Vous êtes sur la page 1sur 6

FIN-eix (a financial engineering event)

FiNSTREET (Finance club of SIMSR) in association with Reliance Mutual Fund

1. A professor of Finance at Stanford won the Nobel Prize in Economic Sciences in 1990. He was also glorified by intellectuals as one of the originators of the CAPM and also created a ratio X, which is highly used in the investment fund analysis. Find the ratio X.

2. The second mutual fund in India was formed by A. Life insurance corporation of India B. Canara Bank C. State bank of India D. Unit trust of India

3. Which country among these does not have a concept of entry or exit load? A. USA B. Australia C. China D. UK

4. Which of the following investments would a portfolio manager recommend for a high riskaverse investor? a. 25% investment in government securities and remaining in high P/E stocks b. 50% investment in government securities and remaining in money market funds c. 25% investment in index funds and remaining in international funds d. 50% investment in government securities and the remaining in index fund

"Mutual Fund investments are subject to market risks. Please read the Scheme Information Document and Statement of Additional Information carefully before investing."

5. Identify the Mutual Fund Company.

6. Arrange the following funds in increasing order of their risk i. ii. iii. iv. Sector funds Equity funds Index funds Gilt funds

a. b. c. d.

iii<ii<i<iv iv<iii<ii<i iv<iii<i<ii iii<iv<i<ii

7. Which among the following is NOT one of the guidelines of about SEBI? a. MFs should be formed as a Trust under Indian Trust Act and should be operated by Asset Management Companies (AMCs) b. MFs should distribute minimum of 90% of their profits among the investors c. Entry load will be charged at 2.25 percent on all mutual fund purchases with or without exit load d. The net worth of the AMCs should be at least Rs.5 crore

"Mutual Fund investments are subject to market risks. Please read the Scheme Information Document and Statement of Additional Information carefully before investing."

8. The NAV of units under the GETF (A Gold Exchange Traded Fund) Scheme shall be calculated up to four decimal points as shown below a. (Market or Fair Value of Scheme's investments + Current Assets - Current Liabilities and Provision)/ Number of Units outstanding under Scheme on the Valuation Date b. (Book Value of Scheme's investments + Current Assets - Current Liabilities and Provision)/ Number of Units outstanding under Scheme on the Valuation Date c. Market or Fair Value of Scheme's investments/ Number of Units outstanding under Scheme on the Valuation Date d. Book Value of Scheme's investments/ Number of Units outstanding under Scheme on the Valuation Date

9. Recently, RBI and SEBI has allowed foreign investors to invest upto ____________ and under category ____________

1. A.10 billion USD and QIP 2. B. 12 billion USD and QIB 3. C. 13 billon USD and QFI D. 15 billion USD and FFIs and Sub-accounts

10. When I say that there is no difference between - Debt fund from taxation perspective and 100% International Equity fund. Am I correct? A. Yes B. No 11. Which of the following is NOT a characteristic of an Arbitrage fund? I. II. III. IV. Risk free product Higher capital gains tax Low transaction costs It purely depends on whether the market would provide arbitrage opportunities

A. i and ii B. ii and iv C. ii and iii D. All of the above


"Mutual Fund investments are subject to market risks. Please read the Scheme Information Document and Statement of Additional Information carefully before investing."

12. Which among the following is the right that a unit holder has a. Entitlement to receive redemption cheques within 7 working days from the date of redemption b. Unit holders have a proportionate right in the beneficial ownership of the assets of the scheme and to the dividend declared c. 75% of the unit holders with or without the prior approval of SEBI can terminate AMC of the fund d. They are entitled to receive dividend warrants within 42 days of the date of declaration of the result 13. Identify the Mutual Fund House.

14. The main advantage of ETF is that it does not require to maintain a margin account. A. True B. False 15. Amount invested= Rs 1,00,000 Market NAV=Rs 20 NAV at the time of redemption=Rs 24 Entry load=3% Exit load =1% The return on the investment in this open-ended fund is closest toA. 22.45% B. 13.98% C. 15.33% D. 25.77%

"Mutual Fund investments are subject to market risks. Please read the Scheme Information Document and Statement of Additional Information carefully before investing."

16. In India, ____________ offer the Trigger Facility. A. Mutual Funds B. Gold Loan companies C. Stock Exchanges D. Housing Finance companies

17. Which among the following is true about the shut out period? a. The shutout period cannot exceed 15 days b. Investors cannot make purchases into the scheme c. The Shut-Out period applies to only new investors in the Scheme and not to Unitholders making additional purchases of Units into an existing folio d. The Trustee reserves the right to change the Shut-Out period and prescribe new Shut- Out period, from time to time18. ______________ and ____________ are the first and second most popular Exchange Traded Funds in the world?

19. As per SEBI what is the statutory limit for management or advisory fees to AMC? a. 1.25% for net asset outstanding till Rs.100 crores & 1% for more than 100 crores. b. 1.50% for net asset outstanding till Rs.100 crores & 1% for more than 100 crores. c. 1.25% for net asset outstanding till Rs.100 crores & 1.50% for more than 100 crores. d. 3% for net asset outstanding till Rs.100 crores & 2% for more than 100 crores.

20. X has partnered with Y to allow investors to purchase mutual fund units through debit cards. Identify X and Y.

21. Back end load isa. Charge collected by a scheme while investing initially in a Mutual Fund b. Charge collected by a scheme while investing additionally in a Mutual Fund c. Is a charge collected by a scheme when it buys back the units from the investor d. No such term exist

"Mutual Fund investments are subject to market risks. Please read the Scheme Information Document and Statement of Additional Information carefully before investing."

22. Name the mutual fund house.

23. Which among the following class of investor constitutes the highest of AUM? a. b. c. d. FIIs Retail Corporate Bank/HNIs

24. X is the one of the largest private sector fund houses in the world with assets under management around $700 bn. In 2002 X acquired Y which was an Indian fund house and this led to the company becoming among the top two fund houses in India. Identify X and Y and the significance of Y.

25. A growth fund would typically invest in which of the following securities a. Paying high dividend b. High Price to earnings ratio c. Blue chip stocks d. Low price to Earning ratio

"Mutual Fund investments are subject to market risks. Please read the Scheme Information Document and Statement of Additional Information carefully before investing."

Vous aimerez peut-être aussi