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ROBERTO BARTALI
ABSTRACT
Charge Coupled Devices (CCD) have many advantages, as image devices, over
photographic plates, but, like all other electronic devices, temperature, electric noise and
exposure to cosmic radiation, reduce their effectiveness.
The aim of this project is the description of problems raised due to noise and how
they can be fixed or reduced in order to obtain the best from them. Professional and
scientific grade CCD are very different from commercial and amateur ones, but they have
in common the same type of problems generated by noise, the difference consist in the
amount of the figure of that noise and I will compare both type.
Specifically I will describe: read noise, dark current, spectral sensitivity response,
flat fields, charge transfer efficiency, saturation and blooming, cosmetic defects and cosmic
ray effect. For each topic, whenever possible, I will present pictures, curves or graphic
representation, this way the reader can understand better the topic; I will also, for each one,
compare professional and amateur CCD.
Some kind of problems will be reduced or, until some degree, fixed electronically or
thermally, but other ones need software specific routines to do that, so I will conclude that
noise reduction is a very complex thing and time consuming.
Processing a picture, from raw data until obtain from it, scientifically valuable data,
can take much more time than that spent for the exposition.
INTRODUCTION
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After the exposure to the light, the CCD data must be stored and processed in order
to reduce the effect of the various noise sources, basically, there are three steps to follows:
a) subtract the dark frame,
b) subtract the bias frame,
c) divide by the flat field frame
The dark frame eliminate the thermal generated noise. The bias frame eliminate the
charge transfer noise, amplifier noise, reset noise, flicker noise and all electrically
generated noise. The flat field frame correct data for not uniformity of sensitivity, quantum
efficiency, cosmetic defects, cosmic rays, transfer charge noise, etc
Other sources of noise are due to the amplifier electroluminescence and blooming.
The analysis of each one, whenever possible, will be made for professional and
amateur CCD sensors, comparison between both are presented in tabular form.
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One important characteristic of the dark current is the doubling rate temperature; it
is the amount of temperature increment that duplicate the noise electrons, serious
manufacturer specify this figure in the data sheet.
The following table shows the value of declared dark current by manufacturers.
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Detecting and correcting the dark current
ELECTRIC NOISE
In this section I will describe noise and problems that suffer a CCD due to the
internal electronic circuitry. Some are generated internally like the amplifier noise and
others are generated by the external interface circuit. Normally all these type of noises are
called together as “Read out noise”. Technically this noise is defined as the number of
electrons introduced in the final signal when reading the device.
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Correction of transfer noise
Reducing the readout speed, often eliminate the noise, but for a very large
professional CCD with 4 to 16 megapixels, the time needed to read the array could be too
long, during this time the chip can suffer from temperature.
One manufacturer approach is to give two or more output channel to the chip,
dividing the entire array in some smaller ones, letting the user to readout each one in
parallel.
Obviously the clock generator circuit must be well designed and implemented,
otherwise the CCD performance falls down. The printer circuit board layout for the clock
circuit play a fundamental role.
Reset noise
When charges from some pixel reach the output amplifier, they must be converted
to a voltage. This conversion is made by a capacitor that transfer the applied voltage to a
source follower, this way the impedance of the amplifier is very high and represent no
charge to the capacitor and transport shift register.
Before each conversion process, the sense (reference) capacitor must be discharged
and biased to certain reference level. Because the field effect transistor (FET), acting as a
switch, is not an ideal interrupter, is has a little resistance, so temperature can produce a
little noise. This noise is an offset, positive or negative, for the main reference voltage, so,
when the signal reach the output amplifier, is not the same as before.
Amplifier noise
Reset noise and charge transfer noise, act in the output amplifier, but the own
amplifier produce also some noise. There are two main reason for this amplifier noise, one
is, like the reset FET transistor, because it has a little resistance and the temperature can
generate some current (noise), normally this is a white noise. The other noise source is
called Flicker noise, it is inversely proportional to the readout frequency and proportional to
the amplifier area. It is produced by electrons trapped in the silicon oxide interface of the
MOS transistor that affect the current flow.
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quality, 10 frames are a good choice.
When capturing the Bias frame, the CCD must be at the same temperature as it is
when is exposed to light, this is for eliminating a possible dark current difference.
The second task, in image processing, is the subtraction of the Bias frame from the
raw image. There are two ways to do so, one is the subtraction of the Bias frame from the
matrix obtained in the first step, when the Dark frame was subtracted from the raw image;
the other is to subtract the Bias frame directly from the raw image. There are no specific
rule on this, so, as always, the experience is the best advisor.
Bias frame is not dependent to the temperature, almost in theory as we see later, and
it is constant in time, so, for a small CCD, like an amateur one, bias frame capture may be
not a daily duty. This not true for a professional CCD, because even a very small difference
in the response of each pixel can destroy scientific valuable information.
It is possible, also, to subtract the Bias frame from the dark frame, this allows for a
pure thermal information frame. As the CCD is only read out, thermal charges have no time
to accumulate, so this frame contains the intrinsic thermal noise. It is the figure of how
respond each pixel at the temperature of the CCD.
It is a good idea to capture this kind of frames at different CCD temperature,
specially if the astronomer (amateur) is not planning to take bias frames every day,
confident in the “invariability” of the internal generated electric noise, this is useful if the
CCD is not properly cooled or the temperature control system is not as stable as it must be.
The invariability of the bias frame is strongest dependant to the external electronic
circuit connected to the CCD.
The power supply is a very important and basically part of the system. If the voltage
applied is unstable, the CCD signal follows that variations, because the output amplifier
reference circuit is dependent to the supply voltage. The power supply must be very well
filtered, electronic circuits produce a lot of electric noise and spikes at many frequencies,
this unwanted noise can propagate and can be introduced into the CCD through the power
supply lines. The clock generator itself produce noise at high frequency, it must be well
filtered before the clock signal enter into the CCD circuit.
MANUFACTURING PROBLEMS
As I say in other section of this work, each CCD is unique and each pixel in it is not
exactly as its neighborough. This is a problem and affect the final image captured, so is it
considered a noise.
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Quantum efficiency
Spectral response
This is a graph that shows the response of a CCD to
different wavelength (figure 10), and it is dependant to the
QE.
CCD can be separated into two classes: front
illuminated and back illuminated. The main difference is the
spectral response, front illuminated are more sensitive to the
red and IR part of the spectrum, back illuminated are more
sensitive to the blue part.
Front illuminated CCD are thicker (figure 9 and 12),
Figure 10
photons have much more possibility to being absorbed by silicon.
QE of front and back The reason why they are poor blue detectors is that the electrode
illuminated CCD gates are placed in front of the sensitive area and there is an
insulating layer in between. Blue, or short wavelength photons, are
mostly collected in the insulating layer and only a few can pass
through this layer reaching the sensitive area.
Back illuminated CCD (figure 11), have the electrode
gates on the opposite face, so the first thing a photon encounter
is the sensitive layer. This way, all the short wavelength
photons are collected, but the distance to the electrodes can not
be very large, so the sensitive part is thinned. The long
Figure 11 wavelength red photons, can pass through the silicon freely, only
Back illuminated CCD
a few are absorbed.
The spectral response of a CCD is a very important graph, it is extremely useful
because normally a scientific CCD is monochromatic, but the objects we are imaging are
polychromatic.
The exposure time is strongly related to the spectral response, if the CCD is very
sensitive to the red part of the spectrum, needs less time, if not, the time must be increased
and the only form to know how much, is observing the SR graphics.
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In figure 13 there are four spectral response graphics for
four different CCD. Clearly the difference from each one jump to
the eyes.
Figure 12
Front illuminated CCD
Cosmetic defects
A cosmetic defect is a bad pixel or a defective shift register (transfer charge) zone.
For a bad pixel we understand one that is poorly or not sensitive, it appear in the final
image as a dark point; it may be also a pixel with some not changing charge inside, in this
case the final image present a gray dot. Often in literature, cosmetic defects are called hot
or dark spots.
If the problem is in the transfer circuit, the final image present a row or a column
entirely black, because no information can be transported after the problematic zone.
A more technical definition of a defective pixel is one that respond to the incoming
photons in a very different manner than the average of all others.
Manufacturers classify their products in Grades from scientific (the best) to
commercial (the worst), the difference is precisely the amount of defective pixels or other
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type of problems, so a scientific grade CCD is nearly perfect (as we said in other sections of
this work, it is impossible to make a perfect CCD).
The cost is proportional to the grade, a scientific grade CCD can cost 10 to 50 times
more than the same CCD in commercial grade.
Non linearity
It is the percent of deviation from the ideal linear response. A perfect linear
response is a straight line from the saturation to the dark signal.
The photon collecting (absorption) process in the silicon is considered as nearly
perfect linear, but geometric imperfection and impurities, reduce the linearity a little. A
good CCD have an averaged linear response of 99% or better.
When the CCD is exposed to very low light intensity, the linearity falls well down
from the mentioned value, because there is a low limit of the amount of charges, due to the
threshold and trapping phenomenon, the linearity deviate from the ideal straight line also if
the CCD is exposed to very intense illumination, because it can be saturated easily.
Cosmic rays.
These are very high energetic particles traveling at near the speed of light. When
they hit a photosite (sensitive area) of the CCD, are able to release a great quantity of
electrons. A cosmic ray can hit the silicon in two forms, straight way or side way. If it
travel normally to the CCD the effect is a single pixel affected, the image have a high
intensity white spot, if it arrive at some angle, the effect is a white streak.
The probability to get a cosmic ray affected image is proportional to the altitude
above the sea level, to the surface area of the CCD and to its thickness. The first is because
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the atmosphere is thinner and can absorb or scatter less particles, the second is obvious,
larger the area, greater the possibility, is the silicon is relatively thick, as for front
illuminated CCD, there is more chance for the cosmic ray to be absorbed.
The charges stored in the wells, must be shifted (transported) from one well to the
other (serially) in the best efficient way, but due to the physical construction of the CCD,
temperature and clock signals, this is not 100% reliable. This means that some of the
charges are not transported until the output amplifier and then, the image information is
corrupted. Depending on the manufacturers, two definition of this error are issued.
When professional CCD are exposed to the lowest possible and practical
temperature, around 100 degree C below zero, dark current is extremely low, but a transfer
problem is issued because the mobility of the charges are reduced. The mobility is
proportional to temperature, this fact increase the charge transfer inefficiency.
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the output amplifier. The x CTE not necessarily is the same as the y CTE. The number of
cycles depends on the number of phases that has the CCD, so a four phase CCD has four
cycles per transfer, obviously, CTE is proportional to the number of phases.
Amplifier electroluminescence
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Correction of electroluminescence
When this happened, nothing can be done, the full image information is lost. The
amplifier power supply must be shut off and after a minute or so turned on again.
Blooming
This is another problem that is impossible to fix. The well
capacity of each pixel in the CCD is limited to its physical size, so
only certain number of electrons can be filled in it. If the light
(number of photons) arriving from a star or other bright object like a
planet, release a number of electrons greater than the maximum
allowed, they falls in adjacent wells. The information is then well
corrupted. This effect is called Blooming (figure 16). The final image
present a strike in the charge transfer direction which intensity
decrease with distance.
Figure 16
Blooming effect:
This unwanted effect reduce the possibility of taking pictures with
Júpiter and its bright and faint objects in the same field of view. A possible form to
satellites reduce the effect is lowering the exposure time, but this way we lost
faintest objects.
Correction of Blooming
It is not possible to correct the blooming effect, if we do not want it, we have to
purchase a CCD with an antiblooming gate. This gate, trap all the electrons in excess. There
are, however, two drawbacks using the antiblooming CCD. First, the sensitivity decrease
and in some value also the linearity; second, spatial resolution change, because there are
more distance between pixel centers on one axis because of the antiblooming gate. Even
when the antiblooming can absorb as high as 100 times more electrons than those for the
saturation level, the problem is not completely eliminated because of the charge diffusion
effect.
Depending on the application, it is better to use a normal CCD, as, for example, in
photometry.
CONCLUSIONS
CCD imaging is easy if we know exactly how to do that. Like photography, where
each film is different, an electronic picture depends on the specific CCD we are using.
There are no common rules or empirical methods to follows, if something works well for
the CCD x, it do not work for the CCD y.
The first step is then, understand as perfect as possible the characteristics of the
CCD we intend to use. After that, we have to take many pictures with it, for understand
how it works and which are the limitations.
But, first of all, we have to select the right CCD, depending on which objects we are
trying to observe, there is not an universal CCD, if we want to do a scientific work.
Knowing all the problems we can encounter in the process of imaging an
astronomical picture, we will find the correct solution for most of them, this way our
picture is no longer just a pretty snapshot of the sky, but it is a picture full of interesting
data.
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To obtain a good picture with a CCD is not only important the CCD type or
manufacturer, but all the environment where the CCD must work, all the associated
electronics must be as good as the CCD, the same is for the processing software. In the
reference list there are some accessible and easy to use links to software developed for
astronomical purposes.
The two example that follows show how a raw data frame change after a little
processing. The processed picture is corrected for all the noise and problems described
above with dark, bias and flat field frames, the original Fit data contains much more detail
than the JPG image presented here. Both images are taken with a Takahashi Mewlon 300
telescope and a 300 second exposure on a DreamMachine 1024x1024 pixel CCD cooled at
12 degree C below zero.
Figure 17 Figure 18
M13 raw M13
frame processed
Figure 19 Figure 20
M51 raw M51
frame processed
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REFERENCES
(1): Covington M, ASTROPHOTOGRAPHY FOR THE AMATEUR, Cambridge, 1999
(2): Buil C, CCD ASTRONOMY, Willmann Bell, 1991
(3): Kitchin C, ASTROPHYSICAL TECHNIQUES, IOP, 1998
(4): Howell S, HANDBOOK OF CCD ASTRONOMY, Cambridge, 2000
(5): Berry R. et al, THE CCD CAMERA COOKBOOK, willmann Bell, 1994
(6): Area array Image sensing products, Texas Instruments, 1994
(7): CCD Image sensor noise sources, Kodak, 2003
(8): Charge Coupled Devices CCD Image sensors, Kodak, 2001
(9): Solid State Image Sensors Terminology, Kodak, 1994
(10): Kodak CCD Primer, Kodak
INTERNET REFERENCES
(11): www.kodak.com Kodak CCD technical literature
(12): www.ti.com Texas Instruments CCD technical literature
(13): www.atmel.com Atmel CCD technical literature
(14): www.st.com Thomson CCD technical literature
(15): www.sbig.com CCD camera
(16): www.photonics.com CCD technology
(17): www.site-inc.com professional CCD
(18): http://www.tetech.com/modules/ Thermoelectric modules
(19): http://www.zts.com/thermion/home.htm Thermoelectric modules
IMAGE CREDITS
Figure 1: Kodak, KAF16802 CCD data sheet
Figure 2: Richard Berry, The CCD Camera Cookbook
Figure 3, 5, 6, 8, 9, 14: Steve B. Howell, Handbook of CCD Astronomy
Figure 4: http://www.tetech.com/modules/
Figure 7: Atmel, TH7899M CCD data sheet
Figure 10: www.site-inc.com
Figure 11, 12, 15: Christian Buil, CCD Astronomy
Figure 13A: Kodak, KAF0261E data sheet
Figure 13B: Atmel, TH7887A data sheet
Figure 13C: Atmel AT71201M data sheet
Figure 13D: Texas Instruments TC255P data sheet
Figure 16, 17, 19: Roberto Bartali
Figure 18, 20: Arnie Rosner, www.arnierosner.com
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