetics Inc form 10-Q exhibit 10.5 Corautus Genetics Inc form 8-K exhibit 10.1 Corautus Genetics Inc form 10-Q exhibits 10.7 10.8 Corautus Genetics Inc form 10-Q exhibits 10.3 10.4 Corautus Genetics Inc form 10-K exhibits 10.19 10.33 Tercica Inc form on amendment 1 form S-1 exhibits 10.7A 10.7B 10.7C 10.8 Centocor Inc form 10-Q exhibits 10.1 Stephen Denari
7/1/2010
6/14/2010 7/5/2010 7/5/2010 7/5/2010 7/5/2010 7/5/2010 7/5/2010 7/5/2010 6/14/2010 6/14/2010 7/12/2010
Inspire Pharmaceuticals Inc amendment to form 7/5/2010 S-1 10-Q exhibits 10.12 10.17 10.20 Heska Corporation form 10-K exhibit 10.41 Galagen Inc form 10-K exhibits 10.30 10.31 10.32 Cumberland Pharmaceuticals Inc amendment 10 to form S-1 exhibit 10.6.1 Cumberland Pharmaceuticals Inc amendment form S-1 exhibits 10.4 10.5 Applied Molecular Evolution Inc form S-1 exhibit 10.8 Endo Pharmaceutical Holdings form 10-Q exhibit 10.32.3 Endo Pharmaceutical Holdings form 10-K exhibit 10.32.1 Endo Pharmaceutical Holdings form 8-K exhibit 10.31.2 Cornerstone Therapeutics Inc fka Critical Therapeutics Inc 7/5/2010 6/14/2010 7/5/2010 7/5/2010 6/14/2010 7/5/2010 7/5/2010 7/5/2010 7/5/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
10-08308-FOIA
Dukes, Sara
Deloitte Recap, LLC
Cubist Pharmaceuticals Inc form 10-K exhibits 10.47 10.52 10.54 10.55 10.56 10.59 PDT Inc nka Miravant Medical Technologies form 10-Q exhibits 10.4 10.5 PDT Inc nka Miravant Medical Technologies form 10-K exhibits 10.20 10.21 mental institution burials Computer Associates International Inc CA Stratum Wealth Management and Charles B Ganz Quellos Capital Management LP Quellos Fixed Income Advisors LLC Quellos Custom Strategies LLC exam records Quellos Capital Management LP et al Bull Option Strategy and GRAT Strategy Sequenom Inc Countrywide Home Loans Inc residential mortgage records Sophrosyne Capital LLC Collagen Aesthetics Inc from 10-Q exhibit 10.108 Onyx Pharmaceuticals Inc form 10-K exhibit 10.27 William Boots Del Biaggio III Merriman et al and Shemano Group David Scott Cacchione Merriman et al and Shemano Group Apollo Group Inc transcripts of Todd S Nelson Kendra B Gonzales John R Norton III or John Blair NxStage Medical Inc form 10-K exhibit 10.29
7/5/2010
10-08309-FOIA 10-08310-FOIA
7/5/2010 7/5/2010
Maverick, Hazel Gunther, Christopher Stein, Jack Spencer, Debbie
Skadden, Arps, Slate, Meagher & Flom LLP Stein & Stein, P.A. Stacy & Conder, LLP
7/14/2010 7/12/2010 7/6/2010 7/13/2010
Spencer, Debbie Gibson, Ellen Arreola, Blanchei Baldwin, Elizabeth Dukes, Sara Aradhyula, Amareswar Gregory, Phillip Gregory, Phillip Wood, Christopher
Stacy & Conder, LLP Bloomberg News VerdisWealth Management Deloitte Recap, LLC Datamonitor PLC Cotchett Pitre & McCarthy Cotchett Pitre & McCarthy Robbins Geller Rudman & Dowd, LLP
7/13/2010 6/7/2010 6/29/2010 7/12/2010 6/14/2010 7/15/2010 7/2/2010 7/2/2010 7/13/2010
Dukes, Sara Dukes, Sara Dukes, Sara Conover, Becky Conover, Becky Conover, Becky Conover, Becky
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
7/5/2010
Cellpro Inc form 10-K exhibits 10.15 10.16 6/14/2010 10.20 Corcept Therapeutics Inc form S-1 exhibits 10.9 7/5/2010 10.11 10.12 Discovery Opportunity Offshore Fund LTD 7/14/2010 Discovery Global Opportunity Fund LTD Discovery Global Opportunity Master Fund LTD Discovery Global Focus Master Fund LTD 7/14/2010 7/14/2010 7/14/2010
Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Conover, Becky Hartshorn, Kaitlin Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Hochman, Daniel Ellich, Kevin Ellich, Kevin Ellich, Kevin Mara, Kennon Mara, Kennon Ellich, Kevin Sedlack, Stuart
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Morgan Stanley Amarin Pharma, Inc.
Discovery Global Citizens Master Fund LTD Discovery Americas Capital Partners LLC Discovery Global Focus Partners LP Discovery Global Citizens Partners LP Discovery Global Opportunity Partners LP Discovery Opportunity Offshore Fund LTD Discovery Global Opportunity Fund LTD Discovery Global Focus Fund LTD Discovery Global Citizens Fund LTD Discovery Capital Partners LLC Discovery Capital Managemant LLC Jeffrey Adam Bersh aka Jeff Adam Bersh of Venor Capital Management LP Randal Klein of Avenue Capital Group LLC McNally Capital LLC Ward S McNally of McNally Capital Vincent Guacci aka Vincenzo Guacci Axiom Investment Advisors LLC Ephraim Gildor aka Ephy Gildor of Axiom Investment Advisors LLC Venor Capital Management LP Michael Jay Wartell
7/15/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/14/2010 7/15/2010 7/14/2010 7/15/2010 7/15/2010 7/14/2010 7/14/2010 7/15/2010 7/15/2010 7/15/2010
General Electric Co earnings release from 1987 7/15/2010 possibly form 10-K 8-K or 10-Q Gentiva 2010 subpoena 7/15/2010 Almost Family Corp 2010 subpoena Amedisys 2010 subpoena Sempre Energy Trading Sempre Energy LHC GroupInc 2010 Subpoena 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010
10-08359-FOIA
Black, Barbara
7/15/2010 Reliant Pharmaceuticals Inc and ProNova Biocare SA license & supply agreement dtd Aug 2004 University of Cincinnati College of Law IAA release No 1406 file No S7-8-94 7/15/2010
10-08360-FOIA 10-08361-FOIA 10-08362-FOIA
Ashamalla, David Kessler, Brian Boyce, Gilbert
Argonaut Capital Management Kutak Rock LLP
PNC Bank & Financial Services TARP Agreement 7/16/2010 Jarrett Posner 7/16/2010
7/15/2010 Countrywide Financial Corp Countrywide Bank etc exams inspections and investigative records relating to SEC v. Mozilo JD Capital Management LLC John David Rogers aka J David Rogers aka JD Rogers EnerSys Fair Isaac Corporation Geo Group Inc Lawson Software Americas Inc fka Lawson Software Inc Net 1 UEPS Technologies Inc Ocwen Financial Corp Overseas Shipholding Group Inc Progress Software Corp Sonic Corporation Strayer Education Inc 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010
DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Frumes, Max Kiernan, Cortney Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly
Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Alison Kiley aka Allison Kiley aka Alison Debord 7/15/2010 aka Allison Debord Antonio Gotto 7/15/2010 Jason Fisherman Michele Ollier Alta Partners Aegerion Pharmaceuticals Esperion Therapeutics Registered Investment Advisors Brendan L Bibro of Asian Management Singapore Ptd Scott D Baskind John George Petti III of Astenbeck Capital Management LLC Gerard Del Grosso of Astenbeck Capital Management LLC 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/15/2010 7/20/2010 7/20/2010 7/19/2010 7/20/2010 7/20/2010
Wall, Lindsay Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Columbus Circle Investors Craig Lloyd Chodash Aqua America Inc Green Mountain Coffee Roasters Inc Opentable Inc Penn National Gaming Inc Perrigo Co Rovi Corp
7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010
Scotts Miracle-Gro Co formerly Scotts Company 7/19/2010 Stillwater Mining Co Universal Health Services Inc Valspar Corp Curtis L Crofford Scheer Investment Holdings VIII LLC Scheer Investment Holdings IX LLC Optherion Inc Achillion Pharmaceuticals Inc Scheer & Company Inc OraPharma Inc Tengion Inc David I Scheer William H Lewis William J Sasiela Christine A Pellizzari Christine A Rubinstein John T Cavan Aegerion Pharmaceuticals Scheer Investment Holdings I LLC Scheer Investment Holdings II LLC Scheer Investment Holdings III LLC Scheer Investment Holdings IV LLC Scheer Investment Holdings V LLC 7/19/2010 7/19/2010 7/19/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010
Evans, David Evans, David Hartshorn, Kaitlin Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gierach, Stephen Schleinkofer, Raymond Faro, John Silversmith, Jed French, Carolyn Hibbitt, Jeanne Byrne, Jeff Tomas, Juan Nouth, Cheat Languren, Salvador Ceballos, Maria Tomas, Juan Luria, Gil
International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Executive Computer Inc Verdis Wealth Management Faro & Associates Bingham McCutchen, LLP -
Scheer Investment Holdings VI LLC Scheer Investment Holdings VII LLC Brian Kent Sneed Steven L Kuhn of Pine River Capital Management LP Pine River Capital Management LP Adobe Systems Inc Advance Auto Parts Inc Advisory Board Co AeroVironment Inc AFLAC Inc Albemarle Corporation AMAG Pharmaceuticals Inc fka Advanced Magnetics, Inc Avista Corporation Intuitive Surgical Inc Wyndham Worldwide Corporation SEC Contracts Lane Five Capital Management LP
7/19/2010 7/19/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/20/2010 7/16/2010 7/16/2010
Siemens Aktiengesellschaft case No 08-CR-36C 7/8/2010 SK payscale for 2010 Sowood Capital Management LP Washington Mutual Bank FA residential mortgage records IndyMac Bank FSB 7/20/2010 7/19/2010 6/16/2010 5/13/2010
IndyMac Bank FSB residential mortgage records 6/17/2010 Greenpoint Mortgage Funding Inc residential mortgage records Ameriquest Mortgage Co residential mortgage records Home Team Financial LLC residential mortgage records Bear Sterns Residential Mortgage Corp residential mortgage records VeriFone Holdings Inc 6/18/2010 6/26/2010 5/21/2010 6/17/2010 7/10/2010
Wood, Christopher Mott, Thomas Markun, David Markun, David Posmyk, Olga Whitaker, Matthew Adams, Paul Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen
Robbins Geller Rudman & Dowd, LLP Markun Zusman & Compton, LLP Markun Zusman & Compton, LLP Squitieri & Fearon, LLP WestLaw CourtExpress Visium Asset Management International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Trident Microsystems Inc
7/20/2010
CIPS Marketing Group Inc fraud against victims 7/21/2010 such as Kmart civil actions taken against Jacques R Gendreau 6/30/2010 Civil Actions against Gendreau & Associates Amedisys Inc Commercial Investment Trust Corp letter filed to the SEC Athenahealth FOIA request 10-05862 & appeal Hicks Holdings LLC Hicks Muse Tate & Furst Incorporated Hicks & Haas Inc First Dallas Capital Corporation Summit Partners Communications Partners Ltd Cablevision Claxson Fox Pan Am Sports Persona Cable Jeffrey D Hillman Gerard V David aka Gerry David David B Hirsch Brian J Bohunicky Christine L Koski Robert S Koski Frederick Telling Charles L Pope Oragenics Inc Invigene Corporation Oni Biopharma Inc Ocular LCD Strum Foods 6/30/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/22/2010 7/22/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Hartshorn, Kaitlin Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
iparty Digital Latin America Texas Stars Centex HomeTeam Services AMRE Inc Recognition International Centex HomeTeam Security Inc Centex HomeTeam Lawn Care John Robert Fusek TerraCap Management Corp TerraCap Partners LP TerraCap GP Corp Walter Stephen Hagenbuckle of TerraCap GP Corp Visium Global Advisors LLC Visium Credit Advisors LLC Visium Capital Advisors LLC Visium Capital Management LLC Visium Asset Management LP Christopher Andrew Plaford of Visium Asset Management Fredrik Gustav Gradin Explorer Group Inc fka Atlas Advisors Inc Explorer Global Management Ltd Global Credit Advisers LLC Brian Leslie Hessel Iridian Asset Management LLC Anworth Mortgage Asset Corp Applied Industrial Technologies Inc Avnet Inc AVX Corp Hain Celestial Group Inc lululemon athletica inc
7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/20/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/21/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Rosen, Laurence
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC The Rosen Law Firm P.A.
Philip Morris International Inc Sanderson Farms Inc SuccessFactors Inc Watts Water Technologies Inc Cadence Pharmaceuticals Inc Casey's General Stores Inc Castle A M & CO Cincinnati Bell Inc PharMerica Corp Simpson Manufacturing Co Inc SPX Corp Standex International Corp Stratasys Inc Sunoco Logistics Partners LP Jeff Silver aka Jeffrey Silver of Iridian Asset Management LLC US Pension Trust Corp US College Trust Ileana Maceiras Leonardo Maceiras & Nildo Verdeja SunAmerica Complaints Raj K Gupta Rajendra K Gupta Gilbert H Lamphere Jeffrey A Valenty Krishan Gupta Flatworld Capital DJSP Enterprises YadaYada Inc Childrens Discovery Centers of Northeast Florida RP Scherer International Corporation Belding Heminway Company Inc Steven S Hornstein
7/21/2010 7/21/2010 7/21/2010 7/21/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/21/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/20/2010 7/16/2010
Jacobo, Mauricio Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Wall, Lindsay Hartshorn, Kaitlin
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC
7/22/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010
Daniel John Charleston of Global Credit Advisers 7/23/2010 LLC
Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Evans, David Evans, David Evans, David Evans, David Evans, David Drought, Ellen
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research Godfrey & Kahn, S.C.
Geoffrey Taylor Grant of Grant Capital Partners 7/26/2010 LLC Grant Capital Partners LLC 7/26/2010 Gregg Steven Weinstein of Rockwood Capital Management LP Angiochem Inc ViroPharma Inc Esperion Therapeutics Inc Axerion Therapeutics Inc Sopherion Therapeutics Inc OIG Investigations of Chicago Regional Office and Heartland Advisors Inc Heartland Funds and Heartland Holdings Inc Goldman Sachs & Co and Fabrice tourre Case No 1:10-cv-03229 (SDNY) Broker Dealer List with additional fields The Formula Inc and Brian Neiman subpoenas in FL-03287 SECHQ1-09-D-0047 Momentum HelpDesk Contract Penn Central Railroad bankruptcy report Community National Bancorp CIK 0000855386 Form S-1 The Burger King Corp and dba names registration filings MediCor Ltd HO-10617 Kenneth F Broad of Delaware Investments Daniel J Prislin of Delaware Investments Christopher J Bonavico of Delaware Investments Jeffrey S Van Harte of Delaware Investments 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/16/2010
Fistel, Michael Wencel, Carol Conway, Joseph Varghese, Jacob Cohn, William Kameka, Mary Jo Ellison, Sharon Maloney, Theodore Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Caleshu, Elias (Lee) Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Holzer Holzer & Fistel, LLC Target Marketing John C. Dotterrer Counsellor At Law, P.A. Ascella Technologies, Inc Robbins Equitas, Lawyers & Counsellors Lee Amandale State Prison #613083 c/o Mitchell J. Stein & Associates SCS Financial Services, LLC SCS Financial Services, LLC SCS Financial Services, LLC SCS Financial Services, LLC International Business Research International Business Research International Business Research International Business Research
7/22/2010 7/23/2010 7/23/2010 7/23/2010 7/24/2010 7/23/2010 6/8/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010 7/23/2010
7/26/2010 HongZong Li aka Hong Zhong Li aka Li HongZong aka Li Hong Zhong Yuanmei Ma aka Yuan Mei Ma aka Yuanmei aka 7/26/2010 Ma Yuan Mei Buddha Steel 7/26/2010 Dachang Hui Autonomous County Baosheng Steel Products Co Ltd 7/26/2010
Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan
International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Gold Promise Group (Hong Kong) Co Limited Crowning Elite Limited Zhongpin aka Zhong Pin
7/26/2010 7/26/2010 7/26/2010
Alere Inc FKA Inverness Medical Innovations Inc 7/26/2010 Doral Financial Corporation Fedex Corp Gaylord Entertainment Company Healthsouth Corporation Koppers Holdings Inc MTS Systems Corp Netgear Inc Premierwest Bancorp True Religion Apparel Inc Checkpoint Systems Inc Franklin Electric Co Inc Group 1 Automotive Inc Investment Technology Group Inc Lufkin Industries Inc Navigators Group Inc RPC Inc Triumph Group Inc Ulta Salon Cosmetics & Fragrance Inc WP Carey & Co LLC Brigade Leveraged Capital Structures Offshore Ltd Brigade Leveraged Capital Structures Fund LP Brigade Capital Management LLC Michael Gerard Messner of Seminole Management Company Inc Seminole Management Company Inc Paul Shiverick of Seminole Management Company Inc 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010
Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen McManus, Wm. Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia
EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research
Brigade Leveraged Capital Structures Fund Ltd Anthony G Roth aka Tony roth Barrett A Carrere First Blush Brands Inc Optimum Interactive Celect.org Commerce Planet Utix Group Inc Moonstruck Choclatier Performance Nutrition Walton Technology Sanswire (SNSR) Jonathan Edward McGowan of Common Sense Investment Management LLC Common Sense Investment Management LLC James Allan Bisenius Jay Johnston Francesco Piovanetti David P Kelley II Facundo Bacardi Alexander & Baldwin Inc Allete Inc Assisted Living Concepts Inc CKX Inc Computer Programs & Systems Inc Corn Products International Inc CVS Caremark Corp DOMTAR Inc Lions Gate Entertainment Corp Mertiage Homes Corp Carlos A Cabrera Stacy J Smith
7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/27/2010 7/8/2010 7/27/2010 7/27/2010 7/27/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Henderson, Tony Shroyer, Thomas Fokas, Jimmy Parloff, Roger
International Business Research International Business Research International Business Research DZ 7188 Moss & Barnett Baker & Hostetler, LLP Fortune Magazine
Bruce A Smith David A Glassner Christopher M Ryan Chris M Ryan Rules 144, 254, 415 and Regulation A & S Lancelot Investors Fund Gregory Bell and Harold Katz Bill and hold method of accounting
7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/19/2010 7/27/2010
OIG correspondence with Senator Max Baucus 7/28/2010 Senator Charles Grassley Representative Edolphus Towns and Representative Darrell Issa OIG Memo to Senator Grassley on pornography 7/28/2010 SECHQ-1-10-P-0095 CQ-Roll Call Inc Trading Options TRG Management LP Wells Fargo and Americas Servicing Co Waste Management HO-3372 United American Healthcare Form 8-K Exhibit 2.1 Peoples Choice Home Loans Inc Residential Mortgage Records Allied Waste Industries Inc Third Point LLC MallCall Intl Inc Form D China MediaExpress Holdings Inc DEFM 14A Schedule A-D World Savings Bank FSB residential mortgage records World Savings Bank FSB residential mortgage records Solar Group SA and James J. Todd Ameriquest Mortgage Co residential mortgage records American Sterling Bank of Missouri residential mortgage records Greenpoint Mortgage Funding Inc residential mortgage records Greenpoint Mortgage Funding Inc residential mortgage records 7/27/2010 7/27/2010 7/27/2010 7/28/2010 7/28/2010 7/27/2010 7/27/2010 7/28/2010 7/28/2010 7/1/2010 7/27/2010 7/29/2010 7/29/2010 7/23/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010
Parloff, Roger Mahnke, Jill Durham, Linda Davies, Christopher Christian, George Edwards, Tyler Cohen, Benn Besara, Alfredo Endale, Wuleta Mishaan, Albert Shatz, David Kennedy, Robert Keyes, Kevin Martinez, Rafael Wuollet, Guy Deshler, Miriam Richards, Todd Tunchez, Maria Amaya, Jose
Fortune Magazine Thomson Reuters The Financial Services Authority Galloway Capital Management, LLC National Corporate Research Kasowitz Benson Torres & Friedman LLP -
Luft, Allen Bagwell, Dennis Heredia, Michael Harden, Cheryl Rodriguez, Jose Lisnawati, Shaina Deshler, Miriam Jones, Jennie Campos, Abel Amaya, Jose Lopez, Leonardo Polny, Bohdan Fashbaugh, Dennis Hartshorn, Kaitlin Malinowski, Thomas Mierzejewski, Mark Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Washington Mutual Bank FA residential mortgage records PMC Bancorp residential mortgage records
7/29/2010 7/29/2010
Argent Mortgage Co LLC residential mortgage 7/29/2010 records Sub Prime Lenders residential mortgage records 7/29/2010 Ownit Mortgage Solutions Inc residential mortgage records Ownit Mortgage Solutions Inc residential mortgage records Alliance Mortgage Banking Corp residential mortgage records American Brokers Conduit residential mortgage records IndyMac Bank FSB residential mortgage records Direct Mortgage Corp residential mortgage records New Century Mortgage Corp residential mortgage records Bank of America residential mortgage record Bank of America residential mortgage record Thomas Phillip Harbolt of Common Sense Investment Management LLC Joseph A Logterman William Thorp McKenzie aka Thorp McKenzie Scott Michael Kelly of Common Sense Investment Management LLC Joseph Howard Davenport IV of Pointer Management LLC Joseph Howard Davenport III of Pointer Management LLC Amir F Heshmatpour AFH Holding & Advisory LLC Metrophone Telecommunications Inc Conjungi Corporation Ballantrae Illinois Acquisition Corp KIG Holdings LLC 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Klehr, Harvey Villars, Tom Bradley, Jimmy Covo, George Covo, George Covo, George Wall, Lindsay Lichtcsien, Susan
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Emory University HSBC Alternative Investments Group HSBC Alternative Investments Group HSBC Alternative Investments Group Check Fund Manager, LLC Check Fund Manager, LLC
Teleqwest Inc Jeffrey A Rinde Donald R Hankey Daniele L Forigo Chia Hung Hu Lawrence Lee Hankey Group Knight Motors LLC Tublin Patestides & Stratakis LLP Gonzales & Weichert PC Stern & Gonzalez GW Properties LLC Cak Invt Enterprises Inc Pointer Management LLC Pointer Management Company Pointer Offshore Pointer QP Pointer LP Occidental Petroleum Armand Hammer and David Karr EEStor Inc Jimmy Lynn Bradley Moore Capital Management Ascend Capital LLC Halcyon Capital Management John Alexander Stout
7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/28/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010 7/29/2010
Marie Forte of Seminole Management Company 7/29/2010 Inc and Seminole Capital Partners LP Samuel Xun Wei Lowe aka Sam Lowe Sugen Inc form 10-Q exhibit 10.40 Sugen Inc form 10-Q exhibits 10.65 and 10.66 Human Genome Sciences Inc form 10-Q exhibits 10.7 thru 10.14 7/29/2010 7/12/2010 7/19/2010 7/19/2010
Mierzejewski, Mark Dukes, Sara Dukes, Sara Dukes, Sara
Check Fund Manager, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
10-08709-FOIA 10-08710-FOIA 10-08711-FOIA
Human Genome Sciences Inc form 10-K exhibits 10.2 and 10.3 Corixa Corp form S-1 exhibit 10.18
7/19/2010 7/19/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Lotz, Steven Lotz, Steven
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC -
7/19/2010 Xcyte Therapies Inc nka Cyclacel Pharmaceuticals Inc Form S-1 Exhibits 10.39 and 10.43 deCODE Genetics Inc Form 10-K Exhibits 10.32 7/12/2010 and 10.33 CV Therapeutics Inc Form 10-K Exhibit 10.42 7/19/2010 CV Therapeutics Inc Form 10-K Exhibit 10.42 CV Therapeutics Inc Form 10-Q Exhibit 10.83 7/19/2010 7/12/2010
CV Therapeutics Inc Amendment 2 to Form S-3 7/12/2010 Exhibits 10.25 10.32 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 7/19/2010 10.1 Curis Inc From 10-Q Exhibit 10.1 7/12/2010 Curis Inc Form 10-Q Exhibit 10.1 Curis Inc Form 8-K Exhibit 10.1 Curis Inc Form 8-K Exhibit 10.1 7/12/2010 8/3/2010 7/12/2010
Curis Inc Form 10-K Exhibits 10.23 10.24 10.25 7/12/2010 10.27 10.29 Zymogenetics Inc Form S-1 Exhibit 10.17 7/12/2010 Zymogenetic Inc Form S-1 Exhibits 10.18 10.19 7/12/2010 10.20 10.21 10.24 10.25 Zymogenetic Inc Form S-1 Exhibit 10.15 7/12/2010 Zymogenetic Inc Form S-1 Exhibit 10.17 7/12/2010 Zymogenetic Inc on Amendment 1 to Form S-1 7/12/2010 Exhibit 10.28 Dreyfus Corp and Michael Schonberg AP No.3- 7/30/2010 10201 docket sheet docket sheet AP No.3-12526 for Deutche Bank 7/30/2010 Trust Bank of New York Wilmington Trust correspondence with US Representative Jeb Hensarling regarding Sam Wyly Charles Wyly Maverick Capital or Ranger Partners Cypress Biosciences Inc Form 8-K Exhibit 2.2 7/30/2010
10-08730-FOIA
Broder, Adam
10-08731-FOIA
Dukes, Sara
Deloitte Recap, LLC
7/19/2010
10-08732-FOIA
Dukes, Sara
Deloitte Recap, LLC
Cypress Biosciences Inc Form 10-K Exhibits 10.23 10.24 10.25 10.26 10.27 10.28
7/19/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Lowell, Linda Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Burgess, Barri Hoehn, Renee Hoehn, Renee Dukes, Sara Dukes, Sara Ravnitzky, Michael Rule, Bryan Braun, Martin Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Aon Risk Services Aon Risk Services Deloitte Recap, LLC Deloitte Recap, LLC Bloomberg News Deloitte Recap, LLC
Cypress Biosciences Inc Form 10-Q Exhibit 10.1 7/19/2010 Cypress Biosciences Inc Form 10-Q Exhibit 10.1 7/19/2010 BioTransplant Inc on Amendment 1 Form S-1 Exhibit 10.10 Anadys Pharmaceuticals Inc Form 10-Q Exhibit 10.38 EntreMed Inc Form 10-Q Exhibit 10.39.1 Targeted Genetics Corp Form 10-K Exhibit 10.34 Critical Therapeutics Inc Form 10-Q Exhibit 10.3 Womens First Healthcare Inc Form 10-K Exhibit 10.40 disclosures of securities ratings SEC release No. 33-5882 Cytogen Corp Amendment 2 to Form 10-K Exhibit 10.49 Cytogen Corp Form 10-Q Exhibits 10.4 10.5 Cytogen Corp Form 8-K Exhibit 10.1 Santarus Inc Form S-1 Exhibit 10.7 Cytogen Corp Form 10-Q Exhibit 10.2 Morgan Stanley Dean Whitter Reynolds et Al First Horizon Pharmaceuticals Balaji Venkataraman aka Bala Venkataraman 7/12/2010 7/12/2010 7/19/2010 7/19/2010 7/12/2010 7/12/2010 7/23/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/19/2010 7/27/2010 8/2/2010 8/2/2010
Schein Pharmaceuticals Inc Form 10-K Exhibits 7/12/2010 10.69 10.70 Stressgen Biotechnologies Corp Form 10-K 7/12/2010 Exhibit 10.1 a copy of response to 09-02051-FOIA 7/30/2010 options order handling practices adequacy reports Municipal Securities and Public Pensions Unit ENF resumes and CVs Cubist Pharmaceuticals Inc Form 10-Q Exhibits 10.1 10.2 10.3 10.4 10.5 10.6 7/30/2010 8/2/2010 7/12/2010
10-08756-FOIA 10-08757-FOIA
Saffas, George Smoot, Ted
Patterson Belknap Webb & Tyler, LLP
Robinson, Vikki Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Lichtcsien, Susan Marcus, Sally Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Frost Brown Todd Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Alameda Mortgage Corporation residential mortgage records JP Morgan Chase response letter dated March 2, 2010 regarding 8-K of january 2010 file No. 001-05805 Christopher J Hall and Howe Soloman & Hall 1998 settlement agreement Montgomery Travanion McClain aka Monty Travanion McClain Todd Elvin Banks Blackthorn Investment Group LLC Artha Capital Management Inc Michael Leslie Cohen Qiang John Dai aka Qian John Dai Adam Jordan Fox George Julian Fox Jr Titan Advisors LLC Thomas Linton Holliday Jr aka Tom Linton Holliday Jr Kieran James M Cavanna Christopher Lord DeLong of Taconic Capital Advisors LP Frank Peter Brosens aka Francoise Pierre Brosens of Taconic Capital Advisors LP Kenneth David Brody of Taconic Capital Advisors LP Douglas Glen Herman of Titan Advisors LLC East West Bancorp Inc Energizer Holdings Inc Energy Conversion Devices Inc Equinix Inc Equity One Inc eResearchTechnology Inc Exponent Inc Exterran Holdings Inc Extra Space Storage Inc Fairchild Semiconductor International Inc
6/28/2010 7/27/2010
8/2/2010 8/3/2010 8/4/2010 8/4/2010 7/27/2010 8/3/2010 8/3/2010 8/2/2010 8/4/2010 8/4/2010 8/5/2010 8/5/2010 8/4/2010 8/4/2010 8/4/2010 8/5/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010 8/4/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Boddie, Paige
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Cabot Corp Cadence Resources Corporation Calgon Carbon Corporation Capital City Bank Group CBIZ Inc CBL & Associates Properties Inc Cedar Shopping Centers Inc Coeur D Alene Mines Corp Crown Castle International Corporation Cubist Pharmaceuticals Inc Alamo Group Inc Alon USA Energy Inc Autoliv Inc CEC Entertainment Inc Chubb Corp Edwards Lifesciences Corp Patterson UTI Energy Inc Sally Beauty Holdings Inc. formerly known as New Sally Holdings Inc Spirit AeroSystems Holdings Inc Vertex Pharmaceuticals Inc Alleghany Corp Emergency Medical Services LP IXIA Olympic Steel Inc U Store It Trust Weight Watchers International Inc White Mountains Insurance Group Ltd Whitney Holding Corp Wolverine World Wide Inc World Wrestling Entertainment Inc
8/3/2010 8/3/2010 8/3/2010 8/4/2010 8/3/2010 8/3/2010 8/3/2010 8/3/2010 8/3/2010 8/3/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/5/2010 8/3/2010
Cushman & Wakefield of Washington, SF-2 US Government Lease for Real Property DC for 400 7th Street South West
Boddie, Paige Komlanc, Hilary Johnson, Ernessa Mara, Kennon Mara, Kennon Mara, Kennon Healy, Michael O'Donnell, James Dillard, Harold
Cushman & Wakefield of Washington, SF-2 US Government Lease for Real Property DC for 700 2nd Street North East Green Mountain Coffee Roasters Thomson Reuters -
8/3/2010 8/6/2010
Janus Capital Management LLC AP No. 3-11590 8/6/2010 Michael Beaury RBS PLC David A Messer Terra Nova Royalty Corp Wabush Iron Co Stelco Inc and Dofasco Inc 1987 Exhibits POA Partners and NY Attorney General Andrew Cuomo Ace Securities Corp Home Equity Loan Trust Series 2007-HE1 Mortgage Loan Schedule 1 to PSA SemGroup LP and SemGroup Energy Partners LP Adolor Corp and Glaxo Group collaboration agreement Motorola Inc Deloitte & Touche LLP and Thomas Flanagan Gregory M Dearlove CPA and AP 3-12064 Unclaimed Assets Rite Aid Corp June 21 2002 cease and desist order Ethics Waivers since January 1 2006 FEI Co Kaiser Aluminum Corp Kaman Corp KBW Inc Key Energy Services Inc Knight Transportation Inc Knoll Inc Kraft Foods Inc Meritage Homes Corp Wright Express Corp Kearny Financial Corporation Kilroy Realty Corporation 8/5/2010 8/6/2010 8/5/2010 8/8/2010 8/4/2010 8/9/2010
Abadou, Ramzi Gorman, Scott Blasy, Mary Johnson, Ernessa Holmes, Lucy Geiser, Nell Ravnitzky, Michael Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Barroway Topaz Kessler Meltzer & Check, LLP Corixis Consulting Ltd Scott + Scott, LLP Thomson Reuters Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
8/3/2010 8/5/2010 8/5/2010 8/4/2010 8/3/2010 7/30/2010 8/1/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/9/2010 8/9/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Lamar Advertising Company Lancaster Colony Corp Landauer Inc Layne Christensen Co Leap Wireless International Inc LeapFrog Enterprises Inc Loews Corporation Quicksilver Resources Inc Neon Liberty Capital Management Satyen Mehta Alyssa Greif Yavner of Taconic Capital Advisors LP Arco Capital Corp Arco Capital Management Gramercy Advisors LLC Gramercy Capital Gramercy Investment Gramercy Realty American Financial Realty Trust Luminent Mortgage Capital Gramercy Emerging Markets High Yield Fund Prolor Biotech Collateral Recovery & Collections David Hirsch & Associates Giallourakis Hirsch & Associates HFCF Investments LLC Indianapolis Unclaimed Property Fund Method Capital Management LLC Method Capital LLC Class 1 Inc KCI Wireless Services Inc Koski Family Limited Partnership
8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010
Deyneha, Natalia Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Amey, Scott Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Costello, Maureen Abadou, Ramzi Costello, Maureen Cruz, Xiomara Resti, Justin Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Project on Government Oversight Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC International Business Research Barroway Topaz Kessler Meltzer & Check, LLP International Business Research Law Office of X.L. Cruz, PLLC K&L Gates, LLP International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
The Koski Family Foundations Inc
8/9/2010
Geoffrey Brian Peck of Taconic Capital Advisors 8/9/2010 LP Curtis Gia Macnguyen 8/9/2010 Ivory Investment Management LP Ethics waivers and recusal agreements since January 1 2009 Vertex Pharmaceuticals Inc Form 8-K Exhibit 99.2 Cytokinetics Inc Form S-1 Exhibits 10.17 thru 10.25 10.28 10.30 thru 10.32 Cytokinetics Inc Form 10-Q Exhibit 10.46 Cytokinetics Inc Form 10-Q Exhibit 10.54 Cytokinetics Inc Form 10-Q Exhibit 10.56 Hybridon Inc Form 10-K Exhibit 10.47 Hybridon Inc Form 10-Q Exhibit 10.72 Hybridon Inc Form 10-K Exhibit 10.60 Depomed Inc Form 10-K Exhibits 10.20 10.21 10.22 and 10.23 Depomed Inc Form 10-Q Exhibit 10.1 Depomed Inc Form 8-K Exhibits 10.1 Chieh Chang aka Chang Chieh 8/9/2010 8/10/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 8/10/2010
Indy Mac Bancorp Inc and CEO Michael W Perry 8/10/2010 Jean Claude Zhang aka Zhang Jean Claude CWALT Inc Alternative Loan Trust 2005-66 Paloma Partners Form ADVs Ji Wei Sun aka Sun Ji Wei BCD Semiconductors Cavium Networks Inc EnergySolutions Inc Harte Hanks Inc K Swiss Inc Kansas City Southern Martek Biosciences Corporation 8/10/2010 8/10/2010 8/11/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Savient Pharmaceuticals Inc Take Two Interactive Tenneco Inc Winn Dixie Stores Inc Alejandro aka Alex Baez Sacasa Zachary Daniel Levenick of Taconic Capital Advisors LP Jared Stephen Marks of Taconic Capital Advisors LP Third Point Advisors LLC Daniel Seth Loeb James L Melcher Balestra Christopher Todd Winkler Shai Novik Contango Oil & Gas Co M & F Worldwide Corp MB Financial Inc Medicines Co Medifast Inc Mercury General Corporation Metalico Co Micrel Inc MICROS Systems Inc Monarch Casino & Resort Inc Jon Leonard Jachman of Taconinc Capital Advisors LP Kelly Davendar Hampaul of Taconic Capital Advisors LP Tabor Fund International Ltd Tabor Fund LP Highline Select Ltd Highline Capital International Ltd Highline Select LP
8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/5/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Smith, Craig Jacobs, Nick Laughlin, Thomas Laughlin, Thomas Laughlin, Thomas Laughlin, Thomas Mierzejewski, Mark
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Robbins Umeda LLP Edge Point Scott + Scott LLP Scott + Scott LLP Scott + Scott LLP Scott + Scott LLP Check Fund Manager, LLC
Highline Capital Partners QP LP Highline Capital Holdings LLC Highline Capital Partners LP Highline Capital Management LLC Jonathan I Goldberg Steven E Hoffman Miriam Fried Michael Klarman Howard M Singer James S Rodney Joseph Saluti Jacob W Doft
8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010
Verifone Holdings Inc transcripts released under 8/3/2010 10-03436-FOIA Accounts Payable Checks 8/10/2010 Insight Enterprises Inc records since October 2006 Insight Enterprises Inc records since March 2009 MGIC Investment Corp C-BASS and Radian Group Inc Radian Group Inc MGIC Investment Corp and CBASS Stephen A Cohen Allos Therapeutics Gradient Analytics Quest Communications International and 10-03581 Converse Technologies Administrative Proceeding 3-13828 Igen Inc Form S-1 Exhibit 10.7 Triangle Pharmaceuticals Inc Form S-1 Exhibit 10.22 Dendreon Corp Form 8-K Exhibit 10.41 Dendreon Corp Form 10-Q Exhibit 10.1 Cytrx Corp on Amendment 4 to Form S-3 Exhibits 10.2 10.3 10.4 10.5 10.6 10.7 and 10.8 Cytrx Corp Form 10-Q Exhibit 10.3 CytRx Corp Form 10-Q Exhibits 10.58 10.60 10.61 and 10.62 8/10/2010 8/10/2010 8/10/2010 8/10/2010 8/9/2010
Johnson, Ernessa Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Thomson Reuters Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
8/10/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010 7/26/2010
10-08958-FOIA 10-08959-FOIA
7/26/2010 7/26/2010
Dukes, Sara Dukes, Sara Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Mierzejewski, Mark Reinhardt, Kelly Malinowski, Thomas Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas Marcus, Sally Marcus, Sally Weber, Gabriele Erpenbeck, Rick Hanna de Lima, Cecilia Poechmann, Barry Baldwin, Chris Rosen, Scott Swanson, Marvin Costello, Maureen
Deloitte Recap, LLC Deloitte Recap, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC Verdis Investment Management International Business Research
Cytrx Corp on Post Effective Amendment 1 on Form S-3 Exhibit 10.73 Cytrx Corp Form 10-Q Exhibit 10.3 Stentomics Inc Modigene Ucansi Inc THCG Inc RogersCasey Inc Odysseus Ventures LLP Ron Bacardi SA Bacardi & Company (Grand Cayman) Ltd Apex Greater China Fund Ap-S3 LLC
7/26/2010 7/26/2010 8/11/2010 8/11/2010 8/11/2010 7/26/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010
Robin Rothstein of Taconic Capital Advisors LLC 8/11/2010 Matthew (Matt) Luckett Kevin Patrick Kavanagh of Taconic Capital Advisors LP Daniel Saul Och Norman Cerk Peter Michael Schoenfeld P Schoenfeld Asset Management International LLC 5 Dogs GP LLC 5 Dogs LLC Daimler AG Futron SDVS SECHQ1-10-R-0007 Pride International Contract awards for last 5 years AEA Investors Damon H Ball Baron J Carlson John F Cozzi Alan W Wilkinson Financial Guaranty Insurance Co (FGIC) complaints filed by Scott Rosen Marvin P Swanson stock holdings Programmable Microelectronics Company Inc 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/11/2010 8/12/2010 8/11/2010 8/11/2010 8/12/2010 8/12/2010 8/12/2010 8/3/2010 8/12/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Wall, Lindsay Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Optical Communication Oplink Communications Inc Chingis Technology Corporation Excelics Semiconductor Inc Avanex Corp PicoTurbo Gingistek Inc Danny Chang Alcatel Taiwan Integrated Capital Associates Zenith Capital Partners Bacardi Ltd Bacardi Centoamericana SA Nations Flooring JSM Holdings Corp Michael Ian Schwartz Holly Scher Munshine of Taconic Capital Advisors LLC Ancient Art LP Quincy James Lee of Ancient Art LP
8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/12/2010 8/13/2010 8/13/2010
Nyes Ledge Capital Management, LLC Howard R Gruberman of Gruss Global Investors 8/13/2010 Nyes Ledge Capital Management, LLC Sean T Dany of Gruss Global Investors Nyes Ledge Capital Management, LLC Mark Smith of Gruss Global Investors Nyes Ledge Capital Management, LLC Martin D Gruss of Gruss Global Investors Nyes Ledge Capital Management, LLC Norman Geller of GEM Realty Advisors LLC Nyes Ledge Capital Management, LLC Neal Gumbin of GEM Realty Advisors LLC Nyes Ledge Capital Management, LLC Barry Malkin of GEM Realty Advisors LLC Nyes Ledge Capital Management, LLC Michael Elrad of GEM Realty Advisors LLC Nyes Ledge Capital Management, LLC David M Knott of Knott Partners Mgmt Nyes Ledge Capital Management, LLC Jacob W Doft of Highline Capital Partners LP Nyes Ledge Capital Management, LLC Joseph C Robillard of Hintz Holman & Robillard 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010
Inglese, Tara Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Grishina, Faina Christian, George Leverton, Susan Sampson, Charlie Johnson, Hannah Schmidt, Patrick
Nyes Ledge Capital Management, LLC Domenic J Ferrante Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Macalester Colllege Andrew B Weisman Glenn Thomas Migliozzi II of Green Eagle Capital LLC Green Eagle Capital LLC or Green Eagle Credit Fund LP AAR Corp Acxiom Corp Blackbaud Inc Deluxe Corporation Geron Corp HealthSpring Inc McGraw-Hill Companies Inc Medivation Inc MGM Mirage Morgans Hotel Group Co Innovative Network Space CSMC Mortgage Backed Trust 2006-5 Trans International Computer Investment Corporation Equus Total Return FOIA Requests regarding political appointees Chief FOIA Officer written communication with FOIA staff from December 19 2005 to the present Alcatel South Korea
8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/14/2010 8/15/2010 8/13/2010 8/13/2010 8/13/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
8/13/2010
Shanghai Alcatel Networks Systems Services Co 8/13/2010 Ltd JSC Korona Semiconductor 8/13/2010 HuaKo Electronics Co Ltd HK Jonathan H Cohen Saul B Rosenthal Oxford Lane Capital Corporation T Equity Capital Corporation Privet Advisors LLC 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Lichtcsien, Susan Wall, Lindsay Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Privet Financial LLC TAC Acquisition Corporation BDC Partners LLC JHC Capital Management LLC Technology Investment Capital Corporation TICC Capital Corporation Gintel Asset Management Inc Greenwich Technology Advisors LLC TechLink Ventures eBest Inc Genesis Microchip Inc Donald Maccord Fourpoints Communication LLC 35332 SE Center Street LLC Daniel Sperrazza of Green Eagle Capital LLC and Green Eagle Credit Fund LP Joshua Ian Miller Sandeep A Patel Esterline Technologies Corporation Netsuite Inc NewAlliance Bancshares Inc Orbital Sciences Corporation Scansource Inc Texas Roadhouse Inc Theravance Inc Thoratec Corp United Online Inc Volcano Corp Kenneth S Canon (Scott) William C Doenges Ranger Capital Group LLC and Ranger Capital Group Holdings LP
8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/13/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Goolsby, Barbara Goolsby, Barbara
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Florida Rural Legal Services Florida Rural Legal Services
Ranger Mid Cap Select Fund LP and Ranger Mid 8/16/2010 Cap Fund LP 8/16/2010 Ranger Small Cap Fund LP and Ranger Small Cap Select Fund LP Sylvie Millette 8/16/2010 Ranger Investment Management LP and Ranger 8/16/2010 Investment Group LLC Jason C Elliott 8/16/2010 Rob Wigley Dana Pujol Roberts John Del Vecchio Brian E Graeme Joseph T Labate Andrew F Hill Thomas E Burson James N Hacker Joseph Whitaker Thompson III (Jay) RMJ Capital Management LLC Grenauto LLC Western Gailes Capital Management LLC Masterpiece Homes Inc Masterpiece Inc Fletcher Johnston Properties Inc Casablanca Construction Comp Inc Monique L Miller aka Monique Rossi Duart Capital Management LLC Malcolm Fraser Maclean IV SAMI II 2006-AR6 Pooling and Servicing Agreement Citigroup Mortgage Loan Trust CLMTI 2006WF1 Pooling and Servicing Agreement Pioneer Fund MA Pioneer Money Market Trust Forward Funds 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/17/2010 8/16/2010 8/16/2010
10-09106-FOIA 10-09107-FOIA 10-09108-FOIA
Katz, Jerome Katz, Jerome Katz, Jerome
Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business
8/16/2010 8/16/2010 8/16/2010
Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Levit, W.H. Muszak, Janusz Knutson, Ted Mierzejewski, Mark Carollo, Russell McCarthy, Jim Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Willis, Jane Laughlin, Thomas Gardini, John Cruz, Xiomara Lehrer, Emily
Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Godfrey & Kahn, S.C. Complinet Check Fund Manager, LLC CounterPoint Strategies Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC International Business Research Ropes & Gray LLP Scott + Scott LLP American Capital Partners, LLC Law Office of X.L. Cruz, PLLC Guggenheim Partners LLC
Pioneer Series Trust I Pioneer Bond Fund DE Jennison Associates LLC Pioneer Series Trust III Pioneer Series Trust IV Pioneer Short Term Income Fund General Electric Company ETrade or Scottrade FOIA Requests from FOX news since July 1 2010 Larry J Kassman travel records Raj Rajaratnam Danielle Chiesi Galleon Group and or Rajat Gupta Vectren Corp ViaSat Inc Vital Images Inc Warner Chilcott Ltd WD-40 Company Webster Financial Corp Wendys Arbys Group Inc Wesco International Inc Western Alliance Bancorporation Westinghouse Air Brake Technologies Corp Walter F Raquet WR Capital Management LP or WR Platform Advisors LP Chee Chang Sunrise Senior Living Inc Insight Enterprises Inc Robert Wilson and American Capital Partners LLC CWALT Inc Alternative Loan Trust 2005-66 Plainfield Asset Management
8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010 8/17/2010 8/16/2010 8/16/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/10/2010 8/10/2010 8/18/2010 8/10/2010 8/18/2010
Andrew, Chris Tarselli, Todd Tarselli, Todd Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Pennsylvania Department of C ti Pennsylvania Department of C ti EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Tyco International Ltd and OIG Report 531 Range Resources and BPZ Resources Office Depot and Rite Aid Erik Hirsch Lance P Simpson Brian C Beh Jeffrey B Prestine Joshua J Honeycutt Brian L Massey Silas A Myers Roxbury Capital Management LLC Mar Vista Investment Partners LLC GLG Partners LP Kenneth Joseph Ulbricht of WCG Management LP WCG ML Feeder Fund LP WCG Partners LP WCG GP LLC WCG Advisors LLC WCG Management LP Barry Stuart Wittlin of WCG Management LP Andrew David Fredman Fir Tree Inc Carlos Valle Robert C Koski FlatWorld Acquisition Corp FlatWorld DAL FlatWorld Consulting FWC Management Services Fortuna Capital Corp Fortuna Capital Partners CIBC World Markets
8/17/2010 8/10/2010 8/6/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/18/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010 8/19/2010
Marcus, Sally Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara
EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Brian Busby Mark T Gallogly Pyramis Global Advisors LLC Timothy Edward Heffernan of Pyramis Global Advisors LLC Alexander S Libin of Shannon River Capital Management LLC Robert L Zurl Jeffrey H Aronson
8/20/2010 8/20/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010
Kevin J Faxon of J P Morgan Asset Management 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010
Anne S Pfeiffer of J P Morgan Asset Management Check Fund Manager, LLC Cyndi Quintero of J P Morgan Asset Management Nyes Ledge Capital Management, LLC Karl Bandtel of Wellington Management Company Nyes Ledge Capital Management, LLC Brett Barakett of Tremblant Capital Group Nyes Ledge Capital Management, LLC Krishen Sud of Sivik Global Partners LLC Nyes Ledge Capital Management, LLC John F Brennan of Sirios Capital LLC Nyes Ledge Capital Management, LLC Paul Burke of Northaven Mgmt Inc Nyes Ledge Capital Management, LLC Richard Brown of Northaven Mgmt Inc Nyes Ledge Capital Management, LLC David Gallo of Valinor Mgmt LLC Nyes Ledge Capital Management, LLC Andrew Rechtschaffen of Obrem Capital Mgmt Nyes Ledge Capital Management, LLC Kenneth M Garschina of Mason Mgmt LLC Nyes Ledge Capital Management, LLC Michael E Martino of Mason Mgmt LLC Nyes Ledge Capital Management, LLC Michael C Kempner of KS Capital LLC Nyes Ledge Capital Management, LLC Jack R Swain III KS Capital LLC Nyes Ledge Capital Management, LLC Mario M Covo of Helios Advisors LLC Nyes Ledge Capital Management, LLC Lawrence A Heller of Helios Advisors LLC Nyes Ledge Capital Management, LLC Natalio Gabriel Tolchinsky aka N Gabriel Tolchinsky aka Gabriel Tolchinsky of Helios Advisors LLC Nyes Ledge Capital Management, LLC Christopher J Burn of Goshen Global Disclosure Insight, Inc. Disclosure Insight, Inc. Allied World Assurance Co Holdings Ltd American Medical Systems Holdings Inc
10-09196-FOIA 10-09197-FOIA 10-09198-FOIA
Inglese, Tara Gavin, J. Patrick Gavin, J. Patrick
8/20/2010 8/23/2010 8/23/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC
Amylin Pharmaceuticals Inc Armstrong World Industries Inc Chicos Fas Inc Flowers Foods Inc Herbalife Ltd Human Genome Sciences Inc Itron Inc Jabil Circuit Inc Anixter International Inc Duff & Phelps Corp Icahn Enterprises LP IDEX Corp II-VI Inc Independent Bank Corp Informatica Corp Integrated Device Technology Inc United America Indemnity Ltd Viad Corp Briskin & Rinde LC Delsoft Consulting Inc AFH Holdings I Inc AFH Holdings II Inc AFH Holdings III Inc AFH Holdings IV Inc AFH Holdings V Inc AFH Holdings VI Inc AFH Holdings VII Inc MLTC Funding Inc NCI Funding Inc Wygen Capital Inc Ropemaker Capital LLC Centerbridge Partners
8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/20/2010 8/23/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/20/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010 8/23/2010
10-09231-FOIA
Preuitt, Julie
SEC
OIG Report on the timing of the filing of the 8/19/2010 Commissions complaint against Goldman Sachs OIG Report on the timing of the release of IG's report regarding Stanford OIG Report on testimony in Congressional hearing regarding Stanford American Equity Investment Service Co and American Equity Investment Life Holding Co 8/19/2010 8/19/2010 8/19/2010
10-09232-FOIA 10-09233-FOIA 10-09234-FOIA
Preuitt, Julie Preuitt, Julie Fruto, Richard
SEC SEC Gianelli & Morris
10-09235-FOIA
Fruto, Richard
Gianelli & Morris
Rosenwasser, Steven Dukes, Sara Johnson, Ernessa Ryan, Kathryn Ryan, Kathryn Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Best, Deborah Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Webb, Chris
Deloitte Recap, LLC Thomson Reuters Willkie Farr & Gallagher LLP Willkie Farr & Gallagher LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Institute for Defense Analyses Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Input
SEC V American Equity Investment Life Holding 8/17/2010 Co David J Noble Wendy C Waugaman SD Iowa case No 4:10-cv-87 Taser International Inc 8/19/2010 Medimmune Inc Form 10-K Exhibit 10.55 the list of the 50 hedge fund advisors that were subpoenaed by the SEC post-hearing briefs for Kevin Hall CPA and Rosemary Meyer CPA No 3-12208 post-hearing briefs for James Thomas McCurdy CPA No 3-12208 Bone Care International Inc Form S-1 Exhibit 10.8 Cumberland Pharmaceuticals Inc Form S-1 Exhibit 10.7 Neurocrine Biosciences Inc Form 10-Q Exhibit 10.1 Discovery Laboratories Inc Form 10-K Exhibits 10.28 10.29 Discovery Laboratories Inc Form 8-K Exhibit 10.1 Boeing Company Form 10-K Exhibit 21 Draxis Health Inc Form 20-F Exhibit 4.13 Guidant Corp Form 10-Q Exhibit 10 8/2/2010 7/8/2010 8/10/2010 8/10/2010 8/2/2010 8/9/2010 8/9/2010 8/2/2010 8/2/2010 8/23/2010 8/9/2010 8/9/2010
Draxis Health Inc Form 20-F Exhibits 4.37 4.38 8/2/2010 4.39 4.40 4.41 4.42 Draxis Health Inc Form 20-F Exhibit 4.50 8/2/2010 SECHQ104F0299 Computer Systems 8/4/2010 Management Inc CSMI contract # GS06F0147Z JP Morgan Investment Trust N-14 comment letters Washington Mutual Bank residential mortgage records 8/16/2010 8/11/2010
10-09252-FOIA 10-09253-FOIA
Katz, Jerome Iskenderian, Ronald
Thomson Reuters Westlaw Business -
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Rosen, Scott Laughlin, Thomas Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara La Gravenis, Robert Micheletti, Dina Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Coffey, Tim Ludeke, Brian Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Scott + Scott LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC K&L Gates, LLP Fazio & Micheletti, LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Fig Partners Garrett & Tully, PC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Dusa Pharmaceuticals Inc Form 10-K Exhibit 10aa Dusa Pharmaceuticals Inc Form 10-QExhibit 101 Dusa Pharmaceuticals Inc Form 10-Q Exhibit 10a Dusa Pharmaceuticals Inc Form 10-Q Exhibit 10a Dusa Pharmaceuticals Inc Form 10-K Exhibit 10b.2 Alliance Pharmaceutical Corp Form 10-K Exhibits pp qq rr ss tt Financial Guaranty Insurance Co FGIC and Dominick Carollo 2002 complaint Verifone Holdings Inc Dec 07 restatement of financial results Digene Corp From 10-K Exhibit 10.21 Digene Corp From 10-Q Exhibit 10.1 Discovery Laboratories Inc Form 8-K Exhibit 10.1 Genetic Therapy Inc Form S-3 Exhibits 10.39 10.40 10.41 State of New Jersey AP No. 3-14009 settlement offer SEC v Pegasus Wireless Corp et al ND Cal Case No. 09-cv-02302-JSW Durect Corp Form 10-K Exhibits 10.45 10.46 Durect Corp Form 10-Q Exhibit 10.41 Durect Corp Form 10-Q Exhibit 10.39
8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/9/2010 8/23/2010 8/12/2010 8/2/2010 8/2/2010 8/2/2010 8/2/2010 8/20/2010 8/18/2010 8/9/2010 8/9/2010 8/9/2010
Dov Pharmaceuticals Inc Form 10-Q Exhibit 8/2/2010 10.1 Dov Pharmaceuticals Inc Form 8-K Exhibit 10.1 8/2/2010 Nanogen Inc Form 10-Q Exhibits 10.6 10.7 CVB Financial Corp and Citizens Business Bank Rica Foods Inc Calixto Chaves and Gina Sequeira FL-03225 Atrix Laboratories Inc Form Exhibits 99.1 99.5 99.7 99.8 DrugAbuse Sciences Inc on Amendment 2 to Form S-1 Exhibits 10.17 10.18 Diversa Corp Form 10-Q Exhibits 4.7 10.1 8/2/2010 8/23/2010 8/20/2010 8/9/2010 8/9/2010 8/2/2010
Diversa Corp Form 10-K Exhibits 10.57 10.58 Diversa Corp Form 10-Q Exhibits 10.49 10.50 Diversa Corp Form 8-K Exhibit 99.1 DrugAbuse Sciences Inc on Amendment 6 to Form S-1 Exhibits 10.19 10.20 DrugAbuse Sciences Inc on Amendment 1 to Form S-1 Exhibits 10.9 10.10 10.11 10.12 10.13 10.14 10.15 10.16 Key Energy Gregg Thomas Rennie 09-CV-10107-DPW D Mass Maria T Giesige AP No. 3-12747 briefs Edward J Driving Hawk Sr AP No. 3-13745 briefs John A Carley et al AP No. 3-11626 briefs Carlmont Capital Pineer Mid Cap Value Fund N-14 CIK: 000086334 Neuberger Berman Equity Funds N-14 CIK: 0000044402 CitiGroup Global Markets Inc 40-APP CIK: 0000315030 all filings for 10 major companies Kenneth L Rubin CPA and Michael W Lewis CPA No. 3-11748 Albert Glenn Yesner CPA No.3-9586 KPMG Peat Marwick No. 3-9500 regulations pertaining to using the SEC 15 USC tracer flag Next Inv LLC File No. 812-13646 comment letters Discovery Partners International Inc Form 10-Q Exhibit 10.81 Discovery Partners International Inc Form 10-K Exhibit 10.80 Discovery Partners International Inc Form 10-Q Exhibit 10.78 Columbus Circle Investors Consolidated Gold Fields v Minorco SEC amicus brief
8/2/2010 8/2/2010 8/2/2010 8/9/2010 8/9/2010
Klele, Khaled Puritz, James Schoerner, Jeffrey Schoerner, Jeffrey Schoerner, Jeffrey Scott, Jeffrey Katz, Jerome Katz, Jerome Katz, Jerome Muller, Ra'Shaun Ryan, Kathryn Ryan, Kathryn Ryan, Kathryn Kee, Charles Whitaker, Matthew Dukes, Sara Dukes, Sara Dukes, Sara Wall, Lindsay Orcutt, Aaron
Riker Danzig Scherer Hyland & Perretti, LLP Rainer & O'Connor, LLP Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Marcy Correctional Facility Willkie Farr & Gallagher LLP Willkie Farr & Gallagher LLP Willkie Farr & Gallagher LLP Utah State Prison WestLaw CourtExpress Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Thomson Reuters Westlaw CourtExpress
8/24/2010 8/19/2010 8/20/2010 8/20/2010 8/20/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/16/2010 8/10/2010 8/10/2010 8/10/2010 8/15/2010 8/19/2010 8/2/2010 8/2/2010 8/2/2010 8/19/2010 8/17/2010
10-09305-FOIA
Crowe, Daniel
Jones, Mike Macklin, James Sacks, Robert Castro, Louis Kane, Darren Floy, Carlson Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Evans, David Evans, David Evans, David Evans, David Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Schwartz, Junell, Greenberg, & Oathout, LLP Sullivan & Cromwell LLP Inmate Number 20653-034 Mission-Critical Services Morvillo, Abramowitz, Grand, Iason, Anello & Bohr, Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
US Bank National Association as indenture 8/11/2010 trustee for American Home Mortgage Investment Trust 2005-4 Morgan Asset Management Inc AP No. 3-13847 8/24/2010 Accredited Mortgage Loan Trust 2006-2 Asset Backed Notes Verifone Holdings Inc SF-3312 response to 1003436-FOIA Louis Castro and bid performances and payment bonds Emerald Ventures complaints filed between April 1 - August 25 2010 Mabon Nugent & CoFile No. 3-6207 briefs Columbia Funds Series Trust 40-APP CIK: 0001097519 FocusShares Trust 40-APP CIK: 0001396287 8/17/2010 8/20/2010 8/4/2010 8/25/2010 8/25/2010 8/24/2010 8/24/2010
Alpine Woods Capital Investors LLC 40-APP 8/24/2010 CIK: 0001226886 Fidelity Select Portfolios N-14 CIK: 0000320351 8/24/2010 Schwab Capital Trust N-14 CIK: 0000904333 8/24/2010
Metropolitan Series Fund Inc N-14 CIK: 8/24/2010 0000710826 American Funds Money Market Fund N-1A CIK: 8/24/2010 0001454975 Omega Capital Corporation 8/24/2010 Meadow Bay Capital Corporation MineCore International Inc Americana Gold and Diamonds Holdings Inc Youthstream Med Ordinary Youthstream Media Networks Inc Youthstream Media Networks Stk CIBC World Markets Corp DAL Group LLC Yada Yada Inc Nirgu Corp 8/24/2010 8/24/2010 8/24/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010
Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Nagina Partners LLC Gupta Venture Inc Rapidfire Software Inc Georgia Radiant Systems Menulink Computer Solutions Inc Softsense Computer Products Phoenix Communications Radiant Ventures Radiant Payment Services Radiant Charity Corp Radiant Systems inc John Heyman Alon Goren Mark E Haidet Fayette Capital Inc Jamestown Capital LLC JHM Funding Inc Glasjar Capital Inc TCI Network Capital Inc Mattco Capital Inc Katco Capital Inc Radiant Systems of Georgia Inc Radiant hospitality Systems Inc Radiant Automotive Inc RSI Acquisition Corp Restaurant Management and Control Systems Inc Radiant Systems Central Europe Inc Radiant Systems International Inc GHG LLC Estorelink.com Inc Equilease Financial Services Inc RetainEnterprises.com
8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/23/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/20/2010 8/26/2010 8/26/2010 8/26/2010 8/27/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Kiernan, Cortney Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Wall, Lindsay Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Corporate Office Properties Trust New York Community Bancorp Northwest Natural Gas Co Owens Corning Skyworks Solutions Inc Snap-On Inc Timken Co Tupperware Brands Corp fka Tupperware Corp United States Cellular Corporation Valmont Industries Inc Kirby Corp Level 3 Communications Inc MSCI INC National Instruments Corp NCR Corporation Packaging Corp of America PerkinElmer Inc Range Resources Corp RPM International Inc Silicon Laboratories Inc Hamilton Miller Investments William Miller III Yuko Hyun-Seuk Song aka Hyun Song of Asian Management Singapore Ltd Nobel Gulati of Two Sigma Investments LLC EnerVest Management Partners Ltd John Bryan Walker Thomas Lenox Kempner Sr Avesta BT Inc Avesta Fund LTD Avesta Fund LP Avesta Master Fund LP
8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/25/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/27/2010 8/26/2010 8/27/2010 8/27/2010 8/24/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Avesta Capital Partners LLC Avesta Capital Advisors LLC Kabir S Singh Nicolo Carbone Daniel F Welden Daniel J Roller Alexander J Kim Kristopher Weiner Wendell Fowler William R Tung Mast Distressed Opportunities I LP Mast Credit Opportunities I LP Mast Credit Opportunities I Ltd Mast Credit Opportunities I Master Fund Ltd Mast Capital Management LLC Adam Michael Kleinman Peter Andrew Reed Craig Nicholas Carlozzi William John Bruce David Joseph Steinberg John S Ehlinger Christopher Bailey Madison Loeb Partners Corp Loeb Capital Management Gideon Jeremy King of Loeb Capital Management Steven Song Ku Mark Allen Gottlieb AnnTaylor Stores Corp Autodesk Inc BE Aerospace Inc Bed Bath & Beyond Inc
8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/24/2010 8/25/2010 8/25/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Wall, Lindsay Reinhardt, Kelly Langston, Catherine DePeau, Andrew DePeau, Andrew Medley, Tammy Medley, Tammy Foye, Christopher Discepolo, Sara
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC -
Commvault Systems Inc ConAgra Foods Inc DE Forward Air Corp Jo-Ann Stores Inc LCA-Vision Inc McDonalds Corporation Mark Allen Houser James Michael Vanderhider Patrick Leslie DeGraca of Two Sigma Investments LLC Gregory Scott Reposa of Empyrean Capital Partners LP MM Capital LLC Maximilian Horst Kogler Statistical leave information Injury Illness Statistics
8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/30/2010 8/27/2010 8/27/2010 8/27/2010 8/30/2010 8/30/2010 8/25/2010 8/25/2010
Fidelity Advisor Asset Manager prospectus since 8/19/2010 2001 for FBASX and FLLBX Litton Loan Servicing LP and Lehman Brothers 8/24/2010 Bank FSB Flow Subservicing Agreement Complaints against Matthew Bellion State of New Jersey AP No 3-14009 settlement offer AmeriGas Partners LP American Rock Salt Co LLC 8/25/2010 8/30/2010 8/27/2010 8/26/2010
Kane, Darren Sanders, Zak Woodward, Matthew Hunt, Allen Decker, John Greenfield, Richard Scilingo, Lorrie Browne, Wynne Dunkiel, Brian Greenfield, Richard Dunlap, James
Mission-Critical Services Southern Illinois University Ed Raitt Heuer & Weiss Jaffe d ill
Sun Communities Inc FOIA request letter 098/26/2010 00085-REMD Greenfield & Goodman LLC SEC v Citigroup Inc Civil Action No 10-cv-1277- 8/26/2010 ESH Law Offices of Broening Oberg Woods Mark Boscarino MTG Enterprises 8/30/2010 & Wilson Global Partners LP Form 10Q Exhibit 10.4 8/26/2010 Exhibits EE and FF Coal Mine Operators 8/27/2010 Shems Dunkiel Raubvogel & Saunders, PLLC Greenfield & Goodman LLC SEC v Bank of America Civil Action Nos 09-cv- 8/28/2010 6829JSR and 10-cv-0215JSR Morgan Asset Management Inc AP No 3-13847 8/26/2010
Preuitt, Julie Pike, Laura Christensen, Robert Wylie, Michael Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott
SEC Norton Rose LLP Duckson Carlson Chartered Duckson Carlson Chartered Duckson Carlson Chartered Duckson Carlson Chartered Duckson Carlson Chartered Duckson Carlson Chartered Duckson Carlson Chartered Duckson Carlson Chartered Duckson Carlson Chartered
OIG Report 494A testimony and e-mails GDF Suez and International Power MOU Phoenix Leasing American Business Fund LP Hercules Inc and Rockwell International Corp Solid Rocket Division Timothy R Redpath Jon C Essen Jeffrey A Gardner Todd A Duckson Michael W Bozora JAG Investment Group of Companies Inc Capital Solutions Distributors
8/27/2010 8/26/2010 8/30/2010 8/27/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010 8/26/2010
CS Finance Corporation aka True North Finance 8/26/2010 Corporation Hennessey Financial Monthly Income Fund LP 8/26/2010 aka Capital Solutions Montly Income Fund LP Brian Weisenberger Stuart Voigt M David Woodard Mark Williams 8/26/2010 8/26/2010 8/26/2010 8/26/2010
Carlson, Scott Carlson, Scott Carlson, Scott Carlson, Scott Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John
Duckson Carlson Chartered Duckson Carlson Chartered Duckson Carlson Chartered Duckson Carlson Chartered -
Wachovia Securities number of complaints since 8/27/2010 2005 LPL Financial number of complaints since 2005 8/27/2010 Raymond James Financial Services number of complaints since 2005 MetLife number of complaints since 2005 Chase Investment Services JP Morgan Chase number of complaints since 2005 Merrill Lynch Bank of America number of complaints since 2005 UBS Financial Services number of complaints since 2005 Chase Investment Services JP Morgan Chase number of complaints since 2005 Smith Barney Investments number of complaints since 2005 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010
Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Wasik, John Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Marcus, Sally Marcus, Sally
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC
Morgan Stanley number of complaints since 2005 Barclays Wealth Management number of complaints since 2005 Goldman Sachs number of complaints since 2005 Morgan Keegan Regions Bank number of complaints since 2005 Credit Suisse number of complaints since 2005 Ameriprise Financial Services number of complaints since 2005 Wells Fargo Advisors Network number of complaints since 2005 Securities America number of complaints since 2005 Amazon com Inc Callaway Golf Company China Green Agriculture Inc China MediaExpress Holdings Inc Crocs Inc Deckers Outdoor Corp Pier 1 Imports Inc Resources Connection Inc Skywest Inc Tekelec
8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/27/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010
Michael Alan Price of Empyrean Capital Partners 8/30/2010 LP Robin Elaine Udany of Empyrean Capital 8/30/2010 Partners LP Joshua B Parker 8/30/2010 Empyrean Capital Partners LLC Markus Hausberger Gargoyle Charles Goodgal Noble Matthew Hansen III of Empyrean Capital Partners LP Frederick Fogel David Steinmetz 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Langston, Catherine Kiernan, Cortney Reinhardt, Kelly Mierzejewski, Mark Lichtcsien, Susan Gavin, J. Patrick
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc.
Zachary Zeitlin Michael Gatto John Abate Robert OShea Edward Mule Silver Point Finance LLC SPCP Group LLC Silver Point Europe LLP Silver Point C&I Opportunity Fund II Ltd Silver Point C&I Opportunity Fund I Silver Point Capital Offshore Fund Ltd Silver Point Capital Fund LP Silver Point Capital General Partner LLC Silver Point Capital LP Erez Kalir of Sabretooth Capital Management LLC Craig William Perry of Sabretooth Capital Management LLC Sabretooth Capital Management LLC Two Sigma Investments LLC John Albert Overdeck David Mark Siegel Brian Eric Joseph of Empyrean Capital Partners LP Joseph Zev Shiffman Alan Salzbank Ryan Hiroaki Mayetani of Empyrean Capital Partners LP John Marcus Stinebaugh of Brookfield Asset Management Inc Amos Meron of Empyrean Capital Partners LP Richard J Grissinger Bruce Rogoff of Gargoyle Group of Companies Corning Inc
8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Kelley, Angela Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC HM Capital Partners EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Enernoc Inc Finisar Corporation Jones Lang Lasalle Inc Kid Brands Inc Linear Technology Corporation Littelfuse Inc Maxim Integrated Products Inc Noble Energy Inc Park National Corporation Ranger Investment Group LLC Ranger Advisors LP Teletouch Communications 10-K Exhibits Ranger Alternative Management LP Ranger Fund Management LP Ranger Capital Group LLC
8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/30/2010 8/30/2010 8/31/2010 8/30/2010 8/30/2010 8/30/2010
Ranger Mid Cap Select Fund LP and Ranger Mid 8/30/2010 Cap Fund LP 8/30/2010 Ranger Small Cap Fund LP and Ranger Small Cap Select Fund LP Ranger Capital Group Holdings LP 8/30/2010 Ranger Investment Management LP David J Kirsch Douglas Marten Fenton Alvaro Boulet Michael Gerard William Priest Gregory Parker Heyman Richard Loudon Turnure Francisco Alfaro Miura Global Partners II LP Miura Global Partners LP Miura Global Fund Ltd Miura Global Master Fund Ltd Miura Global Capital LLC 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010
Marcus, Sally Gelman, Fran Kirk, Harry LaRosa, Susan Amado, Selin
EACM Advisors, LLC Shadow Investigations, Inc. CGI Federal, Inc. Verdis Investment Management
Miura Global Management LLC CBOE filing 19b-4 and exhibits Robert Levy Lockheed Martin Infrastructure Support Services Contract for September 2008 Cypress Realty Partners Cypress Real Estate Advisers Stephen T Clark and M Timothy Clark Rust Consulting Inc as Fair Funds claims administrator in Bank of America and other cases Harley Davidson 1986 acquisition of Holiday Rambler full financial settlement James Hausmann Wells submissions SEC employee e-mail listing SEC Telephone Directory Alan Stephen MacKenzie of Gargoyle Group of Companies Farzad Mohamad Farhangnia of Empyrean Capital Partners LP Alfredo Salvatore Mattera Mitchell Louis Solich Washington Street Investors LLC SECHQ108F8311 Computer Sciences Corp awarded September 14 2008 Madison Street Partners Owsley Steven of Madison Street Partners Drew McKinley Hayworth of Madison Street Partners Haverty Furniture Companies Inc Headwaters Inc Hexcel Corp IAC Interactivecorp MarineMax Inc Panera Bread Co Pentair Inc Pilgrims Pride Corporation
8/30/2010 8/31/2010 8/31/2010 9/1/2010 9/1/2010
10-09570-FOIA
Greenfield, Richard
9/1/2010
Schoen, John Cornish, Robert Jones, Marty Jones, Marty Lichtcsien, Susan Reinhardt, Kelly DePeau, Andrew Malinowski, Thomas Marsalese, Michael Webb, Chris Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Dilworth Paxson LLP Wilkie Farr & Gallagher LLP Wilkie Farr & Gallagher LLP Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Marsalese Law Group PLLC Input Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
9/1/2010 8/31/2010 9/1/2010 9/1/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 8/26/2010 8/17/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010 9/2/2010
Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Johnson, Ernessa Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Thomson Reuters Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Post Properties Inc Powell Industries Inc Joseph Lee Russell Jr Bell Point Capital Management LP Columbus Circle Investors Inc Columbus Circle Investors Management Inc
9/2/2010 9/2/2010 9/7/2010 9/7/2010 9/3/2010 9/3/2010
Oliver Adrian Marti of Columbus Circle Investors 9/3/2010 Dorchester Capital Mark S Zucker A S Novik A-Online Capital Banvienda Aseg Mondial S A Frank Combs aka Gifford Combs Dalton Investments 99 Cents Only Stores Marine Products Corporation Mercury Computer Systems Inc Monolithic Power Systems Inc Montpelier Re Holdings Ltd National CineMedia Inc National Financial Partners Corp National Fuel Gas Co National Health Investors INC Nordson Corp Trans America Investments Services Inc ADVs Momenta Pharmaceuticals Inc Form 10-K Exhibit 10.18 Calypte Biomedical Corp Form 10-Q Exhibits 10.69 10.70 10.71 10.73 Edwards Lifesciences Corp Form 10/A-2 Exhibit 10.10 Hybridon Inc Form 10-Q Exhibit 10.1 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/3/2010 9/3/2010 9/3/2010 9/3/2010 9/3/2010 9/3/2010 9/3/2010 9/3/2010 9/3/2010 9/3/2010 9/3/2010 9/3/2010 8/4/2010 8/16/2010 8/16/2010 8/16/2010 8/16/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Burks, Michael Dukes, Sara McCarthy, Michelle
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC -
Hybridon Inc Amendment 3 to Form S-1 Exhibits 10.62 10.63 10.64 Hybridon Inc Form 10-Q Exhibit 10.1
8/16/2010 8/16/2010
Avanir Pharmaceuticals Form 10-Q Exhibit 10.1 8/16/2010 Obagi Medical Products, Inc Form 10-K Exhibits 8/16/2010 10.50 10.51 Vical Inc Form 10-K Exhibit 10.30 8/16/2010 Ameriquest Mortgage Co residential mortgage records Abaxis Inc Form 10-Q Exhibit 10.38 8/24/2010 8/16/2010
Gana, Adam Fromm, Derek Dukes, Sara Christian, George Steinberg, Barry Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Kutak Rock LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
9/2/2010 s7-10-95 Improving Descriptions of Risk by Mutual Funds and other Investment Cos Bankers Trust Comment letter Morgan Keegan and Morgan Asset Management 9/2/2010 Inc AP No 3-13847 Solar Power Inc Form 8-K Exhibit 10.3 9/3/2010 Dyax Corp Form 8-K Exhibit 99.2 8/16/2010 DLJ Mortgage Capital Inc Sponsor of CSMC 9/4/2010 Mortgage Backed Trust 2006-5 Tyson Foods Inc responses to 10-07173 and 10- 9/7/2010 00155-APPS Dyax Corp Form 10-K Exhibit 10.11 8/16/2010 Dyax Corp Form 10-Q Exhibit 10.1 Elite Pharmaceuticals Form 8-K Exhibit 10.1 8/16/2010 8/16/2010
Elite Pharmaceuticals on Amendment 2 to Form 8/16/2010 8-K Exhibit 10.1 Elite Pharmaceuticals Form 8-K Exhibit 10.1 8/16/2010 Icagen Inc Form 10-Q Exhibit 10.1 Tapestry Pharmaceuticals FKA Napro Biotherapeutics Form 10-Q Exhibits 10.1 10.2 10.3 Cima Labs Inc Form 10-Q Exhibit 10.24 8/16/2010 8/16/2010
8/16/2010
Dynavax Technologies Corp on Amendment 4 to 8/16/2010 Form S-1 Exhibit 10.18 Endologix Inc Exhibits 10.40 10.41 Form 10-Q 8/30/2010 Entremed Inc Exhibit 10.25 Form 10-Q Enzo Biochem Inc Exhibit 10(s) Form 10-K 8/30/2010 8/30/2010
Inhale Therapeutic Systems Inc Exhibit 10.27 Form 10-K EpiCept Corporation Exhibits 10.7 10.9 10.11 Form S-1 Amendment 1 Epix Medical Inc Exhibit 10.1 Form 10-Q
8/30/2010 8/30/2010 8/30/2010
8/30/2010 Epix Medical Inc Exhibits 10.1 10.2 10.3 Form 10-Q Epimmune Inc Exhibits 10.49 10.50 10.51 Form 8/30/2010 10-Q Epimmune Inc Exhibit 10.50 Form 10-Q 8/30/2010 Enzon Pharmaceuticals Inc Exhibits 10.28 10.29 8/30/2010 10.30 Form 10-Q Embrex Inc Exhibit 10.1 Form 10-Q 8/30/2010 Emisphere Technologies Inc Exhibits 10.30 10.31 10.32 10.33 Form S-3 Amendment 2 Endo Pharmaceuticals Holdings 10.46 10.47 Form 10-K Endo Pharmaceuticals Holdings 10.48 Form 8-K Endo Pharmaceuticals Holdings 10.39.1 10.39.2 Form 10-Q Endo Pharmaceuticals Holdings 10.48.2 10.48.3 Form 8-K Endo Pharmaceuticals Holdings 10.46 Form 10-K Endo Pharmaceuticals Holdings 10.48 Form 8-K James E Hanson II Inc Exhibits Inc Exhibit Inc Exhibits Inc Exhibits Inc Exhibit Inc Exhibit 8/30/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Malinowski, Thomas Reinhardt, Kelly DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 8/30/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010
Young (Yang) Duchung Chin of Pyramis Global Advisors LLC William J McBride Autonation Inc Celera Corp Celgene Corp Clorox Co Coach Inc Cummins Inc Lifeline Systems Co MDC Holdings Inc
Gavin, J. Patrick Gavin, J. Patrick Steponkus, Elizabeth Rand, Sascha
Disclosure Insight, Inc. Disclosure Insight, Inc. Federal Sources, Inc. Quinn Emanuel Urquhart & Sullivan
Open Text Corporation Target Corporation SECHQ108F8077 Lockheed Martin SEC v Citigroup Inc case 1:10-cv-01277 and Gary Crittendon and Arthur Tildesley Jr Florida Local Government Investment Pool FL03366 Walter A Morales Collybus CDO I Ltd Commonwealth Advisors Inc CIK 0001376763 Sand Spring Capital LLC CIK 0001410104 Sand Spring Capital II LLC CIK 0001381489 Sand Spring Capital Ltd CIK 0001363156 Sand Spring Capital LLC CIK 0001363162 Sand Spring Capital III Master Fund LLC CIK 0001412737 Sand Spring Capital III Ltd CIK 0001412735 Sand Spring Capital III LLC CIK 0001412736 CA Strategic Equity Offshore Fund Ltd CIK 0001363158 CA Recovery Fund LLC CIK 0001465295
9/7/2010 9/7/2010 9/7/2010 9/2/2010
Hasbun, Marcos Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Broyles, Patrick Laby, Arthur
Zuckerman Spaeder LLP Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles -
9/3/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010
CA High Yield Offshore Fund Ltd CIK 9/7/2010 0001366470 CA Recovery Master Fund LLC CIK 0001465296 9/7/2010 CA Recovery Fund Ltd CIK 0001467101 CA Strategic Equity Fund LLC CIK 0001363159 CA High Yield Offshore Fund Ltd CIK 0001363151 CA Core Fixed Income Offshore Fund Ltd CIK 0001363157 CA High Yield Fund LLC CIK 0001363160 CA Core Fixed Income Fund LLC CIK 0001363161 Capital Gains Research Bureau 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/7/2010
Guglielmo, Joseph Tuysuzoglu, Levent Tuysuzoglu, Levent Tuysuzoglu, Levent Tuysuzoglu, Levent Tuysuzoglu, Levent Tuysuzoglu, Levent Tuysuzoglu, Levent Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Scott & Scott, LLP Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Signalife Inc fka Recom Managed Systems Inc cka Heart Tonics Inc Loop Capital Markets Siebert & Bradford Rice Securities Samuel A Ramirez Cabrera Capital Markets Guzman & Co MFR Big Lots Inc Hansen Natural Corporation Tiffany & Co United Technologies Corporation Ronald Layard Liesching Hanesbrands Inc Jarden Corp Mohawk Industries Inc Owens & Minor Inc Polo Ralph Lauren Corporation Resemed Inc Royal Carribean Cruises Ltd Supervalu Inc Waste Connections Inc Whole Foods Markets Inc Edgar Wilson Barksdale Jr of Federal Street Associates LP Vito Coviello MRM Viteininnova Consulting LLC Michael H Brauser Barry C Honig Marlin Capital Marlin Capital Partners I LLC Marlin Capital Marketing LLC
9/7/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 8/31/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/7/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Depto, Miranda Keller, Joseph Spriggs, Judith Bakewell, Glenn Duran, Susie Marcus, Sally Marcus, Sally Lichtcsien, Susan Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Interclick Inc Sunshine Partners Development Corp Three Kings of Queens Inc Chromadex Corp Brauser Enterprises Inc Barrys Bagels LLC LA Gear filing with signature of Elliot Horowitz SEC v. John J Bravata case no 09-cv-12950 Aaron Smith affidavit Transcription Services response to 10-04441FOIA SECHQ1-10-Q-0047 Court Reporting and Stenotype Services Rich Investments Inc James P Curry Timothy Babich Justin Ferayorni of Tamarack Capital Management LLC Michael J Halpern Amber Global Opportunities Fund LP Joseph M Oughourlian of Amber Capital Investment Management Amber Master Fund LLC Amber Capital US GP LLC Amber Fund LP Amber Capital GP LLC Amber Fund Holdings LLC Amber Capital LP Amber Capital Investment Management Gabriel Traupman Dale Cooney Stephen A Campbell Federal Street Partners LLC Federal Street Advisers Inc Federal Street Associates I LLC
9/7/2010 9/7/2010 9/7/2010 9/7/2010 9/9/2010 9/7/2010 9/8/2010 9/8/2010 9/8/2010 9/9/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/8/2010 9/9/2010 9/9/2010 9/9/2010
Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Federal Street Multi Strategy Fund LLC Scott Charles Schweighauser of Aurora Investment Management LLC Roxanne Martino of Aurora Investment Management LLC Justin Sheperd of Aurora Investment Management LLC Eugene Paul Markowski of Federal Street Associates LP David C Abrams Abrams Capital William Lackey Green of Federal Street Associates LP Philip Stephen Milton Alan Richard Milton Andrew Emil Cunagin of Rinehart Capital Partners LLC Rinehart Capital Partners LLC Rinehart Capital Management LLC Joseph Ainsberg Teleos Fund LP Teleos Asset Management Inc Teleos Discretionary Fund LP Teleos Trend LP Teleos GP LLC Teleos Management LLC
9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010
Daniel Larry Gressel of Teleos Management LLC 9/10/2010 Trafelet & Company UK LLP K Tron International Inc Kenexa Corp Kensey Nash Corp Lincoln Electric Holdings Inc Washington Federal Inc Weis Markets Inc WellPoint Inc 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Castro, Adrian Castro, Adrian Manganaro, Nancy Campbell, Elizabeth Zhan, Lin Rodas, Mario Castro, Adrian Castro, Adrian Castro, Adrian Castro, Adrian Castro, Adrian Johnson, Ernessa Stavrou, Meropi Carlson, Scott
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Thomson Reuters Alnourne Partners Duckson Carlson Chartered
Western Refining Inc WGL Holdings Inc Williams Companies Inc Ridgewood Energy J Fund LLC Ridgewood Energy J Fund LLC Jackson Hewitt Inc Parish Capital Buyout Fund I LP McDonalds Corporation Daewoo Securities (America) Inc DBSI Real Estate Funding Corp Core Realty Holdings LLC Core Realty Holdings LLC Core Realty Holdings LLC dated 2007 Core Realty Holdings LLC dated 2007 File Number 021-88301 Woodward Governor Co (WGOV)
9/10/2010 9/10/2010 9/10/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/10/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010 9/9/2010
Yorkville Advisors LLC and Mark Anthony Angelo 9/10/2010 Paramount Partners LP C-07451 and CS Finance 9/9/2010 Corp nka True North Finance Corp Blank Forms 10-K 10-Q and S-4 from 1988 NAVStar of San Diego CA Form 144 EchoStar Communications Corp Form 144 Walter A Morales Collybus CDO I Ltd Coastal Trade Securities LLC CT Holdings LLC Chris Apolito Tim McEvoy Bucyrus International Inc Form 10-Q Wachovia Bank NA as trustee for Bayview residential mortgage note Wonder Auto Technology Inc Form 8-K Exhibit 10.1 10.2 full Chinese version and 8-K Exhibit 10-1 10.2 English Summary communications among shareholders Rel. No. 34-31326 voting records 9/9/2010 9/11/2010 9/11/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/10/2010 9/11/2010
Kane, Alexandria Campbell, Darnell Lauricello, Mark Broyles, Patrick Broyles, Patrick Waldon, Greg Murray, Caroline Reule, Christine Mao, Adele
Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Goldfields Capital, Inc Sullivan & Cromwell, LLP -
10-09816-FOIA
Shepherd, Matthew
Relational Investors, LLC
9/10/2010
Rasciner, Heidi Falls, Abigail D'Amico, Karen Yehuda, Nir Archibald, John
Cleary Gottilieb Steen & Hamilton LLP OCIE sweep of investment advisors Covington & Burling, LLP White & Williams, LLP Kellogg School of Management Rochon Genova whistleblower protection provisions meetiing binder blank 10-K 10-Q and S-4 Forms from 1988 Investment Advisors Listing for inactive IAs ACA Financial Guaranty Corp and ACA Capital Holdings Inc trading data on Credit default swaps CDs Citadell Advisors LLC Doubleline Capital LP Form ADV Investors Capital Corp and Securities America Inc Form X-17A-5 LEK Securities Corporation X-17A-5 AXA Advisors LLC FOCUSN reports USAA Investment Management Co FOCUSN reports Blackrock Advisors LLC CIK 0001086364 Form 40-APP/A for 2008 Investment Advisors examined by the Commision the past two years B&S Electronics LLC Contrarian Fund Advisors LLC GRQ Consultants Inc UNU Acquisitions Corp BRJ Corp Telecom South Inc Gatorman LLC Chromadex Corp Triage Real Estate Holdings LLC Strategic American Oil Corp Contrarian Cash Fund I Ltd Brauser Family Foundation Inc Public Telephone Company Brauser Investment Group LLC Tiger Security Systems Inc
9/10/2010 9/10/2010 9/14/2010 9/13/2010 9/13/2010
Weiss, Miles Weiss, Miles Molenda, David Tucker, Cecile Mercado, Lucie Mercado, Lucie Edmonds, Lionel Mascolo, Ben Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Bloomberg LP Bloomberg LP Cohen Milstein Regulatory Compliance LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
9/7/2010 9/7/2010 9/1/2010 9/14/2010 9/13/2010 9/13/2010 9/13/2010 9/15/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia DePeau, Andrew DePeau, Andrew DePeau, Andrew DePeau, Andrew DePeau, Andrew DePeau, Andrew Langston, Catherine Langston, Catherine Langston, Catherine Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Customer Acquisitions Network Inc AB Investments LLC Contrarian Cash Fund LLC Validian Corp Sunair Services Corp Barry and Renee Honig Charitable Foundation Inc Greenheart Capital Partners Matthew Wood Crakes John Alfred Paulson Paulson & Company Inc Matthew Alexander Franco Zephyr Management
9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/15/2010 9/15/2010 9/15/2010 9/14/2010 9/13/2010 9/13/2010
Bradley Amoils of Axiom International Investors 9/15/2010 LLC Axiom International Investors LLC 9/13/2010 Andrew Harris Jacobson of Axiom International Investors LLC Millburn Ridgefield Corporation The Millburn Corporation Mark Bruce Fitzsimmons Brent Hankins of Welton Investment Corporation Welton Investment Corporation Patrick Lloyd Welton of Welton Investment Corporation JAVIER DURAN GUERRA Bulltick Capital Markets LP Quantek Asset Management LLC Norman S Geller GEM Realty Capital GEM Realty Advisors Barry A Malkin Evan Carruthers Rory J O'Neill 9/13/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/14/2010 9/14/2010 9/13/2010 9/13/2010 9/13/2010 9/16/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/10/2010
Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
TPG Credit Management LP Rufus Putnam Coes III of Paulson & Co Inc Enable Ltd Enable Opportunity Ltd EA Markets Securities LLC fka Howland Securities LLC and Enable Capital LLC Enable Growth Partners LP Enable Opportunities Partners LP Enable Capital Management LLC Mitchell Stuart Levine of Enable Capital Management LLC Stuart Leslie Merzer of Paulson & Co Inc Anchorage Short Credit GP II LLC Anchorage Short Credit Fund LP Anchorage Capital Group LLC Anchorage Short Credit GP LLC Anchorage Advisors LLC Anchorage Capital Partners LP
9/10/2010 9/15/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010
Kevin Michael Ulrich of Anchorage Advisors LLC 9/13/2010 YCMIL Ltd York Capital Management US Advisors LP JGD Management Corp York Capital Management Asia HK Advisors Ltd York Capital Management UK Advisors Ltd York European Opportunities Unit Trust York European Opportunities Fund LP York Credit Opportunities Unit Trust York Credit Opportunities Fund LP Dinan Management LLC Schwartz Management LLC York European Opportunities Master Fund LP 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Kelly, Bruce Green Comite, Erin Dukes, Sara
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC InvestmentNews Scott + Scott, LLP Deloitte Recap, LLC
York Credit Opportunities Offshore Holdings LLC 9/15/2010 York LLC York LLC York LLC York Credit Opportunities Domestic Holdings 9/15/2010
European Opportunities Domestic Holdings 9/15/2010 European Opportunities Offshore Holdings 9/15/2010 Capital Management Global Advisors LLC 9/15/2010 9/15/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/14/2010 9/9/2010 9/6/2010
York Capital Management George Kim Derek Toross Edward Zatorski Marc Helwani John Joseph Fosina Michael Yehuda Weinberger Kevin Carr William Charles Vrattos Adam Jay Semler Christian Marc Reyntjens Mark David Schein Brooke Stuart Parish Jody Mansbach Christopher Aurand Daniel Alexander Schwartz James E Buckman Luis Fernando Medeiros Jonathan Zalman Jacobs Jeffrey Andrew Weber James Gerard Dinan John Tomas Financial CIK 0001012873 Merrill Lynch Pierce Fenner & Smith Inc ARS Settlement ICN Pharmaceuticals Inc nka Valeant Pharmaceuticals Amendment 4 Form 10-K Exhibits 10.21 10.32 10.33
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Shroyer, Thomas
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Moss & Barnett
Epoch Biosciences Inc Form 8-K Exhibit 2.1 Epoch Biosciences Inc Form 10-Q Exhibits 10.40 10.41 Agraquest Inc on amendment 2 to Form S-1 Exhibits 10.7 10.8 10.9 Bio Time Inc Form 8-K Exhibit 99.1 Flamel Technologies Form 6-K Exhibit 10.1 Exelixis Inc Form 10-K Exhibits 10.35 10.36 Exelixis Inc Form 10-Q Exhibits 10.2 through 10.8 Amarin Corporation Plc Form 20-F Exhibit 4.52
9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010 9/6/2010
Amarin Corporation Plc Form 20-F Exhibits 4.24 9/6/2010 4.41 Exact Sciences Corp Form 10-K Exhibits 10.32 9/6/2010 10.33 Exact Sciences Corp Form 10-Q Exhibits 10.1 9/6/2010 ArthroCare Corp Form 10-Q Exhibit 10.53 Forest Labratories Inc Form 10-K Exhibit 10.16 9/6/2010 9/6/2010
Xoma Ltd on Amendment 1 Form 8-K Exhibits 2 9/6/2010 through 5 Ribapharm Inc on Amendment 2 Form S-1 9/6/2010 Exhibits 10.96 10.10 10.11 Lexicon Genetics Inc Form 8-K Exhibit 10.1 9/6/2010 Favrille Inc Amendment 4 to Form S-1 Exhibit 10.10 Osteotech Inc Form 10-Q Exhibit 10.36 Genomica Corp Amendment 6 to Form S-1 Exhibits 10.27 10.30 DBSI Inc DBSI Diversified Reality Reit Inc etc Gregory Bell Harold Katz or Lancelot Officers transcripts Asset Management Partners ADV's ADW's from 2007-2008 Monte Johnson Trillium Brokerage Rule 610 of regulation NMS list of 50 Amex Stocks 9/6/2010 9/6/2010 9/6/2010 9/8/2010
Johnson, Ernessa Molenda, David Pessin, Adam Bhandari, Avishek
Thomson Reuters Wolters Kluwer Law & Business Fine, Kaplan, and Black, RPC Bowling Green State University
9/14/2010 9/14/2010 9/14/2010 9/15/2010
10-09958-FOIA 10-09959-FOIA 10-09960-FOIA
Jones, Marty Caine, Robert Brewer, Sonya
Wilkie Farr & Gallagher LLP -
IM Memo to Chairman Levitt dtd December 9, 1994 Babcock & Wilcox NYSE certification CIK: 0001486957 Bear Stearns Asset Backed Securities Inc Form 8-K Exhibit 4 pooling servicing agreement Price Waterhouse no action letter TC Horne stipulation and consent dtd September 20, 1973 Janney Montgomery Scott LLC X-17A-5 Merriman Curhan Ford & Co D Jonathan Merriman and Christopher Aguilar AP No. 313681 William J Del Biaggio III AP file No.3-13319 David Scott Cacchione AP file No. 3-13455 First USA BK 1994 Prospectus MBNA America BK NA 1991-93 prospectus Chase Manhattan BK USA 1991-1995 prospectus Citibank South Dakota NA 1991-1995 prospectus Greenwood TC 1991-95 prospectus Knight Direct LLC X-17A-5 Aspen Dental Management Inc National Bank of DE NA 1995 prospectus Citibank NV NA 1995 prospectus Bank of NY DE 1994 prospectus FCC NB 1994 and 1995 prospectus Covenant Partners LP Reg D Form D Sage Rutty & Co Inc X-17A-5 ABG Sundal Collier Inc X-17A-5 Wall Street Access X-17A-5 JM Lummis Securities Inc X-17A-5 Arbor Research & Trading Inc X-17A-5 Canaccord Genuity Inc X-17A-5
9/15/2010 9/15/2010 9/15/2010
Rhoades, Ron Cheek, Laura Flanagan, Michael Collins, James
O'Reilly Collins
9/15/2010 9/15/2010 9/14/2010 9/15/2010
Collins, James Collins, James Hyun, Young-Jin Hyun, Young-Jin Hyun, Young-Jin Hyun, Young-Jin Hyun, Young-Jin Baudry, Herve King, Joshua Hyun, Young-Jin Hyun, Young-Jin Hyun, Young-Jin Hyun, Young-Jin Goldman, Lori Zielinski, Jim Puglisi, Nicholas Puglisi, Nicholas Puglisi, Nicholas Puglisi, Nicholas Puglisi, Nicholas
O'Reilly Collins O'Reilly Collins -
9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/16/2010 9/14/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010 9/15/2010
DePeau, Andrew DePeau, Andrew DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research
Tradewinds Investment Management LP Scott Philip Peters Sheldon Michael Stone Oaktree Capital Management LLC Michael A Elrad Daniel OMalley Jr of PilotRock Investment Partners PilotRock Investment Partners Grant N Smith of Millburn Ridgefield Corporation Louis W Moelchert Brandywine Realty Trust Ferro Corporation First Marblehead Corporation First Midwest Bancorp Inc FirstMerit Corp FNB Corp Omnivision Technologies Inc Orbitz Worldwide Inc OSI Systems Inc Otter Tail Corp Chevron Corp Kimberly-Clark Corporation Kinder Morgan Energy Partners Laboratory Corporation of America Holdings Mediacom Communications Mylan Inc Oracle Corporation Oritani Financial Corp Sonic Automotive Inc Westlake Chemical Corporation TXCell Seaside Therapeutics Inc
9/17/2010 9/17/2010 9/16/2010 9/16/2010 9/16/2010 9/17/2010 9/16/2010 9/16/2010 9/16/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/17/2010 9/17/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Wathen, Mitchell Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Malinowski, Thomas Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Good Start Genetics Inc PCT Therapeutics Inc Marc D Beer ViaCell Inc QA3 Financial Corp Reign Capital LP
9/17/2010 9/17/2010 9/17/2010 9/17/2010 8/17/2010 9/17/2010
Reign Capital Management LLC formerly known 9/17/2010 as E Capital Management LLC 9/17/2010 Cambrea Lee Ezell of Reign Capital Management LLC Everest Capital 9/17/2010 Marko Dimitrijevic Perry Partners LP Perry Capital (Asia) Limited Perry Capital Limited PPI Investment Associates LP Perry Principals LLC Perry European Fund Ltd Perry European Fund LP Perry Partners International Inc Perry Investment Associates LLC Perry European International Associates LP Perry European Associates LLC Perry Capital LLC Perry Corporation James Joseph Shannon Randall Borkenstein John McKenna Michael Neus Kevin Kish David Russekoff Chet Kapoor Andrew Isikoff 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine Langston, Catherine Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Enright, James
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. -
Alp Ercil George Brokaw Paul A Leff Richard C Perry Robert William Scannell Rocwood Capital Offshore Fund Ltd Rocwood Capital Management (GP) LLC Rocwood Capital Partners LP Rocwood Capital Performance LLC Rocwood Capital Master Fund LP Rocwood Capital Management LP Whitebox Advisors LLC Andrew Jay Redleaf of Whitebox Advisors LLC AMB Industries Inc Cabelas Inc Carbo Ceramics Inc Chemed Corp Cogent Inc Compellent Technologies Inc Cymer Inc Flexronics International Ltd Fuller H B Co MKS Instruments Inc World Savings Bank FSB or successor Wells Fargo Bank NA residential mortgage note S3A and 424B5 Aequitas Commercial Finance LLC, Form D David Blake Bausmer NASD consent letter dated August 1994 Citigroup Auction Rate Securities Settlement Monthly Reports and correspondence Blaylock & Company Inc FTN Financial Securities Corp
9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 8/27/2010
10-10071-FOIA 10-10072-FOIA 10-10073-FOIA
Kish, Matthew Johnson, Ernessa Palmeri, Christopher
Thomson Reuters Bloomberg
9/16/2010 9/16/2010 8/31/2010
10-10074-FOIA 10-10075-FOIA
Bate, Jen Bate, Jen
9/16/2010 9/16/2010
Webb, Chris Tangel, Andrew Smith, Trig LeFurgy, Eileen Stern, Carol-Ann
Input The Record Robbins Geller Rudman & Dowd LLP National Corporate Research, Ltd -
SECHQ108F8077 Lockheed Martin Mills Corp Motorola Inc Discovery Capital Management LLC dated from 2005 to 2006 ADVs Countrywide Home Loans LP nka Bank of America Home Loans Servicing LP residential mortgage records Smith Moore & Co Whitaker Securities LLC Waste Management consent decree dated March 26, 1976 Merrill Lynch Co Inc 8-Ks and 10Ks for 1990 Green Mountain Coffee Roasters Inc FOIA requests resulting in investigation of requestor Peter J Troob of Troob Capital Managment LLC Jeffrey S Woolbert of Absolute Return Capital LLC Jonathan Joseph Goodman of Absolute Return Capital LLC Absolute Return Capital LP Absolute Return Capital LLC Absolute Return Capital Partners LP Absolute Return Investors LLC Absolute Return Currency Overlay Investors LP Absolute Return Capital II LP Absolute Return Investors LP Absolute Return Investors II LP Absolute Return Global Currency Investors LP Matthieu Vermersch
8/18/2010 9/16/2010 9/17/2010 9/16/2010 9/12/2010
Grunzinger, Robert Margiotta, Matthew Plotkin, Mark Texeira, Jennifer Armand, Cory Smathers, Jason Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan
Chrysalis Investment Management, LLC Akerman Senterfitt Attorneys at Law Scott, Douglas & McConnico Rice Voelker LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
9/17/2010 9/16/2010 9/17/2010 9/10/2010 9/20/2010 9/8/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010
Stephen DuBois of Camber Capital Management 9/20/2010 LLC Camber Capital Management LLC 9/20/2010 Semaphore Capital Partners LP 9/20/2010
10-10103-FOIA
Lichtcsien, Susan
Paul Carpenter of Semaphore Management Semaphore Capital Partners LP Sean George of Camber Capital Management LLC John M Malloy Jr Childrens Place Retail Stores Inc Collective Brands Inc fka Payless Shoesource Inc PDL Biopharma Inc formerly known as Protein Design Labs Plexus Corporation Seattle Genetics Inc TeleTec Holdings Inc United Stationers Inc Washington Post Co Wausau Paper Corp Worthington Industries Inc JM Lummis & Company Inc FOCUS Report Rencap Securities Inc FOCUS Report Woodbury Financial X-17A-5 Solar Power Inc Exhibits A and B Genaissance Pharmaceuticals Inc Form 10-K Exhibit 10.60 Genaissance Pharmaceuticals Inc Form 8-K Exhibit 99.1 Genaissance Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Genaissance Pharmaceuticals Inc Form 10-K Exhibit 10.56 Genaissance Pharmaceuticals Inc Form 8-K Exhibit 10.1 Genaissance Pharmaceuticals Inc Form 10-Q Exhibits 10.1 10.2 10.3 and 10.4 Genaissance Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Genencor International Inc Form 10-Q Exhibit 10.1 Genencor International Inc Form 10-Q Exhibit 10.1 period ending 6/30/04
9/20/2010
Lichtcsien, Susan Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Puglisi, Nicholas Puglisi, Nicholas Glessing, LeeAnna Fromm, Derek Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/20/2010 9/17/2010 9/17/2010 9/17/2010 9/16/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010
Genencor International Inc Form 10-K Exhibits 10.18 10.19 and 10.34 Exelixis Inc Form 10-K Exhibits 10.24 and 10.29 Exelixis Inc Form 10-K Exhibit 10.41
9/13/2010 9/13/2010 9/13/2010
Gene Logic Form 10-K Exhibits 10.90 10.91 and 9/13/2010 10.91a Gene Logic Form 10-K Exhibit 10.50a 9/13/2010 Gene Logic Form 10-Q Exhibit 10.85 9/13/2010 Genelabs Technologies Inc Form 10-Q Exhibit 9/13/2010 10.18 Genelabs Technologies Inc Form 10-Q Exhibit 9/13/2010 10.17 Eyetech Pharmaceuticals Inc Form S-1 Exhibits 9/13/2010 4.4 10.4 10.5 10.6 10.7 10.8 and 10.23 Eyetech Pharmaceuticals Inc Form S-1 Exhibits 9/13/2010 10.24 and 10.25 Genentech Inc Form 10-K Exhibit 10.28 9/13/2010 Greenstone Aviation John Slattery Ruth Kelly Paul Farrell Joseph Shanahan aka Joe Shanahan Steven Begleiter Gordon Bethune John Bruton Walter Skowronski Jean ODriscoll Andrew Carlisle Gerard Blanc Dale Cooney Gabriel Traupman Silver Point Capital Offshore General Partner LLC Silver Point C&I Opportunity General Partner II LLC 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010 9/21/2010
Dukes, Sara Dukes, Sara Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Deloitte Recap, LLC Deloitte Recap, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Marcus, Sally Marcus, Sally DePeau, Andrew Singewald, Tim Alspaugh, Eric Green, William Carlson, James Carlson, James Ghayour, Babak Bagley, Judd Stone, Parks Forkey, Russell Denker, Todd Malinowski, Thomas Woodruff, Matthew Muller, Ra'Shaun Muller, Ra'Shaun Muller, Ra'Shaun Muller, Ra'Shaun Muller, Ra'Shaun Johnson, Ernessa Leach, George Wall, Lindsay Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas DePeau, Andrew DePeau, Andrew Lichtcsien, Susan DePeau, Andrew
EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Historic DC Bar Guest Ranch Lewis Brisbois Bisgaard & Smith LLP Kettle Hill Capital Management, LLC Check Fund Manager, LLC Marcy Correctional Facility Marcy Correctional Facility Marcy Correctional Facility Marcy Correctional Facility Marcy Correctional Facility Thomson Reuters Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Silver Point Capital Offshore Master Fund LP Silver Point C&I Opportunity Master Fund II LP William Charles Joyce DC Bar Guest Ranch Limited Partnership Tryton Medical Inc
9/21/2010 9/21/2010 9/21/2010 9/20/2010 9/20/2010
Sage Rutty & Co Inc X-17A-5 for 12-31-08 and 9/20/2010 09 Donna M McKelvy fka Donna Jarock 9/20/2010 Wayde McKelvy VTS Consultants Inc MB-2404 Overstock.com Patrick Byrne Judd Bagley requests by Gary Weiss or Sam Antar Rehabbers Financial Inc dba Aztec Financial KW Brown & Co et al Civil Action No 05-cv80367- Johnson (SDFL) Prepaid or Pre-paid Legal Services GLG Partners and L-3 Communications Goldman Sachs Execution & Clearing LP Sysco Corporation Microsoft Corporation ConAgra Inc Monsanto Co Berkshire Hathaway Inc Bernard L Madoff Investment Securities Act Clean Technologies complaints David Allen Ralph of Seaboard Corp Belal K Faruki Glazer Capital LLC Paul Jay Glazer Deepak Mohan Narula Metacapital Management LP Aurora Investment Management LLC Wayne Manning Cooperman 9/20/2010 9/20/2010 9/20/2010 9/10/2010 8/31/2010 9/21/2010 9/21/2010 9/21/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/13/2010 9/21/2010 7/23/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010
DePeau, Andrew Reinhardt, Kelly Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Brachulis, James Barrios, Sarah Saigal, Sumit Zielinski, Kenneth Mitts, Maurice Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Tressler LLP Mitts Milavec, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Cobalt Capital Management
9/22/2010
Andrew James McLean Spokes (Farallon Capital 9/22/2010 Management LLC) Joshua Alexander Resnick of Jericho Capital 9/22/2010 Advisors LLC Blackrock Inc 9/22/2010 Bob Evans Farms Inc Buckeye Partners LP Buckeye Technologies Inc Garmin Ltd Glimcher Realty Trust Golden Star Resources Ltd Great Southern Bancorp Inc GSI Commerce Inc W R Grace & Co Kelli-Ann Sweeney Mitchell Ralph Julis Joshua Stephen Friedman Canyon Capital Advisors LLC Airship International Ltd and Cohen & Siegel Star Scientific 10K Exhibits Radware Form 144 of Meir Moshe Shell Oil Co 1998 10Q Exhibit 2.1 Schedules and Exhibits International Business Machines Corp IBM RBS Aviation Capital RBS Greenwich Capital International Aviation Management Group Orbis International The Wings Club Lombard Aviation Synxis International Ltd JetBird 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/23/2010 9/23/2010 9/23/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/22/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/21/2010
Reinhardt, Kelly Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Donald J Savage (SQM Frontier Management LP) Mark C Ort GMO LLC (Grantham Mayo Van Otterloo) Lucas Levi White Kevin S Aarons Charles Marion Johnson III Timothy Gerard Berry Private Advisors Alternative Asset Fund LP Private Advisors LLC Air Products & Chemicals Inc Akamai Technologies Inc American Eagle Outfitters Inc AMETEK Inc Applied Materials Inc Carnival Corp Cintas Corp Copart Inc Cree Inc Donaldson Co Inc Discovery Capital Management LLC Robert K Citrone Sammy Acebal of Discovery Capital Management LLC Frederick "Kip" Edward Allardt III of Discovery Capital Management LLC Yelena "Elena" Sherman maiden name Dmitrovskaya of Discovery Capital Management LLC Airgas Inc Covance Inc Deere & Co Directv Group Inc Dish Network Corp Emerson Electric Co
9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/23/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Ravnitzky, Michael Greenstein, Eli Wein, George Grady, Clyde Merns, Karen Berckmueller, Fritz
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Robbins Geller Rudman & Dowd LLP Select Information Exchange, Inc. Calfee, Halter & Griswold LLP
Global Payments Inc Hologic Inc Kellogg Company Idexx Laboratories Inc Ethics Program Review issued July 18 2008 Verifone Holdings Inc correspondence between SEC and Sullivan & Cromwell Feed of buy and sell broker dealers stock and bond transaction tickets Market plunge of May 6 trading organizations and stock names Syms Corp exhibits to 10-K dated March 1 2003
9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/18/2010 9/24/2010 9/24/2010 9/24/2010 9/25/2010
Morgan Stanley & Co and Morgan Stanley DW 9/21/2010 Inc AP No 3-12342 Wells Notices and responses Alcion Ventures Martin Zieff Mark Potter Dave Ferraro and Eugene DelFavero Next Inv LLC and WisdomTree et al comment letters OIG Report 531 Tyco International Alejandro Espejel Tempus Quo 9/24/2010 9/23/2010 9/23/2010 9/27/2010 9/24/2010 9/24/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010
Amado, Selin Whitaker, Matthew Westbrook, Jesse Inglese, Tara Mierzejewski, Mark Mierzejewski, Mark Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Reinhardt, Kelly
Verdis Investment Management WestLaw CourtExpress Bloomberg News Check Fund Manager, LLC Check Fund Manager, LLC
Nyes Ledge Capital Management, LLC Terence M Hogan
Nyes Ledge Capital Management, LLC Douglas Silverman of Senator Investment Group Nyes Ledge Capital Management, LLC Richard Hurowitz of Octavian Advisors LP Nyes Ledge Capital Management, LLC Jamie Zimmerman of Litespeed Partners Nyes Ledge Capital Management, LLC David Stemerman of Conatus Capital Management Nyes Ledge Capital Management, LLC Jay Venkatesan of Ayer Capital Management Nyes Ledge Capital Management, LLC Charles T Rini of Addison Clark Management LLC Check Fund Manager, LLC Raul A Espejel Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Peter Owen McKown Prince Street Capital Management Inc Luiz Carvalho of Tree Capital
Inglese, Tara Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Martin, Jay Robinson, Andrew Camil, Eric Toner, Moira Nelson, Danielle Nelson, Danielle Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Muller, Ra'Shaun Muller, Ra'Shaun Muller, Ra'Shaun
Nyes Ledge Capital Management, LLC Nicholas C Adams of Wellington Management Company Check Fund Manager, LLC David J Waxman EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Camil Consulting Corp Groom Law Group Groom Law Group EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Marcy Correctional Facility Marcy Correctional Facility Marcy Correctional Facility Michael D Melnick James E Kaye Michael J Inserra Mohsen Fahmi American Southwest Music Distribution merger with Petro America Corp Wimm Bill Dann Exhibit 2.1 All complaints and tips received in past 24 months Promethean II Offshore LP Form D Paul W Oliver AP No. 3-13554 Gerard Oprin and Wendy McNeeley AP No 313797 Anthony J DeLuca M Elaine Crocker Richard A Axilrod Louis Moore Bacon Remington Investment Strategies LP Moore Foreign Exchange Fund Ltd Moore Credit Fund Ltd Moore Emerging Markets Fund Ltd Moore Global Fixed Income Fund Ltd Moore Capital Advisors LLC Moore Capital Management Inc Moore Europe Capital Management LLP Moore Capital Management LLC Moore Holdings Bahamas Ltd Moore Global Investments Ltd Nestle Inc General Electric Inc General Dynamics Inc
9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/26/2010 9/27/2010 9/26/2010 9/25/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/13/2010 9/13/2010 9/13/2010
Muller, Ra'Shaun Muller, Ra'Shaun DePeau, Andrew DePeau, Andrew Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Wall, Lindsay Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Marcy Correctional Facility Marcy Correctional Facility Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC
Sony Inc Viacom Inc John Anthony Thaler JAT Capital Management LLC Kohls Corporation Kroger Co The Lam Research McCormick & Co Inc Mettler-Toledo International Inc Newell Rubbermaid Inc Newmont Mining Corp Praxair Inc Robert Half International Inc Sealed Air Corp Matthieu Fleck Michael Jacobs
9/13/2010 9/13/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010
Nyes Ledge Capital Management, LLC Adam Weiss of Scout Capital Nyes Ledge Capital Management, LLC James Crichton of Scout Capital Nyes Ledge Capital Management, LLC Alan J Ware of Pike Place Capital Management LLC Nyes Ledge Capital Management, LLC Stefan Mykytiuk of Pike Place Capital Management LLC Nyes Ledge Capital Management, LLC Craig C Albert of Sheffield Asset Management LLC Nyes Ledge Capital Management, LLC Brian J Feltzin of Sheffield Asset Management LLC Nyes Ledge Capital Management, LLC Tom B Ellis of North Run Capital Nyes Ledge Capital Management, LLC Todd B Hammer of North Run Capital International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Douglas W Mitchell Doug W Mitchell Douglas Wayne Mitchell aka Doug W Mitchell E F Griffin Earl F Griffin Earl Franklin Griffin
Evans, David Evans, David Mayrose, Helga Chung, April Longley, Jay Groman, Barry Rudd, Robert Stewart, James Caleshu, Lee Caleshu, Lee Coffey, Timothy Rappaport, Adam Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Katz, Jerome Johnson, Ernessa Kane, Darren Kane, Darren Kane, Darren Kane, Darren
International Business Research International Business Research Krebsbach & Snyder Barrows Company SCS Financial Services, LLC SCS Financial Services, LLC FIG Partners, LLC CREW Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Mission-Critical Services Mission-Critical Services Mission-Critical Services Mission-Critical Services
Rick Griffin Rick Griffin Jr aka Earl Franklin Griffin (E F Griffin) Thomas R OBrien et al
9/28/2010 9/28/2010 9/22/2010
Theodore Urban of Ferris Baker Watts AP No 3- 9/21/2010 13655 Wells Fargo Financial National Bank 9/27/2010 Friendly Power Co LLC et al Case No 98-1697cv-king (SD Fla) Hyperdynamics Corp Form 10-Q exhibits OIG 509 Madoff full transcript Ingrid S Dyott of Neuberger Berman Arthur Moretti of Neuberger Berman CVB Financial Corp and Citizens Business Bank FOIA Processing Improvements Riversource Global Series Inc N-14 File No 333157587 Riversource International Managers Series Inc N-14 File No 333-157588 Riversource Diversified Income Series Inc N-14 File No 333-157589 Riversource High Yield Income Series Inc N-14 File No 333-157590 Riversource Government Income Series Inc N14 File No 333-157592 First American Strategy Funds Inc N-14 File No. 333-157604 Laudus Trust N-14 File No 333-157600 from February 27 2009 Nuveen Insured Municipal Opportunity N-14 File No 333-157611 Nuveen Insured Tax Free Advantage N-14 File No 333-157612 Nuveen Premium Income Municipal Fund N-14 File No 333-157614 Amazon.com 10-Ks and exhibits Emerald Ventures Matthew Bellion complaints against Patriot Minerals complaints against Jonathan Kuhlman 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/27/2010 9/28/2010 9/28/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/23/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010
10-10360-FOIA 10-10361-FOIA 10-10362-FOIA 10-10363-FOIA 10-10364-FOIA 11-00001-APPS 11-00001-CHAI 11-00001-COIG 11-00001-CONG 11-00001-FOIA 11-00001-FOPA 11-00001-GOVT 11-00001-LITG 11-00001-PAAM 11-00001-PUBS 11-00001-REMD 11-00002-APPS 11-00002-CHAI
Hagemann, Eric Sosseh, Muhamad Yoder, John Medley, Tammy du Bourg, Aurlie Green Comite, Erin Shaifer, Norman Issa, Darrell Kerry, John Gavin, J. Patrick b6 Teasdale, Scot Magee, Kevin Brinkmann, Sally Bennett, Charlotte Forkey, Russell McLaughlin, Kelly Jimmerson, Elijah
PCAOB Sidley Austin, LLP Scott + Scott, LLP U.S. House of Representatives United States Senate Disclosure Insight, Inc. b6 FOX Business -
Hudson General Corporation Dagong Global Credit Rating Co Ltd AP No 313860 Claros Real Estate Securities Fund LP OWCP injury documents General Mills and Yoplait franchise agreement Merrill Lynch Pierce Fenner & Smith Inc ARS Settlement General Electric Capital Consumer Complaints since 2005 OIG Report 534 Goldman Sachs Timing
9/28/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 10/4/2010 10/25/2010 9/23/2010
Wellfleet Communications and FOIA Requests of 8/16/2010 Gerald B Duggan Cirrus Logic Inc 9/29/2010 b6 10/6/2010 Tucson Electric Power Company 10-Ks for 1981- 10/28/2010 1994 Madoff litigation support 2/8/2011 Hana Biosciences 10-Q Amendment to Remove Sally Brinkmann Stanford International Bank Limited Form D Reg D KW Brown & Co et al Civil Action No 05-cv80367- Johnson (SDFL) OIG Report 515 disclosure of non-public procurment information Dood-Frank meeting minutes between CorpFin and Precious Metals Institute + Materials Management Corp., Info Technology Industry Council, and United Nations Group of Experts Oct 2010 FOIA Data for past 5 years Clinical Data Inc b6 World Trade Center collapse NIST records AP 3-10109 amendment Triple Net Properties LLC Reg D Form D 10/20/2010 10/1/2010 11/1/2010 10/1/2010 11/1/2010
11-00002-CONG 11-00002-FOIA 11-00002-FOPA 11-00002-GOVT 11-00002-PAAM 11-00002-PUBS 11-00002-REMD
Issa, Darrell Gavin, J. Patrick b6 Fletcher, Catherine Perkins, Keith DeLuca, Priscilla Ravnitzky, Michael
U.S. House of Representatives Disclosure Insight, Inc. b6 United States Department of C -
1/25/2011 9/29/2010 10/13/2010 11/9/2010 6/4/2011 9/29/2010
Office of Investigations Audit Reports listing for 11/1/2010 1993 to present
11-00003-APPS 11-00003-CHAI 11-00003-COIG 11-00003-CONG 11-00003-FIFO 11-00003-FOIA 11-00003-FOPA 11-00003-GOVT 11-00003-PUBS 11-00003-REMD 11-00004-APPS 11-00004-CHAI
Asaro, Michael Martens, Pam Cummings, Elijah Fitzpatrick, Michael Greenfield, Richard Gavin, J. Patrick b6 Ruiz, Norma Chen, Yingying Gavin, J. Whitaker, Matthew Roggio, Vincent
Akin, Gump, Strauss, Hauer & Feld, LLP CounterPunch.org United States Congress U.S. House of Representatives Greenfield & Goodman LLC Disclosure Insight, Inc. b6 Commodity Futures Trading C i i Ellenoff Grossman & Schole, LLP Disclosure Insight, Inc WestLaw CourtExpress -
OIG Report 496 concerning Allied Capital Corporation Flash Crash FOIA denials to Pam Martins OIG Report 522 Bank of America settlement TARP recipient Dendreon Corp Bear Raid Cohen FOIA Request 11-05719 General Electric Daktronics Inc b6 SPDR Trust China Transportation International Holdings Group Limited Kinder Morgan Energy Partners Next Inv LLC and WisdomTree et al comment letters Washington Mutual Bank Residential Loan Records - Pass Through Certificates, Series 2005-AR1 and Series 2006-AR1 OIG Report 533 Los Angeles Regional Office LARO Westridge Capital Management Dyadic International General Communications Inc VBS Industries Inc Morgan Stanley - Hursel Floyd Mitchell Form D Powell Industries Inc KW Brown & Co et al Civil Action No 05-cv80367- Johnson (SDFL) Companies that may have Terrorist links OIG Report PI No. 09-05 Senior management Miami Regional Office MIRO time attendance Peets Coffee & Tea Inc Anthony Salerno Varian Associates Eitel-McCullough HewlettPackard Co IPO's from 1950's Stillwater Capital Partners Third Point LLC
10/6/2010 12/17/2010 11/3/2010 7/6/2011 9/30/2010 9/29/2010 10/20/2010 11/29/2010 9/29/2010 11/9/2010 10/18/2010 1/12/2011
11-00004-COIG
Grassley, Charles
United States Senate
10/27/2010
11-00004-FIFO 11-00004-FOIA 11-00004-GOVT 11-00004-PUBS 11-00004-REMD 11-00005-APPS 11-00005-CHAI 11-00005-COIG
Sutera, Elizabeth Gavin, J. Patrick Holman, Holly Mitchell, Hursel Gavin, J. Forkey, Russell Husting, Craig Grassley, Charles
Hunton Williams Disclosure Insight, Inc. Highway Sectional Reconstruction Invariant Blocks Disclosure Insight, Inc United States Senate
7/28/2010 9/29/2010 11/30/2010 9/30/2010 11/16/2010 10/9/2010 1/3/2011 9/27/2010
11-00005-FOIA 11-00005-GOVT 11-00005-PUBS 11-00005-REMD 11-00006-APPS
Gavin, J. Patrick Consoli, James Marcus, David Rozansky, Danel Mishaan, Albert
Disclosure Insight, Inc. FastTrack Information Services The Deal Stroock & Stoock & Lavan LLP Kasowitz Benson Torres & Friedman LLP
9/29/2010 12/30/2010 10/1/2010 12/1/2010 10/18/2010
11-00006-CHAI 11-00006-COIG 11-00006-FOIA 11-00006-GOVT 11-00006-PUBS 11-00006-REMD 11-00007-APPS 11-00007-CHAI 11-00007-FOIA 11-00007-FOPA 11-00007-PUBS 11-00007-REMD 11-00008-APPS 11-00008-COIG 11-00008-FIFO 11-00008-FOIA 11-00008-FOPA 11-00008-GOVT 11-00008-PUBS 11-00008-REMD 11-00009-APPS
Peacock, Robert Grassley, Charles Gavin, J. Patrick Jog, Chetan Robinson, Edward Medley, Tammy Woo, Sangcheol Nelson, Lynn Gavin, J. Patrick b6 Mayfield, Nea Hostetler, Sally Woo, Sangcheol Grassley, Charles Ward, Thomas Gavin, J. Patrick b6 Glovin, David Hughes, Kathryn Stromsnes, Michael Doolittle, Patrick
United States Senate Disclosure Insight, Inc. Bloomberg Disclosure Insight, Inc. United States Senate Disclosure Insight, Inc. b6 Bloomberg News Holland & Knight Quin Emanuel Urquhart & Sullivan
NYSE FOIA requests
2/15/2011
OIG Report No. 543 Role of Political Appointees 12/3/2010 in FOIA Sears Holdings Corporation 9/29/2010 Nortel Networks Corp 2005 Annual Report and 10-K/A Octave Fund LP Leave Requests for June 21, 2010 thru July 2, 2010 Asianet Corp S-1 comment letter Records on Various Personal Investment Accounts Steel Dynamics Inc b6 Wells Fargo Mortgage OIG Report 515 disclosure of non-public procurment information Asianet Corp F-1 comment letter 12/28/2010 9/30/2010 1/10/2011 10/25/2010 4/21/2011 9/29/2010 11/4/2010 10/4/2010 2/16/2011 10/25/2010
OIG-494A discipline for whistleblower retaliation 8/24/2010 Steven A Cohen Sysco Corp b6 Daimler AG Referral from DOJ Veeco Form 10-K Gerova Financial Group Ltd et al UBS AG UBS Securities, LLC., Tricadia Capital, LLC., and Mariner Investment Group OIG 540 Complaint of Violation of PostEmployment Restrictions Elizabeth King Computer Associates International Inc Thermo Fisher Scientific Inc b6 Theodore Plotnick Yum Form 10-K 5/7/2010 9/29/2010 11/8/2010 1/18/2011 10/2/2010 2/22/2011 10/29/2010
11-00009-COIG 11-00009-FIFO 11-00009-FOIA 11-00009-FOPA 11-00009-GOVT 11-00009-PUBS
Grassley, Charles Gunther, Christopher Gavin, J. Patrick b6 Shames, Martin Hughes, Kathryn
United States Senate Skadden, Arps, Slate, Meagher & Flom LLP Disclosure Insight, Inc. b6 -
6/14/2010 9/30/2010 9/29/2010 11/8/2010 2/15/2011 10/2/2010
11-00009-REMD 11-00010-APPS 11-00010-COIG 11-00010-FIFO 11-00010-FOIA 11-00010-FOPA 11-00010-GOVT 11-00010-PUBS 11-00010-REMD 11-00011-APPS 11-00011-COIG 11-00011-FIFO 11-00011-FOIA 11-00011-FOPA 11-00011-GOVT 11-00011-PUBS 11-00011-REMD 11-00012-APPS 11-00012-FIFO 11-00012-FOIA 11-00012-FOPA 11-00012-GOVT 11-00012-PUBS 11-00012-REMD 11-00013-APPS 11-00013-FIFO 11-00013-FOIA 11-00013-FOPA 11-00013-GOVT
Stromsnes, Michael Gavin, J. Denham, Jeff Peacock, Robert Gavin, J. Patrick b6 Stewart II, William Hughes, Kathryn Armstrong, Martin Gavin, J. Wolf, Frank Ahmed, S Costello, Maureen b6 Sarelson, Matthew Hughes, Kathryn Kaiser, Karen Gavin, J. Smith, Brian Costello, Maureen b6 Rogers 12327-086, G ld Grimes, Larry Rappaport, Adam Gavin, J. Patrick Cox, Colin Costello, Maureen b6 Brush, Silla
Holland & Knight Disclosure Insight, Inc United States Congress Disclosure Insight, Inc. b6 U.S. Department of Justice FCI Fort Dix #12518050 Disclosure Insight, Inc United States Congress Robbins Geller Rudman & Dowd LLP International Business Research b6 Sarelson Law Firm The Associated Press Disclosure Insight, Inc Lexis Nexis International Business Research b6 Federal Prison Camp National Coal Council, Inc CREW Disclosure Insight, Inc. International Business Research b6 The Hill
Jason W Galanis and Penthouse International Inc Cisco Systems Inc OIG-553 Improper Actions Relating to the Leasing of Office Space NYSE Fraud Settlement - SEC Records Air Methods Corp b6
2/22/2011 11/8/2010 5/17/2011 2/10/2011 9/29/2010 11/24/2010
Computer Associates International Inc NY-7008 2/16/2011 Microsoft Form 10-K 10/2/2010
Martin A Armstrong and Princeton Economics et 3/16/2011 al Dyncorp International Inc 11/8/2010 OIG-553 Improper Actions Relating to the Leasing of Office Space Pall Corp Continental Airlines Inc b6 Stephen Tashman Amazon Form 10-K SEC v Daimler AG case No 1:10-CV-00473 Foster Wheeler AG KB Home Continental CRD Interests Inc b6 Premium Income Corp Godspell LLC Form 1-A Offering Statement FOIA Processing Improvements Corporate Office Properties Trust Bernard L Madoff Feeder Funds Systems One Information Management Inc b6 Popular Inc 5/3/2011 3/3/2011 9/29/2010 11/29/2010 2/15/2011 10/2/2010 3/16/2011 11/8/2010 3/22/2011 9/29/2010 12/15/2010 3/28/2011 10/7/2010 3/30/2011 11/8/2010 4/18/2011 9/29/2010 12/21/2010 5/16/2011
11-00013-PUBS 11-00013-REMD
Chung, Jocelyn McClanahan, Kel
National Security Counselors
Beckman Coulter Inc Proposed Rules for Implementing the Whistleblower Provisions of SEC 21F - October 25 meeting documents Kinder Morgan Energy Partners Honeywell International Inc b6 OIG-523 Allegations of Procurement Violations Cloverleaf Green Oasis Environmental Inc Proposed Rules for Implementing the Whistleblower Provisions of SEC 21F - October 12 meeting documents Mylan Inc Mills Corp Allied-Signal Inc a/k/a AlliedSignal Inc b6 World Trade Organization Financial Services Agreement Gap Inc GPS Form 10-K Proposed Rules for Implementing the Whistleblower Provisions of SEC 21F - October 12 meeting documents Oracle Corporation AlliedSignal Inc b6 Thomas J Dodd E-Media LLC UnitedHealth Group Incorporated JDA Software Group Inc Clarostat Sensors & Controls Inc b6 Perfect Information Citigroup Inc and Richard M Bowen Transcript Force Protection Inc National Marketing Company Holding Inc
10/7/2010 4/14/2011
11-00014-APPS 11-00014-FOIA 11-00014-FOPA 11-00014-GOVT 11-00014-PUBS 11-00014-REMD
Gavin, J. Costello, Maureen b6 Moore, John Mitchell, Sharon McClanahan, Kel
Disclosure Insight, Inc International Business Research b6 U.S. Court of Appeals for the Federal Circuit National Security Counselors
11/8/2010 9/29/2010 12/20/2010 6/1/2011 10/6/2010 4/14/2011
11-00015-APPS 11-00015-FIFO 11-00015-FOIA 11-00015-FOPA 11-00015-GOVT 11-00015-PUBS 11-00015-REMD
Gavin, J. Tangel, Andrew Costello, Maureen b6 Tucker, Todd Mathivanan, Deepak McClanahan, Kel
Disclosure Insight, Inc The Record International Business Research Public Citizen National Security Counselors
11/8/2010 4/25/2011 9/29/2010 12/21/2010 6/14/2011 10/7/2010 4/14/2011
11-00016-APPS 11-00016-FOIA 11-00016-FOPA 11-00016-GOVT 11-00016-PUBS 11-00016-REMD 11-00017-APPS 11-00017-FOIA 11-00017-FOPA 11-00017-PUBS 11-00017-REMD 11-00018-APPS 11-00018-FOIA
Gavin, J. Costello, Maureen b6 Koskoff, David Van Arsdale, John Gavin, J. Gavin, J. Costello, Maureen b6 Duppstadt, Seth Glasser, Charles Gavin, J. Costello, Maureen
Disclosure Insight, Inc International Business Research Disclosure Insight, Inc Disclosure Insight, Inc International Business Research b6 Bloomberg LP Disclosure Insight, Inc International Business Research
11/8/2010 9/29/2010 12/30/2010 6/3/2011 10/4/2010 2/3/2011 11/8/2010 9/29/2010 12/22/2010 10/6/2010 5/5/2011 11/8/2010 9/29/2010
11-00018-FOPA 11-00018-PUBS
b6 Johnson, Ernessa
b6 Thomson Reuters
b6 SR-NYSE-2002-33NYSE Corporation Governance Proposal and SR-NASD-2002-141 NASDAQ Independent Director Proposal
1/25/2011 10/5/2010
11-00018-REMD 11-00019-APPS 11-00019-FOIA 11-00019-FOPA 11-00019-PUBS 11-00019-REMD 11-00020-APPS 11-00020-FOIA 11-00020-FOPA 11-00020-PUBS 11-00020-REMD 11-00021-APPS 11-00021-FOIA 11-00021-FOPA 11-00021-PUBS 11-00021-REMD 11-00022-APPS 11-00022-FOIA 11-00022-FOPA 11-00022-PUBS 11-00022-REMD 11-00023-APPS 11-00023-FOIA 11-00023-FOPA 11-00023-PUBS
Battaglia, David Simpson, James Costello, Maureen b6 Westbroek, Paul Rielly, Thomas Medley, Tammy Costello, Maureen b6 Lynch, Robert Theobald, William Gavin, J. Gavin, J. Patrick b6 Hatzinger, Jacqueline Gavin, J. Gavin, J. Costello, Maureen b6 Easterly, Cathy Brozzetti, Michael Gavin, J. Patrick Costello, Maureen b6 Wheatley, Seth
Gibson Dunn International Business Research Vista 360 International Business Research Disclosure Insight, Inc Disclosure Insight, Inc. Equinet Bank AG Disclosure Insight, Inc Disclosure Insight, Inc International Business Research Boundless LLC Disclosure Insight, Inc. International Business Research -
Broadcom Corp Henry T Nicholas Henry Samueli 5/9/2011 William J Ruehle and David Dull 10/25/2010 American Stock Exchange form 19b-4e filings for May-Sept 2000 Continental Express Inc 9/29/2010 b6 Montana Power Western Energy Co Chartam Gold Mine Energy Solutions Inc Zion Solutions Inc and Exelon Agreement Leave Requests for June 21, 2010 thru July 2, 2010 ExpressJet Airlines Inc b6 Lumber Liquidators Annual Report to Shareholders HCA Inc Powell Industries Inc Civic Light Opera Association of Houston b6 SEC Annual Report 2009 Taser Internationa,l Inc Fedex Corp Theater Under the Stars b6 A&O Life Fund LLC Code of Ethic Violations and Signed Acknowledgements 2006 to Present Lions Gate Entertainment Corp Nephros Therapeutics Inc b6 Cisco Systems Inc Annual Report to Shareholders 2/1/2011 10/5/2010 5/25/2011 11/10/2010 9/29/2010 1/25/2011 10/6/2010 5/25/2011 11/8/2010 9/29/2010 2/3/2011 10/8/2010 6/9/2011 11/8/2010 9/29/2010 1/28/2011 10/7/2010 6/8/2011 11/8/2010 9/29/2010 1/31/2011 10/5/2010
11-00023-REMD 11-00024-APPS 11-00024-FOIA 11-00024-FOPA 11-00024-PUBS 11-00024-REMD
Rome, Mark Carollo, Russell Costello, Maureen b6 Freyer, Petra Aguirre, Gary
International Business Research -
All tips and complaints received from January 6/8/2011 2006 to present Travel Database for SEC Employees or Financed 11/19/2010 by SEC Viacell Endocrine Science Inc 9/29/2010 b6 Sara Lee Annual Report to Shareholders Robert Khuzami communication re: David Zilkha, Arthur Samberg and monies paid by Pequot Dyadic International AP 3-13504 Viacell Securities Corporation b6 Corporate Universe Formerly Inicia Collateralized Debt Obligations or Derivative Swaps Injury Illness Statistics Viacell Neuroscience Inc b6 Meredith Corporation Annual Report to Shareholders Stillwater Capital Partners Viacord Inc b6 Leucadia (LUK) SEC v Citigroup Inc case 1:10-cv-01277 and Gary Crittendon and Arthur Tildesley Jr debis AirFrance A Limited b6 General Electric SEC v Daimler AG case No 1:10-CV-00473 AerCap CNW Finance Limited b6 Sears Holding 2/10/2011 10/5/2010 6/23/2011
11-00025-APPS 11-00025-FOIA 11-00025-FOPA 11-00025-PUBS 11-00025-REMD 11-00026-APPS 11-00026-FOIA 11-00026-FOPA 11-00026-PUBS 11-00027-APPS 11-00027-FOIA 11-00027-FOPA 11-00027-PUBS 11-00028-APPS
Sutera, Elizabeth Costello, Maureen b6 Garey, Christopher Carruth, Nathan Medley, Tammy Costello, Maureen b6 Eckhoff, Jeff Hogan, Debra Costello, Maureen b6 Dominguez, Deena Rand, Sascha
Hunton Williams International Business Research International Business Research Stroock & Stroock & Lavan LLP International Business Research b6 Quinn Emanuel Urquhart & Sullivan
11/18/2010 9/29/2010 2/14/2011 10/5/2010 2/17/2011 11/18/2010 9/29/2010 2/20/2011 10/5/2010 11/19/2010 9/29/2010 3/4/2011 10/8/2010 11/24/2010
11-00028-FOIA 11-00028-FOPA 11-00028-PUBS 11-00029-APPS 11-00029-FOIA 11-00029-FOPA 11-00029-PUBS
Costello, Maureen b6 Farris, Susan Kaiser, Karen Costello, Maureen b6 Farris, Susan
International Business Research The Associated Press International Business Research b6 -
9/30/2010 3/8/2011 10/13/2010 12/16/2010 9/30/2010 3/10/2011 10/13/2010
11-00030-APPS
Rappaport, Adam
CREW
12/22/2010 Financial Accounting Standards Board (FASB) Financial Industry Regulatory Authority (FINRA) fka NASD regulations info sharing instructions from SEC and funding Metcalf Report of 1976 AerCap Fokker 100 Finance Limited b6 Found Inc FOIA Processing Improvements Adam Stanislavsky b6 Universal Health Service Inc 9/30/2010 4/4/2011 10/8/2010 12/23/2010 9/29/2010 4/12/2011 10/12/2010
11-00030-FOIA 11-00030-FOPA 11-00030-PUBS 11-00031-APPS 11-00031-FOIA 11-00031-FOPA 11-00031-PUBS 11-00032-APPS 11-00032-FOIA 11-00032-FOPA 11-00032-PUBS 11-00033-APPS 11-00033-FOIA 11-00033-FOPA 11-00033-PUBS 11-00034-APPS 11-00034-FOIA 11-00034-FOPA 11-00034-PUBS 11-00035-APPS 11-00035-FOIA 11-00035-FOPA 11-00035-PUBS 11-00036-APPS 11-00036-FOIA 11-00036-FOPA 11-00036-PUBS
Costello, Maureen b6 Dries, Eugene Rappaport, Adam Marcus, Sally b6 Akhidenor, Michael Battaglia, David Mierzejewski, Mark b6 Farris, Susan Evans, Kevin Mierzejewski, Mark b6 Farris, Susan Gavin, J. Reinhardt, Kelly b6 Harris, Daniel Gavin, J. Reinhardt, Kelly b6 Hughes, Jonathan Gavin, J. Reinhardt, Kelly b6 Hughes, Jonathan
International Business Research CREW EACM Advisors, LLC Gibson Dunn Check Fund Manager, LLC b6 Steese Evans Frankel PC Check Fund Manager, LLC Disclosure Insight, Inc Check Fund Manager, LLC b6
Broadcom Corp Henry T Nicholas Henry Samueli 1/5/2011 William J Ruehle and David Dull Parella Weinberg Partners 9/29/2010 b6 Berkshire Hathaway Employees accessing pornographic websites Daniel J Arbess b6 Medco Health Solutions Chevron Corp Paul Evan Orlin of Porter Orlin LLC b6 4/3/2011 10/13/2010 1/20/2011 9/29/2010 4/23/2011 10/13/2010 1/26/2011 9/30/2010 5/5/2011
Berman DeValerio Pease Tabacco Burt Liang v Dean Witter Co Inc amicus brief re Rule 10/8/2010 & Pucillo 106-16 Disclosure Insight, Inc Scientific Games Corp 1/26/2011 Check Fund Manager, LLC Disclosure Insight, Inc Check Fund Manager, LLC Brian Curtis Taylor of Pine River Capital Management b6 American Eagle Outfitters Life Time Fitness Inc Pine River Liquid Mortgage Fund LP b6 Retail Ventures Inc 9/29/2010 5/7/2011 10/12/2010 1/26/2011 9/29/2010 5/4/2011 10/12/2010
11-00037-APPS 11-00037-FOIA 11-00037-FOPA 11-00037-PUBS 11-00038-APPS 11-00038-FOIA 11-00038-FOPA 11-00038-PUBS 11-00039-APPS 11-00039-FOIA 11-00039-FOPA 11-00039-PUBS 11-00040-APPS
Gavin, J. Reinhardt, Kelly b6 Marich, Lynn Gavin, J. Reinhardt, Kelly b6 Marich, Lynn Gavin, J. Patrick Reinhardt, Kelly b6 Babington, David McClanahan, Kel
Disclosure Insight, Inc Check Fund Manager, LLC Disclosure Insight, Inc Check Fund Manager, LLC b6 Disclosure Insight, Inc. Check Fund Manager, LLC National Security Counselors
NetApp Inc Pine River Domestic Management LP b6 Eaton Vance Fund Willis Group Holdings Ltd Pine River Capital Management UK b6 Eaton Vance National Municipal Income A (EANAX) Archer Daniels Midland Co Pine River Capital Management LLC b6 Exide Technologies (XIDE) Proposed Rules for Implementing the Whistleblower Provisions of SEC 21F - October 25 meeting documents Pine River Capital Management LP b6 Dow Chemical Proposed Rules for Implementing the Whistleblower Provisions of SEC 21F - October 12 meeting documents GPA Group plc b6 Sanitas Service Corporation Proposed Rules for Implementing the Whistleblower Provisions of SEC 21F - October 12 meeting documents Omabor Limited b6 List of Broker Dealers with FINRA members CRD numbers Vacancy Announcement 10-363685 and 100313590 Continental Airlines Presidents Club Inc b6 Johnson Controls
1/26/2011 9/29/2010 5/20/2011 10/12/2010 1/26/2011 9/29/2010 5/23/2011 10/12/2010 1/26/2011 9/29/2010 6/3/2011 10/13/2010 1/12/2011
11-00040-FOIA 11-00040-FOPA 11-00040-PUBS 11-00041-APPS
Reinhardt, Kelly b6 Farris, Susan McClanahan, Kel
Check Fund Manager, LLC National Security Counselors
9/29/2010 1/8/2011 10/13/2010 1/12/2011
11-00041-FOIA 11-00041-FOPA 11-00041-PUBS 11-00042-APPS
Costello, Maureen b6 Belknap, Timothy McClanahan, Kel
International Business Research National Security Counselors
9/30/2010 6/6/2011 10/13/2010 1/12/2011
11-00042-FOIA 11-00042-FOPA 11-00042-PUBS 11-00043-APPS 11-00043-FOIA 11-00043-FOPA 11-00043-PUBS
Costello, Maureen b6 Kowalczyk, Walter Medley, Tammy Costello, Maureen b6 Farris, Susan
International Business Research Merrill Lynch Professional Clearing, Inc International Business Research -
9/30/2010 6/16/2011 10/13/2010 2/3/2011 9/30/2010 6/15/2011 10/13/2010
11-00044-APPS 11-00044-FOIA 11-00044-FOPA 11-00044-PUBS 11-00045-APPS 11-00045-FOIA 11-00045-PUBS 11-00046-APPS 11-00046-FOIA 11-00046-FOPA 11-00046-PUBS 11-00047-APPS 11-00047-FOIA 11-00047-FOPA 11-00047-PUBS 11-00048-APPS
Robinson, Jennifer Costello, Maureen b6 Farris, Susan Robinson, Jennifer Costello, Maureen Farris, Susan Peacock, Robert Costello, Maureen b6 Farris, Susan Peacock, Robert Costello, Maureen b6 Gershanik, Maureen Peacock, Robert
Buchanan Ingersoll & Rooney PC International Business Research Buchanan Ingersoll & Rooney PC International Business Research International Business Research b6 International Business Research -
Centre Partners Management LLC audits and examinations Golden Jet Flight Kitchens Inc b6 Publix Super Markets MB Investment Partners Inc audits and examinations People Express Airlines Inc Marathon Oil NYSE Execution Data XJT Holdings Inc b6 Lockheed Martin NYSE Fraud Settlement SEC records GB-1 Partners GP LLC b6 Truck Capital LLC NYSE Fraud Settlement Fund documents in possession of Heffler Radetich & Saitta LLP BNB1 Management Company LLC SEC Study The Organization of Investment Companies and The Investment Company Act of 1940 Collateralized Debt Obligations or Derivative Swaps Britt Airways Inc Electronic Transaction Clearing Robert Khuzami communication re: David Zilkha, Arthur Samberg and monies paid by Pequot Jakks Pacific Inc Wal Mart Stores Form 10-Q 1984 Signalife Inc JC Penney Company Inc First Wilshire Securities Management Inc
2/7/2011 9/30/2010 6/27/2011 10/13/2010 2/7/2011 9/30/2010 10/13/2010 1/29/2011 9/30/2010 7/13/2011 10/13/2010 1/29/2011 9/30/2010 7/14/2011 10/12/2010 1/29/2011
11-00048-FOIA 11-00048-PUBS
Costello, Maureen Lang, David
9/30/2010 10/14/2010
11-00049-APPS 11-00049-FOIA 11-00049-PUBS 11-00050-APPS
Carruth, Nathan Costello, Maureen Blosser, Michael Aguirre, Gary
2/15/2011 9/30/2010 10/14/2010 2/16/2011
11-00050-FOIA 11-00050-PUBS 11-00051-APPS 11-00051-FOIA 11-00051-PUBS
Gavin, J. Patrick Howard, Mark Kramer, Philip Gavin, J. Patrick Haddad, William
Disclosure Insight, Inc. Kramer & Kaslow Disclosure Insight, Inc. -
9/30/2010 10/15/2010 2/4/2011 9/30/2010 10/14/2010
11-00052-APPS 11-00052-FOIA 11-00052-PUBS 11-00053-APPS 11-00053-FOIA 11-00053-PUBS 11-00054-APPS 11-00054-FOIA 11-00054-PUBS 11-00055-APPS 11-00055-FOIA 11-00055-PUBS 11-00056-APPS 11-00056-FOIA 11-00056-PUBS 11-00057-APPS
Peacock, Robert Gavin, J. Patrick Michaels, Dave Stromsnes, Michael Gavin, J. Patrick Tkacik, Aysem Stromsnes, Michael Gavin, J. Patrick Michalski, Maria Peacock, Robert Gavin, J. Patrick Michaels, Dave Peacock, Robert Gavin, J. Patrick Gaglio, Adam Peacock, Robert
Disclosure Insight, Inc. Holland & Knight Disclosure Insight, Inc. Holland & Knight Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. -
NYSE Execution Fraud and Annette Nazareth JDA Software Group Inc Keyes Offshore Ltd Partnership Gerova Financial Group Ltd et al JDS Uniphase Corporation Nasdaq Stock Market Jason W Galanis and Penthouse International Inc Jones Apparel Group Inc Target 2009 Form 10-K NYSE Execution Data W&T Offshore Inc Keyes Offshore Ltd IV NYSE Fraud Settlement SEC records West Pharmaceutical Services Inc The Washington Post Company NYSE Fraud Settlement Fund documents in possession of Heffler Radetich & Saitta LLP Whirlpool Corporation Sina Corp SciClone Pharmaceuticals Inc Wintrust Financial Corp Xinhua Finance Ltd Downey Savings & Loan Association residential mortgage records AP 3-13828 docket for Comverse Technologies Inc American Solar King
2/14/2011 9/30/2010 10/14/2010 2/14/2011 9/30/2010 10/14/2010 2/14/2011 9/30/2010 10/15/2010 2/19/2011 9/30/2010 10/14/2010 2/19/2011 9/30/2010 10/15/2010 2/19/2011
11-00057-FOIA 11-00057-PUBS 11-00058-APPS 11-00058-FOIA 11-00058-PUBS 11-00059-APPS 11-00059-FOIA 11-00059-PUBS 11-00060-APPS 11-00060-FOIA 11-00060-PUBS 11-00061-APPS
Gavin, J. Patrick Widjaja, Deon McIntyre, Kelly Gavin, J. Patrick Widjaja, Deon Anaya, Mark Johnson, Ernessa Williams, Ryan Armstrong, Martin McCarthy, Jim Williams, Ryan Dukes # 37823037, Marcus
Disclosure Insight, Inc. Robbins Umeda and Fink LLP Disclosure Insight, Inc. Thomson Reuters FCI Fort Dix #12518050 CounterPoint Strategies -
9/30/2010 10/18/2010 2/25/2011 9/30/2010 10/18/2010 2/17/2011 9/30/2010 10/18/2010
Martin A Armstrong and Princeton Economics et 3/11/2011 al 9/22/2010 Raj Rajaratnam Danielle Chiesi Galleon Group Rajat Gupta American Solar King 10/18/2010 Financial Warfare Club Inc and Marcus Dubois Dukes 3/8/2011
11-00061-FOIA 11-00061-PUBS 11-00062-APPS 11-00062-FOIA 11-00062-PUBS 11-00063-APPS 11-00063-FOIA 11-00063-PUBS 11-00064-APPS 11-00064-FOIA 11-00064-PUBS 11-00065-APPS 11-00065-FOIA 11-00065-PUBS 11-00066-APPS 11-00066-FOIA 11-00066-PUBS 11-00067-APPS 11-00067-FOIA 11-00067-PUBS 11-00068-APPS 11-00068-FOIA 11-00068-PUBS 11-00069-APPS 11-00069-FOIA 11-00069-PUBS 11-00070-APPS 11-00070-FOIA
Martinetti, Ronald Jones, Marissa Heredia, Michael vonPinoci, Alexander Fuchs, John Theobald, William Stewart, James Koppel, Richard Shewan, Scott Hoskins, Sebastian Johnson, Ernessa Loder, Asjlyn Annus, Taavi Donnelly, Sarah Baker, Christopher Mills, Eric Clavijo, Monica Gavin, J. Newman, David Seitz, Sandra Ivry, Bob Liebov, David Rinaldi, Carol Gavin, J. Liebov, David McDonnell, Caitlin Gavin, J. Viguie, Michael
Kazanjian & Martinetti Global Securities Information Pape & Shewan, LLP The Herzog Law Group Thomson Reuters Bloomberg News Bryan Cave LLP Vornado Disclosure Insight, Inc Smith, Gambrell & Russell, LLP Bloomberg News Sullivan & Cromwell LLP Disclosure Insight, Inc Sullivan & Cromwell LLP Disclosure Insight, Inc Dechert LLP
MadEngine Inc The New York Networks Alby Amato aka Sadik Albert Amato Muriel Siebert & Co Inc Argent Mortgage Co LLC residential mortgage records Bank of America and Security Pacific National Bank Boeing 2009 Form 10-K HCA Inc OIG-509 Madoff Exhibit 327 Frank DiPascali interview transcript Nanologix Inc Form D 2005 2007 FINRA Arbitrator Selection Process Godspell LLC letter from SEC on Form 1-A dated March 25 2010 Muriel Siebert & Co Inc
9/23/2010 10/18/2010 3/27/2011 9/29/2010 10/18/2010 3/22/2011 9/29/2010 10/19/2010 3/21/2011 9/30/2010 10/19/2010
products trading under ticker symbols UNG USO 4/1/2011 DBA and DBC Sigma Aldrich Corporation 9/29/2010 Nathans Famous the SEC lease for 700 2nd street NE Washington DC Green Mountain Coffee Roasters Bouwfonds US Residential Fund Inc Cisco Systems Inc Innospec David Turner and Ousama Naaman ResCare Inc Onex Corp Citigroup Inc and Richard M Bowen Transcript The Rockies Fund Inc AP 3-9615 Lyondell Petrochemical Co Lender Processing Services Inc Piper Capital Management Inc AP 3-9657 JPMorgan Chase Bank National Association AMAG Pharmaceuticals Inc fka Advanced Magnetics Inc Piper Capital Management Inc AP 3-9657 10/19/2010 3/29/2011 9/29/2010 10/19/2010 4/12/2011 9/30/2010 10/19/2010 4/6/2011 4/26/2010 10/19/2010 4/12/2011 4/26/2010 10/19/2010 4/12/2011 3/26/2010
11-00070-PUBS 11-00071-APPS 11-00071-FOIA 11-00071-PUBS 11-00072-APPS 11-00072-FOIA 11-00072-PUBS 11-00073-APPS 11-00073-FOIA 11-00073-PUBS 11-00074-APPS 11-00074-FOIA 11-00074-PUBS 11-00075-APPS 11-00075-FOIA 11-00075-PUBS 11-00076-APPS 11-00076-FOIA 11-00076-PUBS 11-00077-APPS 11-00077-FOIA 11-00077-PUBS 11-00078-APPS 11-00078-FOIA 11-00078-PUBS 11-00079-APPS 11-00079-FOIA 11-00079-PUBS 11-00080-APPS 11-00080-FOIA 11-00080-PUBS
McDonnell, Caitlin Gavin, J. Viguie, Michael Gregory, Michael Gavin, J. Viguie, Michael Davis, Edward Gavin, J. Evans, David Singh, Brij Vandaele, Donald Evans, David Tarselli, Todd Gavin, J. Patrick Evans, David Vogel, Brittany Gavin, J. Evans, David Tlapak, Mark Gavin, J. Evans, David Taylor, Tyler Gavin, J. Evans, David Mack, Kevin Gavin, J. Evans, David Merrill, Toby Gavin, J. Patrick Evans, David Farris, Susan
Disclosure Insight, Inc Dechert LLP Disclosure Insight, Inc Dechert LLP Disclosure Insight, Inc International Business Research International Business Research Pennsylvania Department of C ti Disclosure Insight, Inc. International Business Research Disclosure Insight, Inc International Business Research Disclosure Insight, Inc International Business Research Disclosure Insight, Inc International Business Research Disclosure Insight, Inc International Business Research Disclosure Insight, Inc. International Business Research -
Eastman Kodak Company Computer Programs & Systems Inc Investors Portfolio Management Inc AP 3-6729 TLC Pattern Inc Fedex Corp
10/19/2010 4/12/2011 3/26/2010 10/19/2010 4/12/2011
First Multifund Advisory Corp Milton Fund AP 3- 3/26/2010 5881 Elbit Systems 10/19/2010 SunTrust Banks Inc Daniel M Borislow Lendingclub.com Anderson Financial Group Inc residential mortgage records Y W Sing AK Steel and Alcoa Unisource Energy Corp Yuen Wah Sing a/k/a Y W Sing UBS Lehman Brothers prospectus Freeport-McMoRan Copper & Gold Inc Peter J Russo Amax Global Services Form D 2005-2007 Sterling Financial Corp Ymax Corporation California Hedge Fund Companies Tyson Foods, Inc Ymax Communications Corporation Pacific Stock Exchange Huntington Bancshares Incorporated D&K Charitable Foundation Fremont Home Loan Trust 2005-A UnitedHealth Group Incorporated TigerJet Networks Inc Aetnas FY 2009 11-K Form 4/12/2011 9/30/2010 10/19/2010 4/18/2011 9/30/2010 10/11/2010 1/26/2011 9/30/2010 10/22/2010 1/31/2011 9/30/2010 10/22/2010 1/31/2011 9/30/2010 10/21/2010 1/31/2011 9/30/2010 10/21/2010 1/26/2011 9/30/2010 10/21/2010 2/3/2011 9/30/2010 10/21/2010
11-00081-APPS 11-00081-FOIA 11-00081-PUBS 11-00082-APPS 11-00082-FOIA 11-00082-PUBS 11-00083-APPS 11-00083-FOIA 11-00083-PUBS 11-00084-APPS 11-00084-FOIA 11-00084-PUBS 11-00085-APPS 11-00085-FOIA 11-00085-PUBS 11-00086-APPS 11-00086-FOIA 11-00086-PUBS 11-00087-APPS 11-00087-FOIA 11-00087-PUBS 11-00088-APPS 11-00088-FOIA 11-00088-PUBS 11-00089-APPS 11-00089-FOIA 11-00089-PUBS 11-00090-APPS
Razzouk, Jay Evans, David Johnson, Ernessa Gavin, J. Patrick Evans, David Hasan, Shahid Rielly, Thomas Costello, Maureen Poirier, Cody Carney, Rachel Costello, Maureen Eklof, Amber Ahmad, Tariq Costello, Maureen Sobczak, Amber McClanahan, Kel Costello, Maureen MacKay, Emily Neer, R Costello, Maureen Kennedy, Michael Neer, R Costello, Maureen Whitlock, Denise Ivry, Bob Costello, Maureen Nathan, Josh Fokas, Jimmy
Robbins Umeda LLP International Business Research Thomson Reuters Disclosure Insight, Inc. International Business Research Vista 360 International Business Research Wingert, Grebing, & Goodwin, LLP International Business Research International Business Research Pinkerton Government Services National Security Counselors International Business Research Baker Keener & Nahra International Business Research Baker Keener & Nahra International Business Research Applied Financial Research, LLC Bloomberg News International Business Research Applied Financial Research Baker & Hostetler, LLP
Maxwell Technologies Inc 11 CV 00258 8x8 Inc Blank Check Rule - 33-7006 34-32575 S7-2093 Huntsman Corporation Group Long Distance Inc Immunogen Inc. Energy Solutions Inc Zion Solutions Inc and Exelon Agreement New York Airlines Inc Invesco Van Kampen Trust For Investment Grade NY Municipals Investigation records of D.W Heath & Associates Inc Rocky Mountain Airways Inc
4/11/2011 9/30/2010 10/22/2010 1/26/2011 9/30/2010 10/25/2010 4/20/2011 9/30/2010 10/25/2010 4/22/2011 9/30/2010
CommScan LLC February 1999 No Action Letter 10/25/2010 Pacific Energy & Mining Company System One Direct Access Inc Inphi Randolph Koch 2007-2009 records System One Holdings Inc Sina Corp and CNOOC IPOs Tony Ahn administrative proceeding 3-14272 System One Corp Investment Company Act Release IC-7221 Tony Ahn administrative proceeding 3-14273 New ExpressJet Airlines Inc Pace Alpha Sector Rotation Fund LP Citigroup Inc and Richard Bowen III 2008 correspondence re-mortgage underwriting Continental Reservations Inc Fidelity Low Priced Stock Fund Bill and hold method of accounting 4/26/2011 9/30/2010 10/26/2010 4/29/2011 9/30/2010 10/25/2010 4/29/2011 9/30/2010 10/21/2010 4/29/2011 9/30/2010 10/21/2010 5/9/2011 9/30/2010 10/21/2010 5/16/2011
11-00090-FOIA 11-00090-PUBS 11-00091-APPS 11-00091-FOIA 11-00091-PUBS 11-00092-APPS 11-00092-FOIA 11-00092-PUBS 11-00093-APPS 11-00093-FOIA 11-00093-PUBS 11-00094-APPS 11-00094-FOIA 11-00094-PUBS 11-00095-APPS 11-00095-FOIA 11-00095-PUBS 11-00096-APPS 11-00096-FOIA 11-00096-PUBS 11-00097-APPS 11-00097-FOIA 11-00097-PUBS 11-00098-APPS 11-00098-FOIA 11-00098-PUBS 11-00099-APPS 11-00099-FOIA 11-00099-PUBS 11-00100-APPS
Costello, Maureen Houston, Jacob Lefeber, Hope Costello, Maureen Razdolsky, Katherine Barrett, William Costello, Maureen Razdolsky, Katherine Masters, Joshua Costello, Maureen Razdolsky, Katherine Masters, Joshua Costello, Maureen Crotty, Matt Masters, Joshua Gavin, J. Patrick Hooper, Charles (Mike) Condon, Christopher Gavin, J. Patrick Palley, Stephen Brozzetti, Michael Gavin, J. Patrick Schell, Brian Rome, Mark Gavin, J. Patrick Manimala, Seleene Gavin, J. Patrick Gavin, J. Patrick Parr, Lamarr Gavin, J.
International Business Research Hope C.Lefeber, LLC International Business Research Assets International LLC Forbes International Business Research Assets International LLC Kirby McInerney LLP International Business Research Assets International LLC Kirby McInerney LLP International Business Research Kirby McInerney LLP Disclosure Insight, Inc. Securities & Exchange Commission Bloomberg News, Boston Bureau Disclosure Insight, Inc. Boundless LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc
ExpressJet Corporate Aviation Inland Steel Form 10-K 1980-1992 George Georgiou Continental Airlines Historical Society Inc Macro Synetic Systems Inc Robert Lee Vesco Sprint Nextel Corp Auburn & Associates Inc SEC v Citigroup Inc 1:10-CV-01277 Arthur H Tildesley Prudential Financial Inc Auburn Engineering Inc SEC v Citigroup Inc 1:10-CV-01277 Gary L Crittenden Willis Group Holdings DBSI Village South SEC v Citigroup Inc 10-CV-1277 Bok Financial Corp et al Pacific Alternative Asset Management LLC Value Line Inc 2010 Brady Corp Electric Storage Battery Company Code of Ethic Violations and Signed Acknowledgements 2006 to Present Camden Property Trust Dollar Financial Corp ARS All tips and complaints received from January 2006 to present Chesapeake Utilities Corp AAERS No. 108 196 817 Jefferies Group Inc Convergys Corporation Dixin National Corp and Tradequest International World Fuel Services Corp
9/30/2010 10/21/2010 5/13/2011 9/30/2010 10/20/2010 5/10/2011 9/30/2010 10/20/2010 5/16/2011 9/30/2010 10/20/2010 5/16/2011 9/30/2010 10/20/2010 5/16/2011 10/1/2010 10/20/2010 5/20/2011 10/1/2010 10/20/2010 5/25/2011 10/1/2010 10/26/2010 5/26/2011 10/1/2010 10/26/2010 6/1/2011 10/1/2010 10/27/2010 6/1/2011
11-00100-FOIA 11-00100-PUBS 11-00101-APPS 11-00101-FOIA 11-00101-PUBS 11-00102-APPS 11-00102-FOIA 11-00102-PUBS 11-00103-APPS 11-00103-FOIA 11-00103-PUBS 11-00104-APPS 11-00104-FOIA 11-00104-PUBS 11-00105-APPS 11-00105-FOIA 11-00105-PUBS 11-00106-APPS 11-00106-FOIA 11-00106-PUBS 11-00107-APPS 11-00107-FOIA 11-00107-PUBS 11-00108-APPS 11-00108-FOIA 11-00108-PUBS 11-00109-APPS 11-00109-FOIA 11-00109-PUBS
Gavin, J. Patrick Shimp, Zach Gavin, J. Gavin, J. Patrick Petitti, Morgan Gavin, J. Gavin, J. Patrick Flattery, Mary Gavin, J. Patrick Wall, Lindsay Roloff, Jeff Gavin, J. Reinhardt, Kelly Mills, Tracey Gavin, J. Reinhardt, Kelly Wright, Daneford Gavin, J. Reinhardt, Kelly Walker, Kimeko Gavin, J. Reinhardt, Kelly Hansen, Peter Wood, Debi Reinhardt, Kelly Goolsby, Barbara Brown, J. Robert Reinhardt, Kelly Lau, Jeff
Disclosure Insight, Inc. Chester County Prison Disclosure Insight, Inc Disclosure Insight, Inc. Disclosure Insight, Inc Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Disclosure Insight, Inc Check Fund Manager, LLC Disclosure Insight, Inc Check Fund Manager, LLC Disclosure Insight, Inc Check Fund Manager, LLC Disclosure Insight, Inc Check Fund Manager, LLC Check Fund Manager, LLC Florida Rural Legal Services University of Denver Check Fund Manager, LLC -
Guess Inc Exxon Mobil & Caterpillar St. Jude Medical, Inc Hunt JB Transport Services Inc Comparator Systems Corp Nabors Industries Ltd Invacare Corp Sovran Securities Inc Caterpillar Inc Christopher Martin Zaback Coupons Inc Boeing Company Alpheus Alexander Porter Jr of Porter Orlin LLC JP Morgan Chase Bank NA Forms 3 4 and 5 for 6-17-2005 China-Biotics Inc Amici Capital LLC Sasco 2006-NC1 United Rentals Inc Porter Orlin LLC Whole Foods Market Inc TASER International Inc Amici Healthcare LP Equinox Energy Solutions Inc Forms 144 OIG Report 528 CMKM Diamonds Inc Amici Global Partners LP Suntrust Alternative Loan Trust 2006-1F Rite Aid letter from Martin Dunn Amici Associates LP General Dynamics 10-K Annual Report
10/1/2010 10/9/2010 6/1/2011 10/1/2010 10/27/2010 6/1/2011 10/1/2010 10/28/2010 6/1/2011 10/1/2010 10/28/2010 6/1/2011 10/1/2010 10/29/2010 6/1/2011 10/1/2010 10/28/2010 6/1/2011 10/1/2010 10/28/2010 6/1/2011 10/1/2010 10/28/2010 6/4/2011 10/1/2010 10/28/2010 6/6/2011 10/1/2010 10/28/2010
11-00110-APPS
Rosenbloom, Joseph
Enforcement of the Foreign Corrupt Practices Act, including names of the appointees, scope of the monitors duties, hourly pay rates and total fees and expenses paid Amici Qualified Associates LP The Gap Inc 10-K Annual Report DW Heath & Associates Inc McDonnell Douglas Truck Services Inc Siebert Financial Corp Dendreon "bear raid" Plaza Realty Holdings Corporation Sentinel Management Group Inc
6/9/2011
11-00110-FOIA 11-00110-PUBS 11-00111-APPS 11-00111-FOIA 11-00111-PUBS 11-00112-APPS 11-00112-FOIA 11-00112-PUBS 11-00113-APPS
Reinhardt, Kelly Van Reepinghen, Ian Carney, Rachel Costello, Maureen Dermigny, Nicholas Cohen, Theodore Costello, Maureen Cullinan, Charles Fischman, Michael
Check Fund Manager, LLC Wingert, Grebing, & Goodwin, LLP International Business Research International Business Research Phillips Nizer LLP
10/1/2010 10/30/2010 6/21/2011 10/1/2010 10/29/2010 6/23/2011 10/1/2010 11/1/2010
Securities and Exchange Commission v. Andres 5/19/2011 Pimstein, et al. (Index No. 08-23024) McDonnell Douglas Insurance Holdings Corporation TerreStar Networks, Inc. REG D (Form D) 10/1/2010 11/2/2010
11-00113-FOIA 11-00113-PUBS 11-00114-APPS 11-00114-FOIA 11-00114-PUBS 11-00115-APPS 11-00115-FOIA 11-00115-PUBS 11-00116-APPS
Costello, Maureen Guleria, Arnav Brozzetti, Michael Costello, Maureen Golden, Dan Carollo, Russell Costello, Maureen Lenahan, James Farnam, Tim
International Business Research Boundless LLC International Business Research Bloomberg News International Business Research The Washington Post
7/1/2011 Code of Ethic Violations and Signed Acknowledgements 2006 to Present McDonnell Douglas Aircraft Finance Corporation 10/1/2010 Apollo Group Inc Travel Database for all SEC employees or financed by the SEC MDFC Aircraft Leasing Company SEC staff memo to the NYSE Correspondence with US Representatives Jeb Hensarling regarding Sam Wyly Charles Wyly Maverick Capital Ranger Partners and Green Mountain Energy MDFC Express Leasing Company Fischer Francis Trees & Watts Inc Paul E Singer Cuatro LLC Jonathan D Pollock 11/2/2010 6/30/2011 10/1/2010 11/1/2010 7/12/2011
11-00116-FOIA 11-00116-PUBS 11-00117-FOIA 11-00117-PUBS 11-00118-FOIA
Costello, Maureen Kohli, Preeti Mierzejewski, Mark Ricketts, Nordia Mierzejewski, Mark
International Business Research Check Fund Manager, LLC Check Fund Manager, LLC
10/1/2010 11/2/2010 10/4/2010 11/2/2010 10/1/2010
11-00118-PUBS
Covington, Michael
Bravura Finance, LLC
Report of Hedge Fund companies registered with the SEC from January to November 2010 Peter James Bernard Westinghouse Electric CBS Inc. Indenture Filings Maximilian (Max) Dana Stone Woodward Governor Co (WGOV) 1940 filings Aloha Air Group Broadcom Forms 3, 4, and 5 1998-2007 Cedent Sara Lee Corporation ANC Rental Corp GetThere.com Alamo Rent A Car MTV, Top Brass, Devon BCC Equipment Leasing Corporation
11/3/2010
11-00119-FOIA 11-00119-PUBS 11-00120-FOIA 11-00120-PUBS 11-00121-FOIA 11-00121-PUBS 11-00122-FOIA 11-00122-PUBS 11-00123-FOIA 11-00123-PUBS 11-00124-FOIA 11-00124-PUBS 11-00125-FOIA 11-00125-PUBS 11-00126-FOIA 11-00126-PUBS 11-00127-FOIA 11-00127-PUBS 11-00128-FOIA 11-00128-PUBS 11-00129-FOIA 11-00129-PUBS 11-00130-FOIA 11-00130-PUBS 11-00131-FOIA 11-00131-PUBS 11-00132-FOIA
Wall, Lindsay Callahan, Elspeth Wall, Lindsay Johnson, Ernessa Costello, Maureen Cliff, Michael Costello, Maureen Sumerlin, Melanie Costello, Maureen Risch, Michael Costello, Maureen Marsigliano, Dana Costello, Maureen White, James Costello, Maureen Bergia, Andrea Costello, Maureen Barrios, Sylvia Costello, Maureen Lombardo, Marc Costello, Maureen Ruf, Hans Costello, Maureen Schowe, Denise Kane, Darren Cross, Scott Kane, Darren
Check Fund Manager, LLC National Corporate Research Check Fund Manager, LLC Thomson Reuters International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Meredith Whitney Advisory Group, LLC International Business Research International Business Research Mission-Critical Services Mission-Critical Services
9/30/2010 11/3/2010 10/1/2010 11/3/2010 10/1/2010 11/8/2010 10/1/2010 11/8/2010 10/1/2010 11/5/2010 10/1/2010 11/5/2010 10/1/2010
American Bar Association Task Force 4/30/1986 11/8/2010 No Action Letter MDFC Equipment Leasing Corporation 10/1/2010 Choice Investments Inc Boeing Capital Corporation Natural Balance Pet Foods Lockheed Corporation NRSRO List of Outstanding Requests McDonnell Douglas Overseas Finance Corporation American Home Mortgage Investment Trust 2007-1 MDFC Loan Corporation Parkland Management Co. LLC Chad Fulmor Coca-Cola No Action Letter Charles Arnold 11/4/2010 10/1/2010 11/4/2010 10/1/2010 11/9/2010 10/1/2010 11/9/2010 10/1/2010 11/9/2010 10/1/2010 11/8/2010 10/1/2010
11-00132-PUBS
Reyes, Robin
Wells fargo Bank as Trustee for OptionOne Mortgage Loan Trust 2006-3 Asset Backed Certificates Series 2006 PSA Pacer Financial Inc Rom-Amer Pharmaceuticals Ltd Joseph Thomson Fifth Third Securities, Inc Ashlee Thomson Kevin Hart Kornfield & Company, Inc. New and Structured Products Unit ENF CVs Southridge Investment Grp LLC X-17A-5 DBSI Inc Douglas Swenson testimony Curren & Co. X-17A-5 John Kovac S. Goldman Capital LLC
11/9/2010
11-00133-FOIA 11-00133-PUBS 11-00134-FOIA 11-00134-PUBS 11-00135-FOIA 11-00135-PUBS 11-00136-FOIA 11-00136-PUBS 11-00137-FOIA 11-00137-PUBS 11-00138-FOIA 11-00138-PUBS 11-00139-FOIA 11-00139-PUBS 11-00140-FOIA 11-00140-PUBS 11-00141-FOIA 11-00141-PUBS 11-00142-FOIA 11-00142-PUBS 11-00143-FOIA 11-00143-PUBS 11-00144-FOIA
Kane, Darren Kratter, Matthew Kane, Darren Ives, Peggy Kane, Darren Ives, Peggy Himaras, Eleni Ives, Peggy Goldstein, Jed Ives, Peggy Kovac, Elaine Ives, Peggy Clarke, David Ives, Peggy Dantzig, Andrew Ives, Peggy Sears, Heather Ives, Peggy Sutton, John Ives, Peggy Johnson, Ernessa Ives, Peggy Peterson, Kristina
Mission-Critical Services Mission-Critical Services SNL Financial, LLC Mission-Critical Services SNL Financial, LLC Institutional Investor News SNL Financial, LLC Gibbons P.C. SNL Financial, LLC SNL Financial, LLC DLA Piper LLP (US) SNL Financial, LLC Praesidium Investment Management SNL Financial, LLC SNL Financial, LLC Thomson Reuters SNL Financial, LLC Thomson Reuters SNL Financial, LLC Dow Jones
10/1/2010 11/11/2010 10/1/2010 11/10/2010 10/1/2010 11/10/2010 9/30/2010 11/15/2010 9/30/2010 11/15/2010 9/30/2010 11/15/2010
Commissions Exhibit 2001 a 379 page report on 10/1/2010 Atlas Corp James L Finefrock & Assoc Corp X-17A-5 11/15/2010 Calgon Carbon Corporation Growth Energy Capital Advs LLC SEC v Regan and Co and Michael C Regan 09CV-5799 Felix Instruments LLC X-17A-5 CF letter to ADR depositories 33-6894 3429226 S7-14-91 Epoch Securities Inc. X-17A-5 Moodys Evaluation Inc and Moodys Investors Service ADV-W DRO-WST Trading LLC X-17A-5 Market plunge flash crash of May 6 trading activity of Waddell and Reed Financial Dexia Global Structured Fin X-17A-5 Complaint filed by Jaimie Davis Blackstone Advisory Svcs LP X-17A-5 10/5/2010 11/15/2010 10/4/2010 11/15/2010 10/4/2010 11/15/2010 10/1/2010 11/15/2010 10/4/2010
11-00144-PUBS 11-00145-FOIA 11-00145-PUBS
Ives, Peggy Kane, Darren Ives, Peggy
SNL Financial, LLC Mission-Critical Services SNL Financial, LLC
11/15/2010 8/26/2010 11/15/2010
11-00146-FOIA 11-00146-PUBS 11-00147-FOIA 11-00147-PUBS 11-00148-FOIA 11-00148-PUBS 11-00149-FOIA 11-00149-PUBS 11-00150-FOIA 11-00150-PUBS 11-00151-FOIA 11-00151-PUBS 11-00152-FOIA 11-00152-PUBS 11-00153-FOIA 11-00153-PUBS 11-00154-FOIA 11-00154-PUBS 11-00155-FOIA 11-00155-PUBS 11-00156-FOIA 11-00156-PUBS 11-00157-FOIA 11-00157-PUBS 11-00158-FOIA 11-00158-PUBS 11-00159-FOIA 11-00159-PUBS 11-00160-FOIA
Doolittle, Patrick Ives, Peggy Tarselli, Todd Ives, Peggy Dillard, Harold Ives, Peggy Fairbanks, Earl Ives, Peggy Fairbanks, Earl Ives, Peggy Jones, Mark Ives, Peggy Graf, Michael Ives, Peggy Graf, Michael Ives, Peggy Graf, Michael Ives, Peggy Katz, Jerome Ives, Peggy Katz, Jerome Ives, Peggy Katz, Jerome Ives, Peggy Katz, Jerome Ives, Peggy Katz, Jerome Ives, Peggy Katz, Jerome
Quin Emanuel Urquhart & Sullivan SNL Financial, LLC Pennsylvania Department of C ti SNL Financial, LLC SNL Financial, LLC SNL Financial, LLC SNL Financial, LLC SNL Financial, LLC Michael Graf, Jr. CPA SNL Financial, LLC Michael Graf, Jr. CPA SNL Financial, LLC Michael Graf, Jr. CPA SNL Financial, LLC Thomson Reuters Westlaw Business SNL Financial, LLC Thomson Reuters Westlaw Business SNL Financial, LLC Thomson Reuters Westlaw Business SNL Financial, LLC Thomson Reuters Westlaw Business SNL Financial, LLC Thomson Reuters Westlaw Business SNL Financial, LLC Thomson Reuters Westlaw Business
UBS AG UBS Securities LLC Tricadia Capital LLC 10/5/2010 Mariner Investment Group Ivy Funds Distributor Inc. X-17A-5 11/15/2010 Bank of Ireland and Boston Science 10-Ks Dougherty & Co. LLC X-17A-5 Ace Securities Corp Home Equity Loan Trust Series 2007-HE1 Bay Crest Partners LLC X-17A-5 Yahoo Inc exhibits Hardt Group Investor Svcs LLC X-17A-5 Google Inc exhibits Fortress Group Inc. X-17A-5 Investools and Eben D Miller Advisory Group Equity Svcs Ltd. X-17A-5 John Birkenheier Deep ATS LLC Steven Klawans Studness Research Inc. X-17A-5 Justin M Delfino Fidelity Distributors Corp. X-17A-5 Seligman Municipal Fund Series Inc N-14 File No 333-157557 Consolidated Research LLC X-17A-5 Seligman Value Fund Series Inc N-14 File No 333-157526 Fifth Third Securities Inc. X-17A-5 Seligman Growth Fund Inc N-14 File No 333157527 Systematized Benefits Admnstrs X-17A-5 Riversource Market Advantage Series Inc N-14 File No 333-157556 Kevin Hart Kornfield & Co. X-17A-5 Riversource Large Cap Series Inc N-14 File No 333-157525 Hardt Group Investor Svcs LLC. X-17A-5 9/29/2010 11/15/2010 9/27/2010 11/15/2010 10/1/2010 11/15/2010 10/1/2010 11/15/2010 9/30/2010 11/15/2010 9/28/2010 11/15/2010 9/28/2010 11/15/2010 9/28/2010 11/15/2010 10/4/2010 11/15/2010 10/4/2010 11/15/2010 10/4/2010 11/15/2010 10/4/2010 11/15/2010 10/4/2010 11/15/2010
Riversource Investment Series Inc N-14 File No 10/4/2010 333-157586
11-00160-PUBS 11-00161-FOIA 11-00161-PUBS 11-00162-FOIA 11-00162-PUBS 11-00163-FOIA 11-00163-PUBS 11-00164-FOIA 11-00164-PUBS 11-00165-FOIA 11-00165-PUBS 11-00166-FOIA 11-00166-PUBS 11-00167-FOIA 11-00167-PUBS 11-00168-FOIA
Pepper, Sean Katz, Jerome Vietor, Barbara Katz, Jerome Sutton, John Katz, Jerome Sweet, Kimberly Katz, Jerome Dolan, Owen Ricchiute, Marc Spaulding, Peter Sheppard, William Liang, Linus Merns, Karen Liang, Linus Jones, Nate
Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Thomson Reuters Westlaw Business Ropes & Gray, LLP Thomson Reuters Westlaw Business Second Market Embrace Global Embrace Global The National Security Archive
Gerova Financial Group Rand Capital Corp Form 40-APP File No 81213634 Johnson and Johnson Rafferty Asset Management LLC 40-PP File No 812-13635-01 Life Cycle Mutual Funds Inc
11/17/2010 10/4/2010 11/17/2010 10/4/2010 11/17/2010
Thrivent Mutual Funds N-14 File No 33310/4/2010 157580 SEC Guidelines for Preparing Form N-8B-1 ref in 11/17/2010 ICA Release 7221 Our Street Funds Inc N-14 File No 333-157581 10/4/2010 US Coal Corp Division of Corporate Finance number of reporting foreign issuers Plainfield Asset Management MTR Gaming Group Apple Computers Syms Corp Ownership Reports Sun Microsystems FOIA Guidance and Resources implementing White House Memo of Rahm Emanuel BMO Capital Markets Corp Correspondence between Senator Charles F Schumer and SEC from 1990-2008 Ohio Edison Co Correspondence between Senator Christopher Dodd and SEC from 1990-2008 Best Buy Westrock Advisors Inc CRD No 114338 Smith & Wesson Holding Corp Stifel Financial Corp Form 10-K Financial Reporting Release No 44 and Regulation S-X2 Jasper Wireless Reg D MAT Five LLC Series 2007 11/17/2010 10/4/2010 11/17/2010 10/4/2010 11/17/2010 10/4/2010 11/17/2010 9/30/2010
11-00168-PUBS 11-00169-FOIA 11-00169-PUBS 11-00170-FOIA
Zeiss, Michael Holland, Max Moore, Daniel Holland, Max
Washington Decoded Washington Decoded
11/10/2010 3/15/2010 11/10/2010 3/15/2010
11-00170-PUBS 11-00171-FOIA 11-00171-PUBS 11-00172-FOIA 11-00172-PUBS 11-00173-FOIA 11-00173-PUBS
Martellaccio, Elisa LaMarra, Karen Lorenz, Tyler Laide, John Jindal, Niket Rainey, Eric Backens, David
Certis Capital Management, Inc.
11/10/2010 10/5/2010 11/10/2010 10/7/2010 11/12/2010 10/7/2010 11/15/2010
11-00174-FOIA 11-00174-PUBS 11-00175-FOIA 11-00175-PUBS 11-00176-FOIA 11-00176-PUBS 11-00177-FOIA 11-00177-PUBS 11-00178-FOIA 11-00178-PUBS 11-00179-PUBS 11-00180-FOIA
Armand, Cory Tracer, Zachary Hogan, Debra Schowe, Denise Costello, Maureen Schowe, Denise Doner, Scott Schowe, Denise Schaar, David Schowe, Denise Schowe, Denise Martens, Pam
Rice Voelker LLC Stroock & Stroock & Lavan LLP International Business Research CounterPunch.org
Green Mountain Coffee Roasters Inc Expression Analysis Inc Form Ds Stillwater Capital Partners Advisory Opinion Letter of GC Release No 33285 Cleveland Steel Facility LLC IA Order 2013 February 2002 Octologics LLC Form D Donner Estates Inc IA Release 21 Superior Bank FSB The Pitcairn Company IA Release 52 Roosevelt & Son IA Release 54
10/6/2010 11/15/2010 10/5/2010 11/16/2010 10/5/2010 11/16/2010 10/5/2010 11/16/2010 10/6/2010 11/16/2010 11/16/2010
11-00180-PUBS 11-00181-FOIA
Schowe, Denise Martens, Pam
CounterPunch.org
Flash Crash of May 06 names of firms that were 10/6/2010 running algorithms involving a large number of trade cancellations Moreland Management Co IA Release 1705 11/16/2010 Flash Crash of May 06 internal documents that theorize or state the purpose of algorithms 5600 Inc IA Release 16004 10/6/2010
11-00181-PUBS 11-00182-FOIA
Schowe, Denise Martens, Pam
CounterPunch.org
11/16/2010
11-00182-PUBS 11-00183-FOIA 11-00183-PUBS 11-00184-FOIA 11-00184-PUBS 11-00185-FOIA 11-00185-PUBS 11-00186-FOIA 11-00186-PUBS 11-00187-FOIA
Schowe, Denise Diver, Colleen Lance, Dorothy Hogan, Debra Molenda, David Oliver, James Carr, Christine Schack, Justin Coolican, Kate Slagle, Scott
Stroock & Stroock & Lavan LLP CCH Inc BBC News Rosenblatt Securities, Inc -
Flash Crash of May 06 names of internalizer 10/6/2010 and market maker referenced on page 66 of report Longview Management Group LLC IA Release 11/16/2010 2008 Robert C Arzbaecher Actuant Corporation Form 10/8/2010 144 Argyle Office Solutions Inc 11/16/2010 Stillwater Capital Partners Kansas City Southern Industries Inc Northtown Limited and Southtown Limited John Davidson Jr 10/7/2010 11/18/2010 10/9/2010 11/18/2010
Form ATS Alternative Trading System and ATS- 10/7/2010 R all forms filled since 1998 Royal Bank of Canada Form S-8 11/19/2010 InvestForClosures LLC and Sands of Gold LLC Francis Sanchez aka Frank Sanchez testimony 10/7/2010
11-00187-PUBS 11-00188-FOIA 11-00188-PUBS 11-00189-FOIA 11-00189-PUBS
Sweet, Kimberly Ransom, Jeffrey Hussain, Nishrin Balcita, Jeffrey Logan, Daniel
Ropes & Gray, LLP Georgia-Pacific LLC -
File No S7-7-99 Comment letter from Arthur Anderson HSBC Bank USA Ace Securities Corp Home Equity Loan Trust 2005-HE5 Goodwin Procter No Action Letter 1997-1999 Brown Co Form 10-K from 1965-1981
11/19/2010 10/7/2010 11/21/2010 10/8/2010
11-00190-FOIA 11-00190-PUBS 11-00191-FOIA 11-00191-PUBS 11-00192-FOIA 11-00192-PUBS 11-00193-FOIA 11-00193-PUBS 11-00194-FOIA 11-00194-PUBS 11-00195-FOIA 11-00195-PUBS 11-00196-FOIA 11-00196-PUBS 11-00197-FOIA 11-00197-PUBS 11-00198-FOIA 11-00198-PUBS 11-00199-FOIA 11-00199-PUBS 11-00200-FOIA 11-00200-PUBS 11-00201-FOIA
Medley, Tammy Archanjo, Fernanda Brown, David McHugh, Tricia Lemire, Roger Bowman, Byron DePeau, Andrew Ricchiuti, Ted DePeau, Andrew Johnson, Brooke DePeau, Andrew Mui, Edward DePeau, Andrew Stacchezzini, Maria DePeau, Andrew Kiernan, Lynn DePeau, Andrew Kiernan, Lynn DePeau, Andrew Kiernan, Lynn Langston, Catherine Kiernan, Lynn Kiernan, Cortney
Hawley Troxell Ennis & Hawley LLP McCutchen, LLP Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC UMWA Health & Retirement Funds Check Fund Manager, LLC UMWA Health & Retirement Funds Check Fund Manager, LLC UMWA Health & Retirement Funds Check Fund Manager, LLC UMWA Health & Retirement Funds Check Fund Manager, LLC
11/22/2010 Bank Of America NA & LaSalle Bank NA mortgage pass thru certificates 1997-R3 pooling and servicing agreements Financial Management Specialist Announcement 10/8/2010 No. 10-363685 Mirae Asset Discovery Funds 10/23/2010 DBSI Inc testimony of Douglas Swenson Nissan Motor Co Tremont Partners Inc Computer Language Res Inc Metropolitan Real Estate Equity Management LLC Form ADV David Michael Sherman Education Management Corp ARS Form ADV Jarrett Blake Posner Supervalu Inc Argonaut Capital Management Melges Boat Work Inc David Ezra Gerstenhaber Pickands Mather & Co HighVista Strategies Clevelands Cliffs Inc Daniel Jed Jick Hoogovens Delfstoffen David Wilson Pemberton of Centcom Realty Corporation Stelco Coal Co Paskewitz Asset Management LLC 10/8/2010 11/23/2010 10/8/2010 11/19/2010 10/7/2010 11/24/2010 10/7/2010 11/24/2010 10/6/2010 11/22/2010 10/6/2010 11/23/2010 10/5/2010 11/23/2010 10/4/2010 11/23/2010 10/4/2010 11/23/2010 10/8/2010 11/23/2010 10/12/2010
11-00201-PUBS 11-00202-FOIA 11-00202-PUBS 11-00203-FOIA 11-00203-PUBS 11-00204-FOIA 11-00204-PUBS 11-00205-FOIA 11-00205-PUBS 11-00206-FOIA 11-00206-PUBS 11-00207-FOIA 11-00207-PUBS 11-00208-FOIA 11-00208-PUBS 11-00209-FOIA 11-00209-PUBS 11-00210-FOIA 11-00210-PUBS 11-00211-FOIA 11-00211-PUBS 11-00212-FOIA 11-00212-PUBS 11-00213-FOIA 11-00213-PUBS 11-00214-FOIA 11-00214-PUBS 11-00215-FOIA 11-00215-PUBS
Brudenell, Victoria Kiernan, Cortney Kugler, Gregg Reinhardt, Kelly Kavo, Neil Reinhardt, Kelly Lipson, Sam Reinhardt, Kelly Pelo, Matthew Reinhardt, Kelly Wadhwani, Nishant Reinhardt, Kelly Rucker, Chad Reinhardt, Kelly Hancock, Sarah Reinhardt, Kelly Rucker, Chad Reinhardt, Kelly Liu, Leo Reinhardt, Kelly Wilson, John Reinhardt, Kelly Aigner, Gerald Reinhardt, Kelly Thompson, Tread Reinhardt, Kelly Yuvienco, Melanie Reinhardt, Kelly Wentzel, Alison
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Securities Firms Division of SFB Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC -
Adastra Minerals Inc Bradford Paskewitz of Paskewitz Asset Management LLC Winston Resources Stillwater Trade Capital LLC Kinder Morgan Inc Stillwater Real Estate Partners LP Education Management Corporation Stillwater Capital Partners Inc Burlingame Capital LLC Stillwater Capital Partners LLC C Quest Capital LLC Jonathan Jay Kanterman of Stillwater Capital Partners Inc Wal Mart
11/29/2010 10/12/2010 11/29/2010 10/12/2010 11/29/2010 10/12/2010 11/29/2010 10/12/2010 11/29/2010 10/12/2010 11/30/2010 10/12/2010 11/30/2010
Peter Gustavo Streinger of Sonterra Capital LLC 10/6/2010 Boeing fka McDonnell Douglas Finance Corp Sonterra Capital Master Fund Ltd Apple Inc IPO from 1980 Sonterra Capital Offshore Fund Ltd AddValue Communications Inc and New Dotek International Tech Industry Corp Sonterra Capital Partners LP Commonwealth of Australia Sonterra Capital GP LLC Fidelity Colchester Street Trust Form N-1(a) Sonterra Capital LLC Malone & Hyde Inc Tye Anthony Schlegelmilch of Sonterra Capital LLC NF Investments LLC Bridgewater Associates Intermediate Holdings LP Equity Properties Ltd 1970 11/30/2010 10/5/2010 11/30/2010 10/5/2010 12/3/2010 10/5/2010 11/30/2010 10/5/2010 11/30/2010 10/5/2010 12/2/2010 10/5/2010 12/2/2010 10/5/2010 12/3/2010
11-00216-FOIA 11-00216-PUBS 11-00217-FOIA
Reinhardt, Kelly Chelnitsky, Dmitriy Reinhardt, Kelly
Bridgewater Associates Holdings Inc Hewlett Packard Form 144's
10/5/2010 12/6/2010
11-00217-PUBS 11-00218-FOIA 11-00218-PUBS 11-00219-FOIA 11-00219-PUBS 11-00220-FOIA 11-00220-PUBS 11-00221-FOIA 11-00221-PUBS 11-00222-FOIA 11-00222-PUBS 11-00223-FOIA 11-00223-PUBS 11-00224-FOIA 11-00224-PUBS 11-00225-FOIA 11-00225-PUBS 11-00226-FOIA 11-00226-PUBS 11-00227-FOIA 11-00227-PUBS 11-00228-FOIA 11-00228-PUBS 11-00229-FOIA 11-00229-PUBS 11-00230-FOIA
Buck, Brian Reinhardt, Kelly Voehringer, George Wall, Lindsay Delgatti, Andrew Wall, Lindsay Lai, Riyadh Wall, Lindsay Hou, Qing Wall, Lindsay Orbock, Joseph Mierzejewski, Mark Orbock, Joseph Mierzejewski, Mark Orbock, Joseph Mierzejewski, Mark Orbock, Joseph Malinowski, Thomas Orbock, Joseph Malinowski, Thomas Orbock, Joseph Lichtcsien, Susan Orbock, Joseph Lichtcsien, Susan Orbock, Joseph Lichtcsien, Susan
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Bridgewater Associates LP formerly Bridgewater 10/5/2010 Associates Inc and Bridgewater Management Inc China Broadbank Inc list of pre 1996 filings 12/6/2010 Raymond Thomas Dalio of Bridgewater Associates Mojud Co Inc 10 K Blackwater Capital Management LLC Tabula Digita Inc Form D Andrew Silwanowicz Silicon Motion Technology Corp James Jefferson Austin a/k/a Jeff Johnson & Johnson 10-K's Ajay G Jani a 1983 IPO prospectus for Amgen Inc Elliott Associates LP a 1986 IPO prospectus for Genetics Institute Brian P Miller a 1982 IPO prospectus for Centocor Brett R Jefferson Chiron Corp IPO 1983 Cerberus Partners LP a 1983 IPO prospectus for Biogen Stephen Andrew Feinberg a 1986 IPO prospectus for Genzyme John Paul Cunningham of Two Sigma Investments LLC a 1981 IPO prospectus for Hybritech BlackRock Inc a 1986 IPO prospectus for ImClone Stuart Spodek of BlackRock Inc 10/5/2010 12/3/2010 10/12/2010 12/3/2010 10/12/2010 12/7/2010 10/12/2010 12/7/2010 10/12/2010 11/6/2010 10/6/2010 12/6/2010 10/6/2010 12/6/2010 10/5/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/6/2010 10/7/2010 12/6/2010 10/7/2010
Orbock, Joseph Lichtcsien, Susan Orbock, Joseph Lichtcsien, Susan Orbock, Joseph Lichtcsien, Susan Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph Marcus, Sally Orbock, Joseph
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC -
a 1986 IPO prospectus for Cytogen Leif Christian Kvaal of Trafelet & Company UK LLP a 1986 IPO prospectus for Xoma HBK Fund LP HBK Investments HBK Capital Management a 1983 IPO prospectus for Applied Biosystems William E Edward Rose aka William Edward Rose of HBK Fund LP a 1983 IPO prospectus for Immunex John C Hiles a 1982 IPO prospectus for Collaborative Therapeutics NKA Genome Therapeutics Marc David Abel a 1981 IPO prospectus for Hybritech Philip Cibulsky Calgene IPO 1986 Syed Shameel Ahmed Danish Bio-Technology General IPO 1983 Jonathan Siscovick a 1983 IPO prospectus for Immunomedics Paul Southgate a 1981 IPO Prospectus for Cetus Toby Kram a 1986 prospectus for OSI AKA Oncogene Sciences Mark Gelberg a 1986 IPO prospectus for Repligen Seth Arthur Kirkham a 1982 IPO prospectus for Genex Greg Mancini a 1981 IPO Prospectus for Genetics Systems Soloman S Goldwyn a 1980 IPO Prospectus for Genentech
12/6/2010 10/5/2010 12/6/2010 10/5/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/4/2010 10/12/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/6/2010 10/12/2010 12/4/2010 10/12/2010 12/4/2010
11-00245-FOIA 11-00245-PUBS 11-00246-FOIA 11-00246-PUBS 11-00247-FOIA 11-00247-PUBS 11-00248-FOIA 11-00248-PUBS
Marcus, Sally Orbock, Joseph Marcus, Sally Mack, Kevin Marcus, Sally Malabver, Christopher Marcus, Sally Kanowsky, Brian
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC -
Jacob Heller Eisenstat a 1981 IPO Prospectus for Ribi Immunochem Abraham Marc Eisenstat Pacific Stock Exchange files on 11 rulemakings Dabroes UK Limited Commercial Metals Co 2010 ARS Dabroes Investment UK LLP
10/12/2010 12/4/2010 10/12/2010 12/7/2010 10/12/2010 12/8/2010 10/12/2010
Bell Atlantic Corp no-action letter re: short-term 12/7/2010 incentive plan dtd 1992 and the comment letters from Father Leo Conti Dabroes Investment Intermediate Fund LP Forum Funds Inc N-8A N-1A Dabroes Investment Fund LP 7 Eleven 10-K Dabroes Offshore Investment Fund Ltd Raymark Industries or Raymark Corp 10-K Dabroes Investment Master Fund LP Steadfast Capital Management LP 2001 no action letter Dabroes GP LLC 10/12/2010 12/8/2010 10/12/2010 12/9/2010 10/12/2010 12/8/2010 10/12/2010 12/7/2010 10/12/2010
11-00249-FOIA 11-00249-PUBS 11-00250-FOIA 11-00250-PUBS 11-00251-FOIA 11-00251-PUBS 11-00252-FOIA 11-00252-PUBS 11-00253-FOIA 11-00253-PUBS 11-00254-FOIA 11-00254-PUBS 11-00255-FOIA 11-00255-PUBS 11-00256-FOIA 11-00256-PUBS 11-00257-FOIA 11-00257-PUBS 11-00258-FOIA 11-00258-PUBS
Marcus, Sally Faherty, David Marcus, Sally Palacios, Blasa Marcus, Sally Cerrati, Corinne Marcus, Sally McCarthy, Brian Marcus, Sally Corey, Kate Marcus, Sally Casault, Aline Marcus, Sally Altman, David Marcus, Sally Bianco, Anthony Marcus, Sally Reddy, Vikash Marcus, Sally Collins, Daniel
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Back Track Reports Group EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC -
Strong/Corneliuson Capital Management Inc IA- 12/8/2010 1425 Dabroes Associates LLC 10/12/2010 Bayard Sales Corporation Dabroes Management LP Western Marine Electronics Roderick Hostetler Dur O Wal 10-K Andrew P Baumbusch Google Brian M Barish section 13f securities users pre 2004 12/6/2010 10/12/2010 12/7/2010 10/12/2010 12/10/2010 10/12/2010 12/13/2010 10/12/2010 12/14/2010
11-00259-FOIA 11-00259-PUBS 11-00260-FOIA 11-00260-PUBS 11-00261-FOIA 11-00261-PUBS 11-00262-FOIA 11-00262-PUBS 11-00263-FOIA 11-00263-PUBS 11-00264-FOIA 11-00264-PUBS 11-00265-FOIA 11-00265-PUBS 11-00266-FOIA 11-00266-PUBS 11-00267-FOIA 11-00267-PUBS 11-00268-FOIA 11-00268-PUBS 11-00269-FOIA 11-00269-PUBS 11-00270-FOIA 11-00270-PUBS 11-00271-FOIA 11-00271-PUBS 11-00272-FOIA 11-00272-PUBS 11-00273-FOIA 11-00273-PUBS
Marcus, Sally Shah, Ajay Marcus, Sally Hsu, Keneth Marcus, Sally Bhangoo, Guri Marcus, Sally Wong, Gary Marcus, Sally Cobb, Garry Marcus, Sally Johnson, Ernessa Marcus, Sally Vanore, Deborah Marcus, Sally Acosta, Carlos Marcus, Sally Weber, Kevin Marcus, Sally Esse, Anne Marcus, Sally Lacy, Kimberly Marcus, Sally Velasquez, Alvaro Marcus, Sally Story, Davis Marcus, Sally Conley, Laura Marcus, Sally Galperin, Alisa
EACM Advisors, LLC EACM Advisors, LLC New York University EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Thomson Reuters EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Woods Rogers, PLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC -
Carol J VanSickle Ecolite Concrete USA Inc Christine M Simon SEC's Budget History from 1976-1995 Cambiar Investors LLC ACE Ltd 10-Q Exhibits Nancy H Wigton General Motors 10-K's from 2005-09 Jennifer M Dunne Coopertive Association of Tractor Dealers Inc 1981 No-Action Letter Jeffrey Susman JBI Inc Form 144 Maria L Mendelsberg Education Management Corporation Form ARS Timothy A Beranek WAMU mortgage pass-through certificates Deborah Mieszala General Electric Investment Corporation Quinn Ross Stills Sempra Energy 8-K Exhibits Peter Andrew Lopez Preformed Line Products Co 1993 Form 10-K Ania A Aldrich Cementos Argos SA 10-Q Melissa Siphron Sohn Gaylord Entertainment CT Order Peter D Siphron Geneva Industrial Exchange VIII LLC Form D David C Siphron PetCo Form 144A Nov 2010
10/12/2010 12/14/2010 10/12/2010 12/14/2010 10/12/2010 11/14/2010 10/12/2010 12/15/2010 10/12/2010 12/16/2010 10/12/2010 12/16/2010 10/12/2010 12/16/2010 10/12/2010 12/16/2010 10/12/2010 12/15/2010 10/12/2010 12/14/2010 10/12/2010 12/17/2010 10/12/2010 12/17/2010 10/12/2010 12/17/2010 10/13/2010 12/17/2010 10/12/2010 12/15/2010
11-00274-FOIA 11-00274-PUBS 11-00275-FOIA 11-00275-PUBS 11-00276-FOIA 11-00276-PUBS 11-00277-FOIA 11-00278-FOIA 11-00278-PUBS 11-00279-FOIA 11-00279-PUBS 11-00280-FOIA 11-00280-PUBS 11-00281-FOIA 11-00281-PUBS 11-00282-FOIA 11-00282-PUBS 11-00283-FOIA 11-00283-PUBS 11-00284-FOIA 11-00284-PUBS 11-00285-FOIA 11-00285-PUBS
Marcus, Sally Hess, John Marcus, Sally Ford, Alison Marcus, Sally Mosher, Cathy Gavin, J. Patrick Gavin, J. Patrick Hooks, Irene Gavin, J. Patrick Peer, Adam Gavin, J. Patrick Peer, Adam Gavin, J. Patrick Peer, Adam Gavin, J. Patrick Wigenbach, Lorraine Gavin, J. Patrick Smith, Christina Gavin, J. Patrick Raygor, Nathan Gavin, J. Patrick Davis, Sabrina
EACM Advisors, LLC EACM Advisors, LLC Fleishman-Hillard EACM Advisors, LLC Infotrieve, Inc Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. National Association of Professional Employer Orgs Disclosure Insight, Inc. National Association of Professional Employer Orgs Disclosure Insight, Inc. National Association of Professional Employer Orgs Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. -
Siphron Capital Management United Therapeutics Corporation Palisades Investment Partners individual registrant fines Peter Andrew Lopez Big Five Audit Materiality Force October 1998 22nd Century Insurance Group Dentsply International Inc Activision Blizzard Inc HSN Inc Gevity HR Meredith Corp TeamStaff Ruddick Corp Administaff St. Mary Land & Exploration Co Jamaica Water Project TJX Companies Inc List of Investment Advisers for TX LA OR and AR Trinity Industries Inc Rogers Manufacturing Company LR-13721 Vanda Pharmaceuticals Inc Bondholders Inc purchase of Seaboard Airline Co bonds Form 144's from 1930-1986 Woodward Governor Co The Fidelity Trust Co purchase of Seaboard Airlines Railway Co bonds Form 144's from 1952-1986 Aptargroup Inc Berkshire Hathaway Automatic Data Processing Inc
10/13/2010 12/15/2010 10/12/2010 12/14/2010 10/12/2010 12/16/2010 10/12/2010 10/12/2010 12/20/2010 10/12/2010 12/21/2010 10/12/2010 12/21/2010 10/12/2010 12/21/2010 10/12/2010 12/20/2010 10/12/2010 12/23/2010 10/12/2010 12/23/2010 10/12/2010 12/23/2010
11-00286-FOIA 11-00286-PUBS
Gavin, J. Patrick Davis, Sabrina
Disclosure Insight, Inc. -
10/12/2010 12/23/2010
11-00287-FOIA 11-00287-PUBS 11-00288-FOIA
Gavin, J. Patrick Pappas, James Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc.
10/12/2010 12/29/2010 10/8/2010
11-00288-PUBS 11-00289-FOIA 11-00289-PUBS 11-00290-FOIA 11-00290-PUBS 11-00291-FOIA 11-00291-PUBS 11-00292-FOIA 11-00292-PUBS 11-00293-FOIA 11-00293-PUBS 11-00294-FOIA 11-00294-PUBS 11-00295-FOIA 11-00295-PUBS 11-00296-FOIA 11-00296-PUBS 11-00297-FOIA 11-00297-PUBS 11-00298-FOIA 11-00298-PUBS 11-00299-FOIA 11-00299-PUBS 11-00300-FOIA 11-00300-PUBS 11-00301-FOIA 11-00301-PUBS 11-00302-FOIA 11-00302-PUBS 11-00303-FOIA
Taff, Ryder Gavin, J. Patrick Ruenzi, Stefan Gavin, J. Patrick Thomas, Rudean Gavin, J. Patrick Herold, Jay Gavin, J. Patrick Cook, Andrew Gavin, J. Patrick Eitelbach, Sarah Gavin, J. Patrick Erickson, David Gavin, J. Patrick Ingvalson, Carly Gavin, J. Patrick Hwangbo, Win Gavin, J. Patrick Voehringer, George Gavin, J. Patrick Thomson, David Gavin, J. Patrick CeCot, Robert Gavin, J. Patrick Nestal, Randy Gavin, J. Patrick Corrales, Rafael Gavin, J. Patrick Bowers, Donna Gavin, J. Patrick
Disclosure Insight, Inc. University of Mannheim Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Citizens and Southern National Bank Becton Dickinson & Co Ownership information for all publicly traded firms Cardionet Inc Delta Funding Corporation CareFusion Corp SEC Release No 34-10429 Ecolab Inc Tax Investment Information Corporation Flowserve Corp May 27 2010 IPO Gardner Denver Inc Equities Compliance at Citigroup Haemonetics Corporation SEC Corporate Finance Staff Memo no. 33-90 Wabco Holdings Inc Cree Inc Computer Sciences Corporation Mock Judson Voehringer Co. of NC Inc Force Protection Inc Pixar Genesis Energy LP Scholastic Corp Form S-1 Manpower Inc Investacorp Inc No Action Letter dtd 03-161989 Netflix Inc Edmodo or Fusion Project Form D's Sonoco Products Company American Railcar Inc Southern Copper Corp
1/3/2010 10/8/2010 1/4/2011 10/8/2010 1/3/2011 10/8/2010 1/5/2011 10/8/2010 12/30/2010 10/8/2010 12/30/2010 10/8/2010 12/30/2010 10/8/2010 1/3/2011 10/8/2010 1/4/2011 10/7/2010 1/3/2011 10/7/2010 1/13/2010 10/7/2010 1/10/2011 10/7/2010 1/14/2011 10/7/2010 1/6/2011 10/7/2010 1/7/2011 10/7/2010
11-00303-PUBS
Schlam, Mark
11-00304-FOIA 11-00304-PUBS 11-00305-FOIA 11-00305-PUBS 11-00306-FOIA 11-00306-PUBS 11-00307-FOIA 11-00307-PUBS 11-00308-FOIA 11-00308-PUBS 11-00309-FOIA 11-00309-PUBS 11-00310-FOIA 11-00310-PUBS 11-00311-FOIA 11-00311-PUBS
Gavin, J. Patrick Powell, Victoria Gavin, J. Patrick Pritchett, Billy Gavin, J. Patrick Fuselier, Wendolyn Gavin, J. Patrick Halvorsen, Janice Gavin, J. Patrick Davidenko, Charity Gavin, J. Patrick Johnson, Ernessa Gavin, J. Patrick Sherry, Jennifer Gavin, J. Patrick Nichols, Thomas
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Cain Brothers & Company LLC Disclosure Insight, Inc. Thomson Reuters Disclosure Insight, Inc. Disclosure Insight, Inc. -
Capital One Bank Hibernia National Bank North Fork Bank PSA for HAMP (home affordable modification program) Tenet Healthcare Corporation First Allied Securities Inc X-17A-5 TreeHouse Foods Inc Horizon Lines LLC Brinks Home Security Holdings Inc John P Flannery and James D Hopkins AP 314081 Docket Sheet Calamos Asset Management Inc AGRI Laboratories Ltd Charming Shoppes Inc Cain Brothers & Co LLC X-17A-5 1990-95 Circor International Inc Dynasil Corp of America Citizens Inc American Foodwork Inc Cleveland Cliffs Inc Bank of New York as trustee for PSA dtd 9/01/00 related to metropolitan Mortgage Funding Inc CME Group Inc Wells Fargo Asset Backed Securities Series 2007-16 mortgage loan schedule Colfax Corp Caldor Corp IPO Mack Cali Realty Corp Excellence in Education Frequency Source Inc Garden Ridge 1994 Bahasa Aircraft Corporation Faith Colish No Action Letter Hanway Corporation aka BCC Hanaway VocalTec Communications Ltd
1/16/2011
10/7/2010 1/13/2011 10/7/2010 1/10/2011 10/5/2010 1/10/2010 10/7/2010 1/14/2011 10/7/2010 12/6/2010 10/5/2010 1/12/2011 10/5/2010 1/6/2011 10/5/2010 1/12/2011
11-00312-FOIA 11-00312-PUBS 11-00313-FOIA 11-00313-PUBS 11-00314-FOIA 11-00314-PUBS 11-00315-FOIA 11-00315-PUBS 11-00316-FOIA 11-00316-PUBS 11-00317-FOIA 11-00317-PUBS
Gavin, J. Patrick Grice, Barnabas Gavin, J. Patrick Neuman, Richard Gavin, J. Patrick McKenzie, Kevin Costello, Maureen Cannon, Benjamin Costello, Maureen Cobb, Garry Costello, Maureen Walsh, Christopher
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research AEA Investors LP International Business Research International Business Research -
10/5/2010 1/18/2011 10/5/2010 1/19/2011 10/5/2010 1/19/2011 10/5/2010 1/18/2011 10/5/2010 1/20/2011 10/5/2010 1/20/2010
Costello, Maureen Brennan, Christopher Costello, Maureen Lynch, Katherine Costello, Maureen MacAusland, Mary Costello, Maureen Tashiro, Arthur Costello, Maureen Thapa, Bhim Costello, Maureen Joseph, Willan Costello, Maureen Rogers, Suzzie Costello, Maureen Jahrsdoerfer, Mike Costello, Maureen Ochoa, Charlotte Costello, Maureen Misciagna, Michael Costello, Maureen O'Connell, John Costello, Maureen Kirchoff, William Costello, Maureen Kirchoff, William Costello, Maureen ALPERT, WILLIAM Costello, Maureen Goldman, Eugene
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Willan Franklyn Joseph, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research BARRONS International Business Research McDermott Will & Emery
Kuta-Two Aircraft Corporation Apple Computer Inc 10K and 10Q 1976-1994 Kuta-Two Aircraft Corporation aka BCC Kuta Lennar Corp Form 10-K MD-Federal Holding Company SEC performance & accountability reports for 2001-2003 MDAFC Nashville Company Hutchinson Capital Management Form ADV-2 MDFC Lakewood Company McDonalds Corporation MDFC Tahoe Company Counceling Memorandum MDFC Sierra Company Sooner Holdings Inc MDFC Reno Company HSBC Bank MLMI series 2006-AR3 MDFC Knoxville Company
10/5/2010 1/24/2011 10/5/2010 1/24/2011 10/5/2010 1/23/2011 10/5/2010 1/24/2001 10/5/2010 1/24/2011 10/5/2010 1/24/2011 10/5/2010 1/24/2011 10/5/2010 1/22/2011 10/5/2010
Chevy Chase Bank residential mortgage records 1/24/2011 MDFC Memphis Company Amway Asia Pacific MDFC Loan Company Blue Ocean Portfolios BCC Equipment Leasing Corporation LM Ericsson Telephone Company Astro-II Inc Daimler Benz Aktiengesellschaft Access Graphics Inc Bio-Reference Laboratories 1993 & 94 filings Arroyo Energy Holdings LLC Release 34-21522 10/5/2010 1/19/2011 10/5/2010 1/24/2011 10/5/2010 1/21/2011 10/7/2010 1/21/2011 10/7/2010 1/21/2010 10/7/2010 1/21/2011
Costello, Maureen Elerath, Michael Costello, Maureen King, Robert Costello, Maureen Weiss, Miles Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg
International Business Research International Business Research International Business Research Bloomberg LP International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank
Texas Investment Holdings Inc Microsoft Corp 10-K 1980 & 1981 Central Power & Lime Inc
10/7/2010 1/24/2011 10/7/2010
Citibank NA mortgage pass-through certificates 1/25/2011 series 1986-Q Central P&L Holdings Inc 10/7/2010 Pierpont Securities LLC X-17A-5 Gate Leasing Limited 1969 Proxy Statement for ITT Industries Portland Tube Facility LLC 1969 Proxy Statement for AT&T Technologies American Airlines Training Corporation 1969 Proxy Statement for ChevronTexaco SVS Inc 1969 Proxy Statement for McDonnell Douglas SVS Environmental Systems Inc 1969 Proxy Statement for DuPont Boeing Realty Corporation 1969 Proxy Statement for CBS Boeing Satellite System Inc 1969 Proxy Statement for Shell Oil Boeing Satellite Systems International Inc 1969 Proxy Statement for Boeing Boeing Aerospace Operations Inc 1969 Proxy Statement for Amoco The Boeing Company 1/25/2010 10/7/2010 1/24/2011 10/6/2010 1/24/2011 10/6/2010 1/24/2011 10/6/2010 1/24/2011 10/6/2010 1/24/2011 10/5/2010 1/24/2011 10/5/2010 1/24/2011 10/5/2010 1/24/2011 10/5/2010 1/24/2011 10/5/2010
1969 Proxy Statement for General Telephone & 1/24/2011 Electronics Boeing Nevada Inc 10/6/2010 Goodyear Tire & Rubber Proxy Statement 1969 1/24/2011 Boeing Capital Loan Corporation Bethlehem Steel Proxy Statement 1969 10/6/2010 1/24/2011
Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Lichtcsien, Susan Kaleka, Greg Mierzejewski, Mark Kaleka, Greg Mierzejewski, Mark Kaleka, Greg Malinowski, Thomas Kaleka, Greg Malinowski, Thomas
International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank Check Fund Manager, LLC M&T Bank Check Fund Manager, LLC M&T Bank Check Fund Manager, LLC M&T Bank Check Fund Manager, LLC M&T Bank Check Fund Manager, LLC
Boeing Capital Services Loan Corporation RCA Proxy Statement 1969 Lockheed Martin Energy Technologies Inc LTV Proxy Statement 1969 Lockheed Corporation Esmark Proxy Statement 1969 Lockheed Martin Advanced Enviromental Systems Union Carbide Proxy Statement 1969 Lockheed Martin International Services Corp General Dynamics Proxy Statement 1969 Lockheed Martin Tactical Systems Inc Eastman Kodak Proxy Statement 1969 Lockheed Martin Advanced Enviromental Systems Inc Rockwell Automation Proxy Statement 1969 Canard Holdings Inc Procter & Gamble Proxy Statement 1969 Mountain Data Systems Inc Navistar International Proxy Statement 1969 Wingspan Inc Kraft Proxy Statement 1969 Michael Scott Shannon of KSL Capital Partners United Technologies Proxy Statement 1969 Rosetta Capital Management LLC Lockheed Martin Proxy Statement 1969 Michael L Swinford Firestone Tire & Rubber Proxy Statement 1969 Atlantic Capital Advisors LLC ConocoPhillips Proxy Statement 1969 Andrew John Taylor
10/6/2010 1/24/2011 10/6/2010 1/24/2011 10/5/2010 1/24/2011 10/5/2010 1/24/2011 10/5/2010 1/24/2011 10/7/2010 1/24/2011 10/6/2010 1/24/2011 10/6/2010 1/24/2011 10/6/2010 1/24/2011 10/6/2010 1/24/2011 10/13/2010 1/24/2011 10/14/2010 1/24/2011 10/14/2010 1/24/2011 10/13/2010 1/24/2011 10/13/2010
11-00362-PUBS 11-00363-FOIA 11-00363-PUBS 11-00364-FOIA 11-00364-PUBS 11-00365-FOIA 11-00365-PUBS 11-00366-FOIA 11-00366-PUBS 11-00367-FOIA 11-00367-PUBS 11-00368-FOIA 11-00368-PUBS 11-00369-FOIA 11-00369-PUBS 11-00370-FOIA 11-00370-PUBS 11-00371-FOIA 11-00371-PUBS 11-00372-FOIA 11-00372-PUBS 11-00373-FOIA 11-00373-PUBS 11-00374-FOIA 11-00374-PUBS 11-00375-FOIA 11-00375-PUBS 11-00376-FOIA 11-00376-PUBS 11-00377-FOIA 11-00377-PUBS
Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Kaleka, Greg
M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. M&T Bank
Conoco Proxy Statement 1969 Affiliated Managers Group Inc Armour Proxy Statement 1969 Arrow Electronics Inc Litton Industries Proxy Statement 1969 Gartner Inc Singer Proxy Statement 1969 Grainger W W Inc Dow Chemica Proxy Statement 1969l Illinois Tool Works Inc Borden Chemical Proxy Statement 1969 Lindsay Corp Textron Proxy Statement 1969 Rofin Sinar Technologies Inc Caterpillar Proxy Statement 1969 Sigma Aldrich Corp Occidental Petroleum Proxy Statement 1969 Texas Industries Inc General Foods Proxy Statement 1969 Vulcan Materials Co Sunoco Proxy Statement 1969 Graco Inc Sealed Air Proxy Statement 1969 Molex Inc Monsanto Proxy Statement 1969 MSC Industrial Direct Co Inc Tenneco Automotive Proxy Statement 1969 Nucor Corp General Motors Proxy Statement 1969 Pool Corp Exxon Mobil Proxy Statement 1969
1/24/2011 10/14/2010 1/24/2011 10/14/2010 1/24/2011 10/14/2010 1/24/2011 10/14/2010 1/22/2011 10/14/2010 1/22/2011 10/14/2010 1/22/2011 10/14/2010 1/22/2011 10/14/2010 1/22/2011 10/14/2010 1/22/2011 10/14/2010 1/22/2011 10/13/2010 1/22/2011 10/14/2010 1/22/2011 10/13/2010 1/22/2011 10/13/2010 1/21/2011 10/13/2010 1/21/2011
11-00378-FOIA
Costello, Maureen
International Business Research
11-00378-PUBS 11-00379-FOIA 11-00379-PUBS 11-00380-FOIA 11-00380-PUBS 11-00381-FOIA 11-00381-PUBS 11-00382-FOIA 11-00382-PUBS 11-00383-FOIA 11-00383-PUBS 11-00384-FOIA 11-00384-PUBS 11-00385-FOIA 11-00385-PUBS 11-00386-FOIA 11-00386-PUBS 11-00387-FOIA 11-00387-PUBS 11-00388-FOIA 11-00388-PUBS 11-00389-FOIA 11-00389-PUBS 11-00390-FOIA 11-00390-PUBS 11-00391-FOIA 11-00391-PUBS 11-00392-FOIA
Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Costello, Maureen Kaleka, Greg Gavin, J. Patrick Kaleka, Greg Gavin, J. Patrick Dernier, Peter Gavin, J. Patrick Moneypenny, Lorraine Gavin, J. Patrick Gray, Stephanie Gavin, J. Patrick Warnick, Miles Marcus, Sally Willoughby, Jack Marcus, Sally Gordon, Susan Marcus, Sally
M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank International Business Research M&T Bank Disclosure Insight, Inc. M&T Bank Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Bloomberg, LP Disclosure Insight, Inc. EACM Advisors, LLC Barrons EACM Advisors, LLC EACM Advisors, LLC
Arturo de Jesus Galvan Contreras aka Arturo 10/13/2010 Galvan aka Arturo Galvan Contreras aka Arturo Contreras Ford Motor Proxy Statement 1969 1/21/2011 Naranya General Electric Proxy Statement 1969 Terra Lycos Mexico Chrysler Proxy Statement 1969 Terra Networks 10/13/2010 1/21/2011 10/13/2010 1/21/2011 10/13/2010
International Business Machines AKA IBM Proxy 1/21/2011 Statement 1969 CICSA 10/13/2010 Mobil Proxy Statement 1969 Infosel Texaco Proxy Statement 1969 Grupo Reforma Gulf Oil Proxy Statement 1969 Rollins Inc US Steel Proxy Statement 1969 Signet Jewelers Ltd CSMC Mortgage-Backed Trust Series 2006-3 St. Joe Company Tosco 10-K's 1989-1992 Steris Corp 1/21/2011 10/13/2010 1/21/2011 10/13/2010 1/21/2011 10/13/2010 1/21/2011 10/13/2010 1/26/2011 10/13/2010 1/26/2011 10/13/2010
Fidelity Mortgage Investors No Action letter dtd 1/26/2011 09/12/1977 to Mr Wickersham Teledyne Technologies Inc 10/13/2010 Equity International Investments Fir Tree Capital Opportunity Fund II Ltd David W Baldt AP No. 3-13887 Fir Tree Capital Opportunity Fund Ltd Financial News Network initial public offering Fir Tree Capital Opportunity Fund LP 1/26/2011 10/14/2010 1/25/2011 10/14/2010 1/31/2011 10/14/2010
11-00392-PUBS 11-00393-FOIA 11-00393-PUBS 11-00394-PUBS 11-00395-FOIA 11-00395-PUBS 11-00396-FOIA 11-00396-PUBS 11-00397-FOIA 11-00397-PUBS 11-00398-FOIA 11-00398-PUBS 11-00399-FOIA 11-00399-PUBS 11-00400-FOIA 11-00400-PUBS 11-00401-FOIA 11-00401-PUBS 11-00402-FOIA 11-00402-PUBS 11-00403-FOIA 11-00403-PUBS 11-00404-FOIA 11-00404-PUBS 11-00405-FOIA 11-00405-PUBS 11-00406-FOIA 11-00406-PUBS 11-00407-FOIA
Leavitt, John Marcus, Sally Johnson, Ernessa Richards, Rhona Marcus, Sally Deras, Tatiana Marcus, Sally Zanassi, Joe Marcus, Sally Yuan, Xiaojing Marcus, Sally Pentheroudakis, Chryssoula Marcus, Sally Johnson, Ernessa Marcus, Sally Griesbeck, Joey Marcus, Sally Woodhead, Philip Marcus, Sally Allback, Jonatan Marcus, Sally Allback, Jonatan Marcus, Sally Allback, Jonatan Marcus, Sally Allback, Jonatan Marcus, Sally Allback, Jonatan Marcus, Sally
EACM Advisors, LLC Thomson Reuters EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC NYU Stern School of Business EACM Advisors, LLC Thomson Reuters EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC
Sepracor Fir Tree Mortgage Opportunity Fund Ltd
2/1/2011 10/14/2010
Moore Stephens Wurth Fraxer & Torbert LLP AP 2/1/2011 No 3-14167 Lazard Capital Markets LLC X17A-5 for 2010 1/27/2011 Fir Tree Value Fund II LP ConocoPhillips Trust 11-K Fir Tree II LLC Damson Energy Company LP Fir Tree Mortgage Opportunity Fund LP 10/14/2010 1/27/2011 10/14/2010 2/1/2011 10/14/2010
State Universities Retirement System of Illinois 1/27/2011 Form 13F Fir Tree International Value Fund II Ltd 10/14/2010 US American Steel and Nucor Corporation annual reports from 1980-1990 Benjamin Morris Ghriskey Meridith Whitney Advisory Group LLC Form NRSRO 2010 or 2011 Fir Tree International Value Fund Ltd General Electric Form 10-Q for 1981 & 1982 Fir Tree Mortgage Opportunity Master Fund Pongo Software LLC Form D From 2008-2011 Fir Tree Capital Opportunity Master Fund General Motors Corporation Form 11-K Fir Tree Value Master Fund LP JPMorgan Chase & Co Form 11-K Fir Tree Florida Inc GlaxoSmithKline US Form 11-K Fir Tree Inc BAE Systems Inc Form 11-K Daniel Lifshitz Emerson Electric Co Form 11-K Clinton Biondo 2/1/2011 10/14/2010 2/1/2011 10/14/2010 2/1/2011 10/14/2010 2/1/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/14/2010
11-00407-PUBS 11-00408-FOIA 11-00408-PUBS 11-00409-FOIA 11-00409-PUBS 11-00410-FOIA 11-00410-PUBS 11-00411-FOIA 11-00411-PUBS 11-00412-FOIA 11-00412-PUBS 11-00413-FOIA 11-00413-PUBS 11-00414-FOIA 11-00414-PUBS 11-00415-FOIA 11-00415-PUBS 11-00416-FOIA 11-00416-PUBS 11-00417-FOIA 11-00417-PUBS 11-00418-FOIA 11-00418-PUBS 11-00419-FOIA
Allback, Jonatan Marcus, Sally Allback, Jonatan Marcus, Sally Allback, Jonatan Marcus, Sally Allback, Jonatan Marcus, Sally Allback, Jonatan Marcus, Sally Allback, Jonatan Marcus, Sally Allback, Jonatan Marcus, Sally Allback, Jonatan Marcus, Sally Allback, Jonatan Lichtcsien, Susan Allback, Jonatan Marcus, Sally Allback, Jonatan Costello, Maureen Allback, Jonatan Dukes, Sara
Goldman Sachs EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs Check Fund Manager, LLC Goldman Sachs EACM Advisors, LLC Goldman Sachs International Business Research Goldman Sachs Deloitte Recap, LLC
Halliburton Company Form 11-K Donald McCarthey The Royal Bank of Scotland Form 11-K James E Walker III General Mills Form 11-K Brian A Meyer Sherwin-Williams Form 11-K Allen Blaskovic AXA Equitable Life Form 11-K David Mark Sultan Avaya Inc Form 11-K Andrew David Fredman Grainger Inc Form 2011 Jeffrey David Tannenbaum Booz Allen Hamilton Inc Fir Tree Value Fund LP EMBARQ Form 11-K Alan Takeo Kikuchi of VS Capital Partners LP Deluxe Corporation Form 11-K Gates Leasing Limited ABB Asea Brown Boveri Form 11-K Magellan Air Limited McKinsey & Company Inc Form 11-K Gen-Probe Inc Form 10-K Exhibits 10.14 10.15 10.30 10.31 10.52 10.53 10.54 10.55 US Airways Group Inc Form 11-K Gen-Probe Inc Form 8-K Exhibit 10.86
2/2/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/14/2010 2/2/2011 10/8/2010 2/2/2011 10/8/2010 2/2/2011 9/20/2010
Allback, Jonatan Dukes, Sara Allback, Jonatan Dukes, Sara Allback, Jonatan
Goldman Sachs Deloitte Recap, LLC Goldman Sachs Deloitte Recap, LLC Goldman Sachs
2/2/2011 9/20/2010
Consolidated Edison Company of NY Inc Form 2/2/2011 11-K Gen-Probe Inc Form 10-Q Exhibits 10.79 10.80 9/20/2010 10.81 Northern Trust Company Form 11-K 2/2/2011
11-00422-FOIA 11-00422-PUBS 11-00423-FOIA 11-00423-PUBS 11-00424-FOIA 11-00424-PUBS 11-00425-FOIA 11-00425-PUBS 11-00426-FOIA 11-00426-PUBS 11-00427-FOIA 11-00427-PUBS 11-00428-FOIA 11-00428-PUBS 11-00429-FOIA 11-00429-PUBS 11-00430-FOIA 11-00430-PUBS 11-00431-FOIA 11-00431-PUBS 11-00432-FOIA 11-00432-PUBS 11-00433-FOIA 11-00433-PUBS 11-00434-FOIA 11-00434-PUBS 11-00435-FOIA 11-00435-PUBS
Dukes, Sara Allback, Jonatan Dukes, Sara Allback, Jonatan Dukes, Sara Allback, Jonatan Dukes, Sara Allback, Jonatan Dukes, Sara Allback, Jonatan Dukes, Sara Allback, Jonatan Dukes, Sara Allback, Jonatan Schaps, Michael Allback, Jonatan French, Carolyn Allback, Jonatan Johnson, Ernessa Allback, Jonatan Vishnumolakala, Janna Balcita, Jeffrey Dukes, Sara King, Jennifer Dukes, Sara Davidenko, Charity Dukes, Sara Tan, Melvin
Deloitte Recap, LLC Goldman Sachs Deloitte Recap, LLC Goldman Sachs Deloitte Recap, LLC Goldman Sachs Deloitte Recap, LLC Goldman Sachs Deloitte Recap, LLC Goldman Sachs Deloitte Recap, LLC Goldman Sachs Deloitte Recap, LLC Goldman Sachs The LeGaye Law Firm Goldman Sachs Bingham McCutchen, LLP Goldman Sachs Thomson Reuters Goldman Sachs AAlbourne Partners (Cyprus) Ltd. Georgia-Pacific LLC Deloitte Recap, LLC Burford & Ryburn, L.L.P Deloitte Recap, LLC Cain Brothers & Company LLC Deloitte Recap, LLC -
Gen-Probe Inc Form 10-Q Exhibits 10.79 10.80 9/20/2010 10.81 10.82 10.83 10.84 10.85 Honda of America Manufacturing Inc Form 11-K 2/2/2011 Gen-Probe Inc Form 10-Q Exhibits 10.72 10.73 9/20/2010 10.74 Delhaize America Inc Form 11-K 2/2/2011 Gen-Probe Inc Form 10-K Exhibits 10.59 10.66 10.67 Qualcomm Inc Form 11-K Genta Inc Form 10-Q Exhibit 10.1 Massachusetts Mutual Life Insurance Company Form 11-K Genta Inc Form 8-K Exhibit 99.1 99.2 99.3 Milliken & Company Inc Form 11-K Genentech, Inc Form 10-Q Exhibit 10.29 CNA Financial Corporation Form 11-K Genentech, Inc Form 10-Q Exhibit 10.31 10.32 Time Warner Cable Form 11-K Noesis Capital Corp SEC No. 8-48344 CRD No. 3864 annual independent audit Energy Future Holdings Corp Sowood Capital Management LP Steelcase Inc Form 11-K Republic of Argentina Form SE Enterprise Leasing Co Form 11-K Tiger Asia Management Boise Cascade Corporation Form 10-K Genvec Inc Form 10-K Exhibit 10.26 JT Bowling Inc REG D Form D Genometrix Inc Form S-1 Exhibits 10.3 10.4 10.5 10.6 10.8 Cain Brothers Shattuck & Co Inc X-17A-5 Genometrix Inc on Amendment Form S-1 Exhibits 10.9 10.15 Soufun Holdings IPO 9/20/2010 2/2/2011 9/20/2010 2/2/2011 9/20/2010 2/2/2011 9/20/2010 2/2/2011 9/20/2010 2/2/2011 10/12/2010 2/2/2011 10/12/2010 2/2/2011 10/12/2010 2/2/2011 10/13/2010 2/2/2011 9/20/2010 2/2/2011 9/20/2010 2/2/2011 9/20/2010 2/3/2010
Dukes, Sara Orchard, Richard Dukes, Sara Allback, Jonatan Juncker, Steven Allback, Jonatan Dukes, Sara Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan
Deloitte Recap, LLC Deloitte Recap, LLC Goldman Sachs Goldman Sachs Deloitte Recap, LLC Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs
Genzyme Corp Form 10-K Exhibits 10.29.3 10.31 DELMARVA POWER & LIGHT CO Form 8-K Genzyme Corp Form 10-K Exhibits 10.34.1 10.34.2 Black & Decker Corp Form 11-K ATM Capital CO HO 16984 Ahold USA Inc Form 11-K Genencor International Inc Administaff Inc Form 11-K Pioneer Short Term Income Fund PacifiCorp Form 11-K Pioneer Series Trust III Fidelity National Financial Form 11-K JPMorgan Investment Trust HDR Inc Form 11-K Pioneer Fund MA First Data Corporation Form 11-K Pioneer Money Market Trust
9/20/2010 2/3/2011 9/20/2010 2/4/2011 10/12/2010 2/4/2011 9/20/2010 2/4/2011 10/15/2010 2/4/2011 10/15/2010 2/4/2011 10/15/2010 2/4/2011 10/15/2010 2/4/2011 10/15/2010
Northwestern Mutual Life Insurance Co Form 11- 2/4/2011 K Pioneer Mid Cap Value Fund 10/15/2010 Aramark Corporation Form 11-K Schwab Capital Trust Quad/Graphics Inc Form 11-K Neuberger Bergman Equity Funds National Telecommunications Cooperative Association Form 11-K Fidelity Select Portfolios MeadWestvaco Corp Form 11-K American Funds Money Market Fund Bridgestone Americas Holding Inc Form 11-K Seligman Global Fund Series 7-Eleven Inc Form 11-K 2/4/2011 10/15/2010 2/4/2011 10/15/2010 2/4/2011 10/15/2010 2/4/2011 10/15/2010 2/4/2011 10/14/2010 2/4/2011
11-00451-FOIA 11-00451-PUBS 11-00452-FOIA 11-00452-PUBS 11-00453-FOIA 11-00453-PUBS 11-00454-FOIA 11-00454-PUBS 11-00455-FOIA 11-00455-PUBS 11-00456-FOIA 11-00456-PUBS 11-00457-FOIA 11-00457-PUBS 11-00458-FOIA 11-00458-PUBS 11-00459-FOIA 11-00459-PUBS 11-00460-FOIA
Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Allback, Jonatan Katz, Jerome Hutchinson, Ian Gallu, Joshua
Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Goldman Sachs Thomson Reuters Westlaw Business Bloomberg News
Riversource Strategy Series Inc SAS Institute Inc Form 11-K Highmark Funds MA The Healthcare Company Form 11-K Highmark Funds MA IBM Retirement Funds Form 11-K Alliancebernstein Municipal Income Fund Inc ATT Investment Management Corp Form 11-K Pioneer Series Trust I Lockheed Martin Investment Management Company Foarm 11-K Principal Funds Inc Verizon Investment Management Corporation Form 11-K Forward Funds Exxon Mobil Corporation Form 11-K Pioneer Series Trust IV General Electric Asset Management Form 11-K Pioneer Bond Fund DE Ballard Power AKA BLDP Regulation A or Form D OIG-534 Allegations of improper conduct between the SEC and other governmental entities concerning the SECs enforcement action against Goldman Sachs Co DEFM14C and JWP Acquisition of Comstock Canada in 1991 Goldman Sachs and Merrill Lynch JWP Inc 1991 Fourth Quarter Form 10-Q Truck Capital LLC Reg D Form D JWP Inc 1991 Form 10-K Americas Wholesale Lender Mortgage Number 1574916012 CWHEQ Revolving Home Equity Loan Trust Series 2006-H
10/14/2010 2/4/2011 10/14/2010 2/4/2011 10/14/2010 2/4/2011 10/14/2010 2/4/2011 10/14/2010 2/4/2011 10/14/2010 2/4/2011 10/14/2010 2/4/2011 10/14/2010 2/4/2011 10/14/2010 2/4/2010 10/14/2010
Wallenhorst, Timothy O'Shea, James Wallenhorst, Timothy Gershanik, Maureen Wallenhorst, Timothy Barba, Refugio Mas, Jonathan
Chicago News Cooperative Hanson Law Office
2/3/2011 10/14/2010 2/3/2011 10/12/2010 2/3/2011 9/28/2010 2/4/2011
11-00464-FOIA 11-00464-PUBS 11-00465-FOIA 11-00465-PUBS 11-00466-FOIA 11-00466-PUBS 11-00467-FOIA 11-00467-PUBS 11-00468-FOIA 11-00468-PUBS 11-00469-FOIA 11-00469-PUBS 11-00470-FOIA 11-00470-PUBS
Dukes, Sara Klopfer, Don Gold, Trina Jackson, Jason Kucharski, Natalie Malinowski, Christine Hayden, Jack Johnson, Ernessa Bronson, Andrew Krupa, Donna Salacki, Joseph Qiu, Lisa Katzenberger, Mark Diaz, Yadira
Deloitte Recap, LLC Big Water Studios Azimuth Investment Management, LLC Thomson Reuters -
Genitope Corp Amendment 1 to Form S-1 Exhibit 10.17 M&B Mining Corp Reg D 10-K 10-Q and ARS Banc of America Funding Corporation Mount Vernon Investments Form ADV from 1994-1998 Boston Provident residential mortgage loans G-Net Media Inc Reg D Form D Frost Brokerage Services Inc BD
9/20/2010 2/6/2011 10/18/2010 2/5/2011 10/14/2010 2/7/2011 10/15/2010 2/8/2011
MOP Environmental Solutions Inc Reg D Form D 10/15/2010 Tri Valley Corp Form 10-K for 1992 2009-2010 decisions by the Financial Accounting Standards Board William A Ackman 13D and 13D/A 2/8/2011 10/12/2010 2/8/2011
Sullivan Bruyette Spero and Blayney dba Harris 10/15/2010 SBSB Deutsche Bank National Trust Company PSA as 2/8/2011 trustee for the holders of the Soundview Home Loan Trust 2006-NLC1 Series 2006 NLC1 RTG Ventures Inc Morgan Keegan Co Inc AP No 3-13847 docket Samco Capital Markets Inc Form X-17A-5 Dr. Scholls IPO Cemline Corporation Oracle Corporation Form S-1 C-BASS Mortgage Loan Asset-Backed Certificates Morgan Stanley ABS Capital I Inc PSA CHL Mortgage Pass-Through Trust 2006-OA4 CIK 1354059 SEC V. Mozilo cv 09-3994 settlement Investors Corporate Income Trust Series 1 Liberty Petroleum 10/15/2010 2/8/2011 10/15/2010 2/9/2011 10/15/2010 2/9/2011 10/15/2010 2/9/2011 10/16/2010 2/10/2011 6/2/2010 2/10/2011
11-00471-FOIA 11-00471-PUBS 11-00472-FOIA 11-00472-PUBS 11-00473-FOIA 11-00473-PUBS 11-00474-FOIA 11-00474-PUBS 11-00475-FOIA 11-00475-PUBS 11-00476-FOIA 11-00476-PUBS
Skrbac, Paul Bona, Diamond Puglisi, Nicholas Connolly, Eileen Pugeda, Martha Baltier, Mark Squitieri, Joseph Alfred, Valerie Lach, Linda Zurita, Keny Johnson, Ernessa Newman, James
LeCLAIRYAN Thomson Reuters -
11-00477-FOIA 11-00477-PUBS 11-00478-FOIA 11-00478-PUBS 11-00479-FOIA 11-00479-PUBS 11-00480-FOIA 11-00480-PUBS 11-00481-FOIA 11-00481-PUBS 11-00482-FOIA 11-00482-PUBS 11-00483-FOIA 11-00483-PUBS 11-00484-FOIA 11-00484-PUBS 11-00485-FOIA 11-00485-PUBS 11-00486-FOIA 11-00486-PUBS 11-00487-FOIA
Johnson, Ernessa Scibelli, Michael Dukes, Sara Dounis, Niki Sanderson, Ginny Bahuleyan, Saju Sanderson, Ginny Bahuleyan, Saju Sanderson, Ginny Bahuleyan, Saju Sanderson, Ginny McLaughlin, Kevin Stidham, Harry McLaughlin, Kevin Moskowitz, Eve Leach, Sidney Freedman, J. Cooper, Natasha Pregenzer, Ruth McDonald, James Dougan, Patricia
Thomson Reuters Deloitte Recap, LLC Kronenberger Burgoyne, LLP Advanced Equities Kronenberger Burgoyne, LLP Advanced Equities Kronenberger Burgoyne, LLP Advanced Equities Kronenberger Burgoyne, LLP Mick and Associates Corporate Graphics Mick and Associates Quinn Emanuel Urquhart Oliver & Hedges Bressler Amery & Ross Parker, Hudson, Rainer & Dobbs LLP pdougan@communitylegalaid.org
First National Dual Series Tax Exempt Bond Trust Series 3 Countrywide Revolving Home Equity Loan Series 2007-E BioMarin Pharmaceuticals Inc Form 10-K Exhibit 10.39 SuperValu and Deutsche Bank Trust Company Americas Indenture Jeremy Johnson AEI Project X LLC Form D I Works Inc aka iWorks AEI 2006 Venture Investment I LLC Form D Elite Debit Inc AEI 2006 Venture Investments II LLC Form D Elite Debit LLC Richmond Corp Docket 398 406 from 1963 Cybertek Studios Regulation A Form D Regulation D SEC Release No. 33-5275 July 26th 1972 Securities and Exchange Commission v Mozilo et al No CV09-03994 Rudys Restaurant Group Inc 1986 Registration Statement Colonial Bancgroup Inc Apple Form 10-K Atlas Monetary International Trust Indymac PSA Form 144 The Bank of New York Mellon as Successor Trustee under NovaStar Mortgage Funding Trust Series 2003-4 Crown Cork & Seal Co. Inc Form 10-K Nextran Group Smith & Wesson Holdings ARS Roadships Holdings Inc Washington Mutual Mortgage Pass-Through Certificates WMALT Series 2006-AR4
6/2/2010 2/10/2011 10/19/2010 2/10/2011 10/15/2010 2/10/2011 10/15/2010 2/10/2011 10/15/2010 2/10/2011 10/15/2010 2/11/2011 10/19/2010 2/11/2011 10/19/2010 2/11/2011 10/18/2010 2/11/2011 10/12/2010 2/11/2011 10/19/2010
Wear, Rosie Poliner, Alan Swartz, Nate Gaertner, Michael Meffan, Kenneth
Kim & Bae, P.C. Gaertner & Associates -
2/11/2011 10/19/2010 2/11/2011 10/20/2010 2/14/2011
Cohon, Jeffrey Yang, Michael Blankespoor, Elizabeth Grassi, Jonathon Deyneha, Natalia Grassi, Jonathon Deyneha, Natalia Grassi, Jonathon Deyneha, Natalia Grassi, Jonathon Deyneha, Natalia Grassi, Jonathon Deyneha, Natalia Owen, John Deyneha, Natalia Pham, Huy
Cohon & Pollak, LLP University of Michigan International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research HL Risk Research
Brandes Investment Partners, LP PDL Bio Pharma Inc Form S-8a 1991 stock option plan Statistics for the number of views of 10-K filings on EDGAR. Sears Roebuck 10K 1964 - 1990 Kim Chuan Leong aka Jackie Leong Woolworth 10K 1964 - 1990 Dongping Fei General Foods 10K 1964 - 1990 Francis Kwok Cheong Wan Proctor Gamble 10K 1964 - 1990 Funtalk China Holdings Limited Good Year 10K 1964 - 1990 Funtalk PRC Zapata Corp 10K 1990 - 1994 Funtalk China American Home Mortgage and EMC Mortgage Corp mortgage loan purchase agreement Beijing Hua Song Electronic Technology Company Limited Mednax Form S-1 Pypo China Holdings Limited aka Pypo
10/11/2010 2/11/2011 10/19/2010 2/14/2011 10/15/2010 2/14/2011 10/19/2010 2/14/2011 10/19/2010 2/14/2011 10/15/2010 2/14/2011 10/15/2010 2/15/2011 10/15/2010 2/16/2011
11-00498-FOIA 11-00498-PUBS 11-00499-FOIA 11-00499-PUBS 11-00500-FOIA 11-00500-PUBS 11-00501-FOIA 11-00501-PUBS 11-00502-FOIA 11-00502-PUBS 11-00503-FOIA 11-00503-PUBS 11-00504-FOIA
Deyneha, Natalia Eck, Thomas Deyneha, Natalia MacDonald, Jean Deyneha, Natalia Fein, Jonathan Deyneha, Natalia Lehr, Hans Deyneha, Natalia Lehr, Hans Deyneha, Natalia Cooper, Brett Deyneha, Natalia
International Business Research International Business Research SBC Global International Business Research KY Family Law International Business Research MCGIVERN LAW International Business Research MCGIVERN LAW International Business Research CBIZ & Mayer Hoffman McCann P.C. International Business Research
10/15/2010 2/15/2011 10/15/2010
Accredit Loans Inc. Mortgage Asset Backed Pass-2/15/2011 Through Pypo Cayman 10/15/2010 Northwest Airlines Form S-3 Bei Lu Versa Products Inc 10 K 1983-2005 Nan Liu Versa Products Inc 10-Q Wenge Chen Wellington Management Company LLC ADV 2006 2008 2009 Hao Li 2/16/2011 10/15/2010 2/17/2011 10/15/2010 2/17/2011 10/19/2010 2/17/2011 10/19/2010
Rapp, Karen Deyneha, Natalia Lehr, Hans Deyneha, Natalia Lehr, Hans Deyneha, Natalia Pawlowsky, William Deyneha, Natalia Sandoval, Monica Deyneha, Natalia Peyrovian, Cyrus Deyneha, Natalia Yano, Shohei Broyles, Patrick Rajabi, Cyrus Broyles, Patrick Bryant, Dan Freedman, J. Wiseman, Bruce Burt, Jessica Snipes, Kelly Dukes, Sara Baillie, Alec Burt, Jessica Gunnoe, Andrew Muller, Ra'Shaun Hippert, Brent Tucker, Maia Hippert, Brent Corliss, Stephen
Freescale International Business Research MCGIVERN LAW International Business Research MCGIVERN LAW International Business Research International Business Research International Business Research International Business Research Moore, Thompson, Lee & Broyles Moore, Thompson, Lee & Broyles Capitol Trust Inc Parker, Hudson, Rainer & Dobbs LLP Deloitte Recap, LLC Sanli Pastore & Hill, Inc. Marcy Correctional Facility National Corporate Research -
Motorola 10-K 1985 Shuyuan Liu G and L Products Inc Dianfu Lu G and L Products Inc 10-K 1989-2003 Lige Zheng Gundle Environmental Systems Inc IPO Prospectus Zili Zhao Health Management Systems Inc Leases Arnold F. Staloff
2/17/2011 10/19/2010 2/18/2011 10/19/2010 2/18/2011 10/19/2010 2/23/2011 10/15/2010 2/23/2011 10/19/2010
SunTrust Robinson Humphrey MedImpact Form 2/21/2011 144 Benjamin Wey 10/19/2010 Financial Services Agency of Japan No Action Letter Sand Spring Management LLC Investment Management memorandum to Chairman Levitt December 9 1994 Sand Spring Capital II Ltd Capitol Trust Inc CT Order Colonial BancGroup Inc Bruce Wiseman Form ADV Franklin Advisers Inc Palmetto Bancshares Inc Form 8-A XOMA Ltd Amendment 1 to Form 8-K Exhibit 2 TJT Capital Group LLC ADV Part I and II Janus Capital Management LLC International Paper 1960 Proxy Statement Viacom Form 10-K Robinson Curphey OConnell No Action Letter 02/2/1977 Anthony C Snell and Charles E Lecroy Rogers Lamb No Action Letter 08/30/1977 Kevin B Waide 2/21/2011 10/18/2010 2/22/2011 10/18/2010 2/21/2011 10/18/2010 2/22/2011 10/18/2010 2/22/2011 9/20/2010 2/22/2011 10/18/2010 2/24/2011 10/5/2010 2/22/2011 10/18/2010 2/22/2011 10/15/2010
11-00519-PUBS 11-00520-FOIA 11-00520-PUBS 11-00521-FOIA 11-00521-PUBS 11-00522-FOIA 11-00522-PUBS 11-00523-FOIA 11-00524-FOIA 11-00525-FOIA 11-00526-FOIA 11-00526-PUBS 11-00527-FOIA 11-00527-PUBS 11-00528-FOIA 11-00528-PUBS 11-00529-FOIA 11-00529-PUBS 11-00530-FOIA 11-00530-PUBS 11-00531-FOIA 11-00531-PUBS 11-00532-FOIA 11-00532-PUBS 11-00533-FOIA 11-00533-PUBS 11-00534-FOIA 11-00534-PUBS
Raulerson, Allan Burt, Jessica Eisenberg, Paul Dukes, Sara Miller, David Romanus, A. John Navarro, Sandra Grotto, Jason Ellins, Brad Cornish, Robert Mertens, Stephan Tsai, Calvin Aspero, Nell Orth, James DePeau, Andrew Hall, Heather DePeau, Andrew Boucher, Linda DePeau, Andrew Feldman, Emilie Langston, Catherine Feldman, Emilie Kiernan, Cortney Feldman, Emilie Reinhardt, Kelly Feldman, Emilie Reinhardt, Kelly Feldman, Emilie
Deloitte Recap, LLC
Southern Industries Corp 10-K 12/31/1972 Inviva Inc Surge Components Inc IPO
2/24/2011 10/18/2010 2/24/2011
Acambis plc Amendment 1 to Form 20-F Exhibit 9/20/2010 4.15 2/23/2011 Shepherd Smith Edwards and Kantas, Charles W. Eye (Rel 34-29572) and John M. LLP Reynolds (Rel 34-30036) Marc Korsch 10/13/2010 UBS Dilworth Paxson LLP Rechtsanwaltskanzlei Mertens Check Fund Manager, LLC LexisNexis Check Fund Manager, LLC Unitrin Inc ARS Hopewell Ventures LP Reg D Form D United Reserve Underwriters Inc Form 8-K E*Trade Financial Wolfgang K Flottl NCI Inc ARS MCDONALDS Wells Fargo Bank as Trustee for MLMI Trust Series 2004-FM1 Protege Partners LLC Gymboree Comment letter dtd 01/10/2011 Stephen Harris Golden 2/25/2011 10/12/2010 10/13/2010 10/7/2010 10/14/2010 2/28/2011 10/20/2010 2/25/2011 10/20/2010 2/28/2011 10/19/2010
Pappas Law Library Boston University SEC Performance and Accountability Reports for 2/28/2011 2009-2010 Check Fund Manager, LLC Riva Ridge Capital Management LP 10/19/2010 The Wharton School University of Pennsylvania Check Fund Manager, LLC The Wharton School University of Pennsylvania Check Fund Manager, LLC The Wharton School University of Pennsylvania Check Fund Manager, LLC The Wharton School University of Pennsylvania Check Fund Manager, LLC The Wharton School University of Pennsylvania ESCO Technologies Pike Place Capital Management LLC ESCO Technologies Douglas Jon Hepworth Host Marriott Services Corp BTG Pactual Distressed Mortgage Fund LP Host Marriott Services Corp BTG Pactual Global Asset Management Ltd Ralcorp Holdings Inc 2/26/2011 10/15/2010 2/26/2011 10/18/2010 2/26/2011 10/19/2010 2/26/2011 10/19/2010 2/26/2011
Reinhardt, Kelly Feldman, Emilie Reinhardt, Kelly Feldman, Emilie Reinhardt, Kelly Feldman, Emilie Reinhardt, Kelly Feldman, Emilie Reinhardt, Kelly Feldman, Emilie Reinhardt, Kelly Behrens, Jack Reinhardt, Kelly Goldberg, Eugene Reinhardt, Kelly Hicks, Kimberly Reinhardt, Kelly Smith, Denice Reinhardt, Kelly Lozano, Alvaro Reinhardt, Kelly Bennett, Sarah Wall, Lindsay Andreasson, Joelh Wall, Lindsay Drenberg, Aaron Wall, Lindsay Fedus, Jonathan
Check Fund Manager, LLC The Wharton School University of Pennsylvania Check Fund Manager, LLC The Wharton School University of Pennsylvania Check Fund Manager, LLC The Wharton School University of Pennsylvania Check Fund Manager, LLC The Wharton School University of Pennsylvania Check Fund Manager, LLC The Wharton School University of Pennsylvania Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Sullivan Worcester Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC -
BTG Pactual US Asset Management Corp Ralcorp Holdings Inc BTG Pactual US Capital Corp Santa Fe Pacific Gold Corp
10/19/2010 2/26/2011 10/19/2010 2/26/2011
Simeon Michael Schwartz BTG Pactual formerly 10/19/2010 with UBS and Bankers Trust Santa Fe Pacific Gold Corp 2/26/2011 Martin Fredric Kalish of Waterstone Capital Management Lawyers Title Insurance Co Waterstone Capital Offshore Advisors LP Lawyers Title Insurance Co Waterstone Asset Management LLC Semco Instruments Form 10-K Waterstone Capital Management LP Acetex Corporation Waterstone Market Neutral Fund LP Devon Resource Investors LP Devon Energy Corp Prospectus Waterstone Capital Advisors LLC Target Corp Form 10-K From 1987 Shawn Stephen Bergerson of Waterstone Capital Management ARAY Form 10-K From 2010 Diana P King aka Ping King of Paskewitz Asset Management LLC AG Edwards & Sons Inc Comment Letter dtd 09/29/1994 Jonathan Samuel Spencer Cashflow Technologies ARS 2009 Gresham Investment Management LLC Ready Made Inc Form D Dr. Henry George Jarecki Medarex 10-K 10/18/2010 2/26/2011 10/18/2010 2/26/2011 10/18/2010 3/1/2011 10/18/2010 3/1/2011 10/18/2010 3/2/2011 10/18/2010 3/2/2011 10/18/2010 3/2/2011 10/15/2010 3/2/2011 10/18/2010 3/3/2011 10/15/2010 3/4/2011 10/15/2010 3/4/2011
11-00549-FOIA 11-00549-PUBS 11-00550-FOIA 11-00550-PUBS 11-00551-FOIA 11-00551-PUBS 11-00552-FOIA 11-00552-PUBS 11-00553-FOIA 11-00553-PUBS 11-00554-FOIA 11-00554-PUBS 11-00555-FOIA 11-00555-PUBS 11-00556-FOIA 11-00556-PUBS 11-00557-FOIA 11-00557-PUBS 11-00558-FOIA 11-00558-PUBS 11-00559-FOIA
Malinowski, Thomas Kosiek, Patrick Mierzejewski, Mark Kosiek, Patrick Mierzejewski, Mark Bianco, Anthony Lichtcsien, Susan Lynch, William Lichtcsien, Susan Lynch, William Malinowski, Thomas Lynch, William Gavin, J. Patrick Lynch, William Gavin, J. Patrick Dorner, Benjamin Gavin, J. Patrick Dorner, Benjamin Gavin, J. Patrick Stamoulis, Alexandros Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Randal Todd Klein
10/18/2010
New World Entertainment Form S-1 1985-1990 3/4/2011 Corriente Advisors LLC SBS Broadcasting Mark L Hart III Dur O Wal 10-Q MSMB Capital Management Mid America Marine Engineering Inc Form 1-A Martin Shkreli of MSMB Capital Management Mid America Marine Enginerring Inc Form 2 AF Avenue Capital Group Sound Idea Store Inc Form 2 AF Allegheny Technologies Inc Sound Idea Stores Inc Form 1 A American Express Company Kmart Corp 10-K Bemis Co Inc Borders Group Inc 10 K Brightpoint Inc Metropolitan Life Separate Account E registration withdrawal order Broadridge Financial Solutions Inc formerly Broadridge Financial Solutions LLC formerly BSG LLC Bettinger Corporation 10 K Celanese Corp Dish Network Corp 10 K Crown Holdings Inc Chemical Banking Corporation 10 K 1985 to 1992 Eagle Materials Inc 10/15/2010 3/8/2011 10/15/2010 3/7/2011 10/20/2010 3/7/2011 10/20/2010 3/7/2011 10/18/2010 3/7/2011 10/18/2010 3/7/2011 10/18/2010 3/7/2011 10/18/2010 3/7/2011 10/18/2010 3/7/2011 10/18/2010
Janis, Daniel Gavin, J. Patrick Perveen, Sadia Gavin, J. Patrick Archer, Luke Gavin, J. Patrick Jewell, Velicia
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. -
3/8/2011 10/21/2010 3/8/2011 10/18/2010 3/8/2011 10/18/2010
Morgan Stanley Mortgage Loan Trust 2006-3AR 3/8/2011 PSA and 8 K
11-00563-FOIA 11-00563-PUBS 11-00564-FOIA 11-00564-PUBS 11-00565-FOIA 11-00566-FOIA 11-00566-PUBS 11-00567-FOIA 11-00567-PUBS 11-00568-FOIA 11-00568-PUBS 11-00569-FOIA 11-00569-PUBS 11-00570-FOIA 11-00570-PUBS 11-00571-FOIA 11-00571-PUBS 11-00572-FOIA 11-00572-PUBS 11-00573-FOIA 11-00573-PUBS 11-00574-FOIA 11-00574-PUBS 11-00575-FOIA 11-00575-PUBS 11-00576-FOIA 11-00576-PUBS 11-00577-FOIA 11-00577-PUBS 11-00578-FOIA
Gavin, J. Patrick Heckler, Annabelle Gavin, J. Patrick Wahl, BJ Gavin, J. Patrick Gavin, J. Patrick Cooper, Brett Gavin, J. Patrick Record, Grant Gavin, J. Patrick Zubin, John Gavin, J. Patrick Gunnoe, Andrew Gavin, J. Patrick Gunnoe, Andrew Gavin, J. Patrick Gunnoe, Andrew Gavin, J. Patrick Gunnoe, Andrew Gavin, J. Patrick Gunnoe, Andrew Gavin, J. Patrick Sosa-Morris, Beatriz Gavin, J. Patrick Gunnoe, Andrew Gavin, J. Patrick Gunnoe, Andrew Gavin, J. Patrick Desai, Neil Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. CBIZ & Mayer Hoffman McCann P.C. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Gallagher Arthur J & Co HCA Holdings Inc CERTNYS and ARS Rockwell Automation Inc Medarex Inc 10 K Babcook Wilcox Co Berkley W R Corp Wellington Management Company ADV's for 2007 2009 and 2010 Dresser Rand Group Inc Leading Edge Earth Products Inc 10 K 1993 to 2001 DST Systems Inc SEC Budget Briefs FY 2003 and 2004 Equifax Inc Georgia Pacific 1980 Proxy Statement Exelon Corporation Weyerhauser ARS 1980 Henry Jack & Associates Inc Champion International 1980 Proxy Statement Pharmaceutical Product Development Inc Boise Cascade 1980 Proxy Statement VCA Antech Inc Kimberly Clark Corp 1980 Proxy Statement WMS Industries Inc Teva Pharmaceuticals Industries Ltd 10 K or 6K 1984 to present AGL Resources Inc Scott Paper 1980 Proxy Statement American Railcar Industries Inc Crown Zellerbach 1980 Proxy Statement American Safety Insurance Holdings LTD Great Atlantic & Pacific Tea Co Inc Indenture Amerigas Partners LP
10/18/2010 3/8/2011 10/18/2010 3/8/2011 10/15/2010 10/15/2010 3/9/2011 10/15/2010 3/9/2011 10/15/2010 3/9/2011 10/15/2010 3/10/2011 10/15/2010 3/10/2011 10/15/2010 3/10/2011 10/15/2010 3/10/2011 10/15/2010 3/10/2011 10/15/2010 3/10/2011 10/19/2010 3/10/2011 10/19/2010 3/10/2011 10/19/2010 3/10/2011 10/19/2010
11-00578-PUBS 11-00579-FOIA 11-00579-PUBS 11-00580-FOIA 11-00580-PUBS 11-00581-FOIA 11-00581-PUBS 11-00582-FOIA 11-00582-PUBS 11-00583-FOIA 11-00583-PUBS 11-00584-FOIA 11-00584-PUBS
Jones, Megan Gavin, J. Patrick Bakouris, Donna Gavin, J. Patrick Baker, Brian Gavin, J. Patrick Dugas, Matthew Gavin, J. Patrick Sondi, Shahram Gavin, J. Patrick Williams, Paulette Gavin, J. Patrick Hanloh, Blair
Disclosure Insight, Inc. Max M Wayman & Associates Inc Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. -
LNS Inc Ampco Pittsburgh Corp Pizza Hut Inc Form 10-K from 1997-2003 Arbitron Inc Linwell Asset Development Inc Form D Arvinmeritor Inc Novartis AG 20 F 1997-2000 Astec Industries Inc Yale Mortgage Loan Trust 2007-1 PSA Atlas Pipeline Partners LP
3/10/2011 10/19/2010 3/11/2011 10/19/2010 3/14/2011 10/19/2010 3/11/2011 10/19/2010 3/11/2011 10/19/2010
Lender Business Process Services Form 3 4 or 5 3/11/2011 Smith A O Corp Argent Securities Inc Asset Backed Pass Through Certificate Series 2006-M1 Form 3 Alpha Natural Resources Inc Goldman Sachs no action letter 3-8-11 AngioDynamics Inc General Electric 10 K 1987-1993 Illumina Inc American Vanguard Corporation (AMVAC) 10 K Imperial Oil Ltd 10/19/2010 3/11/2011
Gavin, J. Patrick Moyer, Liz Gavin, J. Patrick Rosen, Barbara Gavin, J. Patrick Cook, Claire Gavin, J. Patrick Adams, Alan Gavin, J. Patrick Gunnoe, Andrew Gavin, J. Patrick Gunnoe, Andrew Gavin, J. Patrick Gunnoe, Andrew Gavin, J. Patrick Gunnoe, Andrew
Disclosure Insight, Inc. Dow Jones Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. -
10/20/2010 3/11/2011 10/20/2010 3/14/2011 10/20/2010 3/14/2011 10/20/2010
Capital Trust CERTNYS 3/10/2011 and CT Order 3/10/2011 2/17/2011 Infospace Inc. 10/20/2010 St Regis Paper Co Proxy Statement 1980 Insituform Technologies Inc Plum Creek Timber Co Inc Proxy Statement 2005 Intel Corporation International Paper Co Natural Resource Partners LP Bowater Inc Proxy Statement 2005 3/10/2011 10/20/2010 3/11/2011 10/20/2010 3/11/2011 10/20/2010 3/11/2011
11-00593-FOIA 11-00593-PUBS 11-00594-FOIA 11-00594-PUBS 11-00595-FOIA 11-00595-PUBS 11-00596-FOIA 11-00596-PUBS 11-00597-FOIA 11-00597-PUBS 11-00598-FOIA 11-00598-PUBS 11-00599-FOIA 11-00599-PUBS 11-00600-FOIA 11-00600-PUBS 11-00601-FOIA 11-00601-PUBS 11-00602-FOIA 11-00602-PUBS 11-00603-FOIA 11-00603-PUBS 11-00604-FOIA 11-00604-PUBS
Gavin, J. Patrick Gunnoe, Andrew Gavin, J. Patrick Gunnoe, Andrew Malinowski, Thomas Bryant, Dan Katz, Jerome Dale, Linda Katz, Jerome Vogel, Patti Katz, Jerome Russell, Emily Katz, Jerome Britt, Jeffrey Katz, Jerome Davis, Bradley Whitaker, Matthew Johnson, Kevin Whitaker, Matthew Ballard, Greg Carlin, Allan Houston, Tate Rudd, Kerri-Ann Sondi, Shahram
Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Capitol Trust Inc Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business National Bank of Australia Thomson Reuters Westlaw Business Thomson Reuters Westlaw Business WestLaw CourtExpress WestLaw CourtExpress Law Offices Allan H. Carlin Hunton & Williams -
Northstar Realty Mead Corp NuStar Energy LP Capital Trust Nicholas L Gentile Capital Trust Inc CERTNYS Alpine Woods
10/20/2010 3/11/2011 10/20/2010 3/11/2011 10/22/2010 3/14/2011 10/20/2010
Hancock Holding Co Dividend Reinvestment and 3/14/2011 Stock Purchase Plan Metropolitan Series Fund 10/20/2010 Rudolph Pameijer FocusShares Russell Implementation Services Inc Columbia Funds Series Trust Audiocodes Ltd Form 10-K Citigroups Global Markets Inc 3/15/2011 10/20/2010 3/15/2011 10/20/2010 3/15/2011 10/20/2010
Bio LOK International Inc Forms 10-Q and 8-K 3/16/2011 for 1991 WisdomTree Asset Management Inc File No 812- 10/21/2010 13790-01 Solazyme Inc Form S-1 3/16/2011 NextInv LLC File No 812-13646 Banc of America Funding 2008-1 Trust Bear Wagner Specialists LLC First Federal of Michigan residential mortgage records Trump Hotels & Casino Resorts Yale Mortgage Loan Trust 2007-1 Mortgage Pass-through Certificate Series 2007-1 David Lerner Associates Inc Morgan Keegan & Company Inc and/or Morgan Asset Management Inc Administrative Proceeding 3-13847 New Jersey Offer of Settlement Retail First 10/20/2010 3/17/2011 10/21/2010 3/16/2011 10/11/2010 3/16/2011
11-00605-FOIA 11-00605-PUBS
Kalina, Andrew Smiley, Brian
10/13/2010 3/17/2011
11-00606-FOIA 11-00606-PUBS
Campanella, Maralyn Kelly, Alina
Lomurro, Davidson, Eastman & Munoz, P.A. -
10/15/2010 3/17/2011
Chang, Gloria Kelly, Alina Amado, Selin Wallace, Robert Gawley, Peter Maher, William Brathwaite, Valerie Mapara, Sophia Peacock, Robert Howard, Mark Merrill, Toby Kardolus, Olaf Gaines, Judith Marshal, Maryann Mack, Kevin Silver, Randy Fairbanks, Earl Berbille, Amaury Fairbanks, Earl Salceda, Manuel Fairbanks, Earl Yu, Peilan Miller, Amy Yu, Peilan Crena, Juan Marie, Belle Lichtcsien, Susan Schnitzler, Jan Lichtcsien, Susan
Stroock & Stroock & Lavan, LLP Verdis Investment Management McAirlaids Jacobs Process BV Florida International University Carroll College Department of B i Fund Manager, LLC Check Stockholm School of Economics Check Fund Manager, LLC
Provident Royalties, LLC Florida Retail Federation Christopher Schlank Nicholas Bienstock Savanna Investment Management LLC Bank of North Georgia Form 144 10-Q report for Matthews International Ibbotson Associates SBBI 2001 Yearbook From 1926-2010 Master Servicing and Pooling Agreement Morgan Stanley & Co No Action Letter NYSE Execution Data Pepsico Inc Form 10-Q Fremont Home Loan Trust 2005-A Jacobs Engineering Group Inc and Aker Solutions ASA sales purchase agreement Vanguard Group Inc Form N-1A
10/20/2010 3/17/2011 10/21/2010 3/17/2011 10/11/2010 3/17/2011 10/22/2010 3/17/2011 10/21/2010 3/18/2011 10/21/2010 3/18/2011 10/20/2010
Roosevelt Mortgage Acquisition Company RMAC 3/21/2011 CBOE pre 1996 Mingo Bay Beverages Inc / Dream Catcher Form 10-K and 10-Q Powerize.com Inc L Oreal/FI Wired Ventures Inc The Washington Post Form 10-K N2H2 Inc Titanium Inc Lyondell Petrochemical Form 8-K Air Canada AEGON Trading Records of August 12 audit opinions indicating substantial doubt Michael Blitzer of Kingstown Partners or Kingstown Capital Management LLC data set of all 13D and 13G filings Kingstown Partners or Kingstown Capital Management LLC 10/20/2010 3/22/2011 10/1/2010 3/22/2011 10/1/2010 3/22/2011 10/1/2010 3/21/2011 10/25/2010 3/21/2011 10/12/2010 3/19/2011 10/26/2010 3/16/2011 10/26/2010
11-00621-PUBS 11-00622-FOIA 11-00622-PUBS 11-00623-FOIA 11-00623-PUBS 11-00624-FOIA 11-00624-PUBS 11-00625-FOIA 11-00625-PUBS 11-00626-FOIA 11-00626-PUBS 11-00627-FOIA 11-00627-PUBS 11-00628-FOIA 11-00628-PUBS 11-00629-FOIA 11-00629-PUBS 11-00630-FOIA 11-00630-PUBS 11-00631-FOIA 11-00631-PUBS
Phillips, Janee Reinhardt, Kelly Couden, Andrew Gavin, J. Patrick Sims, William Gavin, J. Patrick O'Dowd, Luke Gavin, J. Patrick Hansing, Leigh-Ann Gavin, J. Patrick Tang, Didi Gavin, J. Patrick Sheehy, Michael Gavin, J. Patrick Delassus, Barbara Gavin, J. Patrick Lee, Joshua Gavin, J. Patrick Lee, Joshua Gavin, J. Patrick Kolsky, Joshua
Check Fund Manager, LLC Infoline Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. News-Leader Disclosure Insight, Inc. Jefferies and Company, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. -
TMS Mortgage Inc Ralph Ming Ho Jr of Sequoia Capital Global Ampco Pittsburgh Corp Form 10-K from 1990 American Greetings Corporation Carrington Mortgage Loan Trust Series 2006NC5 Cal-Maine Foods Inc Scott & Stringfellow Inc CSX Corp UnitedHealth Group Darden Restaurants Inc John Q Hammons Hotel Inc Domino Pizza Inc Prudential Bache Asset Management Inc ADV for 2008-2009 Dover Corporation Washington Mutual Mortage Pass Through Certificates Series 2004-PR2 Fastenal Company SEC Staffing by Division for FY's 1970-2009 Finish Line Inc Total Yearly Registrants for 1970 - 2009 Goodrich Corp Official Report of Proceedings Before the Securities and Exchange Commission Conference on American Depositary Receipts dtd June 20 1955 ICU Medical Inc China Power Equipment & Inc Form 144 dtd 03/24/2011 Alexander C Frank Lazard Capital Markets LLC
3/21/2011 10/25/2010 3/23/2011 10/25/2010 3/23/2011 10/25/2010 3/23/2011 10/25/2010 3/24/2011 10/25/2010 3/25/2011 10/25/2010 3/25/2011 10/25/2010 3/25/2011 10/25/2010 3/23/2011 10/25/2010 3/23/2011 10/25/2010 3/23/2011
11-00632-FOIA 11-00632-PUBS 11-00633-FOIA 11-00633-PUBS 11-00634-FOIA
Gavin, J. Patrick Mazuchowski, Stephen Mierzejewski, Mark Otsuka, Hiromi Andalman, Alan
Disclosure Insight, Inc. Check Fund Manager, LLC Banca IMI Securities Corp Andalman & Associates, Inc.
10/25/2010 3/24/2011 10/22/2010 3/28/2011
Schwab YieldPlus Ultra Short Fund testimony of 10/6/2010 Randy Mark and Kimon Daifotis
Davis, Jill Mitev, Todor Willis, Mark Pouilly, Kimberly Davis, Natalie Kalstek, Deborah Couden, Andrew Anderson, Erin Parsont, Jason Evans, David Emeigh, Elizabeth Evans, David Greer, William Evans, David Plattern, Daniel Evans, David Amidei, Aileen Evans, David Reh, Erica Evans, David Amidei, Aileen Evans, David Yanez, Maria Malinowski, Thomas Otsuka, Hiromi Reinhardt, Kelly Otsuka, Hiromi Reinhardt, Kelly Otsuka, Hiromi
Infoline International Business Research KU School of Business International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Banca IMI Securities Corp Check Fund Manager, LLC Banca IMI Securities Corp Check Fund Manager, LLC Banca IMI Securities Corp
Vietnam: The Ten Thousand Day War Wonder Auto Technology LL & E Royalty Trust 10-K 1983 Regina Vacuums JP Morgan 1981 filings Ecologic Solutions Inc Ampco Pittsburgh Corp 10-K's for 1982-1986 Affinergy, Inc. Disclosure of Security ratings SEC Release No 33-5882 (S7-727) Cogent Neuroscience United States Surgical Corporation AAER 109A Rel 34-23513 North Carolina Biotechnology Center Amylin Pharmaceuticals Inc Tranzyme Pharma Inc Anglo Irish Bank Corporation Limited Tranzyme Inc Natixis Securities North America Inc X-17A-5 2009 and 2010 Helmut Thomas Vipin K Garg
3/28/2011 10/22/2010 3/26/2011 10/22/2010 3/28/2011 10/25/2010 3/28/2011 10/22/2010 3/28/2011 10/26/2010 3/28/2011 10/26/2010 3/28/2011 10/26/2010 3/28/2011 10/26/2010 3/28/2011 10/26/2010 3/29/2011 10/26/2010
Members United Bridge Corporate FCU Morgan Stanley & Co X-17A-5
Scotia Capital USA Inc X-17A-5 2009 and 2010 3/28/2011 Richard I Eisenstadt Profor Securities LLC X-17A-5 Renee Lynn Haugerud Natixis Securities North America Inc X-17A-5 Stephen Kurt Spero aka Kurt Spero of Galtere Ltd ITG Inc X-17A-5 SCGE Onshore Fund LP fka Sequoia Capital Global Equities Offshore Fund LP ING Financial Markets LLC 10/26/2010 3/29/2011 10/26/2010 3/30/2011 10/26/2010 3/30/2011 10/26/2010 3/30/2011
Reinhardt, Kelly Diehl, Seth Reinhardt, Kelly Diehl, Seth Reinhardt, Kelly Diehl, Seth Reinhardt, Kelly Loders, Kenneth Reinhardt, Kelly Ayres, Carlos Reinhardt, Kelly Otsuka, Hiromi Marcus, Sally Denks, Jan Marcus, Sally Gray, Stephanie Marcus, Sally Gray, Stephanie Marcus, Sally Gray, Stephanie Marcus, Sally Idoko, Nicole Marcus, Sally Grunzinger, Robert Marcus, Sally Grunzinger, Robert Gavin, J. Patrick Kurien, Kiran Gavin, J. Patrick Kolczynski, Krzysztof
Check Fund Manager, LLC The Gallagher Centre Check Fund Manager, LLC The Gallagher Centre Check Fund Manager, LLC The Gallagher Centre Check Fund Manager, LLC Fresno County Public Library Check Fund Manager, LLC Check Fund Manager, LLC Banca IMI Securities Corp EACM Advisors, LLC EACM Advisors, LLC Bloomberg, LP EACM Advisors, LLC Bloomberg, LP EACM Advisors, LLC Bloomberg, LP EACM Advisors, LLC EACM Advisors, LLC Chrysalis Investment Management, LLC Advisors, LLC EACM Chrysalis Investment Management, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. -
SCGE Genpar Ltd Arthur J Gallagher & Co SCGE Offshore Fund LP fka Sequoia Capital Global Equities Offshore Fund LP Arthur J Gallagher & Co SCGE LTGP LP fka Sequoia Capital Global Equities LTGP LP Arthur J Gallagher & Co SCGE Management LP f/k/a Sequoia Capital Global Equities Management LP SBE Inc SCGE Fund LP fka Sequoia Capital Global Equities Fund LP Promotion of the Reliability of Financial Information etc Rel 34-15560, 2-15-79 Christopher Brown Lyle of SCGE Fund LP Albert Fried & Company LLC X-17A-5 Tawnya Zimmerman Federal Signal Corporation ARS Troy D Hansen Copeland Financial Services John D Durie Peavey Commodity Futures Fund Sharon L Ward Glenwood Associates Inc Mark F Jaeger Alza Corp John R Riddle Huntleigh Securities Corp BRC Investment Management LLC Benjamin F Edwards & Company Inc X-17A-5 AZZ Inc Cambrian Systems Corp Cliff Natural Resources Inc Starbucks Corp CIK 0000829224
10/26/2010 3/30/2011 10/26/2010 3/30/2011 10/26/2010 3/30/2011 10/26/2010 3/30/2011 10/26/2010 3/29/2011 10/26/2010 3/31/2011 10/27/2010 4/1/2011 10/27/2010 4/4/2011 10/27/2010 4/4/2011 10/27/2010 4/4/2011 10/27/2010 4/4/2011 10/27/2010 4/1/2011 10/27/2010 4/1/2011 10/26/2010 4/1/2011 10/26/2010 4/4/2011
11-00664-FOIA 11-00664-PUBS 11-00665-FOIA 11-00665-PUBS 11-00666-FOIA 11-00666-PUBS 11-00667-FOIA 11-00667-PUBS 11-00668-FOIA 11-00668-PUBS 11-00669-FOIA 11-00669-PUBS 11-00670-FOIA 11-00670-PUBS 11-00671-FOIA 11-00671-PUBS 11-00672-FOIA 11-00672-PUBS 11-00673-FOIA 11-00673-PUBS 11-00674-FOIA 11-00674-PUBS 11-00675-FOIA 11-00675-PUBS 11-00676-PUBS 11-00677-FOIA 11-00677-PUBS 11-00678-FOIA 11-00678-PUBS 11-00679-FOIA
Gavin, J. Patrick Taylor, Kevin Gavin, J. Patrick Murrish, Jeffrey Gavin, J. Patrick Murrish, Jeffrey Gavin, J. Patrick Murrish, Jeffrey Gavin, J. Patrick Lynch, Nulty Gavin, J. Patrick Barnes, Bruce Gavin, J. Patrick Greenberg, Gregory Gavin, J. Patrick Drechsler, Philip Riggs, Ronald Shovlin, Colleen Lemmon, Andrew Dreyfuss, William Grotto, Jason Renwick, Sara Sanchez, Christianne Escobar, Sergio Patterson, Tom Barr, David Jenkins, Nikolai Roberts, Judy Daneman, Matthew Proudman, Jesse
Disclosure Insight, Inc. US Drycleaning Corp Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. CCH Washington Service Bureau Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Milberg, LLP Lemmon Law Firm LLC -
IHS Inc McDonald's IPO Mueller Industries Inc Illinois Tool Works Ruby Tuesday Inc The New York Times Company Safeway Inc The Walt Disney Company SM Energy Co L J Hart and Company Standard Microsystems Corp Lawson Financial Corporation Steelcase Inc SEC Commissioner's 1938 meeting minutes on accounting standards Williams-Sonoma Inc EW Scripps Co ARS David W Baldt File No. 3-13887 Breeze Corporations Inc 8-K Amedisys, Inc. Yamana Gold Inc Illinois Private Equity Fund-of-Funds, L.P GSL Energy Corp Trulite Inc Delek US Holdings Inc Dahlman Rose & Co X-17A-5 Congressional correspondence and/or FOIA requests on ten persons State Street Corporation X-17A-5 (Commerz Markets LLC) CPG Opportunity Fund II, L.P. or CPG Opportunity Fund II, L.P Eastman Kodak Co ARS Engine Yard
10/26/2010 4/4/2011 10/26/2010 4/4/2011 10/26/2010 4/4/2011 10/26/2010 4/4/2011 10/26/2010 4/5/2011 10/26/2010 4/5/2011 10/26/2010 4/5/2011 10/26/2010 4/5/2011 10/26/2010 4/5/2011 10/20/2010 4/6/2011 10/26/2010 4/6/2011 10/26/2010 4/6/2011 4/6/2011 10/20/2010 4/6/2011 10/27/2010 4/6/2011 10/26/2010
Risisamount, Apolline Lapointe, Robert Chen, Mable Lahad, John Escobar, Sergio Nelson, Brenda Stanley, Ryland Rodriguez, Ana Stanley, Ryland Woo, Sangcheol Stanley, Ryland Costello, Maureen Seja, Morten Costello, Maureen Rappaport, Peter Costello, Maureen Rappaport, Peter Costello, Maureen Rappaport, Peter Costello, Maureen Rappaport, Peter Costello, Maureen Rappaport, Peter Costello, Maureen Rappaport, Peter Costello, Maureen Petersen, David Costello, Maureen Chasanoff, Stuart Costello, Maureen
TMX Group - CDCC Jacobus Wealth Management, Inc. Susman Godfrey L.L.P. Putnam Investments Putnam Investments Putnam Investments International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Jones Day International Business Research
OCC Rulemaking on Stock Futures Adjustment Methodology dtd Oct 2002 Jacobus Wealth Management Inc US Steel Daily Historical Stock Prices for 1938 Securities America, Inc Delek US Holdings Inc ARS CyberKey Corp OTR Global Trading LLC Form X-17A-5 the use of a battering ram
4/7/2011 10/26/2010 4/9/2011 10/26/2010 4/8/2011 10/27/2010 4/11/2011 10/26/2010
Credit Suisse Securities (USA) LLC Form X-17A- 4/11/2011 5 Robert Plesnarski 10/27/2010 BNP Paribas Securities Corp Form X-17A-5 TS One Inc Flagstone Reinsurance Holdings SA ARS Inn Supply Inc First Boston Form 10-K Hampton Inn Merrill Lynch Form 10-K Summit Hotel Properties Donaldson Lufkin & Jenrette Form 10-K The Summit Group of South Dakota Morgan Stanley Form 10-K Summit Hospitality V LLC Bear Stearns and Company Form 10-K The Summit Group Jefferies and Company Form 10-K Stuart J. Becker Capital One Bank Master Trust and Pooling Agreements Craig J Aniszewski Rockwood Equity Partnership Fund LP REG D (Form D) Daniel P Hansen 4/11/2011 10/28/2010 4/8/2011 10/28/2010 4/8/2011 10/28/2010 4/8/2011 10/28/2010 4/8/2011 10/28/2010 4/8/2011 10/28/2010 4/8/2011 10/27/2010 4/8/2011 10/27/2010 4/12/2011 10/27/2010 4/12/2011 10/27/2010
11-00694-PUBS 11-00695-FOIA 11-00695-PUBS 11-00696-FOIA 11-00696-PUBS 11-00697-FOIA 11-00697-PUBS 11-00698-FOIA 11-00698-PUBS 11-00699-FOIA 11-00699-PUBS 11-00700-FOIA 11-00700-PUBS 11-00701-FOIA 11-00701-PUBS 11-00702-FOIA 11-00702-PUBS 11-00703-FOIA 11-00703-PUBS 11-00704-FOIA 11-00704-PUBS 11-00705-FOIA 11-00705-PUBS 11-00706-FOIA 11-00706-PUBS
Cantin, Ryan Costello, Maureen Cirillo, Benjamin Mclean, Deborah Bailiff, David Woo, Sangcheol Newcomb, Keith May, Nina Stuart, David Gingo, George Stanley, Ryland Grotto, Jason Stanley, Ryland Bennett, Sarah Stanley, Ryland Costello, Maureen Sappington, Cassandra Costello, Maureen Kirsch, John Costello, Maureen Tucker, Russell Costello, Maureen Vingerhoet, Paul Lichtcsien, Susan Barrett, Kevin
International Business Research Zilkha Investments LP Nixon Peabody LLP Nationwide N-TV Putnam Investments Putnam Investments Sullivan Worcester Putnam Investments International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC -
First Horizon National Corp Kerry W Boekelheide Nathans Famous Inc Form 10-K Medarex Inc Nationwide Life Insurance Co BOA FPVUL Prospectus Asianet Corp F-1
4/13/2011 10/27/2010 4/12/2011 10/27/2010 4/13/2011 10/28/2010
4/13/2011 Prime Brokerage Sercvices No Action Letter 1/25/1994 Siemens Energy Contract with Economic City in 10/28/2010 Saudi Arabia Rajat K Gupta AP 3-14279 4/13/2011 Spectrum International residential mortgage records National Financial Services LLC Form X-17A-5 10/28/2010 4/13/2011
Illinois Private Equity Fund-of-Funds L.P 2004 + 10/28/2010 2005 Form D Vontobel Securities Ltd Form X-17A-5 4/13/2011 Jennison Associates Capital Corp. Exhibit A to 1985 No-Act letter Atlantic Equities LLC Form X-17A-5 TS Five of Charleston West Virginia LLC Morgan Stanley ABS Capital I Inc Trust 207HE5 Form 144 Summit Hospitality I LLC Arthur J Kirsch Summit Hotel Properties LLC Public Utility Company Act Annual Report 1990 and 2000 KS Three Inc Pebblebrook Hotel Trust ARS Randolph (Randy) Nair Carver 10/28/2010 4/13/2011 10/28/2010 4/14/2011 10/28/2010 4/14/2011 10/28/2010 4/14/2011 10/28/2010 4/14/2011 10/28/2010
FCI Press Inc Registration statements Forms S- 4/14/2011 1 SB-2 10-K 8-K 3, 4, and 5 filings Carver Financial Services Inc AD Tran Inc Form S-1 10/28/2010 4/15/2011
11-00707-FOIA 11-00707-PUBS
Lichtcsien, Susan Wagner, Jamison
Check Fund Manager, LLC -
11-00708-FOIA 11-00708-PUBS 11-00709-FOIA 11-00709-PUBS 11-00710-FOIA 11-00710-PUBS 11-00711-FOIA 11-00711-PUBS 11-00712-FOIA 11-00712-PUBS 11-00713-FOIA 11-00713-PUBS 11-00714-FOIA 11-00714-PUBS 11-00715-FOIA 11-00715-PUBS 11-00716-FOIA 11-00716-PUBS 11-00717-FOIA 11-00717-PUBS 11-00718-FOIA 11-00718-PUBS 11-00719-FOIA 11-00719-PUBS 11-00720-FOIA 11-00720-PUBS 11-00721-FOIA 11-00721-PUBS 11-00722-FOIA 11-00722-PUBS 11-00723-FOIA
DePeau, Andrew Vitale, Christopher DePeau, Andrew Otsuka, Hiromi Costello, Maureen Gilliam, Sandy Costello, Maureen Janish, Scott Costello, Maureen Stanton, Annmarie Costello, Maureen Wight, Patricia Costello, Maureen Li, Fang Costello, Maureen Cobleigh, George Costello, Maureen King, Sarah Costello, Maureen Lejeune, Tina Costello, Maureen Sopcak, Zachary Costello, Maureen Gathright, Willie Marcus, Sally Copp, Joshua Owens, Tyler Belka, Ryan Owens, Tyler Montalto, Anthony Owens, Tyler
Check Fund Manager, LLC Worldgate Communications, Inc. Check Fund Manager, LLC Banca IMI Securities Corp International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC Wright Economics Inc Wright Economics Inc Wright Economics Inc
James Carlson Green WorldGate Communications Inc Form SB-2 Rosetta Capital Management, LLC ING Financial Markets LLC Form X-17A-5 KS Three Inc STEC Inc Simple Tech Inc Form 3 4 or 5 Kenosha Super 8 Motel Inc S7-26-86 Comment Letters Summit Group of Twin Falls Idaho LLC Phar-mor Inc Form 10-K Johnson City Super 8 Motels American Liberty Insurance Co Form 8-K PAG LLC Giant Interactive Group Inc Form 144 Williams Lake Super 8 Motel Ltd Sound Worldwide Holdings Inc Form 144 Panama City Super 8 Motel
10/28/2010 4/15/2011 10/28/2010 4/19/2011 10/28/2010 4/19/2011 10/28/2010 4/18/2011 10/28/2010 4/19/2011 10/28/2010 4/19/2011 10/28/2010 4/19/2011 10/28/2010 4/19/2011 10/28/2010
Symbiotics Corp Dinner Levison Corp and Quail 4/20/2011 Corp No-Action Letter SHB Inc 10/28/2010 Clearpath Capital Management LLC Charleston County Inn & Suites Medco Health Solutions 2011 ARS Charleston Comfort Suites General Electric 2010-2011 Form 10-K Eugene Anthony Profit Keystone International Inc Cano Petroleum Inc Tremont Partners Inc 2006-2008 Form ADV Giant Industries Inc United Airlines Inc Form 10-K 1985-1994 Premcor Inc 4/20/2011 10/28/2010 4/20/2011 10/28/2010 4/22/2011 10/27/2010 4/21/2011 10/29/2010 4/21/2011 10/29/2010 4/20/2011 10/28/2010
11-00723-PUBS 11-00724-FOIA 11-00724-PUBS 11-00725-PUBS 11-00726-FOIA 11-00727-FOIA 11-00727-PUBS 11-00728-FOIA 11-00728-PUBS 11-00729-FOIA 11-00729-PUBS 11-00730-FOIA 11-00730-PUBS 11-00731-FOIA 11-00731-PUBS 11-00732-FOIA 11-00732-PUBS 11-00733-FOIA 11-00733-PUBS 11-00734-FOIA 11-00734-PUBS 11-00735-FOIA 11-00735-PUBS 11-00736-FOIA 11-00736-PUBS 11-00737-FOIA 11-00737-PUBS 11-00738-FOIA 11-00738-PUBS
Montalto, Anthony Molenda, David Montalto, Anthony Montalto, Anthony McClanahan, Kel Koullapis, Sanja Paladino, Nick Weiss, Miles Katz, Joshua Williams, Reginald Mammola, Paul Mills, Tracey Reichard, Joyce Garrison, Denise Chase, Andre Marcus, Sally Chase, Andre Marcus, Sally Fleming, James Costello, Maureen Sweet, Karen Costello, Maureen Grunzinger, Robert Costello, Maureen Hedquist, Vern Costello, Maureen Hedquist, Vern Costello, Maureen Hoefer, Douglas
Wolters Kluwer Law & Business National Security Counselors Albourne Partners Bloomberg, LP RCI No. 336-051 EACM Advisors, LLC RCI No. 336-051 EACM Advisors, LLC International Business Research International Business Research Chrysalis Investment Management, LLC International Business Research International Business Research International Business Research -
Continental Airlines Inc Form 10-K 1985-1990 Amit Dhingra Continental Airlines Holdings Inc Form 10-K 1990-1994 Allegis Corp fka UAL Corp Form 10-K 19861989 Kelly Anderson & Associates Inc (KAA) Contracts with OIG Galtere Ltd Dick's Sporting Goods Inc Rhino Fund LP Xyience Inc Reg D Form D Utah Department of Corrections Emerson Electric Co 10K JPMorgan Chase Bank NA residential mortgage records Dana Holding Corp Bank of America NA residential mortgage records Becton Dickinson & Co 10K and 10Q Michelle Profit Tenet Healthcare Corp 10K and 10Q Michelle Rhodes Brown Nash Finch Co 10K for 2010 Summit Hotel Ventures, LLC The Limited Inc Form 8K SOB Inc Huntleigh Securities Corp Form X17A5 Summit Group of Fort Smith Arkansas LLC Milton Adams Corey & John Adams Trust Corp LR-11227 KS Two Inc Milton Adams Corey Rel IA 1069 TS Six of Salem Oregon LLC Hawkeye Entertainment
4/20/2011 10/28/2010 4/20/2011 4/22/2011 10/28/2010 10/29/2010 4/22/2011 10/28/2010 4/24/2011 10/23/2010 4/25/2011 10/28/2010 4/25/2011 10/28/2010 4/26/2011 10/27/2010 4/21/2011 10/27/2010 4/14/2010 10/29/2010 4/26/2011 10/29/2010 4/25/2011 10/29/2010 4/25/2011 10/29/2010 4/25/2011 10/29/2010 4/23/2011
11-00739-FOIA 11-00739-PUBS 11-00740-FOIA 11-00740-PUBS 11-00741-FOIA 11-00741-PUBS 11-00742-FOIA 11-00742-PUBS 11-00743-FOIA
Stoll, Martin Lawson, Jenny Evans, Joshua Browning, Dan Lichtcsien, Susan Yang, Michael Lichtcsien, Susan Lynch, Nulty Casdia, Christopher
SonntagsZeitung Public Record Strategies Minneapolis Star Tribune Check Fund Manager, LLC Check Fund Manager, LLC CCH Washington Service Bureau Homrich Berg
Correspondence between Swiss Government 10/29/2010 and SEC - Referral from DOJ Greenpoint Mortgage Funding Trust Series 2006 4/26/2011 AR4 and AR3 Rahm Israel Emanuel 10/29/2010 International Rarities Holdings Inc REG D Form D The Kenmar Global Investment Management 4/26/2011 11/1/2010
PDL BioPharma Inc aka Protein Design Labs Inc 4/26/2011 Form S-8 The Kenmar Securities 11/1/2010 Earlybirdcapital Inc X17A5 Common Sense Investment Management LLC complaints and exam deficiency letters El Paso Corp Form 4 1999-2002 Recycle Rewards Inc Form D's 07-08 Medarex 10K 1991 + 1992 and schedules S1 and S2 Maxim Group LLC Wells Notices of Fiore, Rabinowitz, Rose and Teller Berkshire Hathaway Inc 13F ABS Investment Management, LLC OCC Rulemaking on Stock Futures Adjustment Methodology Rel 34-46595 Corporate Universe formerly Inicia Sterling Bancshares Inc TS Four of Lewisville Texas LLP Gulf State Utilities Detroit Edison Co Forms 3 4 5 for 1969 to 1970 Summit Group Denver, Colorado LLC San Diego Gas & Electric Co Registration Statement Charlottesville Super 8 Motel Inc Clark Oil & Refinancing Corporation 10K Sterling Investments Inc Guggenheim Defined Portfolio Series 764 and 772 Janesville Super 8 Motel Inc 4/28/2011 11/1/2010
11-00743-PUBS 11-00744-FOIA 11-00744-PUBS 11-00745-FOIA 11-00745-PUBS 11-00746-FOIA 11-00746-PUBS 11-00747-FOIA 11-00747-PUBS 11-00748-FOIA 11-00748-PUBS 11-00749-FOIA 11-00749-PUBS 11-00750-FOIA 11-00750-PUBS 11-00751-FOIA 11-00751-PUBS 11-00752-FOIA
Mathews, Colin Miller, KC Fedus, Jonathan Piechocki, Lauren Gupta, Ankit Casdia, Christopher Risisamount, Apolline Garey, Christopher Poole, Ryan Costello, Maureen Kettler, Steven Costello, Maureen Powell, Connie Costello, Maureen Lippman, Carol Costello, Maureen Fraley, Evelyn Costello, Maureen
Miller & Wrubel, P.C. Homrich Berg TMX Group - CDCC International Business Research International Business Research International Business Research International Business Research International Business Research
4/27/2011 11/1/2010 4/27/2011 11/1/2010 4/26/2011 11/1/2010 4/28/2011 10/5/2010 4/28/2011 10/29/2010 4/29/2011 10/29/2010 4/29/2011 10/29/2010 4/29/2011 10/29/2010 4/29/2011 10/29/2010
Heyliger, Adelaja Marcus, Sally Heyliger, Adelaja Marcus, Sally Heyliger, Adelaja Marcus, Sally McLachlan, Bill Marcus, Sally Phillips, William Marcus, Sally Schweber-Koren, R h l Sally Marcus, Baumann, Linda Marcus, Sally Naujoks, Marcel Marcus, Sally Jones, Brian Marcus, Sally Lioce, Teresa Marcus, Sally Kita, Arben Marcus, Sally Lewis, Alan Marcus, Sally Harman, Charles Marcus, Sally Kettler, Steven Marcus, Sally McLaughlin, Kevin Marcus, Sally
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Center Point Energy EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Bankers Life and Casualty Company EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Mick and Associates EACM Advisors, LLC
McKinsey & Co Inc No Action Letter Carmen Colt Unix System Laboratories No Action Letter Profit Investment Management LLC CH2M Hill Co No Action Letter Investor Resources Group GWN Securities ADV Eugene Anthony Profit
5/2/2011 10/27/2010 5/2/2011 10/27/2010 5/2/2011 10/27/2010 5/2/2011 10/27/2010
Indymac RAST 2005-A12 PSA Schedule 1 List of 5/2/2011 Mortgage Loans Ashley Olsen 10/29/2010 Medco Health Solutions ARS King Investment Advisors Inc 5/2/2011 10/29/2010
Minnesota Intrastate Pipeline Co or Minnegasco 4/28/2011 10K or Q 1993 - 1994 Roger Earl King 10/29/2010 Anchor Glass Container Corp 10K Pat Henry Swanson Xandros Inc Form 1-A John R. Servis HSBC Bank USA as Trustee for Dalt 2007-4 Leah Rebecca Bennett Rule 11AC1-5 Monthly Data Dana Buttrey Crosswhite Bernard Herold & Co Inc Bryan Wilkinson Lester Dotomi Inc REG D Form D Jane D. Lightfoot Gulf States Utilities Company and Detroit Edison Company Jill Suzanne Silver Bateman No-Action Letter 12-3-85 Kym B. Watson 5/3/2011 10/29/2010 5/3/2011 10/29/2010 5/3/2011 10/29/2010 4/29/2011 10/29/2010 5/6/2011 10/29/2010 5/8/2011 10/29/2010 5/7/2011 10/29/2010 5/9/2011 10/29/2010
11-00767-PUBS 11-00768-FOIA 11-00768-PUBS 11-00769-FOIA 11-00769-PUBS 11-00770-FOIA 11-00770-PUBS 11-00771-FOIA 11-00771-PUBS 11-00772-FOIA 11-00772-PUBS 11-00773-FOIA 11-00773-PUBS 11-00774-FOIA 11-00774-PUBS 11-00775-FOIA 11-00775-PUBS 11-00776-FOIA 11-00776-PUBS 11-00777-FOIA 11-00777-PUBS 11-00778-FOIA 11-00778-PUBS 11-00779-FOIA 11-00779-PUBS 11-00780-FOIA 11-00780-PUBS 11-00781-FOIA 11-00781-PUBS 11-00782-FOIA 11-00782-PUBS
McLaughlin, Kevin Lichtcsien, Susan McLaughlin, Kevin Lichtcsien, Susan McLaughlin, Kevin Costello, Maureen McLaughlin, Kevin Costello, Maureen Rael, Daniel Costello, Maureen Rael, Daniel Costello, Maureen Posesorski, Corey Costello, Maureen Chase, Andre Costello, Maureen Chase, Andre Costello, Maureen Whoriskey, Peter Costello, Maureen Xiao, Shengxin Costello, Maureen Costello, Maureen Forgeron, Linda Gavin, J. Patrick Forgeron, Linda Gavin, J. Patrick Mitchell, Donald Gavin, J. Patrick Anderman, Erin
Mick and Associates Check Fund Manager, LLC Mick and Associates Check Fund Manager, LLC Mick and Associates International Business Research Mick and Associates International Business Research International Business Research International Business Research International Business Research RCI No. 336-051 International Business Research RCI No. 336-051 International Business Research The Washington Post International Business Research Ashland Partners International Business Research International Business Research Alston and Bird LLP Disclosure Insight, Inc. Alston and Bird LLP Disclosure Insight, Inc. Disclosure Insight, Inc. -
H B Shaine Co No-Action Letter 5-1-87 The Kenmar Group
5/9/2011 11/1/2010
Mineral Lands Research and Marketing Corp No- 5/9/2011 Action Letter 12-4-85 Kenneth Andrew Shewer of The Kenmar Group 11/1/2010 Aspen Grove No-Action Letter 12-8-82 Greensboro Super 8 Motel Inc Kenman Corp. No-Action Letter 4-19-85 Rafter R Ranch Inc Cypress Equipment Fund II LTD Summit Green Energy Cypress Equipment Fund LTD Summit Hospitality of Texas LLC SREI LLC Becton Dickinson & Co 10K 2008-2006 Summit Real Estate Investments, LLC Community Health Systems Inc 10K Panama City Super 8 Motel Inc Dean Foods Co DEF 14A PST Hospitality Group LLC Ayco Company LP No Action Letter Summit CS, Ft. Worth, TX LLC Tivo Inc CT order Summit Hospitality IV LLC NL Industries 1979-1981 form 10-K Toro Co. Pioneer Aluminum 1979-1981 form 10-K Tetra Technologies, Inc International Airport Hotel System Inc S-1 Tessera Technologies Inc Novavax Inc Form 3 4 or 5 5/9/2011 10/29/2010 5/9/2011 10/29/2010 5/9/2011 10/29/2010 5/9/2011 10/29/2010 5/9/2011 10/29/2010 5/1/2011 10/29/2010 5/2/2011 10/29/2010 5/12/2011 10/29/2010 5/12/2011 10/29/2010 5/12/2011 10/29/2010 5/12/2011 11/1/2010 5/12/2011 11/1/2010 5/16/2011 11/1/2010 5/16/2011
Canadian Imperial Bank of Commerce Motors Liquidation Company
Chandrasekhara, Sheela -
11-00783-FOIA 11-00783-PUBS 11-00784-FOIA 11-00784-PUBS 11-00785-FOIA 11-00785-PUBS
Gavin, J. Patrick Pascual-Young, Josephine Gavin, J. Patrick Abbatiello, Anthony Gavin, J. Patrick Gray, Stephanie
Disclosure Insight, Inc. Bingham Disclosure Insight, Inc. Disclosure Insight, Inc. Bloomberg, LP
T-3 Energy Services Inc Investment Adviser Registration Extension 4/27/2011 Shanda Interactive Entertainment Ltd
11/1/2010 5/13/2011 11/1/2010
Inspiration Resources Corporation closing stock 5/13/2011 price Red Hat Inc 11/1/2010 International Bank for Reconstruction and Development application for exemption under the Investment Advisers Act of 1940 Pepsico, Inc. Albany Southern Railroad Company 1929 NIKE inc Harris NA Form MSD 4/28/2008 Grupo Televisa SAB Axion Inc No Action Letter 09/17/1996 Altria Group Inc Weil Gotshal & Manges Form 13-G 13-G/A and 13-D Jenswold King & Associates Inc conflict minerals guidelines King Wealth Management Services Shaklee Corp Robin J Harrison Herbalife International, Inc Rimas M. Milaitis STOR Furnishings International Inc S-1 Prospectus Mary C. Brown Gulf & Western Industries Form 10-K Jennifer L DeCloux Shattuck Denn Minning Corp. Form 10-K Thomas H. Bolgert DirectTV Form 10-K 5/13/2011
11-00786-FOIA 11-00786-PUBS 11-00787-FOIA 11-00787-PUBS 11-00788-FOIA 11-00788-PUBS 11-00789-FOIA 11-00789-PUBS 11-00790-FOIA 11-00790-PUBS 11-00791-FOIA 11-00791-PUBS 11-00792-FOIA 11-00792-PUBS 11-00793-FOIA 11-00793-PUBS 11-00794-FOIA 11-00794-PUBS 11-00795-FOIA 11-00795-PUBS 11-00796-FOIA 11-00796-PUBS
Gavin, J. Patrick Vielkind, Carolyn Gavin, J. Patrick Kidwell, David Gavin, J. Patrick Laretto, Jeff Gavin, J. Patrick Cromarty, Edward Marcus, Sally Nelson, John Marcus, Sally Rawles, Michael Marcus, Sally Rawles, Michael Marcus, Sally Meggiolaro, Diego Marcus, Sally Balcita, Jeffrey Marcus, Sally Balcita, Jeffrey Marcus, Sally Chase, Andre
Disclosure Insight, Inc. Whiteman Osterman & Hanna LLP Disclosure Insight, Inc. Chicago Tribune Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Georgia-Pacific LLC EACM Advisors, LLC Georgia-Pacific LLC EACM Advisors, LLC RCI No. 336-051
11/1/2010 5/16/2011 11/1/2010 5/17/2011 11/1/2010 5/17/2011 11/1/2010 5/18/2011 11/1/2010 5/18/2011 11/1/2010 5/17/2011 11/1/2010 5/17/2011 11/1/2010 5/17/2011 11/1/2010 5/18/2011 11/1/2010 5/18/2011 11/1/2010 5/9/2011
11-00797-FOIA 11-00797-PUBS 11-00798-FOIA 11-00798-PUBS 11-00799-FOIA 11-00799-PUBS
Nelson, Brenda Jacobson, Joanne Cullinan, Charles Jacobson, Joanne Markert, Sara Blasy, Mary
Houser & Allison, APC Scott + Scott, LLP
CyberKey Corp Inc Reg D (Form D) item 04 filed on or about March 31, 2003 Irwin Union Bank & Trust Co Sentinel management Group Inc Roadway Express Inc JP Morgan Chase and Bank of New York 2006 merger certificate Oilsands Quest Inc fka Canwest Petroleum fka Uranium Power Corp Form 3,4 and 5 1-1-2006 thru 8-1-2009 White Dog Productions LLC REG D (Form D) Plum Creek Timber Co Inc 10K Countrywide Home Loans 2005-J5 Trust loan mortgage schedule American Greetings Corp ARS Summit Hospitality III, LC Aequitas Capital Management LLC Form ADV TS Six of Salem Oregon LLC Vanguard Index Funds 40-App Grand Forks Super 8 Motel, Inc Berkshire Hathaway Inc ARS South Hill Super 8 Motel, Inc Scuderi Group LLC Form D Summit Limited Partnership Two W & T Offshore Inc TS Four of Lewisville, Texas LLP IBM (International Business Machines Corp) Form 144 TS Three of Fort Worth Texas LLP Study of Investment Trusts and Investment Companies 1938 American Capital Corp and Investment Co of America testimony Summit Hotel Ventures LLC Craft Brewers Alliance Inc ARS Summit REIT
10/27/2010 5/20/2011 11/1/2010 5/20/2011 11/1/2010 5/18/2011
11-00800-FOIA 11-00800-PUBS 11-00801-FOIA 11-00801-PUBS 11-00802-FOIA 11-00802-PUBS 11-00803-FOIA 11-00803-PUBS 11-00804-FOIA 11-00804-PUBS 11-00805-FOIA 11-00805-PUBS 11-00806-FOIA 11-00806-PUBS 11-00807-FOIA 11-00807-PUBS 11-00808-FOIA 11-00808-PUBS
Friedlander, David Chase, Andre Esquivel, Joseph Cho, Janet Costello, Maureen Kish, Matthew Costello, Maureen Kent, Allison Costello, Maureen Masucci, Jillian Costello, Maureen Kenneally, Andrew Costello, Maureen Dria, Myra Costello, Maureen Bailey, Carolyn Costello, Maureen Roye Esquire, Paul
RCI No. 336-051 International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research -
10/29/2010 5/16/2011 11/1/2010 5/23/2011 11/2/2010 5/23/2011 11/2/2010 5/23/2011 11/2/2010 5/21/2011 11/2/2010 5/23/2011 11/2/2010 5/24/2011 11/2/2010 5/23/2011 11/2/2010 5/23/2011
11-00809-FOIA 11-00809-PUBS 11-00810-FOIA
Costello, Maureen Culverwell, Wendy Costello, Maureen
International Business Research International Business Research
11/2/2010 5/23/2011 11/2/2010
11-00810-PUBS
Jeffers, Thomas
11-00811-FOIA 11-00811-PUBS 11-00812-FOIA 11-00812-PUBS 11-00813-FOIA 11-00813-PUBS 11-00814-FOIA 11-00814-PUBS 11-00815-FOIA 11-00815-PUBS 11-00816-FOIA 11-00816-PUBS 11-00817-FOIA 11-00817-PUBS 11-00818-FOIA 11-00818-PUBS 11-00819-FOIA 11-00819-PUBS 11-00820-FOIA 11-00820-PUBS 11-00821-FOIA 11-00821-PUBS 11-00822-FOIA 11-00822-PUBS 11-00823-FOIA 11-00823-PUBS
Costello, Maureen Kish, Matthew Gavin, J. Patrick Kish, Matthew Gavin, J. Patrick Kish, Matthew Gavin, J. Patrick Kish, Matthew Gavin, J. Patrick Rasmussen Esq, David Gavin, J. Patrick Johnson, Ernessa Gavin, J. Patrick Evans, Richard Gavin, J. Patrick Ginsburg, Scott Gavin, J. Patrick Lisulo, Angela Preston, Gregory Lisulo, Angela Vetter, Raymond Dolyak, Cathy Katz, Jerome Topham, Reed Lane, JJ
International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Thomson Reuters Disclosure Insight, Inc. Disclosure Insight, Inc. Robbins Schwartz Nicholas Lifton & Taylor Ltd Disclosure Insight, Inc. Heritage Reporting Corp. Thomson Reuters Westlaw Business -
Carrington Capital Management LLC Carrington 5/24/2011 Mortgage Services LLC New Century Financial Corp New Century Mortgage Corp Mortgage Loan Schedule N U Marketing Group Inc 11/2/2010 Aequitas Catalyst Fund REGDEX Terremark Worldwide Inc. Aequitas Commercial Finance LLC REGDEX/A TAl International Group Inc Aequitas Hybrid Fund LLC REGDEX Shutterfly Inc. Aequitas Hybrid Fund QP LLC REGDEX Questor Pharmaceuticals Inc Green Bein Productions Inc Form D Lincare Holdings Inc Dollar Thrifty Automotive Group Inc Certnys Interline Brands Inc Investors Stock Fund Form N-1R Emcor Group Inc ComEd Form 10-K Dice Holdings Inc Walt Disney Company Prospectus patriot Scientific Corp 1992 8-K and exhibits Nike Prospectus SECHQ1-10-Q-0047 award to Diversified Reporting under SECHQ1-10-D-0023 Raychem Corp Form 10-K 1973 Alpine Woods Capital Investors SunOpta Inc Certain Buy-Writes HO-11327 RJR Nabisco Inc proxy merger with Kohlberg, Kravis & Roberts Company in 1988 5/23/2011 11/2/2010 5/23/2011 11/2/2010 5/23/2011 11/2/2010 5/23/2011 11/2/2010 5/24/2011 11/2/2010 5/24/2011 11/2/2010 5/24/2011 11/2/2010 5/24/2011 11/2/2010 5/25/2011 11/2/2010 5/25/2011 11/2/2010 5/25/2011 10/20/2010 5/25/2011 11/2/2010 5/25/2011
Sanchez Ridge, Lourdes -
Gavin, J. Patrick Lisulo, Angela Gavin, J. Patrick Grunzinger, Robert Costello, Maureen Mitchell, Janet Costello, Maureen DiGiacomo, Giovanni Costello, Maureen Depierro, Joseph Costello, Maureen Ancona, Cecilia Costello, Maureen Sarti, Elizabeth Costello, Maureen Shelton, Kevin Costello, Maureen Bulakowski, John Costello, Maureen Stevens, Richard Costello, Maureen Sarti, Elizabeth Dukes, Sara Fallon, Martin Dukes, Sara Rappaport, Peter Dukes, Sara Rappaport, Peter
Disclosure Insight, Inc. Disclosure Insight, Inc. Chrysalis Investment Management, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC -
Cooper Tire & Rubber Company Coca-Cola Company Prospectus Atlas Air Worldwide Holdings Inc Huntleigh Securities Corp Form X-17A-5 Super 8 Management Inc Fairfax Financial Holdings forms 6-K Summit Capital Partners WillWorkForInvestmentCapital.C om Run a-muk, LLC Registered Rep Certificates McCarthy Group, Inc Visa Inc McCarthy Capital Inc Contech Construction Products Inc Summit Green Tiger Citibank, NA as Trustee for LMT (Long Beach Mortgage Loan Trust) 2006-3 SB Properties LLC
11/2/2010 5/25/2011 11/2/2010 5/31/2011 11/3/2010 5/31/2011 11/2/2010 5/26/2011 11/3/2010 5/29/2011 11/3/2010 5/27/2011 11/3/2010 5/27/2011 11/3/2010 5/27/2011 11/3/2010
International Recreation Corporation Form 10-K 5/28/2011 Sleep Inn & Suites Allendale Gainesboro Telephone Co Laker Inn, LLC Contech Construction Products Holdings Inc Cephalon, Inc. Form 10-Q Exhibit 10.1 a Lazard Capital Markets LLC Form X-17A-5 for 2009 Glycogenesys, Inc. Form 10-Q Exhibit 10.1 First Boston Corp Form 10-K for 1970 GPC Biotech AG Form 20-F Exhibits 4.14 4.15 Donaldson Lufkin & Jenrette Form 10-K for 1970 11/3/2010 5/27/2011 11/3/2010 6/1/2011 9/27/2010 6/2/2011 9/27/2010 6/2/2011 9/27/2010 6/2/2011
11-00838-FOIA
Dukes, Sara
Deloitte Recap, LLC
11-00838-PUBS 11-00839-FOIA 11-00839-PUBS 11-00840-FOIA 11-00840-PUBS 11-00841-FOIA 11-00841-PUBS 11-00842-FOIA 11-00842-PUBS 11-00843-FOIA 11-00843-PUBS 11-00844-PUBS 11-00845-FOIA 11-00845-PUBS 11-00846-FOIA
Rappaport, Peter Dukes, Sara Juneja, Fahad Dukes, Sara Burka, Robert Dukes, Sara Lawrence, Dune Dukes, Sara Crain, Matthew Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Foley & Lardner LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
GPC Biotech AG Form F-1 Exhibits 10.1 10.2 10.3 10.4 10.5 10.6 10.9 10.10 10.11 10.12 10.13 Morgan Stanley CIK 0000895421 Form 10-K For 1986 GTx Inc Form 10-Q Exhibit 10.24 Xinhua Finance Ltd GTx Inc Amendment 1 to Form 8-k Exhibits 10.1 and 10.2 Great Atlantic & Pacific Tea Company 1962-64 Filings Urologix Inc Form 8-K Exhibit 10.1 Forest Laboratories Inc Form 10-K AutoImmune Inc Form 10-Q Exhibit 10.34 Netscape Communications Corp Form 10-K Nanogen Inc Form 10-Q Exhibits 10.2, 10.3, 10.4, and 10.5 Regulation S Comment Letters S7-9-88 Genimar Inc Form 10-K Ciphergen Biosystems, Inc. Form 8-K Exhibit 10.44 Argent Securities Trust 2006-M1 Certificates Gilead Sciences, Inc Form 10-K Exhibits 10.66, 10.67, 10.68, 10.71, 10.72, and 10.73
9/27/2010
6/2/2011 9/27/2010 6/2/2011 9/27/2010 6/2/2011 9/27/2010 5/31/2011 9/27/2010 6/2/2011 9/27/2010 6/3/2011 6/6/2011 9/27/2010 6/3/2011 9/27/2010
Vasanthakumar, Ashwini Bianco, Anthony Dukes, Sara Hanloh, Blair Dukes, Sara Deloitte Recap, LLC Deloitte Recap, LLC
11-00846-PUBS 11-00847-FOIA 11-00847-PUBS 11-00848-FOIA 11-00848-PUBS 11-00849-FOIA 11-00849-PUBS 11-00850-FOIA 11-00850-PUBS
Jones, Eric Dukes, Sara Salim, Asim Dukes, Sara Murphy, Elizabeth Dukes, Sara Hodgson, Alissa Dukes, Sara Elkus, Lawrence
Manatt, Phelps & Phillips, LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC -
Daily Program Trading Report For January 1994 6/3/2011 to December 1999 Gilead Sciences, Inc Form 10-K Exhibit 10.76 9/27/2010 Nike Inc 2010 ARS BioSphere Medical, Inc Form 8-K Exhibit 2.2 Engelhard Minerals & Chemicals Corporation Form 10-K Icagen, Inc Form 10-Q Exhibit 10.0 Motorola Inc IPO NxStage Medical, Inc. Form 10-Q Exhibit 10.1 Poly-Triplex Investors LLC Form D 6/3/2011 9/27/2010 6/3/2011 10/4/2010 6/3/2011 10/4/2010 6/6/2011
11-00851-FOIA 11-00851-PUBS 11-00852-FOIA 11-00852-PUBS 11-00853-FOIA 11-00853-PUBS 11-00854-FOIA 11-00854-PUBS 11-00855-FOIA 11-00855-PUBS 11-00856-FOIA 11-00856-PUBS 11-00857-FOIA 11-00857-PUBS 11-00858-FOIA 11-00858-PUBS 11-00859-FOIA 11-00859-PUBS 11-00860-FOIA 11-00860-PUBS 11-00861-FOIA 11-00861-PUBS 11-00862-FOIA 11-00862-PUBS 11-00863-FOIA
Dukes, Sara Zhou, Min Dukes, Sara Brewster, Keith Dukes, Sara Herold, Karen Dukes, Sara Joseph, Lawrence Dukes, Sara Fiscella, Matthew Dukes, Sara Fiscella, Matthew Dukes, Sara Locke, Patrick Dukes, Sara Johnson, Ernessa Dukes, Sara Jeanne, Megan Dukes, Sara Rice, Renee Dukes, Sara Kelly Esq, John Dukes, Sara Kelly Esq, John Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Thomson Reuters Deloitte Recap, LLC The Corporate Law Group Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Geron, Corp. Form 10-Q Exhibit 10.1 Cummins Inc Form 10-K Icagen, Inc. Form 10-Q Exhibit 10.1 Wright Medical Group Court Order Genome Therapeutics, Corp. Form 10-K Exhibits 10.62 and 10.63 Petroleo Brasileiro SA Prospectus Columbia Laboratories, Inc. Form 10-Q Exhibit 10.36 Bonanza Oil & Gas Inc Heska, Corp. Form 10-Q Exhibit 10.2 Stalker Advisory Services Digene, Corp. Form 10-K Exhibit 10.39 DALBAR Inc Gilead Sciences, Inc. Form 10-Q Exhibits 10.1, 10.2, and 10.3 Bernard L Madoff ADV or BLMS PharmAthene, Inc. Form 10-K, Exhibits 10.46 and 10.47. Bernard L Madoff Investment Securities LLC Form ADV Halozyme Therapeutics, Inc. Form SB-2 Exhibits 10.2 10.4 10.5 and 10.6 Morgan Stanley & Co Inc 34-28990 Harvard Bioscience, Inc. Form 10-Q Exhibit 10.1 Excellence in Advertising Guidant, Corp. Form 10-Q Exhibit 10.28 Richard Daniels Cepheid Form 10-Q Exhibit 10.5 Nacy H Blasberg Helix BioMedix, Inc. Form 10-K Exhibit 10.21 and 10.22 to Form 10KSB filed 3/31/2005 and Exhibit 10.21(a) to Form 10KSB filed 3/27/2006 Petroleum Enhancement Technology Corporation Middleburg Financial Corp. and Middleburg Financial Advisors Inc.
9/27/2010 6/7/2011 10/4/2010 6/8/2011 10/4/2010 6/7/2011 10/4/2010 6/9/2011 10/4/2010 6/6/2011 10/4/2010 6/6/2011 9/27/2010 6/7/2011 10/4/2010 6/7/2011 10/4/2010 6/7/2011 10/4/2010 6/9/2011 10/4/2010 6/9/2011 10/4/2010 6/9/2011 10/4/2010
11-00863-PUBS 11-00864-FOIA
Reed, Ashley O'Neill, Daniel
6/9/2011 11/3/2010
Nichols II, Charles Johnson, Ernessa Shufrin, David Sexton, John Laczay, Peter Barlyn, Suzanne Hamburg, Robert
Thomson Reuters Consulting Mining Geologist -
High Street Financial LLC FOIA Requests from Bloomberg for Citigroup iPlat4m, Inc james J. Hayes Civil Action 84-2223
6/10/2011 11/3/2010 6/10/2011 11/3/2010
Syracuse Minerals, Inc Form 10-K & 10-Q 1986 6/8/2011 Contract for Tips Complaints and Referrals 10/22/2010 database First Franklin Mortgage Loan Trust 2005 Form 8- 6/10/2011 K asset backed certificate series 2005-ff4 Wilmington Trust Co, Fifth-Third Bank, R+G Crown Bank Dimensional Fund Advisors Empire American Realty Trust, Inc 11/3/2010 6/13/2011 11/3/2010 6/10/2011 11/3/2010 6/10/2011 11/3/2010 6/10/2011 11/4/2010
11-00868-FOIA 11-00868-PUBS 11-00869-FOIA 11-00869-PUBS 11-00870-FOIA 11-00870-PUBS 11-00871-FOIA 11-00871-PUBS 11-00872-FOIA 11-00872-PUBS 11-00873-PUBS 11-00874-FOIA 11-00874-PUBS 11-00875-FOIA 11-00875-PUBS 11-00876-FOIA 11-00876-PUBS 11-00877-FOIA 11-00877-PUBS
Gingo, George ODoherty, Joe Rosenbaum, Tara Kamsler, Layne Slivka, Denise Newsom, Mary Martin, Sarah Gray, Stephanie Newsom, Kim Lang, Chris Dykes, Lindsay Zagorin, Adam Pollock, Frederick Pichardo, Vianny Oster Esq, Allan Ansley, Jeff Robinett III, Louis Rozycki, Stanley Parsons, Donn
A&L Goodbody Solicitors -
Atlanta Building Company Form D prior to 9/2008 Fenningham, Stevens & Dempster LLP Majestic Penn State Inc Stradley Ronon Stevens & Young, LLP NYSE Information Memos: 83-2, 83-15, 83-24, 84-33, and 85-26 R.D. Moody Associates, Inc. 1999 Records of Sale Bloomberg, LP NYSE letter from the SEC referenced in a No Action letter 400 Capital Management LLC Double Line Total Return Fund Project on Government Oversight Anderson Kill & Olick, P.C., -
San Diego Gas & Electric Co Exhibit 10.6 to 10K 6/13/2011 1990 Rajat K Gupta AP 3-14279 6/13/2011 David E Zilkha Microsoft employee AP 3-13913 Solitron Devices SECHQ104HO343 Verizon Federal Inc Nationwide Life Insurance Co 812-13495-07 Royal W. Carson, Jr Del-tex-Oil Company Adageo Energy Partners, LP No Action Letter re intrastate exemption 3A 11 and Rule 147 11/5/2010 6/13/2011 11/3/2010 6/13/2011 11/5/2010 6/13/2011 10/5/2010 6/13/2011
11-00878-FOIA 11-00878-PUBS 11-00879-PUBS 11-00880-FOIA 11-00880-PUBS 11-00881-FOIA 11-00881-PUBS 11-00882-FOIA 11-00882-PUBS 11-00883-FOIA 11-00883-PUBS 11-00884-FOIA 11-00884-PUBS 11-00885-FOIA
Cox, Colin Fifield, Matt Brown, Bethany Loder, Asjlyn Kilby, Steven Delia, Ron Windon, Melissa Cook, Tim Spiropoulos, Demos Koontz, Richard Leva, Anthony Helsel, Scott
Citizen Tribune Bloomberg News Kofax Inc Walton & Adams P.C.
Bernard L Madoff feeder funds Hanna MA Co Form 10-K Green Mountain Coffee Roasters, M Block and Sons Investor Complaints for USO UNG DBA DBC VBRICK SYSTEM INC REGDEX ClearCorrect Inc Morgan Stanley ABS Capital I Inc CDC copy of PSA ISM Holding Temple Inland Inc CERTNYS eMedHoldings REG D (FORM D) Rollins Truck Leasing Corp Form 10-K Exmovere Holdings, Inc. Comment and Response Letters NYNEX Corporation Form 10-K Maytag Corp. Form 8-K Exhibit 4.3 1989 indenture with First National Bank of Chicago Stericycle Inc Form 10-K Maytag Corp. Form 10-Q 1987 Exhibit showing indenture with First National Bank of Chicago
11/5/2010 6/14/2011 6/14/2011 7/22/2010 6/14/2011 11/7/2010 6/15/2011 11/8/2010 6/15/2011 11/8/2010 6/15/2011 11/8/2010 6/15/2011 11/5/2010
Parascandolo, Salvatore Hall, Trevor -
11-00885-PUBS 11-00886-FOIA
Butler, Tamara Hall, Trevor
6/16/2011 11/5/2010
11-00886-PUBS 11-00887-FOIA 11-00887-PUBS 11-00888-FOIA 11-00888-PUBS 11-00889-FOIA 11-00889-PUBS 11-00890-FOIA 11-00890-PUBS 11-00891-FOIA
Shoemaker, Joy Johnson, Ernessa Shoemaker, Joy Molenda, David Shoemaker, Joy Boddie, Paige Bay-Roode, Lynn Conte, Nicholas Molenda, David Raneri, Stephen
University of California - Irvine Thomson Reuters University of California - Irvine University of California - Irvine
File S7-891 Regulation D public comments 8/11 6/15/2011 to 10/5/1981 Royal Dutch Shell PLC 11/8/2010 File S7-4-88 Rule 144 public comments 11/1 to 6/15/2011 12/31/1988 Conns Inc 11/8/2010 6/15/2011 11/5/2010 6/15/2011 11/5/2010 6/15/2011 11/8/2010
File S7-23-88 Regulation D public comments 12/21/1988 to 2/6/1989 Cushman & Wakefield of Washington, SF-2 U.S. Government Lease for Real Property DC for 400 7th Street SW SEC Enforcement Manual that was in effect in 2000 Matthews International Corp. 10-Q Exhibit 10-1 CCH Inc Lion Eye Capital Management LLC Alta United Mines Co Form 1-F Comverse Technology Inc
Presher, Gordon Barrios, Sylvia Balcita, Jeffrey Conversano, Jim Franzen, Eric Gavin, J. Patrick Lawson, John Gavin, J. Patrick Gosa, Ken Gavin, J. Patrick Foulkrod, Thomas Gavin, J. Patrick Johnson, Ernessa Gavin, J. Patrick Payne, Jacob Gavin, J. Patrick Noelle, Francis Gavin, J. Patrick Mitchell, Matt Gavin, J. Patrick Henschel, Lisa Gavin, J. Patrick Montgomery, Thomas Gavin, J. Patrick Montgomery, Thomas Gavin, J. Patrick Shih, Jonathan Gavin, J. Patrick Bach, Thomas
Georgia-Pacific LLC FTI Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Wells Fargo Bank, N.A. Disclosure Insight, Inc. Thomson Reuters Disclosure Insight, Inc. Disclosure Insight, Inc. Dewey & LeBoeuf, LLP Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. National Corp. Disclosure Insight, Inc. National Corp. Disclosure Insight, Inc. Morgan Lewis Disclosure Insight, Inc. -
Solar Sentry Corp Form D Natural balance Pet Foods Inc. Form D James River Corporation of Virginia ADV Part II brochure for 8 companies Light Green Advisors Form ADVs Insulet Corp Eastman Kodak Company CT Order LifePoint Hospitals Inc Putnam Duofund Inc Form 10-K ManTech International Corp. Residential Mortgage Records NetLogic Microsystems Inc. Deutsche Bank Securities Inc- ADV's Norfolk Southern Corp California Micro Devices Corp QLogic Corporation Vestas Wind Systems AS Filing12G3-2B filed 04/28/2005 Immunogen Inc NRG Energy Inc Form 10-Q period ending 3/31/2011 Community Health Systems Inc Lehman XS TrustMortgage Pass through Certificates series 2005-2 BMC Software Inc Sovran Self Storage, Inc., Form S-11 on 6/19/1995 Rambus Inc Acadia Realty Trust Form 10-K on 12/31/1994 Neustar Inc Appleton Papers, Inc., No Action letter 7/3/2001 Cephalon Inc Ambers Stores, Inc., Form 10-K and Registration Statement
6/15/2011 11/5/2010 6/16/2011 11/5/2010 6/16/2011 11/4/2010 6/16/2011 11/4/2010 6/16/2011 11/4/2010 6/17/2011 11/4/2010 6/17/2011 11/4/2010 6/17/2011 11/4/2010 6/20/2011 11/4/2010 6/20/2011 11/4/2010 6/20/2011 11/4/2010 6/20/2011 11/4/2010 6/20/2011 11/5/2010 6/20/2011 11/5/2010 6/20/2011
Gavin, J. Patrick Bach, Thomas Gavin, J. Patrick Szyndlar, Erik Dukes, Sara Brindle, Robert Gavin, J. Patrick Lum, Galen Gavin, J. Patrick Gross, John Gavin, J. Patrick Barajas, Ramon Gavin, J. Patrick Rawles, Michael Gavin, J. Patrick Rawles, Michael Gavin, J. Patrick Rawles, Michael Gavin, J. Patrick Rawles, Michael Gavin, J. Patrick Barker, Romain Gavin, J. Patrick DeMartino, John Gavin, J. Patrick Pezaris, Margo Gavin, J. Patrick Ologide, Maxine Gavin, J. Patrick Stefflre, Gregory
Disclosure Insight, Inc. Disclosure Insight, Inc. Robert W. Baird & Company Deloitte Recap, LLC ServiceMaster Co. Disclosure Insight, Inc. Ernst & Young Disclosure Insight, Inc. Rosen Associates Management Corporation Disclosure Insight, Inc. Munger, Tolles, & Olsen, LLP Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Wellington Management Company, LLP Disclosure Insight, Inc. Disclosure Insight, Inc. -
Harris Corporation 202 Data Systems, Inc., Form 10-K and Registration Statement Chart Industries Inc CDW Corp aka CDW Computer Centers, Inc
11/5/2010 6/20/2011 11/5/2010 6/21/2011
Harvard Bioscience Inc Form 10-K Exhibit 10.18 11/4/2010 ServiceMaster Company Trimas Corp PDK Labs TransDigm Group Inc 6/21/2011 11/8/2010 6/21/2011 11/8/2010
A & P or Great Atlantic and Pacific Tea Company 6/21/2011 Riverbed Technology, Inc Form ADV's filed in 2008 & 2009 Mead Johnson Nutrition Co Smith Corona Marchant LogMeIn Inc Time Inc Logitech International SA Allied Paper Corporation fka Thor Corporation Landry's Restaurants Inc St Regis Corporation fka St Regis Paper Company Comscore Inc Blackbaud Belo Corporation OakTree Capital Group LLC 3D Systems Corp Wellington Management Company LLP Phillips Van Heusen Corp GA Legacy Inc & aka Grail Advisors LLC Service Corporation International Spreadtrum Communications Inc 11/8/2010 6/21/2011 11/8/2010 6/22/2011 11/8/2010 6/22/2011 11/8/2010 6/22/2011 11/8/2010 6/22/2011 11/8/2010 6/22/2011 11/8/2010 6/22/2011 11/8/2010 6/23/2011 11/5/2010 6/23/2011 11/5/2010 6/22/2011
Gavin, J. Patrick Rodina, Alexandra Gavin, J. Patrick Greene, Ron Gavin, J. Patrick Smith, Janet Gavin, J. Patrick Gaskill, Dathan Gavin, J. Patrick Cheng, David Gavin, J. Patrick Russell-Kraft, Derek Gavin, J. Patrick Glotzer, David Gavin, J. Patrick Stogdill, John Gavin, J. Patrick Raven, Curtis Gavin, J. Patrick Dykes, Lindsay Gavin, J. Patrick Delker, Valerie Gavin, J. Patrick Marich, Lynn Gavin, J. Patrick Marich, Lynn Gavin, J. Patrick Brown, Sherri Evans, David Pruitt, Brenda
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. S&P Money Market Directory Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research -
Henry Schein Inc General Mills Inc Form 10-K Tempur-Pedic International Inc Las Vegas Monorail Thomas & Betts Corp DA Davidson & Co Form BD USG Corp Residential Mortgage Records Central European Media Enterprises LTD Cleantech Group LLC Church & Dwight Co Inc Morgan Stanley / No Action Letter 6/24/1996 Cinemark Holdings Inc First of America Brokerage Service Inc No Action Letter 9/28/1995 CIT Group Inc Regency Energy Partners LP 10-K Lazard Ltd residential mortgage records Leggett & Platt, Inc Rajat K Gupta AP 3-14279 Lennar Corporation Lockheed Martin Corp Form 11-K LMI Aerospace Inc
11/5/2010 6/24/2011 11/5/2010 6/27/2011 11/5/2010 6/27/2011 11/5/2010 6/27/2011 11/9/2010 6/28/2011 11/9/2010 6/29/2011 11/9/2010 6/29/2011 11/9/2010 6/29/2011 11/9/2010 6/29/2011 11/9/2010 6/30/2011 11/9/2010 6/30/2011 11/9/2010
Morgan Stanley Smith Barney LLC Form X-17A- 6/30/2011 5 for 2010 & 2011 Luminex Corp 11/9/2010 Citigroup Global Markets Inc X-17A-5 for 2010 & 2011 Seacor Holdings Inc Columbia Precision Corp Form 8-K for 1973 Apex Bioscience Silicon Storage Technology S-1 or S-1A 6/30/2011 11/9/2010 6/30/2011 11/8/2010 7/5/2011
11-00936-FOIA 11-00936-PUBS 11-00937-FOIA 11-00937-PUBS 11-00938-FOIA 11-00938-PUBS 11-00939-FOIA 11-00939-PUBS 11-00940-FOIA 11-00940-PUBS 11-00941-FOIA 11-00941-PUBS 11-00942-FOIA 11-00942-PUBS 11-00943-FOIA 11-00943-PUBS 11-00944-FOIA 11-00944-PUBS 11-00945-FOIA 11-00945-PUBS 11-00946-FOIA 11-00946-PUBS 11-00947-FOIA 11-00947-PUBS 11-00948-FOIA
Evans, David Rea Esquire, Brandy Evans, David Reeves, Kay Evans, David Hiley, Ginger Reinhardt, Kelly Rothenstein, Marvin Reinhardt, Kelly Forster, Simon Reinhardt, Kelly Forster, Simon DePeau, Andrew Forster, Simon DePeau, Andrew Forster, Simon Reinhardt, Kelly Forster, Simon Reinhardt, Kelly Forster, Simon Reinhardt, Kelly Lawson, Elliott Wall, Lindsay Cohen, Thomas Wall, Lindsay
International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
DNX Therapeutics Certillman Balin Adler & Hyman No Action Letter 4/20/1992 Sepracor, Inc American Can Company Form 10-K 1985 Bio-Response Inc Residential Mortgage Records Emer O'Hanlon
11/8/2010 7/1/2011 11/8/2010 7/4/2011 11/8/2010 7/2/2011 11/8/2010
Uris Buildings Corp Annual Report for 1967 and 5/26/2011 1968 Joshua Alexander Resnick 11/8/2010 Amgen Inc Form 10-K Jericho Capital Asset Management LP Genentech Inc Form 10-K RoundKeep Capital Advisors Centocor Inc Form 10-K ERVIN E SHINDELL Chiron Corp Form 10-K Jericho Capital Partners II LP Genzyme Corp Form 10-K Jericho Capital Advisors LLC Biogen Inc Form 10-K Jericho Capital Partners LP US National Bank Association Form 144 Alec Neill Litowitz Pennwalt Corporation Form 10-K 7/6/2011 11/8/2010 7/6/2011 11/9/2010 7/6/2011 11/9/2010 7/6/2011 11/8/2010 7/6/2011 11/8/2010 7/6/2011 11/8/2010 7/6/2011 11/9/2010 7/6/2011
Magnetar Capital LLC aka Magnetar Financial 11/9/2010 LLC and Magnetar Investment Management LLC Nationwide VLI Separate Account 2 Prospectus Judith L Shandling DynaVox Inc IPO Prospectus Judith L Shandling 7/5/2011 11/10/2010 7/7/2011 11/10/2010
11-00948-PUBS 11-00949-FOIA 11-00949-PUBS 11-00950-FOIA
Bailiff, David Marcus, Sally Dreijer von Sydow, Eli b th Marcus, Sally
Nationwide EACM Advisors, LLC Handelsbanken Capital Markets EACM Advisors, LLC
Gandbhir, Gauri Marcus, Sally Youngquist, Dean Marcus, Sally Wilson, Gregory Marcus, Sally Karpman, Samantha Marcus, Sally Cleeton, Kyle Marcus, Sally Frejlich, Jakub Marcus, Sally Dolan, Alan Marcus, Sally Shaddy, Thomas Marcus, Sally Arnold, Tom Marcus, Sally Thornley, Mary Marcus, Sally Marcus, Sally Arnold, Tom Marcus, Sally Levin, Noah Marcus, Sally Aronsson, Daniel Marcus, Sally Zimniok, Karl-Eric
Office of Financial Regulation EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Warsaw Stock Exchange EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Tangent Capital EACM Advisors, LLC EACM Advisors, LLC CivicPartner
Wall Street Money Management Group Inc or Peter Bruno Christina Kelerchian The Heritage Group Inc Form BD and The Heritage Group of Deleware Inc Sydney Goff Silver Butte Mining Company Form 10 in 1968 Noriko Watanabe Recent Form 8-Ks Joseph B Hudepohl OPT Sciences Corp various filings Timothy M Leahy Self Regulatory Organizations registered with SEC Jeffrey Rabinowitz Residential Mortgage Records Scott Kolar IBP Inc Iowa Beef Packers Andrew F Pyne Rule 10A-1 report described in SEC 34-59748 David G Shell Insta Matic Corporation Steven M Barry List of Registered Hedge Funds Goldman Sachs Group of Companies Inc Proposed Rules sent to NYSE by Joseph Kennedy in 1935. Goldman Sachs Global Holdings LLC EF Hutton Co. CorpFin letter dtd 12-3-1985 Goldman Sachs & Co ELECTRONIC ARTS INC ARS Annual Report to Shareholders Goldman Sachs Group Inc CUSIP Numbers
7/7/2011 11/10/2010 7/6/2011 11/10/2010 7/7/2011 11/10/2010 7/7/2011 11/10/2010 7/7/2011 11/10/2010 7/8/2011 11/10/2010 7/10/2011 11/10/2010 7/11/2011 11/10/2010 7/11/2011 11/10/2010 7/8/2011 11/10/2010 7/12/2011 11/10/2010 7/12/2011 11/10/2010 7/11/2011 11/10/2010 7/12/2011 11/10/2010 7/14/2011
Gherghiceanu, Hermine -
Marcus, Sally Wiginton, Anthony Marcus, Sally Dolan, Alan Marcus, Sally Lee, Brian Marcus, Sally Forster, Simon Marcus, Sally Doman, Andrew Marcus, Sally Jeffers, John Marcus, Sally Snyder, Gene Marcus, Sally Snyder, Gene Marcus, Sally Snyder, Gene Marcus, Sally Greeley, James Marcus, Sally Greeley, James Marcus, Sally Greeley, James Marcus, Sally Leland, Hank Marcus, Sally Gallinari, Christina Marcus, Sally
EACM Advisors, LLC CKE Restaurants, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC HughesNet EACM Advisors, LLC HughesNet EACM Advisors, LLC HughesNet EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Goldman Sachs Asset Management LP Wendys International Inc Form 10-K and various 10-Qs Global Currents Investment Management LLC Residential Mortgage Records Barbara Manning Surge Components Inc Forms SB-2 8-A12b 8A12g and 1996 Form 8-A Terrance Murphy Immunex Corp Form 10-K Ibrahim N Kagundu Harnischfeger Form 10-Q's and 8-K from 1997 to 1999 Lisa Ann Lenza Oregon Aesthetic Technologies Form REG D Michael T Dieschbourg Fifth Third Bancorp Form 10-K Elisa A Mazen Horizon Bancorp Form 10-K George F Foley Chemical Financial Corporation Form 10-K Safa R Muhtaseb Yucaipa One Stop Partners LP Form REG D Sean M Bogda Yucaipa AEC Associates LLC Form REG D Paul D Ehrlichman AEC Associates LLC Form REG D Heather Lynne Harris HCP Inc CT Order dated 7/18/2011 Gayla Lynette Mathis
11/10/2010 7/14/2011 11/10/2010 7/13/2011 11/10/2010 7/14/2011 11/10/2010 7/15/2011 11/10/2010 7/18/2011 11/10/2010 7/18/2011 11/10/2010 7/16/2011 11/10/2010 7/16/2011 11/10/2010 7/16/2011 11/10/2010 7/15/2011 11/10/2010 7/15/2011 11/10/2010 7/15/2011 11/5/2010 7/18/2011 11/5/2010
Tishman Liquidating Corp and Teeco Propertiers 7/19/2011 LP Kevin Alan O'Neal 11/5/2010
11-00979-PUBS 11-00980-FOIA 11-00980-PUBS 11-00981-FOIA 11-00981-PUBS 11-00982-FOIA 11-00982-PUBS 11-00983-FOIA 11-00983-PUBS 11-00984-FOIA 11-00984-PUBS 11-00985-FOIA 11-00985-PUBS 11-00986-FOIA 11-00986-PUBS 11-00987-FOIA 11-00987-PUBS 11-00988-FOIA 11-00988-PUBS
Gallinari, Christina Marcus, Sally Cochrane, Mary Marcus, Sally Fehrenbach, Isaac Marcus, Sally Jordan, Allan Marcus, Sally Dhingra, Brian Marcus, Sally Walker, Matthias Marcus, Sally Vernon, Cathleen Marcus, Sally Stanescu, Anca Marcus, Sally Stanescu, Anca Marcus, Sally Burky, Sarah
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC -
Tisman Realty & Construction Co Inc and Teeco 7/19/2011 Properties LP Form 10-K Laurence Hugh Lebowitz 11/10/2010 Residential Mortgage Records Form 8-K Benjamin J Heller MEMC Electronic Form 11-K Anders I.O. Westin Greyhound Corporation Form 10-Q Timothy Alexander Ryan Berkshire Hathaway Inc Form 13F-HR Mark D Godvin Dillard Inc Schedules 13D Reports Jeffrey D Estes Chemetron Corporation Form 8-K John Baker Gentry Jr Engelhard Corporation Form 10-K Jon Ludwig Mosle III Engelhard Corporation Form 10-K 1975-1985 Richard Lloyd Booth Jr Report of the Special Study of the Options Market House Committee on Interstate and Foreign Commerce 2/15/1979 Carol Jane Biondo Hospira Inc Form 11-K Jamiel Andrew Akhtar Gannett Co Inc Form 11-K David Costen Haley William Edward Rose Raymond Jay Lane aka Ray Jay Lane of Kleiner Perkins Caufield & Byers KPCB Kleiner Perkins Caufield & Byers KPCB David Alexander Lamond Artis Capital Management LP Ester Eckerling Goodman 7/18/2011 11/5/2010 7/18/2011 11/5/2010 7/18/2011 11/5/2010 7/18/2011 11/5/2010 7/18/2011 11/5/2010 7/18/2011 11/5/2010 7/19/2011 11/5/2010 7/19/2011 11/5/2010 7/19/2011
11-00989-FOIA 11-00989-PUBS 11-00990-FOIA 11-00990-PUBS 11-00991-FOIA 11-00992-FOIA 11-00993-FOIA 11-00994-FOIA 11-00995-FOIA 11-00996-FOIA 11-00997-FOIA
Marcus, Sally Tack-Hooper, Molly Marcus, Sally Reger, Andrew Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Wall, Lindsay DePeau, Andrew
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
11/5/2010 7/19/2011 11/5/2010 7/19/2011 11/5/2010 11/5/2010 10/9/2010 11/9/2010 11/4/2010 11/4/2010 11/4/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Johnson, Ernessa Dukes, Sara
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Thomson Reuters Deloitte Recap, LLC
Cabot Microelectronics Corp Cathay General Bancorp CBS Corp Central European Distrubution Corp Ciena Corporation Cincinnati Financial Corp Community Bank System Inc Paychex Inc Porter Bancorp Inc Prestige Brands Holdings Inc Tremont Partners Inc Idenix Pharmaceuticals, Inc Exhibits 10.18.1, 10.23, 10.24 and 10.27 on Amendment 3 to Form S-1 on 7/6/04 Idenix Pharmaceuticals, Inc. Exhibits 10.14, 10.15, 10.16, 10.17, 10.18, 10.21, and 10.25 on Form S-1 on 12/15/03. Idenix Pharmaceuticals, Inc. Exhibit 10.16 on Form 10-K Idenix Pharmaceuticals, Inc. Exhibit 10.1 Form 10-Q Idenix Pharmaceuticals, Inc. Exhibit 10.14 on Form 10-K ArQule, Inc. Exhibit 10.1 on Form 10-Q Velcera, Inc. Exhibit 10.1 on Form 10-Q Human Genome Sciences Exhibit 10.22 on Form 10-K Advanced Tissue Sciences, Inc. Exhibits 10.20 (a), 10.20 (b), 10.20 (c), 10.22 (a), and 10.22 (b) filed on Form 10-K Advanced Tissue Sciences, Inc. Exhibit 10.1 on Form 10-Q Hollis-Eden Pharmaceuticals, Inc. Neurocrine Biosciences, Inc TorreyPines Therapeutics, Inc Icos Corp. Exhibit 10.1 Form 8-K Icos, Corp. Exhibit 10.1 on Form 8-K
11/10/2010 11/10/2010 11/10/2010 11/10/2010 11/10/2010 11/10/2010 11/10/2010 11/10/2010 11/10/2010 11/10/2010 11/8/2010 10/11/2010
11-01010-FOIA
Dukes, Sara
Deloitte Recap, LLC
10/11/2010
10/11/2010 10/11/2010 10/11/2010 10/11/2010 10/11/2010 10/11/2010 10/11/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
10/11/2010 10/11/2010 10/11/2010 10/11/2010 10/11/2010 10/11/2010
11-01024-FOIA
Dukes, Sara
Deloitte Recap, LLC
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Lahad, John Rymin, Pam
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Susman Godfrey L.L.P. Buckley & Klein, LLP
Hollis-Eden Pharmaceuticals, Inc. Exhibits 10.42, 10.43, 10.44, 10.45, 10.46, and 10.47 on amendment 1 to Form 10-Q Hollis-Eden Pharmaceuticals, Inc. Exhibit 10.52 on Form 10-K Icagen, Inc. Exhibits 10.19 and 10.20 on amendment 3 to Form S-1 Icagen, Inc. Exhibits 10.15, 10.16, and 10.17 on Amendment 1 to Form S-1 Icagen, Inc. Exhibit 10.14 on Amendment 2 to Form S-1 Securities America Inc American Pegasus Funds, Synergy Acceptance Corp., Benjamin Chui, and Charles Hall Vegasoul Capital Management Forester Capital, LLC., Forester Performance, LLC., Trent Carmichael, and exam deficiency letters Al Rizek File No. 3-9041 Southern Union Co Sun Healthcare Group Inc Sunoco, Inc Superior Industries International, Inc. TW Telecom, Inc Valassis Communications, Inc. Valero Energy Corporation Vasco Data Security International Inc. Vector Group Ltd Virage Logic Corp Steven P. Grimes Dennis K. Holland Shane C. Garrison Gerald M. Gorski Inland Western Retail Real Estate Trust, LLC IWRRET, LLC Inland US Management, LLC
10/11/2010
10/11/2010 10/11/2010 10/11/2010 10/11/2010 11/5/2010 10/29/2010
11-01032-FOIA 11-01033-FOIA
Hindocha, Kunal Casdia, Christopher
Brown University Investment Office Homrich Berg
11/8/2010 11/9/2010
Brown, Anita Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Thomson Reuters Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
11/9/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Stuller, Nicholas Johnson, Ernessa Casselman, Ben Sowan, Richard Coles, Albert Zernik, Joseph Jerdine, Anthony Whitehouse, Kaja Johnson, Ernessa Conversano, Jim Johnson, Ernessa Reisinger, Gregory Barnes, Jess Coles, Albert Kao, Roger
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Thomson Reuters New York Post Thomson Reuters FTI Thomson Reuters Summer Street Research Partners Goldman Sachs & Co.
Inland Holdco Management, LLC Inland Western Retail Real Estate Advisory Services LLC Inland Western Acquisitions Inc Inland Pacific Property Services LLC Inland Western Plymouth 5 LLC Inland Western Springfield Boston, LLC Intervest Southern Real Estate Corporation The Inland Real Estate Group Con-Way, Inc. MCG Capital Corp Mednax Inc. Willis Group Holdings Ltd Registered Investment Advisers file for 20052009 Fairfield Greenwich Bermuda LTD ADVs. Occidental Petroleum Corp. and Joel Lehman Complaint Travis Wolf LLP settlement with PCAOB
11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/15/2010 11/15/2010 11/15/2010 11/15/2010 11/10/2010 11/8/2010 11/10/2010 11/13/2010
Financial Design Associates Inc. Apno. 3-12827 11/12/2010 transcript of Albert L Coles Jr. Bank of America 1:09-cv-06829 proceedings 11/12/2010 Washington Mutual Bank Whistleblower Complaint data since Dodd-Frank passed Sovereign Bank Corp and Banco Santander purchase & NYSE decision ADV Part II Brochures for Goldman Sachs and Oak Tree Capital Theodore W. Urban of Ferris Baker Watts APNo. 3-13655 Allstate Insurance Company Delcath Systems CT Orders 11/1/2010 11/10/2010 11/8/2010 11/10/2010 11/12/2010 11/10/2010 11/11/2010
Financial Design Associates INC. APNo 3-12827 11/12/2010 transcript of Barney Glaser Apollo Group Inc. Form 144 by Peter and John 11/10/2010 Sperling.
Kurtin, Deborah Suri, Sunil McGannon, John Andrews, Chris Aguirre, Gary Ganje, David LeHew, Lauren Solomon, Joel Dukes, Sara Dukes, Sara Dukes, Sara Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Cushman and Wakefield of Washington D.C., Inc. Windels Marx Lane & Mittendorf, LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
RE Loans LLC SF-03429 AAON Inc Pittsburgh & West Virginia Railroad Exhibit 10 to Company 10-K OIG Report 531 Tyco International Froelich transcript David E Zilkha of Microsoft AP 3-13913 SENDME INC Form D Government lease for 400 7th Street SW in Washington DC Austin Capital Management, Ltd. Halozyme Therapeutics Inc. Exhibit 10.1 to Form 8-K Halozyme Therapeutics Inc. Exhibit 10.9 on Form 10-Q Halozyme Therapeutics Inc. Exhibit 10.19 on Form 10-K Sands Capital Management, LLC Frank M. Sands Jr Benjamin H. Nahum Scott A. Hoina Andrew S. Komaroff William A. Arnold George H. Walker Kevin Handwerker Alan D. Lafer Amit Solomon Stanley G. Lee Rand W. Gesing A. Michael Sramek James F. McAree Sunhil H. Thakor Neuberger Berman Holdings Inc Joseph Vincent Amato Brad Elliot Cetron John Alexander Dorogoff
11/15/2010 11/15/2010 11/15/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 10/4/2010 10/4/2010 10/4/2010 11/12/2010 11/12/2010 11/12/2010 11/15/2010 11/14/2010 11/14/2010 11/14/2010 11/14/2010 11/14/2010 11/14/2010 11/14/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
DJG Small Cap Value Fund LP Neuberger Berman LLC Neuberger Berman Management LLC Dennis E. Adams Jr Robert C. Puff Deborah L Burtner Lisa M. Grozio Frank M. Sands Sr Robert C. Hancock Thomas M. Ricketts David E. Levanson HBK Hong Kong Ltd HBK Services LLC HBK Europe Management LLP HBK Global Securities LP HBK Virginia LLC HBK New York LLC HBK SLV LP HBK Corporate Feeder Fund LP HBK Fund LP HBK Offshore SLV LP HBK Fund II LP HBK Offshore Fund Ltd HBK Offshore Fund II LP HBK Intermediate Fund II LP HBK Capital Ltd HBK Master Fund LP HBK Partners I LP HBK Partners II LP HBK Management LLC HBK Investments LP HBK Capital Management
11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/12/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010
Marcus, Sally Wall, Lindsay Mierzejewski, Mark Marcus, Sally Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Bass, Frank Bass, Frank Bass, Frank Bass, Frank Bass, Frank
EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Bloomberg News Bloomberg News Bloomberg News Bloomberg News Bloomberg News
Richard C. Perry Ross Steven Laser Xiao Song Randall Borkenstein Perry Corporation
11/11/2010 11/10/2010 11/12/2010 11/11/2010 11/11/2010
Jon R. Bauer of Contrarian Capital Management 11/11/2010 LLC Contrarian Capital Management, LLC 11/11/2010 Contrarian Capital Advisors LLC Contrarian Capital Fund II LP Contrarian Capital Fund I LP Contrarian Capital Finance LP Contrarian Capital Placements LLC Contrarian Capital Finance Enhanced LP Contrarian Capital Trade Claims LP Archer Daniels Midland Company 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/11/2010 11/16/2010
AT&T Inc. (formerly SBC Communications, Inc.) 11/16/2010 Autozone Inc. Electro Scientific Industries, Inc Freeport-McMoRan Copper & Gold Inc Kraft Foods Inc. PNM Resources Inc Protective Life Corp Symantec Corporation Time Warner Inc Correspondence from Representative Boehner, OH since Jan. 1 2010 Correspondence from Representative Cantor, VA since Jan. 1 2010 Correspondence from Representative Hensarling, TX since Jan. 1 2010 Correspondence from Representative Ryan, WI since Jan. 1 2010 Correspondence from Representative Bachus, AL since Jan. 1 2010 John Eric Jeb Paul Spencer 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/15/2010 11/10/2010 11/10/2010 11/10/2010 11/10/2010 11/10/2010
Bass, Frank Bass, Frank Bass, Frank Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Bloomberg News Bloomberg News Bloomberg News Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Correspondence from Representative Michele Bachmann, MN since Jan. 1 2010 Correspondence from Representative Dave Camp, MI since Jan. 1 2010 Correspondence from Representative Darrell Issa, CA since Jan. 1 2010 Gilead Sciences, Inc. Exhibit 10.64 on Form 10Q Cornerstone Therapeutics, Inc. Exhibit 10.3 on Form 10-Q athenahealth, Inc. Exhibit 10.3 on Form 10-Q Alseres Pharmaceuticals, Inc. Exhibit 10.6 on Form 10-Q Occulogix, Inc. Exhibit 10.37 on Form 10-K Auriga Laboratories, Inc. Exhibit 10.33 on Form 10-K Verenium, Corp. Exhibits 10.60 and 10.61 on Form 10-K Atlus Pharmaceuticals, Inc. Exhibit 10-1 on Form 10-Q Aspect Medical Systems, Inc. Exhibit 10.6 on Form 10-Q Interleukin Genetics, Inc. Exhibit 10.2 on Form 10-Q Antigenetics, Inc. Exhibit 10.4 on Form 10-Q ArthroCare, Corp Exhibit 10.53 on Form 10-Q Cubist Pharmaceuticals Exhibits 10.47, 10.52, 10.54, 10.55, 10.56, and 10.59 on Form 10-K Cardica, Inc. Exhibits 10.7 and 10.9 on Amendment 1 to Form S-1 VIVUS, Inc. Exhibit 10.2 on Form 8-K
11/10/2010 11/10/2010 11/10/2010 10/25/2010 10/18/2010 10/18/2010 10/18/2010 10/25/2010 10/25/2010 10/25/2010 10/25/2010 10/25/2010 10/25/2010 10/18/2010 10/18/2010 10/18/2010
10/25/2010 10/25/2010
Advanta, Corp. Exhibit 10.1 filed on Form 10-Q 10/25/2010 MedQuist, Inc. Exhibit 10.1 on Form 10-Q 10/18/2010
Facet Biotech, Corp. Exhibit 10.18 on 10/25/2010 Amendment 2 to Form 10 Helix BioMedix, Inc. Exhibit 10.16 on Form 10- 10/25/2010 Q Memory Pharmaceuticals, Corp Exhibit 10.32 on 10/25/2010 Form 10-K
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Sampson, Alan Cox, Colin Ho, Patricia Dukes, Sara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Benckenstein & Oxford L.L.P. Sheridan Ross PC Deloitte Recap, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Omeros, Corp. Exhibit 10.42 on Amendment 3 to Form S-1 Icagen, Inc Exhibit 10.1 on Form 10-Q Cumberland Pharmaceuticals, Inc. Exhibit 10.6.1 on amendment 10 to Form S-1 Cumberland Pharmaceuticals, Inc. Exhibits 10.4, 10.5, and 10.7 on Form S-1 Momenta Pharmaceuticals, Inc. Exhibit 10.1 on Form 10-Q Momenta Pharmaceuticals, Inc. Exhibit 10.18 on Form 10-K The Medicines Company Exhibits 10.2, 10.3 and 10.4 on Form 10-Q The Medicines Company Exhibit 10.2 on Form 10-Q FoxHollow Technologies, Inc. Exhibit 10.14 on Form 10-Q FoxHollow Technologies, Inc. Exhibit 10.21 on Form 8-K NxStage Medical, Inc. Exhibit 10.1 on Form 10Q NxStage Medical, Inc Exhibit 10.29 on Form 10K Icagen, Inc. Exhibit 10.1 on Form 10-Q Adolor Corp Exhibit 10.4 on Form 10-Q Adolor Corp Exhibit 10.2 on Form 10-Q Centene Corp Exhibit 10.1 on Form 10-Q Centene Corp. Exhibit 10.1 on Form 10-Q Endo Pharmaceutical Holdings, Inc Exhibit 10.32 on Form 10-Q Endo Pharmaceutical Holdings, Inc Exhibits 10.32.4 on Form 10-Q MT Glenross and Sunoco Berth No. 5, Nederland, TX Arthur Nadel, et al., 8:09-cv-87-T-26TBM Select Sector SPDR Trust Centene Corp. Exhibit 10.2 on Form 10-Q Alexandria Real Estate Equities Inc Ameristar Casinos Inc Avery Dennison Corporation EOG Resources, Inc
10/25/2010 10/25/2010 10/18/2010 10/18/2010 10/25/2010 10/18/2010 10/18/2010 10/18/2010 10/18/2010 10/18/2010 10/25/2010 10/25/2010 10/18/2010 10/25/2010 10/18/2010 10/18/2010 10/18/2010 10/25/2010 10/18/2010 11/5/2010 11/11/2010 11/12/2010 10/18/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Moyer, Liz Dukes, Sara Cox, Colin Molenda, David
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Forbes.com Deloitte Recap, LLC Wolters Kluwer Law & Business
Euronet Worldwide Inc Gibraltar Industries, Inc RealNetworks Inc Rockwood Holdings, Inc Sun Life Financial, Inc Wal-Mart Stores, Inc AMIT M. MALHOTRA Frank M. Sands, Jr Frank M. Sands, Sr. Robert C. Hancock Robert C. Puff Thomas M. Ricketts David E. Levanson A. Michael Sramek Sunil H. Thakor Dennis E. Adams, Jr. Deborah L. Burtner Lisa M Grozio Amy Schwartz Croen Derek Joseph Pawlak Katrina Marie Ellenberg Kristin Mia Amborn Michelle Jean Picard William Arthur Priebe William F. Schneider William Scott Priebe Pequot Capital Management testimony of Ned Segal and Matthew Maslow Gilead Sciences Inc exhibits 10.56 and 10.57 Charles Schwab Corp Securites Litigation Case No. 08-01510 Siddharth Gandhi
11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 9/27/2010 11/17/2010 11/17/2010
Anderson, Toni Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas Rumetshofer, Gerald Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Komet Anlageberatung GmbH International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Chase Home Finance LLC residential mortgage records Geneva Capital Management Ltd Viking Global Investors LP Ole Andreas Halvorsen Jr aka O Andreas Halvorsen Coatue Management LLC Phillippe P Laffront Bernard L. Madoff Investment Securities and HSBC Holdings PLC Perpetual Energy Systems Shawn Horwitz Joseph Rodriguez Sharon Goldstein Michael Streams Mario Gabelli Aviv Nevo Morris Goldfarb Lisa Pickrum H. Van Sinclair Robert L. Johnson RLJ Companies RLJ Development RLJ urban Lodging Funds RLJ Equity Partners RLJ Financial RLJ Insurance Services RolloverSystems RLJ Western Asset Management Pharmion Corp Peptommune, Inc Nucleonics, Inc Inhibitex, Inc GlycoMimetics
11/16/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/16/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/17/2010 11/19/2010 11/17/2010 11/17/2010 11/17/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Rumetshofer, Gerald Jones, Ronald Inglese, Tara Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Komet Anlageberatung GmbH
Eximas Pharmaceutical Corp New Enterprise Associates Medimmune Inc. NEA 11 GP, LLC Life Technologies, Inc. Molecular Oncology Inc North American Vaccine, Inc Iomai Corp CIMA Rockville Economic Development Inc Shire Laboratories Inc Supernus Pharmaceuticals Michael James Barrett Russell P. Wilson Jack A Khattar Eagle Rock Energy Partners L P Emeritus Corporation Energy Transfer Equity, L.P. EPIQ Systems, Inc Erie Indemnity Co Esco Technologies Inc. Essex Property Trust Inc Ethan Allen Interiors RBC Bearings, Inc Roper Industries Inc
11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/17/2010 11/16/2010 11/17/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/16/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/19/2010 11/16/2010 11/16/2010 11/19/2010 11/19/2010 11/19/2010
Bernard L Madoff Investment securities and UniCredit Bank Austria AG University of Cincinnati College of Law Arbitration Procedures Rel No 34-59358 FINRA response to SEC Nyes Ledge Capital Management, LLC Daniel Goldring Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Jesse Robert Lovejoy aka Bob Lovejoy Cato Corp Schlumberger Limited aka Schlumberger NV
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Zitzelberger, Carol Oelund, John Yaqoob, Danish Zilka, Diane Fong, Sandy Bush, Larry Weaver, William
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Grant & Eisenhofer P.A. -
Skechers USA Inc Smucker J M Co Solutia Inc Sonosite Inc South Jersey Industries Inc Union Pacific Corporation Unisource Energy Corp Cato Corp Schlumberger Limited aka Schlumberger N V Skechers USA Inc Odyssey Diversified bVisual S A bVisual Group Ltd Form D Adaptive Fund LP Apollo Group and University of Phoenix Potash One Inc FOIA Guidance Fees and Contracts
11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/19/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/19/2010 11/12/2010
Goldman Sachs submission to SEC Re Valuation 11/21/2010 & Pricing related to Transactions with AIG Residential Mortgage History SEC staff letter from Market Reg to NASD Nov 1993 deducting from net worth the value of fixed assets SEC staff letter to NYSE No 92-4 January 1992 whole loan mortgages SEC staff letter to NYSE No 06-5 June 2006 Non Marketable Securities et al SEC Staff letter to NYSE No 03-3 April 2003 Non Marketable Securities Collateralizing Reverse Repurchase Transactions Cycle Gear Inc Elliot Management Corporation International Cellular Accessories aka Image Metrics Inc Effectiveness Notice National Association of Realtors No Act Letter 11/19/2010 11/19/2010
11-01332-FOIA 11-01333-FOIA
Angel, Dan Clark, Collins
11-01334-FOIA 11-01335-FOIA 11-01336-FOIA
Clark, Collins Clark, Collins Clark, Collins
11/19/2010 11/19/2010 11/19/2010
Spigner, Robert Hindocha, Kunal Feldman, Spencer Andres, Jonathan
Brown University Investment Office Greenberg Traurig, LLP -
11/16/2010 11/16/2010 11/18/2010 11/18/2010
Barr, David Barr, David Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara McClanahan, Kel
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC National Security Counselors
Haley Reeves Barbour Newton Leroy Newt Gingrich Vical Inc Xenogen Corp Neurobiological Technologies Inc NeurogesX Inc NuVasive Inc NxStage Medical Inc Interleukin Genetics Inc Interleukin Genetics Inc
11/18/2010 11/18/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/17/2010
11-01352-FOIA 11-01353-FOIA
Inglese, Tara McClanahan, Kel
Proposed Rules for Implementing the Whistleblower Provisions of SEC 21F - October 25 meeting documents Nyes Ledge Capital Management, LLC Kenneth Bauso Proposed Rules for Implementing the Whistleblower Provisions of SEC 21F - October 12 meeting documents Nyes Ledge Capital Management, LLC Eric W. Mandelblatt Nyes Ledge Capital Management, LLC Gaurav Kapadia Proposed Rules for Implementing the Whistleblower Provisions of SEC 21F Communications with regulated industry Nyes Ledge Capital Management, LLC Scott Friedman Nyes Ledge Capital Management, LLC Steve Johnson and Soroban Capital Partners Nyes Ledge Capital Management, LLC Vito Tanzi International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Alliant Asset Company II, LLC Alliant Asset Company, LLC Alliant Asset Management Company II LLC Alliant Asset Management Company LLC Alliant GP 42 LLC Alliant Holdings of Commerce, LLC Alliant Holdings of Desert Run II LLC Alliant Holdings of Heritage Gardens LLC Alliant Holdings of Redlands, LLC National Security Counselors National Security Counselors
11/16/2010 11/17/2010
11-01354-FOIA 11-01355-FOIA 11-01356-FOIA
Inglese, Tara Inglese, Tara McClanahan, Kel
11/16/2010 11/16/2010 11/17/2010
Inglese, Tara Inglese, Tara Inglese, Tara Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
11/16/2010 11/16/2010 11/16/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010
Costello, Maureen Marcus, Sally McArthur, David Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Dukes, Sara Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
International Business Research EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Deloitte Recap, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Alliant Holdings of Regency, LLC Shumway Capital Management LLC Strong Cobb Arner Inc nka Bryant Pharmaceutical Thompson Siegel & Walmsley Peter G Jepsen Graham Capital Management LP Niraj Raj Arunkumar Mehta DB Special Opportunities Offshore LLC Fortress Global Macro Fund LP Drawbridge Special Opportunities Fund LP Drawbridge Special Opportunities GP LLC DB Special Opportunities LLC Fortress Global Macro Fund Ltd Drawbridge Special Opportunities Fund Ltd Fortress Macro Master GP LLC Fortress Macro GP LLC Fortress Investment Group LLC Fortress Macro Advisors LLC Heska Corp Exhibits 10.30, 10.31, 10.32, 10.33, and 10.34 on Form 10-K Drawbridge Special Opportunities Advisors LLC Randal A Nardone Daniel H Mudd Robert I Kauffman Wesley R Edens Adam Levinson Michael Novogratz Michael Cohen Rory Babich Anna Chefter Pat Dennis Rick Noble
11/18/2010 11/18/2010 11/22/2010 11/18/2010 11/19/2010 11/19/2010 11/19/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 10/4/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Marc Furstein Glenn Cummins Dean Dakolias Peter Briger Old Mutual (US) Holdings Old Mutual PLC OM Group Limited William M. Bellamy Thomas W. Coleman Paul A. Ferwerda Lawrence E. Gibson Alfred Gordon Goodykoontz Brett P. Hawkins Elizabeth Cabel Jennings John S. Pickler Pentwater Capital Management LP Frank H. Reichel Herbert B. Thomson Matthew G. Thompson Charles J. Wittmann Horace P. Whitworth Lori Anderson Jesaga Advisers LLC Parallax Fund LP Kenneth D Libby Vantage Point Partners LP Joel Michael Greenblatt Gotham Asset Management LLC Gotham Captial LP Brian Peter Riano Claren Road Asset Management LLC Claren Road Capital LLC
11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/18/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010
Reinhardt, Kelly Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Ward, Adrienne Marsh, Kevin Womack, Jess Migliorelli, Andrea Weiss, Miles Weiss, Miles Weiss, Miles
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Ellenoff Grossman & Schole LLP Bloomberg, LP Bloomberg, LP Bloomberg, LP
Olga Chernova Jason Ryan Schwartz Sancus Capital Select Partners LP Sancus Capital Management LP Sancus Capital LLC Sancus Capital Advisors LLC Ricardo J Adrogue Jr Wellington Management Company Incara Pharmaceuticals, Corp Exhibit 10.91 on Form 8-K Cor Therapeutics, Inc Exhibit 10.35 on Form 10K Cortex Pharmaceuticals, Inc. Exhibit 10.67 on Form 10-Q Obagi Medical Products Inc. Exhibits 10.50 and 10.51 on form 10-K Aspect Medical Systems, Inc. Exhibit 10.1 on Form 10-Q Xenogen Corp Exhibit 10.26 on Amendment 4 to Form S-1 Xenogen Corp Exhibits 10.22 and 10.25 on Amendment 2 to Form S-1 Savient Pharmaceuticals Inc Exhibit 10.1 on Form 10-Q NxStage Medical Inc Exhibit 10.43 on Form 10Q Solexa, Inc.
11/23/2010 11/23/2010 11/22/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010 11/1/2010
Targeted Genetics, Corp. Exhibit 10.11 on Form 11/1/2010 10-K targeted Genetics Corp Exhibits 10.8 and 10.14 11/1/2010 on Form S-1 IBSG International 10/19/2010 Sparkbase LLC Sanford D. Coggins dba The Coggins Co. Form ADV 2006-2008 Searchandise Commerce Inc Level Global LP Level Global Overseas Ltd Level Radar Fund Ltd. 11/19/2010 11/21/2010 11/22/2010 11/23/2010 11/23/2010 11/23/2010
Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles Weiss, Miles Byrnett, Patrick
Bloomberg, LP Bloomberg, LP Bloomberg, LP Bloomberg, LP Bloomberg, LP Bloomberg, LP Bloomberg, LP Bloomberg, LP Bloomberg, LP -
Level Radar LP Diamondback Partners LP Diamondback Offshore Fund Ltd Dundonald Fund I LP Dundonald Offshore Ltd Loch Capital Fund I LP Loch Capital Fund II LP Loch Capital Fund (Offshore) Ltd Loch Capital Fund Ltd.
11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010
List of current SEC employees who are covered 11/23/2010 officials under Lobbying Disclosures Act EEO Reports MD-715 for FY 07-10 Terry Steele and Series 7 Linden Research Inc Credit Agricole Securities College Central Network Inc SECHQ1-10-D-0023 11/15/2010 11/22/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010
Joseph, Willan Steele, Terry Tucker, Maia COSTABILE, ELAINE Steinmetz, Michael Johnson, Cheyenne Mayer, Theresa Armand, Cory Houk, Lane Volpe, Robert Volpe, Robert Volpe, Robert Volpe, Robert Volpe, Robert DePeau, Andrew Costello, Maureen Costello, Maureen Costello, Maureen
Willan Franklyn Joseph, LLC National Corporate Research KPMG AG Rice Voelker LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research
List of all FCPA fines & cases since 2008 Foreign 11/24/2010 Corrupt Practices Act Green Mountain Coffee Roasters Inc 11/24/2010 Chevy Chase Funding LLC Mortgage Backed Certificates Series 2007-1 Mantria Corp 09-CV-02676 properties owned Troy Wragg in Tennessee Mantria Corp 09-CV-02676 properties owned Troy Wragg in Pennsylvania Mantria Corp 09-CV-02676 properties owned Troy Wragg in Florida Mantria Corp 09-CV-02676 properties owned Troy Wragg in Colorado Mantria Corp 09-CV-02676 properties owned Troy Wragg in Nevada Brian Jay Stark Alliant Holdings of Riverview Pointe LLC Alliant Holdings of Shady Creek LLC Alliant Holdings of Sommerhill LLC 11/24/2010 by 11/23/2010 by 11/23/2010 by 11/23/2010 by 11/23/2010 by 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Mierzejewski, Mark Mierzejewski, Mark Hindocha, Kunal Langston, Catherine DePeau, Andrew Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly DePeau, Andrew Mierzejewski, Mark
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Brown University Investment Office Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Alliant Investment Partners LLC Alliant Mortgage Company I LLC Alliant Mortgage Company Inc Alliant Tara Hills LLC Alliant Tax Credit 39 LLC Alliant Tax Credit 43 LLC
11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010
Alliant Tax Credit Fund XI Lighthouse Point LLC 11/23/2010 RLJ McLarty Landers Automotive Holdings Bobcats Sports & Entertainment Bobcats Basketball Holdings LLC Caribbean CAGE Our Stories Films LLC The RLJ Kendeja Resort & Villas BET Holdings Inc Black Entertainment Television District Cablevision Inc D C Cablevision Inc 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010
The National Cable Television Association NCTA 11/23/2010 US Airways Group Inc Warm2Kids Inc Katalyst Venture Partners Lawrence G Foley Bronson Point Partners LP Overlook Investments Limited Gramercy Financial Group LLC Donald Trent Bobbs Joseph Paul Wolnick Halcyon Asset Management LLC James Joseph Coppola Doyle Fund Management Long Oar Global Investors LLC 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010 11/23/2010
Mierzejewski, Mark Wall, Lindsay Reinhardt, Kelly DePeau, Andrew DePeau, Andrew Brown, Carleton Ostern, Colin Pennington, Jeffrey Yerke, Emily Curran, Brian Bennett, Mark Dukes # 37823037, Marcus Grillot, Benjamin Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Pozatek, Andrew Gottlieb, Mark Keune, Marsha Frye, Andrew Nelson, Elena Nelson, Elena
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Hughes Hubbard & Reed LLP Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Moore School of Business Bloomberg News NSU Law Center NSU Law Center
James NMI Davidson Jeffrey Joseph Grills Joseph J Godley David Marcus Zusman Talara Capital Management Avanti Capital New England Wood Pellet Harborview 2006-8 residential mortgage records Tanzanian Royalty Exploration Corp & James E Sinclair Capital One Home Loans Inc residential mortgage records Mark Bennett of Hayden Stone Inc Financial Warfare Club and Marcus Dubois Dukes referral from DOJ Alstom SA 6-K filings Davita Inc Dionex Corp Hormel Foods Corp Host Hotels & Resorts Inc fka Host Marriott Corporation The Mens Warehouse Inc Nu Skin Enterprise Inc Olin Corp Plantronics Inc Salesforce.com Inc Wesco International Inc QVC Network Inc Sanjay Valvani Comerica Inc Blue Chip Stamps Berkshire Hathaway Chairman Warren E Buffett HO-784 Waiver requests under Reg A & D by Deutsche Bank et al Waiver requests under Reg A&D by Assurant Inc
11/23/2010 11/23/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/28/2010 11/26/2010 11/29/2010 11/29/2010 11/29/2010 11/30/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/29/2010 11/22/2010 11/29/2010 11/30/2010 11/18/2010 11/18/2010
11-01548-FOIA
Nelson, Elena
NSU Law Center
Waiver requests under Reg A&D by General Electric Co GE Ionics and GE Healthcare Bank of America and National Bank of Greece Seisma Oil Research LLC aka Seisma energy Research LLC HarborView Mortgage Loan Trust 2005-8 Sophrosyne Capital LLC Benjamin James Taylor John Henry Reilly III Mark Gottlieb Justin Lee Amol Sahasrabudhe Anthony Sterling Ashar Khan Lee Brown Bryan Wisk Jason Huemer Jacob Gottlieb Jason Thorell Lesley Kelley fka Lesley Wang Stefan Lumiere James Jamie Michaelson Jerry Wu Ameesh Shah Steven Ku Ted Silver SoftTech VC Inc SummerHaven Investment Management Chilton Investment Company Investec Asset Management Alok Reejhsinghani Mandeep Singh Manku
11/18/2010
Tarselli, Todd Wardak, Aimal Santiago, Wanda DePeau, Andrew DePeau, Andrew Wall, Lindsay Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Kiernan, Cortney Hindocha, Kunal Hindocha, Kunal Hindocha, Kunal Reinhardt, Kelly Reinhardt, Kelly
Pennsylvania Department of Correction Johnson Trent West & Taylor LLP Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Brown University Investment Office Brown University Investment Office Brown University Investment Office Check Fund Manager, LLC Check Fund Manager, LLC
11/23/2010 11/19/2010 11/22/2010 11/30/2010 11/30/2010 11/30/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/30/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010
Reinhardt, Kelly DePeau, Andrew Malinowski, Thomas DePeau, Andrew Akbay, Anne Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Wall, Lindsay Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Brown Investment Office Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Keri Alyssa Anisgarten Jeremy Benkiewicz Daniel Seth Loeb Michael Anthony Roth Genesis Asset Managers LLP ACE Limited Alkermes Inc Brooks Automation Inc
12/1/2010 12/1/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010
Bruker Corp fka Bruker Biosciences Corporation 11/30/2010 Coherent Inc Coinstar Inc Constellation Energy Group Hittite Microwave Corporation Immucor Inc Vail Resorts Inc Binish Bulsara Brian Howard Davidson PFM Diversified Fund LP PFM Diversified Offshore Fund Ltd Partner Asset Management LLC Partner Advisory Services LP PFM Meritage Offshore Fund Ltd Partner Fund Management LP Partner Investment Management LP PFM Technology Fund LP PFM Select Offshore Fund Ltd PFM Diversified Offshore Fund A I Ltd Christopher M James PFM Technology Offshore Fund Ltd Christopher G Aristides PFM Healthcare Offshore Fund Ltd Linda E Fitzgerald 11/30/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Schmidling, Eric
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research -
Eric T Moore Kimberly A Summe A Graham Low Arun Sarna Brian D Grossman Jason N Greenfield Yuan Shi DuBord Delphi Financial Group Inc DE Gilead Sciences Inc Huntington Bancshares Incorporated ICONIX Brand Group Inc Investors Bancorp Inc Lennox International Inc NetApp Inc Old Republic International Corporation Pacwest Bancorp Pfizer Inc Colin J Hribal Sensors for Medicine and Science Genetic Therapy Bethesda Research Labs Amicus Therapeutics Cardioxyl Pharmaceuticals Clovis Oncology Peptimmune Inc
12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010 12/1/2010
Merrill Lynch First Franklin Mortgage Loan Trust 12/1/2010 Series 2007-H1 mortgage loan schedule NYSE Fraud Settlement SEC records NYSE Fraud Settlement Fund documents in possession of Heffler Radetich & Saitta LLP Vacancy Announcement 10-363685 and 100313590 11/30/2010 11/17/2010
11-01636-FOIA 11-01637-FOIA
Peacock, Robert Peacock, Robert
11-01638-FOIA
Medley, Tammy
12/1/2010
McIntyre, Kelly Claudio, Joseph Patterson, Deborah Patterson, Deborah Steponkus, Elizabeth Johnson, Ernessa Wall, Lindsay Mierzejewski, Mark Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Robbins Umeda and Fink LLP Terrier Claims Service Thomson Reuters Thomson Reuters Federal Sources, Inc. Thomson Reuters Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
SciClone Pharmaceuticals Inc Hector A Cruz testimony Best Products Co 2-11-80 no act letter Bankers Trust Company SECHQ108R8077 Lockheed Martin RFP attachments exhibits & amendments Invent Inc Joseph Joe Roy Tylicki Richard Haas aka Mendy Haas Apollo Capital Management Saba Capital Tail Hedge Partners LP Saba Capital Partners LP Saba Capital Management LP Saba Capital LLC James Peter Gallagher aka Jim Gallagher Hess Corporation General Dynamics Corporation Express Scripts Inc EMC Corporation Dupont E I de Nemours & Co Duke Energy Corp fka Duke Energy Holding Corp Dow Chemical Company Dominion Resources Inc Apache Corp Alcon Inc Boaz Ronald Weinstein CoGenesys Zosano Pharma Inc Targacept Inc Alliant Inc Alliant Tax Credit XXVIII Inc Alliant Tax Credit XXVII Inc
12/1/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Anderson, Toni LaRoche, Greg Blaney, Liam Blaney, Liam
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research LaRoche Research Partners LLC The Reynolds Law Firm Inc The Reynolds Law Firm Inc
Alliant Tax Credit XXVI Inc Alliant Tax Credit XXV Inc Alliant Tax Credit XXIX LLC Alliant Tax Credit XXIV Inc Alliant Tax Credit XXIII Inc Alliant Tax Credit XIV LLC Alliant Tax Credit Fund XXVII LLC Viacom Inc Council of Insurance Agents and Brokers US Taiwan Business Council Defense Finance & Accounting The Nasdaq Stock Market The Cohen Group William S Cohen aka Will Cohen aka Bill Cohen Roka Bioscience JP Morgan Acceptance Corp I Residential mortgage records FINRA Form BD Compliation data New Century Home Equity Loan Trust residential mortgage records Freddie Mac Washington Mutual and Norman Garand residential mortgage records RE Loans LLC SF-03429 OIG Report 522 Bank of America Settlement TARP recipient - Exhibit 21 Listingbook Native Foods Holdings LLC Community Reinvestment Fund 2005 LLC Finance America Mortgage Loan Trust 2004-3
12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/2/2010 12/3/2010 12/2/2010 12/2/2010 12/2/2010
Kurtin, Deborah Bernstein, Jake Colwell, Chris Yuvienco, Melanie Stauffer, Eric Anderson, Duane Leavengood, Tyler Harrison, Matthew Broyles, Patrick Burak, Michael
ProPublica Moore, Thompson, Lee & Broyles -
12/2/2010 12/3/2010 12/2/2010 12/2/2010 12/2/2010 12/1/2010
AP No. 3-12386 Testimony of Jonathan R Macey 12/1/2010 Axletech International Holdings Inc Cantor Fitzgerald & Co Dealer Dot Com Inc 12/1/2010 11/30/2010 11/30/2010
Burak, Michael Johnson, Ernessa Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Russell, Amanda Bellerand, Shelly Barkley, Rashaun Yerke, Emily Deener, Chasen DePeau, Andrew Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Wall, Lindsay el Houri, Walid Mortland, Russell
Thomson Reuters Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Earthcars Dot Com Inc Kinectic Concepts Inc York Breckenridge LLC Aecom Technology Corp Ansys Inc FactSet Research Systems Inc LSI Corp Marathon Oil Corporation MedcoHealth Solutions Inc News Corp SBA Communications Corporation Southern Co Triad Hospitals Inc Michael Troy Holmes aka Troy Holmes Nicholas Graham Niell Arrowgrass Capital Partners Arrowgrass Capital Services
11/30/2010 12/2/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/2/2010 12/1/2010 11/20/2010 12/6/2010 12/3/2010 12/3/2010 12/6/2010 12/7/2010 12/7/2010 12/7/2010
JM&S Projects LLC Freehills Patent & Trade Mark Att Morgan Stanley Legal and Compliance Morgan Stanley Attestation Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC OmniPayment Government Bank of Ireland Tanzanian Royalty Exploration Corp and/or James E Sinclair DC Comics Carl A Casler Annabelle Caroline Weiss Lone Pine Capital LLC Stephen Frank Mandel Jr Douglas Merritt MacMahon
Capital Processing International Inc Private 12/4/2010 Placement Memo Conseco Manufactured Housing Contract Senior 12/5/2010 Subordinate Pass Through Certificate Series 2001 Mortgage loan schedule
McCurley, Matt Moore, Daniel Lichtcsien, Susan Lichtcsien, Susan Johnson, Ernessa Johnson, Ernessa Johnson, Ernessa Hindocha, Kunal Dingee, John Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Accunet Systems Check Fund Manager, LLC Check Fund Manager, LLC Thomson Reuters Thomson Reuters Thomson Reuters Brown University Investment Office Connectivity Data Systems, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Interactive Brokers and Matt McCurley Ohio Edison Company 10 K Jeffrey Alan Altman of Owl Creek Asset Management LP Owl Creek Asset Management LP DYNEGY INC Republic of Hungary Telephone and Data Systems Inc Goldman Sachs Lit Rel 21489 EnCap Investments a database of all Form D's Altarex Corp Amendment 1 to Form 20-F Exhibit 1.24 Zymogenetics Inc Form 10-Q Exhibit 10.2
12/3/2010 12/3/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/3/2010 11/15/2010 11/8/2010
Schoeneberger, Dominik -
Salix Pharmaceuticals Ltd Amendment 1 to 11/15/2010 Form 8-K Exhibit 10.53 Allos Therapeutics Inc Amendment 2 to Form S- 11/29/2010 1 Exhibits 10.18 and 10.20 Vical Inc Form 10-K Exhibits 10.21 and 10.22 11/8/2010 Cephalon Inc Form 10-K Exhibits 10.17(b) 10.17(C) and 10.17(d) Barrier Therapeutics inc Amendment 1 to Form S-1 Exhibits 10.2 and 10.3 Rosetta Inpharmatics Inc Form 10-K Exhibit 10.44 Ciphergen Biosystems Inc Form 10-K Exhibit 10.54 Ribapharm Inc Amendment 2 to Form S-1 Exhibits 10.9 10.10 10.11 Avigen Inc Form 10-Q Exhibit 10.40 Esperion Therapeutics Inc Form S-1 Exhibit 10.2 Micrus Endovascular Corp Form 10-Q Exhibits 10.3 10.5 10.6 and 10.9 Interleukin Genetics Inc Schedule 13D/A Exhibit 99.16 Interleukin Genetics Inc Form 10-Q Exhibits 10.2 and 10.3 Rigel Pharmaceuticals Inc Form S-1 Exhibit 10.9 11/29/2010 11/22/2010 11/15/2010 11/29/2010 11/29/2010 11/8/2010 11/22/2010 11/29/2010 11/15/2010 11/15/2010 11/8/2010
Rigel Pharmaceuticals Inc Form 10-Q Exhibit 10.14 Rigel Pharmaceuticals Inc Form 10-Q Exhibits 10.18 and 10.19 Procyte Corp Form 10-Q Exhibit 10.18 Procyte Corp Form 10-K Exhibit 10.6 Cubist Pharmaceuticals, Inc., Form 10-K Exhibits 10.49 10.50 10.51 10.52 10.53 10.54 10.58 Heska Corporation Form 10-K Exhibit 10.41 Dov Pharmaceuticals Form 10-Q Exhibit 10.1 Corixa Corp Form 8-K Exhibit 10.1 all current Form ADV-E's and a list of RIA's who have filed to date North American Scientific Inc Form 10-K Exhibits 10.7 10.8 10.9 QLT Inc Form 10-K Exhibits 10.54 10.55 10.56 10.57 10.58 QLT Inc Form 10-Q Exhibit 10.74 Vivus Inc Form 10-K Exhibits 10.38 10.38A Vivus Inc Form 10-Q Exhibit 10.40 Epix Medical Form 8-K Exhibits 10.1 and 10.2 Targeted Genetics Corp Form 10-K Exhibit 10.41 Advanced Magnetics Inc Form 10-K Exhibits 10.19 and 10.20 Cepheid Form 10-Q Exhibit 10.1 Cepheid Form 10-K Exhibit 10.25 and 10.26 Columbia Laboratories Inc Form 10-K Exhibit 10.40 Critical Therapeutics Inc Form 10-Q Exhibit 10.2 CombinatoRx Inc Amendment 8 to S-1 Exhibit 10.46 The Medicines Company Form 10-K Exhibit 10.18 The Medicines Company Form S-1 Exhibit 10.5
11/8/2010 11/8/2010 11/22/2010 11/29/2010 11/22/2010
Dukes, Sara Dukes, Sara Dukes, Sara Johnson, Jason Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
11/29/2010 11/15/2010 11/15/2010 11/6/2010 11/8/2010 11/8/2010 11/15/2010 11/22/2010 11/29/2010 11/29/2010 11/15/2010 11/8/2010 11/29/2010 11/29/2010 11/15/2010 11/8/2010 11/8/2010 11/22/2010 11/22/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Jerdine, Anthony
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC -
Chiron Corp Form 10-Q Exhibit 10.402
11/15/2010
Chiron Corp Form 10-Q Exhibits 10.321 10.322 11/8/2010 10.324 Chiron Corp Form 10-Q Exhibits 10.209 10.315 11/8/2010 10.316 Chiron Corp Form 10-Q Exhibits 10.307 10.308 11/22/2010 10.309 Cygnus Inc Form 10-Q Exhibit 10.303 11/22/2010 Northwest Biotherapeutics Inc Form S-1 Exhibit 11/22/2010 10.1 Depomed Inc Form 10-K Exhibit 10.13 11/29/2010 Depomed Inc Form 8-K Exhibit 10.1 Depomed Inc Form 8-K Exhibits 10.1 1.5 1.7 1.8 ViroPharma Inc Form 8-K Exhibits 2.1 2.2 and 10.1 ViroPharma Inc Form 8-K Exhibit 2.1 Cambridge Antibody Technology Group PLC Form 20-F Exhibit 4.2 Amarillo Biosciences Inc Form 10-K Exhibits 10.37 and 10.39 Curis Inc Form 10-Q Exhibit 10.02 Washington Mutual Mortgage Pass through Certificates Series 2007-OA3 and 2007-OA4 Texas Biotechnology Corp NKA Encysive Pharmacuticals Form 10-Q Exhibits 99.4 99.5 99.6 99.7 and 99.9 Texas Biotechnology Corp NKA Encysive Pharmacuticals Form 10-Q Exhibit 10.51 AMBI Inc NKA Nutrition 21 Form 10-K Exhibits 10.64 10.65 Cima Labs Inc Form 10-Q Exhibit 10.26 ISIS Pharmaceuticals Inc Form 8-K Exhibits 10.2 10.5 and 10.6 MedImmune Inc Form 10-K Exhibit 10.101 MedImmune Inc Form 10-K Exhibit 10.183 MedImmune Inc Form 10-K Exhibit 10.174 Neurobiological Technologies Inc Form 10-K Exhibits 10.18 10.19 Noven Pharmaceuticals Inc Form 10-Q Exhibit 10.1 11/29/2010 11/22/2010 11/15/2010 11/15/2010 11/29/2010 11/15/2010 11/15/2010 11/29/2010
11-01793-FOIA
Dukes, Sara
Deloitte Recap, LLC
11/8/2010
11/29/2010 11/22/2010 11/15/2010 11/22/2010 11/22/2010 11/22/2010 11/22/2010 11/15/2010 11/29/2010
Reisinger, Gregory Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Horowitz, Donna DePeau, Andrew Langston, Catherine Reinhardt, Kelly Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC The Life Settlements Report Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Allstate Corp Galagen Inc Form 10-Q Exhibit 10.42 Galagen Inc Form 10-K Exhibits 10.30 10.31 10.32 Senomyx Inc Form 10-Q Exhibit 10.1 and 10.2 Senomyx Inc Form 10-Q Exhibit 10.1 Celltech Group PLC Form F-4 Exhibits 10.16 10.17 10.18 10.19 10.20 Cor Therapeutics Inc Form 10-K Exhibit 10.41 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10.2 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.8 10.9 10.10 and 10.11 Auxilium Pharmaceuticals Inc Form S-1 Exhibits 10.7 Auxilium Pharmaceuticals Inc Form 10-K Exhibits 10.14 Atrix laboratories Inc Form 10-Q Exhibits 10.13 Atrix laboratories Inc Form 8-K Exhibits 99.2 and 99.3 Amarin Corporation PLC Exhibits 1.2 1.3 2.1 and 2.2 Diversa Corp Amendment Form S-1 Exhibits 10.18 10.24 10.26 Ribozyme Pharmaceuticals Inc NKA Sirna Therapeutics Form 8-K Exhibits 2 6 8 12 CuraGen Corp Form 10-K Exhibit 10.31 Life Partners Inc and Jerry Kingston Pinnacle Asset Management LP Eric Charles Resnick Andrew James McLean Spokes of Farallon Capital Management LLC Stephen Lewis Millham aka Steve Millham Trafelet & Company LLC Leif Christian Kvaal Batterymarch Financial Management Inc David W Lazenby Big 5 Asset Management
11/7/2010 11/15/2010 11/29/2010 11/8/2010 11/15/2010 11/8/2010 11/8/2010 11/8/2010 11/22/2010 11/29/2010 11/29/2010 11/22/2010 11/22/2010 11/8/2010 11/15/2010 11/8/2010 11/22/2010 12/6/2010 12/7/2010 12/8/2010 12/7/2010 12/7/2010 12/8/2010 12/8/2010 12/7/2010 12/7/2010 12/8/2010
Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Drew Kallman Brownstein aka Bo Brownstein of 12/8/2010 Big 5 Asset Management 12/7/2010 Daniel J Sapadin of Owl Creek Asset Management LP Trident Investment Management LLC 12/6/2010 Krishnamurthy Narayanan aka Nandu Narayanan of Trident Investment Management LLC ACK Asset Management LLC Richard Scott Meisenberg of ACK Asset Management LLC James Valone of Wellington Management Company Jeffrey ALan ALtman of Owl Creek Asset Management LP Owl Creek Asset Management LP Xiangchen Ye aka Andy Ye Chip Krotee Jeff David Halpern Lisa Marie Ambrosia Ajay Mehra Andrew N Siegel Victor Scott Consoli John Joseph Hale Daniel Jay Arbess Aaron Frederick Hood William Johnson Terek Abdel-Meguid Joseph Perella Perella Weinberg Partners LP Perella Weinberg Partners UK LLP 12/6/2010
Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010
Perella Weinberg Partners Xerion Offshore Fund 12/8/2010 Ltd Perella Weinberg Partners Xerion Fund LP 12/8/2010 Perella Weinberg Partners Xerion Master Fund Ltd Perella Weinberg Partners Xerion Equity LP 12/8/2010 12/8/2010
Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Perella Weinberg Partners Xerion Fund GP LLC Perella Weinberg Partners Xerion Capital LP Perella Weinberg Partners Capital Management LP Athenahealth Inc Boeing Company Hartford Financial Services Group Inc Knight Capital Group Inc Life Time Fitness Inc McAfee Inc Motorola Inc Raytheon Company S1 Corp Sterling Financial Corp Harsco Corporation Myriad Genetics Inc Oshkosh Corporation Sohu.com Inc St. Jude Medical Inc Techne Corp Textron Inc Toll Brothers Inc Tyson Foods, Inc United Therapeutics Corporation American Oriental Bioengineering Inc BJ's Wholesale Club Inc Charles River Laboratories International Inc Dolby Laboratories Inc Expeditors International of Washington Inc Microsemi Corp Novellus Systems Inc
12/8/2010 12/8/2010 12/8/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/7/2010 12/7/2010 12/7/2010 12/7/2010 12/7/2010 12/7/2010 12/7/2010 12/7/2010 12/7/2010 12/7/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Malinowski, Thomas Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Ormat Technologies Inc Staples Inc Teleflex Inc Analogic Corporation Clean Energy Fuels Corp Encore Wire Corp Forrester Research Inc Incyte Corp Micrel Inc Southwestern Energy Co Stage Stores Inc UnitedHealth Group Incorporated Universal Electronics Inc David Isaac Cohen Kerry Ann Tyler Gregory P Anderson aka Greg P Anderson R Laduane Clifton aka Raymond L Clifton Jr The LGL Group Inc M-tron Industries Ltd Piezo Technology Inc Piezo Technology India Private Ltd SSI Liquidating Entity Inc Superstock Inc RLJ Restaurants Urban Trust Bank Hilton Worldwide KB Homes Lowes Companies Liberty Media Corporation US Airways Group Urban Trust Bank Holdings UTB Education Finance
12/8/2010 12/8/2010 12/8/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/8/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard Friedman, Richard
International Business Research International Business Research International Business Research International Business Research International Business Research
TCOM Systems Technet American Film Institute AV International Graham Robjohns
12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010 12/3/2010
Sichenzia Ross Friedman Ference, LLP Tatiana Smirnova Sichenzia Ross Friedman Ference, LLP Alexei Cheklov Sichenzia Ross Friedman Ference, LLP Oleg Batrachenko Sichenzia Ross Friedman Ference, LLP Peter Kambolin Sichenzia Ross Friedman Ference, LLP Systamatic Alpha Managemant LLC Sichenzia Ross Friedman Ference, LLP Systamatic Alpha Futures LLC Sichenzia Ross Friedman Ference, LLP Systamatic Alpha Futures Fund LP Sichenzia Ross Friedman Ference, LLP Systamatic Alpha Diversified Fund LP Sichenzia Ross Friedman Ference, LLP Thor Industries Corp Sichenzia Ross Friedman Ference, LLP Thor Motors Inc Sichenzia Ross Friedman Ference, LLP Thor Realty LLC Sichenzia Ross Friedman Ference, LLP Opti-Max LLC Sichenzia Ross Friedman Ference, LLP Thor Real Estate Management LLC Sichenzia Ross Friedman Ference, LLP Thor Asset Management Inc Sichenzia Ross Friedman Ference, LLP Thor Futures LLC Sichenzia Ross Friedman Ference, LLP Thor Capital Management Inc Sichenzia Ross Friedman Ference, LLP Thor Optima Holdings LLC Sichenzia Ross Friedman Ference, LLP Thor Capital Group Inc Sichenzia Ross Friedman Ference, LLP Thor Realty Holdings LLC Sichenzia Ross Friedman Ference, LLP Atlant Capital Holdings LLC Sichenzia Ross Friedman Ference, LLP Thor Guarant Real Estate Fund Ltd Sichenzia Ross Friedman Ference, LLP Systamatic Alpha Futures Fund Ltd Sichenzia Ross Friedman Ference, LLP Thor Optmax Fund Ltd Sichenzia Ross Friedman Ference, LLP Thor Optma Fund Ltd Sichenzia Ross Friedman Ference, LLP Thor Asset Management USA LLC Sichenzia Ross Friedman Ference, LLP Thor United Corp Sichenzia Ross Friedman Ference, LLP Thor Capital LLC
11-01953-FOIA 11-01954-FOIA 11-01955-FOIA
Gottlieb, Mark Gottlieb, Mark Smith, Kitty
Philip Broenniman Chris Plaford asset backed pass-through certificates 2005HE1 PSA schedule 1 mortgage loan schedule
11/22/2010 11/22/2010 12/9/2010
Lloyd, Bruce Baker, Christopher Malinowski, Thomas Baker, Christopher Leach, Robert
Vornado Check Fund Manager, LLC Vornado Assistant Professor of Finance
Metropolitan West Asset Management ADV part 12/9/2010 II the SEC lease for 400 7th street SW 12/10/2010 Washington DC Michael Thomas Keough 12/6/2010 the SEC lease for 700 2nd street NE Washington DC A list of public companies who filed for Chapter 11 bankruptcy since January 1 2009 12/10/2010 11/29/2010
Hopkins, Justin Han, June Cespedes, Luis Wilson, Duncan
University of North Carolina - Chapel Hill Kirkland & Ellis, LLP -
a report on all comment letters issued from 12/7/2010 1994-2004 Billing Instructions for recievers in cival actions 12/8/2010 commenced by SEC questions on pornography viewing 12/8/2010 Flash Crash of May 06 SEC records referred to Treasury & National Economics Council 12/9/2010
11-01965-FOIA
Wilson, Duncan
11-01966-FOIA 11-01967-FOIA
Wilson, Duncan Wilson, Duncan
12/9/2010 Flash Crash of May 06 Records of meetings w/chief executives of trading venues on May 10 on circuit breakers Flash Crash of May 06 Records of interviews 12/9/2010 with markets participants 12/9/2010 Flash Crash of May 06 Records ofcommunications with market participants and traders on May 6 7 and 8th Wextrust Capital LLC freeze Mount Vernon Securities Lending Trust Crossroads Financial Planning Inc Julie Jarvas and David C. Stradley Trust Lit Rel 20996 Housing Recovery Fund of America 12/10/2010 11/30/2010 10/18/2010
11-01968-FOIA 11-01969-FOIA 11-01970-FOIA
Orgel, Vivian Trent-Vilim, Cathy Bechtold, Carrie
Lamson, Dugan, and Murray, LLP -
11-01971-FOIA 11-01972-FOIA 11-01973-FOIA
Morris, Gary Castedo, Christina Rhoades, Ron
Cleary Gottlieb Steen & Hamilton -
12/10/2010
Theodore W Urban of Ferris Baker Watts AP No. 12/10/2010 3-13655 Rule 206(3)-3T reports and summary of 12/10/2010 findings of OCIE exams
Hooker, Allison Kerber, Ross Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Pool, Veronika Ashworth, Christopher
Drucker, Rutledge, & Smith, LLP Thomson Reuters Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Indiana University Silicon Valley Law Group
Brooke Corp et al and Aleritas Capital Corp Wellington Management Co Form ADV since 2000 Duquesne Light Holdings Inc Dow Chemical Dillards Inc DTE Energy Co DPL Inc Clarcor Inc Milacron Inc Champion Enterprises Inc Cascade Natural Gas Progress Energy Inc C-Cor Inc Burlington Coat Factory WRHS Barnes Group Inc Baldor Electric Co Avery Dennison Corp Ashland Inc Analog Devices Amsouth Bancorporation Air Products & Chemicals
12/10/2010 12/8/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010 12/12/2010
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Maxim Integrated products Inc and Equity Edge 12/6/2010 database relating to Steven (Saleem) W Khadder Daniel M Perlman aka Dan Perlman 12/9/2010 Harris Koffer Steven Bell ReSearch Pharmaceuticals Services Inc ReSearch Pharmaceuticals Search Inc Philadelphia Association For Clinical Trials Medical Records Corp Carescience.com 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010 12/9/2010
DePeau, Andrew Langston, Catherine Langston, Catherine Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Philip Alan Canfield
12/10/2010
Dominick Joseph Mazzitelli Jr of Trian Fund 12/14/2010 Management LP Bruce Stewart Brickman of Bruce S Brickman & 12/9/2010 Associates Richard Brachman Fried 12/14/2010 Rajiv Anant Patel Brian A Holmes John C Larre Stephen T Lisenby Kit Munday Charles Eric Peters aka C Eric Peters Employed with Grant Capital Formerly with Stockback Stephen Duneier James Meyers Jampel of HITE Hedge Asset Management LLC HITE Hedge Asset Management LLC Perry Edward Parker of Grant Capital Partners LLC KSL Capital Partners Grant Capital Partners LLC 12/13/2010 12/14/2010 12/14/2010 12/13/2010 12/13/2010 12/13/2010
Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
12/10/2010 12/14/2010 12/14/2010 12/13/2010 12/11/2010 12/9/2010
Geoffrey Taylor Grant of Grant Capital Partners 12/9/2010 LLC Nyes Ledge Capital Management, LLC David Travis of Proxima Capital Mgmt 12/14/2010 Nyes Ledge Capital Management, LLC Youlia Miteva of Proxima Capital Mgmt Nyes Ledge Capital Management, LLC Matthew Crakes of Greenheart Capital Partners Nyes Ledge Capital Management, LLC John A Rogers of Greenheart Capital Partners Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. ARRIS Group Inc Atheros Communications Inc Curtiss Wright Corp Huntsman Corporation Knight Transportation Inc Parametric Technology Corp Regal Entertainment Group 12/14/2010 12/10/2010 12/10/2010 12/14/2010 12/14/2010 12/14/2010 12/14/2010 12/14/2010 12/14/2010 12/14/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Audeh, Jennifer Harms, Dale-Norman
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. -
Sirona Dental Systems Inc Tibco Software Inc Varian Medical Systems Inc BioMarin Pharmaceutical Inc Concur Technologies Inc Dicks Sporting Goods Inc Foot Locker Inc Health Management Associates Inc Rackspace Hosting Inc Regeneron Pharmaceuticals Inc Scientific Games Corp Syntel Inc Tractor Supply Co IQuum Inc Form D CWALT Inc alternative loan trust 2005-27 and alternative loan trust 2005-27 mortgage loan schedules Saurabh Kumar Mittal Eric Benjamin Potoker of Karsch Capital Management LP Kartik Kanu Joshi of Karsch Capital Management LP American Semiconductor Corp Buckle Inc Clearwater Paper Corp Glatfelter PH Company National Beverage Corp Park Electrochemical PriceSmart Inc Teradyne Inc Vivus Inc Zebra Technologies Corporation Marble Arch Investments LP Marble Arch Partners GP LLC
12/14/2010 12/14/2010 12/14/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/6/2010
DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC
12/15/2010 12/14/2010 12/14/2010 12/15/2010 12/15/2010 12/15/2010 12/15/2010 12/15/2010 12/15/2010 12/15/2010 12/15/2010 12/15/2010 12/15/2010 12/15/2010
11-02061-FOIA
Lichtcsien, Susan
Timothy James Jenkins of Marble Arch Investments LP Marble Arch Partners GP LLC Thomas Gerald Roberts Timucuan Asset Management Inc SEC Government business forum on small business capital formation 2008-2010 SCS Financial Services prior requests by Scott Strawn Ed Bosse Robert Eurich and Matthew Greenblatt Merrill Lynch Co Inc 10-Ks from 1987-1991 A-Power and Netlist Bryan Rule
12/15/2010
Malinowski, Thomas Leman, Clint Childers, Angela Chea, Toly
Check Fund Manager, LLC SCS Financial Services, LLC
12/15/2010 12/14/2010 12/14/2010 12/14/2010
Texeira, Jennifer Tarselli, Todd Rule, Bryan Mattingly, Phil Ruesch, Meghan Bornstein, Jonathan Aguirre, Gary
Scott, Douglas & McConnico Pennsylvania Department of C ti Bloomberg News Ford Marrin Esposito Witmeyer & Gleser, LLP Mayer Brown LLP -
12/15/2010 12/6/2010 12/11/2010
Senate and House correspondence to SEC from 12/15/2010 July 1 -Dec 1, 2010 Continental Insurance Company 1965-1975 12/16/2010 the SEC telephone directory Robert Khuzami communication re: David Zilkha, Arthur Samberg and monies paid by Pequot Everest Capital Limited Blue Chip Stamps Berkshire Hathaway Inc diagram of corporate structure HO-784 Adherex Technologies Inc 6-K 12/16/2010 12/16/2010
Scully, Christopher Margolis, Aaron Meister, Stephan Rubin, Herbert Evans, Kevin Carney, Rachel Hiley, Ginger Chase, Andre DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
Duane Morris, LLP The Scripts Research Institute Herzfeld & Rubin, PC Steese Evans Frankel PC Wingert, Grebing, & Goodwin, LLP RCI No. 336-051 Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
12/16/2010 12/15/2010 12/15/2010
Evergreen Investment Mannagement Co LLC AP 12/14/2010 3-13507 Names of persons accessing pornographic 12/7/2010 websites DW Heath & Associates Inc 12/16/2010 TBW mortgage backed trust series 2006-2 mortgage loan schedule multiple 10-Qs Winston Howard 12/18/2010 12/2/2010 12/17/2010
12/20/2010 Mark Elliot Kingdon of Kingdon Capital Management LLC Keith Michael Hladek of Harbinger Capital 12/20/2010 Partners LLC Philip Alan Falcone of Harbinger Capital Partners 12/20/2010 LLC
Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan
James Michael Swerkes of Farallon Capital Management LLC David Lakoff Jay R Bloom Dean C Kehler Gavin Mark Abrams of Abrams Bison Investments LLC Abrams Bison Investments LLC Robert Scott McLellan of Marble Arch Investments LP Marble Arch Partners GP LLC Alexander Nicholas Mitchell Scopus Asset Management LP Enstar Group Dominic Francis Michael Silvester Paul James O'Shea Nicholas Andrew Packer James Christopher Flowers aka Christopher Flowers Karl J Wahl Richard J Harris John J Oros Abaxis Inc Acme Packet Inc Armstrong World Industries Inc Griffon Corporation IPG Photonics Corp Knoll Inc Medicines Co Molina Healthcare Inc Nordson Corp TTM Technologies Inc Art Technology Group Brush Engineered Materials Inc Drew Industries Inc
12/20/2010 12/17/2010 12/16/2010 12/16/2010 12/17/2010 12/17/2010 12/16/2010
Malinowski, Thomas Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
12/17/2010 12/17/2010 12/17/2010 12/17/2010 12/17/2010 12/17/2010 12/17/2010 12/17/2010 12/17/2010 12/17/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/17/2010 12/17/2010 12/17/2010
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Iskenderian, Ronald Greene, Zachary Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Richards Kibbe & Orbe, LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Emergent BioSolutions Inc Entegris Inc G & K Services Inc GeoEye Inc Loral Space & Communications Inc Quanex Building Products Corporation Sourcefire Inc Avid Technology Inc B&G Foods Inc Blount International Diamond Foods Inc Lumber Liquidators Holdings Inc Nutri Systems Inc Rehabcare Group Inc Steiner Leisure Limited Tennant Co Universal Display Corp Washington Mutual Bank residential mortgage records Theodore W Urban AP No. 3-13655 Connetics Corp Form 8-K Exhibit 10.1 Onyx Pharmaceuticals Inc Form 10-Q Exhibit 10.31 and 10.32 Onyx Pharmaceuticals Inc Form 10-Q Exhibit 10.19 and 10.20 Onyx Pharmaceuticals Inc Form 10-K Exhibit 10.23 Inhibitex Inc Form S-1 Exhibit 10.39 Inhibitex, Inc Form S-1 Exhibit 10.37
12/17/2010 12/17/2010 12/17/2010 12/17/2010 12/19/2010 12/17/2010 12/17/2010 12/16/2010 12/16/2010 12/16/2010 12/16/2010 12/16/2010 12/16/2010 12/16/2010 12/16/2010 12/16/2010 12/16/2010 12/17/2010 12/17/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010
11-02141-FOIA 11-02142-FOIA
12/6/2010 Inhibitex Inc Form S-1 Exhibit 10.18 10.19 10.20 10.22 10.23 10.24 10.25 10.26 10.27 10.30 and 10.31 Indevus Pharmaceuticals Inc Form 10-K Exhibit 12/6/2010 10.148 Indevus Pharmaceuticals Inc Form 10-Q Exhibit 12/6/2010 10.136
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara DePeau, Andrew Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Malinowski, Thomas Wall, Lindsay
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Indevus Pharmaceuticals Inc Form 8-K Exhibit 99.2 Incyte Corporation Form 8-K Exhibit 4.1 Incyte Corporation Form 10-K Exhibit 10.49
12/6/2010 12/6/2010 12/6/2010
Cypress Bioscience Inc Form 10-K Exhibit 10.24 12/6/2010 10.25 10.27 and 10.28 Connetics Corp Form 10-K Exhibit 10.53 and 12/6/2010 10.54 CV Therapeutics Inc Form 10-Q Exhibit 10.83 12/6/2010 Acambis Form 20-F Exhibit 4.17 Omeros Corp Form S-1 Exhibit 10.42 Seattle Genetics Inc Form 10-Q Exhibit 10.1 Santarus Inc Form 10-Q Exhibit 10.2 Santarus Inc Form 8-K Exhibit 10.1 Archer Capital Management John Philip Low Todd Emerson Rapp Paccar Inc Pacer International Inc Pacific Capital Bancorp PAETEC Holding Corp Palm Inc Penske Automotive Group Inc fka United Auto Group Inc People's United Financial Inc Pepsi Bottling Group Inc, The PG&E Corporation Provident New York Bancorp John Edwin Eckerson Sean Patrick Fahey William A Ackman Pershing Square Capital Management LP Donald Ian Brownstein 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/6/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010 12/21/2010
Wall, Lindsay Inglese, Tara Inglese, Tara Bator, Anthony Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Hawkins, Michael Murray, Laura Gottlieb, Mark Drake, Michael Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Stuctured Portfolio Management LLC
12/21/2010 12/20/2010 12/20/2010 12/20/2010 12/22/2010 12/22/2010 12/22/2010 12/22/2010 12/22/2010 12/22/2010 12/22/2010 12/22/2010 12/22/2010 12/22/2010 12/22/2010 11/15/2010 12/15/2010 12/15/2010 12/22/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010
Nyes Ledge Capital Management, LLC Peter J Richards Nyes Ledge Capital Management, LLC Scott A Fine Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. The Ohio State University Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Accredited Investors Nicholas Anthony Botta DTE Energy Company Asset Acceptance Capital Corporation Asbury Automotive Group Inc Arkansas Best Corp American Capital Strategies Ltd Alliancebernstein Holding LP Agilent Technologies Inc ACCO Brands Corp Abbott Laboratories AAON Inc Roswell Capital Partners LLC and Michael W Hawkins Mong Reththy et al Richard Erin Caddell Computer files regarding searches performed on EDGAR Adolor Corp Form 8-K/A Exhibit 10.1 American Semiconductor Corp DE Form 10-Q Exhibit 10.1 Ashworth Inc Form 10-K Exhibits 10.(W) and 10.(V) Avi Biopharma Inc Form 10-Q/A Exhibit 10.39 Biomira Corp Form S-4/A Exhibit 10.14 and 10.19 Biosphere Medical Inc Form 10-K Exhibit 10.6
Cambridge Antibody Technology Group PLC 12/20/2010 Form 20-F Exhibit 4.2 Cambridge Display Technology Inc Form S-1 12/20/2010 Exhibit 10.13 Cavium Networks Inc Form S-1/A Exhibit 10.21 12/20/2010
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Hart, Danny Plesse, Dan Solomon, Alisa
Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Graduate School of Journalism
Electronics for Imaging Inc Form 10-K Exhibit 10.22 Electronics for Imaging Inc Form 10-Q Exhibit 10.23 Endo Pharmaceuticals Form S-4 Exhibit 10.10 and 8-K Exhibit 10.48 Gen Probe Inc Form 10-K Exhibit 10.55
12/20/2010 12/20/2010 12/20/2010 12/20/2010
Gilead Sciences Inc Exhibit 10.39 to Form 10-K 12/20/2010 GPC Biotech AG Form F-1 Exhibits 10.1 10.2 10.5 10.6 10.10 10.13 GTC Biotherapeutics Inc Form 8-K/A Exhibit 10.1 and Form 10-K Exhibit 10.21 Guilford Pharmaceuticals Inc Form 8-K/A Exhibit 99.3 and Form 10-Q Exhibit 10.37 Hana Biosciences Inc Form SB-2/A Exhibit 10.7 Heska Corp Form S-1 Exhibit 10.5 Hyseq Inc Form 8-K/A Exhibit 10.14 Integrated Brands Inc Form 10-K/A Exhibit 10.32 Medicines Co MA Form S-1/A Exhibit 10.5 Memory Pharmaceuticals Corp Form S-1/A Exhibit 10.8 Metabasis Therapeutics Inc Form S-1 Exhibit 10.23 Michael Foods Inc Form 10-K Exhibit 10.86 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10 Micrus Endovascular Corp Form 10-Q Exhibit 10.5 Momenta Pharmaceuticals Inc Form S-1 Exhibit 10.5 and 10.6 Nutrition 21 Inc Form 10-K Exhibit 10.65 Omniture Inc Form S-1 Exhibit 10.9 Jude Driscoll Logan Circle Partners LP Christopher Gerard Russell Biotransplant Inc and MedImmune Inc Procera Networks CT Order Tevye Co 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/23/2010 12/23/2010 12/23/2010 12/22/2010 12/23/2010 12/22/2010
Kramer, Philip Robinson, Jennifer Robinson, Jennifer Rosenthal, Zvi Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Spaulding, Peter Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Bailot, Jeff
Kramer & Kaslow Buchanan Ingersoll & Rooney PC Buchanan Ingersoll & Rooney PC Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat -
Signalife Inc Centre Partners Management LLC audits and examinations MB Investment Partners Inc audits and examinations Aragon Capital Advisors LLC 07-cv-919 SDNY and Zvi Rosenthal et al Onyx Pharmaceuticals Inc Form 10-K Exhibit 10.20 and 10.21 Parlux Fragrances Inc Form 10-Q Exhibit 710.71 Protein Design Labs Form 10-Q Exhibit 10.1 Plainfield Asset Management Scolr Pharma Inc Form 10-K Exhibit 10.37 Simtek Corp Form 8-K Exhibit 10.1
12/22/2010 12/23/2010 12/23/2010 12/27/2010 12/20/2010 12/20/2010 12/20/2010 11/17/2010 12/20/2010 12/20/2010
Spectrum Pharmaceuticals Inc Form 8-K Exhibit 12/20/2010 10.1 Staktek Holdings Inc Form 10-Q Exhibit 10.2 12/20/2010 Stratagene Holding Corp Form S-4 Exhibit 10.11 Targacept Inc Form S-1/A Exhibit 10.21 Tolerrx Inc Form S-1 Exhibit 10.6 10.9 and 10.11 Valera Pharmaceuticals Inc Form S-1/A Exhibit 10.19 Vernalis PLC Form 20-F Exhibit 4.5(D) Vertex Pharmaceuticals Inc MA Form 8-K/A Exhibit 99.2 Xenova Group PLC Form 20-F Exhibit 4 and 4.29 Somaxon Pharmaceuticals Inc Form S-1 Exhibit 10.19 Peerless Systems Corp Form 10-K Exhibit 10.87 Midway Games Inc Form 10-K Exhibit 10.71 Inter Parfums Inc Form 8-K/A Exhibits 10.77 Chiron Corp Form 10-Q Exhibit 10.323 General Electric Company 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010
Wolf, Christine Coutinho, Marcia Malinowski, Thomas Fricker, Mary Holst, Jarrad Plavi, C. Johnson, Ernessa Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Amado, Selin Amado, Selin Amado, Selin Amado, Selin Amado, Selin Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Royaltystat Check Fund Manager, LLC Kozeny & McCubbin LLC Finkelstein & Kirnsk LLP Thomson Reuters Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Verdis Investment Management Verdis Investment Management Verdis Investment Management Verdis Investment Management Verdis Investment Management EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
DT Industries Inc Salix Pharmaceuticals Ltd Form 8-K Exhibit 10.53 Stephen Edward Memishian ZAP form 10-K Cosmetic Car Company Holding Inc and Cosmetic Car Co LLC Bank of America July 07 - December 08 Rockwell Automation Inc File No 1-12383 Daniel Bruce Strickberger Scott D Pavlak Peter E Mahoney Mitch Solich SFC Energy Partners Geoff Solich Roger Flahive John Cleveland Elm Ridge Capital Management LLC Elm Ridge Management LLC Elm Ridge Partners LLC Elm Ridge Offshore Master Fund Ltd Elm Ridge Value Partners Offshore Fund Inc
12/23/2010 12/20/2010 12/27/2010 12/27/2010 12/21/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010
Elm Ridge Value Partners Offshore Institutional 12/28/2010 Fund Ltd Elm Ridge Value Partners LP 12/28/2010 Elm Ridge Capital Partners LP Philip Gutfleish Ronald E Gutfleish Lee Anderson Stephen L. Cohen Jed A Bowen Eric Wood Bob Nemeth 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Garrison Investment Management LLC Garrison Investment Group LP Garrison Opportunity GP II C LLC Garrison Opportunity Master Fund II C LP Garrison Opportunity Fund II C LP Garrison Opportunity Fund II A LLC Garrison Opportunity Fund II B FCP FIS Garrison Opportunity Fund II D Steven S Stuart Joseph B Tansey Mitchell Drucker Terence Moore Susan George Stephen W Malone Brian Shaughnessy Gregg Choita Brian Chase Lawrence Bizjak David Moson Julian Weldon Daniel Eichner Matthew Todd Iorio White Elm Capital LLC Acacia Research Corp Aceto Corporation Acorda Therapeutics Inc Alberto Culver Co AMCOL International Corp American Campus Communities Inc Americredit Corp Arch Capital Group Ltd Arch Coal Inc
12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/28/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010 12/29/2010
Gavin, J. Patrick Ghiselli, James Ghiselli, James Ghiselli, James Clarke, David Blaustein, Matthew Coleman, Patricia Bolger, Darci
Disclosure Insight, Inc. Shoemaker Ghiselli & Schwartz Shoemaker Ghiselli & Schwartz Shoemaker Ghiselli & Schwartz Thomson Reuters Law Offices of Peter G. Angelos LexisNexis CourtLink, Inc.
Arctic Cat Inc
12/29/2010
Neal Greenberg and/or Greenberg & Associates 11/11/2009 Inc Tactical Allocation Services LLC 11/11/2009 Agile Group LLC Congressional correspondence from all members of Congress Copeland Refrigeration Corporation and/or Copeland Corporation LLC Deutsche Bank Mortgage Loan Trust 2005-AR1 and 2005-AR2 Lennar Corporation and/or the following entities Universal American Mortgage Company, North American Title Company, Lennar Communications Ventures, Cambridge, Lennar and Village Builders Pulte Group Inc and/or Centex, Pulte Homes, Del Webb and Pulte Mortgage LLC KB Home and/or Countrywide KB Homes Loan LLC and KBA Mortgage or Bank of America PulteGroup Inc and/or Lennar Corporation and/or KB Home Peter Nicholas Yianilos Merfin LLC and/or Structured Portfolio Management LLC Jason Noah Greenfield of Partner Fund Management LP Acacia Research Corp Aceto Corporation Acorda Therapeutics Inc Alberto-Culver Co AMCOL International Corp American Campus Communities Inc Americredit Corp Arch Capital Group Ltd Arch Coal Inc Arctic Cat Inc Omega Commercial Financial Corp 11/11/2009 12/29/2010 12/29/2010 12/29/2010 12/29/2010
11-02323-FOIA 11-02324-FOIA
Bolger, Darci Bolger, Darci
LexisNexis CourtLink, Inc. LexisNexis CourtLink, Inc.
12/29/2010 12/29/2010
Bolger, Darci Wall, Lindsay Wall, Lindsay Kiernan, Cortney Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Liescheidt, David
LexisNexis CourtLink, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. DAL Enterprises LLC
12/29/2010 1/3/2011 1/3/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/3/2011
Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Orbock, Joseph Maamouri, Terry Williams, Paul
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Doig and Doig -
Steven Louis Kuhn Pine River Liquid Mortgage Fund LP Pine River Domestic Management LP Pine River Capital Management LP Pine River Capital Management LLC Pine River Capital Management (UK) Matthew Tewksbury Bio Technology General Norfolk Southern 2009 Annual Report
1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 12/6/2010 1/4/2011
1/3/2011 complete database of all licensing and registration information made available through the Investment Adviser Registration Depository Advent Software Sami Joseph Karam Park Place Securities Inc Air Products and Chemicals Inc Louis Corrigan Jack Amidon Nancy (Shevory) O'Connor Brian J. Pastor Nicholas Pierre Vassalli Alice Frances Evarts Franklin James Collins Abrams Capital, LLC Farallon Capital Management LLC Michael Adam Karsch William Leong Mok OIG-533 Meredith Whitney Advisory Group LLC Steego Corporation SalvosFund TALF1 LP Chesapeake Energy Corporation 1/3/2011 12/21/2010 1/3/2011 1/3/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/4/2011 1/5/2011 1/5/2011 1/5/2011 1/5/2011 1/5/2010 1/5/2011 1/5/2011 1/4/2011 1/3/2011
Keune, Marsha Gottlieb, Mark Elsnic, Greg Keune, Marsha Marcus, Sally Marcus, Sally Lichtcsien, Susan Mierzejewski, Mark Wall, Lindsay Kiernan, Cortney DePeau, Andrew Mierzejewski, Mark Kiernan, Cortney Lichtcsien, Susan Wall, Lindsay Scannell, Kara Braun, Martin Yoo, Jason Beich, Fritz Van Grevenhof, Jeffrey
Moore School of Business Moore School of Business EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Financial Times Bloomberg News -
Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Pepitone, Julianne Carruth, Nathan Barnes, Robert deHaan, Ed Drake, Michael Keune, Marsha Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Park, Paula Ravnitzky, Michael Langston, Catherine Drake, Michael Peer, Adam Peer, Adam Peer, Adam Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally
CNN Money CNN Money CNN Money CNN Money CNN Money CNN Money CNN Money CNN Money CNN Money Kaye Scholer LLP University of Washington The Ohio State University Moore School of Business Royaltystat Royaltystat Royaltystat Bloomberg Check Fund Manager, LLC The Ohio State University National Association of Professional Employer Orgs National Association of Professional Employer Orgs National Association of Professional Employer Orgs Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC
LinkedIn Corp Facebook Inc Twitter Inc EB Exchange Funds LLC Felix Investments LLC GreenCrest Capital LLC SharesPost Inc. Zynga Game Network Inc SecondMarket Inc/SecondMarket Holdings Inc Collateralized Debt Obligations or Derivative Swaps Broadcom Corp and Kaye Scholer Letters sent to Tom McGinty of the Wall Street Journal Edgar Log Files JP Morgan Chase & Co. Gilead Sciences Inc Form 10-K Exhibit 10.56 Gilead Sciences Inc Form 10-Q Exhibit 10.1 Gilead Sciences Inc Form 10-K Exhibit 10.68 career and Education history of SEC officials. pending FOIA requsts/appeals Vail Resorts Inc EDGAR Log Files Gevity HR TeamStaff Administaff Greenlight Capital, Inc Christopher Mosellen Glenn Alan Kleczka Timothy John Kroll
12/30/2010 12/30/2010 12/30/2010 12/30/2010 12/30/2010 12/30/2010 12/30/2010 12/30/2010 12/30/2010 1/4/2011 1/5/2011 12/30/2010 1/5/2011 1/3/2011 12/20/2010 12/20/2010 12/20/2010 1/6/2011 12/24/2010 12/22/2010 1/5/2011 12/21/2010 12/21/2010 12/21/2010 1/5/2011 1/5/2011 1/6/2011 1/6/2011
Marcus, Sally Mierzejewski, Mark Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Malinowski, Thomas Kiernan, Cortney Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Manning, John Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Michele L. Young (Winters) Raymond George Zage III Brigade Capital Management Gregory S. Swart Mark Christopher Wehrly Impala Asset Management Asian Century Quest Capital Daniel Joseph Hirsch of Farallon Capital Management Xavier Mimaud Matthew Harold Plotkin Ian W. Estus Gregory Scanlon Vermillion Inc Form 8-K Exhibits 99.2 and 99.3 EntreMed Inc Form 10-Q Exhibit 10.39 and 10.40 Access Pharmaceuticals Inc Form 10-Q Exhibit 10.27 Inamed Corp Form 10-Q Exhibit 10.50
1/6/2011 1/7/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 1/6/2011 12/13/2010 12/13/2010 12/13/2010 12/13/2010
JOHN F X MANNING ASSOCIATES INC KBW Asset Management Inc
IDM Pharma Inc Form 10-K Exhibit 10.49-10.61 12/13/2010 Illumina Inc Form 10-K Exhibit 10.28 Illumina Inc Form 10-Q Exhibit 10.27 Immunicon Corp Form S-1 Exhibits 10.2710.37 Immunicon Corp Form S-1 Exhibit 10.47 and 10.48 Illumina Inc Form S-3 Exhibit 10.23 and 10.24 Immucell Corp Form 10-K Exhibit 10.16 Immunicon Corp Form 10-K Exhibit 10.29 Immunicon Corp Form 10-K Exhibit 10.34 Immunicon Corp Form S-1 Exhibit 10.55 ImmunoGen Inc Form 10-Q Exhibit 10.1 ImmunoGen Inc Form 10-K Exhibit 10.57 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010 12/13/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Voss, Pamela Voss, Pamela Voss, Pamela Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Malinowski, Thomas Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Walter J. Mathews, P.A. Walter J. Mathews, P.A. Walter J. Mathews, P.A. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Corvacs International Inc Form 10-K Exhibit 10.55 Cytogen Corp Form 10-K Exhibit 10.34 and 10.35 Regeneron Pharmaceuticals Inc Form S-1 Exhibit 10.8 Corautus Genetics Inc Form 10-Q Exhibit 10.5 Empire Financial Holding Co Empire Financial Group Inc Jesup & Lamont Inc Bank of the Ozarks Inc Dawson Geophysical Co DeVry Inc Dril-Quip Inc Dycom Industries Inc El Paso Electric Co First Cash Financial Services Inc Flagstar Bancorp Inc OYO Geospace Corp Plains All American Pipeline Monroe Trout CanPartners Incorporated Kenneth James Turano Ionic Capital Management LLC Ionic Capital LLC Ionic Capital Opportunity Fund LLC Ionic Capital Advisors LLC Ionic Capital Partners LP Ionic Convertible Partners LP Ionic Select Opportunities Partners LP Fair Isaac Corporation FBL Financial Group Inc Federated Investors Inc
12/13/2010 12/13/2010 12/13/2010 12/13/2010 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/7/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Mierzejewski, Mark DePeau, Andrew Kiernan, Cortney Reinhardt, Kelly Lichtcsien, Susan Malinowski, Thomas Reinhardt, Kelly Mierzejewski, Mark Johnson, Ernessa Robinson, Mitchell Buttery, Lela Krouse, Sarah Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Thomson Reuters 1145460 HU3 Washington Business Journal Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Fresh Del Monte Produce Inc FTI Consulting Inc Jackson Hewitt Tax Service Inc MeadWestvaco Corporation Mueller Water Products Inc formerly Mueller Holdings Inc Myers Industries Inc Nordstrom Inc John Burke Kleinheinz Kleinheinz Capital Partners Inc Global Undervalued Securities Pennant Capital Management LLC Sierd Tilma Lawrence Matthew Clark Jr. Kensico Capital Management Corp Robert James Lambert Mark Stupfel CanPartners Incorporated Kenneth James Turano Matthew P OReilly Morgan Keegan & Co Flash Crash of May 6 Report JP Morgan Chase Bank SEC Lease Constitution Center 400 7th Street SE Washington DC Jeffrey W. Cameron Ener1 Inc H&E Equipment Services LLC HCP Inc Health Care REIT Inc Healthcare Services Group Inc Heckmann Corp Helen of Troy Ltd
1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/7/2011 1/7/2011 1/7/2011 1/6/2011 12/27/2010 1/4/2011 1/10/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly DePeau, Andrew Langston, Catherine Mierzejewski, Mark Malinowski, Thomas Camil, Eric Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Camil Consulting Corp Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat
Helix Energy Solutions Group Hercules Offshore, Inc HHgregg, Inc Redwood Capital Management Redwood Master Fund Redwood offshore Redwood Domestic Fund Kolmer, LLC Aurelius Capital Management LP Aurelius Capital GP LLC Aurelius Convergence Fund LP Aurelius Capital Partners LP Aurelius Capital Partners II LP Aurelius Opportunities Fund LP Capital Management Inc harbinger Capital Partners LLC William C. Nicholas aka Will Nicholas Forum Asset Management LLC EDGAR uploads and correspondence for the past four years Achillion Pharmaceuticals Inc Aegerion Pharmaceuticals Inc Affymax Inc Aphton Corp Ambassador Eyewear Group Inc Arena Pharmaceuticals Avanir Pharmaceuticals Cephalon Inc Control Delivery Systems Inc/Ma Cougar Biotechnology Inc Grow Group Inc Xenogen Corp Exhibits 10.13 and 10.14 to the Form S-1
1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Rajendra Kumar, N. Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia DePeau, Andrew DePeau, Andrew Langston, Catherine Langston, Catherine
Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Reserve Bank of India Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Centocor Inc Women First healthcare Vivus Inc Viventia Biotech Inc Threshold Pharmaceuticals Inc Targeted Genetics Corp Chubb Group and FI Investmment Ltd Ligand Pharmaceuticals Inc Lingo Media Inc Calypte Biomedical Corp Genometrix Inc Medgenesis Inc Medarex Inc Medarex Inc Micromet Inc Neurologix Inc/DE Optimer Pharmaceuticals Oncogenex Technologies Inc Pharmacopeia Inc Pharmasset Inc Pharmion Corp Scientific Learning Corp Senomyx Inc Signature Eyewear Inc Form 10-K Exhibits 10.16 and 10.19 Somaxon Pharmaceuticals Inc Sucampo Pharmaceuticals Inc Symyx Technologies Inc Tudor Investment Corporation Paul Tudor Jones II Alternative Access Capital LLC Harvey Partners LLC
1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 11/23/2010 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 1/7/2011 12/14/2010 1/14/2011 1/14/2011 1/14/2011
Langston, Catherine Inglese, Tara Kiernan, Cortney Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Reinhardt, Kelly Gavin, J. Patrick Mierzejewski, Mark
Jeffrey Craig Moskowitz of Harvey Partners LLC 1/14/2011 1/3/2010 1/17/2011 1/17/2011 1/17/2010 1/17/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/3/2011 1/3/2011 1/3/2011 1/13/2011 1/3/2011 1/13/2011
Nyes Ledge Capital Management, LLC Michael Lipsky of Blackrock Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Check Fund Manager, LLC Disclosure Insight, Inc. Check Fund Manager, LLC Derek M Goodman of Autonomy Americas LLC Strategic Fixed Income UK LLP Strategic Fixed Income LLC AKA Strategic Fixed Income LP Kenneth Abraham Windheim of Strategic Fixed Income LLC Patricia Maria Arcoleo AKA Patricia Windheim of Strategic Fixed Income LLC ETI Partners LLC TTM Investments LLC Tiedemann Falconer Partners LP TIG Advisors LLC TTM Management LLC Broadfin Capital LLC Broadfin Advisors LLC Broadfin Healthcare Fund LP Motorola Solutions Inc Kevin Kotler of Broadfin Capital LLC Motorola Mobility Holdings Inc
Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
1/14/2011 BlackRock Scientific BlackRock Execution Advisors BlackRock Fund Distribution BlackRock Fund Advisors Jeff Shen aka YuQing Shen 1/14/2011 Tewksbury Capital Management Ltd Stevens Capital Management LP Shannon McGee Dusty Wise Brian Markham Cooney Kelly Anne Mazzucco John David Scially Michael Ian Wilkins Y2K Partners LP 1/3/2011 1/3/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011 1/1/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Kingsford Capital Masterpiece Ltd Kingsford International Kingsford Capital Management LLC Kingsford Capital Partners LP Pivotal Partners IV LP Pivotal Partners III LP Pivotal Partners LP Pivotal Asset Management LLC SR Criterion Criterion Capital SPV I LP Criterion Horizons Offshore Ltd Criterion Horizons Fund II LP Criterion Horizons Fund LP Criterion Capital Partners Ltd Criterion Institutional Partners LP Criterion Horizons Master Fund LP Criterion Capital Partners LP Criterion Capital Partners Master Fund LP Criterion Capital Management LLC Zacharia Stout Tomoko Fortune David Kingston Riley Richard Daniel Beckham Christopher Hawkins Lord Carl Thomas Anderson of Glynn Capital Management John Walter Glynn Jr of Glynn Capital Management PIMCO GP I LLC Ryan LaFond Forest Oil Corporation Crane Co Compass Minerals International Inc
1/1/2011 1/1/2011 1/1/2011 1/1/2011 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 12/31/2010 1/3/2011 12/30/2010 1/14/2011 1/14/2011 1/13/2011 1/13/2011 1/13/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Akins, Leesa Akins, Leesa Akins, Leesa Akins, Leesa Lichtcsien, Susan Langston, Catherine Akins, Leesa DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Langston, Catherine Mierzejewski, Mark
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Southern Company Southern Company Southern Company Southern Company Check Fund Manager, LLC Check Fund Manager, LLC Southern Company Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Chipotle Mexican Grill Inc Casey's General Stores Inc Auxilium Pharmaceuticals Inc Adtran Aaron's Inc Texaco Inc No Act Letter 3-28-1991 Johnson & Johnson No Act Letter 2-17-06 ConAgra Foods No Act Letter 7-3-06 Exxon Mobil No Act Letter 3-4-04 Karsch Capital Management LP Harvey Partners LLC Abbott Laboratories No Act Letter dated 2-2806 Paul Tudor Jones II Tudor Investment Corporation Ryan LaFond Alternative Access Capital LLC BlackRock Scientific, BlackRock Execution Advisors, BlackRock Fund Distribution, BlackRock Fund Advisors Patricia Maria Arcoleo aka Patricia Windheim Frontier Oil Corp Gannett Co Inc GrafTech International Ltd Hawaiian Electric Industries Inc Heartland Express Inc InterDigital Communications Corp JDS Uniphase Corporation Leap Wireless International Inc Masimo Corp Morningstar Inc Greenfield Partners LLC Paul Altieri
1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011
Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Amado, Selin Amado, Selin
Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Verdis Investment Management Verdis Investment Management
1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011
Amado, Selin Nagy, Alex Akins, Leesa Kleinbrook, Charles McKellar, T.M. Downey, Michele Galinskie, Holly Rosenburg, Howard Manning, John Smith, Christopher Hawkins, Carly Hawkins, Carly Kang, Shin Mitts, Maurice
Verdis Investment Management Sutherland Asbill & Brennan LLP Southern Company Seward & Kissel LLP Ackerman Link & Sartory, PA Kopecky Schumacher & Bleakley P.C.
Eugene Albert Gorab Separate Account I of Integrity Life Insurance Co Anheuser Busch Co No Act Letter 1-17-07 ING bVisual Filings CAMCO Tactical Return Form D 12-4-00 LPL Financial Corp 2007 Form ADV
1/14/2011 1/14/2011 1/14/2011 1/7/2011 1/14/2011 1/14/2011 1/14/2011 1/13/2011 1/14/2011 12/21/2010 1/12/2011 1/12/2011 12/15/2010 1/13/2011
Queen Shoals Group LLC Sidney S Hanson Charlotte Hanson JOHN F X MANNING ASSOCIATES INC KBW Asset Management Inc and HO1241878 AIG 10-K Rep Darrell Issa Rep Darrell Issa regarding Trivest Partners Biomarin Pharmaceutical Inc Sales Agreement with Genzyme Corp IBM Corp Robert Moffat Daniel Chiesi Mark Kurland Hector Ruiz Steve Fortuna Raj Rajaratnam Rajiv Goel Anil Kumar Galleon Management and New Castle Funds Bernard L Madoff Investment Securities LLC Form ADV 2006-2008 Bernard L Madoff Investment Securities LLC Form BD 2006-2008 Ten Mutual Funds 13F Filings Canyon Creek Development Inc Sunwest Management Inc Canyon Creek Financial LLC Jon M Harder Davis Wright Tremaine LLP GetFugu Inc Symyx Technologies Inc Form S-1/A Exhibit 10.9 Pall Corporation OIG 533 LARO Westridge Capital Management
Mitts Milavec, LLC
Truver, Kristen Truver, Kristen Schreder, James Cosgrove, John Cosgrove, John Cosgrove, John Cosgrove, John Cosgrove, John Kirkland, John Coutinho, Marcia Ahmed, S Warton, Ronald
Danjon Engineering Inc Luce Forward Hamilton & Scripps LLP Royaltystat Robbins Geller Rudman & Dowd LLP -
1/13/2011 1/13/2011 1/13/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/7/2011 1/12/2011 1/13/2011
Salerno, Peter Brozzetti, Michael Long, Marina Shroyer, Thomas Sandor, Jamie Sandor, Jamie Sandor, Jamie Sandor, Jamie Sandor, Jamie
Boundless LLC Riley Riper Hollin & Colagreco Moss & Barnett Creative Services, Inc. Creative Services, Inc. Creative Services, Inc. Creative Services, Inc. Creative Services, Inc.
Jeffrey Thorp List of current employees with specific criteria Michael Hershey AP 3-12383 FOR 1031 Sean D Sullivanof US Bank and State Street Bank Michael J Sullivan of Accenture Melissa A Harris of Monitor Group and Foley Hoag LLP Deborah A Hill of Hill Consulting and Centive Ralph Patrick Kent of SAC Capital The Boston Company and Schroders Investment Management Steven Mark of TIAA CREF SRM Associates Sincere & Co and Liberty Mutual The Pembroke Group LLC DeVry Inc Health Jam Inc Bright Beginnings Inc Liberia Womans Advisory Council Arnet Fox Kitchner Plotkin & Kahn PLLC Vulcan Data Systems Inc BET Pictures Inc IA Urban Hotels Fort Worth GP RLJ III-SF Austin General Partner RLJ III-SF Richardson General Partner RLJ III-SF Sallas UT General Partner RLJ III-SF Houston Galleria Lessee General Partner RLJ Fort Worth Hotel General Partner Athleta Inc Challenge Air Cargo Consolidated Handling Services Inc DC-Leasing Inc
1/12/2011 1/19/2011 1/12/2011 12/28/2010 12/22/2010 12/22/2010 12/22/2010 12/22/2010 12/22/2010
11-02680-FOIA
Sandor, Jamie
Creative Services, Inc.
12/22/2010
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/12/2011 1/12/2011 1/12/2011 1/12/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC International Business Research International Business Research International Business Research Disclosure Insight, Inc.
Export Air Del Peru Galaxy Avation Cargo Inc Hair Club Miami Lynx Global Corp Mexico Air Cargo Corp Miami Fashion Center Inc South Winds Charter Division Inc Staf Airlines SA Stag Airlines SA Sun Shipping Lines Inc Toledo Isles at Palm Condominium Association Transnational Aviation Systems Inc Uno Handling Corp Wright Brother Aviation Inc Record Aircraft Parts Corp Tradewinds Airlines Miracle One Inc Nex Gen Air Cargo Inc International Enterprises Group Only For Men-Hair Styling Record Aircraft Parts Corp San Marcos Sierras Inc Sky Beauty Supplies Sky Lease I Inc Sky Lease Ii Inc South Winds Cargo Michael T Moe Gregory Scanlon Stephen D Bard Paul D Lapping Next BDC Capital Corp Oil State International Inc
1/12/2011 1/12/2011 1/12/2011 1/12/2011 1/12/2011 1/12/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2011 1/13/2010 1/14/2011 1/6/2011 1/14/2011 1/14/2011 1/14/2011 1/18/2011
Costello, Maureen Gavin, J. Patrick Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Mierzejewski, Mark
International Business Research Disclosure Insight, Inc. International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC
The Next Companies Quest Software Inc Next Asset Management LLC Regal Beloit Corp Rent A Center Rock Tenn Company Silgan Holdings Inc Simpson Manufacturing Co Inc Solera Holdings Inc Spirit AeroSystems Holdings Inc SunPower Corporation Thomas Gordon Milne Round Table Investment Management Round Table Asset and/or Round Table Global Richard Reeder Horton Thinkpanmure LLC Thinkhedge Capital Management LLC Thinkequity Capital LLC Thinkequity Partners LLC Fuller & Thaler Asset Management Inc New University Holdings Corp 57th Street General Aquisition Corp M101 Capital Management LLC Hanover-STC AcquisitionCorp Hanover Group US LLC Alternative Asset Management Acquisition Lapping Investments LLC Minotaur Partners II LP MP II LP Cielos Airlines Master Top Airlines Collagen Corp Form 10-K Exhibit 10.36
1/14/2011 1/18/2011 1/14/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011
Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Dukes, Sara
Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Deloitte Recap, LLC
1/18/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/14/2011 1/3/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Nichols, Thomas Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Immunex Corp Form 10-Q Exhibit 10.1
1/3/2011
Anika Therapeutics Inc Form 10-K Exhibit 10.43 1/3/2011 Bradley Pharmaceuticals Inc Form 10-Q Exhibits 1/3/2011 10.4 10.4.1 10.4.2 10.4.3 10.4.4 NxStage Medical Inc Form 10-K Exhibits 10.29 1/10/2011 BioTransplant Inc Form S-1 Exhibits 10.10 Curis Inc Form 10-Q Exhibits 10.1 Adolor Corp Form 10-K Exhibits 10.14 Adolor Corp Form 8-K Exhibits 10.1 Adolor Corp Form 8-K/A Exhibits 10.1 BioChem Pharma Inc Form 20-F Exhibits 11 19 22 21 41 Antigenics Inc Form 10-Q Exhibits 10.3 Vical Inc Form 10-Q Exhibits 10.36 Amgen Inc Form 10-Q Exhibits 10.52 Amgen Inc Form 10-Q Exhibits 10.42 Amgen Inc Form 10-Q Exhibits 10.49 10.50 10.51 Metropolitan Mortgage & Securities Inc Selfcare Inc Form SB-2 Exhibit 10.57 DRAXIS Health Inc Form 20-F Exhibit 4.70 Iomai Corp Form S-1 Exhibit 10.7 10.9 Introgen Therapeutics Inc Form 10-K Exhibit 10.53 Tapestry Pharmaceuticals fka Napro Biotherapeutics Memory Pharmaceuticals Corp Form S-1 Exhibit 10.8 Neurocrine Biosciences Inc Form 8-K Exhibit 99.2 Inamed Corp Form 10-K Exhibit 10.52 Corcept Therapeutics Inc Form S-1 Exhibits 10.9 10.11 10.12 Insmed Inc Form 8-K Exhibit 10.18 Idec Pharmaceuticals Corp aka Biogen Idec Inc Form 10-Q Exhibit 10.11 1/10/2011 1/3/2011 1/3/2011 1/10/2011 1/3/2011 1/10/2011 1/3/2011 1/3/2011 1/3/2011 1/3/2011 1/3/2011 1/12/2011 1/10/2011 1/10/2011 12/27/2010 12/27/2010 12/27/2010 12/27/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/27/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
BioMarin Pharmaceutical Inc Form 10-K Exhibit 10.44 Dendreon Corp Form 8-K Exhibit 10.41 Inspire Pharmaceuticals Inc Form 10-K Exhibit 10.44 Inspire Pharmaceuticals Inc Form 8-K Exhibit 10.1 10.2 GPC Biotech AG Form 20-F, Exhibits 4.14 4.15 Dusa Pharmaceuticals Inc Form 10-K, Exhibit 10(e) 10(i) InSite Vision Inc Form 8-K Exhibit 10.1
12/20/2010 12/27/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010 12/20/2010
Allos Therapeutics Inc Form 10-K Exhibit 10.37 12/20/2010 InterMune Inc Form 10-Q Exhibit 10.57 InterMune Inc Form 10-K Exhibit 10.68 InterMune Inc Form 10-Q Exhibit 10.64 InterMune Inc Form 10-K Exhibit 10.96 10.97 InterMune Inc Form 10-Q Exhibit 10.1 InterMune Inc Form 10-K Exhibit 10.99 10.101 10.102 10.103 10.104 10.106 Metabasis Therapeutics Inc Form S-1 Exhibit 10.23 Interleukin Genetics Inc Form 10-K Exhibit 10.38 10.39 Interleukin Genetics Inc Form 10-Q Exhibit 10.1 12/27/2010 12/27/2010 12/27/2010 12/20/2010 12/20/2010 12/20/2010 12/27/2010 12/20/2010 12/20/2010
Interleukin Genetics Inc Form 10-Q Exhibit 10.1 12/20/2010 Interleukin Genetics Inc Form 10-K Exhibit 10.45 Idexx Laboratories Inc Form 10-K Exhibit 10.7 10.8 Idexx Laboratories Inc Form 10-Q Exhibit 10.1 10.2 Inyx Inc Form 8-K/A Exhibit 10.13.3 10.13.4 Inyx Inc Form 10-Q Exhibit 10.38.1 10.38.2 10.38.3 10.38.4 10.38.5 Inyx Inc Form 8-K Exhibit 2.1 Inyx Inc Form 8-K Exhibit 10.37.1 12/20/2010 12/20/2010 12/20/2010 12/27/2010 12/27/2010 12/27/2010 12/27/2010
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Wall, Lindsay Reinhardt, Kelly Langston, Catherine DePeau, Andrew DePeau, Andrew Mierzejewski, Mark Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Inyx Inc Form 8-K/A Exhibit 10.34.1 Inyx Inc Form 8-K Exhibit 10.13.6 Meridian Medical Technologies Inc Form 10-Q Exhibit 10.42 Argonaut Technologies Inc Form 10-Q Exhibit 10.17 Westlake Chemical Corporation Werner Enterprises Inc Vishay Intertechnology Inc
12/27/2010 12/27/2010 1/3/2011 1/10/2011 1/19/2011 1/19/2011 1/19/2011
Varian Semiconductor Equipment Associates Inc 1/19/2011 Unit Corp Tetra Tech Inc TRW Automotive Holdings Corp Tellabs Inc Thoratec Corp SolarWinds Inc Massy Ghausi Karamaan Group LLC David Israel Stemerman Cambrian Capital LP Jose Luis Daza QFR Capital Management Jack L Howard Alpharma Inc Form 10-K Exhibit 10.31 Gilead Sciences Inc Form 10-K Exhibit 10.62 Heska Corp Form 10-K Exhibit 10.34 QuickMed Technologies Inc Form 8-K Exhibit 10.1 Sequus Pharmaceuticals Inc Form 10-Q Exhibit 10 Dusa Pharmaceuticals Inc Form 10-K Exhibit 10(q) Dusa Pharmaceuticals Inc Form 10-Q Exhibit 10.1 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/3/2011 1/10/2011 1/10/2011 1/10/2011 1/3/2011 1/3/2011 1/3/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Peacock, Robert Hamill, Anthony Raj, Nikhila Forman, Jonathan Singer, Sam Slipakoff, Brian Cohn, Scott Brown, J. Robert Keune, Marsha Bulls, Keith Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Evans, David Evans, David Evans, David Evans, David Evans, David
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Fried Frank Harris Shiver Jacobson LLP CNBC University of Denver Moore School of Business ProSource Energy Consultants LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC International Business Research International Business Research International Business Research International Business Research International Business Research
Celltech Group PLC Form 20-F Exhibit 4.28 Celltech Group PLC Form 20-F Exhibit 4.26 TomoTherapy Inc Form 8-K/A Exhibit 2.1 Albany Molecular Research Inc Form 10-Q Exhibit 10.1 Atrix Laboratories Inc Form 8-K Exhibit 99.1 99.2 Ethical Holdings PLC aka Amarin Corp PLC Form 20-F Exhibit 2.3 Auxilium Pharmaceuticals Inc Form S-1 Exhibit 10.5 Diversa Corp Form 10-K Exhibit 10.57 10.58 NYSE Execution Fraud and Annette Nazareth Anthony Richard Anthony R Hamill et al Keystone Automotive Operations Inc Theodore W Urban Athenahealth Inc Sentinel Management Group Inc OIG 533 LARO Westridge Capital Management Rite Aid letter from Martin Dunn Fifth Third Bancorp Chevron correspondence w FWRO Biodel Inc Form 10-Q Exhibit 10.3 Repligen Corp Form 10-Q Exhibit 10.1 Cubist Pharmaceuticals Inc Form 10-K Exhibit 10.67 Genentech Inc Form 10-Q Exhibit 10.32 Lev Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Minotaur Capital Management Inc Merchant Partners LP Quadrapoint Acquisition Corp Jakal Investments LLC Carline Leathers LLC
1/3/2011 1/3/2011 1/10/2011 1/3/2011 1/10/2011 1/10/2011 1/10/2011 1/10/2011 1/19/2011 1/11/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/18/2011 1/21/2011 1/18/2011 1/19/2011 1/10/2011 1/3/2011 1/10/2011 1/10/2011 1/10/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011
Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Langston, Catherine Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally Mierzejewski, Mark Malinowski, Thomas Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Moxee LLC Alfonso Conrado Rey Centurion Cargo aka Centurion Air Cargo Air Security Inc Aires LLC Aires Ocean Lines Inc Aires Properties Inc Alliance Management Center Inc Almajos Corp American Brass Company American Reps Corporation Karen Anne Durante Harvey Partners LLC Sanford Louis Antignas aka Sandy Antignas Anand Atre Frederick Tucker Golden Solas Capital Management LLC Solas Capital LLC Solas Capital Partners LP Estero Partners LLC Y2K Partners Matthew Pilkington Ray Y Bakhramov John Kooho Kim Activision Blizzard Inc Biogen Idec Inc CA Technologies Campbell Soup Company Quest Diagnostics Inc Dorman Products Inc DexCom Inc Bottomline Technologies Inc
1/19/2011 1/19/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/11/2011 1/20/2011 1/20/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011 1/20/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Malinowski, Thomas Glasser, Craig Ganga, Elizabeth Natan, Adrienne Martens, Jose
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Baritz & Colman LLP The Journal News FMS Bonds -
Faro Technologies Inc Warnaco Group Inc First Solar Inc Genzyme Corporation Gap Inc aka The Gap Inc Intuit Inc Irobot Corp Knology Inc Claiborne Liz Inc. Maidenform Brands Inc Micromet Inc Modine Manufacturing Co David Mark Slager Attara Capital LP Attara LP Attara Capital LP Attara Management LLC Attara Holdings LLC Matthew Miles McGrath of Cambrian Capital LP James Forbes Wilson aka James Floyd Wilson Stratum Wealth Management LLC and Charles B. Ganz AP No. 3-13633 OIG 533 LARO Westridge Capital Management FMS Bonds Inc Vanguard 17Ad-13 Transfer Agent Study and Evaluation of Internal Accounting Control SEC v. Dorozhko Washington Mutual and JP Morgan Chase residential loan records Quigley Corp ProPhase Lab Inc 10 KSB/A and exhibits Quigley Corporation/ProPhase Lab Inc S-18 and exhibits GAF Corp ARS for 72-76
1/20/2011 1/20/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/13/2011 1/20/2011 1/7/2011 1/19/2011
Odian, Elizabeth Gehringer, Stephen Shipley, Gerald Shipley, Gerald Fitzpatrick, Jennifer
Marquette University Law School Law Office of Bruce Shaw Armstrong & Associates,LLP
1/19/2011 1/19/2011 1/19/2011 1/19/2011 1/19/2011
Ramsey, Clayton Howell, Rene Li, Allison O'Callahan, Dennis Strauss, Beth Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Plesse, Dan
Carmelite Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors -
Freeman Associates Investment Management LLC 2007 ADV Skytech International Form D Toreador Resources Corp Joint Operating Agreement with TPAO and Tiway Turkey Alcoa Inc and the Bank of New York Trust Co. NA Form of Indenture Sara Lee and the Bank of New York Bond Indenture Biodel Exhibit 10.3 facet Biotech Exhibit 10.18 Talecris Biotherapeutics Exhibits 10.31 and 10.31a Senomyx Exhibits 10.1 and 10.2 Tengion Exhibit 10.9 Interleukin Genetics Exhibit 10.2 and 10.3 Interleukin Genetics Exhibit 99.16 Procera Networks Exhibit 10.1 Presentation Arguments and the Reasoning for Granting Confidential Treatment Gilead Sciences Exhibit 10.62 Jazz Pharmaceuticals Exhibit 10.74 AVI BioPharma Exhibits 10.65 and 10.66 Santarus Exhibiy 10.1 Sanatarus Exhibit 10.1 Santarus Exhibit 10.2 memory Pharmaceuticals Exhibit 10.32 Memory Pharmaceuticals Inc Exhibit 10.8 Solexa Exhibit 10.18 Lev Pharmaceuticals Exhibit 10.1
1/19/2011 1/20/2011 1/24/2011 1/19/2011 1/20/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/11/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Best, Otis
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors -
1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011 1/21/2011
The Medicines Company Exhibits 10.1 and 10.2 1/21/2011 OSI Pharmaceuticals Exhibit 10.5 Barrier Therapeutics Exhibits 10.2 and 10.3 WestStar Mortgage Loan residential mortgage records 1/21/2011 1/21/2011 1/15/2011
Sandor, Jamie Dodge, Michael Lawrence, Kelly Hopkins, Justin Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Correia, Matt Costello, Maureen Smallberg, Michael Smallberg, Michael Lichtcsien, Susan DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark DePeau, Andrew Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Creative Services, Inc. The Life Sciences Foundation Fordham University University of North Carolina - Chapel Hill Life Sciences Foundation The The Life Sciences Foundation The Life Sciences Foundation The Life Sciences Foundation Dapelo & Correia International Business Research Project on Government Oversight Project on Government Oversight Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research
Megan Pelletier AKA Megan Sachs Advanced Genetics IPO Fails to Deliver studies or analyses Financial Data for Regions Gilead Services Inc IPO Agouron Pharmaceuticals Inc. IPO Calgene Inc Affymetrix Inc IPO Huntington Ingalls Industries Bonnie Togs
1/24/2011 1/25/2011 1/25/2011 1/25/2011 1/25/2011 1/25/2011 1/25/2011 1/25/2011 1/24/2011 1/25/2011
8d Ethics Waivers granted between 1995 to 1/25/2011 2010 8b letters filed by former employees from 1995 1/25/2011 to 2010 PFM Holdings 1/26/2011 Cooper Creek Partners LP Brenner West Capital Qualified Partners LP Brenner West Capital Advisors LLC Brenner West Capital Partners LP Brenner West Capital Investors LLC Cyrus Capital Partners LP Eric Todd Moore Partner Fund Management LP Robert J Raymond RR Advisors and/or RCH Energy Otter Creek Management Inc Kenneth Raymond Conforti Solazyme Inc Jonathan Wolfson Harrison Dillon Tyler Painter Peter Licari 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011
11-02987-FOIA
Costello, Maureen
Donald Byers aka Cameron Byers aka D Cameron Byers aka Donald Cameron Byers Paul Quinlan Jonathan Wolfson Thomas J Conrad John Trimble Timothy B Westergren Joseph J Kennedy aka Joe K Kennedy Steven M Cakebread Jessica D Steel aka Jessica Stone Pandora Media Inc
1/26/2011
Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Rosenbloom, Joseph Nichols, Thomas
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research -
1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011
Hopkins, Robert Joseph, Willan Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Willan Franklyn Joseph, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
1/21/2011 Foreign Corrupt Practices Act (FCPA) outside compliance officers MetWest Mortgage Services Inc PSA for Bank of 1/24/2011 New York as Trustee to Metropolitan Mortgage Funding Basix Corp 1/21/2011 Counseling Memorandum Silver Lake Financial Management Company, LLC Roger Lowell Wittlin W. Mark Meyer aka William M. Meyer Twin Tree Management LP / Twin Tree Management LLC Twin Tree SLP LP Twin Tree Capital Partners Transcript of Eric Resnick FOIA 11-02391-FOIA Scott Alan Bommer Fortune Brands Inc Forest Laboratories Inc FMC Technologies Inc Genuine Parts Company Garmin Ltd Hershey Co 1/24/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/27/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Tristan, Nils Calkins, Carrie Katz-O'Neill, Simone Katz-O'Neill, Simone Peacock, Robert
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Soros Fund Management Shartsis Friese LLP Shartsis Friese LLP -
International Game Technology Iron Mountain Inc Las Vegas Sands Corporation Macy's Inc Mastercard Inc Marriott International Inc Microchip Technology, Inc Marvell Technology Group Ltd Micron Technology, Inc Priceline.com Inc Sherwin-Williams Company Seagate Technology, Inc Molson Coors Brewing Co Visa Inc Investortreet.com Inc 7thonline inc Cinmark LLC Solazyme Brazil LLC Vernal Essence LLC Prozyme, Inc Kosan Biosciences Inc Cibola Energy Services Corporation NORTHRIDGE GAS LIQUIDS US INC TRANSCANADA ENERGY MARKETING USA, INC BP CANADA ENERGY MARKETING CORP Microstrategy Inc Bank of America residential mortgage records Deer Consumer Products Inc CNinsure Inc NYSE Execution Data in CitiGroup (c) on 7-1603
1/27/2011 1/27/2011 1/27/2011 1/27/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/27/2011 1/27/2011 1/28/2011
11-03045-FOIA
Alpaidze, Giorgi
Accounting for Pools of Uninsured Residential Reserve Mortgage Contracts dtd 10-1-92 Fidelity Hastings Street Trust Ticker Symbol FFIDX Wextrust Capital LLC OIG 431 Claims by Gary Aguirre re Pequot and John Mack Consumers Buyline Inc JP Morgan Chase & Co JP Morgan Securities Inc Auction Rate Securities NSM Securities Inc Form BD's March 07 to present bVisual Group Ltd Private Placement Memo and Form D SEC Personnel converted from excepted to competitive service from Aug 1990 - June 1994 Evotec Exhibit 4.12 Osiris Exhibits 10.1 10.2 and 10.3 Achillion Pharmaceuticals Exhibit 10.2 Neurobiological Technologies Exhibit 10.1 Verenium Exhibit 10.60 and 10.61 Idenix Pharmaceuticals Exhibits 10.21
1/27/2011
Howland, Claire Orgel, Vivian Parloff, Roger Odato, Jim Waters, Jennifer Isaac, Nathan Renfroe, Jan Koch, Randolph
Fortune Magazine Schopf & Weiss -
1/2/2010 1/23/2011 1/27/2011 1/27/2011 1/26/2011 1/26/2011 1/26/2011 1/26/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Wein, George Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Dukes, Sara
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Select Information Exchange, Inc. Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Deloitte Recap, LLC
1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011
The Medicines Company Exhibit 10.2 10.3 10.4 1/28/2011 Feed of buy and sale broker dealers stock and bond transaction tickets Salix Pharmaceuticals Exhibit 10.11 Acambis Exhibit 4.37 4.38 Sepracor Exhibit 10.43 Quest Diagnostics Exhibit 10.1 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011
Auxilium Pharmaceuticals Exhibits 10.5 10.7 1/28/2011 and 10.14 Repligen Form 10-K Exhibit 10.13 filed June 14 1/28/2011 2005 Momenta Pharmaceuticals Exhibit 10.1 1/28/2011 Ista Pharmaceuticals Inc Form 10-K Exhibit 10.45 1/17/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Gilliard, Gerald Anderson, Toni Miller, Matthew
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Perry, Krumsiek & Jack, LLP Cuneo Gilbert & Laduca LLP
Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.1 and 10.2 Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.1 10.2 and 10.3 Isis Pharmaceuticals Inc Form 10-K Exhibit 10.46 Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.3 Salix Pharmaceuticals Ltd Form S-1 Exhibit 10.11 Diversa Corp Form 10-Q Exhibit 10.49
1/17/2011 1/28/2011 1/17/2011 1/17/2011 1/17/2011 1/17/2011 1/17/2011 1/17/2011
Discovery Partners International Inc Form 10-K 1/17/2011 Exhibit 10.22 Epoch Biosciences Inc Form 8-K Exhibit 2.1 1/17/2011 Curagen Corp Form S-1 Exhibit 10.12 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 and 10.2 Gilead Sciences Inc Form 10-Q Exhibit 10.62 1/17/2011 1/17/2011 1/17/2011
Jazz Pharmaceuticals Inc Form 10-Q Exhibit 1/17/2011 10.74 MedImmune Inc Form 10-Q Exhibit 10.177 and 1/17/2011 10.179 MedImmune Ltd Form 10-K Exhibit 10.181 1/17/2011 Chiron Corp Form 10-Q Exhibit 10.212 and 10.213 Isis Pharmaceuticals Inc Form 10-K Exhibit 10.53 and 10.54 Bloomberg Financial Markets Solicitation 2100006-6005 Chase Home Finance LLC Certified filings SEC v Citigroup Inc Case 10-CV-1277-ESH and Gary Crittendon and Arthur Tildesley Jr Christopher F Brogdon Repligen Form 10-Q Exhibit 10.1 filed on February 12, 1999 Mario Bernardo Garnero 1/17/2011 1/17/2011 1/31/2011 1/28/2011 1/28/2011
11-03092-FOIA 11-03093-FOIA 11-03094-FOIA
Rosalia, Anthony Edwards, Mark Deyneha, Natalia
Morgan Stanley Smith Barney LLC Bioscience Advisors International Business Research
1/28/2011 1/28/2011 1/28/2011
Deyneha, Natalia Costello, Maureen Costello, Maureen Deyneha, Natalia
Fernando Eduardo Monteiro de Carvalho Garnero aka Fernando Garnero Solazyme Inc Jonathan Wolfson Joao de Almeida Sampaio Filho alias: Joao Sampaio Filho, Joao Sampaio, John Sampaio Filho, John Sampaio Ovidio Antonio de Angelis Washington Valente Eric M DeMarco Deanna H Lund MedQuist Inc Form 10-K Exhibit 10.26.2 Harrison Dillon MedQuist Inc Form 10-K Exhibit 10.26.3 MedQuist Inc Form 10-K Exhibit 10.26.4 Tyler Painter MedQuist Inc Form 10-K Exhibit 10.26.5 MedQuist Inc Form 10-K Exhibit 10.26.6 Beverly J Pliskie Morgan Dempsey Capital Management LLC David W Durham Marc Dion Terence V Pavlic Brian G Rafn Robert Armand Laferriere Jeffrey M Solomon Quantitative Tactical Aggressive Fund LLC fka Quantitative Tactical 3x Fund LLC Kurt C Billick Bocage Capital LLC Quantitative Investment Management LLC Quantitative Global 1x Fund LLC Quantitative Global 3x Fund LLC Peter Licari
1/28/2011 1/26/2011 1/26/2011 1/28/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Harness, Alex Costello, Maureen Harness, Alex Harness, Alex Costello, Maureen Harness, Alex Harness, Alex Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Wall, Lindsay Mierzejewski, Mark Reinhardt, Kelly DePeau, Andrew DePeau, Andrew Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen
International Business Research International Business Research International Business Research International Business Research Ceteris International Business Research Ceteris Ceteris International Business Research Ceteris Ceteris EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research
1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/26/2011 1/28/2011 1/28/2011 1/26/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/28/2011 1/26/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lopez, Allan Mierzejewski, Mark Greene, Jenna Mierzejewski, Mark Herr, Mitchell Casdia, Christopher Rumetshofer, Gerald
International Business Research International Business Research International Business Research International Business Research Bloomberg Check Fund Manager, LLC The National Law Journal Check Fund Manager, LLC Holland & Knight Homrich Berg Komet Anlageberatung GmbH
Donald Byers Paul Quinlan Paul Rubinstein David Nufer Facebook Form D and No Action Letter Jeffrey C Smith 8b letters filed for 2009 and 2010 Ramius
1/26/2011 1/26/2011 1/25/2011 1/26/2011 1/25/2011 1/31/2011 1/1/2011 1/31/2011
City of Miami AP No. 3-10022 hearing transcript 1/19/2011 John G McColskey prior FOIA requests Michael W. Berger Manhattan Investment Fund Ltd and Manhattan Capital Management Inc Brianne P. Campbell Paul Vincent Cassidy Jr Robert Bob Lewis Lyle Patrick W Kelly Brian David Jackelow Ricky Sandler Seth D. Rosen Karan Ahooja Josef R Jung Hari Ramanan Chet J Burros Paul Kenny Stephen Maresco Kathleen Olsen Richard Dick Henderson Molpus Jr Molpus Timberlands Management LLC The Molpus Woodlands Group LLC Feed of buy and sell broker dealers stock and bond transaction tickets The Molpus Company 1/30/2011 1/1/2011
Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Marcus, Sally Wall, Lindsay Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wein, George Reinhardt, Kelly
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Select Information Exchange, Inc. Check Fund Manager, LLC
1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/19/2011 1/31/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally David, Risa Marcus, Sally Dodge, Michael Stromsnes, Michael Campbell, Rob Budnick, Russell Carlson, James Maloney, Patrick LeVasseur, Christopher Gingrich, Ike Nichols, Thomas Dukes, Sara Jakoby, Arthur Lynch, Sarah Chase, Andre Armstrong, Scott Wall, Lindsay Marcus, Sally Marcus, Sally Langston, Catherine Edwards, Mark Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Bressler, Amery & Ross EACM Advisors, LLC The Life Sciences Foundation Holland & Knight CNL Private Equity Corporation Aladdin Capital Mangement Stark Reagan Deloitte Recap, LLC Herrick Thomson Reuters RCI No. 336-051 Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Bioscience Advisors Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Eminence Capital LLC Eminence GP LLC Eminence Fund Ltd Eminence Partners LP Envit Capital Management Eminence Partners II LP Genetic Systems Corp 1981 IPO International Equine Acquisitions Holdings Inc Rule SK Release No 33-6334 Aug 6 1981 CSMC Asset-Backed Trust 2007-NC1 424b Wayde McKelvy Aladdin Capital Management LLC Form ADV JD Martin Co Exam Records Arkson Neutraeuticals 8k and all exhibits Metropolitan Asset Funding Inc Mortgage PassThrough Certificates Series 2000-B Isis Pharmaceuticals Inc Form 10-Q Exhibit 10.5 Stillwater Capital Partners Inc FOIA Requests and Responses OIG 523 Allegation of Procurement Violations Cloverleaf Tyson Food 10-K for 2006 2008 and 2010 Mitre contract for implementing Whistleblower database Eric Myles Alper Michael Beerman Eminence Fund Master Ltd HTFx Inc Momenta Pharmaceuticals Exhibit 10.18 Terrell Elton Winstead American Electric Power Company Inc Chesapeake Energy Corporation Diamond Offshore Drilling Inc
1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/24/2011 1/31/2011 1/31/2011 1/31/2011 1/30/2011 1/31/2011 1/31/2011 1/21/2011 1/17/2011 1/24/2011 1/24/2011 1/17/2011 1/26/2011 1/31/2011 1/21/2011 1/24/2011 2/2/2011 1/31/2011 1/31/2011 2/1/2011 1/28/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Jubain, Romi Stromsnes, Michael Balcita, Jeffrey Brown, Phil Marrero, Stephanie Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Coutinho, Marcia Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Holland & Knight Georgia-Pacific LLC Intelligize The Life Sciences Foundation The Life Sciences Foundation The Life Sciences Foundation The Life Sciences Foundation The Life Sciences Foundation Royaltystat Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Time Warner Cable Inc V F Corporation Waters Corporation Wynn Resorts Ltd United States Steel Corp Xilinx Inc Xerox Corp GSL Supply LLC Amoco Canada Marketing Corp Squid Acquisition Corp Adrian Galvez Frederic Stoeckel Danisco US Inc Genencor International Inc Enzyme Bio Systems Ltd Bay Bio Organization Wind River Systems Inc Wind River Merger Corp AJ's Nice Cars Gerova Financial Group Ltd et al Boise Cascade Corporation CIK # 0000012978 SEC Workload History Form 10-K from 1975 Damon Biotech Inc 1983 IPO Integrated Genetics Inc IPO Molecular Genetics Inc IPO Immunomedics Inc Celera Corp IPO Targacept Inc Form S-1 Exhibit 10.14 Michael (Mike) Fenton Goss SAC Capital Advisors LLC Steven A Cohen
1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 2/2/2011 2/2/2011 2/2/2011 2/2/2011 2/2/2011 2/2/2011 2/2/2011 2/2/2011 2/2/2011 2/2/2011 2/2/2011 2/3/2011 2/1/2011 2/1/2011 2/1/2011 2/2/2011 2/1/2011 2/1/2011 2/1/2011 2/1/2011 2/1/2011 1/7/2011 2/2/2011 2/2/2011 2/2/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Greenshields, James Boyce, Barry Calkins, Carrie Smillie, John Sandor, Jamie Mierzejewski, Mark Reinhardt, Kelly Mierzejewski, Mark DePeau, Andrew DePeau, Andrew Malinowski, Thomas Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Legal and Regulatory Research Creative Services, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Boot Loader BlueThunder Betterstate Attache Plus Zygote Ventures LLC Jazem IV Family Partners LP Jazem I Family Partners LP Jazem III Family Partners LP Jazem II Family Partners LP Integrated Systems Inc California Integrated Systems Inc China Green Agriculture Civil Rights Violations GMAC Mortgage LLC residential mortgage records Notice of Termination of Independent Public Accountant Carolyn E Wilson Alan E Howard Alexander John Denner Brevan Howard Asset Management Jonathan David Urfrig U Capital Group LP Atlantic Investment Management Inc Jeffrey T Sanguinet Jonathan Lee Kolatch Redwood Capital Management Ameritrade Holding Corporation CONSOL Energy Inc Consolidated Edison Inc Edison International Fluor Corp Annaly Capital Management Inc
2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/2/2011 2/1/2011 2/2/2011 2/3/2011 2/3/2011 2/3/2011 2/4/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011
11-03247-FOIA
Stromsnes, Michael
Holland & Knight
James S Tagliaferri and/or TAG Virgin Islands Inc fka Taurus Advisory Group LLC Jason W Galanis and Penthouse International Inc Troy Wragg Omnicom Group Inc Parker Hannifin Corp PPG Industries Inc Ultra Petroleum Corporation BSD OS Internet Server Edition Codetest for Tornado Diab RTA Suite DIAB C/C++ Complier Drivers Envoy SNMP Agent Frame Relay Chabot Space & Science Center Tensilica Crossbow Servo AMF BCM Finance LLC Asset Management Finance LLC AMF Acquisition LLC Asset Management Finance Corporation Ivan Krsticevic Andrew Sigurd N Lund Raymond J Garson Judith Judy C Wolk fka Tomo Clough Capital Partners LLC Clough Associates Clough Global Clough Asia Clough Investment
2/3/2011
Stromsnes, Michael Carlson, James Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Wall, Lindsay Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan
Holland & Knight Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/3/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011
Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Nichols, Thomas
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research -
Charles Ingalls Clough Jr Clough Investment Eric Ashley Brock Jerrold Fiddler Adriano Galvez Ameren Corp Hospira Inc Humana Inc Jacobs Engineering Group Inc KLA Tencor Corporation Leucadia National Corp Masco Corp NetEase.com Inc Quanta Services Inc Questar Corp Nanochip db4o Axis Systems zoetrope.com Ciris Energy Inc Braemar Partners LLC WDL Capital Inc Braemar Energy Ventures Braemar Capital Management LLC Braemar Energy Ventures II LP Enernoc Inc Bank of New York as trustee for PSA dated March 31 2000 related to Metropolitan Mortgage Funding Inc Mortgage Pass through certificates series 2000-A Ocwen Federal Bank Metwest Mortgage Services Inc et al servicing rights purchase agreement
2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 1/31/2011
11-03305-FOIA
Nichols, Thomas
2/6/2011
11-03306-FOIA
Eder, Steve
The Wall Street Journal
Requests for guidelines regarding insider 2/4/2011 trading laws and/or use of expert network firms Wextrust Capital LLC and Amnon Cohen SEC v James Treacy and Anthony Bonica 08 CV 4052 Andrew J McKelvey and Monster Worldwide Inc 08 CV 0555 (SDNY) Myron F Olesnyckyj and Monster Worldwide Inc 07 CV 1176 (HB) Morgan Keegan & Co 9-1965 (NDGA) Achim Maximilian Holmes Plainfield Asset Management Plainfield Asset Management Ellington Trust Series 2007-1 PSA AXA Rosenberg Group LLC et al & Barr Rosenberg Research Center LLC Aurum Capital Management AVI BioPharma Exhibit 10.73 Amylin Pharmaceuticals Exhibit 10.2 and 10.3 Amylin Pharmaceuticals Exhibit 10.46 and 10.47 Cumberland Pharmaceuticals Exhibits 10.3.1 10.6.1 10.9.1 10.9.2 10.9.3 and 10.21.1 2/2/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011
Orgel, Vivian McPartland, Frank McPartland, Frank McPartland, Frank Zimmerman, Dan Francis, Nathaniel Francis, Nathaniel Sherman, Richard Kaplan, Dave Dattalo, Elmo Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Phelps Dunbar Bernstein Litowitz Berger & Grossmann LLP Steptoe Johnson Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Cumberland Pharmaceuticals Exhibits 10.4 10.5 2/4/2011 and 10.6.1 Penwest Pharmaceuticals Exhibit 10.4 2/4/2011 Endo Pharmaceuticals Exhibit 10.32 Cubist Pharmaceuticals Exhibits 10.47 10.52 10.54 10.55 10.56 and 10.59 Heska Exhibit 10.41 NeurogesX Exhibit 10.7 Interleukin Genetics Exhibit 10.2 Interleukin Genetics Exhibit 10.1 Interleukin Genetics Exhibit 10.2 Antigenics Exhibit 10.2 Antigenics Exhibit 10.3 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Mierzejewski, Mark Wall, Lindsay Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research
Antigenics Exhibit 10.3 Antigenics Exhibit 10.4 King Pharmaceuticals Exhibit 10.1 King Pharmaceuticals Exhibit 10.1 King Pharmaceuticals Exhibit 10.8 Larry Zhang aka Yiqing Zhang BofA Global Capital Management LLC Michael W Zhang aka Weichun Zhang Xuesong Song Jin Shi Dongying Sun Bai Xue aka Changelle Xue Teng Zhou Xuechu He ChinaGrowth Jay Paul Corrigan Emerson Electric Co Energizer Holdings Inc Flextronics International Ltd Goodyear Tire & Rubber Co Illumina Inc Limited Brands Inc Nasdaq Stock Market Inc Pitney Bowes Inc MetroPCS Communications Inc URS Corp Gregory P Richter Candlewood Investment Group LP Braemar Capital LLC Solicore Inc BP Biofuels Advanced Technology Inc Celunol Corp
2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/4/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Lichtcsien, Susan Myers, Charles Myers, Charles Myers, Charles Myers, Charles Dandin, Marc Pugsley, Mark Seiden, Neal Payne, John
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Thinkcem LLC Thinkcem LLC Thinkcem LLC Thinkcem LLC Ray Quinney & Nebeker -
Verenium Biofuels Corporation Braemar Capital Management II LLC Manhattan Capital Partners LLC Mantis Holdings Coaltek Utility Associates Renewable Energy Development Inc Jerry Bernard Bias American Capital Providence Equity Partners WL Ross The Carlye Group STMicroelectronics
2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/6/2011
Thompson Consulting Inc MSL 02487 and 2: 08- 2/4/2011 CV-000171 (Utah) 2/7/2011 OIG 529 - Allegation of Failure to conduct adequate (Krispy Kreme) Countrywide and Home Loan Center Inc dba 2/7/2011 Lending Tree residential mortgage loan PSA 2/7/2011
11-03380-FOIA
Baak, Andrew
McCue, James Tabatabaie, Tara Weinberg, Neil Halvorsen, Janice Stephens, Michael O'Driscoll, Fiachra Stromsnes, Michael Stromsnes, Michael Anaya, Mark Trauth, Jason Kleiman, Daryl Kleiman, Daryl
Bartlit Beck Herman Palenchar & Scott Countrywide Financial Corp employee transcripts re SEC v Mozilo CV 09-03994 (CDCAL) Cetek Technologies Inc A. Daniel Woska & Associates Forbes Holland & Knight Holland & Knight Lydecker Diaz Shalov Stone Bonner & Rocco LLP Shalov Stone Bonner & Rocco LLP Stillwater Capital Partners Stillwater Capital Partners AGRI Laboratories Ltd CUSIP numbers for NFTL TEL Offshore Trust Protein Polymer Technologies Inc (PPTI) Conversion Services International Inc Downey Savings & Loan Association residential mortgage records Gary Donald Carroll Marcus Carbajal Mark Barati
2/7/2011 2/7/2011 2/7/2011 1/14/2011 2/9/2011 2/7/2011 2/7/2011 2/7/2011 2/2/2011 1/27/2011 2/7/2011 2/7/2011
Kleiman, Daryl Kleiman, Daryl Clark, Matt Mierzejewski, Mark Mierzejewski, Mark DePeau, Andrew Langston, Catherine Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Kraguljac, Simo Whittaker, Nathan Whittaker, Nathan Whittaker, Nathan Whittaker, Nathan Whittaker, Nathan
Shalov Stone Bonner & Rocco LLP Shalov Stone Bonner & Rocco LLP Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Day Shell & Liljenquist LC Day Shell & Liljenquist LC Day Shell & Liljenquist LC Day Shell & Liljenquist LC Day Shell & Liljenquist LC
Dirk Salberg Royal Alliance Associates Inc Wisdom Tree Investments 40APP/A Brian T Herr Marek Brozyna Mazen Jabban Fort Management Inc Peter A Chernin The Chernin Group LLC Chernin Entertainment LLC Riva Ridge Ventures Gothic Capital Management TopSpin Media Inc DigiDesign Inc Enerkem Fuels Afina Fractal Systems Teknekron Communications Tightlink Corp TCSI Corp Roda Group Venture Development Company Roda Group Investment Fund The Daniel H and Carolyn C Miller Foundation The Roda Group Ask Jeeves Inc Zions Bancorporation Simon Juhlin Christopher David Hales Bentley Holdings Bentley Holdings and Investments Merrill Chandler
2/7/2011 2/7/2011 2/4/2011 2/8/2011 2/7/2011 2/7/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011
Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Peck, Joanna Dodge, Michael Berman, Joshua Johnson, Ernessa Weiman, J.D. Guzzetta, Art Yu, Norman Lavallee, Julie Stattleman, Michael Mui, Sheldon Kleeman, C. George Kleeman, C. George Kleeman, C. George Kleeman, C. George Kleeman, C. George Kleeman, C. George Kleeman, C. George Razzouk, Jay Wall, Lindsay Lichtcsien, Susan Reinhardt, Kelly
New York School of Law New York School of Law New York School of Law New York School of Law New York School of Law New York School of Law New York School of Law New York School of Law New York School of Law The Life Sciences Foundation Natural Resources Defense Council Thomson Reuters FedSources, Inc. -
Senetek PLC Presstek Inc and Edward J Marino Secure Computing Corporation and John McNulty Raytheon Company and Franklyn A Caine Electronic Data Systems Corporation Flowserve Corporation C Scott Greer and Michael Conley Christopher A Black Schering Plough Corporation and Richard J Kogan Patricia A McKay Icon PLC IPO Property Assessed Clean Energy (PACE) communications with FHFA or OCC Papa Johns International Inc 2011 Procurement Forecast
2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/8/2011 2/9/2011 2/9/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/8/2011 2/3/2011 2/9/2011 2/9/2011 2/9/2011
Fisher Investments and Fisher Asset Management LLC Eli Broad College of Business, Finance Blank Check Companies Ogilvy Renault Sun Media Corp Investment Advisor Public Disclosure Database Syndicated Food Service International Inc John G McColskey Adam L Fuller Andrew J Klepchick Anthony J Guinta Homrich & Berg Inc Frank H Butterfield Andrew J Berg Maxwell Technologies Inc 11 CV 00258 Columbia Management Investment Advisers LLC Gresham Investment Management LLC Bain Capital Partners LLC fka Bain Capital LLC
U.S. SEC Brock Clay Calhoun & Rogers LLC Brock Clay Calhoun & Rogers LLC Brock Clay Calhoun & Rogers LLC Brock Clay Calhoun & Rogers LLC Brock Clay Calhoun & Rogers LLC Brock Clay Calhoun & Rogers LLC Brock Clay Calhoun & Rogers LLC Robbins Umeda LLP Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Bain Capital Partners X LP Bain Capital Fund X LP Senator Investment Group LP Senator GP LLC Senator Offshore GP LLC Senator Onshore GP LLC Senator Global Opportunity Master Fund LP Senator Sidecar Master Fund LP Senator Global Opportunity Intermediate Fund LP Senator Global Opportunity Offshore Fund Ltd Senator Global Opportunity Fund LP Senator Sidecar Offshore Fund LP Senator Sidecar Fund LP Alexander Klabin Douglas Silverman Evan Gartenlaub Edward Larmann Colin McFadzen Jason Ash Rudolph Austin Cooper Industries Ltd Crown Holdings Inc Calpine Corporation Dollar Tree Inc Owens Illionois Inc SLM Corp Scripps Networks Interactive Inc Urban Outfitters Inc Verisign Inc MEMC Electronic Materials Inc
2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011
Lynch, Sarah Cohn, Scott Herskovits, Robert Dodge, Michael Dodge, Michael Dodge, Michael Sweik, Jonathan Sandor, Jamie Laughlin, Thomas Poulson, Ronald Fischman, Michael Helsel, Scott Bates, Patricia Johnston, Patrick Lichtcsien, Susan Lichtcsien, Susan Langston, Catherine Langston, Catherine Malinowski, Thomas Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Thomson Reuters CNBC Gusrae, Kaplan, Bruno & Nusbaum PLLC The Life Sciences Foundation The Life Sciences Foundation The Life Sciences Foundation Hertz Schram PC Creative Services, Inc. Scott + Scott LLP Phillips Nizer LLP Walton & Adams P.C. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
OIG Investigative Reports issued from January 2/1/2011 2009 - February 1, 2011 494A discipline for whistleblower retaliation and 2/9/2011 exhibits/appendices Citigroup Auction Rate Securities Settlement 2/1/2011 Parexel International Corporation IPO Pharmaceutical Product Development Inc IPO Covance Inc IPO Doug Troszak Sean Robert Sullivan MGIC Investment Corp C-Bass EMC Mortgage Corp residential loan records Andres Pumstein Summit Trading LLC Exmovere Holdings Inc since November 2010 FINMA and SEC Memoranda of Understanding 8000 Inc Kingsford Capital Management Kingsford Capital Partners Nicholas William James Summers Black River Asset Management LLC Brigitte U Wilson Eric Sobotka SRC Partners LP Walter F Sosnowski III Spring Point Capital LLC Spring Point Opportunity Master Fund LP Spring Point Contra Partners LP Spring Point Contra Offshore Fund Spring Point Opportunity Partners LP Spring Point Opportunity Offshore Fund Spring Point Partners LP 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/9/2011 2/10/2011 2/7/2011 2/10/2011 2/10/2011 2/10/2011 2/11/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Caldwell, John Preuitt, Julie
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research SEC
Stephen A Ravel Carrie Wang Chao James S O'Brien Bridget J Castoria (Watkin) Thomas E Johann Jennie Wu Tsai InvestorTree.com Roda Group Investment Fund XIV LLC Roda Group Investment Fund XV LLC Roda Group Investment Fund XVI LLC Roda Group Investment Fund XVIII LLC Roda Group Investment Fund XIX LLC Roda Group Investment Fund XX LLC MSDM Tiered Investments LLC Roda Group Investment Fund II LLC PolyServe SightSpeed aka Sight Speed John M Caldwell OIG 539 allegation of misconduct by a SEC official testifying before Congress FWRO Romero John Dennis Kovac Colonial Gas Co Form 10-K Exhibit 4b
2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 2/10/2011 1/12/2011 2/11/2011
Kovac, Elaine Franssen, Gayl Buzzetti, Albert Lynch, Sarah Stinn, Jill Siedle, Edward Malawskey, Nick Valluzzo, Lionel Edwards, Mark Edwards, Mark
Albert Buzzetti & Associates, LLC Thomson Reuters Patroit-News Bioscience Advisors Bioscience Advisors
2/11/2011 2/11/2011
Armand Leone Sr and Rita F Leone 88 civ 2818 2/12/2011 LR-11711 Henry Hu travel records and Risk Fin budget 2/11/2011 Bradley Stinn Friedmans Jewelers Investment Advisor public disclosure database Hershey Trust Co Hershey School Trust Alternative Energy Holdings Inc Donald L Gillispie and Jennifer Ransom PharmAthene Inc Exhibits 10.46 and 10.47 2/11/2011 2/11/2011 2/11/2011 2/7/2010 2/11/2011
Cumberland Pharmaceuticals Exhibits 10.4 10.5 2/11/2011 and 10.7
Dukes, Sara Dukes, Sara Harse, Angella Jackson No. 303-792, Willi Marques, Umelina Marques, Reynaldo Edwards, Mark Edwards, Mark Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Edwards, Mark Hindocha, Kunal Hindocha, Kunal Dukes, Sara Edwards, Mark Edwards, Mark Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Edwards, Mark Edwards, Mark
Deloitte Recap, LLC Deloitte Recap, LLC Husch Blackwell Richland Correction Institute Bioscience Advisors Bioscience Advisors Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Bioscience Advisors Brown University Investment Office Brown University Investment Office Deloitte Recap, LLC Bioscience Advisors Bioscience Advisors Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Bioscience Advisors Bioscience Advisors
Genecor International Inc Form 10-Q Exhibit 10.1 Response Genetics Inc Form 10-K Exhibit 10.1 Westar Energy of Kansas David C Wittig and Douglas T Lake Ohio Correctional Penal Institutions
1/24/2011 1/24/2011 2/8/2011 2/7/2011
Washington Mutual Pass Thru Certificates Series 1/29/2011 2005-AR11 Trust OneWest Bank PSA residential mortgage loan 1/27/2011 MedQuist Exhibit 10.1 Jazz Pharmaceuticals Exhibit 10.67 Kos Pharmaceuticals Inc Form 8-K Exhibits 2.1 2.2 Kos Pharmaceuticals Inc Form 8-K Exhibits 2.1 Kos Pharmaceuticals Inc Form 10-Q Exhibits 10.2 10.3 10.4 10.5 10.6 Kos Pharmaceuticals Inc Form 10-K Exhibits 10.35 10.36 10.37 Curagen Corp Form 10-K Exhibit 10.12 Altus Pharmaceuticals Exhibit 10.1 Matrix Partners India Matrix Partners China Kosan Biosciences Inc Form 10-Q Exhibits 10.11 and 10.46 GenMark Diagnostics Exhibit 10.25 Response Genetics Exhibit 10.1 TomoTherapy Inc Form S-1 Exhibit 10.11 2/11/2011 2/11/2011 1/24/2011 1/24/2011 1/24/2011 1/24/2011 1/24/2011 2/11/2011 2/14/2011 2/14/2011 1/24/2011 2/11/2011 2/11/2011 1/24/2011
Cumberland Pharmaceuticals Amendment 10 to 1/24/2011 Form S-1 Exhibit 10.3.1 Ista Pharmaceuticals Form 10-K/A Exhibits 1/24/2011 10.39 10.40 10.43 10.45 10.46 Ista Pharmaceuticals Form 10-Q Exhibit 10.1 1/24/2011 Ista Pharmaceuticals Form Amendment 1 to 8-K 1/24/2011 Exhibit 10.1 Targeted Genetics Exhibits 10.8 and 10.14 2/11/2011 Targeted Genetics Exhibit 10.11 2/11/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Moore, Daniel Chase, Andre Zimmerman, Dan Connelly Reg No. 04957046, Charles Tomkins, John Keune, Marsha Dodge, Michael McDermott, Laura Best, Ian Dukes, Sara Edwards, Mark Edwards, Mark Friedman, Richard Nelson, Paul Hamilton, William Serritella, Paul
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors RCI No. 336-051 Phelps Dunbar Edgefield Federal Correctional Institution Metropolitan Correctional Center Moore School of Business The Life Sciences Foundation Chimicles & Tikellis LLP University of Oregon School of Law Deloitte Recap, LLC Bioscience Advisors Bioscience Advisors Nelson & Associates Latham & Watkins, LLP
Endo Pharmaceuticals Holdings Exhibit 10.32.4 Endo Pharmaceuticals Holdings Exhibit 10.32.1 Endo Pharmaceuticals Holdings Exhibit 10.31.2 Endo Pharmaceuticals Holdings Exhibit 10.32.3 Ohio Edison Co Woodward Governor Company Ticker Symbol WGOV Form 10-K for 2010 Morgan Keegan & Co No. 9-1965 NDGA Cumberland Plateau Co tax filings and shareholder list from 1992-1996 Navarre Corp ticker symbol NAVAR
2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/16/2011 2/7/2011 2/4/2011 2/7/2011 2/5/2011
International Rectifier Corp Confidential Material 2/15/2011 in 02/27/2009 comment letter Genzyme Corp IPO 2/15/2011 Consolidated Capital Institutional Properties Limited Partnership Agreement Chipotle Mexican Grill 2/15/2011 2/15/2011
Caraco Pharmaceutical Laboratories LTD Form 8- 1/24/2011 K Exhibit 10.20 Emergent BioSolutions Exhibit 10.1 2/11/2011 Emergent BioSolutions Exhibit 10.6 TD Asset Management Funds USA Inc Hadron Inc SG Americas Securities LLC Francois O Barthelemy Administrative Proceeding No. 313372 Evotec AG Form 20-F Exhibit 4.12 Neose Technologies Exhibit 10.41 Impax Laboratories Exhibit 10.20 Employee Morale Study Report and contractor agreement Vivus Exhibit 10.2 NuVasive Inc Form 10-Q Exhibits 2.1 and 10.7 NuVasive Inc Form 10-Q Exhibit 10.7 2/11/2011 2/15/2011 2/15/2011 2/15/2011 2/11/2011
Sichenzia Ross Friedman Ference, LLP Avalon Capital Holdings
Dukes, Sara Edwards, Mark Edwards, Mark Hamilton, Jesse Edwards, Mark Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Bioscience Advisors Bioscience Advisors Bloomberg News Bioscience Advisors Deloitte Recap, LLC Deloitte Recap, LLC
1/24/2011 2/11/2011 2/11/2011 2/9/2011 2/11/2011 1/24/2011 1/24/2011
Dukes, Sara Dukes, Sara Dukes, Sara Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Inverness Medical Technology Inc Form 10-Q Exhibit 10.1 Keryx Biopharmaceuticals Form 10-K Exhibits 10.37 10.38 10.39 Keryx Biopharmaceuticals Form 10-Q Exhibit 10.9 EdeniQ Inc Quinn Morgan Jay H Schiff Kenneth C Lau Louis Crasto ZM Equity Partners LLC Centre Lane Partners Erickson Air-Crane Inc Moore Capital Management Starwood Hotels & Resorts Worldwide Inc JMC Investors LLC Avion Partners LLC The TCW Group Inc Mark L Attanasio Jean-Marc Chapus Michael K Parks Crescent Capital Group LP Crescent Capital Corporation El Paseo Holdings LLC MLA Sports LLC CCC Partners II Inc CCC Partners III Inc CCC Partners V LLC Ivy Lane LLC CCC Partners LLC Yucaipa Supermarket Management LLC TCW Cresent Mezzanine LLC Trust Company of the West
1/24/2011 1/24/2011 1/24/2011 2/15/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/15/2011 2/15/2011 2/15/2011 2/15/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011
Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Sandor, Jamie
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Creative Services, Inc.
Westbridge Ventures LLC GKM Ventures Roberto Di Lena Nestor Javier Bringas Marcos Ignacio Montesano Carlos Alberto Donado Fajardo aka Carlos Donado Carlos Tomas Herrera Green John Millon aka Johnny Millon Katrina N Hanson of Clearbrook Investment Consulting Bancnorth Investment Groupand TD Banknorth Fahmeen Khan of Keuring BDO Seidman LLP and Millipore Corporation Gregory Smyth of Wellington Hedge Management Citigroup and Northwestern Mutual Financial Network Aditi Ashok Davare Deeg aka Aditi Davare or Aditi Deeg of Harrier Hawk Management Revlon Inc Sanmina-SCI Corporation Sauer-Danfoss Inc Sun Hydraulics Corp Team Inc Tragacept Inc Travelzoo Inc Ultratech Inc Vicor Corp Windstream Corp Garrison Investment Group Snow Lake Capital LP Steben & Co Inc Louis Todd Hanover Marathon Asset Management LP Bruce Jeffrey Richards
2/14/2011 2/14/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011 2/14/2011
11-03637-FOIA 11-03638-FOIA
Sandor, Jamie Sandor, Jamie
Creative Services, Inc. Creative Services, Inc.
2/14/2011 2/14/2011
11-03639-FOIA
Lichtcsien, Susan
2/15/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew Langston, Catherine Langston, Catherine Wall, Lindsay Wall, Lindsay Wall, Lindsay
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
2/15/2011 2/15/2011 2/15/2011 2/15/2011 2/15/2011 2/15/2011 2/15/2011 2/15/2011 2/15/2011 2/15/2011 2/15/2011 2/16/2011 2/15/2011 2/16/2011 2/11/2011 2/11/2011
11-03657-FOIA 11-03658-FOIA
Mierzejewski, Mark Mierzejewski, Mark
Jonathan Todd Morley aka J Todd Morley G2 Investment Group LLC MB Global Partners LLC FPCG LLC Forbes Private Capital Group Maria Boyazny Daniel Saul Och Shan Ye aka Sean Ma of Snow Lake Capital
2/14/2011 2/11/2011
Mierzejewski, Mark Malinowski, Thomas Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
2/11/2011 2/14/2011 2/16/2011
James Howard Tucker Cyrus Capital Partners LP 2/16/2011 Alex Jason Duran Permian Investment Partners LP Scott Michael Hendrickson Permian Investment Partners LP Thomas Hicken Shandell GoldenTree Asset Management LP Robert Lentini of Cyrus Capital Partners LP Brennan Joseph McCaw of Cyrus Capital Partners LP Amos Meron of Empyrean Capital Partners LP Empyrean Associates LLC ECP Acquisitions LLC Empyrean Capital Partners LP ECP Bel Air Holdings LLC Empyrean Capital LLC Empyrean Capital Fund LP 2/16/2011 2/16/2011 2/15/2011 2/15/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011
Michael Alan Price of Empyrean Capital Partners 2/14/2011 LP ACK Asset Management LLC 2/17/2011 Joseph A Naggar Valiant Capital Partners VALIANT PATRIOT VALIANT BRAZIL PARTNERS Valiant Capital Management LLC Christopher Robert Hansen of Valiant Capital Management, LLC Frederick S Haddad aka Fred S Haddad 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. -
TM US LLC MIA SOUTH HOLDING LLC Enterprise Resource Planning Inc Ritek Corp Mazel Machinery Corp M&A REH Group Corp Patagonia Fund Corp Patagonia Distribution Inc Admotion USA Inc Aerolog Holdings Corp Input Output Inc Inter Parfums Inc Kenexa Corp Lattice Semiconductor Corp MAKO Surgical Corp Nacco Industries Inc Newmarket Corporation New York Times Co Oplink Communications Inc Orbitz Worldwide Inc Cyrus Sadiq of West End Matthew Chang of Inmost Shumway LR Global and Rockefeller Bradley levie of Bitterroot and Catalyst Peter Drippe of Bitterroot and Catalyst Francis Gallager of Bitterroot and Catalyst Paul W Jones of Bitterroot and Catalyst Louise Crandall of West End
2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011
Evan Sturza of HealthCor HealthCo SAC Sigma 2/11/2011 CR Intrinsic Sturza Jeffery Green of HealthCor HealthCo SAC Sigma 2/11/2011 CR Intrinsic Sturza Arthur Cohen of HealthCor HeallhCo SAC Sigma 2/11/2011 CR Inslrinsic Tiger
Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark Gottlieb, Mark DePeau, Andrew DePeau, Andrew DePeau, Andrew DePeau, Andrew Langston, Catherine
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Joseph Healey of HealthCor HealthCo SAC Sigma and CR Instrinsic Jeffrey Lightcap of HealthCor HealthCo SAC Sigma and CR Instrinsic Michael Mashaal of HealthCor HealthCo SAC Sigma and CR Instrinsic John Sailer of HealthCor HealthCo SAC Sigma and CR Instrinsic Steve Kilmeyer of HealthCor HealthCo SAC Sigma and CR Instrinsic Franz Tudor of HealthCor HealthCo SAC Sigma and CR Instrinsic Steven Musumeci of HealthCor HealthCo SAC Sigma and CR Instrinsic John Coughlin of HealthCor HealthCo SAC Sigma and CR Instrinsic Ben Gerig of NorthLight GE Black Diamond and Hillspoint Mortgages Limited Greg Walter of NorthLight GE Chris DeStefano of NorthLight Kidder Peabody and Omega Marshall Burchard of NorthLight GE David Gertner of NorthLight GE ABN Robert B Woods of NorthLight Chris Jahrmarkt of NorthLight Michael Jahrmarkt of NorthLight Mark Hirschhorn of NorthLight David Martens of NorthLight David Kelly of Catalyst KBW William Landberg of West End Kevin Kramer of West End Steven Gould of West End Janis Barsuk of West End Jill Kuller Jill Zelenko Entrust Capital Gregg Scott Hymowitz Hien Minh Tran of Snow Lake Capital LP
2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2010 2/11/2011 2/18/2011 2/11/2011 2/17/2011 2/17/2011 2/18/2011
Reinhardt, Kelly Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Emile Rene Molineaux of Gemini Fund Services LLC Barry Ritholz Joel Michael Greenblatt Gotham Capital Gotham Asset Management LLC Seng Leong Lee aka Robin Lee aka Lee Seng Leong Wing Kai Ho a/k/a Brandon Ho a/k/a Ho Wing Kai Xiaona Ma a/k/a Ma Xiaona a/k/a Angela Ma Maozhen Sang a/k/a Sang Maozhen John Ambruz Paul Bernards Pieter van Aswegen Shaonan Xing aka Gordon Xing aka Xing Shaonan Qiaolian Wang aka Benita Wang aka Wang Qiaolian Dennis Worrall JW ACQUISITION INC UNO Handling Corporation Sislog Corp Bright Idea Solutions LLC Maxfuel Corp Lineas Aereas Del Caribe Limitada Inc aka LAC Best Air Dispatch Inc Alpha Cargo Airlines Inc Arrow Air Inc Ingenieros Civiles Especialista LLC aka ICE Buckeye Technologies Inc Cascade Corp Clear Channel Outdoor Holdings Inc Central Garden & Pet Company
2/17/2011 2/17/2011 2/18/2011 2/18/2011 2/18/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick DePeau, Andrew DePeau, Andrew Lichtcsien, Susan Cevallos, Sandra Conway, Na'eem Bona, Diamond Smallberg, Michael Stanziale, Richard
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Thompson Reuters Jenner & Block, LLP LeCLAIRYAN Project on Government Oversight -
Cinemark Holdings Inc Entropic Communications Inc Ferro Corporation Haynes International Inc Synchronoss Technologies Inc Vocus Inc Permian Investment Partners Cara Goldenberg Michael Miola of Northern Lights Distributors LLC African Development Bank
2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/18/2011 2/16/2011
OIG -533 LARO Westridge Capital Management 2/16/2011 Exhibits Morgan Keegan and Morgan Asset Management 2/17/2011 Inc AP No. 3-13847 8b letters filed by former employees in 2010 2/18/2011 Butler International and General Electric Capital 2/16/2011 Corp Credit Agreement dtd May 31, 1994 OwnIt Mortgage Loan Trust Series 2006-1 thru 7 2005-1 thru 5 2007-1 and 2004-1 Wachovia Wells Fargo residential mortgage records Berkshire Partners Exmovere Holdings Inc fka Clopton House Corporation Delbert G Blewett of Exmovere Holdings Inc fka Clopton House Corporation Cheyenne Crow fka Hurben Wallace Crow of Exmovere Holdings Inc fka Clopton House Corporation David Bychkov of Exmovere Holdings Inc fka Clopton House Corporation 1-900 Jackpot Inc aka Exmocare Inc aka Second Solar Inc Financial Design associates Inc AP No. 3-12827 Transcript of Barney Glaser AM Best Form NRSRO Exhibits 10-13 DBRS Form NRSRO Exhibits 10-13 2/8/2011 2/9/2011 2/16/2011 2/16/2011 2/16/2011 2/16/2011
Ramirez, Soledad Soto, Henrietta Hindocha, Kunal Helsel, Scott Helsel, Scott Helsel, Scott
Brown University Investment Office Walton & Adams P.C. Walton & Adams P.C. Walton & Adams P.C.
Helsel, Scott Helsel, Scott Coles, Albert Rusin, Tiffany Rusin, Tiffany
Walton & Adams P.C. Walton & Adams P.C. K2 Global Consulting K2 Global Consulting
2/16/2011 2/16/2011 2/16/2011 2/18/2011 2/18/2011
11-03796-FOIA 11-03797-FOIA
Cusack, Bob Cuker, Mark
The Hill newspaper Williams Cuker Berezofsky
FOIA Log from November 1, 201 to present
2/18/2011
Canavan, Judy Morganti, Andrew Radi, Timothy Dombrowski, Paul Dombrowski, Paul Gaiser, Ruth Lapidus, Zina Meissner, Stuart
Countrywide Financial Corp testimony exhibits 2/18/2011 of John McMurray and Angelo Mozilo File No LA03370-A Joseph Raymond Sheehan 2/18/2011 Foamex International Inc Vystar Credit Union residential mortgage records Washington Mutual Bank FA residential mortgage records Chase Home Finance LLC residential mortgage records SEC Lease Constitution Center 400 7th Street SE Washington DC SF-2 Daryl Weber last known address LR21433 2/19/2011 2/15/2011 2/12/2011 2/12/2011 2/23/2011 2/14/2011 2/15/2011
11-03806-FOIA
Meissner, Stuart
Parrington, Adam Maheshwari, Pratima Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Cushman & Wakefield of Washington D.C. Yeshiva University Cardozo School of L The Law Offices of Stuart D. Meissner, Oppenheimer Holdings Inc Oppenheimer & Co LLC Inc Branch Audit Report 2004 Whistleblower Complaint The Law Offices of Stuart D. Meissner, Oppenheimer Holdings Inc Oppenheimer & Co LLC Inc Form 10-Q 3rd Quarter 2006 - 3rd Quarter 2007 Marathon Petroleum Corporation Form 10 dtd January 25, 2011 SP Group LLC FY 2011 Procurement Forecast EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Cambia Investors LLC Therese M Stoch Ronald A Klipstein David M O'Donohue Elias J Pars John R Gordon III Steven J Novatney Sean M Haas Levoyd E Robinson David C Dieffenbacher Eric S Baer Bradford B Couri CFIP Investors LLC
2/15/2011
2/23/2011 2/22/2011 2/23/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Sandor, Jamie
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Creative Services, Inc.
CFIP Convertibles Domestic Fund LP CFIP Convertibles Overseas Fund Ltd CFIP Overseas Fund Ltd CFIP Domestic Fund LP CFIP Master Fund Ltd CFIP Convertibles GP LLC CFIP GP LLC Chicago Fundamental Investment Partners LLC Melissa O'Malley Jason A Bragg John K Turner Jonathan G Berger Carroll C Gleason Karl D Hamming Richard F McQuet Kori Kristen Skiba aka Yelle Skiba Aaron R Taylor Randall S Mitchell Adam J Schwartz Charles Chatham Jr Anand C Parekh Taunus Corporation Alyeska Investment Holdings Corp DBAH Capital LLC Alyeska Fund LP Alyeska Investments LLC Aleutian Fund Ltd Alyeska Master Fund LP Alyeska Investment Group LLC Alyeska Investment Group LP Patrick K Kent of Eaton Vance Management
2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/11/2011 2/21/2011
Wall, Lindsay Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Langston, Catherine Langston, Catherine Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Capstone Asset Management LLC Capstone Credit Advisors LLC Marjorie Ellen Hogan aka Marjorie Ellen Foddy Claudio Phillips Valcour Capital Management Marinus Capital Advisors Madison Capital Management LLC Madison International Holdings IV LLC Ronald Mark Dickerman Madison International Realty LLC Kevin Wolf of Gemini Fund Services LLC Steven A Tananbaum James S Levin Glenview Capital Management LLC Lawrence Michael Robbins of Glenview Capital Management LLC Columbus Circle Investors Inc
2/21/2011 2/21/2011 2/21/2011 2/24/2011 2/23/2011 2/23/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/19/2011 2/23/2011 2/22/2011 2/22/2011 2/24/2011
Oliver Adrian Marti of Coumbus Circle Investors 2/23/2011 Antipodean Domestic Partners LP Antipodean Advisors GP LLC 2/23/2011 2/23/2011
Antipodean Advisors LLC fka Antipodean Capital 2/23/2011 LLC Eric Eu-Wei Chen of Antipodean Advisors LLC 2/23/2011 Bharat Sakaria aka Brad Sakaria of Brenner West Capital Advisors LLC Joshua Wes Kaufman of Brenner West Capital Advisors LLC Northern Lights Fund Trust II Northern Lights Compliance Services LLC Northern Lights Fund Trust Newell Lynn Bowley of Northern Lights Distributors LLC Northern Lights Distributors LLC of formerly Aquarius Fund Distributors LLC 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011
Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Columbus Circle Investors Inc Columbus Circle Investors Management Inc Thomas Jason Coleman of Kensico Capital Management Corporation Kensico Capital LLC Kensico Associates LP Kensico Partners LP Kensico Capital Management Corporation Michael B Lowenstein of Kensico Capital Management Corporation Smith Electric Vehicles Bryan Hansel Paul Geist Douglas Fleming Jan Ambruz Inversiones Donado Fajardo Inc Currier De Colombia Corp Flight One Inc Premier Mortgage Specialists Inc Millon Air Inc Millon Aviation Consultants Inc Millon Air Crew Services Inc Flight Crew Resources Inc JB Power Management Corp Wright Bros Aviation Inc Sev-US Reyhan Corporation aka Reyhan PGF Hansel Family Trust Prototype Solutions Encoder Science Technology LLC J Taylor Hersey Co Omega North East Limited Smith Electric Vehicles Europe Limited
2/22/2011 2/22/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/24/2011 2/22/2011 2/22/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011
Costello, Maureen Costello, Maureen Sandor, Jamie Evans, David Evans, David Evans, David Evans, David Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Langston, Catherine Langston, Catherine Reinhardt, Kelly
International Business Research International Business Research Creative Services, Inc. International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC International Business Research EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC EACM Advisors, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
EVO Medical Solutions Limited American Italian Pasta Company Steven Wardell Schultz Donald Kiepert aka Don Kiepert Robert Gaffey aka Bob Gaffey Jeffery E Young Lantheus Medical Imaging Terrance R Ahern aka Terry Ahern The Townsend Group Inc Apic Sales Co Cambiar Investors LLC Kansas Gas & Electric Co Westar Industries Limited Westar Energy Inc Electronic Processing Inc Epiq Systems Inc Ronald A Klipstein Richard F McQuet CorVel Corp Great Lakes Dredge & Dock Corp Harbin Electric Inc Kulicke & Soffa Industries Inc Limelight Networks Inc Enpro Industries Inc OSI Systems Inc Prestige Brands Holdings Inc Radiant Systems Inc Boston Beer Co Inc
2/24/2011 2/24/2011 2/24/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 2/24/2011 2/24/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011
Brett Edward Bruce Barakett a/k/a Brett Emeral 2/25/2011 Barakett Tremblant Capital Group 2/25/2011 James Peter Eckert of Tremblant Capital LLC 2/25/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Ward, Thomas Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
AK Steel Holding Corporation Ascent Media Corp Atwood Oceanics Inc Digital River Inc Dreamworks Animation SKG Inc Frontier Communications Corp Hubbell Inc Lennar Corporation Mercadolibre Inc Telephone & Data Systems Inc Brown & Brown Inc Chicago Bridge & Iron Co Concho Resources Inc Granite Construction Inc Interpublic Group of Companies Inc Intrepid Potash Inc Raymond James Financial Inc Constellation Brands, Inc Walter Industries Inc Brookdale Senior Living Inc Steven A Cohen
2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/22/2011
Memory Pharmaceyticals Form S-1 Exhibits 2/21/2011 10.9 and 10.10 Memory Pharmaceyticals Form 8-K Exhibit 10.1 2/21/2011 Memory Pharmaceyticals Form 10-K Exhibit 10.38 Memory Pharmaceyticals Form 10-Q Exhibit 10.1 Memory Pharmaceyticals Form 10-Q Exhibits 10.4 and 10.5 Memory Pharmaceyticals Form 10-Q Exhibits 10.2 and 10.3 Memory Pharmaceuticals Form 10-Q Exhibit 10.1 Sunesis Pharmaceyticals Form S-1 Exhibits 10.24 thru 10.35 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011
11-03972-FOIA 11-03973-FOIA 11-03974-FOIA
Lynch, Sarah Mills, Carl Garza, Dana
Thomson Reuters Hughes Hubbard & Reed, LLP -
Dodd-Frank cost benefit analysis Kevin Hall and Rosemary Meyer AP No. 312208 Vanguard 17ad-13 Transfer Agent Study & Evaluation of Internal Accounting Control
2/25/2011 2/23/2011 2/25/2011
Bernstein, Jake Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Birmingham, Ellen Wereschagin, Michael O'Connell, John Dennis, James Hubbard, Marv Edwards, Mark
ProPublica Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Pittsburgh Tribune-Review Bioscience Advisors
Bar Orders issue between 2004 and Feb 25, 2/25/2011 2011 Matritech Inc Form 10-Q Exhibits 10.1 and 10.2 1/31/2011 Matritech Inc Form 10-K Exhibit 10.21 Matritech Inc Form 8-K Exhibits 10.1 and 10.2 1/31/2011 1/31/2011
Lifecore Biomedical Inc Form 10-Q Exhibit 10.2 1/31/2011 Tularik Form S-1 Exhibits 10.6 thru 10.16 Tularik Form 10-Q Exhibits 10.28 thru 10.30 Tularik Form 10-Q Exhibits 10.39 Tularik Form 10-Q Exhibits 10.44 Tularik Form 10-Q Exhibits 10.1 Theravance on Amendment 5 to Form S-1 Exhibits 10.10 10.15 10.16 Theravance Form 10-Q Exhibits 10.35 and 10.36 Theravance Form 10-Q Exhibit 10.37 Theravance Form 10-Q Exhibit 10.44 Bank of the West 1983 13D Schedule I legal expenses charged to SEC since 2000 Huntleigh Capital Management Inc 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/26/2011 2/27/2011 2/25/2011
HSBC Bank PSA relating to residential mortgage 2/17/2011 records Surety Bonds 2/17/2011 Renovis, Form S-1 Exhibits 10.13 Thru 10.16 10.19 thru 10.22 10.24 thru 10.27 10.38 thru 10.4 10.42 thru10.43 Renovis Form 10-Q Exhibits 10.1 and 10.2 Renovis, Form 10-Q Exhibit 10.6 Mike Niziol evidence 2/21/2011
11-03995-FOIA 11-03996-FOIA 11-03997-FOIA
Edwards, Mark Edwards, Mark Niziol, Mike
Bioscience Advisors Bioscience Advisors -
2/21/2011 2/21/2011 2/14/2011
11-03998-FOIA 11-03999-FOIA 11-04000-FOIA
Boyce, Barry Dukes, Sara Lennon, Michael
Deloitte Recap, LLC Baker Botts, LLP
Civil Rights Violations Hybridon Inc Form 10-K Exhibit 10.47 OAO NK Yukos PricewaterhouseCoopers and Akin Gump Strauss Hauer & Feld LLP meeting records Beech Hill Securities Inc Emisphere Technologies on Amendment 2 to From S-3 Exhibits 10.30 10.31 10.32 10.33 Lexicon Genetics Inc Form 10-K Exhibit 10.22 Lexicon Genetics Inc Form 10-Q Exhibit 10.2 Lexicon Genetics Inc Form 10-Q Exhibit 10.1 Lexicon Genetics Inc Form 10-Q Exhibit 10.1 Lexicon Genetics Inc Form 10-K Exhibits 10.14 and 10.15 Radical Bunny LLC Mortgages Ltd Securities LLC AP No. 3-13752 Merrill Lynch Pierce Fenner & Smith Inc AP No. 3-14204 Ligand Pharmaceuticals, Inc Form S-1 Exhibit 10.287 Ligand Pharmaceuticals, Inc Form 10-Q Exhibits 10.275 and 10.276 Xoma Ltd Form 10-Q Exhibits 10.2 thru 10.4 Xoma Ltd Form 10-Q Exhibit 10.59 Xoma Ltd Form 10-K Exhibits 10.32 and 10.46 Xoma Ltd Form 8-K Exhibit 2 Bradley Pharmaceuticals Inc Form 10-K Exhibit 10.1 South Hertfordshire United Kingdom Fund LTD MannKind Corp on S-1 Exhibit 10.15 MannKind Corp Form 8-K Exhibit 10.1 Lynx Therapeutics Inc Form 10-Q Exhibits 10.17.2 10.41
2/23/2011 1/31/2011 2/18/2011
11-04001-FOIA 11-04002-FOIA
Mirko, Valerie Dukes, Sara
Pickard Djinis Deloitte Recap, LLC
2/25/2011 1/31/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Marsh, Benjamin Marsh, Benjamin Gameros, Charles Dukes, Sara Dukes, Sara Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Dukes, Sara Taylor, Philip Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Glaser Weil Kink Jacobs Howard Avchen & Scapiro, L Glaser Weil Kink Jacobs Howard Avchen & Scapiro, L Hoge & Gameros, LLP Deloitte Recap, LLC Deloitte Recap, LLC Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Deloitte Recap, LLC Abraham Fruchter & Twersky LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
1/31/2011 1/31/2011 1/31/2011 1/31/2011 1/31/2011 2/24/2011 2/24/2011 2/16/2011 1/31/2011 1/31/2011 2/22/2011 2/22/2011 2/22/2011 2/22/2011 1/31/2011 2/23/2011 1/31/2011 1/31/2011 1/31/2011
Dukes, Sara Sandoval, Monica Sandoval, Monica Dukes, Sara Dukes, Sara Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Mierzejewski, Mark Wall, Lindsay Reinhardt, Kelly Langston, Catherine Langston, Catherine Wall, Lindsay Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Lipid Sciences Inc fka NZ Corp Amendment 1 to Form S-1 Exhibit 10.2 Health Management Systems Inc Form 10-Q Exhibit 10.5 from 1994 Health Management Systems Inc Form S-1 Exhibit 10.13 Targeted Genetics Corp Form 10-Q Exhibit 10.2
1/31/2011 2/23/2011 2/23/2011 1/31/2011
Targeted Genetics Corp Form 10-Q Exhibit 10.2 1/31/2011 for 09/30/03 Gramercy INvestment Advisors LLC 2/25/2011 Gramercy Financial Group, LLC a/k/a Gramercy 2/25/2011 Financial Servies, Ltd Gramercy Investment Management, LLC 2/25/2011 Gramercy Funds Management, LLC Robert Koenigsberger of Gramercy Anthony Frammartino Joel Martin Frank Sharif Mohamed Atta Sarus LLC David Arthur Shannon of Sarus LLC Lee Spencer Kruter Steven Todd Shapiro Denis Worrall SSC Mandarin Apex Minerals NL Grand T G Gold China Mining Resources Holdings Limited Investment Company Limited Mandarin Business Consultants Pty Limited Nedcor Asia Ltd Alliance Data Systems Corp Coventry Health Care Inc Equinix Inc Logitech International SA 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Madar, Roy Fairchild, Jara Kletzien, Jim Kletzien, Jim Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Lender Processing Services Inc Oceaneering International Inc Pulte Homes Inc RR Donnelley & Sons Co Total System Services UGI Corp ICI Wilmington Inc Chase Bank NA residential mortgage records Inogen One Oxgen Concentrator 510K Submission Inogen One Oxygen Concentrator FDA Audit Alpha Natural Resources Inc Alpha Natural Resources Inc Anixter International Inc Columbia Sportswear Co Cooper Companies, Inc Discovery Communications Inc Hertz Global Holdings Inc KBR Inc NVR Inc Ralcorp Holdings Inc Watson Pharmaceuticals Inc SQM Investment Management, LLC SQM Frontier Africa Fund LP SQM Frontier GP, LLC SQM Frontier Middle East Fund LP SQM Frontier Management GP, LLC Kevin W Lynch Corsair Capital Management, LLC Eric Jonathan Seeve of GoldenTree Asset Management LP Adam Gregory Tuckman (GoldenTree Asset Management LP)
2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/14/2010 2/24/2011 2/24/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011
Malinowski, Thomas Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Wall, Lindsay Wall, Lindsay Kiernan, Cortney Korte, Gregory Fernandez, Gregory Shenkman, David Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC USA TODAY Law Offices of David M. Shenkman, PA -
Gary Steven Lehrman Lombard Odier Investment Management USA Corp Yannix Ospraie Bruce N Ritter Timothy Jerard Connors of PivotNorth GS Gamma Management, LLC Guggenheim Advisors, LLC a/k/a Guggenheim Partners Saugatuck Energy, LLC SEC shutdown preparations Virginia State Corporation Commission grants, contracts, cooperation agreements Venezuela Global Bonds IPO Jason A Saunders IARD File Jason A Saunders CRD File Gregory V. Fernandez CRD File Gregory V. Fernandez IARD file Philip Mazzei Financial Advisors IARD file
2/28/2011 2/28/2011 2/28/2011 2/28/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 2/28/2011 3/1/2011 2/28/2011 3/2/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011
Philip Mazzei Financial Advisors correspondence 2/28/2011 from state securities regulators Phillip Mazzei Financial Advisors registration ststus California Biotechnology Inc IPO MedImmune INc Form 10-K for period ending 12/31/04 exhibits 10.6 and 10.11 MedImmune Inc Form 10-Q for period ending 09/30/05 exhibits 10.1 MedImmune Inc Form 10-Q period ending 06/30/05 exhibits 10.1 and 10.2 Facet Biotech Corp Amendment 6 to Form 10 on 12/4/08 exhibit 10.17 Medicis Pharmaceutical Corp Inc Form 10-Q for period ending 3/31/06 exhibits 10.1 10.2 and 10.3 Medicis Pharmaceutical Corp Inc Form 10-K for period ending 6/30/04 exhibits 10.102 and 10.103 2/28/2011 2/28/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011 2/7/2011
Fernandez, Gregory Dodge, Michael Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
The Life Sciences Foundation Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
11-04106-FOIA
Dukes, Sara
Deloitte Recap, LLC
2/7/2011
Medarex Inc Form 8-K on 1/24/05 The Medicines Company Form 10-Q for period ending 9/30/04 Exhibit 10.1 Medarex Inc Form 8-K filed on 11/8/04 Exhibits 99.1 99.2 99.3 99.5 and 99.6 GenMark Diagnostics Inc Amendment 1 to Form S-1 for the period ending 04/20/10 Exhibit 10.25 Alpha 1 Biomedicals Inc Form 10-KSB for the period ending 12/31/00 Exhibit 10.1 Medicinova Inc Form 8-K filed on 10/31/06 Exhibits 10.1 and 10.2 MediciNova Inc Amendment 2 to Form S-1 filed on 1/6/05 Exhibits 10.18 and 10.21 MediciNova Inc Amendment 1 to Form S-1 on 11/23/04 Exhibits 10.4 10.5 10.6 10.7 10.8 10.9 and 10.10 Maxim Pharmaceuticals Inc Form 10-Q for the period ending on 03/31/05 Exhibit 10.1 Maxim Pharmaceuticals Inc Form 10-Q for the period ending on 12/31/03 Exhibit 10.7 Maxygen Inc Form 10-K for the period ending on 12/31/06 Exhibit 10.27 Maxim Pharmaceuticals Inc Form 10-Q for the period ending on 03/31/04 Exhibit 10.1 Maxygen Inc Form 10-Q for the period ending on 06/30/06 Exhibit 10.6 Maxygen Inc Form 10-K for the period ending on 12/31/05 Exhibit 10.23 Prince Street Capital Management LLC Top 25 Contractors for 2011
2/7/2011 2/7/2011 2/7/2011 2/7/2011
2/7/2011 2/7/2011 2/7/2011 2/7/2011
11-04115-FOIA
Dukes, Sara
Deloitte Recap, LLC
2/7/2011
11-04116-FOIA
Dukes, Sara
Deloitte Recap, LLC
2/7/2011
11-04117-FOIA 11-04118-FOIA
2/7/2011 2/7/2011
Dukes, Sara Dukes, Sara Wilkat, Tara Russo, Lara
Deloitte Recap, LLC Deloitte Recap, LLC Beau Dietl & Associates -
2/7/2011 2/7/2011 2/2/2011 3/2/2011 3/1/2011 3/2/2011 2/25/2011 2/25/2011 2/25/2011
El koudsy, Heba Michael Al Masry Al Youm Egyptian Newspaper SEC v Daimler 1:10-CV-00473 identity of Egyptian officials Wilkat, Tara Beau Dietl & Associates David Cyrus Halpert Edwards, Mark Edwards, Mark Edwards, Mark Bioscience Advisors Bioscience Advisors Bioscience Advisors Alnylam Pharmaceuticals Form 10-Q Ex 10.1 Alnylam Pharmaceuticals Form 10-Q Ex 10.1 Alnylam Pharmaceuticals Form 8-K Ex 10.1
Edwards, Mark Edwards, Mark Edwards, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Bioscience Advisors Bioscience Advisors Bioscience Advisors International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Alnylam Pharmaceuticals Form 10-Q Ex 10.1 Alnylam Pharmaceuticals Form 10-Q Ex 10.1 Alnylam Pharmaceuticals Form 10-Q Ex 10.1 and 10.4 thru 10.7 R Byron Carlock Jr a/k/a Ramon Byron Carlock a/k/a Raymon Byron Carlock Charles A Muller a/k/a Charlie Muller Joseph T Johnson a/k/a Joe T Johnson CNL Lifestyle Properties John F. Mulholland a/k/a Jeff Mulholland Insurance Capital Markets Holdings Ltd Life Equity LLC International Life Advisors Ltd Blue Wolf Fund P Nicholas Edwards a/k/a Nick Edwards Lee Kraus Composite Capital LLC Nicholas Edwards Investments LLC Nicholas Edwards Investments Japan Max Petroleum plc Jnana Technologies Lazard Freres LLC Lazard Moscow Anantha Pradeep a/k/a AK Pradeep NeuroFocus Inc Precision Semiconductor Control Systems Inc Meridian Consulting LLC Pele Organics LLC Searchscience Inc a/k/a Search Science Inc Consultingmarketplace.com BoardVantage Inc The Carlock Companies Inc
2/25/2011 2/25/2011 2/25/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/3/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Lakefront Shores Family Compound Management LLC Lakefront Shores Equipment Management LLC CNL Lifestyle Company LLC CNL Income Mountain High TRS Corp CNL Income Mountain TRS Corp CNL Lifestyle Properties Inc CNL Franchise Network GP Corp CNL Restaurant Capital GP Corp CNL Restaurant Property Services Inc CNL Funding 2001-A Inc CNL Income LP Corp CNL Income GP Corp CNL Income TRS Holding Corp CNL Income GW Corp CNL Financial GP Holding Corp CNL Income Hawaiian Waters TRS Corp CNL Funding 2002-A, Inc CNL Income Ski Lift TRS Corp CNL Restaurant Net Lease Properties II Inc Thomas Leo Hajdukiewicz Taylor Woods Capital Management LLC Taylor Woods Partners LP Taylor Woods Capital GP LLC George Beau Pressley Taylor V Michael Robert Fastert GMB Global Enhanced LP GMB Global Multi Strategy LP GMB Global Enhanced LP ClearStream Investments LLC GMB Capital Partners LLC GMB Low Volatility Fund LP
3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011
Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark DePeau, Andrew Langston, Catherine Langston, Catherine
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
GMB Capital I LP Randall S. Saunders Randall S. Saunders Daren McCullough Steven LaFontaine Samuel Mende Michael A Coppola Scott Baglio James W. Crichton Scout Capital Adam M. Weiss Ada Investment Management LLC Marc Edward Heissan of Saugatuck Energy LLC Charles John McCormick Jr aka Ian McCormick of Wilton Agricultural Strategies LLC Wilton Agricultural Strategies LLC Robert Steven Flicker aka Bob Flicker of Taylor Woods Capital Management LLC Trevor C Woods of Taylor Woods Capital Management LLC Eagle River Asset Management LLC Michael James Pascutti Treacy Beirne aka Treacy Gaffney Magnetar Capital LLC Magnetar Financial LLC Magnetar Investment Management LLC TIG Advisors LLC Tiedemann Falconer Partners LP Drew A Figdor Gregory A Weaver Invicta Capital Management LLC Scott Baglio ParkRiver Fund Solutions Jeffrey N Brown of GoldenTree Asset
3/2/2011 3/1/2011 3/1/2011 3/1/2011 3/2/2011 3/2/2011 3/2/2011 3/2/2011 3/3/2011 3/3/2011 3/3/2011 3/2/2011 3/3/2011 3/3/2011
Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay
3/1/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011
Wall, Lindsay Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
3/4/2011 3/3/2011 3/3/2011 3/4/2011 3/4/2011 3/2/2011 3/2/2011 3/4/2011
Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Sandor, Jamie
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Creative Services, Inc.
The Holt Group Inc Holt Distressed Property Fund 2010 LP Greg Holt Kubicek of The Holt Group Inc
3/4/2011 3/4/2011 3/4/2011
Eileen Sherman of Babson Capital Management 3/2/2011 Babson Financial Management and State Street Financial Advisors Britta E Schinske John C Wilson aka Josh Wilson Michael P O'Brien Paul B Sagara Richard M Duff III Thomas D Henwood Hawthorne Capital Offshore Ltd Hawthorne Capital Partners LP OMT Capital Management LLC Tyler W Baron Peter H L Lee Caufield & Byers LLC Garrison Investment Group LP 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/2/2011 3/2/2011 3/3/2011 3/3/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Padula, Gary Padula, Gary Inglese, Tara Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Brown University Investment Office Brown University Investment Office
Nyes Ledge Capital Management, LLC Xiao H Song of Contrarian Capital Management 3/3/2011 LLC 3/3/2011 Disclosure Insight, Inc. AMAG Pharmaceuticals Inc fka Advanced Magnetics Inc Disclosure Insight, Inc. Computer Programs & Systems Inc 3/3/2011 Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Cisco Systems Inc Fedex Corp Force Protection Inc Foster Wheeler Ltd Google Inc Knight Capital Group Inc Kinder Morgan Energy Partners Corporate Office Properties Trust Comstock Resources Inc 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Greiner, Julie Potter, Jaimee Meissner, Stuart deHaan, Ed Lynch, Sarah Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Aon Corporation -
Cytec Industries Inc Hillenbrand Inc fka Batesville Holdings Inc Integrated Device Technology Inc International Rectifier Corporation Kaydon Corp Potlatch Corp Schnitzer Industries Inc TIVO Inc Waddell & Reed Financial Inc Apollo Group Inc Form S-1 Exhibit 10.10 dtd 09/09/1994 American Home Mortgage Trust 2006-4 PSA
3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/4/2011 3/3/2011 3/3/2011 3/3/2011 3/4/2011 2/25/2011 3/3/2011 3/3/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011
11-04265-FOIA 11-04266-FOIA
Edwards, Mark Edwards, Mark
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
The Law Offices of Stuart D. Meissner, Whistleblower Office resumes & records of LLC applicants for office head University of Washington 8b letters pre 2006 and 10/1/2009 through 12/31/2011 Thomson Reuters Chairman Schapiro travel expenses and schedules from 2009-03/03/2011 Bioscience Advisors Corixa Corp Form 8-K dated 5/16/2002 Exhibits 10.1 through 10.7 Bioscience Advisors Corixa Corp Form 8-K dated 12/31/2001 Exhibits 10.1 through 10.3 Bioscience Advisors Corixa Corp Form 8-K dated 5/23/2002 Exhibit 10.1 Bioscience Advisors Corixa Corp Form 8-K dated 12/31/2001 Exhibits 10.14 10.42 through 10.44 10.64 10.67 10.68 Bioscience Advisors Corixa Corp Form 8-K dated 12/5/2002 Exhibit 10.1 Bioscience Advisors Corixa Corp Form 10-K dated 12/31/2002 Exhibits 10.15 through 10.17 10.83 through 10.86 10.88 Bioscience Advisors Corixa Corp Form 8-K dated 4/4/2003 Exhibits 10.1 through 10.4 Bioscience Advisors Corixa Corp Form 8-K dated 6/23/2003 Exhibit 10.1 Bioscience Advisors Corixa Corp Form 8-K/A dated 7/20/2001 Exhibit 10.1 Bioscience Advisors Corixa Corp Form 10-Q dated 06/30/2004 Exhibit 10.1
3/4/2011 3/4/2011
3/4/2011 3/4/2011 3/4/2011 3/4/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Chase, Andre Hilzenrath, David Speiginer, Rennae Bastron, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors RCI No. 336-051 The Washington Post -
Corixa Corp Form 10-K dated 12/31/2004 Exhibit 10.17 ImClone Systems Exhibit 10.73 to Form S-3 ImClone Systems Form 14D9 Exhibit d3 ImClone Systems Form 8-K Exhibit 99.2 ImClone Systems Form 10-K Exhibit 10.88 ImClone Systems Form 10-Q Exhibit 10.30 ImClone Systems Form 10-Q Exhibit 10.35 ImClone Systems Form 10-Q Exhibit 10.38 ImClone Systems Form 10-K Exhibit 10.40 ImClone Systems Form 10-K 10.41 Neurocrine Biosciences Form Exhibit 10.18 Neurocrine Biosciences Form 24 10.25 and 10.27 Neurocrine Biosciences Form 10.0 10.2 and 10.3 Neurocrine Biosciences Form Exhibit 10.37
3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011
S-1 Amendment 3 2/25/2011 10-K Exhibits 1010-Q Exhibits 2.1 10-Q Exhibit 10.1 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2001 2/25/2011 2/25/2011 2/25/2011
Neurocrine Biosciences Form 10-K Exhibit 10 Neurocrine Biosciences Form 10-Q Exhibit 10.1 Neurocrine Biosciences Form 10-Q Exhibit 10.1 Neurocrine Biosciences Form 8-K Exhibits 10.1 10.2 and 10.3 Neurocrine Biosciences Form 8-K Exhibit 2.1
Neurocrine Biosciences Form 8-K Amendment 1 2/25/2011 Exhibit 10.1 Cisco Systems Inc 10K 2006, 2008. 2010 2/18/2011 David Becker Madoff Clawback Inquiry by Issa and Grassley dated 03/03/2011 JP Morgan Chase residential mortgage records Washington Mutual Mortgage Securities Corp PSA Series 2003-ARII and 2004-ARI 3/4/2011 2/18/2011 2/11/2011
Weber, Gabriele Floyd, Erika Mclaughlin, Michael Lary, Todd Williams, Julia Grice, Barnabas Keune, Marsha Keune, Marsha Keune, Marsha Smallberg, Michael Hallman, Ben Keune, Marsha Keune, Marsha Keune, Marsha Masters, Joshua Masters, Joshua Masters, Joshua Manno, David Neer, R Neer, R Neer, R Neer, R Neer, R Johnson, William Carollo, Russell
Claims Resource Management Inc Moore School of Business Moore School of Business Moore School of Business Project on Government Oversight The Center for Public Integrity Moore School of Business Moore School of Business Moore School of Business Kirby McInerney LLP Kirby McInerney LLP Kirby McInerney LLP Sichenzia Ross Friedman Ference LLP Baker Keener & Nahra Baker Keener & Nahra Baker Keener & Nahra Baker Keener & Nahra Baker Keener & Nahra University Of New Hampshire -
Daimler AG K Hovnanian Enterprises Inc Asset Purchase Agreement Exhibits A H J L N FFIDX Fidelity Hastings Street Trust Boston Scientific Corp Form 8-K Company Disclosure Statement PCS Edventures!.com 1:10-CV-0043 deposition transcripts and exhibits Wells Fargo Asset Backed Security Series 2007 16 Trust Fortune Brands Comment Letter WMS Industries Comment Letter CBS Corp Comment Letter Ralph J Sorrentino complaint about NASD award in 03-07225 Total Dollar Value of successfully resolved SEC actions for FY 2006 2010 Morgan Stanley Comment Letter CIT Group Comment Letter BJ Services Co Comment Letter SEC v Citigroup Inc 1:10-CV-01277 Arthur H Tildesley SEC v Citigroup Inc 1:10-CV-01277 Gary L Crittenden SEC v Citigroup Inc 10-CV-1277 Surge Components Inc Hunter World Markets Inc Florian Homm Todd M Ficeto Tony Ahn administrative proceeding 3-14272 Elizabeth Pagliarini administrative proceeding 314273 EDGAR Apache web log from 7/1/2006 to 12/31/2006 OIG Report 505 Failure to Investigate Metromedia International Group and purchase by News Corp Joseph E Ashmore Jr Allan Clark
3/1/2011 2/28/2011 11/17/2010 3/2/2011 3/1/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/3/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/8/2011
11-04321-FOIA 11-04322-FOIA
Michels, Patrick Michels, Patrick
Dallas Observer Dallas Observer
3/7/2011 3/7/2011
Michels, Patrick Casselman, Ben Moore, Ransom Sandor, Jamie Wood, E Wood, E Wood, E Jacobs, Kate Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Dallas Observer The Spartan Group LLC Creative Services, Inc. Nationwide Research Company International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Financial Risk Specialists Inc Occidental Petroleum Corp and Joel Lehman complaint Image Sensing Systems Inc Articles of Incorporation and Bylaws Dennis H Kim General Care Corp Hospital Affiliates International Inc Hospital Corp of America Stephen Altman File No 3-12944 Theodore L Koenig Aka Ted Koenig Daniel M Duffy Aka Dan Duffy Michael J Egan Aka Mike Egan Jeremy VanDerMeid Monroe Capital, LLC MONROE CREDIT ADVISORS MONROE EQUITY INVESTMENTS KOENIG DEVELOPMENT Jacqlin LLC MC Opportunities Fund Monroe Equity Hilco Capital Monroe Partners MCOF LP LLC Comstock Resources Inc Cytec Industries, Inc Hillenbrand Inc fka Batesville Holdings Inc Integrated Device Technology Inc International Rectifier Corporation Kaydon Corp Potlatch Corp Schnitzer Industries Inc TIVO Inc
3/7/2011 3/7/2011 3/3/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Waddell & Reed Financial Inc AMAG Pharmaceuticals Inc fka Advanced Magnetics Inc Computer Programs & Systems Inc Cisco Systems Inc Fedex Corp Force Protection Inc Foster Wheeler Ltd Google Inc Knight Capital Group Inc Kinder Morgan Energy Partners Corporate Office Properties Trust Metro-Goldwyn-Mayer Studios Inc United Artists Corporation Orion Pictures Corporation Global Eagle Acquisition MGM Studios MGM Direct Paxson Communications ION Media Networks Inc Metro Goldwyn Mayer Lion Corp Channel 56 of Orlando The Infomall TV Network D P Media License of St Louis Paxson Springfield License Infomall Los Angeles Gregory H. Sachs Michelle Sibley Michelle Schimmole SCG Financial Acquisition Corp Deerfield & Company LLC Springfield & Company LLC Sachs Capital Group LLC
3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC
Sachs Capital Management LLC Deerfield Financial Services LLC Springfield Financial Services LLC Deerfield Capital Management LLC Springfield Asset Management LLC Missoula Investments LLC Deerfield Funds Management LLC Deerfield International Investments LLC Springfield International Investments LLC
3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011 3/3/2011
Gregory and Tracey Sachs Charitable Company 3/3/2011 LLC Alnylam Pharmaceuticals Inc 3/8/2011 Benchmark Electronics Inc Coeur D Alene Mines Corp Ciena Corporation HMS Holdings Corp HNI Corp Hexcel Corp KBW Inc OptionsXpress Holdings Inc PHH Corp Catalyst Health Solutions, Inc Esco Technologies Inc Fairchild Semiconductor International Inc FormFactor Inc GATX Corporation Lexmark International Inc Magellan Health Services Inc Om Group Inc RLI Corp Neutral Tandem Inc Adam Schreck Dmitri Kudrjavtsev 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/4/2011 3/4/2011
DePeau, Andrew Langston, Catherine Langston, Catherine Kiernan, Cortney Kiernan, Cortney
James Samuel Vitalie Gray & Co aka Gray Financial Group Inc Laurence O'neal Gray of Gray & Co Robert Matza aka Bob Matza of GoldenTree Asset Management LibertyView Capital Management, Inc. a/k/a LibertyView Capital Management, LLC Richard Alan Meckler of LibertyView Capital Management LLC Ian Ellis Lindsay of Moon Capital Management LP Roger James Insley of Moon Capital Management LP JWM Capital LLC Moon Capital Global Equity Leveraged Fund LP Moon Capital Advisers LLC Moon Capital LLC Moon Capital Global Equity Fund LP Moon Partners LLC
3/9/2011 3/8/2011 3/8/2011 3/8/2011 3/7/2011
Kiernan, Cortney Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Wall, Lindsay Mierzejewski, Mark
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
3/7/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011
John Walter Moon of Moon Capital Management 3/8/2011 LP Moon Capital Management LP 3/8/2011 Jeffrey Aaron Burke Joseph Matthew Carney Jonathan James Bloom Robert Stanley Pitts Jr Steadfast Capital Management LP 3/9/2011 3/8/2011 3/7/2011 3/7/2011 3/7/2011
Casey Capital a/k/a Casey Capital Management 3/9/2011 or KC Gamma Opportunity Fund Robert J Small of Berkshire Partners Aaron Bellish Mark E McGoldrick Mount Kellett Capital Kevin M Feder 3/8/2011 3/8/2011 3/7/2011 3/7/2011 3/7/2011
Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark
Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Chase, Andre Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC RCI No. 336-051 Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Berkshire Fund III Richard Keith Lubin Berkshire Partners LLC Whole Foods Market Inc 10-K 2010 2008 and 2007 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.1 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.3 10.4 and 10.5 Memory Pharmaceuticals Corp Form 10-K Exhibit 10.32 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.1 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.4 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.1 Memory Pharmaceuticals Corp Form 10-K Exhibit 10.38 Memory Pharmaceuticals Corp Form 8-K Exhibit 10.1 Memory Pharmaceuticals Corp Form 8-K Exhibit 10.1 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 10.2 and 10.3 Millennium Pharmaceuticals Inc Form 10-K Exhibit 10.10 10.11 and 10.12b Metabolix Inc Form S Amendment 3 dated 10/20/2006 Exhibits 10.4 10.5 10.6 10.19 10.20 10.21 and 10.22 MGI Pharma Inc Form 10-Q Exhibit 10.1 MGI Pharma Inc Form 10-Q Exhibit 10.1 Lanx Capital Praedea Solutions PointState Holdings LLC PointState Fund LP
3/7/2011 3/7/2011 3/7/2011 3/10/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011 2/14/2011
Dukes, Sara Dukes, Sara DePeau, Andrew Deyneha, Natalia Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
Deloitte Recap, LLC Deloitte Recap, LLC Check Fund Manager, LLC International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
2/14/2011 2/14/2011 3/10/2011 3/4/2011 3/10/2011 3/10/2011
PointState Capital GP LLC fka PointState Capital 3/10/2011 LLC PointState Capital LP 3/10/2011 Sean Evans Cullinan of PointState Capital LP 3/10/2011
Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Malinowski, Thomas Malinowski, Thomas Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Lucy Clare Panter of GoldenTree Asset Management LP Ana Franov of GoldenTree Asset Management LP Thomas Michael Kopczynski Augustine Anthony Rossi Jr aka Gus Rossi Jr Kenneth S Bring David Randolph Peeler aka Randolph Peeler THEGRAFNETWORK Aidart Pictures Altar Productions Ambazac Investment Company Carman Investment Company Castaways Rental Properties Charles Band Films Dayton Film Productions Dineh Building Product Dineh Construction Products Dineh Lumber and Building Supply Company Eastern Omni Constructors Epic Pictures Enterprises CNL Canada Nominee Inc CNL Beneficiary Whistler Corp CNL Retail Manager Corp CNL Retail Manager Holding Corp CNL Beneficiary Blue TRS Corp CNL Gatlinburg GP Corp CNL Personal Property TRS Corp CNL Cypress Beneficiary Corp CNL Income Northstar TRS Corp CNL Beaver Creek Marina LLC CNL Income Easthill Park LLC
3/9/2011 3/9/2011 3/10/2011 3/9/2011 3/10/2011 3/10/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/4/2011 3/7/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Dodge, Michael Patterson, Scott
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research The Life Sciences Foundation The Life Sciences Foundation The Life Sciences Foundation The Life Sciences Foundation The Life Sciences Foundation The Life Sciences Foundation The Life Sciences Foundation The Life Sciences Foundation -
CNL Income Burnside Marina LLC CNL Income Golf Group Inc CNL Income Waterworld TRS Corp RI Manchester Tenant Corp CY Manchester Tenant Corp CNL Income Talega LLC Canoga Park Assisted Living LLC Sunrise Belmont Assisted Living LLC CNL Income Valencia LLC CNL Income LP Corp CNL Beneficiary Blue TRS Corp Sunrise Third Senior Living Holdings LLC Sunrise Third Pool I LLC Sunrise Third Pool I GP LLC Sunrise Third Pool II LLC Sunrise Third Pool III LLC Sunrise Third Pool III GP LLC Sunrise Third Pool IV LLC Sunrise Third Pool IV GP LLC Genesia Inc IPO Myriad Genetics Inc IPO Chiron Corp IPO Medimmune Inc IPO Quintiles Transnational Corp IPO Mycogen Corp IPO Idec Pharmaceuticals Corp IPO Immunex Corp IPO SEC V. Sheldon Maschler Jeffrey A Citron Michael McCarty Erik Maschler Heartland Securities Corp Aaron Elbogen Moishe Zelcer Raft Investments Inc and JES Management Corp Civil Action No 03 CV 0264
3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/7/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011
11-04529-FOIA 11-04530-FOIA
Fajardo, Dionne Reisinger, Sue
Wiand, Guerra, and King American Lawyer Magazines
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Reinhardt, Kelly Gauthier, Stephanie Langston, Catherine Wall, Lindsay Menjivar, Ana MacLellan, Melanie D'Amici, Marco Dukes, Sara Dukes, Sara Dukes, Sara Mack, Lawrence Dukes, Sara
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Perkins Coie LLP Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Gulf West Investment Properties Inc and Gary Gauthier American International Group (AIG) independent consultant reports filed by James Cole for 2005 - 2009 Marc H Bell Daniel C. Staton Ezra Shashoua Anthony L Previte Starsmith LLC Reardon Industries Penguin Air Conditioning Corp Friendfinder Networks Inc General Media Entertainment General Media Communications Various Inc Fastcupid Inc Penthouse Images Acquisitions GMI On-line Ventures Ltd Eric Owen Bannasch William D Christian Blenheim Capital Management LLC Keri Ann McGinness Washington Mutual Residential Mortgage
3/8/2011 3/9/2011
3/10/2010 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/1/2011
Ameriquest Mortgage securities Inc mortgage 3/8/2011 loan schedule 1 SEC v Pinkmonkey.com Inc Patrick R Greene cv 2/28/2011 01-9711 Micromet Inc Form 10-Q Exhibit 10.1 2/14/2011 Metabasis Therapeutics Inc 10-K Exhibits 10.19 2/14/2011 and 10.32 Metabasis Therapeutics Inc Form 10-Q Exhibit 2/14/2011 10.1 Bank of New York Mllon CIK# 3/1/2011 Metabasis Therapeutics Inc Form 10-K Exhibits 10.29 and 10.30 2/14/2011
Dukes, Sara Dukes, Sara Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Gatewood, Jennifer Abraham, Jeffrey Sanchez, Aricka Smith-Levin, Aaron Prongay, Robert Martin, Alan MacLellan, Melanie Woodward, Amy Reisinger, Sue
Deloitte Recap, LLC Deloitte Recap, LLC Chavos & Rau Chavos & Rau Chavos & Rau Chavos & Rau Chavos & Rau Chavos & Rau Chavos & Rau Chavos & Rau Abraham Fruchter & Twersky LLP Glancy Binkow & Goldberg LLP Empire Programs Inc Perkins Coie LLP American Lawyer Magazines
Metabasis Therapeutics Inc Form 10-Q Exhibits 2/14/2011 10.28 Metabasis Therapeutics Inc Form 10-Q Exhibit 2/14/2011 10.27 Angelo Mozilo testimony 08/2008 cv-09-3994 3/2/2011 Angelo Mozilo testimony dated 10/2/2008 CV09-3994 Angelo Mozilo testimony dated 11/9/2007 CV09-3994 David Sambol deposition CV-89-3994 Eric Sieracki testimony dated 11/2008 CV-093994 Eric Sieracki depostion testimony dated 1/22/2010 CV-09-3994 Eric Sieracki testimony dated 05/28/2008 CV09-3994 Erick Sieracki deposition testimony dated 7/20/2010 CV-09-3994 Xcelera Inc Date on Municipal Advisor Temporary Registration Forms Recorded since 9/2/10 Chipotle Curry v Hansen Medical Inc et al 09 CV 5094 Robert J Peacock public comment file 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/3/2011 3/9/2011 3/9/2011 3/8/2011 3/9/2011
Morgan Stanley ABS Capital Inc Mortgage Loan 3/8/2011 Schedule I FOIA log 7/1/2010 to 1/1/2011 3/9/2011 American International Group (AIG) reports filed by James Cole as corporate monitor broker-dealer stock and bond transaction information Harry E. Sloan Jeffrey F. Sagansky aka Jeff Sagansky James A. Graf Aka Jim Graf Famous Artists Agency, Inc First American Sports of New Mexico Inc First Native American Corp First Native Apparel Inc 3/9/2011
Wein, George Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Select Information Exchange, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
3/10/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Pertuset, Carl Anderson, Toni Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Florida/Lakeland Investments LLC Harry Sloan Inc Henry Hillson & Company Inc Lewis Oberly Sloan & Associates PC Lions Gate Entertainment Corp MCEG Sterling Computer Services MCEG Sterling Entertainment Parmenter Realty Oskar P Lewnowski III Red Kite Management Daniel S. Taub CUSIP numbers Chase Home Finance LLC mortgage backed securities Xoma Ltd (DE) Form 8 K Exhibits 2 thru 4 Xoma Am2 Xoma 10.22 Xoma Ltd (DE) Form 10 Q Exhibits 10.43 to Ltd (DE) Form 10 K Exhibits 10.20 thru and 10.25 thru 10.28A Ltd (DE) Form 8 K Exhibit 2
3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 2/25/2011 3/10/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011 3/11/2011
Xoma Ltd (DE) Form 10 K Exhibits 10.45 and 10.46 Xoma Ltd (DE) Form 8 K Exhibit 2 Xoma Ltd (DE) Form 10 K Exhibit 10.50 Xoma Ltd (DE) Form 8 K Exhibit 2 (w/Diversa) Xoma Ltd (DE) Form 8 K Exhibit 2 Xoma Ltd (DE) Form 10 Q Exhibit 10.54 Xoma Ltd (DE) Form 10 K Exhibit 10.26C Xoma Ltd Form 10 K Exhibits 10.21C 10.24A and 10.24B Xoma Ltd Form 8 K Exhibit 2 Alnylam Pharmaceuticals Form S 1 Exhibits 10.22 thru 10.24 Corixa Corp Form 10 Q Exhibit 10.2 Corixa Corp Form 10 K Exhibits 10.21 and 10.22
11-04612-FOIA
Edwards, Mark
Bioscience Advisors
Edwards, Mark Edwards, Mark Moore, Herbert Moore, Herbert
Bioscience Advisors Bioscience Advisors Gallagher, Briody & Butler Gallagher, Briody & Butler
Corixa Corp Form S 1 Exhibit 10.9 thru 10.20 10.22 thru 10.23 10.25 thru 10.27 and 10.29 thru 10.30 Corixa Corp Form 10 Q Exhibits 10.1 thru 10.3 Corixa Corp Form 8 K Exhibit 10.1
3/11/2011
3/11/2011 3/11/2011
Edwards, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas DePeau, Andrew Reinhardt, Kelly Mierzejewski, Mark Wall, Lindsay Mierzejewski, Mark Simonian, Guy Zeglarski, Robert Dodge, Michael Zavadil, Lawrence
Bioscience Advisors Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Sanders Ortoli Vaughn-Flam Rosenstadt LLP The Life Sciences Foundation Jacobs Chase Attorneys
Penn Mont Securities administrative proceeding 3/10/2011 3-12151 3/10/2011 Husky Trading LLC Eugene O Brien Michael Inemer Stephen Floirento administrative proceeding 3-13096 Xoma Ltd Form 10 K Exhibit 10.23 and 10.24 3/11/2011 Joelle Kayden of Accolade Capital Management LLC Accolade Capital Management LLC Accolade Partners LP Brian James Kelley George T Hartigan Ted Stuart Lodge of GoldenTree Asset Management LP Thomas Claugus Mark David Brodsky GMT Capital Corp Records relating to processing of 10-07348FOIA re John G McColskey Form 1-A filings most recently approved by Commission Liposome Company IPO Agile Group LLC and/or Tactical Allocation Services LLC and/or Greenberg & Associates Sunrise Senior Living Inc Sunrise Senior Living Inc transcripts of CFO Larry E Hulse Ace Securities Corporation Home Equity Loan Trust Series 2003-OP1 Arrow Re Gemini Fund Services LLC Andrew Brian Rogers of Gemini Fund Services LLC 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/10/2011 3/10/2011 3/14/2011 3/14/2011
Willis, Jane Willis, Jane Pacheco, Richard Costello, Maureen Langston, Catherine Langston, Catherine
Ropes & Gray LLP Ropes & Gray LLP International Business Research Check Fund Manager, LLC Check Fund Manager, LLC
8/10/2010 3/8/2011 3/15/2011 3/15/2011 3/14/2011 3/14/2011
DePeau, Andrew Langston, Catherine Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Wilkat, Tara Reinhardt, Kelly Langston, Catherine Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Beau Dietl & Associates Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Paulson & Company Francis (Frank) Joseph Carroll III of Oaktree Capital Management LLC Treesdale Partners Ronald Alan Weibye Advent Software Inc Ariba Inc Cosan Ltd GSI Commerce Inc Genesee & Wyoming Inc Integra Lifescience Holdings Corp Matthews International Corp Middleby Corp Tutor Perini Corp Under Armour Inc Astenbeck Capital Andrew J Hall Sanford Jay Grossman QFS Asset Management LP aka Quantitative Financial Strategies Inc David A Emma John George Petti III of Astenbeck Capital Management LLC Galle Global Macro Partners LLC Bob Evans Farms Inc Brocade Communication Systems Inc Celanese Corp CF Industries Holdings Inc Cabot Oil & Gas Corp Horton DR Inc Cal Dive International Inc FMC Corp SAIC Inc Weis Markets Inc
3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011
Brindle-Khym, Luke Brindle-Khym, Luke Fishbein, Aaron Weil, Katherine Hawkins, Carly McNeill, Kevin Sandor, Jamie Nicolas-Rocca, Tonia Strouse, Adam Penn, David Zurita, Keny Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Quest Research & Investigations LLC Quest Research & Investigations LLC Mound Cotton Wollan & Greengrass Motley Rice LLC Creative Services, Inc. RBC Capital Markets Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
W-H Energy Services Inc Exhibit 9.1 10.9 and 3/15/2011 CT Orders Denison International PLC Exhibit 99(d)(3) and 3/15/2011 CT Orders Theodore W Urban 3-13655 3/15/2011 ZAIS Group LLC examination staff letter Wealth Legacy Institute cancellation order Liberty Petroleum Corp Jane Hong aka Jane Fernandez SEC Data Breaches Broker Dealer Information Report 12/31/2005 CUSIP Numbers SEC V. Mozilo cv 09-3994 settlement Molecular Devices Corp Form 10 Q Exhibit 10.51 Alnylam Pharmaceuticals Inc Form 10 Q Exhibit 10.1 Masimo Corp Form 10 K Exhibit 10.28 10.29 and 10.30 Masimo Corp Form 10 Q Exhibit 10.30 Masimo Corp Form S 1 Exhibit 10.22 Millennium Pharmaceuticals Inc Form 10 K Exhibit 10.22 Millennium Pharmaceuticals Inc Form 10 K Exhibit 10.7(g) Millennium Pharmaceuticals Inc Form 10 Q Exhibit 10.1 10.2 and 10.3 Millennium Pharmaceuticals Inc Form 10 Q Exhibit 10.7 Migenix Inc Form 20 F Exhibits 4.14 4.21 4.22 4.23 4.24 4.25 and 4.26 Migenix Inc Form 20 F Exhibits 4.15 Migenix Inc Form 20 F Exhibits 3.32 3.33 3.34 3.35 3.36 3.37 and 3.39 PDL BioPharma Inc Form 10-Q Exhibits 10.5 and 10.6 BioMarin Pharmaceuticals Inc Form 10 K Exhibit 10.39 Orapharma Inc Form 10 Q Exhibit 10.14 3/15/2011 2/28/2011 3/8/2011 3/15/2011 3/16/2011 3/16/2011 3/3/2011 2/11/2011 2/21/2011 2/21/2011 2/28/2011 2/28/2011 2/28/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/21/2011 2/28/2011 2/21/2011
11-04694-FOIA
Dukes, Sara
Deloitte Recap, LLC
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Micromet Inc Form 10 K Exhibits 10.34 10.35 10.36 10.37 10.38 10.39 10.40 10.41 10.42 10.46 10.48 10.50 and 10.51 Momenta Pharmaceuticals Inc Form 10 Q Exhibits 10.3 10.4 10.5 and 10.6 Momenta Pharmaceuticals Inc Form 8 K Exhibit 10.1 Momenta Pharmaceuticals Inc Form 10 K Exhibits 10.13 10.15 10.16 and 10.17 Momenta Pharmaceuticals Inc Form 10 Q Exhibits 10.3 and 10.4 Momenta Pharmaceuticals Inc Form S 1 Exhibits 10.4 10.5 10.6 10.7 and 10.8 Anadys Pharmaceuticals Inc Form S 1 Exhibit 10.14 Medicines Co Form 10 Q Exhibits 10.2 10.3 and 10.4 Medicines Co Form 10 Q Exhibit 10.2 Endo Pharmaceuticals Holdings Inc Form 8 K Exhibit 10.48.3 Memory Pharmaceuticals Corp form 10 Q Exhibit 10.1 Memory Pharmaceuticals Corp Form 10 Q Exhibits 10.2 and 10.3 Monogram Biosciences Inc Form 10 Q Exhibit 10.41 Monogram Biosciences Inc Form 10 K Exhibit 10.36 Monogram Biosciences Inc fka Virologic Inc Form 10 Q Exhibit 10.1 Idenix Pharmaceuticals Inc Form S 1 Exhibit 10.21 Protein Polymer Technologies Inc Form 10 K Exhibits 10.35 and 10.36 Acambis PLC Form 20 F Exhibit 4.15 Molecular Insight Pharmaceuticals Inc Form S 1 Exhibits 10.29 10.30 and 10.31 Molecular Insight Pharmaceuticals Inc Form S 1 Exhibits 10.12 10.13 10.23 10.24 10.25 10.27 and 10.28 Molecular Insight Pharmaceuticals Inc Form S 1 Exhibits 10.21 Molecular Insight Pharmaceuticals Inc Form S 1 Exhibits 10.14 10.15 10.16 and 10.17
2/21/2011
2/21/2011 2/21/2011 2/21/2011 2/28/2011 2/28/2011 2/21/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/21/2011 2/28/2011 2/21/2011 2/21/2011
11-04714-FOIA 11-04715-FOIA
2/21/2011 2/21/2011
11-04716-FOIA
Begleiter, Ben
General Retirement System of the City of Detroit and Police and Fire Retirement System of City of Detroit letter dated 5/4/10 Revday Industries Inc Energy Solutions Inc Zion Solutions Inc and Exelon Agreement First Professionals Insurance Co Inc Form S 4 Select Equity Group Inc Select Equity Holdings George Stabler Loening of Select Equity Group Inc Robert B Shustak Paul Keung
3/16/2011
Singer, David Rielly, Thomas Krumm, Arthur Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Herold Law Vista 360 Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
3/16/2011 3/16/2011 3/17/2010 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/16/2011
3/16/2011 Haibing Wang aka Benson Wang or Benson Haibing Wang Yunpeng Cheng aka Roc Cheng or Roc Yunpeng 3/16/2011 Cheng Zhen Wei aka Crow Wei or Crow Zhen Wei 3/16/2011 Taomee Holding Limited Xunlei Limited Hao Cheng Weimin Luo Jun Zou Jiayuan.com International Ltd Haiyan Gond Qingyan Fang Shang Hsiu Koo Hui Song Chadwick H Faulkner aka Chad Faulkner Douglas R Rippel aka Doug Rippel John Douglas Maxwell aka J Douglas Maxwell aka Doug Maxwell Speedy Cash Holdings Corp Cash Money Cheque Cashing Inc 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia DePeau, Andrew DePeau, Andrew Marcus, Sally Lichtcsien, Susan Wall, Lindsay Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
AD Astra Recovery Services Inc A Speedy Cash Car Title Loans LLC Evergreen Financial Investments Inc CDM Development LLC Prontocapital Inc Tiger Financial Management LLC Integrated Stadium Seating Inc Attain Finance AZ Inc Gran Canon Tarjetas Inc Johan H Christofferson Christofferson Robb and Company LLC Donald Patrick McCarthy Jr Tymothi Omar Tombar William Joseph Heffron David S Zemel Smith A O Corp Briggs & Stratton Corp FEI Co PAREXEL International Corp Sapient Corporation SEI Investments Co Synaptics Inc Virgin Media Inc fka NTL Inc fka Telewest Global Inc Warner Chilcott Ltd Warner Music Group Corporation H Michael Krimbill aka Harry Michael Krimbill Craig S Jones Sharra L Straight Stephen D Tuttle aka Steve D Tuttle Brian K Pauling Todd M Coady
3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/16/2011 3/18/2011 3/18/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Wall, Lindsay Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc.
Shawn W Coady NGL Energy Partners LP Limerick Capital LLC KH2008 LLC Gold Resource Partners LLC Krimbill Holding Company Krimbill Family Foundation Titan Profane LLC FHM Investments LLC FHS Investments LLC PBC Investor Fund II LLC The Neighborhood of Caribe Assoc Inc Heritage Propane Corporation Northern Energy Inc Propane Energy Inc US Propane LLC Titan Propane Services Inc Peoples Gas Company LLC Sawyer Gas of Jacksonville Inc Sawyer Gas of the Beaches Inc Sawyer Gas of Starke Inc Saywer Gas of Lake City Inc Sawyer Deel Gas Inc SGJSC Inc Energy Transfer Partners LLC Earthamerica of Texas LP NGL Supply Wholesale LLC Silverthrone Operating LLC Daniel G Gropper John Charles Robinson of Gray and Co Eastman Kodak Company Emulex Corp
3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/17/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Grimm, Christopher Marshak, Melanie Sandor, Jamie Malinowski, Thomas Mierzejewski, Mark Mierzejewski, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Corporate & Institutional Services Aristeia Capital LLC Creative Services, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Hecla Mining Co Hub Group Inc Interactive Brokers Group Inc Luminex Corp OfficeMax Inc Otter Tail Corp Patriot Coal Corp GT Solar International Inc Lockheed Martin Corp 11 K 2009 Aristeia Trading LLC Form BDW Kristen Green Dennis Kunhyuk Rhee Anthony P Brenner Pivot Point Capital ViaCell Inc Form S 1 Exhibits 10.16 thru 10.21 and 10.32 thru 10.33 deCode Genetics Inc Form 10 Q Exhibit 10.1 deCODE Genetics Inc Form 10 K Exhibit 10.46
3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/17/2011 3/17/2011 3/17/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011
deCODE Genetics Inc Form 10 Q Exhibits 10.4 3/18/2011 thru 10.9 deCODE Genetics Form S 1 Exhibits 10.6 10.9 3/18/2011 10.11 10.13 thru 10.15 10.19 10.20 10.27 thru 10.29 10.47 thru 10.49 and 10.51 Xoma Ltd Form 8 K Exhibits 2 and 3 Xoma Ltd Form 8 K Exhibit 1 Xoma Ltd Form 10 K Exhibits 10.48 and 10.49 3/18/2011 3/18/2011 3/18/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Exelixis Inc Form S 1 Exhibits 10.7 10.8 and 3/18/2011 10.13 thru 10.15 Exelixis Inc Form 10 K Exhibits 10.38 and 10.39 3/18/2011 Exelixis Inc Form 10 Q Exhibits 10.1 thru 10.4 Exelixis Inc Form 10 Q Exhibit 10.1 Exelixis Inc Form 10 Q Exhibit 10.1 3/18/2011 3/18/2011 3/18/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Pinge, Gary Matheny, Keith Warton, Ronald Reinhardt, Kelly Chase, Andre Langston, Catherine Langston, Catherine Mierzejewski, Mark Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Macquarie Equities Desert Sund Media Group Check Fund Manager, LLC RCI No. 336-051 Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Exelixis Inc Form 10 K Exhibits 10.35 and 10.36 3/18/2011 Exelixis Inc Form 10 Q Exhibits 10.2 thru 10.8 Exelixis Inc Form 10 Q Exhibit 10.4 Exelixis Inc Form 10 K Exhibit 10.41 Exelixis Inc Form 10 Q Exhibits 10.35 Exelixis Inc Form 10 Q Exhibit 10.28 Exelixis Inc Form 10 Q Exhibit 10.21 List of companies to which SEC has issued subpoenas in casino + gaming sector Environment Service Professionals Inc of Palm Springs California Pornography inquiry referenced in Senate Report on Pequot Capital Management Moon Capital Management LP and/or Satyam Capital Services Ltd EZ Corp Inc 10 K Peter M Lupoff of Tiburon Capital Management LLC Tiburon Capital Management LLC Todd F Kirschner Craig Brenner Nerenberg of Brenner West Capital Advisors LLC Rose Grove Offshore Fund I Ltd Rose Grove Capital Management LLC Rose Grove GP I LLC Rose Grove GP II LLC Rose Grove Partners I LP Rose Grove Equity Income Fund LP Mary Stephen Naphtal of P E Investments Warren Joseph Naphtal of P E Investments P E Trust P E Capital P E Investments Christopher M Kaster 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/18/2011 3/14/2011 3/18/2011 3/17/2011 3/18/2011 3/14/2011 3/18/2011 3/18/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011
Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Jameson, Glen Fleming, Lawrence Murphy, Michael Mollen, Mike Mukherjee, Anjan Zapf, Eric Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Herzog Crebs Baily & Glasser LLP Democratic Senatorial Campaign Committee Democratic Senatorial Campaign Committee Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Regiment Capital Advisors LP Sean Zou Raymond Luo Joy Union Holdings Limited
3/21/2011 3/21/2011 3/21/2011 3/21/2011
Shanghai Shengran Information Technology Co 3/21/2011 Ltd Shanghai Taomee Animation Co Ltd 3/21/2011 Taomee Holdings (HK) Limited Shanghai Taomee Network Technology Co Ltd Shanghai Qidong Information Technology Co Ltd Shenzhen Ruigao Information Technology Co Ltd Charming China Limited Universys Holdings Limited Wyndam International Whiting Petroleum 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/20/2011
2/16/2011 Charles Russell Williams III AP 3-12834 transcript Citigroup Auction Rate Securities 08-CIV-10754 3/16/2011 (SDNY) Representative Dennis Rehberg 3/14/2011 Senator Scott Brown since 2/4/10 Wells Fargo Home Mortgage residential mortgage records Raja Moorthy Astec Industries Inc Blue Coat Systems Inc Calgon Carbon Corporation Complete Production Services Inc GFI Group Inc Helen of Troy Ltd Nektar Therapeutics Omnivision Technologies Inc 2/28/2011 3/22/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011
Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia DePeau, Andrew Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lynch, Sarah Speiginer, Rennae
Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Thomson Reuters -
VeriFone Holdings Inc Synutra International Inc Joseph Richard Zecher of P E Investments Staton Capital Duke Realty Corp Walnut Capital Partners Staton Media LLC Staton Family Investments Ltd Staton Colorado LLC Public Storage Inc Public Storage Business Trust Pure Entertainment Telecom Inc Rome Builders Inc West Coast Facilities Inc Vision Value LLC Bell & Staton Inc / Bell & Staton LLC Friendfinder Ventures Inc David Windreich Paul Adam Leff of Perry Capital Management Andersons Inc Graphic Packaging Corp Halozyme Therapeutics Inc Landauer Inc Mobile Mini Inc Medicis Pharmaceutical Corp Nelnet Inc Pinnacle Entertainment Inc Regis Corp Speedway Motorsports Inc Office of Compliance Inspections and Examinations Compliance Manual Washington Mutual Residential Mortgage Records
3/21/2011 3/21/2011 3/21/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011 3/14/2011
Patterson, Scott Nematollahi, Navid Reardon, Daniel Braun, Martin Fernandez, Gregory Huijue Ye, Emilie Lynch, Sarah Kane, Darren Kane, Darren Kane, Darren Marcus, Sally Malinowski, Thomas Langston, Catherine Langston, Catherine DePeau, Andrew Reinhardt, Kelly Lichtcsien, Susan Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Wall, Lindsay Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Incentive Partners LLC Bloomberg News Thomson Reuters Mission-Critical Services Mission-Critical Services Mission-Critical Services EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Datek Securities Corp HO-03468 Sheldon Maschler transcript List of bulge bracket firms Fletcher Asset Management JP Morgan Chase & Co interviews or testimony of Christopher W Romer List of Advisers registered under Rule 203A-2(c) and 2(f) IBM Corp investigation re: Specific Chinese Government Officials Bernard Madoff trustee SIPC and SEC closed meeting tape recordings Ruslan Chilov Heather Williams Rakesh Kak Fir Tree LLC Mark Alan Brostowski David Charles Cavalier of Xmark Fund LP Xmark Fund LP Harold A Kelly
3/22/2011 3/22/2011 3/22/2011 3/21/2011 3/22/2011 3/22/2011 3/22/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/22/2011 3/22/2011 3/22/2011 3/22/2011
3/22/2011 Vijay Rajguru of Golddentree Asset Management LP 3/22/2011 Randall Borkenstein of Perry Capital Management Kimberly A Seid aka Kimberly Mui of Goldentree 3/22/2011 Asset Management LP Christian Alexander Leone 3/22/2011 Luxor Capital Partners LP Luxor Capital Group LP R Craig Pica aka Ralph C Pica Mark E Lefanowicz John J Kubiak III Jeremy J M Kelly Provident Funding Associates LP Provident Funding Group Inc Lendervend LLC Silver Queen Financial Services Inc 3/22/2011 3/22/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Bay View Franchise Mortgage Acceptance Co Bay View Capital Corporation Heritage Commerce Corporation Diablo Valley Bank Provident Residential Funding II Inc America's Mortgage Club Polaris Mortgage Associates Provident Home Loans Webstar Mortgage GEM Realty Michael Elrad Atlantic Tele Network Inc Actuant Corp Lazard Ltd McDermott International Inc Rosetta Resources Inc Salix Pharmaceuticals Ltd Timberland Company Textainer Group Holdings Ltd Taleo Corp ViroPharma Inc Silverthorne Energy Partners LP NGL Supply LLC Econo Gas Supply LLC Premier Energy Partners Roberts Hicksgas Inc Hicksgas Canton Inc Hicksgas Roseville Inc Hicksgas Colfax Inc Hicksgas Fairbury Inc Okaw Valley Propane Inc Midwest Manufacturing Inc
2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Sengstack, Michele Sengstack, Michele Sengstack, Michele Sengstack, Michele Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Malinowski, Thomas Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Schack, Justin Sandor, Jamie Sandor, Jamie Intintola, Nancy Intintola, Nancy Myers, Jesse Teluja, Sunil
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Rosenblatt Securities, Inc Creative Services, Inc. Creative Services, Inc. Private Capital Management Private Capital Management -
Hicksgas DeKalb Inc Bachtold Inc Rocket Supply Corporation Hicksgas Rensselaer Inc Hicksgas Bloomington Inc Woodstock Hicksgas Inc Goshawk Capital Corp Heartland Capital Corp Camden Asset Management LP Option Opportunities Joshua J Coughlin aka Josh Coughlin Taina S Broes aka Taina Lahman aka Taina Skinner Donald Chandler Wright aka Don Wright Charles A Giannetto aka Charlie Giannetto Timothy H Schwiers aka Tim Schwiers Kent John Johnson Quantum Immunologics Richard Cayne Perry Perry Capital LLC Adam Dilworth Miller of Perry Capital Management Craig R Caffarelli of GEM Realty Advisors LLC David Robert Warren of DW Investment Management LP Page 5 of Form ATS-R filings for 21 companies Maya Lehman Colin M Hopkins First American Financial Corp 1995 10-K Fidelity National Financial Inc
3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/9/2011 3/23/2011 3/23/2011 3/23/2011 3/23/2011
TEL Offshore Trust 10-K for 12/31/1992 Exhibit 3/23/2011 4(e) Tata Communications Ltd Form SC13D's filed in 3/24/2011 2002
DePeau, Andrew Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Stuart, David Jacome, Daniel Condon, Christopher Cheung, Kin Grady, Christine Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Citadel Securities Bloomberg News, Boston Bureau BrightScope Inc Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Neil Scanlon Bella Stone Investments LLC Todd Financial Inc Cash Inc Grizzly Ridge Partners LLC WKB Investments Inc Ultimate Financial Management Todd Car Title Inc AAA Car Title Loans Inc Brutus Investment LLC Source Financial Inc Speedy Cash Holdings Summit Real Estate LLC Kansas Tiger Financial Management LLC Speedy Cash Scil Inc In the Matter of Rajat K Gupta Medco Health Solutions 2011 Subpoena Value Line Inc 2010 List of all Registered Investment Advisors Coast Hotels & Casino Inc 10-K 405 dtd 3-3000 Item 14 Exhibit 10.17 ViroPharma Inc Form S-1 Exhibits 10.6 and 10.7 ViaCell Inc Form 10-Q Exhibits 10.1 and 10.4 ViaCell Inc Form 10-Q Exhibits 10.1 and 10.2 Celltech Group PLC Form 20-F Exhibits 4.26 thru 4.28 Celltech Group PLC Form 20-F Exhibits 4.21 thru 4.23 Seattle Genetics Inc Form 10-Q Exhibits 10.1 and 10.2 Seattle Genetics Inc Form 10-Q Exhibit 10.1 Seattle Genetics Inc Form 10-Q Exhibits 10.1 thru 10.4
3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/25/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Seattle Genetics Inc Form 10-Q Exhibits 10.1 Seattle Genetics Inc Form 10-Q Exhibits 10.1 and 10.2 Seattle Genetics Inc Form 10-Q Exhibits 10.1 Seattle Genetics Inc Form 10-Q Exhibits 10.1 thru 10.4 Seattle Genetics Inc Form 10-Q Exhibits 10.1 Seattle Genetics and 10.2 Seattle Genetics and 10.29 Seattle Genetics and 10.2 Seattle Genetics and 10.3 Seattle Genetics Inc Form 10-Q Exhibits 10.1 Inc Form 10-K Exhibits 10.27 Inc Form 10-Q Exhibits 10.1 Inc Form 10-Q Exhibits 10.1 Inc Form 10-Q Exhibits 10.1
3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011
Seattle Genetics Inc Form 10-Q Exhibits 10.1
Mierzejewski, Mark DePeau, Andrew Wall, Lindsay Wall, Lindsay Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
3/24/2011 Seattle Genetics Inc Form S-1 Exhibits 10.1 thru 10.6 10.8 thru 10.12 10.14 thru 10.20 and 10.22 Ethan Devine 3/24/2011 Wei Zhong Peter Sang Hun Park Park West Asset Management LLC Bachtold Brothers Inc Hicksgas Vandalia Inc Hicks Oils Inc Hicksgas Belvidere Inc Hicksatomic Stations Inc Hicksgas Lake Villa Inc Hicksgas Kankakee Inc Pontiac Hicksgas Inc Hicksgas Pekin Inc Hicks Motor Sales Inc Hicksgas Decatur Inc 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011
Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Langston, Catherine Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mathis Piatt, Julie Cohen, Theodore DePeau, Andrew
International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC
Hicksgas Watseka Inc Hicksgas Marseilles Inc Hicks Oil & Hicksgas Inc Jaguar Enterprises Ltd Assurant Inc Fuel Tech Inc Insituform Technologies Inc InterMune Inc LoopNet Inc Newpark Resources Inc NVIDIA Corporation Presidential Life Corporation Pentair Inc RadiSys Corporation Polygon Northwest Company Benjamin S Levin Karen Meidlinger of Meidlinger Partners LLC Meidlinger Partners LLC Kevin Brophy of Meidlinger Partners LLC Exco Resources Inc Vanda Pharmaceuticals Inc Quidel Corporation Kinross Gold Corp Healthsouth Corporation Gentiva Health Services Inc General Mills Inc Century Aluminum Co Almost Family Inc Agnico Eagle Mines Ltd Wells Fargo residential mortgage records Dendreon Corp Newport Asia LLC
3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/24/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/15/2011 3/24/2011 3/25/2011
Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Gauthier, Stephanie Gauthier, Stephanie Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC CheckFundManager, LLC CheckFundManager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC
Taconic Opportunity Fund Taconic Capital Performance Partners Taconic Associates LLC Taconic MDF LLC Taconic Capital Partners Taconic Capital Management Taconic Capital Advisors LP Ivan Quarles Zinn Level Equity George W McCulloch
3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/25/2011 3/25/2011 3/25/2011
James C Kelly of GoldenTree Asset Management 3/25/2011 Timothy P Collins of GoldenTree Asset Management Kurtis Reid King of JMP Group or Harvest Capital Strategies Venoco Inc Tredegar Corp Southwestern Energy Co Protalix BioTherapeutics Inc National Presto Industries Inc K12 Inc LHC Group Inc Invacare Corp Hughes Communications Inc Balchem Corp Mark W. Flynn Ljuben Pampoulov aka Lubem Pampoulov Robert David Spreng aka David Spreng akaa R David Spreng Mark D Klein Leonard A Potter aka Len Potter BHR Capital LLC Bay Harbour Management LC Michael N Thompson Jr 3/25/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/28/2011 3/28/2011
11-05127-FOIA 11-05128-FOIA
Cohen, Madelene Boyer, Scott
Reliance Steel & Aluminum Co. Beckman Coulter, Inc.
James P MacBeth Forms 3 4 & 5 for 09/9410/03 Biosite Diagnostics Inc and Scios Inc Semi Exclusive BNP Diagnostic License Agreement Cady Roberts & Co AP 8-8925 and Texas Gulf Sulpher Co Moneda Asset Management SA aka Moneda USA Inc Juan Luis Rivera Palma of Moneda Asset Management SA aka Moneda USA Inc Gregor Terrence Dannacher of Kamunting Street Capital Management Laurence W Cheng of Capital Z Investment Partners LLC Carlson Capital LP Indus Capital Partners LLC Indus Partners LLC Sheldon Fenton Kasowitz of Indus Capital Partners LLC Owen Thomas Lennon Jr aka Scott Lennon of York & Pacific Gainesville LLC George Marinopoulos of Kamunting Street Capital Management LP Jack Mui Finra Form BD Compilation Boston Consulting Group contract and correspondence between consultants and SEC Commissioners and Chairman Harry Terezakis 95-CV-02533 LR 14542 Pacific Energy & Mining and Tariq I Ahmad Complaint HO-00118091 Sempra Energy General Mills Nestle and Cereal Partners Worldwide (CPW) Liberty Petroleum Corp (LBPE) John W Lawton Paramount Partners LP and Cross Road Capital Management LLC 09-cv00368 ADM/AJB Prepaid Legal Inc North American Scientific Inc Form 10-Q Exhibits 10.1 and 10.2
3/25/2011 3/28/2011
Perino, Michael Kiernan, Cortney Kiernan, Cortney Reinhardt, Kelly Gauthier, Stephanie Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine Lichtcsien, Susan Mierzejewski, Mark LaRoche, Greg Hamilton, Jesse
St. Johns University School of Law Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC LaRoche Research Partners LLC Bloomberg News
3/25/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/28/2011 3/21/2011
Fountian, Deborah Ahmad, Tariq Mara, Kennon Baik, John McNeill, Kevin Lawton #14987-041, John Enevoldsen, David Dukes, Sara
FOX 5 New York -
3/28/2011 3/28/2011 3/27/2011 3/28/2011 3/28/2011 3/23/2011
11-05149-FOIA 11-05150-FOIA
Deloitte Recap, LLC
2/11/2011 3/7/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Murphy, Michael Silvious #16497077, O Anderson, Toni Masinter, Paul Masinter, Paul
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Baily & Glasser LLP FCI-2 Butner -
Miravant Medical Technologies Form 10-Q 3/7/2011 Exhibits 4.1 and 10.1 Myogen Inc Form 8-K Exhibits 10.40 and 10.41 3/7/2011 Myogen Inc Form 10-K Exhibit 10.37 Interleukin Genetics Inc Form 10-K Exhibits 10.38 and 10.39 Interleukin Genetics Inc Form8-K Exhibit 10.6 Sepracor Inc Form 8-K Exhibit 99.1 Sepracor Inc Form 10-K Exhibit 10.30 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011
Sepracor Inc Form 8-K Exhibit 99.1 12/21/2004 3/7/2011 Nabi Biopharmaceuticals 10-K Exhibit 10.7 3/7/2011
Nabi Biopharmaceuticals 10-Q Exhibits 10.1 and 3/7/2011 10.2 Nabi Biopharmaceuticals 10-K Exhibits 10.35 3/7/2011 and 10.37 Nabi Biopharmaceuticals 10-Q Exhibit 10.1 3/7/2011 Gilead Sciences Inc Form 10-K Exhibit 10.56 The Medicines Company Form 10-K Exhibit 10.17 The Medicines Company Form 10-K Exhibit 10.18 Chiron Corp Form 10-K Exhibits 10.328 and 10.329 Chiron Corp Form 10-Q Exhibit 10.318 3/7/2011 3/7/2011 3/7/2011 3/7/2011 3/7/2011
Chiron Corp Form 10-K Exhibits 10.311 10.312 3/7/2011 10.313 and 10.314 Chiron Corp Form 10-Q Exhibit 10.320 3/7/2011 Citigroup Global Markets Inc Auction Rate Securities 08-civ-10753 (SDNY) Coca Cola Co 10-K 3/21/2011 3/23/2011 3/29/2011 3/23/2011 3/23/2011
Chase Home Finance LLC mortgage backed securities Stone Pigman Walther Wittmann, LLC Regions Morgan Keegan Select High Income Fund and Regions Bank Stone Pigman Walther Wittmann, LLC Regions Morgan Keegan Select High Income Fund and Regions Financial Corp
11-05175-FOIA
Masinter, Paul
Stone Pigman Walther Wittmann, LLC Regions Morgan Keegan Select High Income Fund Morgan Keegan & Co James C Kelsoe Jr Doug Edwards and John W Stokes Jr Stone Pigman Walther Wittmann, LLC Regions Morgan Keegan Select High Income Fund Morgan Asset Management Inc James C Kelsoe Jr Doug Edwards and John W Stokes Jr Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Jordan Lee Ceraso J Goldman & Co LP Jay Goldman Barry D Rooth Nathan J Mazurek Andrew M Minkow Thomas D Klink aka Tom Klink Pioneer Power Solutions Pioneer Power Systems Pioneer Power Inc Parallax Power Components LLC American Circuit Breaker Corporation Provident Managment Inc Provident Industries Inc Redstar Partners Inc The Provident Group Inc Aerovox Inc Empire Resources Inc Thomas Oliver Whitener Jr of Energy Spectrum Capital Douglas N Silverman Terra Nitrogen Co LP Sunoco Inc Plains Exploration & Production Company Parker Drilling Company Oneok Inc Nisource Inc
3/23/2011
11-05176-FOIA
Masinter, Paul
3/23/2011
Wall, Lindsay Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Lichtcsien, Susan Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
3/29/2011 3/29/2011 3/29/2011 3/30/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/30/2011 3/30/2011 3/29/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Langston, Catherine Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research
National Fuel Gas Co Multi-Fineline Electronix Inc Janus Capital Group Inc IPC The Hospitalist Company Inc Alexander Klabin King Street Capital Management LLC Price T Rowe Group Inc TFS Financial Corp SunTrust Banks Inc Regions Financial Corporation New York Community Bancorp M&T Bank Corp Hudson City Bancorp Fifth Third Bancorp Comerica Inc BB&T Corp Gary A Young of Polygon Northwest Company Energy Spectrum Securites Energy Spectrum Advisors Energy Spectrum Capital Energy Spectrum Partners Zhaoxi He aka Zhao xi He aka He Zhaoxi aka Zhao Xi He Wu Xiong aka Xiong Wu Yi Feng aka Feng Yi
3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/29/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011 3/30/2011
Ka Chun Ma aka KaChun Ma aka Ka Chun Ma 3/30/2011 aka Patrick Ma aka Ma Ka Chun aka Ma KaChun Sangfor Technologies Dennis Alan Miller James Marvin McNamara aka Jim McNamara HomeField Capital LP William (Bill) John Feil 3/30/2011 3/30/2011 3/30/2011 3/31/2011 3/31/2011
Deyneha, Natalia Costello, Maureen Costello, Maureen Wall, Lindsay Wall, Lindsay
International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC
Lichtcsien, Susan Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Tan, Shew Kaylor, Frank Edwards, James Molenda, David Coutinho, Marcia Coutinho, Marcia Purcell, Kate
Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research PBS Wolters Kluwer Law & Business Royaltystat Royaltystat Docutrieval Information Services
James (Jim) Patrick Benson of Energy Spectrum 3/31/2011 Capital Whiting Petroleum Corp 3/31/2011 Synovus Financial Corp Stifel Financial Corp EchoStar Corp Legg Mason Inc Key Corp Jefferies Group Inc Helmerich & Payne Inc Cullen Frost Bankers Inc Atmos Energy Corp Joseph P Ratterman aka Joe Ratterman Christopher A Isaacson aka Chris Isaacson Brian N Schell Eric J Swanson Bats Global Markets Labone Inc Isaacson Investments LLC H&R Block Tax Services Inc H&R Block Eastern Enterprises Inc H&R Block Enterprises Inc H&R Block Tax and Business Services Inc H&R Block Inc Exxon Corp 10-K 1970-1993 America's Wholesale Lender residential mortgage records Glaxosmithkline Subpoena Julie Gerend Santarus Inc Form S1 Exhibits 10.2 and 10.4 Yes Entertainment David E Zilkha Administrative Proceeding 313913 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/29/2011 3/23/2011 3/31/2011 3/31/2011 3/21/2011 3/21/2011 3/31/2011
11-05263-FOIA
Wyatt, Edward
New York Times
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Royaltystat Royaltystat Royaltystat Royaltystat Research Information Consultants Research Information Consultants Research Information Consultants Research Information Consultants Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Specialists Specialists Specialists Specialists
leases for office space or buildings to which the 3/31/2011 SEC is a party including all contracts for improvements to buildings currently leased by or occupied by the SEC in DC Virginia and New York Craig Jenny Inc DE Form 10-Q Exhibit 10 3/21/2011 Oryx Technology Corp Form 8-K Exhibit 10 3/21/2011
Rocky Mountain Chocolate Factory Inc Form 10- 3/21/2011 K Exhibit 10.14 Singing Machine Co Inc Form 10-Q Exhibit 10.3 3/21/2011 Bryan Borgia aka Bryon Borgia aka Brian Borgia 3/3/2011 Travis Taylor any entities utilizing the name Freestone any entities utilizing the name Topwater Incara Pharmaceuticals Corp Form 10-Q Exhibits 10.49 and 10.56 Advanced Fibre Communications Inc Form S-1 Exhibit 10.31 Fox Hollow Technologies Inc Form S-1 Exhibit 10.11 Aegerion Pharmaceuticals Inc Form S-1/A Exhibit 10.14 American Water Star Inc Form 8-K Exhibit 10.4 Anchor Glass Container Corp/New Form S-4/A Exhibit 10.26 Luminex Corp Form S-1/A Exhibit 10.7 Unilens Vision Inc Form 20-F Exhibit 4.1 Discovery Partners International Inc Form S-1 Exhibit 10.41 Kos Pharmaceuticals Inc Form 8-K Exhibit 2.1 Protein Polymer Technologies Inc Form 10KSB Exhibit 10.27 Atherogenics Inc Form S-1/A Exhibits 10.01 and 10.02 Arena Pharmaceuticals Inc Form S-1 Exhibit 10.8 3/3/2011 3/3/2011 3/3/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/31/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Brookler, Ilene Knaff, David Knaff, David Knaff, David Knaff, David Knaff, David Rollins, Traci Coutinho, Marcia Coutinho, Marcia Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Squire, Sanders & Dempsey (US) LLP Royaltystat Royaltystat Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Pharmafrontiers Corp Form 10KSB Exhibit 10.174 Applied Molecular Evolution Inc Form S-1 Exhibit 10.4 Dendreon Corp Form S-1 Exhibit 10.15 Biotransplant Inc Form 10-Q Exhibit 10.1
3/21/2011 3/21/2011 3/21/2011 3/21/2011
Keryx Biopharmaceuticals Inc Form S-1 Exhibit 3/21/2011 10.7 Opentv Corp Form S-1/A Exhibit 10.6 3/21/2011 Artistdirect Inc Form S-1/A Exhibit 10.33 Gargoyles Inc Exhibit 10.42 to Form 10-K 3/21/2011 3/21/2011
Imclone Systems Inc DE Form S-3/A Exhibit 3/21/2011 10.70 Magainin Pharmaceuticals Inc Form 10-Q 4/1/2011 Exhibit 10.1 Netspeak Corp Form SC 14D1 Exhibit 99. (C)(7) 3/21/2011 Poore Brothers Inc Form 10QSB Exhibit 10.2 Form 10-K Exhibits 10.34 and 10.35 Connetics Corp Form 10-Q Exhibit 10.1 Sonic Innovations Inc Form S-1 Exhibit 10.7 Synaptic Pharmaceutical Corp Form 10-K Exhibit 10.41 First Regional Bancorp Russell Industries Inc Form 1-A 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/1/2011 4/1/2011
Wealthpoint Equity Ventures Group LLC Form 1- 4/1/2011 A Carlyle Ultra Inc Form 1-A 4/1/2011 Uranium Exploration Corp Form 1-A Zenvault Medical Corp Wilson Capital Group Inc Jones Soda Co Form 10KSB Exhibit 10.13 Spherix Inc Form 8-K Exhibit 10.1 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 8-K Exhibit 10.1 ArQule Inc Form 10-Q Exhibit 10.49 ArQule Inc Form 10-K Exhibit 10.48 4/1/2011 4/1/2011 4/1/2011 3/21/2011 3/21/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Keune, Marsha Keune, Marsha Keune, Marsha Keune, Marsha Keune, Marsha Krikos, Helen Coutinho, Marcia Coutinho, Marcia
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Royaltystat Royaltystat Royaltystat Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Moore School of Business Moore School of Business Moore School of Business Moore School of Business Moore School of Business Wingert Grebing Brubaker & Juskie, LLP Royaltystat Royaltystat
ArQule Inc Form 8-K Exhibits 99.1 thru 99.6 ArQule Inc Form 10-K Exhibit 10.39 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 10-Q Exhibit 10.1
3/31/2011 3/31/2011 3/31/2011 3/31/2011
ArQule Inc Form 10-K Exhibits 10.36 and 10.37 3/31/2011 Avanir Pharmaceuticals Form 10-Q Exhibit 10.3 3/21/2011 Given Imaging Ltd Form 20-F Exhibit 99 TTC Technology Corp Form 10SB12G Exhibit 10.5 ViroPharma Inc Form 10-K Exhibit 10.38 ViroPharma Inc Form 10-Q Exhibits 10.1 and 10.2 ViroPharma Inc Form 8-K Exhibit 2.1 ViroPharma Inc Form 8-K Exhibits 10.2 and 10.4 ViroPharma Inc Form 10-K Exhibit 10.33 and 10.34 ViroPharma Inc Form 10-Q Exhibit 10.35 ViroPharma Inc Form 10-Q Exhibits 10.33 and 10.34 ViroPharma Inc Form 10-Q Exhibit 10.35 ViroPharma Inc Form 10-Q Exhibit 10.34 ViroPharma Inc Form 10-K Exhibit 10.32 ViroPharma Inc Form 10-K Exhibits 10.24 thru 10.26 CIT Group Inc confidential material in 10/2/2008 comment letter Consolidated Edison confidential material in 07/12/2006 comment letter SVB Financial confidential material in 11/2/2006 comment letter Synnex Corporation (confidential material in 6/27/2008 comment letter) Synnex Corporation (confidential material in 5/5/208 comment letter) Daniel Cross SEC V. Sun Empire LLC et al Lanxide Corp Form 10KSB Exhibit 10.67 Lxn Corp Form S-1 Exhibits 10.5 and 10.6 3/21/2011 3/21/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 4/1/2011 3/21/2011 3/31/2011
Coutinho, Marcia Coutinho, Marcia Spaulding, Michele Swanson, Karen Ballinger, Tim Tristan, Nils Tarrin, Linda
Royaltystat Royaltystat General Electric Credit Union Soros Fund Management Wolf Group LA
MGI Pharma Inc Form 10-Q Exhibit 10.1 Tularik Inc Form 10-Q Exhibit 10.44
3/21/2011 3/21/2011
Downey Savings and Loan residential mortgage 3/25/2011 records 3/28/2011 New Century Mortgage Corp residential mortgage records CUSO Financial Services LP 4/1/2011 Fiserv Inc 4/5/2011 Altschuler Melvoin and Glasser LLP and G Victor 3/29/2011 Johnson II AP. No. 3-14084 Sentinel Management Group Inc Sun Trust Bank Inc Form 11-K 4/4/2011 Pittsburgh & West Virginia Railroad From 10-K Exhibit 10.1 Vacancy Announcement 10-363685 internal rules and policies underlying b2 denial Stifel Financial Corp Wells Notice Richard Kursman Rel. 34-32858 Adam TSO Hon Wai Scoggin Capital Management LLC Curtis Joseph Schenker Metacapital Management LP Deepak Mohan Narula Christopher Jude Zuech of Vermillion Asset Management LLC Christopher Robert Falsetta of Kamunting Street Capital Management LP Kamunting Street Associates LLC fka K Street Associates LLC Kamunting Street LP 4/5/2011 4/1/2011
11-05348-FOIA 11-05349-FOIA 11-05350-FOIA
McMillen, James Gacula, Genevieve Medley, Tammy
Huntington Bancshares Incorporated Neuberger Berman -
Hetzner, Amy Kursman, Richard Marcelo, Jose Carlo DePeau, Andrew DePeau, Andrew DePeau, Andrew DePeau, Andrew Langston, Catherine Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Wall, Lindsay Wall, Lindsay
Milwaukee Journal Sentinal First Advantage Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
4/4/2011 4/5/2011 4/1/2011 4/5/2011 4/5/2011 4/4/2011 4/4/2011 4/5/2011 4/1/2011 4/6/2011 4/6/2011
4/6/2011 Kamunting Street Management, LLC f/k/a K Street Management, LLC Kamunting Street Capital Management LP fka K 4/6/2011 Street Capital Management LP 4/5/2011 Sean Matthew Perkins of Kamunting Street Capital Management Andrew Roberts aka Andy Roberts 4/4/2011 William Joseph Vernon aka Bill Joseph Vernon 4/4/2011
Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Langston, Catherine Sandor, Jamie Sandor, Jamie Sandor, Jamie Sullivan, Lindsey Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Creative Services, Inc. Creative Services, Inc. Creative Services, Inc. Creative Services, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Visium Jacob Gottlieb Steven C Plank Wojciech Uzdelewicz aka Wojtek Uzdelewicz Espalier Global Thomas A Munster of Metacapital Management LP Jason William Kenny of Metacapital Management LP Michael Joseph Montague Shawn Christopher Stoval ALLAN CHIN-HING TEH Jason Thomas Wathen Christopher Richard Nygaard of Vermillion Asset Management LLC Brian J Burke of State Street Global Advisors and Fleet Boston Financial Zachary Sullivan of Mary Field Associates and Merrill Lynch Jessica L Katz of EMD Serono Inc Jackie N Wallace of Highland Park Market Sang Lee Alan Greenbaum Thomas Dwan Andreas Hommert Paul Crone William G Caffray Paul Touradji Touradji DeepRock Partners LP Touradji DeepRock Offshore Fund Ltd Touradji Diversified Fund LP Touradji Diversified Offshore Fund Ltd Touradji Global Resources Fund LP Touradji Global Resources Offshore Fund Ltd
4/4/2011 4/4/2011 4/1/2011 3/31/2011 3/31/2011 4/4/2011 4/4/2011 4/6/2011 4/4/2011 3/31/2011 3/31/2011 4/6/2011 4/4/2011 4/4/2011 4/4/2011 4/6/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Sengstack, Michele Sengstack, Michele Langston, Catherine Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Touradji DeepRock Master Fund Ltd Touradji Diversified Master Fund Ltd Touradji Global Resources Master Fund Ltd Touradji Capital Partners LLC Touradji Capital Management LP Ascend Capital LLC Malcolm Paul Fairbairn Hudson Bay Fund LP Hudson Bay Capital GP LLC Hudson Bay Energy Solutions LLC Hudson Bay Capital Associates LLC Hudson Bay Capital Management LP Andrew T Gilbert aka Drew Gilbert Vermillion Asset Mark Edward Holliday IOANNIS KARYOTIS Emre Sehsuvaroglu CeMEx Holdings Limited Sherpico Investments Ltd Impinj Inc William T Colleran aka Bill Colleran Christopher J Diorio aka Chris Diorio Evan Fein Steven Voit aka Steve Voit John Quist Kerry Krause Ron Paulsen Thomas A Alberg aka Tom Alberg Steven D Arnold aka Steve Arnold Clinton W Bybee James Bryant Thompson Albert YC Yu
4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/7/2011 4/7/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 3/31/2011 3/31/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Greg Sessler Gregory Sessler Stephen D Arnold INNOVENT SYSTEMS INC Superbuzzy DFT LLC Diorio Consulting PARKWEST ARCHITECTURAL CONTROL COMMITTEE The 3rd Millennium International Ltd Birmingham Cellular Inc McCaw Communications of the Mid-South Inc McCaw Communications of the South Inc Birmingham Cellular Telephone Company Inc Bay Pointe Plantation Owners Association Inc C-S Rental Agency Inc First Cellular Group Incorporated Jeffrey A Basler Theodore M Kniesche Aka Ted Kniesche Michael A Koep Aka Mike Koep Stephen H Lucas Eric N Pryor Lewis L Rich Richard D Barraza Robert J Latham Edward James Macias aka E James Macias Fulcrum BioEnergy Amir Gal-or Avishai Silvershatz Limei Zhao Kersten Hui
4/5/2011 4/6/2011 4/6/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/7/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Mark Chess Infinity Group Infinity Equity Infinity Private Equity Management Ltd Infinity 3 Management Ltd Infinity Israel-China Fund Partners Ltd Thomas F Fortin Charles G Quattlebaum Aka C Glynn Quattlebaum Robert D Barry Richard A Godley Regional Management Corporation Regional Finance Corporation InLight Solutions Inc Credit Recovery Associates Inc Parallel Investment Partners AccessOne Mortgage Company LLC Chapel Hill Mortgage Company Patriot State Bank Regional Finance Corporation of Texas Regional Management of Texas Inc Senex Financial Corporation TMG Development Cogent Strategic Advisors LLC Vector Group Ltd Portfolio Recovery Associates Inc Piper Jaffray Companies Och-Ziff Capital Management Group LLC MGIC Investment Corporation MF Global Holdings Ltd Centene Corporation Cabot Corp Ares Capital Corp
3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/15/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 3/25/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011 4/4/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Apartment Investment & Management Co Exxon Mobil Corporation Meridian Bioscience Inc Synnex Corp Navigant Consulting Inc Hornbeck Offshore Services Inc Dillards Inc Associated Banc-Corp Alexion Pharmaceuticals Inc Apple Computer Inc Pride International Inc Williams Partners LP Washington Post Co Teva Pharmaceutical Industries Ltd Life Time Fitness Inc World Fuel Services Corp Hutchinson Technology ENSCO International Inc Dun & Bradstreet Corp Cheesecake Factory Inc Ashland Inc Andrew H Kleitsch Aka Andy Kleitsch Billing Revolution Aka Single Click Checkout PixiPay Wireless Content Solutions aka wContent Beckon Technologies Aka PredictPoint WeddingChannel.com Aka WeddingChannel BridalNet.com Aka BridalNet First Cellular Group of Augusta Inc McCaw Communications of Augusta Inc Paradise Property Investments Inc
4/4/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/6/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/8/2011 4/8/2011 4/8/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research
McCaw Communications of Honolulu Inc Pacific MobileTelphone Corp Tel-Page Corp McCaw Cellular Inc
4/8/2011 4/8/2011 4/8/2011 4/8/2011
4/8/2011 McCaw Communications of Elkhart Inc aka McCaw Communications of Davenport Inc McCaw Communications of Des Moines Inc aka McCaw Communications of Alexandria Inc aka McCaw Communications of Houma Inc aka McCaw Communications of Louisiana Inc McCaw Communications of Monroe Inc aka McCaw Communications of Shreveport Inc McCaw Personal Communications Inc McCaw Cellular Equipment Inc Jackson Cellular Services Inc McCaw National Accounts Inc Pyramid Power & Light Co Anderson Financial Group Inc residential mortgage records Carl Lawrence Complaint No. 114174239 Deutsche Bank National Trust Company Countrywide Home Loans American Home Mortgage Servicing Inc residential loan Wilbur Terrell Bills of Exchange Bonds Certificates & GSA Forms Fotomat Corporation Form 10-K Regulatory Discretion and Credit Crunch Citibank Recordson Personal Investment Accounts Sempra Energy Trading LLC Sowood Capital Management LP and Regiment Capital Management LP NIVS Intellimedia Technology Group Inc China Electric Motor Inc China Intelligent Lighting and Electronics 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/1/2011 3/28/2011 4/7/2011 4/7/2011 4/1/2011 3/23/2011 4/7/2011 4/7/2011 3/25/2011 4/7/2011 4/6/2011 3/24/2011 3/24/2011 3/24/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Vandaele, Donald Lawrence, Carl Deans, Elroy Deans, Elroy Marsh, Thomas Terrell, Wilbur Shaw, Ben Jusko, Hiroko Doan, Robert Mara, Kennon Bigelow, Brandon Morvillo, Richard Morvillo, Richard Morvillo, Richard
International Business Research International Business Research International Business Research International Business Research International Business Research Freedom Magazine Bingham McCutchen Schulte Roth & Zabel LLP Schulte Roth & Zabel LLP Schulte Roth & Zabel LLP
Bucher, Stephen Carter, Henry Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Lockhart, Myron Chung, Sanghee Chung, Sanghee Langston, Catherine Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Bucher Legal American Pegasus LDG LLC C.L. King & Associates C.L. King & Associates Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Revolutions Medical Corporation Emmett A Larkin Company Inc Form BD Colonial Trust 1-5 Colonial Global Utilities Fund Colonial Newport Tiger Fund Liberty Financial Trust Liberty Fund Trust I-VII Loomis-Sayles Mutual Fund Inc Colonial Manage Associates Inc Newport Pacific Management Inc Fleet Investment Advisors Inc Fleet Boston Financial Corporation The Williams Capital Group LP Form X-17A-5 Loop Capital Markets LLC Form X-17A-5 Christopher Jon Monterio of PlumChoice Inc Theodore J Werth aka Ted J Werth Veeco Instruments Inc Unisys Corporation Sensient Technologies Corporation St. Jude Medical, Inc S1 Corp Omnicell Inc Comtech Telecommunications Black Hills Corp / SD Brinks Co Athenahealth Inc Unisys Corporation Synopsys Inc Power Integrations Inc Old Diminion Freight Line Inc /VA MSC Software Corp
3/28/2011 4/6/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/5/2011 4/7/2011 4/7/2011 4/11/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
International Speedway Corp Ford Motor Company Dean Foods Company Carpenter Technology Corporation CH Energy Group Inc Kevin R Rhodes of PlumChoice
4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011
Ghufran Rizvi aka Zeba Rizvi of Standard Pacific 4/11/2011 Capital LLC Singlepoint 4/11/2011 Physware Mercent Seattle Foundation LIN Broadcasting Corporation Digital Systems International Immunex Corp Active Voice Corp Emeritus Corp Mosaix Teledesic Novelty Hill Winery eProject.com McCaw Communications of Nevada Inc aka McCaw Communications of Central Oregon Inc aka McCaw Communications of Eugene Inc aka McCaw South Oregon Inc Pacific Paging Inc Visio Corporation Affiliated McCaw Cellular of Salt Lake City Inc McCaw Retail of Utah Inc Amazon.com Inc Madrona Investment Group LLC Marigold LLC Snoqualmie Summit Village Inc 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/8/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011 4/8/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Weismann, Anne Ramesh, K. Zavadil, Lawrence Majors, Eric Berkal, Ariel Rumetshofer, Gerald
International Business Research International Business Research International Business Research International Business Research CREW Rice University Jacobs Chase Attorneys Inmate #33467112 Brave Warrior Advisors Komet Anlageberatung GmbH
Advanced Digital Information Corp
4/8/2011
McCaw Cellular Communications Companies Inc 4/8/2011 McCaw Communications of Huntington Inc Stillwater Creek Vineyards 4/8/2011 4/8/2011
OIG Report 543 The Role of Appointees in FOIA 4/8/2011 Backdoor Registration Practices Neal Greenberg AP 3-14033 Eric Majors Comcast Corp and Hulu NBC Universal Merger Bernard L Madoff Investment Securities and HSBC Holdings PLC Certain Feb 2006 and Sept 2008 HSBC Production ArQule Inc Form S-1 Exhibits 10.14 thru 10.17 10.20 and 10.21 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 10-Q Exhibits 10.1 and 10.2 ArQule Inc Form 10-K Exhibit 10.29 and 10.30 ArQule Inc Form 10-Q Exhibit 10.1 ArQule Inc Form 10-K Exhibit 10.36 ArQule Inc Form 10-Q Exhibits 10.1 thru 10.3 ArQule Inc Form 8-K Exhibit 10.1 ArQule Inc Form 10-Q Exhibits 10.1 thru 10.3 Cytokinetics Inc Form S-1Exhibits 10.17 thru 10.25 10.28 and 10.30 thru 10.32 Cytokinetics Inc Form 10-Q Exhibit 10.46 Cytokinetics Inc Form 10-Q Exhibit 10.54 Cytokinetics Inc Form 10-Q Exhibit 10.56 Cytokinetics Inc Form 8-K Exhibit 10.62 Cytokinetics Inc Form 8-K Exhibit 10.67 Cytokinetics Inc Form 10-K Exhibit 10.63 4/9/2011 4/8/2011 4/3/2011 4/7/2011 4/11/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011 4/7/2011
Amylin Pharmaceuticals Inc Form 10-K Exhibits 4/8/2011 10.40 and 10.41
Edwards, Mark Edwards, Mark Edwards, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Wilkat, Tara Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Massie, Gerald
Bioscience Advisors Bioscience Advisors Bioscience Advisors EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Beau Dietl & Associates International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research U.S. Securities and Exchange C i i
Amylin Pharmaceuticals Inc Form 10-Q Exhibits 10.32 and 10.33 Amylin Pharmaceuticals Inc Form 8-K Exhibits 10.1 thru 10.4 Amylin Pharmaceuticals Inc Form 10-Q Exhibit 10.3 Soroban Capital Partners LLC Soroban Capital GP LLC Soroban Master Fund LP Soroban Cayman Fund Ltd Soroban Fund LLC Soroban Intermediate Fund LP Eric W. Mandelblatt Gaurav Kapadia Scott Friedman Vito Tanzi James Hernandez Steve Johnson Louis A. LaValle Roke Foundation Oil & Water Art Supply Inc Three Rock LLC Noetix Corporation Capital Stream Inc Polaris Venture Partner IV Continuum Productions George Lucas Educational Foundation Polaris Venture Partners Malibu Networks Arch Venture Corp B3 Enterprises, LLC Cambrios Technologies Corporation OIG 538 Abuse of CompTime at HQ
4/8/2011 4/8/2011 4/8/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/8/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/11/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/11/2011
11-05663-FOIA
Zeglarski, Robert
Sanders Ortoli Vaughn-Flam Rosenstadt LLP Washington Business Journal C.L. King & Associates C.L. King & Associates Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
No-Action letters to an issuer conducting a self- 4/12/2011 managed securities offering per Regulation A SEC lease Constitution Center 400 7th Street 4/11/2011 SE Washington DC SF-2 Morgan Asset Management et al APNO 3-13847 4/11/2011 docket M.R. Beal & Company LP Form X-17A-5 4/11/2011 CastleOak Securities LP Form X-17A-5 Hound Partners LLC Jonathan Albert Gallatin Auerbach ARCH Venture Partners LLC ARCH Venture Partners V LLC Labstart Inc Alistia Inc Cooledge Lighting Inc Extreme Devices, Inc Innovalight Inc Ninebox.com Inc XDI Innovations, Inc Appliant.com Inc a/k/a Appliant Inc L1 Agrosciences Inc Nanosys inc GF Private Equity BATS Y-Exchange Inc Bats Trading, Inc BATS Holdings Bats Europe BATS Exchange Bats Trading Bridge Information Systems Tradebot Systems Freed Maxick Busines Services Multibase, Inc 4/11/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011
Krouse, Sarah Dunlap, James Chung, Sanghee Chung, Sanghee Malinowski, Thomas Malinowski, Thomas Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Chung, Sanghee Chung, Sanghee Chung, Sanghee Tangel, Andrew Ivry, Bob Richnow, William
International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. C.L. King & Associates C.L. King & Associates C.L. King & Associates The Record Bloomberg News James Mintz Group Inc
Russell Group of Ohio Inc Pollen Inc Ameriprise Financial Inc Lance Inc Loews Corporation Fuel Systems Solutions Inc Enstar Group Inc Credit Acceptance Corporation Belden Inc AMR Corporation Alaska Air Group Inc Allergan Inc AirTran Holdings Inc Cabrera Capital Markets LLC Guzman & Company form X-17A-5 Lebenthal & Co LLC form X-17A-5 Mills Corp Citigroup Inc and Richard Bowen III 2008 correspondence re-mortgage underwriting Energy Conversion Devices (ECD) United Solar Ovonic (uni-solar) Solar Integrated Technologies and Ovonic Battery Co prior FOIA requests and releases Wachovia Residential Mortgage Loans The Windmill Group Inc form X-17A-5 ArtFest International Inc (ARTS) requests for confidential treatment OIG 529 Allegation of Alleged Misconduct by ARO in investigation of Krispy Kreme Donuts LLC GS Mortgage Securities Trust 2007-GG10 US Bank Home Mortgage residential loan records Bank of America Records on Personal Investment Accounts
4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/11/2011 4/11/2011 4/12/2011 4/6/2011 4/11/2011
James, Peter Smith, Justin Channell, Bryce Amitay, Cheryl
Office of the Inspector General
4/11/2011 4/11/2011 4/12/2011 4/13/2011
11-05716-FOIA 11-05717-FOIA 11-05718-FOIA
Clark, Greg Crawford, Alan Sue, Carmena
4/12/2011 4/4/2011 4/7/2011
11-05719-FOIA
Cohen, Theodore
4/9/2011 Senator Charles Grassley + SEC communications re bear raid on Dendreon Corp Stock from April 28 2009 to March 31 2011 N-H Energy Services Inc Form S-1/A Exhibits 9.1 10.9 and CT orders Whole Foods Market Inc 10-Q Cisco Systems Inc 10-Q SEC v Johnson and Johnson 11-cv-00686 OAO NK Yukos PricewaterhouseCoopers and Akin Gump Strauss Hauer + Feld LLP meeting records The Kelvin Foundation One Angstrom LLC a/k/a OneAngstrom LLC Oak Technology, Inc a/k/a Oak Tech Inc PDF Solutions Inc Brighten Freight International Inc Domain Cargo LLC Cabot Microelectronics Corporation Seagate Technology New Focus Inc Blue Martini Software Inc Cobalt Networks Inc Power-One Inc C L Technology Marina Biotech Inc Spiration Inc MDRNA Inc Nastech Pharmaceutical Company Inc VLST Corp Rosetta Inpharmatics Corixa Corp GSK Biologicals Seattle Icogenex Corporation 4/12/2011 4/14/2011 4/14/2011 4/12/2011 4/11/2011
Brindle-Khym, Luke Chase, Andre Chase, Andre Cloutier, Philippe Lennon, Michael
Quest Research & Investigations LLC RCI No. 336-051 RCI No. 336-051 Lane Powell PC Baker Botts, LLP
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gauthier, Stephanie Langston, Catherine Langston, Catherine Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Sandor, Jamie Sandor, Jamie Deyneha, Natalia
International Business Research International Business Research International Business Research International Business Research CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Creative Services, Inc. Creative Services, Inc. International Business Research
Molecular Devices MicroProbe Corp Blue Heron Biotechnology SONUS Pharmaceutical Mitchell P. McCullough Adam Michael Scotch Hylas Capital Management Standard Pacific Capital LLC Raj Venkatesan Williams Companies Inc Vascular Solutions Inc TAM SA Range Resources Corp RF Micro Devices Inc Public Storage Inc Murphy Oil Corporation Mentor Graphics Corporation California Water Service Group CIGNA Corp China Southern Airlines Co Limited US Airways Group Inc The Corporate Executive Board Company Diodes Inc Cash America International Inc Boyd Gaming Corporation Arch Chemicals Inc Ameron International Corp AerCap Holdings NV Jetblue Airways Corp Patrick M Matthews Michelle George Browning-Ferris Industries
4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/13/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Hindocha, Kunal Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Sandor, Jamie Reinhardt, Kelly Reinhardt, Kelly
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Brown University Investment Office Research Information Specialists Consultants Research Information Specialists Consultants Research Information Specialists Consultants Creative Services, Inc. Check Fund Manager, LLC Check Fund Manager, LLC
MJK Enterprises Inc Monarch Disposal Inc Monarch Concrete Washout Inc Horizon Waste Services Inc Sierra Environmental Services Inc Allied Waste Industries Inc Discount Window and Door Fulcrum Sierra Biofuels LLC Calpine Corporation Calpine Stk Calpine Ordinary Calpine Construction Management Company Calpine CCFC GP Inc Venture Acquisition Company Calpine Eastern Corporation Elona Kogan aka: Ilona Kogan William J Sibold aka Bill Sibold Allied Medical Enterprises Inc King Pharmaceuticals Inc Arent Fox Sibold Consulting Lycera Corp H2O Video aka H 2 O Video aka H20 Video ABC Arbitage Arthur Rea Joseph Cosgrove Joseph Marinelli Jillian E Kennedy F-Squared International Advisors F-Squared Investments
4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/13/2011 4/14/2011 4/14/2011 4/14/2011 4/13/2011 4/14/2011 4/14/2011
Reinhardt, Kelly Reinhardt, Kelly Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
F-Squared Investment Management F-Squared Institutional Advisors David A Dodd Robert T McNally Mark W Reynolds Harriet L. Robinson Mark J Newman Steven S Antebi Donald G Hildebrand GeoVax Labs Inc Constantino Kollintzas John N Spencer Jr GeoVax Inc Credit Suisse Group (TVIX) Prospectus Barclays Bank PLC (VZZ and VZX) prospectus. Molycorp Inc (MCP) prospectus Agile Group LLC and/or Tactical Allocation Services LLC and/or Greenberg and Associates Standard Fund Accounting Reports for all civil receiverships where SEC was involved from 1/1/2010 SAVVIS Inc fka Favvis Communications Corp SRA International Inc Scholastic Corporation J&J Snack Foods Corp Genco Shipping & Trading LTD Global Crossing Ltd Delta Air Lines, Inc AsiaInfo Holdings Inc Aruba Networks Inc Affymetrix, Inc Peter A. Hochfelder
4/14/2011 4/14/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/4/2011 4/4/2011 4/4/2011 4/14/2011
Arnett #60465-065, Tim FCI Terminal Island Arnett #60465-065, Tim FCI Terminal Island Arnett #60465-065, Tim FCI Terminal Island Zavadil, Lawrence Jacobs Chase Attorneys
11-05826-FOIA
Tangel, Andrew
The Record
4/14/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC
4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011
Mierzejewski, Mark Wall, Lindsay Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Lane, Marc Deyneha, Natalia Mierzejewski, Mark Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine
Check Fund Manager, LLC Check Fund Manager, LLC The Law Offices of Marc J. Lane The Law Offices of Marc J. Lane The Law Offices of Marc J. Lane The Law Offices of Marc J. Lane The Law Offices of Marc J. Lane The Law Offices of Marc J. Lane The Law Offices of Marc J. Lane The Law Offices of Marc J. Lane The Law Offices of Marc J. Lane The Law Offices of Marc J. Lane The Law Offices of Marc J. Lane The Law Offices of Marc J. Lane International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Brahman aka Brahman Capital Brahman Management Brahman Partners Robert Joseph Sobel Pool Licensing LLC Pool Licensing LLC Trudeau Management Inc International Pool Tour Inc Direct Response Associates LLC Trucom LLC KT Capital Corporation Alliance Publishing Group Inc TruStar Productions Inc The Whistle Blower Inc TruStar marketing Corporation Natural Cures Inc AndyPay Mitchell Kuflik Aviel Faliks aka Avi Unitrin Inc RSC Holdings Inc Minerals technologies Inc Manitowoc Co Inc Mannkind Corp Southwest Airlines Co Snyders-Lance Inc Intermec Inc f/k/a Unova Inc II-VI Inc Digital Globe Inc Millennium Management LLC Millennium Partners LP Millennium International Management Millennium USA LP Bedford Oak Advisors, LLC
4/15/2011 4/15/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/14/2011 4/15/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011
11-05870-FOIA
Edwards, Mark
Bioscience Advisors
Santarus Inc Exhibits 4.4 10.1 to 10.4 10.6 and 4/15/2011 10.7 to the Form S-1 filed on 12/23/2003 Santarus Inc exhibits 10.4 and 10.5 to the 09/30/2004 10-Q filed on 11/12/2004 Santarus Inc exhibit 10.1 to the 12/09/2006 form 8-K filed on 12/21/2006 Santarus Inc exhibits 10.1 and 10.2 to the 09/30/2007 10-Q filed on 11/02/2007 Santarus Inc Exhibit 10.1 to the 6/28/2007 Santarus Inc exhibit 10.1 to the 12/19/2001 form 8-K Amylin Pharmaceuticals Exhibit 10.38 to Form 10-Q Amylin Pharmaceuticals Exhibit 10.38 to Form 10-K Amylin Pharmaceuticals Exhibit 10.44 through 10.46 to Form 10-K Amylin Pharmaceuticals Exhibit 10.48 to Form 10-Q Amylin Pharmaceuticals Exhibit 10.56 to Form 10-Q Amylin Pharmaceuticals Exhibit 10.62 and 10.63 to Form 10-Q Amylin Pharmaceuticals Exhibit 10.44 to Form 10-K Critical Therapeutics Inc Exhibits 10.9 10.10 10.12 and 10.14 to Form S-1 Critical Therapeutics Inc Exhibits 10.1 to Form 10-Q Critical Therapeutics Inc Exhibit 10.25 to Form 10-K Critical Therapeutics Inc Exhibits 10.2 and 10.3 to Form 10-Q Critical Therapeutics Inc Exhibits 10.4 and 10.5 to Form 10-Q Critical Therapeutics Inc Exhibit 10.2 to Form 10-Q FOIA Log 1/1/2008 to Present Santarus Inc Exhibits 10.20 and 10.21 to Form 10-K Capital One records on personal investment account James Brian Rees SEC v Pepsico Inc 85 CIV 5022 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/15/2011 4/16/2011 4/15/2011 4/15/2011 4/15/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Ravnitzky, Michael Edwards, Mark Petersen, David Isiminger, Heather
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors BDO Consulting
Levitt, Melissa Fu, Edward Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Sullivan, Lindsey Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly
Hunton & Williams Donohue Brown Mathewson & Smyth LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research Creative Services, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
SEC and Dyadic International Inc Letter 09/20/2007 Jeff D. Paul ValueAct Capital Jeffrey W Ubben John Arthur Shapiro Morgan Stanley Capital Group BlueKnight Energy Partners Heidmar Inc TransMontaigne Inc SemGroup Energy Partners GP LLC Ulta Salon Cosmetics & Fragrance Inc Sykes Enterprises Inc Philip Morris International Inc Maximus Inc Manhattan Associates Inc Koppers Holdings Inc CVS Caremark Corp Cadence Pharmaceuticals Inc AeroVironment Inc ACE Limited Augustine Anthony Rossi Jr Laurence Larry Robert Benedict Banyan Capital Fund LP Banyan Equity Management LLC Banyan Capital Partners LLC Banyan Capital Asset Management LLC Roberto Astorga Perez a/k/a Roberto Astorga Joshua N Lewis
4/15/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011 4/19/2011
Kylin Management aka Kylin Partners aka Kylin 4/19/2011 Fund Teddy Kyung-Ho Kang aka Ted Kang 4/19/2011 Aaron M Edelheit 4/19/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Nanogen Inc Form 10-Q Exhibit 10.1 Nanogen Inc Form 8-K Exhibit 2.1 Nanogen Inc Form 10-K Exhibits 10.56 10.57 and 10.58 Nanogen Inc Form 10-K Exhibits 10.49 10.50 and 10.51 Nanogen Inc Form 10-Q Exhibit 10.2 and 10.3 Neoprobe Corp Form 10-K Exhibit 10.13 Neoprobe Corp Form 10-K Exhibits 10.11 and 10.12 Neurobiological Technologies Inc Form 10-K Exhibits 10.16 10.17 10.18 10.19 and 10.20 Neoprobe Corp Form 10-K Exhibit 10.17 Neurobiological Technologies Inc Form 10-Q Exhibit 10.1 Neose Technologies Form 10-K Exhibits 10.42 and 10.43 Neose Technologies Inc Form 10-K Exhibit 10.53 Neose Technologies Inc Form 10-Q Exhibit 10.1 Neose Technologies Inc Form 10-Q Exhibits 10.1 and 10.2 Neose Technologies Inc Form 10-K Exhibits 10.45 and 10.46 Nastech Pharmaceutical Company Inc Form 8-K Exhibits 10.1 and 10.2 Neose Technologies Inc Form 10-Q Exhibits 10.5 and 10.6 Nabi Biopharmaceuticals Form 8-K Exhibit 2.1 Nabi Pharmaceuticals Form 10-Q Exhibits 10.1 and 10.3 Neurocrine Biosciences Inc Form 10-K Exhibits 10.26 and 10.27 Capital One records on personal investment account OIG Audit 493 List of 28 comments sent to OCIE and ENF Louis R Cappelli Bryan L Cappelli
3/14/2011 4/19/2011 3/14/2011 3/14/2011 3/14/2011 4/20/2011 3/14/2011 3/14/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Petersen, David Volz, Beagan Evans, David Evans, David
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Ignites International Business Research International Business Research
3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 3/14/2011 4/18/2011 4/19/2011 4/12/2011 4/12/2011
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Reinhardt, Kelly Mierzejewski, Mark Reinhardt, Kelly Malinowski, Thomas Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research
Cappelli Enterprises Inc Concord Associates LP 17 City Place Associates LLC Cappelli Construction Corp Capelli Development South LLC Cappelli Group II LLC Cappelli Group III LLC Capelli Group LLC Cappelli Linden LLC Cappelli Resorts Pledge LLC Cappelli Sales and Marketing of CT LLC Cappelli Spectrum LLC Cappelli Valimar II Inc Cappelli Valimar Inc Cappelli Greyrock LLC Geoffrey Paul Duncombe of Two Sigma Investments LLC Joan K Lederer Gregory David Sawicki of Harvey Partners LLC Canyon Capital Advisors LLC Christopher P Sales Verigy Ltd MTS Systems Corp lululemon athletica inc Goldman Sachs Group Inc. Gaylord Entertainment Company Aircastle LTD AngioDynamics Inc Amgen Inc AboveNet Inc Abbott Laboratories Jeffrey G Webb aka Jeff Webb
4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/12/2011 4/11/2011 4/12/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Wall, Lindsay Reinhardt, Kelly Mannino, Jennifer
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Research Information Specialists Consultants International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat
John M. Nichols John M Newby William H. Seely aka Bill Seely Cheer Power American Cheer Power International Cheer Union National Cheerleaders Association National Spirit Group National Sports & Spirit Inc James(Jim) Roland Gillespie Brett Matthew Bush Pentec Health a/k/a Pentech Holdings f/k/a Pentech Infusions; Delaware Valley Home Corp NSG Delaware Corporation aka NSG Corporation Premier Athletics1 Riddell Sports Inc United Soccer Leagues LLC USA Federation for Sport Cheering USISL INC Varsity Brands Inc Varsity Intropa Tours Inc aka Varsity/Introp Tours Inc Varsity Spirit Corporation a/k/a Varsity Spirit Fashions &(and) Supplies, Inc Varsity USA Bradley Pharmaceuticals Inc Form 8-K Exhibit 10.1 Parlux Fragrances Inc Form 10-K Exhibit 10.73 and 10.74 Curagen Corp Form 10-K Exhibit 10.24
4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/20/2011 4/19/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 3/31/2011 3/31/2011 3/31/2011
Vanda Pharmaceuticals Inc Form S-1A Exhibit 4/5/2011 10.2 North American Scientific Inc Form 10-Q Exhibit 3/31/2011 10.1 Vertex Pharmaceuticals Inc MA Form 10-K 3/31/2011 Exhibit 10.11
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat
Curtis Inc Form 10-Q Exhibit 10.1 Memory Pharmaceuticals Corp Form 10-Q Exhibit 10.1 Xerox Corp Form 8-K Exhibit 99 Medicines Co DE Form 10-K Exhibit 10.17 THQ Inc 10-Q Exhibit 10.2 Magnachip Semiconductor LLC Form S-4 Exhibits 10.27 10.28 and 10.29 Dynavax Technologies Corp Form 10-Q Exhibit 10.22 Biosite Inc Form 10-K Exhibit 10.18 Avi Biopharma Inc Form 10-Q Exhibit 10.53
3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011 3/31/2011
11-06017-FOIA
Lennon, Michael
Baker Botts, LLP
Waldron, Kenneth Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Wall, Lindsay Wall, Lindsay Langston, Catherine Langston, Catherine Malinowski, Thomas Malinowski, Thomas
Hidden Creek Farm Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Alnylam Pharmaceuticals Inc Form 10-Q Exhibit 3/31/2011 10.1 from 08/12/04 and Exhibit 10.1 from 05/16/05 OAO NK Yukos Pricewaterhouse Coopers and 4/11/2011 Akin Gump Strauss Hauer & Field LLP meeting records Vacancy Announcement 446963 4/20/2011 Xinyuan Real Estate co Ltd Watts Water Technologies Inc SuccessFactors Inc Sanderson Farms Inc Occidental Petroleum Corporation Hewelett Packard Company Gran Tierra Energy Inc China Distance Education holdings Limited Anworth Mortgage Asset Corp Applied Industrial Technologies Inc Gary Richard Lubben Lubben Capital Management LLC Harvey Partners LLC Jeffrey Craig Moskowitz Blenheim Capital Management LLC James Phillip Wohlmacher 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011
Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Levitt, Melissa Coutinho, Marcia Miller, Giles Hils, Shawn Stephens, Conrad Cierpik, Curtis Akbay, Anne Lichtcsien, Susan Mierzejewski, Mark Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Langston, Catherine Langston, Catherine Reinhardt, Kelly Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Hunton & Williams Royaltystat Kroll Associates Democratic Senatorial Campaign Committee Robbins Umeda LLP Southern Wine & Spirits of America Brown University Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research
Steven Paul McIntyre Braeside Capital II LP Braeside Management LP Braeside Investments LLC Braeside Capital LP Dyadic International letter signed by Glenn S Gordon of Miami RO Geron Corporation Form 8-K Exhibit 10.1 AO Consult LLC Congressman Dean Heller Correspondence since 01/04/2006 Las Vegas Sands Corp Bacardi LTD Harris Associates William (Bill) Robert Troy Jumptap Inc George D Bell Varsity Sport Gym VBI Ventures Inc VBR Holding Corporation New Steel Ventures LLC Kentucky Band of the Cherokee Inc Have A Standard Foundation SA Brands LLC McHopper LLC Capital Returns Management LLC Ronald David Bobman Joseph C Marconi Robert Alan Miller Andrew D Mason Jason E Child Kenneth M Pelletier Aaron Z Cooper
4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/15/2011 3/31/2011 4/18/2011 4/13/2011 4/7/2011 4/15/2011 4/20/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/21/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/20/2011 4/22/2011 4/22/2011 4/22/2011
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Dunlap, James Langston, Catherine Wall, Lindsay Lichtcsien, Susan Lichtcsien, Susan Lebofsky, Michael
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Frankie Friend & Associates
Jason D Harinstein Darren B Schwartz Brian K Totty David C Jesse Eric P Lefkofsky Peter J Barris Kevin J Efrusy Bradley A Keywell Theodore J Leonsis Howard D Schultz Groupon Inc The Point.com The Point Morgan Asset Management et al AP 3-13847 documents Jeffrey Daniel Silva of Greywolf Capital Management LP Emanuel Joshua Friedman
4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011 4/25/2011 4/25/2011
John Paul Cunningham of Two Sigma 4/22/2011 Investments LLC Marc Laborsky of Greywolf Capital Management 4/22/2011 LP SECHQ1-08-H-8286 Interagency Agreement 4/22/2011 with HHS for program admin support Hudson Highland Group Inc AP 3-14182 Dymo Industries Inc For 10-K LibertyView Capital Management Inc and LibertyView Capital Management LLC Woodward Governor Co Form 10-Q Aetna Inc Form 10-K Fletcher Asset Management Neurogen Corp Form 10-K Exhibits 10.47 Neurogen Corp Form 10-K Exhibits 10.43 Neurogen Corp Form 10-Q Exhibits 10.27 Neurogen Corp Form 8-K Exhibits 10.1 and 10.2 4/22/2011 4/23/2011 4/25/2011 4/13/2011 4/25/2011 4/25/2011 4/22/2011 4/22/2011 4/22/2011 4/22/2011
Webb, Carla Montcalm, Jonathan Kiernan, Cortney Chase, Andre Chase, Andre Eder, Steve Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Dorsey & Whitney, LLP Check Fund Manager, LLC RCI No. 336-051 RCI No. 336-051 The Wall Street Journal Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Neurogen Corp Form 8-K Exhibits 10.1 and 10.2 Neurogen Corp Form 10-K Exhibit 10.35 Neurogen Corp Form 8-K Exhibit 10.1 Biogen Inc Form 10-K Exhibit 10.48
4/22/2011 4/22/2011 4/22/2011 4/22/2011
Dagar, Ronald Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
4/22/2011 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibit 10.15 Idec Pharmaceuticals Corp nka Biogen Idec 4/22/2011 Form 10-K Exhibit 10.68 4/22/2011 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibits 10.10 thru 10.12 4/22/2011 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibit 10.15 4/22/2011 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibits 10.10 and 10.11 Idec Pharmaceuticals Corp nka Biogen Idec 4/22/2011 Form 10-K Exhibit 10.58 4/22/2011 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibit 10.10 4/22/2011 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibit 10.69 Idec Pharmaceuticals Corp nka Biogen Idec 4/22/2011 Form 10-K Exhibits 10.59 thru 10.65 Idec Pharmaceuticals Corp nka Biogen Idec 4/22/2011 Form 10-K Exhibit 10.70 4/22/2011 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-Q Exhibits 10.49 and 10.50 4/22/2011 Idec Pharmaceuticals Corp nka Biogen Idec Form 10-K Exhibits 10.34 thru 10.38 10.40 and 10.41 Xandros Inc Form 1-A 4/25/2011 Jonathan Stephen Savitz Zoltek Companies Inc Qualcomm Inc PS Business Parks Inc Powersecure International Inc Pegasystems Inc The Coca-Cola Company j2 Global Communications Inc Aspen Technology Inc 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011
Gavin, J. Patrick Gavin, J. Patrick Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
AsiaInfo-Linkage Inc Allete Inc
4/25/2011 4/25/2011
Jeffrey Aloysius Basler of Eminence Capital LLC 4/26/2011 Christopher Andrew Plaford of Visium Asset Management LP Visium Capital Management LLC Visium Asset Management LP Visium Credit Advisors LLC Visium Global Advisors LLC Visium Capital Advisors LLC Jeffrey D Steele Aka Jeff Steele Daniel M Duffy Aka Dan Duffy Thomas C Bloch Aka Tom Bloch Privatebancorp Inc Lasalle Bank Corporation Lasalle Bank NA ABN AMRO Bank NV CIT Group a/k/a CIT Group Holdings Westport Historical Society Inc Regents Park Association Inc The Farms of Westport Condominium Association Inc Two Sigma Investments LLC John Albert Overdeck Universal Forest Products Inc TrueBlue Inc SanDisk Corporation Sprint Nextel Corp PF Changs China Bistro Inc Nabors Industries Ltd Intevac Inc Caterpillar Inc Bally Technologies Inc 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011 4/26/2011
Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Burow, Paul Farrell, Greg Beaudry, Meghan Hine, Kelly
Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Bloomberg news Babson Capital Management, LLC Fish & Richardson P.C.
American Campus Communities Inc Stone Lion Portfolio LP Stone Lion Capital Partners LP Gregory Hanley Alan Mintz Stone Lion Fund LP Stone Lion Fund Ltd Eric Friel Claudia Borg Helen Wong Danielle Schaefer aka Danielle Klyap Howard Norowitz Mitchell Sussman Bryan Shapiro Chevron Corp complaint by Glyn Holton US Proxy Exchange Robert A Putnam and EBIX AP 3-10998 docket
4/26/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/26/2011 4/26/2011
Miller Tabak & Co LLC focus reports since Dec 4/28/2011 2009 4/26/2011 Request No. 08-00017 FIFO & FOIA requests filed by Kasowitz Benson Torres & Friedman LLP Hugoton Royalty Trust S-1 Comment Letters 4/26/2011
Wojtowicz, Virginia Whitaker, Geoffrey Gutierrez, Joshua Stein, Jack Martin, Alan Lieberman, Jeremy Edwards, Mark Cocalis, Luke Cure, Jeffery
Lantham & Watkins LLP Inmate No. G46449 Stein & Stein, P.A. Empire Programs Inc
American International Group (AIG) Form 10-K 4/15/2011 From 1985-1992 Birth Certificate 4/20/2011 Stratum Wealth Management LLC and Charles B 4/20/2011 Ganz Botta Capital Management AP No. 3-13390 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/15/2011
Pomerantz Haudek Grossman & Gross China North East Petroleum Holdings Limited LLP Form 10-K Comment Letter Bioscience Advisors Women First Healthcare Inc Form S-1 Exhibits 10.6 thru 10.8 and 10.13 Sheppard Mullin Richter & Hampton ArtistDirect Inc Form S-1 Comment & Response Letter Cure Law Group Aspen Beyond Inc dba TrueAspen Inc
Mangoubi, Joshua Preuitt, Julie Deitz, Eric Deitz, Eric
SEC Wingert Grebing Brubaker & Juskie, LLP Wingert Grebing Brubaker & Juskie, LLP Wingert Grebing Brubaker & Juskie, LLP Wingert Grebing Brubaker & Juskie, LLP Wingert Grebing Brubaker & Juskie, LLP CheckFundManager, LLC CheckFundManager, LLC Creative Services, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Complaints Received Since 1/1/2010 concerning false or misleading statements FWRO Staff Salaries Grade Levels and Bonuses for 2009 & 2010 Christopher A Cole and Peregrine Systems Inc CA No. 03 CV 1276 Christopher A Cole and Mathew C Glass Peregrine Systems Inc CA No. 03 CV 0747 Christopher A Cole and Stephen P Gardner Peregrine Systems Inc CA No. 04 CV 2002 Christopher A Cole and Steven S Spitzer Peregrine Systems Inc CA No. 03 CV 1178 Christopher A Cole and Ilse Cappel Peregrine Systems Inc CA No. 02 CV 2310 John F DeSantis Civic Capital Group Mathew C Ross of Fidelity Investments James Gerard Temme aka Jay Temme Stewardship Fund LP David Mark Siegel VR Advisory Services Ltd VR Advisory Services USA LLC Richard Andrew Deitz of VR Advisory Services Ltd WP Carey & Co LLC Tsakos Energy Navigation Ltd Triumph Group Inc Ardea Biosciences Inc Netgear Inc Navigators Group Inc EPIQ Systems Inc China-Biotics Inc China Eastern Airlines Corp LTD Abercrombie & Fitch Co
4/28/2011 4/28/2011 4/26/2011 4/26/2011
11-06185-FOIA
Deitz, Eric
4/26/2011
11-06186-FOIA
Deitz, Eric
4/26/2011
11-06187-FOIA
Deitz, Eric
4/26/2011
Gauthier, Stephanie Gauthier, Stephanie Sullivan, Lindsey Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
4/28/2011 4/28/2011 4/29/2011 4/29/2011 4/29/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
VanceInfo Technologies Inc DOMTAR Inc Tyler Technologies Inc PICO Holdings Inc Northern Trust Corporation Computer Task Group Inc Constant Contact Inc China Automotive Systems Inc ATMI Inc Align Technology Inc True Religion Apparel Inc RPC Inc Hain Celestial Group Inc Group 1 Automotive Inc Franklin Electric Co Inc Darling International China Pharma Holdings Inc Checkpoint Systems Inc BJs Restaurants Inc AMCOL International Corp SureSpeak LLC NiKA Software Inc Ludic Labs Inc Inktomi Corporation Margaret H Georgiadis Margo Georgiadis Margaret Hastings Margo Hastings Mary Hastings NorthShore University HealthSystem Evanston Northwestern Healthcare Music Institute of Chicago
4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011
Evans, David Evans, David Wall, Lindsay Costello, Maureen Costello, Maureen
International Business Research International Business Research Check Fund Manager, LLC International Business Research International Business Research
The Chicago Network The Jones Group Inc Joseph Bennitt Harker Webster Chicago Cinemas Inc AMC Theatres aka AMC Theatres Castleton Square 14 aka AMC Theatres Castleton Square 3 aka AMC Theatres College Park 14 aka AMC Theatres Eastgate Mall 6 aka AMC Theatres Greenwood 14 aka AMC Theatres Southlake Mall 9 Cherry Tree Cinemas Lafayette Square Loews Century Mall Cinemas Inc Loews Cherry Tree Mall Cinemas Inc Loews College Park Cinemas Loews Lafayette Cinemas Inc AMC Newport on the Levee 20 Theatres Fall River Cinema Inc Barrington Square 6 Theatres Cantera 30 Theatres Lowes Merrillville Cinemas Inc Ogden 6 Theatres South Barrington 30 Theatres AMC Theaters of Missouri Loews Chicago Cinemas Inc Plitt Theatres Premium Cinema of Yorktown Inc South Holland Cinemas Inc Loews Berea Cinemas Inc Loews California Theatres Inc AMC License Services Inc AMC South Realty Inc AMC Card Processing Services Inc
4/27/2011 4/27/2011 5/2/2011 5/2/2011 5/2/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
American Multi-Cinema Inc AMC-GCT Inc American Multi-Cinema of Florida Inc AMC Theatres River East 21 AMC Theatres Webster Place 11 Protection One Inc MovieTickets.com Digital Cinema Implementation Partners LLC American State Bank Embarq Centertainment Development Inc AMC Theatres Grapevine Mills 30 Texas AMC Canton Realty Inc The Walter Reade Organization Inc Loews Citywalk Theatre Corp Peter C. Brown aka Pete Brown Tristram E Collins aka Tris Collins Brian M Hagenhoff AMC Entertainment Inc CenturyLink Entertainment Properties Trust Cinedigm Digital Cinema Corporation CineMedia Inc Midway Games Inc LabOne Inc Firefly Investors LLC Fox Fairways Ltd Jacqlin Inc Luigi Wong Inc Monroe Capital Holdco Monroe Retail Equity Partners Canada Inc Monetary Times Inc
4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
The Grain Baker's Bakery LLC aka Grain Bakers 5/2/2011 Weco Sales Co BPI Packaging Technologies Inc Effective Data Inc aka Effective Data Solutions Inc aka Effective Data Interchange Inc CapitalSource Inc Benishek & Duffy Inc Maxfield & Lloyd Inc Hilco Receivables Hilco Capital Corp Koenig Realty Co Monroe Capital Illinois Monroe Capital Funding Monroe Capital Management Monroe Capital Management Advisors Monroe Equity Partners Monroe Investments Monroe Management Holdco Monroe Retail Partners Canada Inc aka Monroe Retail Debt Partners Canada Inc Scripps Investment Co TLK Inc Alden Distributing Inc Buffet Magic Inc Cardioscan America LLC Theodore L Koenig Aka Ted Koenig Monroe Capital Management Advisors LLC Michael J Egan Aka Mike Egan Jeremy VanDerMeid Monroe Capital Monroe Credit Advisors Monroe Equity Investments 5/2/2011 5/2/2011 5/2/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
5/2/2011 5/2/2011 5/2/2011 5/2/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Brozzetti, Michael Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Boundless LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Koenig Development Jacqlin LLC MC Opportunities Fund Monroe Equity Hilco Capital Monroe Partners MCOF LP LLC Code of Ethic Violations and Signed Acknowledgements 2006 to Present PyraMax Ceramics CSL Energy Fund LP aka CSL Capital Management LLC Donald Anschutz White Mountains Insurance Group Ltd Orthovita Inc United Rentals Inc Polypore International NVE Corporation Mastec Inc Mertiage Homes Corp Lufkin Industries Inc Comcast Corp Asbury Automotive Group Inc Pluristem therapeutics Inc Openwave Systems Inc Merit Medical Systems Inc Interval Leisure Group Inc IAC/Interactivecorp Hibbett Sports Inc Costar Group Inc Bridgepoint Education Inc Air Transport Services Group Inc American Public Education Inc
4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/29/2011 5/3/2011 5/3/2011 5/3/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011
Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Myriant Technologies aka Myriant Technology Myriant Lake Providence Stephen Gatto Cenan Ozmeral Ralph Tapia Michael Sisselman Keith A Carter Robert Gagalis BioEnergy International Bionol BC International BCI Louisiana BCI Operations Verenium CryoEnergy International Celunol Corp Arro Building Services Inc aka Arro East Street LLC BioEnergy Holding LLC aka BioEnergy Management Services LLC BP Biofuels Advanced Technology Cantabrigia Consulting Gatto Corporation Hill View Office Center National Ethanol Vehicle Coalition Norwood LDK LLC Grayson Hills Energy LLC Dune Energy Inc
4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011
5/3/2011 Itera International Energy Corp aka Itera USA Inc aka Itera Rig Aventura Properties aka Aventura/Town Square 5/3/2011 Green Chem Second Edition LNS International Ltd 5/3/2011 5/3/2011
Motz, Robert Motz, Robert Motz, Robert Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
International Business Research International Business Research International Business Research EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Enterasys Networks Cabletron Systems Arclight Capital Partners Charles Gagne Rashnikant J Patel Lucille Leonard Jean-Francois Berube Jean-Pierre Couture Jean-Benoit Leblanc Jean-Rene Adam Marc C Lavoie Frederic Imbeault Michel Lajoie Denis Rivest Marc Veilleux Robert Brunelle Vital Proulx Hexavest Services Corp Hexavest Inc Jennifer Roper Christopher P Siriani Tammy L Wiseman John D Wylie Laura S DeMarco Arthur E Nicholas Catherine Nicholas aka Charlotte Somhegy NIC LLC AEN LLC AEN LP Nicholas Capital Partners Convertibles Fund LP Pronghorn FF&E LP
5/3/2011 5/3/2011 5/3/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 5/2/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011 4/29/2011
Marcus, Sally Marcus, Sally Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Briley, Siobhan
EACM Advisors, LLC EACM Advisors, LLC Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Gregory P. Joseph Law Offices LLC
Nicholas Investment Partners LLC Nicholas Investment Partners LP CoTherix Form S-1 Exhibits 10.20 10.22 and 10.23 CoTherix Form S-1 Exhibits 10.10 thru 10.12 CoTherix Form 10-Q Exhibit 10.32 CoTherix Form 10-Q Exhibits 10.30 CoTherix Form S-1 Exhibit 10.27 CoTherix Form 10-Q Exhibit 10.25
4/29/2011 4/29/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011
Edwards, Mark Edwards, Mark Edwards, Mark Roberson, Dennis Zalzal, Peter Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Whitewright Police Department Environmental Defense Fund Bioscience Advisors Bioscience Advisors
InterCapital Quality Municipal Investment Trust 4/29/2011 (Invesco) Registration Statement and Prospectus Medicines Co Form 10-Q Exhibit 10.3 4/28/2011 Medicines Co Form 10-Q Exhibit 10.1 4/28/2011 Medicines Co Form 10-Q Exhibits 10.2 and 10.3 4/28/2011 Steven J Boaen dba Dove Petroleum Inc Climate Change Disclosure Guidence Rel Nos. 33-9106 & 34-61469 Threshold Pharmaceuticals Inc Form S-1 Exhibits 10.6 10.7 10.10 and 10.14 Curis Inc Form S-4 Exhibits 10.32 thru 10.35 10.40 10.43 thru 10.46 10.62 and 10.65 thru 10.69 Curis Inc Form 10-Q Exhibit 10.2 Curis Inc Form 10-K Exhibit 10.37 Curis Inc Form 8-K Exhibit 2.1 Curis Inc Form 8-K Exhibit 10.1 Curis Inc Form 10-K Exhibits 10.23 thru 10.25 10.27 and 10.29 Curis Inc Form 10-QExhibits 10.1 Curis Inc Form 10-Q Exhibits 10.1 Threshold Pharmaceuticals Inc Form 10-K Exhibit 10.10 Edward Michael Laborio Teva Pharmaceuticals Industries Ltd Form 20F and the last quarterly report OIG Report 528 CMKM Diamonds Inc 4/29/2011 5/2/2011 4/28/2011 4/28/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark David, Risa Chase, Andre Wood, Debi
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bressler, Amery & Ross RCI No. 336-051 -
4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 4/28/2011 1/24/2011 5/5/2011 5/2/2011
11-06448-FOIA 11-06449-FOIA 11-06450-FOIA
Frank, Mark Rumetshofer, Gerald Braun, Martin
Komet Anlageberatung GmbH Bloomberg News
OIG Report 528 CMKM Diamonds Inc Bernard L Madoff Investment Securities LLC Representative Spencer Bachus and Chairman Cox 2007 Meeting on Jefferson Co. Alabama Finances Request No. 11-04632-FOIA SEC Opinion on Knock-In Knock-Out Exchange Hedge Option Product by South Korea George Georgiou Anup Agarwal Michael A Roth Stark Investments LLC James Richard Franco of CRA International Inc US Wireless LLC Bear Stearns & Co Inc Jared Peter Lou of StateStreet Bank and Trust Property and Portfolio Research Joseph Leary aka Joe Leary VersaPharm Inc or Versa Pharm Inc Kevin Connelly Marcato Capital Management LLC Marcato LP Marcato I LLC Marcato Capital GP LLC Marcato II LP
5/2/2011 5/4/2011 5/2/2010
11-06451-FOIA 11-06452-FOIA
Martin, Joshua Lee, Jihoon
Arnold & Porter LLP Cohen Milstein Sellers & Toll PLLC
5/2/2011 4/21/2011
Lefeber, Hope DePeau, Andrew DePeau, Andrew DePeau, Andrew Sandor, Jamie
Hope C.Lefeber, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Creative Services, Inc.
5/2/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011
Sandor, Jamie Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
Creative Services, Inc. Research Information Consultants Research Information Consultants Research Information Consultants Check Fund Manager, Specialists Specialists Specialists LLC
5/5/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011
Richard Trainor McGuire III aka Mick Trainor 5/4/2011 McGuire III of Marcato Capital Management LLC Brince Rayburn Wilford Michael Terry Burgess Te Sun aka Tina Sun Brian C Conroy Kevin G Williams Thomas M Larkin 5/5/2011 5/4/2011 5/5/2011 5/4/2011 5/3/2011 5/4/2011
Wall, Lindsay Wall, Lindsay Sullivan, Lindsey Sullivan, Lindsey Sullivan, Lindsey Mierzejewski, Mark
Check Fund Manager, LLC Check Fund Manager, LLC Creative Services, Inc. Creative Services, Inc. Creative Services, Inc. Check Fund Manager, LLC
Mierzejewski, Mark Molenda, David Gauthier, Stephanie Lichtcsien, Susan
Check Fund Manager, LLC Wolters Kluwer Law & Business CheckFundManager, LLC Check Fund Manager, LLC
Richard Van Doren Phillip Sbrocchi Allison A Bennington aka Allison Ascher Lawrence Robert Buchalter aka Larry Robert Buchalter of Luxor Capital Group LP Adam Dilworth Miller of Luxor Capital Group LP Dalton Investments LLC Todd Allen Sherer US Physical Therapy Inc Textron Inc TriQuint Semiconductor Inc TASER International Inc Super Micro Computer Inc Ryland Group Inc Repligen Corp Cepheid Cameron International Corp Ameriprise Financial Inc Electro Optical Sciences Inc Medidata Solutions Inc Marcus Corp Harley Davidson Inc Harvard Bioscience Inc Federal Signal Corp Federated Investors Inc Avis Budget Group Inc Boeing Company Amerigon Inc Ariel Poppel Sardar Biglari Philip L Cooley aka Phil Cooley Duane E Geiger
5/4/2011 5/2/2011 5/5/2011 5/5/2011
Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research
5/5/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/4/2011 5/5/2011 5/5/2011 5/5/2011
Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Kai Olderog Biglari Holdings Inc Steak N Shake Operations Inc Ascot Management LLC 281-Celebration LLC Budget & Credit Solutions CCCS of Laredo Lion Fund Management
5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011
Consumer Credit Counseling Service of Greater 5/5/2011 San Antonio Biglari & Muzza Capital Management LLC 5/5/2011 Cyrus Persian Rugs Inc Xerxes Oriental Rugs Inc Biglari Capital Corporation Biglari Brannon Cooley AMC Entertainment Inc Marquee AMCE Holdings aka Marquee Holdings The International Vaudeville Company Crescent Advertising Corp Lance Theatre Corp Centertainment Inc Loews Montgomery Cinemas Inc Stroud Mall Cinemas Inc AMC Stonebriar 24 Theatres AMC Theaters Northpark 15 Liberty Tree Cinema Corp Loews Cheri Cinemas Inc Loews Fresh Pond Cinemas Inc Sack Theatres Inc Loews Theatre Management Corp National Cinemedia LLC Nickelodeon Boston Inc 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011 5/3/2011
Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Hall, Rapheal Richnafsky, Stephen Kwon, Vannessa Mara, Kennon Wenzel, Mark Haselkorn, Jason
International Business Research International Business Research International Business Research Check Fund Manager, LLC National Securities Corporation California Environmental Protection Agency Casey Ciklin Lubitz Martens & O'Connell Casey Ciklin Lubitz Martens & O'Connell Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research
Premium Theater of Framingham Inc S & J Theatres Inc Theater Holdings Inc George Felix Hamel JR of ValueAct Capital Management LLC First Magnus Financial Corp residential mortgage records. Spartan US Bond Index Fund National Holdings Corp Rule 605 Questionnaire Sempra Energy Trading LLC SECR 23-2 Safeguarding Non-Public Information Kenneth Wayne Mcleod Federal Employee Benefits Group Inc, F & S Asset Management Group Inc st al and Lincoln Financial Securities Corp Kenneth Wayne Mcleod Federal Employee Benefits Group Inc, F & S Asset Management Group Inc et al and Capital Analyst Inc Charles Siu Covenant Capital Management LLC Scot Sinnott Billington of Covenant Capital Management LLC Luxor Capital Partners LP Christian Alexander Leone Luxor Capital Group LP
5/3/2011 5/3/2011 5/3/2011 5/5/2011 5/4/2011 4/28/2011 5/4/2011 5/5/2011 5/5/2011 5/4/2011
11-06546-FOIA
Haselkorn, Jason
5/4/2011
DePeau, Andrew Langston, Catherine Langston, Catherine Wall, Lindsay Wall, Lindsay Wall, Lindsay Malinowski, Thomas Costello, Maureen
5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011
11-06555-FOIA
Costello, Maureen
Elena Cimador aka Elena Branko aka Elena 5/6/2011 Mitevski 5/4/2011 AMC Theatres Barton Creek 14 aka AMC Theatres Deerbrook 24 aka AMC Theatres Firewheel 18 aka AMC Theatres First Colony 24 aka AMC Theatres Fountains 18 5/4/2011 AMC Theatres Glen Lakes 8 aka AMC Theatres Grand 24 aka AMC Theatres Gulf Point 30 aka AMC Theatres Highland Village 12 aka AMC Theatres Huebner Oaks 24
11-06556-FOIA
Costello, Maureen
11-06557-FOIA
Costello, Maureen
AMC Theatres Hulen 10 aka AMC Theatres 5/4/2011 Irving Mall 14 aka AMC Theatres Mesquite 30 aka AMC Theatres Meyer Park 16 aka AMC Theatres Palace 9 5/4/2011 AMC Theatres Parks at Arlington 18 aka AMC Theatres Rivercenter 9 aka AMC Theatres Spring 10 aka AMC Theatres Stonebriar Mall 24 aka AMC Theatres Studio 30 5/4/2011 AMC Theatres Sundance West 11 aka AMC Theatres Valley View 16 aka AMC Theatres Willowbrook 24 aka AMC Katy Mills 20 Theatres EPT Downreit Inc Grapevine 30 Theatres Gulf Pointe 30 Theatres Huebner Oaks 24 Theatres Mesquite 30 Theatres NCM Media Networks Alameda Square 5 Theatres Central Park 7 Theatres Commerce Park 8 Theatres Deerbrook 24 Theatres Festival 6 Theatres First Colony 24 Theatres Forum 6 Theatres Fountain Cinemas Inc Glen Lakes 8 Theatres Green Oaks 8 Theatres Highland Park 4 Theatres Hulen 10 Theatres Irving 8 Theaters Kingwood II Theatres Loews Arlington West Cinemas Inc Loews Fort Worth Cinemas Inc Loews Houston Cinemas Inc 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/4/2011 5/6/2011 5/4/2011 5/4/2011 5/4/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/6/2011 5/5/2011 5/5/2011 5/5/2011
11-06558-FOIA
Costello, Maureen
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Loews Deauville North Cinemas Inc Loews Lincoln Plaza Cinemas Inc Meyer Park 14 Theatres Meyer Park 16 Theatres National Cinema Network Northoaks 6 Theatres Palace 9 Theatres Prestonwood 5 Theatres Rivercenter 9 Theatres Southway 6 Theatres Studio 30 Theatres Green Crossing 6 Theatres Sundance West 11 Theatres The Grand 24 Theatres Town & Country 10 Theatres Towne Crossing 8 Theatres Westchase 5 Theatres Willowbrook 10 Theatres aka Willowbrook 24 Theatres aka Willowbrook 6 Theatres aka Willowbrook 8 Theatres AMC Theatres Springfield Mall 10 Annandale Theater Broad Street Cinema Chesterfield Mall Cinemas Curagen Corp Form 8-K Exhibit 10.1 Curagen Corp Form 8-K Exhibit 10.1
5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
International Business Research International Business Research International Business Research International Business Research Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/5/2011 5/5/2011
Curagen Corp Form 10-K Exhibit 10.12 10.27 5/5/2011 10.28 Curagen Corp Form 10-Q Exhibit 10.1 and 10.2 5/5/2011 Curagen Corp Form 10-Q Exhibit 10.2 and 10.3 5/5/2011 Curagen Corp Form 10-K Exhibit 10.38 Curagen Corp Form 10-Q Exhibit 10.1 5/5/2011 5/5/2011
Edwards, Mark Baldwin, Chris McDaniel, Brian Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Bioscience Advisors Verdis Investment Management Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Curagen Corp Form 10-K Exhibit 10.49 thru 10.51 NGP Energy Capital Management Kenneth A Hersh William J Quinn and David R Albin Sabre Holdings Corp Form S-1 Exhibit 10.10 Women First Healthcare 10.1 Women First Healthcare 10.1 and 10.2 Women First Healthcare 10.19 and 10.20 Women First Healthcare 10.21 Women First Healthcare 2.1 Women First Healthcare 10.1 Women First Healthcare 10.1 Women First Healthcare 10.20 thru 10.23 Women First Healthcare 10.1 Women First Healthcare 10.2 Women First Healthcare 10.1 Women First Healthcare 10.40 Women First Healthcare 2.1 Sandeep Brion Marumsco Theatre Springfield Theatre State Theatre Tyson 4 Cinemas University Theater AMC Realty Inc Loews Akron Cinemas Inc GCT Pacific Beverage Services Inc Grassmere Foundation Inc Form 10-Q Exhibit Inc Form 10-Q Exhibit
5/5/2011 5/5/2011 5/4/2011 5/5/2011 5/5/2011
Inc Form 10-K Exhibits 5/5/2011 Inc Form 10-Q Exhibit Inc Form 8-K Exhibit Inc Form 10-Q Exhibit Inc Form 10-Q Exhibit 5/5/2011 5/5/2011 5/5/2011 5/5/2011
Inc Form 10-K Exhibits 5/5/2011 Inc Form 10-Q Exhibit Inc Form 8-K Exhibit Inc Form 10-Q Exhibit Inc Form 10-K Exhibit Inc Form 8-K Exhibit 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/5/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gordon, Marcy Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Malinowski, Thomas Langston, Catherine Johnson, Porter
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Associated Press International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC -
Peter and Kate Brown Family Foundation Grassmere Acquisition Corp. a/k/a Grassmere Acquisition Holdings LLC Acustream LLC Allen Collins Inc Mid-Cape Broadcasting LLC Nassau Broadcasting I LLC Nassau Broadcasting III LLC Nassau Broadcasting Partners LP Nassau Holdings Inc Sustainable Building Innovations Inc Great Point Holdings LLC OIG Report 560 David Becker Thomas M Friel a/k/a Tom Friel Kevin L Kelly Station Casinos LLC aka Station Casinos Inc Station Holdings Inc Green Valley Station Inc Green Valley Ranch Gaming Inc Green Valley Ranch Station Casino GV Ranch Station Inc Boulder Station Inc Marc J Falcone William A Sturgis aka Fred Sturgis Christopher Scott Allen
5/6/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/5/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011
11-06663-FOIA 11-06664-FOIA 11-06665-FOIA
Varner, Tom Varner, Tom Varner, Tom
Economists Incorporated Economists Incorporated Economists Incorporated
5/9/2011 Garrison Mason Morfit of Valueact Capital Management LP 5/8/2011 American Mortgage Express Financial DBA Millennium Funding Group residential mortgage records Buy Com Inc Form 10-Q Exhibit 10.5 5/6/2011 Buy Com Inc Form 10-Q Exhibit 10.2 Buy Com Inc Form 10-Q/A Exhibit 10.2 5/6/2011 5/6/2011
Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Young, Alicia
Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated -
American Crystal Sugar Co MN Form S-1/A Exhibit 10(ii) Avid Sportswear and Golf Corp Form 10SB12G Exhibit 10.05 Anesta Corp DE Form 10-Q Exhibit 10.19 Alliance Pharmaceutical Corp Form 10-Q Exhibit 10(b) Asyst Technologies Inc Form 10-K/A Exhibit 10.44 Agouron Pharmaceuticals Inc Form 10-K Exhibit 10.34 Independent Bank Corporation and Independent Mortgage Company Merger and Acquisition BIOMATRIX Inc Form 10-Q Exhibit 10.4 BIOMATRIX Inc Form 10-Q/A Exhibit 10.4 Craig Burson Biglari and Merlo LLC Intx.Metworking LLC Biglari & Muzza Investments Inc The Lion Fund LP Western Investments Inc Western Acquisition LP Mustang Capital Management LLC Western Mustang Holdings LLC Mustang Capital Advisors LP Mustang Capital Partners LP Mustang Capital Partners II LP Western Sizzlin Corporation Dash Acquisition LLC Steak N Shake Company Western Real Estate LP Jorich Enterprises Inc Consolidated Products Inc Durango Station Inc Fiesta Station Inc
5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011
Varner, Tom Varner, Tom Mierzejewski, Mark Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen
Economists Incorporated Economists Incorporated Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
5/6/2011 5/6/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/10/2011 5/10/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Rome, Mark Stephens, Robert
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research -
Inspirada Station Inc Lake Mead Station Inc Palace Station Hotel & Casino Inc Past Enterprises Inc Santa Fe Station Inc STN Aviation Inc Sunset Station Inc Texas Station Inc All tips and complaints received from January 2006 to present Ownit Mortgage Solutions Inc ISAOA/ATIMA residential mortgage records
5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/5/2011 5/10/2011
11-06705-FOIA
Rumetshofer, Gerald
Komet Anlageberatung GmbH
11-06706-FOIA 11-06707-FOIA 11-06708-FOIA
Ferguson Esquire, Alisa Weintraub, Victor Borack, Jeff
Kerrisdale Capital Management, LLC
5/6/2011 HSBC Holdings PLC as that entity relates to Commission investigations into Bernard L Madoff Memorandum to Chairman William H Donaldson 5/9/2011 from Annette L Nazareth BGK Group 5/9/2011 Chardan South China Acquisition Corporation Genius Advice International (GAI) Xandros Inc Form 1-A Brightscope Inc Morgan Asset Management Inc Morgan Keegan and Company James C Kelsoe Jr and Joseph Thompson Weller AP 3-13847 Christopher Bailey Madison (MAST Capital Management LLC) MAST Capital Management LLC MAST Credit Opportunities I LP MAST Distressed Opportunities I LP MAST AK Fund LP Box Office Analyst LLC Command Composites LLC PenPoint Partners LLC SafeOne Systems Inc 5/9/2011
11-06709-FOIA 11-06710-FOIA 11-06711-FOIA
Jones, Brian Evankovich, Thomas Winchester, Robin
FOX Business Deer Valley Asset Management -
5/3/2011 5/5/2011 5/9/2011
Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research
5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011
Southwell, Alexander Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Varner, Tom Varner, Tom Varner, Tom
Gibson Dunn & Crutcher LLP International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Economists Incorporated Economists Incorporated Economists Incorporated
Chevron Corp et al and litigation in the Republic 5/4/2011 of Ecuador The TPA Inc 5/10/2011 Benesight Inc PPO One Inc PPO Management Solutions Inc Medicalcontrol Holdings Inc Avidyn Health Avidyn Holdings Inc Harrington Health Services Inc Harrington Benefit Services Inc Indiana Leadership Coalition Inc Equitis Inc Starwest Ventures LLC Univita Health Jeffrey J Sjobeck Bruce K Baude Hugh H Lytle Advance Auto Parts Inc Avon Products Inc Bill Barrett Corp Beacon Roofing Supply Inc Google Inc Mattel Inc On Semiconductor Corp Onyx Pharmaceuticals Inc PMC Sierra Inc Shaw Group Inc John J Kim Constar International Inc Form S-1/A Exhibit 10.19 CNS Inc DE Form 10-K405 Exhibit 10.10 CNS Inc DE Form 10-Q Exhibit 10.12 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/9/2011 5/9/2011 5/9/2011
Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom
Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated
Claxson Interactive Group Inc Form F-4/A Exhibit 10.6 Claxson Interactive Group Inc Form 6-K Exhibit 10.2 Claxson Interactive Group Inc Form 6-K Exhibit 10.2 IGI Laboratories Inc Form 10-Q/A 6/16/1997 Exhibit 10.1 Harvard Bioscience Inc Form 10-Q 5/15/2003 Exhibit 10.1 Happy Kids Inc Form S-1 1/14/1998 Exhibit 10.15 Happy Kids Inc Form S-1/A 2/26/1998 Exhibit 10.15 Chemical Methods Associates Inc S-4 7/31/2002 Exhibits 10.9 and 10.10 Cephalon Inc 10-K405 3/30/2001 Exhibits 10.5 (p) (q) and (r) Cephalon Inc 10-K405 3/4/1999 Exhibit 10.5 (j) Cephalon Inc 10-K405/A 5/24/1999 Exhibits 10.5(k) and (j) Coffee Holding Co Inc 8/12/2004 Form SB-2/A Exhibit 10.13 Coffee Holding Co Inc Form 10QSB 6/14/2004 Exhibit 10.13 Genesco Inc Form 10-Q 12/9/2004 Exhibit 10.2
5/9/2011 5/9/2011 5/9/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/9/2011 5/10/2011
Gargoyles Inc Form S-1 7/3/1996 Exhibit 10.49 5/10/2011 Gargoyles Inc Form S-1/A 9/13/1996 Exhibit 10.49 EPL Technologies Inc Form S-1/A 4/21/1998 Exhibit 10.27 EPL Technologies Inc Form 10-Q 11/14/1997 Exhibit 10.12 Depomed Inc Form 10-K 3/16/2006 Exhibit 10.23 DIJJI Corp Form 10KSB 4/15/2004 Exhibit 10.24 Cypress Bioscience Inc Form 10-K Exhibits 10.24 10.26 and 10.28 Cypress Bioscience Inc Form 10-K405 Exhibit 10.23 Cypress Bioscience Inc Form 10-K/A Exhibit 10.23 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011 5/10/2011
Varner, Tom Varner, Tom Lavoie, Margaret Kruus, Stacey Ballough, Harding Parrilli, Robert Gorman, Scott Farnam, Tim
Economists Incorporated Economists Incorporated Rubin and Rudman LP Gorman & Gorman LLC The Washington Post
Entegris Inc Form 10-Q Exhibit 10.1 and 2.1 Entegris Inc Form 10-Q/A Exhibit 10.1
5/10/2011 5/10/2011
5/6/2011 Merrimac Valley Power and Building Company 4/24/1939 PDR Services Corp No Action Letter 12/14/1998 5/10/2011 Berliner Communications Inc UNITEK Global Sevices Inc Putnam Investment Management LLC employees involved in Market Timing Prudential Financial Inc (Prudential/Prupac 08 cv 03916 Correspondence with US Representatives Jeb Hensarling regarding Sam Wyly Charles Wyly Maverick Capital Ranger Partners and Green Mountain Energy Sunset Station Hotel & Casino Red Rock Casino Resort & Spa Fiesta Rancho Casino & Hotel The Fiesta Henderson Hotel & Casino Wildfire Casino Wild Wild West Gambling Hall & Hotel Magic Star Casino Gold Rush Casino Barleys Casino & Brewery Green Valley Ranch Station Casino Steven R Loose Raymond Thomas Dalio Bridgewater Associates LP fka Bridgewater Associates Inc and Bridgewater Management Inc Bridgewater Associates Holdings Inc Bridgewater Associates Intermediate Holdings LP Grand Cafe Hard Rock Hotel Inc Jormad Inc 5/10/2011 5/2/2011 5/10/2011 5/10/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Gauthier, Stephanie Gauthier, Stephanie
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC CheckFundManager, LLC CheckFundManager, LLC
5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/11/2011 5/11/2011 5/11/2011
Gauthier, Stephanie Gauthier, Stephanie Costello, Maureen Costello, Maureen Costello, Maureen
CheckFundManager, LLC CheckFundManager, LLC International Business Research International Business Research International Business Research
5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Lichtcsien, Susan Zeglarski, Robert Ponsoldt Jr, William
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Sanders Ortoli Vaughn-Flam Rosenstadt LLP Wright Ponsoldt & Lozeau Trial Attorneys LLP
Olympia Entertainment LLC NP Boulder LLC Green Valley Ranch Resort & Spa Palace Station Hotel & Casino Boulder Station Hotel & Casino Texas Station Gambling Hall & Hotel Santa Fe Station Hotel & Casino Town Center Station LLC Tropicana Acquisitions LLC Tropicana Station Inc Vista Holdings LLC Fetitta Entertainment LLC Fetitta Entertainment Group LLC Royal Partners LLC Wave Communication & Trade Riviera Resort TMF Properties Vasco Data Security International Inc Trex Co Inc 3SBio Inc PAETEC Holding Corp MYR Group Inc Maxwell Technologies Inc Iridium Communications Inc HFF Inc Commercial Vehicle Group Inc Avanir Pharmaceuticals Inc John Peter Khoury Long Pond Capital LP The Godspell LLC
5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011 5/11/2011
Jeffrey D Chandler 02-14222-civ-Moore see 05- 5/10/2011 03543-FOIA
Duignan, Lori Duignan, Lori Langston, Catherine Wall, Lindsay Reinhardt, Kelly Poile, Steve Poole, J. Ray Loveday, Catherine
Gibbons P.C. Gibbons P.C. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Wildwood Ventures Ltd Constangy Brooks & Smith LLP Moore & Van Allen
Dirk Hagge complaints since 2006 Anglo-German Progressive Fund Ltd David Joseph Steinberg of MAST Capital Management LLC Joseph Michael Jacobs Briana Jane Zelaya maiden name CurranValueAct Capital Management LLC EPICEPT Corp form 10-Q 5-7-10 Exhibit 10.1
5/11/2011 5/11/2011 5/12/2011 5/12/2011 5/12/2011 5/11/2011
Rex C Steffes and Florida East Coast Industries 4/21/2011 10-cv-06266 C-07391 Rule 15c2-12 Municipal Securities Disclosure 5/11/2011 Comments on 57-20-88 Rel 34-26100 Frederick C Dunlap aka Fred Dunlap Mete Sahin Patrick P Hervy aka Pat Hervy XLHealth Corp Morgan Asset Management Inc Morgan Keegan & Co James C. Kelsoe Jr and Joseph Thompson Weller AP 3-13847 Global Pension Plan Wells Fargo Securities LLC fka Wachovia Capital Markets LLC AP 3-14320 Corautus Genetics Inc Exhibit 10.7 and 10.8 6/30/2005 10-Q Corautus Genetics Inc Exhibit 10.19 and 10.33 12/31/2005 10-K Corautus Genetics Inc Exhibits 10.3 and 10.4 9/3/2005 10-Q Corautus Genetics Inc Exhibit 10.1 form 8-K 5/19/2005 Corautus Genetics, Inc Exhibits 10.4 and 10.5 to Form 10-Q filed on 8/14/03 Corautus Genetics Inc Exhibits 10.1 and 10.3 3/31/2003 10-Q Curagen Corp Exhibit 10.31 12/31/2002 10-K Curagen Corp Exhibits 10.24 and 10.25 and 10.27 12/31/2000 10-K Curagen Corp Exhibit 10.1 6/30/2000 10-Q 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Despo, William
International Business Research International Business Research International Business Research International Business Research LeClairryan
Edwards, Kevin Sterngold, James Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Bloomberg News Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Smith, Louisa Sullivan, Lindsey Stolberg, Juan Mierzejewski, Mark Mierzejewski, Mark Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Creative Services, Inc. Tannenbaum Helpern LLP Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Curagen Corp Exhibit 10.1 6/30/1999 10-Q Curagen Corp Exhibit 10.21 12/31/1998 10-K Curagen Corp Exhibits 10.11 thru 10.16 form S1 10/16/1997 Advancis Pharmaceutical Corp 10-Q 6/30/2005 Exhibits 10.1 to 10.3 Dancis Pharmaceutical Corp 10-Q 6/3/2004 Exhibit 10.1 Advancis Pharmaceutical Corp 10-K 12/31/2004 Exhibits 10.41 and 10.42 Advancis Pharmaceutical Corp 8-K 7/15/2004 Exhibits 2.1, 10.1 and 10.2 Advancis Pharmaceutical Corp S-1 8/1/2003 Exhibits 10.18 and 10.35 Chiron Corp 10-Q 6/30/2003 Exhibits 10.212, 10.213 and 10.321 to 10.324 Chiron Corp 10-Q 6/30/2001 Exhibits 10.209, 10.315 and 10.316 Qiming Venture Partners LP
5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011
Jigneshkumar Patel Netvision Resources/GTRAS 5/12/2011 Inc SEC telephone and e-mail directory 5/12/2011 John R. Black HIG Capital Jeffrey A Golman aka Jeff Golman Mesirow Financial Holdings Inc GGW Mangement Partners Waverly Investors LLC DHR International Inc New Trier Partners LLC Fokko Pentinga Jeongmo Hwang aka James Hwang aka James (Jeongmo) Hwang aka Jeong mo Hwang Amtech System Inc Bruce Technologies Inc P.R. Hoffman Machine Products Inc Tempress Systems BV 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
5/13/2011 5/13/2011 5/13/2011 5/13/2011
Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Goldstein, Matthew Barber, Brad Smallberg, Michael Coleman, Jerry Grimm, Deborah Palma, Patricia Rule, Bryan Sullivan, Lindsey Gordon, Marcy
International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Reuters UC Davis Project on Government Oversight Blackwell Sanders Peper Martin Creative Services, Inc. Associated Press
R2D Automation Tetra Technologies Inc Tim Hortons Inc Patterson UTI Energy Inc Mellanox Technologies Ltd Mcdonalds Corporation Carmax Inc Core-Mark Holding Company Inc Conmed Corp Chubb Corp Willbros Group Inc Michael J Mufson Valerie B Klaiman John P Schwartz Steven T Flammey Jennifer K Silver Ezra S Samet Matthew R Maloney Yuda Goodman Redwood Investments LLC Tony E Sutton 10 oldest pending enforcement actions
5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011
General Motors Form 10-Q and General Electric 5/12/2011 Form 10-Q 8b letters filed by former employees from 2000 - 5/13/2011 2005 and January 2011 to Present Countrywide Financial Corp 5/15/2011 SEC v John F Arens et al LR7020 Structured Asset Mortgage Investments Trust 2005-AR8 Bryan Rule or Bryan Thomas Rule James S Peterson 5/13/2011 5/12/2011 5/15/2011 5/13/2011
OIG Report 553 Improper Actions Relating to 5/16/2011 the Leasing of Office Space-Constitution Center
Krueger, Scot Komisar, Lucy Hudak, John Lewis, Saskia Verduzco, Rafael Gaspar, Arlene Orozco, Leonard Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Glotzbach, Ross Bartko, Gregory Saye, Chip Marcus, Sally Iwanicki, Christopher
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Southeastern Asset Management Franklin County Detention Center AWH Capital EACM Advisors, LLC -
IMH Assets Corp Filings Series 2001-3 Deutsche 5/16/2011 Bank as Indenture Trustee Halliburton FOIA responses 5/16/2011 FOIA Requests in 2010 from a schedule C, SES or Senate appointee FOIA Log for FY10 Provident Bank residential mortgage records Countrywide Home Loans Inc residential mortgage records JP Morgan Chase Bank residential mortgage records Teresa Ramirez OD PC Nicole Stark Brassell OD PC Paragon Bioservices Inc SOPHA MEDICAL SYSTEMS INC CGR Financial Corporation Care Improvement Associates of Texas Inc 5/9/2011 5/9/2011 5/5/2011 5/9/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011
Care Improvement Plus Group Management LLC 5/17/2011 Thomson CGR Medical Corporation MDBio Inc aka Maryland Bioprocessing Center Intralytix Inc Blue Chip Stamps HO-784 Gregory Bartko, Capstone Private Equity Bridge, Mezzanine Fund LLC Guiseppe Tome Nayarit Investments Transatlantic Financial Finvest Panama Jason Nagy Chester County Government Municipal Securities Dealers and how to file complaint Eric J Keller Aerogen Inc POS EX Exhibit 10.9 Spectra Systems Corp S-1/A Exhibit 10.15 10/08/02 Genome Therapeutics Corp 10-K/A Exhibit 10.62 09/29/03 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/5/2011 5/16/2011 5/17/2011 5/17/2011
Mierzejewski, Mark Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Check Fund Manager, LLC Royaltystat Royaltystat Royaltystat
5/17/2011 5/6/2011 5/6/2011 5/6/2011
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat
Genome Therapeutics Corp 10-K/A Exhibit 5/6/2011 10.61 11/12/02 5/6/2011 Targeted Genetics Corp 8-K Exhibit 10.1 9/13/2000 Ucdp Finance Inc S-4/A Exhibit 10.24 11/19/03 5/6/2011 Hockey Co 10-Q Exhibit 10.3 08/12/03 5/6/2011
Immunicon Corp Exhibit 10.27,10.30,10.35 and 5/6/2011 10.36 12/08/03 Vernalis Plc 20-F Exhibit 4.4 10/31/03 5/6/2011 Kosan Biosciences Inc 10-Q Exhibit 10.11 11/14/03 Praecis Pharmaceuticals Inc S-1/A Exhibit 10.7 04/20/00 S-1 Exhibit 10.8 02/08/00 Signature Eyewear Inc 10-K Exhibit 10.11 08/15/03 WMS Industries Inc 10-Q Exhibit 10.2 11/12/03 Transgenomic Inc 10-Q Exhibit 10.2 08/12/03 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011
Memory Pharmaceuticals Corp S-1 Exhibit 10.9 5/6/2011 12/23/03 Guilford Pharmaceuticals Inc Form 10-Q Exhibit 5/6/2011 10.37 Affymetrix Inc 10-Q Exhibit 10.58 05/15/03 5/6/2011 CNS Inc DE 10-K Exhibit 10.9 03/27/02 Senesco Technologies Inc 10 QSB Exhibit 10 11/14/02 Neurocrine Biosciences Inc 8-K Exhibit 10.2 12/20/02 Osi Pharmaceuticals Inc Form 8-K Ex 10.2 5/6/2011 5/6/2011 5/6/2011 5/6/2011
5/6/2011 Keryx Biopharmaceuticals Inc S-1/A Exhibit 10.6 07/24/00 5/6/2011 Hollis Eden Pharmaceuticals Inc DE S-3/A Exhibit 10 01/25/02 Emisphere Technologies Inc Form 10-Q Ex 10.1 5/6/2011 Sangstat Medical Corp 10-Q/A Exhibit 10.34 11/17/00 Samaritan Pharmaceuticals Inc SB-2/A Exhibit 10.10 07/31/03 Rockwell Medical Technologies Inc 10KSB Exhibit 10.18 04/01/02 5/6/2011 5/6/2011 5/6/2011
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Nanogen Inc 10-Q Exhibit 10.5 11/14/00 S-1 Exhibit 10.11 12/19/1997 Paradigm Genetics Inc 10-K Exhibit 10.18 03/30/01 Medicines Co/MA S-1 Exhibit 10.8 05/19/00 Neogenesis Pharmaceuticals Inc S-1 Exhibit 10.15 11/16/01 Interdigital Communications Corp 10-Q Exhibit 10.49 05/15/03 Interdigital Communications Corp 8-K Exhibit 10.51 02/21/03 Introbiotics Pharmaceuticals Inc S-1 Exhibit 10.8 01/27/00 Pilot Therapeutics Holdings Inc 10QSB Exhibit 10.7 11/14/01 Specialty Laboratories Inc 10-Q Exhibit 10.35
5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011
5/6/2011 Interallied Group Inc NV 10QSB Exhibit 10.5 11/14/01 CARESCIENCE INC S-1/A Exhibit 10.3 06/05/00 5/6/2011 Tag It Pacific Inc 10-K/A Exhibit 10 10/01/03 CEPHEID 10-Q Exhibit 10.1 11/14/01 Celsion Corp S-3 Exhibit 10.1 08/28/03 Global Entertainment Corp S-4/A Exhibit 10.8 11/13/03 Global Entertainment Corp S-4 Exhibit 10.10 09/26/03 Caliper Technologies Corp 10-Q Exhibit 10.55 08/14/03 ARQULE INC 10-Q Exhibit 10.1 08/04/00 AUTOIMMUNE INC 10-K/A Exhibit 10.34 06/19/03 Sentinelle Medical Inc Cappella Cardiovascular Innovations Inc Cornerstone Healthcare Advisors LLC ACIST Medical Systems Inc Chektec Corp Biocheck Inc Medtest Systems Corp 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/6/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Gauthier, Stephanie Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Braun, Stephen Dukes, Sara
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. AP Washington Bureau Deloitte Recap, LLC
Axxia Technologies MaryaXL Health Medical Systems and Services Inc Maryland Venture Capital Trust Horizon Medical Products Inc MCP Land & Cattle LLC Angiodynamics Oncobionic Inc E-Z-EM Inc Rita Medical Systems LLC Antares Pharma Inc Hobbs Medical Inc Society of Interventional Radiology Foundation Medical Device Manufacturers Association Arclight Thomas J Healey Girish Venkat Reddy (Prisma Capital Partners) Prisma Capital Management Valassis Communications Inc Tektronix Inc China Life Insurance Co Ltd Integral Systems Inc Hartford Financial Services Group Inc Edwards Lifesciences Corp Doral Financial Corporation CACI International Inc BP plc American Apparel Inc fka Endeavor Acquisition Corp Commerzbank Capital Markets Corp filings Inc FOCUSN Biosante Pharmaceutical Inc Form 8-K Exhibit 10.1
5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/17/2011 5/18/2011 4/4/2011
11-07020-FOIA 11-07021-FOIA
Biosante Pharmaceuticals Inc Form 10-K Exhibit 4/4/2011 10.25 Sepracor Inc kna Sunovion Pharmaceuticals Inc 4/4/2011 Form 10-K Exhibit 10.31 Sepracor Inc kna Sunovion Pharmaceuticals Inc 4/4/2011 Form 10-K Exhibit 10.28 Accentia Biopharmaceuticals Inc Form 8-K Exhibit 10.1 Accentia Biopharmaceuticals Inc Form 10-K Exhibit 10.55 and 10.56 NexMed Inc Form 8-K Exhibit 99.1 NexMed Inc Form 10-Q Exhibit 10.1 New River Pharmaceuticals Inc Form 10-Q Exhibit 10.23 New River Pharmaceuticals Inc Form 8-K Exhibit 10.17 New River Pharmaceuticals Inc Form 10-K Exhibits 10.13 and 10.14 Targeted Genetics Corp Form 10-K Exhibits 10.56 and 10.57 Urologix Inc Form 10-K Exhibit 10.13 Accentia Biopharmaceuticals Inc Form 8-K Exhibit 10.1 Revolutions Medical Corporation Idearc Inc 3/28/2011 3/28/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/21/2011 3/28/2011 5/17/2011 5/11/2011
11-07022-FOIA
Dukes, Sara
Deloitte Recap, LLC
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Bucher, Stephen Celeste, Melissa Willman, Barry House, Bryan Whitaker, Tad
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Bucher Legal Haynes and Boone LLP Foley & Lardner LLP
Zelman Partners LLC Form BD and amendments 5/17/2011 from 5/1/2010 Radian Group Inc 5/17/2011 5/17/2011
Whitaker Research and Investigations FutureMedia PLC Forms 3, 4 and 5 regarding Rennes or Jobelin Foundation and Joseph Foti, Sr Asst Chief accountant 2004-2005 Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Ribozyme Pharmaceuticals Inc Form 10-Q/A Exhibit 10.2 Ribozyme Pharmaceuticals Inc Form 10-Q Exhibit 10.2 Adherex Technologies Inc Form 6-K Exhibit 4.41 Neurogen Corp Form 10-K Exhibit 10.47 Corixa Corp Form 10-K Exhibits 10.21 and 10.22
3/21/2011 3/21/2011 3/28/2011 3/21/2011 4/4/2011
Vysis Inc Form 10-K Exhibit 10.13 IDM Pharma Inc Form 10-K Exhibits 10.54, 10.56, 10.58, 10.59 and 10.61 Nanogen Inc Form 10-Q Exhibits 10.2, 10.3, 10.4 and 10.5 Adams Respiratory Therapeutics Form 8-K Exhibit 2.1 Adolor Corp Form 10-K Exhibit 10.14 Adolor Corp Form 10-Q Exhibit 10.4 Affymetrix Inc Form 8-K Exhibit 10.1 CV Therapeutics Inc Form S-3 Exhibits 10.25 and 10.32 Napro Biotherapeutics nka Tapestry Pharmaceuticals Form 10-K Exhibits 10.15 and 10.21 Curis Inc Form 10-Q Exhibit 10.1 3-Dimensional Pharmaceuticals Inc Form S-1 Exhibit 10.18 Vivus Inc Form 10-K Exhibits 10.41 and 10.42
4/4/2011 4/4/2011 4/4/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 4/4/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
4/4/2011 4/4/2011 3/28/2011
3-Dimensional Pharmaceuticals Inc Form 10-Q 4/4/2011 Exhibit 10.1 Adeza Biomedical Corp Form 10-K Exhibit 10.19 3/28/2011 Insite Visioin Inc Form S-1 Amendment 1 Exhibit 10.11, 10.12, 10.13 and 10.14 Gene Logic Inc Form 10-K Exhibit 10.90 Halozyme Therapeutics Inc Form 10-K Exhibit 10.19 Cima Labs Inc Form 10-K Exhibit 10.27 Nastech Pharmaceuticals Company K Exhibit 10.1 Nastech Pharmaceuticals Company K Exhibit 10.1 on 10/17/05 Nastech Pharmaceuticals Company K Exhibit 10.1 1/27/06 Nastech Pharmaceuticals Company K Exhibit 10.1 6/16/06 Nastech Pharmaceuticals Company Q Exhibit 10.66 6/30/06 Nastech Pharmaceuticals Company K Exhibit 10.46 4/4/2011 3/21/2011 3/28/2011 3/28/2011
Inc Form 8- 3/21/2011 Inc Form 8- 3/21/2011 Inc Form 8- 3/21/2011 Inc Form 8- 3/21/2011 Inc Form 10- 3/21/2011 Inc Form 10- 3/21/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated
Biosite Inc Form 10-K Exhibits 10.17, 10.18, 10.19, 10.20 and 10.21 Biosite Inc Form 10-Q Exhibit 10.43 Cephalon Inc Form 10-K Exhibits 10.17(b) 10.17(c) and 10.17(d) Achillion Pharmaceuticals Inc Form S-1 Exhibits 10.1, 10.2, 10.3 and 10.4 Achillion Pharmaceuticals Inc Form 10-K Exhibit 10.2 Avant Immunotherapeutics Inc Form 10-K Exhibits 10.13 and 10.14 Atrix Laboratories Inc Form 8-K Exhibits 99.1 and 99.2 Atrix Laboratories Inc Form 8-K Exhibit 99.2 and 99.3 Exelixis Inc Form 10-K Exhibits 10.35 and 10.36 OSI Pharmaceuticals Inc Form 10-Q Exhibit 10.1 NitroMed Inc Form 8-K Exhibit 99.1 Abaxis Inc Form 10-Q Exhibit 10.23 Onyx Pharmaceuticals Inc Form 10-Q Exhibit 10.24 Onyx Pharmaceuticals Inc Form SB-2 Exhibits 10.1 and 10.2 NitroMed Inc Form 10-K Exhibit 10.24 NitroMed Inc Form 10-K Exhibit 10.30
3/21/2011 3/21/2011 3/28/2011 3/28/2011 3/28/2011 3/28/2011 4/4/2011 4/4/2011 3/21/2011 4/4/2011 3/28/2011 4/4/2011 4/4/2011 4/4/2011 3/28/2011 3/28/2011
Prestige Brands Holdings Inc Form 8-K Exhibit 5/18/2011 10.1 Salix Pharmaceuticals Ltd Form S-1 Exhibit 10.9 5/18/2011 Schein Pharmaceuticals Inc Form S-1/A Exhibit 10.4 Oncogenex Pharmaceuticals Inc Form 10-Q/A Exhibit 10.38 Oncogenex Pharmaceuticals Inc Form 10-Q/A Exhibit 10.38 Oncogenex Pharmaceuticals Inc formerly Sonus Pharmaceuticals Inc Form 10-K Exhibit 10.40 Ostex International Inc Form 10-K405 Exhibit 10.12D Nomos Corp Form S-1/A Exhibit 10.19 5/18/2011 5/17/2011 5/17/2011 5/17/2011
11-07089-FOIA 11-07090-FOIA
Varner, Tom Varner, Tom
Economists Incorporated Economists Incorporated
5/17/2011 5/17/2011
Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Kishi, Helen Kishi, Helen Bailey, Gregory Varner, Tom Varner, Tom Varner, Tom Feinthel, Mark
Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Frank A. Branson Inc Frank A. Branson Inc Clifford Chance US LLP Economists Incorporated Economists Incorporated Economists Incorporated Bureau of National Affairs Inc
Nuveen Investments Inc Form 10-K Exhibit 10.19 Newtech Corp Form S-1 Exhibit 10.4 Newtech Corp Form S-1/A Exhibit 10.4 Inter Parfums Inc Form 10-Q Exhibit 10.127.1 Playboy Enterprise Inc Form 8-K Exhibit 10.2 Playboy Enterprise Inc Form 10-Q Exhibit 10.4 Playboy Enterprise Inc Form 10-Q/A Exhibit 10.3 Petsmart Com Inc Form S-1 Exhibits 10.26 and 10.29 Phoenix Footwear Group Inc Form 10-Q Exhibit 10.13 Phoenix Footwear Group Inc Form 10-Q Exhibit 10.3 Peterson Flynn & Dinsmore Inc Form ADV Part 2A 3/31/2011 Lyle & Forsyth Investment Managers Form ADV Part 2A MBS Clearing Corp (MBSCC) application for registration as a clearing agency IMCOR Pharmaceutical Co Form 10QSB Exhibit 10.1 IMCOR Pharmaceutical Co Form 10QSB/A Exhibit 10.1 N2K Inc Form S-1/A Exhibit 10.28
5/17/2011 5/17/2011 5/17/2011 5/16/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/16/2011 5/16/2011 5/18/2011 5/16/2011 5/16/2011 5/17/2011
Memorandum from Investment Management to 5/13/2011 Chairman Levitt 12/9/1994 Korn Ferry International Form S-1/A Exhibit 10.19 Net2Phone Inc Form S-1 Exhibit 10.5 Jenny Craig Inc form 10-Q Exhibit 10 Parlux Fragrances Inc Form 10-Q Exhibit 10.66 Parlux Fragrances Inc Form 10-Q/A Exhibit 10.66 Midgardxxi Inc Form 10-K Exhibit 10.34 5/16/2011 5/17/2011 5/16/2011 5/17/2011 5/17/2011 5/16/2011
Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom
Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated
Integrated Brands Inc Form 10-K Exhibit 10.37 5/16/2011
11-07115-FOIA
Komisar, Lucy
Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Lisulo, Angela Lisulo, Angela Lisulo, Angela Smith Simons, Joni Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Roffman, Ian Camillo, Franklin & Celina Araneta, Cynthia Montano, Virginia Gilliam, Chesley Baldwin, Elizabeth Wilkat, Tara Gavin, J. Patrick Gavin, J. Patrick
Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated De Joya Griffith & Company LLC Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Nutter McClennen & Fish LLP VerdisWealth Management Beau Dietl & Associates Disclosure Insight, Inc. Disclosure Insight, Inc.
Andreas Badian, Jacob Spinner, Mottes Drillman, Jeffrey (Danny) Graham, Pond Securities Corp dba, Pond Equities, Ezra Birnbaum, Sayne Hirsch Inovio Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Medicis Pharmaceuticals Corp Form 10-Q Exhibit 10.2 Signature Eyewear Inc Form 10-K Exhibit 10.16 Peregrine Pharmaceuticals Inc Form 10-K Exhibit 10.56 Plug Power Inc Form S-1/A Exhibit 10.4 The Coca-Cola Co prospectus The Walt Disney Co prospectus Nike Inc prospectus
5/16/2011
5/16/2011 5/16/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011
Industrial Enterprises of America Inc HO-10722 5/16/2011 transcript KOS Pharmaceuticals Inc Form 8-K Exhibit 2.1 5/16/2011 OBAGI Medical Products Inc Form S-1 Exhibit 10.7 Mannatech Inc Form 10-K Exhibit 10.10 North American Scientific Inc Form S-4/A Exhibit 10.25 Mrs Fields Brand Inc Form S-4 Exhibit 10.42 JNI Corp Form S-1/A Exhibit 10.6 George B Doherty 3-14384 B-2420 Park National Bank Residential Mortgage Records AccuBanc Mortgage residential mortgage loan records Washington Mutual Bank FA residential mortgage records Countrywide Home Loans Inc residential mortgage records Senrigan Capital Robert T McGuire Ross Stores Inc Nuvasive Inc 5/17/2011 5/16/2011 5/17/2011 5/16/2011 5/16/2011 5/17/2011 5/10/2011 5/8/2011 5/8/2011 5/15/2011 5/19/2011 5/16/2011 5/16/2011 5/16/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lynch, Sarah Abedin, Sarah
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Thomson Reuters Cotton & Company LLP
National Oilwell Varco Inc Morgan Stanley ISIS Pharmaceuticals Inc Emdeon Inc Seacor Holdings Inc Anaren Inc Altera Corp AES Corporation IXIA Toll Brothers Inc Allscripts-Misys Healthcare Solutions Inc Korn Ferry International Jack in the Box Inc CEC Entertainment Inc BE Aerospace Inc American States Water Co American Science & Engineering Inc Amsurg Corp Vertex Pharmaceuticals Inc ValueClick Inc Usana Health Sciences Inc Tyson Foods Inc Tier Technologies Inc Novell Inc IDT Corp Exelixis Inc Chiquita Brands International Inc ArthroCare Corp OIG-553 Inspector General Investigation concerning Constitution Center Interagency agreements between SEC and Defense Contract Audit Agency (DCAA) for FY 11
5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/23/2011 5/20/2011
Cunha, Daniel Wolters, Larry Taylor, Austin Taylor, Austin Stackhouse, Aaron Stuart, David Conroy, Melanie Conroy, Melanie Conroy, Melanie Conroy, Melanie Eder, Steve Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Wall, Lindsay Lichtcsien, Susan Lichtcsien, Susan Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
Latham & Watkins LLP Weil, Gotshal & Manges LLP Weil, Gotshal & Manges LLP Weil, Gotshal & Manges LLP Weil, Gotshal & Manges LLP The Wall Street Journal Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Leland Stanford Junior University and Corcept Therapeutics Inc Countrywide Home Loans Inc residential mortgage records Supervalue Inc Form S-3 Exhibits 4.1 and 4.2 Supervalu Inc Form 8-K Exhibit 4.1 Kabani & Company Inc In the Matter of Rajat K Gupta 3-14279 Gateway International Holdings Inc 3-11894 transcripts Impax Laboratories Inc 3-12519 transcripts E-Smart Technologies Inc 3-10977 transcripts Nature's Sunshine Products Inc 3-12684 transcripts SAC Capital Christopher S McGuire Phalanx Capital DE Shaw & Co LP DE Shaw & Co LLC Gregory (Greg) Mark Bortz Todd Elvin Banks of Blackthorn Investment Group LLC Blackthorn Investment Group LLC Christopher B Madison Mast Distressed Opportunities I LP Peter A Reed Mast Credit Opportunities I Master Fund Ltd Adam M Kleinman Mast Capital Management LLC Mast Credit Opportunities I LP David J Steinberg William J Bruce John S Ehlinger
5/20/2011 5/11/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/23/2011 5/20/2011 5/20/2011 5/23/2011 5/23/2011 5/13/2011 5/13/2011 5/13/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011
Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Wall, Lindsay Wall, Lindsay Mierzejewski, Mark Langston, Catherine Gauthier, Stephanie Baldwin, Elizabeth Sandor, Jamie Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC CheckFundManager, LLC VerdisWealth Management Creative Services, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Mast Credit Opportunities I Ltd Artorius Partners II LP Artorius Partners LP Artorius Management LLC Richard Mortimer Furlaud Jr (Artorius Management LLC) Artorius Associates LLC DE Shaw & Co LP DE Shaw & Co LLC Dabroes Associates LLC Dabroes Management LP Dabroes GP LLC Dabroes Investment Fund LP Dabroes Offshore Investment Fund Ltd Dabroes Investment Intermediate Fund LP Dabroes Investment (UK) LLP Dabroes UK Limited Dabroes Investment Master Fund LP Abraham M Eisenstat Global Credit Advisers LLC Steven S Hornstein Jeffrey S Myers Mary Grace Meeker Sakae Wada North Run Capital LP Neil J Leonard Soloman S Goldwyn Seth A Kirkham Greg Mancini Mark Gelberg Toby Kram Jonathan Siscovick Syed Danish
5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/18/2011 5/18/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Philip Cibulsky Paul Southgate Marc D Abel Jacob H Eisenstat Deeptech International Inc Deepwater Production Systems Inc Energy Transfer Corporation Entrade Gathering Company aka Entrade Pipeline Company EPEC Offshore Gathering Company Ewing Bank Gathering Company LLC Exco Gathering Company Dental Benefit providers Inc Dental benefit providers of Illinois Inc Xlhome PC SAM Quintero OD PC
5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/20/2011 5/16/2011 5/16/2011
EL Paso Energy Corporation aka EL Paso Energy 5/20/2011 Partners Deepwater LLC aka EL Paso Exploration & Production Management Inc aka EL Paso Field Services Company aka EL Paso Fuel Development Company EL Paso Intrastate Company aka EL Paso Offshore Gathering & Transmission Company aka EL Paso Production Oil & Gas Company 5/20/2011
11-07246-FOIA
Costello, Maureen
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Nelson, Lynn
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research -
Endevco Inc aka Endevco Natural Gas Company 5/20/2011 aka Endevco Taft Company Delcath Systems 5/13/2011 Eamonn P Hobbs David A McDonald aka Dave McDonald Peter J Graham aka Pete Graham Timothy D Eades Laura A Mather Silver Tail Systems Linda Almonte of JP Morgan Chase 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/16/2011
Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Delaware Phoenix Technologies Ltd Phoenix Technologies Ltd Everyone.Net Inc Glue Solutions Inc Concentra Operating Corporation Concentra Federal Services Concentra Preferred Systems Inc Diabetex of Texas Inc XLHEALTH Texas Inc Diabetex Podiatric Associates of Texas XLH Podiatry XLHEALTH BIPA Inc BWM Ventures Inc CRA Managed Care of Washington Inc Amerigroup UnitedHealth Group Care Improvement Reinsurance Corporation of America Lifemark Care Management Inc Spectera Inc Coordinated Vision Care Inc Robert L Cavnar aka Bob Cavnar Brian J Cree William R Mahaffey David Austgen aka Dave Austgen Eric L Szaloczi Luca Technologies Inc Alley Theater B&R Aviation LLC Bargo Energy Company Bellwether Exploration Company Black Hawk Oil Co Cavnar Companies LLC
5/13/2011 5/13/2011 5/13/2011 5/13/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/16/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011
11-07289-FOIA 11-07290-FOIA 11-07291-FOIA
Costello, Maureen Costello, Maureen Costello, Maureen
Coastal Border Gas Sales Inc Coastal Oil & Gas Corporation Cornerstone Gas Gathering Company aka Cornerstone Gas Processing Inc aka Cornerstone Gas Resources Inc aka Cornerstone Natural Gas Inc Deacons of Deadwood VPGI Corp Form 10-K Exhibit 10.9 Swiss Army Brands Inc Form 10-K Exhibit 10.3 Peregrine Pharmaceuticals Inc Form 10-Q/A Exhibit 10.56 Webhire Inc Form 10-Q Exhibit 10.27 TST/Impreso Inc Form 10-Q/A Exhibit 10(c)
5/19/2011 5/19/2011 5/19/2011
Costello, Maureen Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom Varner, Tom
International Business Research Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated Economists Incorporated
5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011
United Industries Corp Form 10-Q Exhibit 10.50 5/19/2011 US Dry Cleaning Corp Form 10-Q Exhibit10.3 VIALTA Inc Form 10-12G/A Exhibit 10.11 Telcobuy Com Inc Form S-1/A Exhibit 10.12 SNAP2 Corp Form 10QSB Exhibit 10.2 Watson Pharmaceuticals Inc Form 10-k405 Exhibits 10.12, 10.13, 10.3 Amendment No 1 and 10.14 Transcept Pharmaceuticals Inc (NOVACEA) Inc Form S-1 Exhibit 10.9 Swiss Army Brands Inc Form 10-K Exhibit 10.3 Chiron Corp Form 10-Q Exhibits 10.331 and 10.332 Chiron Corp Form 10-Q Exhibit 10.330 Chiron Corp Form and 10.329 Chiron Corp Form 10.326 Chiron Corp Form 10.320 Brent Christopher 5/19/2011 5/19/2011 5/19/2011 5/19/2011 5/19/2011
Varner, Tom Varner, Tom Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Reinhardt, Kelly Edwards, Mark
Economists Incorporated Economists Incorporated Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Check Fund Manager, LLC Bioscience Advisors
5/19/2011 5/19/2011 5/19/2011 5/19/2011
10-K Exhibits 10.005, 10.328 5/19/2011 10-Q Exhibits 10.325 and 10-Q Exhibits 10.211 and Zimmerman 5/19/2011 5/19/2011 5/23/2011 5/19/2011
Chiron Corp Form 10-K Exhibit 10.319
Reinhardt, Kelly Edwards, Mark Reinhardt, Kelly Edwards, Mark Reinhardt, Kelly Edwards, Mark Reinhardt, Kelly Edwards, Mark Edwards, Mark Marcus, Sally Edwards, Mark Marcus, Sally Edwards, Mark Marcus, Sally Marcus, Sally Edwards, Mark Marcus, Sally Marcus, Sally Edwards, Mark Marcus, Sally Edwards, Mark Marcus, Sally Marcus, Sally Edwards, Mark Marcus, Sally Marcus, Sally Edwards, Mark Marcus, Sally Edwards, Mark
Check Fund Manager, LLC Bioscience Advisors Check Fund Manager, LLC Bioscience Advisors Check Fund Manager, LLC Bioscience Advisors Check Fund Manager, LLC Bioscience Advisors Bioscience Advisors EACM Advisors, LLC Bioscience Advisors EACM Advisors, LLC Bioscience Advisors EACM Advisors, LLC EACM Advisors, LLC Bioscience Advisors EACM Advisors, LLC EACM Advisors, LLC Bioscience Advisors EACM Advisors, LLC Bioscience Advisors EACM Advisors, LLC EACM Advisors, LLC Bioscience Advisors EACM Advisors, LLC EACM Advisors, LLC Bioscience Advisors EACM Advisors, LLC Bioscience Advisors
MPAM Credit Fund LP Chiron Corp Form 10-Q Exhibit 10.318 MPAM Credit Trading Partners LP Chiron Corp Form 10-Q Exhibit 10.317 MPAM Credit Trading Partners GP LLC Chiron Corp Form 10-Q Exhibit 10.210 MPAM Credit Fund GP LLC Chiron Corp Form 10-K Exhibits 10.310 thru 10.313 Chiron Corp Form 10-Q Exhibit 10.307 thru 10.309 Moore Global Investments Ltd Chiron Corp Form 10-Q Exhibits 10.306 and 10.716 Moore Holdings Bahamas Ltd
5/23/2011 5/19/2011 5/23/2011 5/19/2011 5/23/2011 5/19/2011 5/23/2011 5/19/2011 5/19/2011 5/23/2011 5/19/2011 5/23/2011
Chiron Corp Form 10-Q Exhibits 10.201, 10.202 5/19/2011 abd 10.206 Moore Capital Management LLC 5/23/2011 Moore Europe Capital Management LLP Chiron Corp Form 10-K Exhibits 10.203 and 10.204 Moore Capital Management Inc Moore Capital Advisors LLC Chiron Corp Form 10-Q Exhibit 10.311 Moore Global Fixed Income Fund Ltd Chiron Corp Form 10-Q Exhibit 10.402 Moore Emerging Markets Fund Ltd Moore Credit Fund Ltd Chiron Corp Form 10-K Exhibits 10.207 and 10.713 Moore Foreign Exchange Fund Ltd Remington Investment Strategies LP Chiron Corp Form 10-Q Exhibits 10.56, 10.86 and 10.87 Louis Bacon Chiron Corp Form 10-K Exhibits 10.80, 10.81 and 10.85 5/23/2011 5/19/2011 5/23/2011 5/23/2011 5/19/2011 5/23/2011 5/19/2011 5/23/2011 5/23/2011 5/19/2011 5/23/2011 5/23/2011 5/19/2011 5/23/2011 5/19/2011
Marcus, Sally Marcus, Sally Edwards, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
EACM Advisors, LLC EACM Advisors, LLC Bioscience Advisors EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Richard A Axilrod Mildred Elaine Crocker Chiron Corp Form 10-Q Exhibits 10.78 and 10.79 Anthony J DeLuca Mohsen Fahmi Michael J Inserra James E. Kaye Michael D Melnick Harold J Levy Jordan Alexander Stephen Friscia Jr Matt A Greenberg Sturgis P Woodberry Jason B McLean David L Eigen Andrew Feinman Vivien W Liu Jeffrey M Elliott Ronnie Alcaide Paul Wolt Lane Bucklan FIELD GAS GATHERING INC FPSI INC Future CalTex Corp GREEN CANYON PIPE LINE COMPANY LLC
5/23/2011 5/23/2011 5/19/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011
HOUSTON BALLET aka HOUSTON FOUNDATION 5/23/2011 FOR BALLET HOUSTON GRAND OPERA ASSOCIATION INC 5/23/2011 Leviathan Deepwater LLC MGR GAS SYSTEMS INC MILAGRO EXPLORATION MILAGRO HOLDINGS LLC 5/23/2011 5/24/2011 5/24/2011 5/24/2011
Tan, Stella He, Jin Mejia, Dennis Regines, Epifania Mejia, Dennis Latayan, Eufemia Sanchez, Lilliane Anselmo, Rowena Arteaga, Carlos Victa, Theresa Victa, Theresa Tan, Stella Anselmo, Rowena Abrian, Jose Halder, Anthony Halder, Anthony Abad, Thelma Bernardez, Lorenzo Cruz, Oswaldo Sheil, Patrick Dominic, Mark Dominic, Mark Dominic, Mark Dominic, Mark Williams, Camille
Public Record Strategies Public Record Strategies Public Record Strategies Public Record Strategies -
Universal Saving Bank FA residential mortgage records Trans Pacific National Bank residential mortgage records America's Wholesale Lender residential mortgage records Washington Mutual Bank FA residential mortgage records Countrywide Home Loans residential mortgage records Great Western Home Loans Residential Mortgage Records Liberty Lending Inc Residential Mortgage Records Universal American Mortgage Company of California Residential Mortgage Records Washington Mutual Bank Residential Mortgage Records Washington Mutual Bank FA Residential Mortgage Records Washington Mutual Bank Residential Mortgage Records East West Bank Residential Mortgage Records Washington Mutual Bank FA Residential Mortgage Records Washington Mutual Bank FA Residential Mortgage Records Fremont Bank Residential Mortgage Records Wells Fargo Bank NA Residential Mortgage Records First Magnus Financial Corporation Residential Mortgage Records IndyMac Bank FSB Residential Mortgage Records IndyMac Bank FSB Residential Mortgage Records Trustees System Service Corporation Commerce Banc Insurance Services George Norcross III Commerce Bank US Vision Wells Fargo Mortgage Company
5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/13/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/25/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/20/2011
Williams, Anthony Tapia, Lidia Sue, Carmena Langston, Catherine Mierzejewski, Mark Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally Marcus, Sally
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Chase Home Finance Company Bank of America Home Loans First Bank Joshua Aaron Leavitt of JHL Capital Group LLC Victor Low Carl Darwin Thor Johnson Definitive Guardian Partners LP Arthur Greg Gleeson goes by Greg (Grant Capital Partners) Ian Gollop Seahawk Cavallo Investment Company State Gas Pipeline Company Stateline Gas Gathering Company Stingray Holding LC Tenneco Gas Gathering Company aka Tenneco Offshore Gathering Company The Cavnar Foundation The Coronado Club TPC Gathering & Transmission Company Definitive Group LLC Definitive Capital Investors LP Definitive Capital Management LP Andrew Mark Lutz of Definitive Capital Management LP John Lattanzio PetroSantander Christopher Whyte Craig Everett Ruch of MPAM Credit Trading Partners LP Transco Hydrocarbons Company LLC Trammel Trace Pipeline Company David L Cohen Iridian Asset Management LLC Alex S Reison
5/20/2011 5/17/2011 5/18/2011 5/24/2011 5/25/2011 5/25/2011 5/24/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/25/2011 5/24/2011 5/24/2011 5/23/2011 5/25/2011 5/25/2011 5/24/2011 5/24/2011 5/23/2011
Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Mannino, Jennifer Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Research Information Specialists Consultants Research Information Specialists Consultants Research Information Specialists Consultants Research Information Specialists Consultants International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Freedom Innovations LLC Lee Kim Roland Christensen Maynard Carkuff Cystic Fibrosis Foundation Universal Corp Stericycle Inc Senior Housing Properties Trust Sally Beauty Holdings Inc Sonic Automotive Inc Papa John's International Inc Geo Group Inc Costco Wholesale Corporation Career Education Corporation Autolive, Inc Waste Management Inc Ultimate Software Group Inc Sonic Corporation Rowan Companies Inc PETsMART Inc Monro Muffler Brake Inc Kennametal Inc Core Laboratories bebe stores Inc Amerigroup Corp TNS Inc Smith Micro Software Inc Sigma Designs Inc Raytheon Company Raven Industries Inc
5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/26/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Noble Energy Inc Monsanto Company LCA-Vision Inc Gammon Gold Inc Eldorado Gold Corp Woodlands Academy of the Sacred Heart Shedd Aquarium PrivateBancorp Inc Binghao Cheng aka Bing Hao Cheng Chi Yu Thomas Chu aka Tom Chu Kaixin001 Power Joy Limited Happy Networks Limited First States Properties No 25 LLC First States Properties No 50 LLC First States Properties Inc First States Management Inc Glen Court Management Inc OPM Holdings Inc Holdings Two General Partner LLC Properties Two General Partner LLC Sloan Capital Corp Thermal Reduction Corporation Washington Court Management, Inc Milestone Partners Limited ARC Fehoutx 001 LLC ARC Fehoutx 001 LLC ARC CVCOPTX001, LLC First States Investors 5300 LLC Fidelity Oil Holdings Inc aka Fidelity Oil Co Fidelity Exploration & Production Company
5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/25/2011 5/25/2011 5/25/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011
Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas Lichtcsien, Susan Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Seven Brothers Ranches Inc Ocwen Financial Corp Miller Herman Inc Intuitive Surgical Inc Hot Topic Inc Fair Isaac Corporation EnerSys Clean Harbors Inc Advanced Micro Devices Inc
5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011
Alere Inc FKA Inverness Medical Innovations Inc 5/26/2011 Analog Devices Inc Stephen Thomas Lisenby Grant Capital Partners Alastair Merrick Kenneth J Kencel Aka Ken Kencel George Kurteson David Heilbrunn Churchill Financial Indosuez Capital Credit Agricole Indosuez Royal Bank of Canada Diversified Specialty Institutes DSI Holding Company Inc DSI Institutes Inc Ellsworth Ford Associates LLC Knot a Problem LLC Aka Knotaproblem LLC The Churchill Financial Group GE Antares Capital Stephen A Remondi Aka Steve Remondi Edmond L Furlong Aka Ed Furlong EXA Corp 5/26/2011 5/26/2011 5/26/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/23/2011 5/24/2011 5/24/2011 5/24/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Bretton Woods Alpine Education Foundation Veritude LLC UAM Investment Services Furlong Tax Services LLC Allegheny Nevada Holdings Corporation Excalibur Consulting LLC Liberty Capital Asset Management Inc Trine Inc Virtual Mortgage Network Inc Sold Corporation Microventure Shearson Home Loans Inc Nicholas S Schorsch William M Kahane Brian S Block Peter M Budko Edward M Weil Jr American Realty Capital LLC First States Investors American Financial Resource Group Inc American Realty Capital Advisors LLC ARC Natchez MS Associates LLC ARC New Castle PA Associates GP LLC ARC WBNRTPA001 LLC ARC WBPHPA0001 LLC Birett & Hausser Construction Corp CLC Endeavors Inc Collegiate Consulting Corporation Gerrity Oil and Gas Corp Patina Oil and Gas Corp SOCO WATTENBERG CORPORATION ZETTACORE INC
5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
PELORUS ENVIRONMENTAL AND BIOTECHNOLOGY CORP PATERIOT ENERGY NEXGEN ENERGY PARTNERS LLC PROXIMA ENERGY PARTNERS LLC PRESTON REYNOLDS & CO INC CLEARFLAME RESOURCES
5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011 5/25/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Langston, Catherine Langston, Catherine Kiernan, Cortney Reinhardt, Kelly Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Edwards, Mark Edwards, Mark Edwards, Mark
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Bioscience Advisors Bioscience Advisors Bioscience Advisors
MILAGRO MEZZ INC aka MILAGRO OIL & GAS 5/24/2011 INC Mission EandP LP aka Mission Holdings LLC aka 5/24/2011 Mission Resources Corp aka MISSION RESOURCES CORPORATION MSSN CORP 5/24/2011 OFFSHORE GAS PROCESSORS INC OLETHA PIPELINE CORPORATION Pan American Energy Finance Corp PENTEX PIPELINE COMPANY PETROHAWK ENERGY CORPORATION RECIPE FOR SUCCESS FOUNDATION SCL-CAL COMPANY JHL Capital Group LLC James Henry Litinsky of JHL Capital Group LLC Mark Ryan Nodelman of Highbridge Capital Management LLC Mark Ryan Nodelman of Highbridge Capital Management LLC Stephen Duneier Geoffrey T Grant of Grant Capital Partners Grant Capital Partners Stephen Thomas Lisenby Aurora Biosciences Corp Form 10Q Exhibit 10.58 6/30/00 Aurora Biosciences Corp Form 10Q Exhibit 10.57 3/31/00 Aurora Biosciences Corp Form 10Q Exhibit 10.44, 10.45, and 10.47 (5/17/1999) 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/24/2011 5/27/2011 5/27/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Aurora Biosciences Corp Form 10Q Exhibit 5/26/2011 10.27 9/30/07 5/26/2011 Aurora Biosciences Corp Form 10Q Exhibit 10.49 11/15/99 5/26/2011 Aurora Biosciences Corp Form 10Q Exhibit 10.48 06/30/99 5/26/2011 Aurora Biosciences Corp Form 10Q Exhibit 10.37 and 10.38 9/30/98 5/26/2011 Aurora Biosciences Corp Form 10Q Exhibit 10.34 6/30/98 5/26/2011 Aurora Biosciences Corp Form 10K Exhibit 10.52-55 12/31/99 5/26/2011 Aurora Biosciences Corp Form 10K Exhibit 10.42 12/31/98 5/26/2011 Aurora Biosciences Corp Form 10K Exhibit 10.28-32 12/31/97 Aurora Biosciences Corp Form S-1 Exhibit 10.17- 5/27/2011 10.24 3/14/97 Chiron Corp Form 10Q Exhibit 10.74 and 10.75 5/26/2011 7/2/95 Chiron Corp Form 10Q Exhibit 10.23 and 10.26 5/26/2011 2/14/1992 Chiron Corp Form 8K Exhibit 10.50 7/2/95 5/26/2011 King Investment Advisors Inc King Wealth Management Services Jenswold King & Associates Inc Roger E King Pat H Swanson Leah R Bennett Dana B Croswhite Bryan W Lester Jane D Lightfoot Jill S Silver Kym B Watson Ashley Olsen John R Warren Net 1 UEPS Technologies Inc Overseas Shipholding Group Inc Opentable Inc 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/27/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Preston, Darrell Carollo, Russell Cook, John Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Lassanyi, Esperanza Despas, Joel Dela Cruz, C Cabudoy, Ricky Latayan, Eufemia Despas, Joel Chiping Ng, Samuel Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Bloomberg News Gawker Media Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Nuance Communications Nalco Holding Co Microstrategy Inc Infinera Corp Hospitality Properties Trust Cognex Corp CBRL Group Inc Auction Rate Securities 33-8684 and AP 312310 Travel database for all SEC employees or financed by the SEC Mark Haines Millennium Pharmaceuticals Inc Form 10Q Ex. 10.1 6-30-07 Millennium Pharmaceuticals Inc Form 10K Ex. 10.1 6-30-07 Millennium Pharmaceuticals Inc Form 10K Ex. 10.7(g) 12-31-05 Millennium Pharmaceuticals Inc Form 10Q Ex. 10.1-10.3 9-30-05 GMAC Mortgage LLC residential mortgage records Chase Home Finance LLC residential mortgage records IndyMac residential mortgage records Bank of America residential mortgage loans Wachovia residential mortgage records Vericrest Financial Inc residential mortgage records Chase Bank resident mortgage records Winn Dixie Stores Inc Smithfield Foods Inc Sycamore Networks Inc Polo Ralph Lauren Corporation Progress Software Corp Grand Canyon Education Inc Jos A Bank Clothiers Inc
5/27/2011 5/27/2011 5/27/2011 5/27/2011 5/28/2011 5/27/2011 5/27/2011 5/25/2011 5/27/2011 5/27/2011 5/26/2011 5/26/2011 5/26/2011 5/26/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/31/2011 5/31/2011 5/31/2011 5/31/2011 5/31/2011 5/31/2011 5/31/2011 5/31/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Mierzejewski, Mark Sullivan, Lindsey Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Malinowski, Thomas
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Creative Services, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC
Green Mountain Coffee Roasters Inc Capella Education Co Amedisys Inc Michael G Linn Corey C Evans of JP Morgan Chase Russell H Ellison David J Barrett Mark M Auerbach Joseph B Felder Myron Z Holubiak Thomas A Rowland Ventrus BioSciences Inc Neuro-Hitech Inc Neuro Hitech Pharmaceuticals Inc Collexis Holdings Inc Southern Gulf Natural Gas Co Old Palm Foundation Inc Joseph B Felder MD PC Bioscrip Inc Chronmed Inc Nastech Pharmaceutical Inc YUM Brands Inc Sonus Networks Inc McCormick & Co Inc Donaldson Co Inc Ceradyne Inc Corinthian Colleges Inc Clarcor Inc Chicos Fas Inc Acxiom Corp Deere & Co Kamunting Street Capital Management LP
5/31/2011 5/31/2011 5/31/2011 5/31/2011 5/31/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/2/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 6/1/2011 5/31/2011
Malinowski, Thomas Langston, Catherine Langston, Catherine Langston, Catherine Mierzejewski, Mark Wall, Lindsay Gauthier, Stephanie Gauthier, Stephanie Sandor, Jamie Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Williamson, Pat Dowd, Donald Grant, Katie
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC CheckFundManager, LLC CheckFundManager, LLC Creative Services, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Thomson Reuters Keller Rohrback LLP
Allan Chin Hing Teh Highbridge Capital Management, LLC Sassan Alizadeh Babaki of Highbridge Capital Management LLC Aaron Michael Tawil of Sureview Capital Michael B Fisch Marathon Asset Management LP
5/31/2011 5/31/2011 6/1/2011 5/31/2011 6/1/2011 6/2/2011
Ronald Thauer of Double Arch Financial Services 6/2/2011 LLC Christopher Winkler of Razor Capital 5/31/2011 Colin R. Dicke George Marinopoulos of Kamunting Street Capital Management LP Norris Nissim of Luxor Capital Group Matthew Charles Conn of Luxor Capital Group Kevin Krober of Luxor Capital Group Sherwood Partners Inc Sherwood Recovery Partners LLC Sherwood Partners LLC Martin David Pichinson of Sherwood Partners LLC Texas Roadhouse Inc Strayer Education Inc Dendreon Corporation Chevron Corp Covanta Holding Corp ConAgra Foods Inc Baker Hughes Incorporated Alliant Techsystems Inc AAR Corp Accenture Ltd Celanese Corp Corporate Bonds Washington Mutual Strategic Asset Management Portfolios LLC et al 6/2/2011 6/2/2011 6/2/2011 5/31/2011 5/31/2011 6/2/2011 6/2/2011 6/2/2011 6/1/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/1/2011 5/25/2011 6/1/2011
Weinkrantz, David Ayers, Carl Lamparello, Patrick Abelson-Hoek, Michelle Keune, Marsha Johnson, Gbemende Hagland, Evan Selin, Jennifer Selin, Jennifer Johnson, Gbemende
IA Week Proskauer Scherzer International Moore School of Business Vanderbilt University Vanderbilt University Vanderbilt University Vanderbilt University Vanderbilt University
names of persons accessing porn & actions OIG -550 Improper Disclosure by FWRO Staff Attorney David Maris Bank of America Securities Bioval Corp and Gradient Analytics Michael A Yedor Flagstar Bancorp list of appointees Senate confirmed SEC & schedule C for the past ten years OIG info for 2010 list of reports to Congress in 2010 & testimony
5/29/2011 5/31/2011 5/26/2011 6/1/2011 5/27/2011 5/25/2011 5/25/2011 5/25/2011
Kettler, Steven Horne # 347732, L i Hogue, Amanda Hogue, Amanda Edwards, Mark
Louisiana State Penitentiary Reasonover & Olinde, LLC Reasonover & Olinde, LLC Bioscience Advisors
5/25/2011 SEC Correspondence to John Boehner and Darrell Issa from 01/03-05/15 2010 5/25/2011 resume's of schedule C SES & Presidential appointees appointed from Aug 15 2009 to May 15 2011 Gulf States Utilities Co and Detroit Edison Co 5/27/2011 Oprah Winfrey Inc Roman Catholic Church of the Archdiocese of New Orleans Founding Partners Capital Management Co Chiron Corp Form 10-Q Exhibits 10.50 10.54 10.65 thru 10.68 and 10.70 thru 10.72 OmniCare SEC's Limited Payability Check Cancellation Reports January 2009 thru April 2011 5/17/2011 6/2/2011 6/2/2011 5/26/2011
11-07714-FOIA 11-07715-FOIA
Chase, Andre Obradovich, Vanessa
RCI No. 336-051 Nelson-Brown Equities, Inc
5/23/2011 5/26/2011
Messina, Alicia Elkins, Randall Messina, Alicia Lichtcsien, Susan DePeau, Andrew Evans, David Evans, David Evans, David
Campbell Campbell Edwards & Conroy Robert A Nagy Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research Panther Expedited Services Inc Samuel Isaac Elder of Taconic Capital Advisors LP Ryan Robert McClendon Cougar Biotechnology Inc ProSanos Corporation Chronimed Inc Campbell Campbell Edwards & Conroy Macgregor Financial Securities Inc
5/26/2011 5/28/2011 5/26/2011 6/2/2011 6/3/2011 6/2/2011 6/2/2011 6/2/2011
Evans, David Evans, David Evans, David Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Gavin, J. Patrick Starkman, Jay Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Hursell, Donald Hamilton, Jesse
International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc Disclosure Insight, Inc. Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bloomberg News
Zenon Enterprises Inc Northampton Medical Inc Thomas A Rowland Valspar Corp Universal Health Services Inc Stillwater Mining Co
6/2/2011 6/2/2011 6/2/2011 6/3/2011 6/3/2011 6/3/2011
Scotts Miracle-Gro Co formerly Scotts Company 6/3/2011 Rovi Corp Perrigo Co Penn National Gaming Inc Owens Corning 6/3/2011 6/3/2011 6/3/2011 6/3/2011
Lawson Software Americas Inc formerly Lawson 6/3/2011 Software Inc Harmonic Inc 6/3/2011 statistics on demand for XBRL and HTML documents Millennium Pharmaceuticals Inc Form 8-K Exhibit 99.1 10/27/97 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10.1 09/30/98 Millennium Pharmaceuticals Inc Form 10-K Exhibits 10.28 10.55 and 10.56 12/31/98 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10.1 06/30/99 Millennium Pharmaceuticals Inc Form 10-K Exhibit 10.25 12/31/99 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10.1 thru 10.3 07/26/00 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10.1 and 10.2 09/30/00 DaimlerChrysler Financial Services truck loan 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/3/2011
Davis Polk & Wardwell LLP communications with 5/25/2011 Nazareth Shapiro Walter & Becker Millennium Pharmaceuticals Inc Form 10-K Exhibits 10.14 10.18 10.19 10.23 10.24 and 10.29 dtd 03/15/01 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 and 10.2 dtd 4/19/2001 6/2/2011
11-07747-FOIA
Edwards, Mark
Bioscience Advisors
11-07748-FOIA
Edwards, Mark
Bioscience Advisors
6/2/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 08/03/01 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 thru 10.3 dtd 10/25/01 Millennium Pharmaceuticals Inc Form 10-K Exhibit 10.17 dtd 03/07/02 Millennium Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 04/30/02 Millennium Pharmaceuticals Inc Form 10-K Exhibit 10.9 dtd 03/07/03 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 and 10.2 dtd 08/12/03 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 dtd 09/30/03 Millennium Pharmaceuticals Inc Form 10-K Exhibits 10.8 thru 10.11 dtd 12/31/03 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 thru 10.3 dtd 08/04/2004 Millennium Pharmaceuticals Inc Form 10-K Exhibits 10.10 10.11 10.12(b) dtd 12/31/04 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.7 Fabric Tourre 2009 Wells Notice Response Sureview Capital LLC RAzOR Investment Fund 2011 LLC RAzOR Capital LLC RAzOR Capital Management LLC Robert Allan Johnson Jr of RAzOR Capital LLC John Charles Wu of Sureview Capital LLC Matthew I Weissman Liberation Capital Jeffrey Ray Garwood of Liberation Capital Bradley A Cleveland Aka Brad Cleveland John Judd Aka Jack Judd Lawrence Lukis Aka Larry Lukis Proto Labs Inc Aka Protolabs
6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011 6/2/2011
Edwards, Mark Hensler, Bobby Langston, Catherine Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Langston, Catherine Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Bioscience Advisors Robbins Geller Rudman & Dowd, LLP Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research
6/2/2011 6/6/2011 6/6/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/6/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011
11-07774-FOIA
Deyneha, Natalia
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Langston, Catherine Dukes, Sara
International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Deloitte Recap, LLC
The Protomold Company, Inc., a/k/a Protomold; Proto Mold Co. Inc; Protomold Co. Inc Unicron Robotic Lab Inc Proto Mold Co Inc Aka Protomold Co Inc Lasermaster Technologies Inc virtualfund Com Inc Nexgen Engineering Corporation Wyndham Worldwide Corporation Aqua America Inc Websense Inc Insperity Inc Blue Nile Inc Marsh & Mclennan Companies Inc Millicon International Cellular SA W R Grace & Co Allstate Corp Aetna Inc Andrew John Raab of FPR Partners LLC Cubist Pharmaceuticals Inc Form 10-K Exhibits 10.59 10.68 10.69 10.70 filed 4/2/01 Oculex Pharmaceuticals Inc Form S-1 Exhibits 10.12 thru 10.14 and 10.16 dtd 04/06/00 Corixa Corp Form 8-K Exhibit 10.1 dtd 06/23/03 NPS Pharmaceuticals Inc Form 10-Q Exhibits 10.1 and 10.2 dtd 06/30/04 PDL BioPharmafka Protein Design Labs Inc on Amendment to Form S-1 Exhibit 10.7 Closure Medical Corp Form 10-K Exhibit 10.23 dtd 12/31/00 Oculus Innovative Sciences Inc on Amendment 3 to Form S-1 Exhibit 10.35 dtd 12/01/06 NeoPharm Inc Form 8-K Exhibit 10.01 dtd 12/28/04
6/3/2011
6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/3/2011 6/6/2011 6/6/2011 6/6/2011 6/6/2011 6/6/2011 6/6/2011 6/6/2011 6/6/2011 6/7/2011 6/6/2011 6/7/2011 4/11/2011
11-07792-FOIA
Dukes, Sara
Deloitte Recap, LLC
4/11/2011
11-07793-FOIA 11-07794-FOIA 11-07795-FOIA
4/11/2011 4/11/2011 4/11/2011
11-07796-FOIA 11-07797-FOIA
4/11/2011 4/11/2011
11-07798-FOIA
Dukes, Sara
Deloitte Recap, LLC
4/11/2011
11-07799-FOIA 11-07800-FOIA
11-07801-FOIA
Dukes, Sara
Deloitte Recap, LLC
Chase, Andre Chase, Andre Nguyen, Laura Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Williams, Julie Watson, Holly Marino, Jonathan Marino, Jonathan Marino, Jonathan Marino, Jonathan Choi, Sandy Beamish, Rita Fraser, Thomas
RCI No. 336-051 RCI No. 336-051 Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Tiffany & Bosco P.A. Fulbright & Jaworski, LLP Thomson Reuters Thomson Reuters Thomson Reuters Thomson Reuters Tower Research Capital, LLC Center for Public Integrity Cantor
Novoste Corp Form 10-Q Exhibits 10.29 dtd 06/30/01 Connetics Corporation fka Connective Therapeutics Inc Form 8-K Exhibit 2.1 dtd 04/02/01 Connetics Corporation fka Connective Therapeutics Inc Form 8-K Exhibit 2.1 dtd 01/15/97 Supervalue Cameco Inc World Group Securities Inc AP 3-14132 Nektar Therapeutics Form 10-K Exhibits 10.52 thru 10.55 dtd 12/31/04 BioSphere Medical Inc Form 10-K EX10.25 on 12/31/2008 Nektar Therapeutics Form 10-Q EX10.1 on 9/30/2007 Nektar Therapeutics Form 10-K EX10.32 and 10.33 on 12/31/2007 Form S-1 EX10.9 on 5/1/2007 filed by Cumberland Pharmaceuticals Inc Form S-1 EX10.9.1 on 5/21/2008 filed by Cumberland Pharmaceuticals Inc Form S-1 EX10.9.2 on 8/12/2008 filed by Cumberland Pharmaceuticals Inc Form S-1 EX10.9.3 on 5/12/2009 filed by Cumberland Pharmaceuticals Inc Form S-1 EX10.9.4 on 3/31/2010 filed by Cumberland Pharmaceuticals Inc AP NO. 3-14394 Tom Hirsch Berta Walder Howard Walder China Voice Holding Corp Ephraim G. Karpel and Ed Mullane Ephraim G. Karpel and Michael (Mike) Ross Ephriam G. Karpel and Michael (Mike) Stone Ephriam G. Karpel and Yana Morris HRT Financial, LLC Sen. John McCain, R-Ariz. EX3.7 to Form S-14 filed by Presidential Realty Corp
4/11/2011 4/11/2011
4/11/2011
6/2/2011 5/28/2011 6/6/2011 4/11/2011 4/11/2011 4/11/2001 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 4/11/2011 6/9/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011
Fraser, Thomas Haglund, Evan Haglund, Evan Krueger, Scot
Cantor Vanderbilt University Vanderbilt University -
EX3.4 to Form 10-K dated 9/12/1989 filed by Presidential Realty Corp List of Office of Inspector General Meetings in 2010 List of complaints to Office of Inspector General between 2000-2010 IMH Assets Corp., Filing Series 2001-3 Deutsche National Trust as Indenture Trustee Andrew R. Walsh Caitliln Lagan a/k/a Caitlin Murphy Envision Capital Management, Ltd and Michael M. Druckman Tracy L. Sunderlage Maspeth Federal Savings Bank Lennar Corporation Investment Advisory Representatives Bobby Ray Peck, Jr. of FPR Partners, LLC FPR Partners LLC FPR Partners LP FPR SPV I, LLC Fremont Public Opportunities LP Brian Schmucker Jason Marc Adler of Alphabet Advisors, LLC Alphabet Advisors LLC Alphabet Management, LLC Strait Capital Company, Ltd John Samuel-Aaron Relton IAM Capital Corporation MRJ Capital, Inc Post Road Capital Management, LLC Patricia (Patty) Santamorena Stevens Rolf Gunther Thumann Stefan Lanier Kaluzny WD 40 Company
6/7/2011 5/25/2011 5/25/2011 6/8/2011
Sullivan, Lindsey Sullivan, Lindsey Kemp, Aaron Hook, April Phillips, Richard Jackman, Stefanie Wein, George Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gauthier, Stephanie Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly Gavin, J. Patrick
Creative Services, Inc. Creative Services, Inc. McGrath, North, Mullin & Kratz, PC LLO Phillips Law Group Rogers & Hardin, LLP Select Information Exchange, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc.
6/6/2011 6/6/2011 5/27/2011 6/6/2011 5/24/2011 6/7/2011 6/8/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/9/2011 6/9/2011 6/9/2011 6/8/2011 6/8/2011 6/8/2011 6/9/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Ramos, Anthony Inglese, Tara Inglese, Tara Inglese, Tara Inglese, Tara Malinowski, Thomas Malinowski, Thomas Evans, David Evans, David Evans, David Evans, David
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Vertical Screen, Inc
Utstarcom United Parcel Service, Inc Theravance, Inc Netsuite, Inc Coldwater Creek, Inc Cavium Networks, Inc Blackbaud, Inc Best Buy Co., Inc Allegiant Travel Co Mitchell (Mitch) Grossinger Etess Gary Van Hettinga a/k/a Gary Vanhettinga Mohegan Tribal Gamin Authority Mohegan Sun Mohegan Gaming Advisors Gordon Etess Associates Connecticut Sun Fangjun Yan a/k/a Alan Yan Chingwei Cheng a/k/a Peter Cheng Yi Zhang a/k/a Bonnie Zhang Huayi Cheng AdChina Shane A. McCann
6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/8/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011
Nyes Ledge Capital Management, LLC Elena Cimador of Luxor Capital Group Nyes Ledge Capital Management, LLC Michael Conboy Luxor Capital Group Nyes Ledge Capital Management, LLC Larry Buchalter of Luxor Capital Group Nyes Ledge Capital Management, LLC Christian Leone of Luxor Capital Group Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research COATUE MANAGEMENT LLC Philippe P Laffont Marc D Beer William H Lewis Mark J Fitzpatrick Aegerion Pharmaceuticals Inc
Gauthier, Stephanie Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
CheckFundManager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
William D'eredita Cameron Clement Dean W Morris John Campbell Richard M van Nostrand Randy W Pirkle Neilson Brown Fred Wetzel Edward C Mitchell Jr Cornerstone Investment Partners LLC Legato Capital Management Investments LLC Legato Capital Management LLC Legato Capital Management Ventures LLC Dale Kirk Patrick Thompson Sr of Chilton Investment Company LLC Unum Group Tupperware Brands Corp fka Tupperware Corp SPX Corp Ryder System Inc Principal Financial Group Inc People's United Financial Inc Lincoln National Corp HealthSpring Inc CNA Financial Corp Continental Resources Inc United Online Inc Resources Connection Inc KB Home Itron Inc Harte Hanks Inc Geron Corp Esterline Technologies Corporation
6/10/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/7/2011 6/7/2011 6/7/2011 6/10/2011 6/6/2011 6/6/2011 6/10/2011 6/6/2011 6/6/2011 6/6/2011 6/6/2011 6/10/2011 6/6/2011 6/6/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Sandor, Jamie Edwards, Mark
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Creative Services, Inc. Bioscience Advisors
Deluxe Corporation Corrections Corp of America Cephalon Inc Jason Hogan of Fidelity Investments Millennium Pharmaceuticals Inc Form S-1 Exhibits 10.29 thru 10.31 and 10.33 file number 333-2490 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.1 thru 10.3 dtd 08/14/96 Millennium Pharmaceuticals Inc Form 10-K Exhibits 10.40 thru 10.43 dtd 03/31/2011 Millennium Pharmaceuticals Inc Form 10-Q Exhibits 10.4 thru 10.8 dtd 08/14/1997 ICOS Corp Form 10-Q Exhibits 10.17 thru 10.22 dtd 03/31/97 ICOS Corp Form 8-K Exhibits 10.2 and 10.3 dtd 08/26/97 ICOS Corp Form 10.Q Exhibits 10.1 thru 10.5 dtd 11/13/98 ICOS Corp Form 10-Q Exhibits 10.1 thru 10.5 dtd 06/30/00 ICOS Corp Form 10-Q Exhibit 10.1 dtd 08/14/01 ICOS Corp Form 8-K Exhibit 10.1 dtd 12/22/04
6/10/2011 6/10/2011 6/10/2011 6/9/2011 6/9/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011
ICOS Corp Form 8-K Exhibit 10.1 dtd 01/28/05 6/9/2011 Vernalis PLC Form 20-F Exhibit 4.5(D) dtd 12/31/04 Vernalis PLC Form 20-F Exhibits 4.3(F) thru 4.3(H) 4.5 4.6(A) thru 4.7(E) dtd 06/29/06 Vertex Pharmaceuticals Inc Form 10-K Exhibit 10.35 dtd 12/31/03 Vertex Pharmaceuticals Inc Form 8-K Exhibits 99.2 and 99.4 dtd 06/24/04 Vertex Pharmaceuticals Inc Form 8-K Exhibits 99.1 dtd 06/11/04 Richard Wartenberg 6/9/2011 6/9/2011
Edwards, Mark Edwards, Mark Edwards, Mark Amado, Selin Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Verdis Investment Management Bioscience Advisors Bioscience Advisors
6/9/2011 6/9/2011 6/9/2011 6/9/2011
6/9/2011 Vertex Pharmaceuticals Inc Form 8-K Exhibits 10.1 dtd 03/31/06 Vertex Pharmaceuticals Inc Form 10-Q Exhibits 6/9/2011 10.1 dtd 06/30/06
Edwards, Mark Messina, Alicia Clark, Janine Clark, Janine Casdia, Christopher Sawyer, Kim Sawyer, Kim Amado, Selin Amado, Selin Amado, Selin Amado, Selin Amado, Selin Amado, Selin Goldstein, Matthew
Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.2 dtd 06/30/07 Campbell Campbell Edwards & Conroy Robert A Nagy and MacGregor Financial Securities Inc The Maryland Firm LLC Frank Porter Stanberry The Maryland Firm LLC Homrich Berg The Locator Services Group Ltd The Locator Services Group Ltd Verdis Investment Management Verdis Investment Management Verdis Investment Management Verdis Investment Management Verdis Investment Management Verdis Investment Management Reuters Stanberry & Accociates Golub Capital Unclaimed Monies account (20x6133) Fair Funds & Distribution Funds Sebastian Kuehn of Activum SG Capital Management Ltd Axel Kochsiek of Activum SG Capital Management Ltd Saul Goldstein of Activum SG Capital Management Ltd Andreas Lehner of Activum SG Capital Management Ltd Activum SG Capital Management Ltd
Bioscience Advisors
6/9/2011 6/10/2011 6/1/2011 6/1/2011 6/10/2011 5/23/2011 5/23/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011 6/9/2011
11-07954-FOIA 11-07955-FOIA
Ortega, Maria Krueger, Scot
6/9/2011 Andreas Beckmann of Activum SG Capital Management Ltd Memorandum of Understanding (MOU) between 6/9/2011 the SEC and the FBI re: Market Intelligence Unit Saxon Asset Securities Trust 2007-1 6/9/2011 Impac Secured Assets Corp Mortgage PassThrough Certificates Series 2001-3 8-K Prospectus AOL LLC Conversion Solutions Holdings Corp & Furia Organization UBS AG 6/11/2011
Campbell, Luke Kindler, Thomas Poulos, Marisa Dellutri, Carmen Wein, George Leach, Robert
Olen Properties Dellutri Law Group Select Information Exchange, Inc. Assistant Professor of Finance
6/9/2011 6/2/2011 6/9/2011
Option One Mortgage Loan Trust 2007-5 Exhibit 5/27/2011 4.1 PSA Registered Investment Advisors (RIA) Form 6/9/2011 ADV Part 1 and 2 list of public companies who filed Chapter 11 6/7/2011 Bankruptcy form 01/01/2010 to present FOIA Requet 10-01990-FOIA Corcept Therapeutics Daniel Joseph Mack 6/10/2011 6/13/2011
11-07962-FOIA 11-07963-FOIA
Cunha, Daniel Wall, Lindsay
Latham & Watkins LLP Check Fund Manager, LLC
Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Malinowski, Thomas Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Castro, Lisa Brunson, Jeremy McLaughlin, Matthew Kevin Chase, Andre Bizzell, John Fischer, Douglas Fischer, Douglas
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Inmate No. 312527 RCI No. 336-051 Weber State University Cadwalader Wickersham & Taft LLP Cadwalader Wickersham & Taft LLP
Nantahala Capital Management LLC Wilmot Bain Harkey of Nantahala Capital Management LLC Stephen Dengler Lane Alexander Charles Frank Weight Watchers International Inc Valmont Industries Inc Take Two Interactive Tootsie Roll Industries Inc RPM International Inc Great Plains Energy Inc Gentex Corp EnergySolutions Inc Commvault Systems Inc CTC Media Inc Chilton Private Clients LLC fka Chilton Investment Advisors LLC Chilton Investment Partners LP Chilton Investment Company Inc Chilton Investment Company LLC Chilton Trust Management LLC Paul Staib of Staib Financial Planning LLC registration check on various companies
6/13/2011 6/13/2011 6/13/2011 6/13/2011 6/13/2011 6/13/2011 6/13/2011 6/13/2011 6/13/2011 6/13/2011 6/13/2011 6/13/2011 6/13/2011 6/13/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/13/2011 6/1/2011
OIG 505 CTR records related to 10-05046-FOIA 6/14/2011 Potash Corp of Saskatchewan Tams-Witmark Music Library regulation SHO & correspondence with Congress from 10-28-03 to the present regulation SHO internal communications of TM OGC & Commissioners 10-28-03 to 01/01/08 6/7/2011 6/13/2011 6/13/2011 6/13/2011
11-07990-FOIA
Fischer, Douglas
Cadwalader Wickersham & Taft LLP
6/13/2011 flex options & REG SHO communication with Chicago Board Options Exchange (CBOE) American Stock Exchange Finra & the SEC from 10/28/03 to 01/01/08
Fischer, Douglas Kiernan, Cortney Kiernan, Cortney Gauthier, Stephanie Gauthier, Stephanie Malinowski, Thomas Lichtcsien, Susan Lichtcsien, Susan Wall, Lindsay Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Lopez, Noberto Macalma, Norma Macapinlac, Dante Montoya, Ramnar Navarro, Teresita
Cadwalader Wickersham & Taft LLP Check Fund Manager, LLC Check Fund Manager, LLC CheckFundManager, LLC CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC -
flex options & REG SHO correspondence between 10/28/03 & 01/01/08 Fulcrum Asset Management Gavyn Davies of Fulcrum Asset Management York Capital Management
6/13/2011 6/14/2011 6/14/2011 6/14/2011
James G Dinan of York Capital Management LLC 6/14/2011 Eliav Ilan Assouline Alpha One Capital Partners Daniel Thetchananurthy Niles of Alpha One Capital Partners Omega Advisors Inc Leon G Cooperman Volcano Corp Savient Pharmaceuticals Inc Orbital Sciences Corporation National Instruments Corp MICROS Systems Inc Level 3 Communications Inc Joy Global Inc Jo-Ann Stores Inc AnnTaylor Stores Corp Arkansas Best Corp Andor Participating Partners LLC Andor Opportunity Fund LP Andor Capital Management Inc Andor Technology Fund LP Andor Capital Management LLC Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 6/14/2011 5/17/2011 5/24/2011 5/24/2011 5/12/2011 5/24/2011
Repollo, B Retuta, Susan Rodriguez, Julie Romanello, Gustavo Saporsantos, Rodante Shin, Jay Taguines, Pamela Colon, Quasie Halder, Anthony Le Tat, Phuong Moore, Margaret Ng, Samuel Huang, Ri Qiang Torres, Cheazy Williams, Kurt Zirgulis, Josephine Catedrilla, Anita/Efren Barajas, Esperanza Betonio, Rosita Collantes, Pat Hernandez, Demetria Kier, Elizabeth Lassanyi, Esperanza Lengson, Amelia Lichtcsien, Susan Lichtcsien, Susan Langston, Catherine Lichtcsien, Susan Theriault, Stephanie Baig, Aelish Gaukroger, Gavin Varghese, Jacob
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Robbins Geller Rudman & Dowd LLP Ascella Technologies, Inc
Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Highfields Capital Management LP Jonathan Scott Jacobson The Stoneharbor Group LLC Highfields Associates Residential Mortgage Records Computer Sciences Inc RBC Capital Markets Corp 09 CIV 5172 BPPAS Maintenance Contract SEC HQ1-07-D0320
5/12/2011 5/12/2011 5/12/2011 5/21/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/17/2011 5/12/2011 5/24/2011 5/12/2011 5/31/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 5/23/2011 5/12/2011 5/12/2011 5/12/2011 5/12/2011 6/15/2011 6/15/2011 6/15/2011 6/15/2011 6/1/2011 6/14/2011 6/14/2011 6/15/2011
11-08053-FOIA 11-08054-FOIA
Fischer, Douglas Collins, James
Cadwalader Wickersham & Taft LLP O'Reilly Collins
11-08055-FOIA
Collins, James
O'Reilly Collins
11-08056-FOIA
Collins, James
O'Reilly Collins
11-08057-FOIA
Collins, James
O'Reilly Collins
11-08058-FOIA
Collins, James
O'Reilly Collins
11-08059-FOIA
Collins, James
O'Reilly Collins
11-08060-FOIA
Collins, James
O'Reilly Collins
Hursell, Donald Laplana, R d/J Sun, Agnes Best, Otis Brown, Bethany McArdle, Christopher Albin, David Bishop, Keith Mierzejewski, Mark Lichtcsien, Susan Lichtcsien, Susan Langston, Catherine Costello, Maureen Costello, Maureen h
Citizen Tribune Alston & Bird LLP Allen Matkins Leck Gamble Mallory & Natsis LLP Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research
SEC Open Meetings October 22, 2003 and June 23, 2004 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar, transcript of Addie Downing 3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar transcript of Jonathan Merriman 3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar, transcripts of Christopher Aguilar 3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar transcripts of Dennis Arcilla3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar transcripts of Spencer Grimes 3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar transcripts of Shelly B Schaffer 3-13681 Merriman Curhan Ford & Co, D. Jonathan Merriman and Christopher Aguilar transcripts of John Samo 3-13681 Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Residential Mortgage Records Green Mountain Coffee Roasters
6/15/2011 6/14/2011
6/15/2011
6/14/2011
6/14/2011
6/14/2011
6/14/2011
6/14/2011
6/15/2011 5/17/2011 5/12/2011 6/14/2011 6/14/2011
Wit Capital and Wit Capital Digital Stock Market 6/15/2011 filings Residential Mortgage Records 6/15/2011 SECs electronic mail retention policy Daniel A Schwartz Ananthan Kumar Thangavel of Lakshmi Capital Management LLC Lakshmi Capital Management LLC Jason Stuart Donald of DE Shaw and Co LP Zynga Inc Owen Van Natta 6/15/2011 6/16/2011 6/15/2011 6/15/2011 6/16/2011 6/15/2011 6/15/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Perrot, Camille Woodward, Pamela Edwards, Mark Edwards, Mark Edwards, Mark
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research PCAOB Bioscience Advisors Bioscience Advisors Bioscience Advisors
John Schappert David Wehner Cadir Lee Mark Vranesh Reginald Davis aka Reggie Davis Bradley Feld aka Brad Feld William Gordon aka Bing Gordon Reid Hoffman Jeffrey Katzenberg aka Jeff Katzenberg Stanley J Meresman SEC Litigation Releases 1990-1995 Medicis Pharmaceuticals Inc Immunex Corp File 8-K Exhibit 10.1 Dov Pharmaceutical Inc Form 10-K Exhibit 10.58 dtd 12/31/06 Dov Pharmaceutical Incnka Euthymics Bioscience Form 10-K Exhibit 10.58 dtd 03/30/2007 Dov Pharmaceutical Inc nka Euthymics Bioscience Form 8-K Exhibit 10.1 Dov Pharmaceutical Inc nka Euthymics Bioscience Form S-1 Exhibits 10.3 thru 10.5 10.8 10.10 and 10.11 dtd 01/28/02 Human Genome Sciences Inc Form 10-K Exhibit 10.22 dtd 10.22 Human Genome Sciences Inc Form 10-Q Exhibits 10.1 and 10.2 Human Genome Sciences Inc Form 10-K Amendment 1 Exhibit 10.66 dtd 12/31/97 Human Genome Sciences Inc Form 10-Q Exhibit 10.1 dtd 09/30/96 Human Genome Sciences Inc Form 10-Q Amendment 1 Exhibits 10.2 thru 10.5 dtd 08/20/96 Human Genome Sciences Inc Form 10-K Amendment 1 Exhibits 10.15 and 10.16 dtd 12/31/95 Vertex Pharmaceuticals Inc Form 10-K Exhibit 10.26 dtd 03/26/2001
6/15/2011 6/15/2011 6/15/2011 6/15/2011 6/15/2011 6/15/2011 6/15/2011 6/15/2011 6/15/2011 6/15/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2006
11-08091-FOIA 11-08092-FOIA
Bioscience Advisors Bioscience Advisors
6/16/2011 6/16/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
6/16/2011 6/17/2011 6/16/2011 6/16/2011 6/17/2011
11-08098-FOIA
Edwards, Mark
Bioscience Advisors
6/16/2011
11-08100-FOIA
Edwards, Mark
Bioscience Advisors
6/16/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Rome, Mark Mantell, Nanette Crenshaw, William Thomas, Trena Rutten, Ashley Langston, Catherine
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors ReedSmith Inmate #98B0745 Vertical Screen, Inc Check Fund Manager, LLC
Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 11/15/99 Vertex Pharmaceuticals Inc Form 10-K Exhibit 10.27 dtd 12/31/99 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 09/30/98 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 09/30/97 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 06/30/97 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 03/31/96 Vertex Pharmaceuticals Inc Amendment 1 to Form 10-Q Exhibit 10.2 dtd 03/31/96 Vertex Pharmaceuticals Inc Form 10-Q Exhibit 10.1 dtd 03/31/00 tips complaints referrals ethics and OIG complaint databases DUSA Pharmaceuticals Form 10-K/A Exhibit 10(q) Adult Vest Inc Residential Mortgage Records Thomas J Conlin Elizabeth Lutkus aka Elizabeth Stockham of Kamunting Street Capital Management LP Stuart Steckler aka Stu Steckler Highline Capital Management LLC Jacob Wolf Doft Timothy Rider Aka Tim Rider Steven A Goldfarb David J Goldfarb William E Parodi Aka Bill Parodi Walgreen Co United Technologies Corporation United States Cellular Corporation Ruddick Corp Pall Corporation Eli Lilly & Company
6/16/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2011 6/15/2011 6/16/2011 6/10/2011 5/26/2011 6/16/2011 6/17/2011
Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
6/16/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Walker, Marina lambrecht, Colleen lambrecht, Colleen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Littler Nisen & Elliot, LLC Nisen & Elliot, LLC
Kid Brands Inc Corning Inc Cintas Corp Air Methods Corp Econohomes & Garrett Weissbein Borg Warner Inc Borg Warner Automotive Inc Form 10-K and Registration Statement Burns International Services Corp Borg Warner Security Corp Form 10-K and Registration Statement Axial Capital LP Axial Capital Institutional LP Axial Capital Partners GP LLC Axial Capital Management LLC
6/16/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2011 6/16/2011
Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Servaites, Charles Busby, Lizell Honrade, Anita Dukes, Sara Dukes, Sara
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Servaites Research Deloitte Recap, LLC Deloitte Recap, LLC
6/17/2011 6/17/2011 6/17/2011 6/17/2011
Marc P. Andersen of Axial Capital Management, 6/17/2011 LLC Utah Street Networks Inc 6/17/2011 Presidio Media Inc Mark Pincus Zynga Game Network Inc Freeloader Inc Tribe Networks Inc Myminilife Inc Svair LLC Facebook Inc ILike Inc Amazon.Com Commerce Services Inc Tiburon Entertainment Trans Union Corporation Form 10-K Residential Mortgage records Residential Mortgage Records 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/17/2011 6/20/2011 6/17/2011 5/12/2011
Novavax Inc Exhibits 10.33 and 10.34 Form 10- 4/18/2011 K Novavax Inc Exhibits 10.1 and 10.2 Form 10-Q 4/18/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Novavax Inc Exhibit 10.34 Form 10-K Nuvelo Inc Exhibit 10.59 Form 10-Q Nuvelo Inc Exhibit 10.56 Form 10-K Nuvelo Inc Exhibit 10.53 Form 10-Q
4/18/2011 4/18/2011 4/18/2011 4/18/2011
Nuvelo Inc Exhibits 10.48, 10.49 and 10.51 4/18/2011 Form 10-K NxStage Exhibits 10.17, 10.18 and 10.19 Form 4/18/2011 S-1 Heartport Inc Exhibit 10.7 Form S-1 4/18/2011 Heartport Inc Exhibit 10.9 Form 10-K Cepheid Exhibit 10.5 Form 10-Q Onyx Pharmaceuticals Inc Exhibit 10.31 Form 10-Q Cytoclonal Pharmaceuticals Inc nka Opko Heath Form SB-2 Exhibit 10.42 Post Effective Amendment No.2 Cytoclonal Pharmaceuticals Inc nka Opko Health Form 8-K Exhibits 10.1, 10.3, 10.4 and 10.5 Cytoclonal Pharmaceuticals Inc nka Opko Health Form SB-2 Exhibit 10.33 ISIS Pharmaceuticals Inc Form 8-K Exhibits 10.2, 10.5 and 10.6 Optimer Pharmaceuticals Form S-1 Exhibits 10.1 through 10.11 Optimer Pharmaceuticals Inc Form 8-K Exhibits 10.1 and 10.4 Noven Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Noven Pharmaceuticals Inc Form 10-K Exhibit 10.36 Noven Pharmaceuticals Inc Form 10-K Exhibit 10.30 Cima Labs Inc Form 10-Q Exhibit 10.26 Palatin Technologies Inc Form 10-K Exhibits 10.27 and 10.28 Palatin Technologies Inc Form 10-Q Exhibit 10.32 Oscient Pharmaceuticals Corp Form 10-Q Exhibits 10.1 and 10.2 Oscient Pharmaceuticals Corp Form 10-Q Exhibits 10.1, 10.3 and 10.4 4/18/2011 4/18/2011 4/18/2011 4/18/2011
11-08169-FOIA
Dukes, Sara
Deloitte Recap, LLC
4/18/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
4/18/2011 4/18/2011 4/25/2011 4/18/2011 4/18/2011 4/18/2011 4/18/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Weismann, Anne
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC CREW
Oscient Pharmaceuticals Corp Form 10-Q Exhibits 10.1 and 10.2 Oscient Pharmaceuticals Corp Form 10-K Exhibits 10.43 and 10.44 Oscient Pharmaceuticals Corp Form 8-K/A Exhibits 2.1 and 10.1 Oscient Pharmaceuticals Corp Form 10-Q Exhibits 10.1, 10.2 and 10.3 OSI Pharmaceuticals Inc Form 10-Q Exhibit 10.1 OSI Pharmaceuticals Inc Form 8-K Exhibit 2.1 OSI Pharmaceuticals Inc Form 8-K Exhibits 10.1 and 10.2 OSI Pharmaceuticals Form 10-K Exhibits 10.51 through 10.58 OSI Pharmaceuticals Inc Form 10-K Exhibit 10.61 CuraGen Corp Form 8-K Exhibit 10.1 Depomed Inc Form 8-K Exhibit 10.1
4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011 4/25/2011
Acambis on Amendment 1 to Form 20-F Exhibit 4/25/2011 4.17 Embrex Inc Form 10-Q Exhibit 10.2 4/25/2011 Orchid Cellmark Inc Form 10-K Exhibit 10.30 Action Taken Since Boston Consulting Groups Report Organizational Study and Reform Electronic Arts Inc Microsoft Corporation Bytetaxi Inc MSFT Washington Corporation Stubhub Inc Cadir Lee Limited Partnership Supportsoft Inc Support.com Inc Habanero Software Tryad Inc Latis Networks Inc Hillwood Lane LLC 4/25/2011 6/13/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011
Gauthier, Stephanie Gauthier, Stephanie Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Lichtcsien, Susan Lichtcsien, Susan Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Deyneha, Natalia Deyneha, Natalia Koskoff, David Lisulo, Angela Lisulo, Angela
CheckFundManager, LLC CheckFundManager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research -
Trend Capital LLC Ashwin Vasan Leslie A Waite Fernando Inzunza Kelly R Ko James Veers Leighton A Carter Stephen Malcolm Wendell F Williams Lombardia Capital Partners LLC Lombardia Capital Partners Inc Valenzuela Capital Partners Inc Valenzuela Capital Management Inc Valenzuela Capital Partners LLC Jorge G Castro Fabiola Barrios Alvin W Marley Timothy Chuck Lee Vegasoul Capital Management Limited Michael Lawrence Klarman Melissa Sun Ko aka Melissa Hahn and Sun J Ko Covepoint Capital Advisors LLC Covepoint Capital GP II LLC Covepoint Commodity Currency Fund LP LLC Covepoint Capital GP LLC Covepoint Emerging Markets Macro Fund LP William R Langton aka Bill Langton Howard S Rubin Thomas J Dodd Walt Disney Co 10-K PROSP Nike Inc 10-K PROSP
6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/3/2011 6/20/2011 6/20/2011
Scott, Lauren Scott, Lauren Shriver, David Borja, Paul Lisulo, Angela Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Fernandez, Gregory Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Flagstar Bancorp International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Branch Banking & Trust Co PROSP Bank of America NA Tiffany & Co Form S-1 Exhibit 10.5
6/20/2011 6/20/2011 6/17/2011
Flagstar Bankcorp Inc FOIA Request 11-07703- 6/16/2011 FOIA Coca Cola Co 10-K PROSP 6/20/2011 Gregory V Fernandez Jason A Saunders Philip Mazzei Financial Advisors Loring Ward Gordon J Bernhardt Bernhardt Wealth Management John M Fedders 772 Inc Action Marketing Group Robert J Schuham aka Bob Schuham Kona Const Anthony L Franco R Robb Wilson aka Richard Robb Wilson Rebecca L Flavin aka Rebecca L Thomas EffectiveUI Inc aka Effective UI Inc Resmed Inc MKS Instruments Inc Kohl's Corporation Goldman Sachs Group Inc Global Payments Inc Daktronics Inc Crocs Inc Cabela's Inc Air Products & Chemicals Inc Autonation Inc Terex Corporation Skyworks Solutions Inc 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011 6/20/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Lichtcsien, Susan Stolberg, Juan Bartko, Gregory Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie DePeau, Andrew DePeau, Andrew Wall, Lindsay Langston, Catherine Langston, Catherine Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Check Fund Manager, LLC Tannenbaum Helpern LLP Franklin County Detention Center CheckFundManager, LLC CheckFundManager, LLC CheckFundManager, LLC CheckFundManager, LLC CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Spectrum Pharmaceuticals Inc Collective Brands Inc aka Payless Shoesource Inc 3M Company Medtronic Inc Jabil Circuit Inc Celgene Corp Avnet Inc ABM Industries Inc Christopher Frederick Crawford of Vegasoul Capital Management Limited SEC Staff Directory
6/20/2011 6/20/2011 6/20/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/20/2011
Capstone Private Equity Bridge, Mezzanine Fund 6/20/2011 LLC Dorsal Capital Genpar MGP 6/21/2011 DCM Capital Partners Dorsal Capital Partners Genpar LLC Dorsal Capital Management Ryan Frick Arlon Capital Ari David Gendason Christopher Martin Zaback Mitchell Paul Koplin Cranshire Capital LP YET Inc Evulkan Inc Quova. Inc Beach View LLC Foundry Group Servicemagic Inc Mobius Venture Capital Inc Gold Systems Inc Epartners Inc Intensity Ventures 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/21/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Wall, Lindsay Wall, Lindsay Chea, Toly Sandor, Jamie Hursell II, Donald Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Marcus, Sally Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David
International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC SCS Financial Services, LLC Creative Services, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Intensity Fund 2008 LLC EPartners Solutions Inc William Thomas Grant aka Tom Grant aka W. Thomas Grant Robert Druten aka Bob Druten Mark David Coe Coe Capital Management LLC Background checks for Steven Richman and David Rasiel Kwan Lam aka Peggy Lam Wells Fargo Bank N.A. Thomas M Walsh Phd Nexx Systems Inc Novellus Systems Inc Stanley D Piekos Helix Technology Corporation Brooks Automation Inc American Superconductor Corporation August Technology Corporation Coherix Corporation Arthur L Keigler All Wet Technologies Inc Wayne G Holbrook Richard O Brajer aka Rick Brajer Lucy G Martindale aka Lucy G Mcgiffen Edward D McDonald aka E Duffy McDonald Paul C Sanders George M Kirtland aka G Mark Kirtland Liposcience Inc Three Arch Partners Three Arch Partners Pappas Ventures Sightline Partners
6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/21/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011
Evans, David Evans, David Petrone, Michele Petrone, Michele McKenna, Francine Channell, Bryce Best, Thomas Ross, Ezra Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Smallberg, Michael Weismann, Anne Deyneha, Natalia Deyneha, Natalia
International Business Research International Business Research University of California, Los Angles School of Law Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Project on Government Oversight CREW International Business Research International Business Research
Camden Partners Invesco Private Capital WorldCOM Enron Corporation 10A Reports Artfest International Inc (ARTS)
6/22/2011 6/22/2011 6/21/2011 6/21/2011 6/22/2011 6/22/2011
Bernard Madoff Investment Securities No-Action 6/22/2011 Letter Communications between SEC and Congress 6/8/2011 2002-Present Strategic Value Partners (UK) LLP 6/23/2011 Strategic Value Partners (Japan) LLC Strategic Value Partners (Deutschland) LLC Strategic Value Partners Ltd Strategic Value Partners GP (US) LLC Strategic Value Partners GP II LLC Strategic Value Partners LLC Judith L Shandling Christina Kelerchian Sydney Goff Noriko Watanabe Joseph B Hudepohl Soohyung Kim Standard General LP Standard General GP LLC Standard General LP Standard General Holdings LP Standard General Focus Fund LP Standard General Fund LP Standard General Management LLC Ethics recusals searchable records FOIA Logs Silver Spring Networks Michael A Dillon aka Mike Dillon 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/23/2011 6/23/2011 6/24/2011 6/24/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Vinoya, Segnorette Lengson, Amelia Herman, Michael Breckenridge, Francine
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Herman Pearl Button Company, Inc Strasburer & Price, LLP
George Flammer John R Joyce Jonathan I Schwartz Thomas R Kuhn aka Tom Kuhn Benjamin Kortlang aka Ben Kortlang Sun Microsystems ONI Systems Corp Metricom Residential Mortgage Records Residential Mortgage Mr. Fred Isabelle U.S. Money Reserve Inc; United States Rare Coin & Bullion Reserve, United States Vault Collection, U.S. Vault Collection, United States Vault Collection, LM, U.S. Vault Collection, LM, and Presidential Money Bureau Douglas James Bennett Peter M Budko Private Equity Capital Corporation (PECC) John Ramey PECC Whitney V LLC and PECC Whitney VI LLC PECC Prairie Capital III LLC and PECC Prairie Capital IV LLC PECC RLH Fund LLC PECC Resource Land Fund III LLC PECC Thomas H Lee Equity Fund VI, LP, LLC PECC JHW Greentree Capital LLC PECC Greenriver LLC Cubist Pharmaceuticals 10.3 Form 10-Q Cubist Pharmaceuticals 10-K Cubist Pharmaceuticals 10.2 Form 10-Q Cubist Pharmaceuticals 3/31/99 Form 10-Q Inc Exhibits 10.1 thru Inc Exhibit 10.12 Form Inc Exhibit 10.1 and Inc Exhibit 10.1 to the
6/24/2011 6/24/2011 6/24/2011 6/24/2011 6/24/2011 6/24/2011 6/24/2011 6/24/2011 5/12/2011 5/26/2011 6/21/2011 6/14/2011
Bennett, Douglas Evans, David Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Fleissig, Matthew Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
International Business Research Pathstone Family Office, LLC Pathstone Family Office, LLC Pathstone Family Office, LLC Pathstone Family Office, LLC Pathstone Family Office, LLC Pathstone Family Office, LLC Pathstone Family Office, LLC Pathstone Family Office, LLC Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
6/15/2011 6/24/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
Cubist Pharmaceuticals Inc Exhibit 10.3 to the 6/30/00 Form 10-Q Cubist Pharmaceuticals Inc Exhibit 3/31/2001 Form 10-Q Cubist Pharmaceuticals Inc Exhibit 10.3 to the 6/30/01 Form 10-Q Cubist Pharmaceuticals Inc Exhibit 9/30/01 Form 10-Q Cubist Pharmaceuticals Inc Exhibit 10.66 Form 10-K Cubist Pharmaceuticals Inc Exhibit 10-Q Cubist Pharmaceuticals Inc Exhibit 10.70 Form 10-K Cubist Pharmaceuticals Inc Exhibit 10.2 to the 6/30/04 Form 10-Q Cubist Pharmaceuticals Inc Exhibit and 10.5 Form 10-Q Cubist Pharmaceuticals Inc Exhibit 10.2 Form 10-Q Cubist Pharmaceuticals Inc Exhibit 3/31/07 Form 10-Q Cubist Pharmaceuticals Inc Exhibit 10-K Timothy M Leahy Jeffrey Rabinowitz Scott Kolar Andrew F Pyne David G Shell Steven M Barry
10.1 thru 10.1 to the 10.2 and 10.1 to the 10.64 thru 10.3 Form 10.69 and 10.1 and 10.1, 10.3 10.1 and 10.1 to the 10.37 Form
6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/27/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011
Goldman Sachs Group of Companies Inc Goldman Sachs Global Holdings LLC Goldman Sachs Group Inc Goldman Sachs & Co Royal Carribean Cruises Ltd PDL Biopharma Inc fka Protein Design Labs Jarden Corp Home Depot Inc Hanesbrands Inc
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Flir Systems Inc DIRECTV Group Inc Carbo Ceramics Inc Copart Inc Big Lots Inc VCA Antech Inc TeleTec Holdings Inc Tekelec Newmont Mining Corp Lam Research Kellogg Company Hologic Inc Genesis Energy LP Clinical Data Inc Colgate-Palmolive Company Dentsply International Inc VMWare Inc Massey Energy Company IDEX Corp Idexx Laboratories Inc HSN Inc Cree Inc CareFusion Corp Apollo Group Inc Adobe Systems Inc John R Jordan Randall J Holder David W Sparkman Danny D Ward Ronnie G Roles William E Haley Great White Energy Services Inc
6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/22/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Lichtcsien, Susan DePeau, Andrew Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC CheckFundManager, LLC CheckFundManager, LLC CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Royaltystat Royaltystat Royaltystat
JS2 The J2K Marketing Solutions LLC Dollar Systems Inc Thrifty Insurance Agency Inc DTG Operations Inc Thrifty Car Rental O'Gara Group Thomas M O'Gara aka Tom O'Gara Wilfred T O'Gara Michael J Lennon aka Mike Lennon Abram S Gordon Steven P Ratterman aka Steve Ratterman James W Noe aka Jim Noe CAM Horizon CAM Opportunity DC Asset Management Centrecourt Asset Management LLC Richard L Smithline Christophe Thomas Oliver A Evans of Dorsal Capital Management LLC Charles Minot Amory III Madison Liquidity Investors LLC Madison Capital Advisors Bryan Evans Gordon Medley Macro Fund Management Medley Credit Strategies Medley GP LLC Medley Capital LLC fka Medley Partners Seth Bulger Taube of Medley Capital LLC CBQ Inc Form S-1 Exhibit 10.16
6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/10/2011
Arthrocare Corp Inc Form 10-K/A Exhibit 10.27 6/10/2011 Aer Energy Resources Inc / GA Form 10-Q Exhibit 10.3 6/10/2011
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Costello, Maureen Mierzejewski, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Porter, Alathea Malinowski, Thomas Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia
Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat International Business Research Check Fund Manager, LLC Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors LibbyHoopes, P.C. Check Fund Manager, LLC Royaltystat Royaltystat Royaltystat
Aer Energy Resources Inc / GA Form 8-K Exhibit 10.1 First Horizon Pharmaceuticals Corp Form 10-Q Exhibit 10.1 Roberts Pharmaceutical Corp Form 10-K Exhibit 10.90 Celsion Corp Form 10-K Exhibit 10.9 Bioject Medical Technologies Inc Form 10-Q/A Exhibits 10.67 & 10.68 Vivus Inc Form 10-Q Exhibit 10.38 Vista Medical Technologies Inc Form 10-K405 Exhibit 10.57 Genetronics Biomedical LTD Form 10-Q Exhibit 10.1 Healtheon Corp Form S-1 Exhibit 10.16 Data Critical Corp Form 10-K Exhibit 10.16 Aviron Form 10-K405 Exhibit 10.20 Surmodics Inc Form SB-2 Exhibits 10.6 and 10.7 Osiris Therapeutics Inc Form S-1/A Exhibits 10.9 and 10.10 CNS Inc /DE Form 10-K Exhibit 10.11 Chaus Bernard Inc Form 10-Q Exhibit 10. Mohegan Tribal Gaming Authority Joshua Kushner Immunex Corp Exhibit 10.1 8-K Immunex Corp Exhibit 10.1 Form 8-K Immunex Corp Exhibit 10.1 Form 10-Q Immunex Corp Exhibit 10.1 11/6/01 Form 8-K Sepracor Inc Jonae Barnes John Emmanuel Olympitis Audible Inc Exhibit 10.32 to the 11/13/2000 Form 10-Q Tularik Inc Exhibits 10.6 and 10.7 to the 100/15/1999 Form S-1 Endosonics Corp Exhibit 10.25 to the 7/29/1996 Form 10-K/A
6/10/2011 6/10/2011 6/10/2011 6/10/2010 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/8/2011 6/24/2011
to the 7/1/96 Form 6/23/2011 to the 9/25/97 to the 6/30/01 and 10.2 to the 6/23/2011 6/23/2011 6/23/2011 6/23/2011 6/24/2011 6/10/2011 6/10/2011 6/10/2011
11-08507-FOIA 11-08508-FOIA
Coutinho, Marcia Coutinho, Marcia
Royaltystat Royaltystat
Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Lichtcsien, Susan Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Aclara Biosciences Inc Exhibit 10.11 to the 1/20/2000 Form S-1 Seattle Genetics Inc/WA Exhibits 10.18, 10.17, 10.15, 10.12, 10.3, 10.2 and 10.1 to the 12/05/00 Form S-1/A Seattle Genetics Inc/WA Exhibit 10.17 to the 3/6/2001 Form S-1/A DOV Pharmaceutical Inc Exhibit 10.10 and 10.9 to the 2/6/2002 Form S-1/A Computer Motion Inc Exhibit 10.6 to the 6/18/1997 Form S-1 Collagen Aesthetics Inc Exhibit 10.86 to the 2/13/1997 Form 10-Q Cadus Pharmaceutical Corp Exhibit 10.1 to the 3/11/97 Form 8-K Play By Play Toys & NovelTies Inc Exhibit 10.13 to the 3/17/1998 Form 10-Q Play By Play Toys & NovelTies Inc Exhibit 10.12 to the 10/29/1997 Form 10-K Trimeris Inc Exhibit 10.1 to the 8/13/01 Form 10-Q Trimeris Inc Exhibit 10 SEQ2 to the 8/13/1999 Form 10-Q Ribozyme Pharmaceuticals Inc Exhibit 10.49 to the 5/15/97 Form 10KSB/A Pathogenesis Corp Exhibit 99. (E)(2) to the 8/21/2000 Form SC 14D9 Diversa Corp Exhibit 10.15 to the 12/21/99 Form S-1/A Biomatrix Inc Exhibit 10.4 and 10.1 to the 5/15/1997 Form 10-Q Jonathan Jacob Green and/or Luxor Capital Group Thrifty Insurance Agency Inc Thrifty Truck Rental Thrifty-Rental-A System Inc TRAC Team Inc Dollar Operations Inc Dollar Rent A Car Systems Inc Dollar Rent A Car Inc Dollar Thrifty Automotive Group Inc KAM Cars of America Inc
6/10/2011 6/10/2011
6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011
Costello, Maureen Costello, Maureen Costello, Maureen Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Deyneha, Natalia Deyneha, Natalia
Rental Car Finance Corp Stemmons Inc Dailey International Inc Amy L Cappellanti-Wolf Eric P Dresselhuys Warren M Jenson Laura Dandrea Tyson Richard A Simonson Corbin A McNeill Scott A Lang Gary M Gysin Rajendra C Vaswani Warren M Weiss Thomas H Werner Michael A Dillon George H Flammer John R Joyce Jonathan I Schwartz Benjamin J Kortlang Silver Spring Networks Inc Thomas R Kuhn Mellody Louise Hobson David Schellhase a/k/a David Schulliyse Ariel Investments LLC Advised Assets Group ACMI Inc Ariel Securities Inc Ariel Investment Trust Ariel Mutual Funds The Patient Investor ColorSpan Corp VirtualFund Com Inc
6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/27/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Langston, Catherine Lichtcsien, Susan Reinhardt, Kelly Visek, Lauren Soto, Fernando Coutinho, Marcia Dolman, Robert Schwartz, Max Gauthier, Stephanie Schwartz, Max Coutinho, Marcia Coutinho, Marcia Fernandez, Gregory Jones, Eric Fernandez, Gregory Coutinho, Marcia Akerley, Kathleen Coutinho, Marcia Hautala, Laura Hoffer, Stewart
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Royaltystat CheckFundManager, LLC Royaltystat Royaltystat Manatt, Phelps & Phillips, LLP Royaltystat Schiff Hardin LLP Royaltystat POLITICO Hicks Thomas L.L.P.
Lukis Foundation Alacritech Inc Unicron Robotics Lab Drill X Inc Gateway Church Inc Cudd Pressure Control Inc Cudd Energy Svc Inc Halliburton Energy S True North Partners LLC Nelson P Peltz Stephen Charles Harris (Luxor Capital Group) Northern Telecom Limited Form 10-K Bank of America Home Loans Medi Ject Corp / MN Form 10-K405 Exhibit 10.26 dated 3/31/1999 Delta Equity Service Corp Independent Consultant Report 3-10708 Elan Corp Bapineuzumab Robert S Field Pfizer Inc Wyeth Bapineuzumab Cell Therapeutics Inc / Exhibit 10.43 dated 11/14/2001 Caliper Technologies Corp Form S-1 Exhibit 10.14 10.15 10.16 John M Fedders Wilshire Associates Inc Form ADV's filed from 1995-2009 Philip Mazzei Financial Advisors Multilink Technology Corp Form S-1/A Exhibit 10.14 dated 12/22/2000 Chevron Corp 10-K 1956 Jean Philippe Fragrances Inc Form 10-K405 Exhibit 10.69 dated 04/14/1998 Chairman Schapiro certain travel records Landry's Resturants Inc Paul S West
6/27/2011 6/27/2011 6/27/2011 6/27/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/24/2011 6/13/2011 6/10/2011 6/24/2011 6/16/2011 6/28/2011 6/16/2011 6/10/2011 6/10/2011 6/25/2011 6/28/2011 6/25/2011 6/10/2011 6/27/2011 6/10/2011 6/24/2011 6/27/2011
Hautala, Laura Hautala, Laura Arnold, Tom Hautala, Laura Hautala, Laura Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Thomas, Francis Reinhardt, Kelly Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Swift, Marcia Clair, Kenneth Malinowski, Thomas Malinowski, Thomas MacDonald, Michael Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
POLITICO POLITICO POLITICO POLITICO Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Thomson Reuters Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Commissioner Casey travel records for the 2011 Directors Forum Commissioner Paredes certain travel records Securities Act Release No.16964 Commissioner Aguilar certain travel records Commissioner Walter certain travel records Immunex Corp /DE/ Form 8-K Exhibit 10.1 dated 07/24/96 Immiunex Corp /DE/ Form 8-K Exhibit 10.2 dated 07/24/1996 Sage Inc/CA Ribogene Inc /CA/ Form S-1A Exhibit 10.34 dated 4/8/1998 LJL Biosystems Inc Form S-1 Exhibit 10.1 dated 12/31/1997 US Representative Christopher S Murphy Correspondence Robert (Bob) Francis Perille (Shamrock Capital Advisors) Compellent Technologies Inc Judd Rehab Consulting ATS Medical Inc ATS Medical Sales Inc American Medical Systems Holdings Inc Apogee Enterprises Inc Colder Products Residential Mortgage Records Investment Management memorandum to Chairman Levitt dtd 12/9/1994 Michael A LaSalle Andrew J Howard LPL Financial LLC Forms BR and Schedule E Stephen Douglas Royer Jr (Shamrock Capital Advisors) Shamrock Capital Investors Shamrock Capital Management
6/24/2011 6/24/2011 6/28/2011 6/24/2011 6/24/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/10/2011 6/27/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/28/2011 6/29/2011 6/29/2011 6/28/2011 6/29/2011 6/29/2011 6/29/2011
Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Gilman, Gregory McGrath, Laura Newsome, M. Phil Schleinkofer, Raymond Sandor, Jamie Sandor, Jamie Lichtcsien, Susan Lichtcsien, Susan Evans, David Evans, David Stamoulis, Alexandros
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC SEC Union NTEU Chapter 293 Verdis Wealth Management Creative Services, Inc. Creative Services, Inc. Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research -
Shamrock Capital Partners Shamrock Capital Growth Fund Shamrock Capital LP Shamrock Capital Advisors Budget related records for FY 10 and 11 Thomas Kolbe American Realty Capital Trust, Inc Effissimo Capital Management Ashley E Benjamin Guarang J Patel Russel Bernard Westport Capital Partners David Schellhase aka David Schulliyse Mellody L Hobson
6/29/2011 6/29/2011 6/29/2011 6/29/2011 6/7/2011 6/22/2011 6/30/2011 6/29/2011 6/2/2011 6/2/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011
Burke, Stacy Watzman, Nancy Steck, Brian Allison, David
Trombly Business Law Sunlight Foundation Mangrove Partners BrightScope, Inc.
6/29/2011 Putnam Programs Corp and/or Putnam Investment Program and/or Putnam Fund Distributors Inc Food Technology Service Inc Form S-18 Exhibit 6/30/2011 3.2 Investment Advisor Public Disclosure database 6/29/2011 Meritor Saving Bank to Form 10-K 10-Q 8K Investment advisor registration depository IARD filings and form ADVs in raw data format Rajat Gupta AP 3-14279 docket FINRA Form BD Compilation Theodore M Kniesche aka Ted Kniesche Michael A Koep aka Mike Koep Stephen H Lucas Eric N Pryor Lewis L Rich Richard D Barraza Robert J Latham Edward James Macias aka E James Macias 6/29/2011 6/30/2011
Goldstein, Matthew LaRoche, Greg Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Reuters LaRoche Research Partners LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
6/30/2011 6/29/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011
Deyneha, Natalia Eder, Steve Peper, Margaret Phillips-Fein, Kimberly Rothfeld, Michael Edwards, Mark
International Business Research The Wall Street Journal Meyers & Heim LLP The Wall Street Journal-News Bioscience Advisors
Fulcrum BioEnergy Chinese reverse mergers chinese companies VFG Advisors Inc Form ADV Report on Transactions in Securities in the City of New York dated 1977 Rajat Gupta AP 3-14279 Cubist Pharmaceuticals Inc Form S-1 Exhibits 10.1 10.2 10.7 10.10 and 10.12 6/25/96 Ilex Oncology Inc Form 8K Amendment 1 Exhibit 99.1 7/16/99 Ilex Oncology Inc Form 10-Q Exhibit 10.1 3/31/98 Ilex Oncology Inc Form S-1 Exhibit 10.13 thru 10.23 10.27 10.56 10.57 and 10.69 12/12/96 OSI Pharmaceuticals 10.61 12/31/06 OSI Pharmaceuticals and 10.2 6/4/04 OSI Pharmaceuticals 5/10/05 OSI Pharmaceuticals 6/17/04 OSI Pharmaceuticals 3/12/03 OSI Pharmaceuticals 12/21/01 Jeffrey A King Inc Form 10-K Exhibit
6/30/2011 6/30/2011 6/30/2011 6/30/2011 6/30/2011 7/1/2011
11-08655-FOIA 11-08656-FOIA 11-08657-FOIA
Edwards, Mark Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors
7/1/2011 7/1/2011 7/1/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Sandor, Jamie Keune, Marsha Smallberg, Michael Walsh, Barclay Coyne, John Tomaso, Kim Lichtcsien, Susan Langston, Catherine Mierzejewski, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Creative Services, Inc. Moore School of Business Project on Government Oversight New York Times JP Morgan Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
7/1/2011
Inc Form 8-K Exhibit 10.1 7/1/2011 Form 10-Q Exhibit 10.1 Inc Form 8-K Exhibit 2.1 7/1/2011 7/1/2011
Inc Form 8-K Exhibit 10.1 7/1/2011 Inc Form 8-K Exhibit 10.1 7/1/2011 6/30/2011 7/1/2011 7/5/2011 7/1/2011 7/1/2011 7/1/2011 7/6/2011 7/6/2011 7/6/2011
WMS Industries comment letter Putnam Investment Management LLC examination records Michael W Asimos AP No. 3-8352 report of hedge fund companies registered with the SEC Top Farms Investment Inc fka PT Investments Inc registration statement Richard Rhee Kim of Seer Capital Management LP Richard B dAlbert of Seer Capital Management LP Jonathan Mohrhardt
11-08673-FOIA 11-08674-FOIA 11-08675-FOIA
Gross, David Vegh, Mary Coffey, David
Electronic Arts Weil Gotshal & Manges LLP
Caroline Investment Co Ltd Zynga S-1 dated 7/1/11 exhibits Fundamental Portfolio Advisors Inc AP 3-9461 Steven P Feinstein affidavit and testimony
7/6/2011 7/5/2011 7/5/2011
11-08676-FOIA
Panos, Diane
Panos & Associates LLC
NASDAQ ONX Group Inc acquisition of Bloom 6/27/2011 Partners Inc 11/4/2008 SEC deal# 2024854020 Residential Mortgage Records American Can Company Form 10-K Triangle Industries Inc Form 10-K 1986 5/12/2011 7/5/2011 7/5/2011
Romeroso, Vedasto O'Connell, Jeffrey O'Connell, Jeffrey Schultz, Craig Mierzejewski, Mark Langston, Catherine Malinowski, Thomas Gauthier, Stephanie Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Johnson, Ernessa
DeLuca & Nemeroff DeLuca & Nemeroff Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC CheckFundManager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC Thomson Reuters
Capital Fund Management SA Form ADV 1/2006- 7/6/2011 6/2006 Richard Todd Francisco aka R Todd Francisco 7/6/2011 aka Todd Francisco Sarah Elizabeth Lutkus 7/6/2011 Andrew Jon Howard Walter Tsin Teledyne Technologies Inc Steris Corp Sigma Aldrich Corp Ruby Tuesday Inc Insulet Corp Manpower Inc IHS Inc Gardner Denver Inc Emerson Electric Co Claudia L Borg John Campbell Centrust Bank June 1990 International Bank For Reconstruction and Development Application For Exemption Under The Investment Advisors Act of 1940 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/7/2011 7/7/2011 7/5/2011
11-08697-FOIA 11-08698-FOIA
Bioscience Advisors Bioscience Advisors
Alexion Pharmaceuticals Inc Exhibit 10.1 to the 7/7/2011 4/30/04 Form 10-Q Alexion Pharmaceuticals Inc Exhibit 10.28 to 7/7/2011 Amendment 2 to Form 8-K
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Alexion Pharmaceuticals Inc Exhibit 99.2 to the 1/31/03 Form 10-Q Alexion Pharmaceuticals Inc Exhibit 10.24 to the 7/31/02 Form 10-K Alexion Pharmaceuticals Inc Exhibit 10.30 to the 1/31/00 Form 10-Q Alexion Pharmaceuticals Inc Exhibit 10.27 and 10.28 to the 7/31/99 Form 10-K OSI Pharmaceuticals Inc Exhibits 10.1 thru 10.3 to the 1/8/01 Form 8-K OSI Pharmaceuticals Inc Exhibits 10.1 to the 6/30/00 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.1 to the 3/31/00 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.38 and 10.39 to the 9/30/99 Form 10-K OSI Pharmaceuticals Inc Exhibits 10.1 thru 10.3 and 10.5 to the 6/30/99 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.1 to the 3/31/99 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.2 thru 10.4 to the 6/30/98 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.32 thru 10.35 to the 9/30/97 Form 10-K OSI Pharmaceuticals Inc Exhibits 10.1 to the 6/30/97 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.1 thru 10.4 to the 3/31/97 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.1 and 10.2 to the 12/31/96 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.9 to the 9/30/96 Form 10-K OSI Pharmaceuticals Inc Exhibits 10.1 thru 10.4 to the 3/31/96 Form 10-Q OSI Pharmaceuticals Inc Exhibits 10.1 thru 10.4 to the 12/31/95 Form 10-Q John P Flannery & James D Hopkins AP 3-14081 OIG - 505 Failure to Timely Investigate Allegations of Financial Fraud complete transcripts and exhibits Rajat K Gupta AP 3-14279 American Airlines Equipment Trust Certificate Series L Prospectus and Indenture
7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011
Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Eng, Gordon McLaughlin, Matthew Kevin Stempel, Jonathan Brizi, Angelo
Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Debevoise & Plimpton LLP -
7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011
11-08719-FOIA 11-08720-FOIA
Reuters America, LLC -
7/7/2011 7/7/2011
Hall, Heather Nguyen, Khanh Smart, Simon Mullins, Luke Schack, Justin Herman, Michael Cruz, Eduardo Carollo, Russell Langston, Catherine Gross, David Sullivan, Lindsey Lichtcsien, Susan Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Gauthier, Stephanie Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas Malinowski, Thomas Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen
LexisNexis The Brattle Group, Inc BTG Pactual Washingtonian Magazine Rosenblatt Securities, Inc Herman Pearl Button Company, Inc Check Fund Manager, LLC Creative Services, Inc. Check Fund Manager, LLC CheckFundManager, LLC CheckFundManager, LLC CheckFundManager, LLC CheckFundManager, LLC CheckFundManager, LLC CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research
MGIC Mortgage Company No Action Letter Scottish Power PLC Form 20-F Exhibit 2C Flagstone Reinsurance Holdings SA Form 10-K Exhibits 3.1 10.1-10.3 and 10.14 Snyder Communications Inc UBS ATS-R Interactive Brokers Residential Mortgage Loans News Corporation Glenview Capital Management LLC Lawrence E Silverton aka Larry E Silverton of Caroline Investment Co Ltd Gavin D Hall Moors & Cabot Incorporated Robert O Little Rajesh Agarwal BeaconLight GP LLC BeaconLight Domestic Fund LP BeaconLight Capital Noam Ohana Balestra Capital James L Melcher Athalog Trading Christopher M Maloney Julius Moschitz Citigroup Asset Management Rajesh T Kumar Pine River Domestic Management LP Pine River Liquid Mortgage Fund LP Pine River Capital Management (UK) Pine River Capital Management LLC Pine River Capital Management LP ASCO
7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 6/29/2011 6/29/2011 7/6/2011 7/11/2011 7/8/2011 7/1/2011 7/11/2011 7/11/2011 7/7/2011 7/5/2011 7/5/2011 7/5/2011 7/5/2011 7/8/2011 7/8/2011 7/5/2011 7/5/2011 7/11/2011 7/8/2011 7/8/2011 7/12/2011 7/12/2011 7/12/2011 7/12/2011 7/12/2011 7/5/2011
11-08752-FOIA 11-08753-FOIA 11-08754-FOIA
Costello, Maureen Costello, Maureen Costello, Maureen
OSCA a/k/a Offshore Service Company of America BJ Services Western Company aka Western Co or Western Sand Control Services or Western Petroleum Services Energy Cranes aka Sparrows Offshore Global Completion Services SPS International Nowsco Well Service Inc B.J.R.M. Investments LLC aka B J R M Investments LLC Bill O'Gara Chip Lennon O'Gara-Hess & Eisenhardt Armoring Co CIBIE CORPORATION PACIFIC STATES RESOURCES CORPORATION O'GARA COACH COMPANY LLC ROLLS ROYCE BUILDING LLC IMPORTS OF SANTA MONICA LLC ROLLS-ROYCE IV LLC John Wyatt Alderman of Trellus Management Company LLC Western Digital Corporation Wabco Holdings Inc Thermo Fisher Scientific Inc Supervalu Inc Sealed Air Corp Robert Half International Inc Praxair Inc National Semiconductor Corporation Mettler-Toledo International Inc Hunt JB Transport Services Inc Watsco Inc
7/5/2011 7/5/2011 7/5/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc.
7/5/2011 7/5/2011 7/5/2011 7/5/2011 7/5/2011 7/1/2011 7/1/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/12/2011 7/1/2011 7/1/2011 7/1/2011 7/1/2011 7/1/2011 7/1/2011 7/1/2011 7/1/2011 7/1/2011 7/1/2011 7/6/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Cohn, Scott
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. CNBC
TreeHouse Foods Inc Southern Copper Corp Omnicare Inc Fastenal Company Devon Energy Corporation Corn Products International Inc Chemed Corp China MediaExpress Holdings Inc Boston Scientific Corporation Questcor Pharmaceuticals Inc Pharmaceutical Product Development Inc Norfolk Southern Corp Navistar Microsoft Corp Mine Safety Appliances Co Interline Brands Inc Starwood Hotels & Resorts Worldwide Inc Honeywell International Inc
7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/6/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/12/2011
11-08800-FOIA
Campos, Tony
Leung, Shirley Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara
7/9/2011 OIG PI 10-38 Failure to Submit a Conflict-ofInterest Letter By Former Regional Office Senior Official OIG Report 11-15 Alleged False Statements and 7/8/2011 Misuse of Government Resources by OGC Attorney Residential Mortgage Records 5/12/2011 Connetics Corp Exhibits 10.53 and 10.54 Form 10-K Metabasis Therapeutics Inc Exhibit 10.4 Form 10-Q Albany Molecular Research Inc Exhibits 10.25 and 10.26 Form 10-K Ciphergen Biosystems Inc Exhibits 99.2 and 99.3 Form 8-K Alkermes Inc Exhibits 10.1 thru 10.5 Form S-1 Alkermes Inc Exhibits 10.16(b) and 10.16(c) Form 10-K 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Francis, Theo Tinkler, Sarah Coutinho, Marcia Dukes, Sara Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Morningstar Inc Royaltystat Deloitte Recap, LLC Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Deloitte Recap, LLC
CryoLife Inc Exhibit 10.1 Form 10-Q Alexion Pharmaceuticals Inc Exhibits 10.18 10.42 and 10.43 Form 10-K Alexza Pharmaceuticals Inc Exhibits 10.36 and 10.37 Form 10-K Alexza Pharmaceuticals Inc Exhibits 10.26 10.29 and 10.31 Allos Therapeutics Inc Exhibit 10.25 Form 10-K
7/2/2011 5/2/2011 5/2/2011 5/5/2011 5/2/2011
Allos Therapeutics Inc Exhibit 10.45 Form 10-Q 5/2/2011 Allos Therapeutics Inc Exhibit 10.18 Form 10-K 5/2/2011 Array Biopharma Inc Exhibit 10.34 Form S-1 Ore Pharmaceuticals Inc Exhibit 10.85a Form 10-K Alfacell Corp Exhibit 10.41 Form 10-Q Alfacell Corp Exhibit 10.39 Form 10-K OrthoLogic Corp Exhibit 10.1 Form 10-Q OrthoLogic Corp Exhibit 10.1 Form S-4 on Amendment 1 Bio Transplant Inc Exhibit 10.10 Form S-1 Amendment 1 Hewlett Packard Exhibit A to response letter dated 5/12/2011 Deutsche Bank Securities Inc FOCUSN Report Arthrocare Corp Form 10-K Exhibit 10.27 Abgenix Inc Form 10-K Exhibits 10.62 and 10.63 Sangamo Biosciences Form S-1/A Exhibit 10.7 Aviron Form 10-K405 Exhibit 10.21 Myriad Genetics Inc Form 10-QExhibit 10.8 SEQ9 Electropharmacology Inc Form 8-K Exhibit 1 SEQ-2 Cardiac Pathways Corp Form S-1/A Exhibits 10.6 and 10.8 VI Technologies ana Panacos Pharmaceuticals Inc Form 10-Q Exhibit 10.39 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 5/2/2011 7/12/2011 7/12/2011 7/7/2011 5/9/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 5/9/2011
Dukes, Sara Dukes, Sara Dukes, Sara Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Gliatech Inc Form 10-QExhibit 10.4 Amylin Pharmaceuticals Inc Form 10-Q Exhibit 10.62 Pozen Inc Form 10-Q Exhibit 10.1 Boston Scientific Corp Form 10-Q Exhibit 10.7 Connetics Corp Form 10-K-405 Exhibit 10.65 Corvas International Inc Form 10-Q Exhibit 10.58 Fuelcell Energy Inc Form 10-Q Exhibit 10.48 Avecor Cardiovascular Inc Form 10-K Exhibit 10.17 Cytrx Corp Form 8-K/A Exhibit 99 SEQ-3 Protein Design Labs Inc kna PDL Biopharma Form 10-Q Exhibit 10.1 Protein Design Labs Inc kna PDL Biopharma Form 8-K Exhibit 2.2 Protein Design Labs Inc kna PDL Biopharma Form 10-K Exhibit 10.51 and 10.52 Cornerstone Therapeutics Inc fka Critical Therapeutics Inc Form 10-Q Exhibit 10.2 Cornerstone Therapeutics Inc fka Critical Therapeutics Inc Form 10-Q Exhibit 10.5 Epix Medical Inc Form S-1/A Exhibit 10.19 Urologix Inc Form 10-K405 Exhibit 10.13 Signal Pharmaceuticals Inc Form S-1 Exhibits 10.33 10.47 and 10.49 Signal Pharmaceuticals Inc Form S-1/A Exhibit 10.48 Signal Pharmaceuticals Inc Form S-1/A Exhibit 10.45 Signal Pharmaceuticals Inc Form S-1 Exhibit 10.51 Collateral Therapeutics Inc Form S-1/A Exhibit 10.16 Healthtech Inc Form S-1/A Exhibit 10.10 CV Therapeutics Inc Form S-1/A Exhibit 10.23 Curis Inc Form 10-K Exhibit 10.02 Hybridon Inc Form 10-Q Exhibit 10.01
5/16/2011 5/16/2011 5/16/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 5/16/2011 5/16/2011 5/16/2011
Dukes, Sara Dukes, Sara Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Deloitte Recap, LLC Deloitte Recap, LLC
5/16/2011 5/16/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 5/9/2011 5/9/2011
Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Dukes, Sara Dukes, Sara Youngquist, Dean Dunagan, Sean Coutinho, Marcia Coutinho, Marcia Weiss, Miles Dukes, Sara Dukes, Sara Eng, Gordon Coutinho, Marcia Coutinho, Marcia Dukes, Sara Dukes, Sara Dukes, Sara
Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Deloitte Recap, LLC Deloitte Recap, LLC Judicial Watch, Inc Royaltystat Royaltystat Bloomberg, LP Deloitte Recap, LLC Deloitte Recap, LLC Debevoise & Plimpton LLP Royaltystat Royaltystat Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Illumina Inc Form 10-Q Exhibit 10.13 Amarin Corporation PLC Form 20-F Exhibit 2.1 Amarin Corporation PLC Form 20-F Exhibit 2.22.5 CytogenCorporation Form 10-K Exhibits 10.34 and 10.35 Cardiac Science Inc Form 10-KSB40 Exhibit 10.13 Millennium Pharmaceuticals Form 10-Q Exhibit 10.3 SEQ-4 Millennium Pharmaceuticals Form 10-Q Exhibit 10.1 SEQ-2 Magna Lab Inc Form 10-QSB Exhibit 10.38 Specialized Health Products International Inc Form 8-K/A Exhibit 10.1 Spectranetics Corp Form 10-Q Exhibit 10.14 SEQ-2 Trimeris Inc Form 8-K Exhibit 99.1 Senomyx Form 10-Q Exhibit 10.1 The Heritage Group No. 8-49422 Taconic Capital Advisors and or Taconic Capital Partners Inc Frank Brosens Cardima Inc Form S-1 Exhibit 10.18 Novoste Corp/FL Form S-1MEF Exhibit 10.2 Citadel Advisors LLC Form ADV SciClone Pharmaceuticals Form 10-Q Exhibits 10.2 and 10.3 Pain Therapeutics Inc Form 10-K Exhibits 10.810.11 John P Flannery and James D Hopkins Exhibits AP3-14081 Curon Medical Inc Form S-1/A Exhibits 10.14 Diametrics Medical Inc Form 8-K Exhibits 99.1 Novacea Inc Form 10-K Exhibit 10.24
5/16/2011 5/9/2011 5/9/2011 5/16/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 5/16/2011 5/16/2011 7/8/2011 7/13/2011 7/7/2011 7/7/2011 7/8/2011 5/16/2011 5/16/2011 7/12/2011 7/7/2011 7/7/2011 5/9/2011
Novacea Inc Amendment 1 Form S-1 to Exhibits 5/9/2011 10.24 and 10.25 Novacea Inc Form S-1 Exhibits 10.4-10.9 and 5/16/2011 10.12
Garcia, Lisette Frampton, Marcus Dukes, Sara Dukes, Sara Dukes, Sara Coutinho, Marcia Wheeler, Stephanie Butts, Patrick Dukes, Sara Dukes, Sara Coutinho, Marcia Dukes, Sara Coutinho, Marcia Coutinho, Marcia Taylor, Steven Bermig, Stephanie
Judicial Watch, Inc Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Royaltystat Sullivan & Cromwell, LLP FirstSouthwest Deloitte Recap, LLC Deloitte Recap, LLC Royaltystat Deloitte Recap, LLC Royaltystat Royaltystat Noerr, LLP
employees earning $225,000.00 since 1-1-11 SF-50's Calloway's Nursery Inc Form S-1 and Amendments Immunicon Corp Form S-1 Exhibit 10.31 and 10.37 Immunicon Corp Form 10-K Exhibits 10.34 Immunicon Corp Form 10-K Exhibits 10.29 Guidant Corp Form 10-Q Exhibits 10 SEQ-3
7/12/2011 7/8/2011 5/9/2011 5/9/2011 5/9/2011 7/7/2011
auction rate securities 33-8684 and AP 3-12310 7/11/2011 re FOIA 11-07616 auction rate securities 33-8684 and AP 3-12310 7/11/2011 re FOIA 11-07616 Medicines Co Form S-1 Exhibits 10.6 and 10.7 5/16/2011 Medicines Co Form S-1 Exhibits 10.6 and 10.7 Urosurge Inc Form S-1 Exhibits 10.7 EntreMed Inc Form 10-Q Exhibits 10.39.1 and 10.40 Medicines Co/MA Form S-1 Exhibits 10.7 Somnus Medical Technologies Inc Form 10-K Exhibit 10.15 SEQ-6 Dutch Gold Resources Inc comment letter 5/16/2011 7/7/2011 5/9/2011 7/7/2011 7/7/2011 5/12/2011
Infineon Technologies and Siemens 7/13/2011 Aktiengesellschaft contribution agreement 1999 Thomas Kolbe No-Action letters prior to 2007 study of investment trusts and investment companies 1938 Cabellas Inc Evercel Inc Form SB-2/A Exhibit 10.8 7/8/2011 7/11/2011 7/13/2011 7/9/2011 7/7/2011
McGrath, Laura Soltes, Eugene Clarke, David Fattig, Mark Coutinho, Marcia Dukes, Sara Dukes, Sara Dukes, Sara
Harvard Business School DLA Piper LLP (US) Royaltystat Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC
Alnylam Pharmaceuticals Inc Form 10-K Exhibit 5/9/2011 10.1 Alnylam Pharmaceuticals Inc Form 10-K Exhibit 5/9/2011 10.23 Alnylam Pharmaceuticals Inc Form 8-K Exhibit 5/9/2011 10.1
Papadimitriou, Odysseas Evolution Finance Sowersby, Shane Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Dukes, Sara Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Coutinho, Marcia Dukes, Sara Coutinho, Marcia Johnson-Robertson, T Erickson, Bradley Stolich, Sandra Vaughn, Linda Kong, Hong Molenda, David Molenda, David Sterngold, James Motz, Robert Motz, Robert Motz, Robert Motz, Robert The Insolvency Service Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Deloitte Recap, LLC Royaltystat Royaltystat Royaltystat Royaltystat Royaltystat Deloitte Recap, LLC Royaltystat Best Buy For Business Wolters Kluwer Law & Business Wolters Kluwer Law & Business Bloomberg News International Business Research International Business Research International Business Research International Business Research
Alnylam Pharmaceuticals Inc Form 10-Q Exhibits 10.1 and 10.3-10.7 Alnylam Pharmaceuticals Inc Form 10-Q Exhibit 10.1 Investment Advisor Registration Depository (IARD) Sutnam Singh Securities Advisory Group Inc Genaera Corp Form 10-Q Exhibits 10.1 10.2 10.4 Genaera Corp Form 10-K Exhibits 10.22 Heska Corp Form 10-K Exhibit 10.41
5/9/2011 5/9/2011 7/13/2011 7/13/2011 5/16/2011 5/16/2011 5/16/2011
Biomarin Pharmaceutical Inc Form 10-Q Exhibit 5/9/2011 10.1 Alpharma Inc Form 10-Q Exhibit 10.3 5/9/2011 Angiotech Pharmaceuticals Inc 10-K Exhibit 10.3 Cryocor incForm 10-Q Exhibit 10.19 Human Genome Sciences Inc Form 10-Q/A Exhibits 10.1-10.5 Human Genome Sciences Inc Form 10-Q Exhibits 10.1 Greatbatch Inc Form 10-K Exhibit 10.16 Vestar Inc Form 10-Q Exhibit 10.1 7/7/2011 7/7/2011 7/7/2011 7/7/2011 7/7/2011 5/9/2011
Surgivision Inc Form S-1/A Exhibit 10.12 SEQ-5 7/7/2011 Residential Mortgage Records list of credit card holders residential mortgage records residential mortgage records residential mortgage records Matthew Hedberg Barbara Doyle 7/14/2011 7/13/2011 7/13/2011 4/11/2011 4/6/2011 7/8/2011 7/8/2011
Wells Fargo Securities LLC fka Wachovia Capital 7/13/2011 Markets LLC AP 3-14320 Intermolecular Inc 7/8/2011 David Lazovsky aka Dave Lazovsky Tony Chiang aka Ping Chen Chiang Peter Eidelman aka Pete Eidelman 7/8/2011 7/8/2011 7/8/2011
Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert DePeau, Andrew Malinowski, Thomas Gauthier, Stephanie Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Lichtcsien, Susan Langston, Catherine Langston, Catherine Langston, Catherine Langston, Catherine Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Reinhardt, Kelly
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
John Behnke James C Hunter aka Craig Hunter Sandeep Jaggi Imran Hashim
7/8/2011 7/8/2011 7/8/2011 7/8/2011
Yoshiko Ashizawa aka Yosh Ashizawa aka Yoshi 7/8/2011 Ashizawa Chi-I Lang aka Chi Lang 7/8/2011 Angstron Systems Inc Sunrise Telecom Inc ImpactXoft Inc Cellon International Environmental Technology Services Inc LSI Corp Health Hero Network Inc Robert Bosch Healthcare Inc ETS Inc Applied Materials & Engineering Inc JOSEPH ANDREW JOLSON Hunter Global Investors LP 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/8/2011 7/13/2011 7/14/2011
Kelly D Wiesbrock of Harvest Capital Strategies 7/12/2011 LLC Philip Barach of Doubleline Capital 7/14/2011 Doubleline Capital Jeffrey Gundlach of Doubleline Capital Louis Charles Lucido of Doubleline Capital Thomas David Henwood of OMT Capital Management Paul Jay Glazer of Glazer Capital LLC Glazer Capital LLC OMT Capital Management LLC LBA Realty Philip A Belling Kevin C Lynch aka KC Lynch Public Pensions Inc 7/14/2011 7/14/2011 7/12/2011 7/14/2011 7/13/2011 7/13/2011 7/14/2011 7/14/2011 7/14/2011 7/13/2011 7/14/2011
Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Marcus, Sally Reinhardt, Kelly Marcus, Sally Reinhardt, Kelly Marcus, Sally Reinhardt, Kelly Marcus, Sally Reinhardt, Kelly Marcus, Sally Reinhardt, Kelly Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly
Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC EACM Advisors, LLC Check Fund Manager, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC
Trellus Resource Opportunity Fund LP Trellus Partners II LP Trellus Small Cap Opportunity Fund LP Trellus Company LLC Sands Capital Management LLC Trellus Partners LP Sands Capital Ventures LLC Trellus Small Cap Management Company LLC Sands Capital Manangement LP Trellus Management Company LLC Frank Melville Sands Jr Trellus Management Corporation Frank Melville Sands Sr
7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/15/2011 7/13/2011 7/15/2011 7/13/2011 7/15/2011 7/13/2011 7/15/2011 7/13/2011 7/15/2011
Adam L Usdan of Trellus Management Company 7/13/2011 LLC Robert Charles Puff Jr 7/15/2011 Robert Charles Hancock Thomas M Ricketts David E Levanson Albert M Sramek Sunil H Thakor Julian Pick Dennis E Adams Jr Lisa M Grozio Shelley R Huss Adam L Usdan Trellus Management Company LLC Truman Capital Advisors Truman Capital Holdings TruCap Advisors TruCap Investment Fund Truman Capital Investment 7/15/2011 7/15/2011 7/15/2011 7/15/2011 7/15/2011 7/15/2011 7/15/2011 7/15/2011 7/15/2011 7/15/2011 7/15/2011 7/15/2011 7/15/2011 7/15/2011 7/15/2011
Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Reinhardt, Kelly Costello, Maureen Mierzejewski, Mark Evans, David Gauthier, Stephanie Evans, David Gauthier, Stephanie Evans, David Evans, David Lichtcsien, Susan Evans, David Lichtcsien, Susan Evans, David Marcus, Sally Evans, David Marcus, Sally Evans, David Marcus, Sally Evans, David Marcus, Sally Evans, David Marcus, Sally Evans, David Marcus, Sally Marcus, Sally Marcus, Sally
Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC International Business Research Check Fund Manager, LLC International Business Research CheckFundManager, LLC International Business Research CheckFundManager, LLC International Business Research International Business Research Check Fund Manager, LLC International Business Research Check Fund Manager, LLC International Business Research EACM Advisors, LLC International Business Research EACM Advisors, LLC International Business Research EACM Advisors, LLC International Business Research EACM Advisors, LLC International Business Research EACM Advisors, LLC International Business Research EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
Anthony Gordon Miller Trellus Management Company LLC Randall J. Holder PLLC Holder Betz LLC Jeffrey P Winkler aka Jeff Winkler Peter J Federico aka Pete Federico Truman Capital Founders Robert M Couch aka Rob Couch Stephen A ONeill aka Steve ONeill Robin K Sheeley aka Rob Sheeley Prescott Ashe Thomas A Mingo aka Tom Mingo Golden Gate Capital Mark C Petroske Vaddio LLC Richard Mendy Haas New Vad LLC Daniel Seth Loeb Fun Trader Inc Southpaw Credit Opportunity Partners LP Acoustic Communication Systems Inc Southpaw Credit Opportunity Fund Ltd Hans E Bishop Howard Golden Dendreon UK Ltd Kevin Wyman Optimal Healthcare Solutions Ltd Southpaw Asset Management LP Diversified Health Systems Ltd Michael Axon SouthpawCredit Opportunity Master Fund LP Joseph Ciampi
7/12/2011 7/13/2011 7/13/2011 7/14/2011 7/14/2011 7/15/2011 7/14/2011 7/15/2011 7/13/2011 7/15/2011 7/13/2011 7/15/2011 7/13/2011 7/13/2011 7/18/2011 7/13/2011 7/18/2011 7/13/2011 7/18/2011 7/13/2011 7/18/2011 7/14/2011 7/18/2011 7/14/2011 7/18/2011 7/14/2011 7/18/2011 7/14/2011 7/18/2011 7/18/2011 7/18/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark Edwards, Mark
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors Bioscience Advisors
Robert Barron Robert Thompson Jeffrey Cohen Robert Ryon Michael Benedetto Alexion Pharmaceuticals Inc Form S-1 Exhibit 10.39 1/16/1997 Alexion Pharmaceuticals Inc Form 10-K Exhibits 10.37 and 10.38 7/31/96 Sima Therapeutics Inc Form 10-Q Exhibit 10.4 3/31/06 Sima Therapeutics Inc Form 10-Q Exhibit 10.4 9/30/05 Sima Therapeutics Inc fka Ribozyme Pharmaceuticals Inc Form 8-K Exhibits 2,6,8 and 12 1/7/00 Zed UK Ltd April One Six LLP Joao O Siffert
7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/17/2011 7/17/2011 7/17/2011 7/17/2011 7/17/2011
Evans, David Evans, David Evans, David Edwards, Mark
International Business Research International Business Research International Business Research Bioscience Advisors
7/14/2011 7/14/2011 7/14/2011
11-09040-FOIA 11-09041-FOIA
Evans, David Edwards, Mark
International Business Research Bioscience Advisors
Sima Therapeutics Inc fka Ribozyme 7/17/2011 Pharmaceuticals Inc Form S-1 Exhibits 10.62 to Amendment 1 4/6/1999 Chiron Corporation Ltd 7/14/2011 Sima Therapeutics Inc fka Ribozyme Pharmaceuticals Inc Form 8-K Exhibits 99.1 thru 99.5 11/23/98 Sima Therapeutics Inc fka Ribozyme Pharmaceuticals Inc Form 10-Q Exhibit 10.1 to Amendment 1 6/30/98 Wolverine World Wide Inc Sima Therapeutics Inc fka Ribozyme Pharmaceuticals Inc Form 10-K Exhibits 10.40 10.42 10.46 and 10.49 to Amendment 1 12/31/96 WebMD Health Corp Sima Therapeutics Inc fka Ribozyme Pharmaceuticals Inc Form 8-K Exhibits 1.1 and 1.2 6/11/97 Travelers Companies Inc Thomas & Betts Corp 7/17/2011
11-09042-FOIA
Edwards, Mark
Bioscience Advisors
7/17/2011
11-09043-FOIA 11-09044-FOIA
Gavin, J. Patrick Edwards, Mark
Disclosure Insight, Inc. Bioscience Advisors
7/12/2011 7/17/2011
11-09045-FOIA 11-09046-FOIA
Gavin, J. Patrick Edwards, Mark
Disclosure Insight, Inc. Bioscience Advisors
7/12/2011 7/17/2011
11-09047-FOIA 11-09048-FOIA
Gavin, J. Patrick Gavin, J. Patrick
Disclosure Insight, Inc. Disclosure Insight, Inc.
7/12/2011 7/12/2011
11-09049-FOIA
Edwards, Mark
Bioscience Advisors
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Gavin, J. Patrick Gavin, J. Patrick Edwards, Mark Edwards, Mark Deyneha, Natalia Deyneha, Natalia
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Bioscience Advisors Disclosure Insight, Inc. Disclosure Insight, Inc. Bioscience Advisors Disclosure Insight, Inc. Disclosure Insight, Inc. Bioscience Advisors Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Bioscience Advisors Disclosure Insight, Inc. Disclosure Insight, Inc. Bioscience Advisors Bioscience Advisors International Business Research International Business Research
Sima Therapeutics Inc fka Ribozyme Pharmaceuticals Inc Form 10-Q Exhibit 10.2 6/30/96 Lorillard Inc Lincare Holdings Inc Eagle Materials Inc Ciber Inc Accuray Inc OSI Pharmaceuticals Inc Form 10-Q Exhibit 10.3 3/31/07 TMS International Corp IXYS Corporation OSI Pharmaceuticals Inc Form 10-K Exhibits 10.51 thru 10.58 12/31/05 RRSat Global Communications Network Ltd Rigel Pharmaceuticals Inc OSI Pharmaceuticals Inc Form 10-Q Exhibits 10.1 and 10.3 6/30/03 INPHI Corp ICG Group Inc Envestnet Inc Ligand Pharmaceuticals Inc Form 8-K Exhibit 10.1 9/12/2006 Central Vermont Public service Corp California Pizza Kitchen Inc Ligand Pharmaceuticals Inc Form 10-Q Exhibit 10.293 6/30/06 Ligand Pharmaceuticals Inc Form S-1 Exhibit 10.287 1/13/2006 Richard K Matros aka Rick Matros
7/17/2011
7/12/2011 7/12/2011 7/12/2011 7/12/2011 7/12/2011 7/17/2011 7/14/2011 7/14/2011 7/17/2011 7/14/2011 7/14/2011 7/17/2011 7/14/2011 7/14/2011 7/14/2011 7/17/2011 7/14/2011 7/14/2011 7/17/2011 7/17/2011 7/13/2011
Talya Nevo-Hacochen Aka Talya NevoHacochen 7/13/2011 Aka Talya Nevo Aka Talya Hacochen Ligand Pharmaceuticals Inc Form 10-Q Exhibits 7/17/2011 10.275 and 10.276 3/31/04 Harold W Andrews Jr 7/13/2011 Ligand Pharmaceuticals Inc Form 10-K Exhibit 10.266 12/31/03 7/17/2011
11-09072-FOIA 11-09073-FOIA 11-09074-FOIA
Edwards, Mark Deyneha, Natalia Edwards, Mark
Bioscience Advisors International Business Research Bioscience Advisors
Deyneha, Natalia Deyneha, Natalia Edwards, Mark Deyneha, Natalia Deyneha, Natalia Troullier Jr, Marshall Deyneha, Natalia Greenbaum, Scott Deyneha, Natalia Motz, Robert Motz, Robert Gallinari, Christina Motz, Robert Motz, Robert Motz, Robert Mohan, Joanne
International Business Research International Business Research Bioscience Advisors International Business Research International Business Research International Business Research Life Goals Asset Management LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Nationwide
SABRA Health Care REIT Inc James C Flores Ligand Pharmaceuticals Inc Form 10-Q Exhibit 10.256 3/31/03 Winston M Talbert John F Wombwell Residential Mortgage Records Plains Exploration & Production aka PXP
7/13/2011 7/13/2011 7/17/2011 7/13/2011 7/13/2011 6/20/2011 7/13/2011
AIM Funds Group Invesco Funds Group Form N- 7/14/2011 2 2008-2010 Sun Healthcare 7/13/2011 Thomas Baruch aka Tom Baruch Irwin Federman Teeco Properties LP Form 10-K Exhibit 2.1 Isy Goldwasser Chemicals and Materials Enterprise Associates dba CMEA Virologic Inc 7/11/2011 7/11/2011 7/14/2011 7/11/2011 7/11/2011 7/11/2011
Nationwide Life Insurance Provident Mutual Life 7/14/2011 Insurance Company Prospectus Aclara Biosciences Netro Corp Symyx Technologies Magma Design Automation IAsiaWorks Aerogen Inc Physiometrix Inc Monolithic Memories Occam Networks Becker Associates Check Point Software @Road Inc Sandisk Corp New Focus Inc 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011 7/11/2011
Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert Motz, Robert
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
Motz, Robert Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Morrison, Shaun Crockett, David Marcus, Sally Marcus, Sally Marcus, Sally Kamel, Steve Marcus, Sally Marcus, Sally Kamel, Steve Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Majors, Eric Marcus, Sally Marcus, Sally
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research RethinkingDebt.org. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC STEVE A. KAMEL, P.C. EACM Advisors, LLC EACM Advisors, LLC STEVE A. KAMEL, P.C. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Inmate #33467112 EACM Advisors, LLC EACM Advisors, LLC
Angeles Life Sciences eCRM Concepts LLC BBILLC aka BBI LLC Placer Trading Co Inc Pourhouse Bar & Grill People I Know Communications aka PIK Communications Piper Software Lyris Inc Skybeam.Net Inc M&T Bank Corporation April Complaints Since 2011 FOIA log Clifford M Yount Joe Lu Daniel T Smythe Street Talk Advisors Premier Fund LP Josh Nadell Edward Joel
7/11/2011 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/5/2011 7/15/2011 7/14/2011 7/14/2011 7/14/2011 6/27/2011 7/13/2011 7/13/2011
Street Talk Advisers LLC Lance Roberts Michael 6/27/2011 Smith James Blake Elliott Greenberg 7/13/2011 Terry Kassel Steven Kasoff Keith Horn Jay Newman Gordon Singer Brian Miller Jonathan Pollock Paul Singer Eric R Majors Maximum Dynamics See AP 313975 Elliott Advisors Ltd (Asia) Elliott Advisors Ltd (HK) 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/5/2011 7/13/2011 7/13/2011
Majors, Eric Marcus, Sally Majors, Eric Marcus, Sally Marcus, Sally Majors, Eric Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Langston, Catherine Malinowski, Thomas Wall, Lindsay Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia
Inmate #33467112 EACM Advisors, LLC Inmate #33467112 EACM Advisors, LLC EACM Advisors, LLC Inmate #33467112 EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research
Eric R Majors Maximum Dynamics Cost of Prosecuting Elliott Advisors Ltd (UK) Eric R Majors Maximum Dynamics Questions regarding Lee Robinson Elliott Associates LP Hambledon Inc
7/7/2011 7/13/2011 7/9/2011 7/13/2011 7/13/2011
Eric R Majors Maximum Dynamics Questions on 7/6/2011 disgorement Elliott International Ltd 7/13/2011 Elliott International LP Elliott International Capital Advisors Inc Elliott Capital Advisors LP Elliott Special GP LLC Elliott Management Corporation Joseph R Brown Paul Blair Sagara of OMT Capital Management LLC John C Wilson aka Josh Wilson Gregory aka Greg Alan Essner Viad Corp Spartan Stores Inc PROS Holdings Inc Petroquest Energy Inc Procter & Gamble Co Orbotech Ltd HiSoft Technology International Ltd Ennis Inc Natus Medical ACCO Brands Corp Stephen M Simes Louis W Sullivan Phillip B Donenberg Biosante Pharmaceuticals 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/13/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011
Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Deyneha, Natalia Lynch, Sarah
International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Thomson Reuters
Cistron Biotechnology Unimed Pharmaceuticals Mitchell J Francis aka Mitch Francis Gynex Pharmaceuticals Savient Pharmaceuticals Bio-Technology General OIG Report 511 Complaint of Investigative Misconduct by Various Enforcement Attorneys David Maris Bank of America Biovail Corp and Gradient Analytics Bloomberg FOIA request related to auction rate securities (ARS) Michael Genovese Genovese Burford & Brothers exam letter dtd 4/31/2002 Heritage Communications Corp From 10-K Monroe Loan Society Forms 10-K and 8-K from 1930-1940 David Dominik of Golden Gate Capital Richard Musser Duff III William S Brennan Fasano Associates Inc Michael Vincent Fasano Millennium USA LP Millennium Management LLC Millennium Partners LP Millennium International Management Israel Alexander Englander of Millennium Management and Millennium Partners EXCEL METAL PRODUCTS INC SILVER SPRINGS RANCH INC aka SILVER SPRINGS LAND AND CATTLE COMPANY E-MOBILE INC THE ANCIENT ORDER OF HIBERNIANS DIVISION NUMBER ONE OF CHAMPAIGN COUNTY OHIO INTERFACE CONSULTING INCORPORATED
7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011
Lamparello, Patrick Montgomery, Thomas Moseman, Jessica Hoy, Amy Galletta, Patricia Gauthier, Stephanie Malinowski, Thomas Mierzejewski, Mark Wall, Lindsay Wall, Lindsay Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
Proskauer National Corp. Advisor Group Hoak & Co. College of Staten Island CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research
7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/16/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011
11-09191-FOIA
Costello, Maureen
7/19/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Stacy Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally
International Business Research International Business Research International Business Research International Business Research International Business Research Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC
O'GARA-TRACOR INC LSI INDUSTRIES INC O'GARA-HOMELAND DEFENSE SOLUTIONS INC KROLL INC DIFFRACTION LTD ViewPoint Financial Group ReneSola Inc Stein Mart Inc Sturm Ruger & Company Inc Rare Element Resources Ltd Metso Corp Movado Group Inc Mistras Group Inc LTX-Credence Corp Core Molding Technologies Inc John Modica Michael A Salatto Richard Petrilli David B Metzman David F Newman Jonathan M Dulman Michael A Silver Daniel Gropper Luc M Dowling Eleanor Chan Mark D Brodsky Aurelius Convergence Fund Ltd Aurelius Convergence Fund LP Aurelius Capital International Ltd Aurelius Capital Partners LP Aurelius Capital Master Ltd Aurelius Convergence Master Ltd
7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Reinhardt, Kelly Lichtcsien, Susan Seiden, Neal
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC -
ACP Master Ltd Aurelius Convergence GP LLC Aurelius Capital Management GP LLC Aurelius Capital GP LLC Aurelius Capital Management LP Christopher A Reynolds Nikhil Mankodi of Pine River Capital Management Bernard William Aronson of Acon Investments OIG PI 10-19 Allegations of misconduct by Atlanta Regional Office in an Enforcement Investigation Public relations campaigns Northern Oil & Gas Inc NRSI database Residential Mortgage Records Teeco Properties LP Form 10-K Exhibit 2.1 Stephen Graham Avis Aaron Walter Yeary Abhishek Bhutra Azure Dynamics Scott T Harrison Curt A Huston Ronald Iacobelli aka Ron Iacobelli Ricardo Espinosa D Campbell Deacon J Brian Colburn James C Gouin James J Padilla Nicholas O Brigstocke John E Formisano Dennis A Sharp James M Gould aka Jimmy Gould
7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011
Flitter, Emily Armand, Cory Carollo, Russell Houk, Lane Magee, Patrick Reinhardt, Kelly Reinhardt, Kelly Reinhardt, Kelly Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen
ThomsonReuters Rice Voelker LLC Ahmuty, Demers & McManus Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research
7/19/2011 7/18/2011 7/18/2011 7/18/2011 7/11/2011 7/20/2011 7/20/2011 7/20/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/18/2011
Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Andrews, Dessie Ravnitzky, Michael Mantell, Nanette Mantell, Nanette Mantell, Nanette Long, Shelia Langston, Catherine Gauthier, Stephanie Reinhardt, Kelly Gavin, J. Patrick
International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC ReedSmith ReedSmith ReedSmith All Rights Reserved Check Fund Manager, LLC CheckFundManager, LLC Check Fund Manager, LLC Disclosure Insight, Inc.
Frederic H Mayerson aka Fred Mayerson Mark J Hauser George H Vincent Henry Hugh Shelton aka Hugh Shelton aka H Hugh Shelton Gerard M Federici O'Gara Safety & Security Institute Inc Homeaid America Inc Brazos Sportswear Inc aka Brazos Inc Gulf Coast Sportswear of Texas Inc aka Gulf Coast Sportswear Inc Capital Industries CC Creations Mark It Sportswear Red Oak Sportswear Brazos LLC Coastal Graphics Inc Essential Fund Services Gaurav Tejwani Kenneth R Brotman of Acon Investments CA LLC IMH Assets Corp Collaterized Asset Backed Bonds Series 2004-1 World Trade Center records loss reports DUSA Pharmaceuticals Inc Form 8-K Exhibit 10.1 FOIA Request DUSA Pharmaceuticals Inc Form 10-Q Exhibit 10b FOIA Requests DUSA Pharmaceuticals Inc Form S-3 Exhibit 10.1 FOIA Requests HSI Asset Securitization Corporation 2006OPT2 Acon Investments CA LLC Christopher Rodarte Jeffrey Allan Stolt Pine River Capital Management Maxlinear Inc
7/18/2011 7/18/2011 7/18/2011 7/18/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/19/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011
Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Gavin, J. Patrick Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Evans, David Gauthier, Stephanie Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Costello, Maureen Marcus, Sally Marcus, Sally
Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. Disclosure Insight, Inc. International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research International Business Research CheckFundManager, LLC International Business Research International Business Research International Business Research International Business Research International Business Research EACM Advisors, LLC EACM Advisors, LLC
K Swiss Inc H & Q Life Sciences Investors Gerber Scientific Inc Green Plains Renewable Energy Inc Exar Corporation Cenveo Inc Campus Crest Communities Inc CAI International Inc On Assignment Inc Henrik Fisker Bernhard K Kohler aka Barny Koehler Joseph H Damour James B Issner Martha E Eulberg Frank A Faga Linda J Thiesen Matthew K Paroly Paul E Boskovitch Raymond J Lane Victor H Doolan Barry W Huff Fisker Coachbuild LLC Fisker Automotive Inc Fisker Holdings Inc James Sura aka Jim Sura Gulf Coast Sportswear of Dallas Inc aka Gulf Coast Sportswear of Houston Inc Critical Incident Solution LLC OGara Training and Services LLC Secure Product Creations LLC Homeland Defense Solutions Inc Thompson Siegel & Walmsley LLC Old Mutual US Holdings Inc
7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/20/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011
Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Marcus, Sally Mierzejewski, Mark Mierzejewski, Mark Mierzejewski, Mark Malinowski, Thomas Malinowski, Thomas Kiernan, Cortney Marcus, Sally Gauthier, Stephanie Reinhardt, Kelly Wall, Lindsay Wall, Lindsay Zimmermann, Curtis
EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC EACM Advisors, LLC CheckFundManager, LLC Check Fund Manager, LLC Check Fund Manager, LLC Check Fund Manager, LLC -
TS&W Investment Holdings LP OM Group UK Limited Elizabeth C Jennings Charles J Wittmann Brett P Hawkins Lori N Anderson Linda T Gibson Jessica L Thompson William M Bellamy Paul A Ferwerda Herbert B Thomson Frank H Reichel Old Mutual PLC TS&W Investment GP LLC Old Mutual Investment Partners Matthew R Thompson Horace P Whitworth Cheryl M Mouce Lawrence E Gibson Michael N Thompson Bay Harbour Management BHR Capital Pershing Square Capital Management LP William Albert Ackman Antonio Ruiz Gimenez Thomas W Coleman John Mark Piampiano Brian Curtis Taylor Pine River Capital Management Pine River Capital Management LP William Bill Rea Brandreth Jr Partner Fund Management LP
7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/21/2011 7/20/2011
11-09345-FOIA
Isseroff, Raanan
Poltorak Law EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC EACM Advisors, LLC Huntington Bancshares Incorporated -
2010-00003-TEST TestDRl, TestDRf 2010-00004-TEST TestDRl, TestDRf 2010-00005-TEST Testl1, Testf1 2011-00001-TEST Testl1, Testf1 2011-00002-TEST Testl1, Testf1 2011-00003-TEST Testl1, Testf1 2011-00004-TEST Testl1, Testf1 2011-00005-TEST Marcus, Sally 2011-00006-TEST Marcus, Sally 2011-00007-TEST Marcus, Sally 2011-00008-TEST Marcus, Sally 2011-00009-TEST Marcus, Sally 2011-00010-TEST McMillen, James 2011-00011-TEST Denks, Jan
Xpert Financial Inc and Second Market Inc Form 7/20/2011 ATS test 7/20/2010 test Enron Test Test 6.4.1.2 upgrade Test 6.4.1.2 upgrade. modified. test Touradji Capital Management LP Touradji Capital Partners LLC Touradji Global Resources Master Fund Ltd Touradji Diversified Master Fund Ltd Touradji DeepRock Master Fund Ltd Sun Trust Bank 11-K Federal Signal Corporation 7/26/2010 8/18/2010 10/1/2010 11/5/2010 11/5/2010 12/1/2010 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/1/2011 4/4/2011 4/1/2011

Responsive Documents - CREW: SEC:Regarding Efforts by Wall Street Investors To Influence Agency Regulations: 8/4/2011 - Copy of FOIA Log 1-1-10 To Present

Transféré par

Informations du document

Titre original

Copyright

Formats disponibles

Partager ce document

Partager ou intégrer le document

Options de partage

Avez-vous trouvé ce document utile ?

Ce contenu est-il inapproprié ?

Droits d'auteur :

Formats disponibles

Responsive Documents - CREW: SEC:Regarding Efforts by Wall Street Investors To Influence Agency Regulations: 8/4/2011 - Copy of FOIA Log 1-1-10 To Present

Transféré par

Droits d'auteur :

Formats disponibles

Request ID

08-00033-FIFO 10-00001-CONG 10-00002-CONG 10-00003-GOVT 10-00004-GOVT

House of Representatives Congress of the United States Cotton & Company -

8/18/2008 3/25/2010 7/19/2010 2/26/2010 8/4/2009

10-00005-GOVT 10-00006-GOVT 10-00007-FIFO 10-00007-GOVT 10-00008-GOVT

3/22/2010 4/6/2010 2/19/2010 3/13/2008 9/24/2009

Dukes # 37823037, Marcus Osaki, Larry

Federal Correctional Institute

Shaw, Bransford & Roth, Inc P.C.

10-00034-FOPA 10-00034-REMD 10-00035-FOPA 10-00035-REMD 10-00036-FOPA 10-00036-REMD 10-00037-FOPA 10-00037-REMD

b6 Esseks, David b6 Gavin, J. b6 Gavin, J. b6 Patch, David

6/11/2010 6/14/2010 8/31/2009 6/14/2010 6/22/2010 6/18/2010 6/18/2010

Ulmer Berne LLP

8/9/2010 9/22/2010 9/20/2010 9/22/2010 9/20/2010

10-00094-APPS 10-00095-APPS 10-00096-APPS 10-00097-APPS 10-00098-APPS

Steese Evans Frankel PC Shaw, Bransford & Roth, Inc P.C.

Greenfield, Richard Greenfield, Richard

Greenfield & Goodman LLC Greenfield & Goodman LLC

General Electric (GE) B-02107

Greenfield & Goodman LLC

10-00103-APPS 10-00104-APPS 10-00105-APPS 10-00106-APPS 10-00107-APPS 10-00108-APPS

10-00109-APPS 10-00110-APPS 10-00111-APPS 10-00112-APPS 10-00113-APPS

4/28/2010 4/22/2010 4/22/2010 5/6/2010

10-00125-APPS 10-00126-APPS 10-00127-APPS 10-00128-APPS 10-00129-APPS 10-00130-APPS 10-00131-APPS

6/7/2010 6/7/2010 6/7/2010 6/2/2010 6/8/2010 6/7/2010 6/18/2010

10-00132-APPS 10-00133-APPS 10-00135-APPS 10-00136-APPS 10-00137-APPS 10-00138-APPS 10-00139-APPS

6/14/2010 6/14/2010 6/14/2010 6/23/2010 6/25/2010 6/23/2010

7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010 7/22/2010

10-00167-APPS 10-00168-APPS 10-00169-APPS

Sole, Mark Rappaport, Adam Spencer, Debbie

CREW Stacy & Conder, LLP

10-00180-APPS 10-00181-APPS 10-00182-APPS 10-00183-APPS 10-00184-APPS 10-00185-APPS 10-00186-APPS 10-00187-APPS

9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/15/2010

9/15/2010 9/16/2010 9/20/2010 9/21/2010 1/3/2010 1/4/2010 1/1/2010

10-00278-PUBS 10-00279-PUBS 10-00280-PUBS 10-00281-PUBS 10-00282-PUBS 10-00283-PUBS

10-00313-PUBS 10-00314-PUBS 10-00315-PUBS

Johnson, Ernessa Sharp, Lee Choi, Victoria

Thomson Reuters Enzon Pharmaceuticals Inc

1/13/2010 1/14/2010 1/14/2010

10-00316-PUBS 10-00317-PUBS 10-00318-PUBS 10-00319-PUBS 10-00320-PUBS 10-00321-PUBS 10-00322-PUBS 10-00323-PUBS 10-00324-PUBS

1/14/2010 1/14/2010 1/18/2010 1/18/2010 1/18/2010 1/15/2010 1/14/2010 1/19/2010 1/14/2009

10-00325-PUBS 10-00326-PUBS 10-00327-PUBS 10-00328-PUBS 10-00329-PUBS 10-00330-PUBS 10-00331-PUBS

1/15/2010 1/19/2010 1/19/2010

10-00332-PUBS 10-00333-PUBS 10-00334-PUBS 10-00335-PUBS 10-00336-PUBS 10-00337-PUBS 10-00338-PUBS

Gainey Suites Hotel Bressler Amery & Ross PC -

1/9/2010 1/19/2010 1/19/2010 1/15/2010 1/15/2010 1/20/2010 1/20/2010

10-00339-PUBS 10-00340-PUBS 10-00341-PUBS 10-00342-PUBS 10-00343-PUBS

Bryan Cave FINRA -

1/20/2010 1/22/2010 1/21/2010 1/21/2010 1/21/2010

1/14/2010 1/29/2010 1/29/2010 1/29/2010 1/31/2010

Jersey Financial Services Commission Dzikamai Munyaradzi Danha

10-00445-PUBS 10-00446-PUBS 10-00447-PUBS 10-00448-PUBS 10-00449-PUBS 10-00450-PUBS 10-00451-PUBS 10-00452-PUBS 10-00453-PUBS

2/28/2010 2/24/2010 2/23/2010

Schmidt-Bailey, Barbara CME Group

10-00470-PUBS 10-00471-PUBS 10-00472-PUBS 10-00473-PUBS

Averbuch, Edward Rosario, Reyna Beckmann, Andrew Cousins, Tom

3/8/2010 3/5/2010 3/8/2010 3/8/2010

10-00474-PUBS 10-00475-PUBS 10-00476-PUBS 10-00477-PUBS 10-00478-PUBS 10-00479-PUBS 10-00480-PUBS 10-00481-PUBS 10-00482-PUBS

3/8/2010 3/8/2010 3/3/2010 3/4/2010 3/4/2010 3/4/2010 3/9/2010 3/9/2010 3/9/2010

Colbert-Latham, Annette Visage Production, Inc.

10-00513-PUBS 10-00514-PUBS 10-00515-PUBS 10-00516-PUBS

3/17/2010 3/17/2010 3/17/2010 3/17/2010

10-00535-PUBS 10-00536-PUBS 10-00537-PUBS