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journal of © 1999 Journal of Peace Research

vol. 36, no. 3, 1999, pp. 349–361

peace
R E S E A R C H
Sage Publications (London, Thousand
Oaks, CA and New Delhi)
[0022-3433 (199905) 36:3; 349–361; 007822]

Gandhi, Deep Ecology, Peace Research and Buddhist


Economics*
THOMAS WEBER
School of Sociology, Politics and Anthropology, La Trobe University

The central importance of Gandhi to nonviolent activism is widely acknowledged. There are also other
significant peace-related bodies of knowledge that have gained such popularity in the West in the rela-
tively recent past that they have changed the directions of thought and have been important in encour-
aging social movements – yet they have not been analysed in terms of antecedents, especially Gandhian
ones. The new environmentalism in the form of deep ecology, the discipline of peace research and what
has become known as ‘Buddhist economics’ very closely mirror Gandhi’s philosophy. This article
analyses the Mahatma’s contribution to the intellectual development of three leading figures in these
fields: Arne Naess, Johan Galtung and E. F. Schumacher and argues that those who want to make an
informed study of deep ecology, peace research or Buddhist economics, and particularly those who are
interested in the philosophy of Naess, Galtung or Schumacher, should go back to Gandhi for a fuller
picture.

Gandhi as a Source of Influence Many environmental activists who claim


that ‘deep ecology’ is their guiding philos-
Gandhi has had a profound and celebrated
ophy have barely heard the name of Arne
influence on the nonviolence movement
Naess, who coined the term. While Naess
through Martin Luther King Jr, Cesar
readily admits his debt to Gandhi, works
Chavez, Helder Camara, Thomas Merton,
about him tend to gloss over this connection
Danilo Dolci, Gene Sharp and many others.
or ignore it. For example, while a recent
In this article, I examine Gandhi’s influence
article on Naess’ environmental philosophy
on three significant bodies of knowledge that
and the Gita ( Jacobsen, 1996: 228–230)
have recently gained wide popularity in the
refers to the link, the chapter on deep
West and which have also stimulated
ecology in Merchant’s book (1992: 88)
important social movements: deep ecology,
which surveys ‘radical ecology’ contains a
peace research and what has become known
long list of its sources, including the debt
as ‘Buddhist economics’, and particularly on
owed to interpreters of Eastern philosophy
the intellectual development of leading
such as Alan Watts, Daisetz Suzuki and Gary
figures in these fields: Arne Naess, Johan
Snyder, without even mentioning Gandhi.
Galtung and E. F. Schumacher.
The deep ecology of Naess not only talks of
a personal identification with nature, but
* I would like to thank Arne Naess, Johan Galtung, Surur
Hoda, Ralph Summy and Shahed Power for valuable com- also of self-realization being dependent upon
ments on earlier drafts of this paper. it. For those who know Gandhian philos-

349
350 journal of P E A C E R E S E A RC H volume 36 / number 3 / may 1999

ophy well, this line of reasoning is readily Third-World poverty led to the formation of
recognized. However, Naess’ writings on the Technology Group to develop tools and
Gandhi are not particularly well known and work methods which are appropriate to the
Gandhi’s influence on him has not received people using them. While this practical work
due recognition. can only be lauded, its philosophical under-
Peace research is a diverse field and pinning should also be remembered.
Gandhi’s influence has only touched certain
areas of it. While he is generally not men-
Arne Naess and Deep Ecology
tioned, and potential causal links are rarely
investigated, the literature on conflict resol- Although a conservation ethic had been
ution is commonly quite ‘Gandhian’ in its around for decades (Nash, 1989) before the
approach. In much of the international publication of books such as Carson’s Silent
relations, defence, security, ethnic conflict Spring (1962) and studies such as The Limits
and related peace areas the possible relevance to Growth (Meadows et al., 1972), Arne
of Gandhian philosophy is not even an issue Naess took environmental philosophy into
considered worthy of investigating. new areas with his call for a ‘deep ecology’.
Although the connection between the two In 1973, Naess provided a summary of a
receives scant attention or is very much lecture given the year before in Bucharest at
implicit (see Sørensen, 1992: 143–144, note the World Future Research Conference.
15), and a recent speech has called for the That short article (Naess, 1973) was to take
‘adding of Gandhi to Galtung’ (Herman, on paradigm-shifting proportions. It intro-
1994), the work of Johan Galtung, one of duced us to a terminology that has since
the leading academics in the peace research become commonplace.
area, is centrally and obviously influenced by Naess (1973: 95) points out that a
Gandhian philosophy. While Galtung shallow but influential ecological movement
makes several references to this influence on and a deep but less influential one compete
his thought in the introductory chapters to for our attention. He characterizes the
his Essays in Peace Research and elsewhere ‘shallow’ ecological movement as one that
(e.g. Gage, 1995: 7), even Lawler (1995), fights pollution and resource depletion in
the recent chronicler of Galtung’s peace order to preserve human health and afflu-
research, does little more than mention it in ence, while the ‘deep’ ecological movement
passing. For him Galtung seems to have operates out of a deep-seated respect and
moved from positivism to Buddhism, while even veneration for ways and forms of life,
according to Galtung himself ‘it was Gandhi and accords them an ‘equal right to live and
all the time’.1 blossom’.2
Unlike the works of Naess and Galtung, In a later elaboration, Naess puts the con-
Schumacher’s writings have made it onto trast between the two in its most stark form:
popular bestseller lists. The Gandhian con- shallow ecology sees that ‘natural diversity is
nection, at least at a superficial level, was valuable as a resource for us’. He notes that
originally also more explicit. However, ‘it is nonsense to talk about value except as
Schumacher’s ‘small is beautiful’ philosophy value for mankind’, and adds that in this for-
eventually came to be known as ‘Buddhist 2
More recently, Naess has substituted the term ‘same
economics’ and gradually the links with rights’ for ‘equal rights’, explaining that this provides less
Gandhi took a back seat. His concern for opportunity for misinterpretation – after all, a parent has a
duty to protect a child, for example from a poisonous
insect, even if he or she risks killing the insect (personal
1
Personal communication, 30 January 1998. communication, 27 January 1998).
Thomas Weber G A N D H I , D E E P E C O L O G Y , P E A C E R E S E A RC H 351

mulation ‘plant species should be saved and mystical kind of knowing where
because of their value as genetic reserves for subject/object distinctions disappeared as
human agriculture and medicine’. On the the mind united with the whole of nature.
other hand, deep ecology sees that ‘natural However, as important as those inputs were,
diversity has its own (intrinsic) value’ and he the influence of Gandhi is also clearly visible
notes that ‘equating value with value for in his formulation of deep ecology. In fact
humans reveals a racial prejudice’, and adds Naess himself admits in a brief third-person
that ‘plant species should be saved because of account of his philosophy that ‘his work on
their intrinsic value’ (Naess, 1984: 257). the philosophy of ecology, or ecosophy, devel-
During a camping trip in California, oped out of his work on Spinoza and
Arne Naess and George Sessions (1985: Gandhi and his relationship with the moun-
69–70) jointly formulated a set of basic tains of Norway’ (Devall & Sessions, 1985:
principles which they presented as a 225).
minimum description of the general features Gandhi experimented with and wrote a
of the deep ecology movement: the ‘well great deal about simple living in harmony
being and flourishing’ of human and non- with the environment (Power, 1991) but he
human life have intrinsic value;3 the richness lived before the advent of the articulation of
and diversity of life forms contribute to the the deep ecological strands of environmental
realization of these values and are therefore philosophy. His ideas about human con-
also intrinsic values; humans have no right nectedness with nature, therefore, rather
to reduce this richness or diversity except than being explicit, must be inferred from an
where it is necessary to satisfy vital needs; the overall reading of the Mahatma’s writings.
flourishing of human life and culture is com- Naess (1986: 11) explains that ‘Gandhi
patible with a large decrease in the human made manifest the internal relation between
population, and a flourishing of non-human self-realisation, non-violence and what
life requires it; human interference with sometimes has been called biospherical egal-
nature is excessive and increasing; and, itarianism’, and points out that he was
therefore, economic, technological and ideo- ‘inevitably’ influenced by the Mahatma’s
logical policies must change. This ideo- metaphysics ‘which contributed to keeping
logical change will mean an appreciation of him (the Mahatma) going until his death’.
the quality of life rather than the standard of Moreover, ‘Gandhi’s utopia is one of the few
living; and those who subscribe to these that shows ecological balance, and today his
points ‘have an obligation directly or rejection of the Western World’s material
indirectly to try to implement the necessary abundance and waste is accepted by progres-
changes’. sives of the ecological movement’ (Naess,
Naess loved nature and identified with it 1974: 10).
from early childhood. As a philosopher he While Gandhi allowed injured animals to
researched and was influenced by Spinoza be killed humanely to save them from unrea-
(Rothenberg, 1993: 91–101) who main- sonable pain and at times even because they
tained a spiritual vision of the unity and caused undue nuisance, his nonviolence
sacredness of nature and believed that the encompassed a reverence for all life. In his
highest level of knowledge was an intuitive hut at the Sevagram Ashram there is a large
pair of wooden tongs which were used to
3 Naess now prefers the following formulation: ‘every pick up snakes so that they could be taken
living being has intrinsic value; the wellbeing and flour-
ishing of human and nonhuman beings have intrinsic beyond the perimeter and released as an
value’ (personal communication, 27 January 1998). alternative to killing them.
352 journal of P E A C E R E S E A RC H volume 36 / number 3 / may 1999

A review of the Gandhian literature Naess had been an admirer of Gandhi


(while keeping in mind the time in which it since 1930 (Naess, 1986: 9). When he read
was written as a reason for anthropocentric Romain Rolland’s Gandhi biography
expression) readily reveals statements such (Rolland, 1924) as a young philosophy
as: ‘If our sense of right and wrong had not student in Paris in 1931, he must often have
become blunt, we would recognise that come across Gandhi’s statements on Truth
animals had rights, no less than men’ and the essential oneness of all life. In some
(Hingorani, 1985: 10); ‘I do believe that all of his works, Naess notes that ‘nature con-
God’s creatures have the right to live as servation is non-violent at its very core’ and
much as we have’ (Harijan, 19 January quotes Gandhi to this effect:
1937); and ‘We should feel a more living I believe in advaita (non-duality), I believe in
bond between ourselves and the rest of the the essential unity of man and, for that
animate world’ (Patel & Sykes, 1987: 50). matter, of all that lives. Therefore I believe
The clearest indication of Gandhi’s respect that if one man gains spiritually, the whole
world gains with him and, if one man fails,
for nature, however, comes through his
the whole world fails to that extent. (Young
interpretation of the Hindu worship of the India, 4 December 1924)
cow. Gandhi saw cow protection as one of
the most wonderful phenomena in human As this implies, for Arne Naess deep ecology
evolution. ‘It takes the human being beyond is not fundamentally about the value of
his species. The cow to me means the entire nature per se, it is about who we are in the
sub-human world. Man, through the cow, is larger scheme of things. He notes the
enjoined to realise his identity with all that identification of the ‘self ’ with ‘Self ’ in
lives’ (Young India, 6 October 1921). terms that it is used in the Bhagavad Gita
Another way to illustrate Gandhi’s con- (that is, as the unity which is one) as the
cerns with the oneness of life is to look at his source of deep ecological attitudes. In other
writings on ahimsa. Usually translated as words, he links the tenets of his approach to
nonviolence, it can be seen as the fountain- ecology with what may be termed self-real-
head of Truth – the ultimate goal of life. ization. And here the influence of the
From his prison cell in 1930, Gandhi wrote Mahatma is most clearly discernible. Naess
to his ashramites that ‘Ahimsa and Truth are notes (1986: 9) that while Gandhi may have
so intertwined that it is practically impossible been concerned about the political libera-
to distangle and separate them. They are like tion of his homeland, ‘the liberation of the
two sides of a coin …’ (Gandhi, 1932: 6). individual human being was his supreme
For Gandhi, ahimsa meant ‘love’ in the aim’.
Pauline sense and was violated by ‘holding The link between self-realization and
on to what the world needs’ (Gandhi, 1932: Naess’ environmental philosophy can be
5). As a Hindu, Gandhi had a strong sense of clearly seen in his discussion of the connec-
the unity of all life. For him, nonviolence tion between nonviolence and self-realiza-
meant not only the non-injury of human tion in his analysis of the context of
life, but as noted above, of all living things. Gandhian political ethics. Starting with the
This was important because it was the way ‘one basic proposition of a normative kind’
to Truth (with a capital ‘T’) which he saw as when investigating Gandhi’s teachings on
Absolute – as God or an impersonal all-per- group conflict – ‘Seek complete self-realis-
vading reality – rather than truth (with a ation’ (the ‘manifestation of one’s potential
lowercase ‘t’) which was relative, the current to the greatest possible degree’) – Naess
position on the way to Truth. summarizes this connection as:
Thomas Weber G A N D H I , D E E P E C O L O G Y , P E A C E R E S E A RC H 353

Figure 1. Naess’ Systematization of Gandhian Ethics

Realize
truth

Act upon
Realize Realize Seek
‘all beings are
God yourself truth
ultimately one’

Refrain from Help others


violence against realize
yourself themselves

Refrain from
Reduce violence
violence against
in general
others

Source : Naess (1974: 55)

(1) Self-realization presupposes a search for where a parent kills the last animal of a
truth. species to save his or her child from its
(2) In the last analysis, all living beings are one. attack), Naess is asked whether protection
(3) Himsa (violence) against oneself makes of nature should occur because we should
complete self-realization impossible. think not only of ourselves or because
(4) Himsa against a living being is himsa natural things are part of us also. Naess
against oneself. refuses to separate the two approaches. He
(5) Himsa against a living being makes com- answers with another allusion to Gandhi:
plete self-realization impossible. ‘When he was asked, “How do you do these
(adapted from Naess, 1965: 28–33) altruistic things all year long?” he said, “I
am not doing something altruistic at all. I
This conceptual construction evolved into am trying to improve in Self-realisation” ’
ever more complex and graphic presen- (Rothenberg, 1993: 141–142). There need
tations. In his 1974 work, Naess provides be no divide between the intrinsically valu-
various systematizations of Gandhi’s teach- able and the useful. And, in a Gandhian
ings on group struggle where self-realiza- way of feeling rather than intellectualizing,
tion is the top norm and which contain the he adds: ‘if you hear a phrase like, “All life
critical hypothesis that all living beings are is fundamentally one”, you should be open
ultimately one, as set out in in Figure 1. to tasting this, before asking immediately,
In a discussion with David Rothenberg “What does this mean?” ’ (Rothenberg,
over human destruction of the environment 1993: 151).
without adequate reason (for example, Along with other deep ecological theorists,
354 journal of P E A C E R E S E A RC H volume 36 / number 3 / may 1999

Naess is attempting to clarify what the deep negative definitions previously favoured by
ecology movement stands for. Ecological the American school:
philosophies are continually expanding, and Peace research should liberate itself from a
other writers have also added their analytical materialistic bias dealing with bodies, dead or
skills to the deep ecology literature (see, for alive, healthy or unhealthy – in other words
example, Devall & Sessions, 1985). Recently, with mortality and morbidity only, and not
with the mental and spiritual dimensions of
we have seen the rise of eco-feminism,
violence and human growth and development
Lovelock’s Gaia hypothesis and aggressively (Galtung, 1985: 156).
radical movements and philosophies such as
Earth First! While Gandhi certainly would not Primarily as a response to the work of
have welcomed some of these later develop- Galtung (1969, 1971b), the central concern
ments (for example, the employment of of peace research for many researchers
‘ecotage’ techniques such as tree-spiking and moved from direct violence and its elimin-
the disabling of logging equipment), and Naess ation or reduction (negative peace) to the
does not, the Mahatma’s influence is clearly broader agenda of structural violence and its
discernible through the writings of Arne Naess. elimination (positive peace). This increas-
ingly popular school of peace research (see
for example Barash, 1991: 7–11) places
Johan Galtung and Peace Research
great emphasis on the elimination of
After the mass slaughter of World War II and exploitation and oppression.
fear of nuclear Armageddon in the late 1950s, ‘Structural violence’ is unintended struc-
the budding discipline of peace research con- ture-generated (rather than actor-generated)
centrated on the elimination of international harm done to human beings. It is an indirect
armed conflict. Researchers, led by those in the form of violence built into social, political
USA, attempted to understand war in terms of and economic structures that gives rise to
perceptions that international actors were pur- unequal power and consequently unequal
suing incompatible goals and that tried to find life chances. It includes exploitation, alien-
ways to prevent misconceptions (Pardesi, ation, marginalization, poverty, deprivation,
1982: 4). Peace was interpreted as an absence misery etc. and exists when basic needs for
of war and the discipline of peace research left security, freedom, welfare and identity are
other social problems to different disciplines. not being met (see Galtung, 1969). In its
In some religious traditions, ‘peace’ is horizontal version, violent structures keep
understood in the affirmative as wholeness, apart people who want to be together, and
rather than negatively as the absence of war. keep together people who want to be apart
Thus, threats to peace may come not from (Galtung, 1996: 67). ‘Violence can be
those who stir up conflict, but from those who defined as the cause of the difference
acquiesce in the existing state of affairs between the potential and the actual,
(Macquarrie, 1973: 30). If peace is so con- between what could have been and what is’
strued, wholeness and fulfilment must be (Galtung, 1969: 169). In other words, and
opened up for all, and all must have a share in to put it into terms that Naess would
power, which is an essential ingredient in approve of, this conception of violence is
a fully human existence (Macquarrie, 1973: based ‘on a distinction between the potential
33, 38). and actual level of self-realization of human
This line of thinking is echoed in the beings, particularly on the “avoidable causes
peace research of Johan Galtung, which out- of a differential between the two” ’ (Galtung,
lined a broader notion of peace than the 1975: 24).
Thomas Weber G A N D H I , D E E P E C O L O G Y , P E A C E R E S E A RC H 355

Extreme structural violence can lead to followed Galtung’s intellectual career, the
death by denying even the most basic needs influence of Gandhi is evident.4 In a sense,
such as food and shelter. So negative peace Gandhi was Galtung’s entree into the world
can be insufficient to protect human life. of peace research. He has acknowledged that
Positive peace encompasses an absence of as a seventeen-year-old he ‘cried bitterly’
structural as well as direct violence. It means when he heard the news of the Mahatma’s
not only ending wars, but also freedom from assassination (Galtung, 1992: v). One of his
want, the attainment of justice, the protec- first jobs was as an assistant to Naess, a col-
tion of human rights and an absence of laboration which eventually resulted in a
exploitation (Galtung, 1985: 145). book on Gandhi’s political ethics (Galtung
Even earlier, Galtung (1959) had been & Naess, 1955). Much of Galtung’s contri-
edging towards this distinction, yet it was not bution to that book was written in prison
made explicit until his 1969 paper. This article where he was serving time as a conscientious
was written on the roof of the Gandhian objector against military service.
Institute of Studies at Rajghat in Varanasi. In The project with Naess, Galtung com-
explaining its origins, Galtung points to his mented later, ‘was also the way I got started
desire to link the theories of peace, conflict on peace research’ (Galtung, 1992: vii).
and development; the emerging distinction Since that time, his writings have contained
between actor-oriented and structure-oriented many references to the Mahatma.5 In
social cosmologies, and ‘the exposure to describing important sources of inspiration,
Gandhian thinking’ (Galtung, 1975: 22). Galtung has noted that Gandhi is ‘the major
Development for the poor is frequently one … and increasingly Buddhism in
championed in order to prevent violence, general’ (Galtung, 1990b: 280).
whereas for Galtung inequalities ‘were in and Gandhi’s wide conception of nonviolence
by themselves violence … unnecessary evils included not treating another with less dignity
in their own right’ (Galtung, 1975: 23–24). than was warranted by a shared humanity.
For him, Gandhi was the only author or Dehumanization is violence, as Gandhi made
politician who ‘clearly fought against both clear when he spoke of exploitation in econ-
the sudden, deliberate direct violence omic terms. He pointed out that someone
engaged in by actors, and the continuous, who claims as his or her own ‘more than the
not necessarily intended, violence built into minimum that is really necessary for him is
the social structures’ (Galtung, 1975: 24). guilty of theft’ (Gandhi, 1955: 58).
While some used structural violence to I venture to suggest that it is the fundamental
prevent direct violence (in the law and order law of nature, without exception, that Nature
tradition), some used direct violence to produces enough for our wants from day to
abolish structural violence (in the revol- day, and if only everybody took enough for
himself and nothing more, there would be no
utionary tradition), and still others condoned
pauperism in this world …. (Gandhi, 1933:
one or the other while attempting to alleviate 384)
the plight of the victims (in the Christian 4
Twenty years after his formulation of the concept of
caritas tradition), Gandhi ‘was equally ‘structural violence’, Galtung was to introduce a new term
opposed to all three’. But in fact ‘Gandhi’s to peace research: ‘cultural violence’ (‘any aspect of a
general pattern of action is more tailor-made culture that can be used to legitimize violence in its direct
or structural form’). Again it is closely linked to Gandhian
for structural conflict’ (Galtung, 1982: 225). doctrines of the unity of life and the unity of means and
This work set the future agenda for a ends (Galtung, 1990a).
5
In recognition of this, Johan Galtung was awarded the
peace research concerned with more than Jamnalal Bajaj International Prize in 1993 for the pro-
international relations. For those who have motion of Gandhian values outside India.
356 journal of P E A C E R E S E A RC H volume 36 / number 3 / may 1999

Gandhi was willing to push this line of rea- title of ‘later-day [sic] Gandhi’ (Hoda, 1978:
soning to its logical conclusion. If our aid 2).
programs are not sufficient to reduce our According to his daughter, Schumacher
theft then our neighbours must be invited admired Gandhi and was greatly shocked
‘to come and to share our resources, and live when he learned of his assassination. In the
as we have been trying to do. If there is not mid-1950s Schumacher began a study of
enough to go around, we must all tighten Eastern thought, including the writings and
our belts, but yet not exclude anyone who is speeches of Gandhi, noting that the
really in want’ (Harijan, 13 April 1940). Mahatma’s view of economic development
During his 1969 reading of Gandhi, was quite different from that of the main-
Galtung defined him as a ‘structuralist’ in stream and required careful examination
the sense that he saw: (Wood, 1984: 243). The various strands
conflict in the deeper sense as something that crystallized during a trip to Burma as an
was built into social structures, not into the economic adviser in 1955, when he realized
persons … Colonialism was a structure and that Western economic philosophy could
caste was a structure; both of them filled with not merely be transferred to Burma because
persons performing their duties according to
it would merely lead to a transfer of Western
their roles or statuses … The evil was in the
structure, not in the person who carried out demands (Hoda, 1978: 5–6). What was
his obligations … Exploitation is violence, needed was, in his terms, a ‘Buddhist econ-
but it is quite clear that Gandhi sees it as a omics’ (Wood, 1984: 246).
structural relation more than as the intended Schumacher realized that economics did
evil inflicted upon innocent victims by evil not stand alone. As with other disciplines, it
men’. (Galtung, 1971a: 124, 133–134)
derived from a view of the meaning and
Unfortunately, the incisive fifty-page paper purpose of life – in this case a purely materi-
on Gandhi entitled ‘Gandhi and Con- alistic one. Gandhi’s economic thinking, on
flictology’ (Galtung, 1971a), which grew out the other hand, was based on a spiritual cri-
of this and a later visit to India, was not pub- terion. Schumacher took Gandhi’s ideas of
lished at the time. Not until twenty years swadeshi (local production) and khadi
later did a reworked version appear in print (hand-spun, hand-woven cloth) and applied
(Galtung, 1992). Much of Galtung’s central them to modern economic problems
writings on peace research can be linked to (Wood, 1984: 247).
Gandhi through this source. Gandhi claimed that
True economics never militates against the
highest ethical standard just as all true ethics,
to be worth its name, must at the same time
E. F. Schumacher and ‘Buddhist’ be also good economics … True economics
Economics stands for social justice; it promotes the good
of all equally, including the weakest and is
Some editions of Schumacher’s landmark indispensable for decent life’ (Harijan, 9
book, Small is Beautiful, had a picture of the October 1937); and that he had to confess
Mahatma on the cover, and for many in the that he did not ‘draw a sharp line or make any
West it provided an introduction to the distinction between economics and ethics
economic ideas of Gandhi. As important as (Young India, 13 October 1921).
its popular appeal was, that book also intro- Gandhi’s notion of revitalizing village India
duced Gandhian ideas to economists and through the spinning wheel struck many as
allowed these ideas to become the focus of anachronistic, but the logic of his arguments
serious study. It also earned the author the took on greater force after his death.
Thomas Weber G A N D H I , D E E P E C O L O G Y , P E A C E R E S E A RC H 357

Gandhi’s economic ideals were not about receive every encouragement but long hauls
the destruction of all machinery, but a regu- should be discouraged because they would
lation of their excesses. Khadi requires promote urbanisation, specialisation beyond
the point of human integrity, the growth of a
decentralization of production and con- rootless proletariat, – in short, a most unde-
sumption, which in turn should take place as sirable and uneconomic way of life. (Wood,
near as possible to the source of production. 1984: 247)
Such localization would do away with the
Later, Schumacher was to explore the link
temptation to speed up production regard-
between economics and war in the light of
less of the costs and would alleviate the prob-
Gandhi’s thinking and came to the conclu-
lems of an inappropriately structured
sion that what was needed was a ‘non-
economic system.
violent economics’ (Wood, 1984: 292). In
In his economics of locally handmade
1960, he published what was to become his
goods, the Mahatma saw the poor as being
manifesto:
delivered from the ‘bonds of the rich’
(Young India, 17 March 1927). His A way of life that ever more rapidly depletes
the power of earth to sustain it and piles up
approach ‘wholly concerns itself with the
ever more insoluble problems for each suc-
human’, while ordinary economics ‘is ceeding generation can only be called
frankly selfish’ (Young India, 16 July 1931). ‘violent’ … In short, man’s urgent task is to
Gandhi’s ideas on swadeshi were summed discover a non-violent way in his economics
up during his first major struggle in India as well as in his political life … Non-violence
and repeated almost verbatim throughout must permeate the whole of man’s activities, if
mankind is to be secure against a war of anni-
the next 30 years: hilation … Present day economics, while
Swadeshi is that spirit in us which requires us claiming to be ethically neutral, in fact propa-
to serve our immediate neighbours before gates a philosophy of unlimited expansionism
others, and to use things produced in our without any regard to the true and genuine
neighbourhood in preference to those more needs of man which are limited.
remote. So doing, we serve humanity to the (Schumacher, 1960)
best of our capacity. We cannot serve
humanity by neglecting our neighbours. Only months later, through his friendship
(Young India, 20 August 1919) with leading Gandhian Jayaprakash
Narayan, Schumacher paid a short visit to
In a similar vein, following the Burma trip,
India, and the crushed spirit of the country
Schumacher gives an example of contrasting
which he saw led him on a further quest.
views on freight rates between the thinking
Following Gandhi, Schumacher saw the dis-
of an economic expert and an economist in
tinction between ‘production by the masses’
the Gandhian tradition or, as he later termed
and ‘mass production’. The former provides
it, a ‘Buddhist economist’ (Schumacher,
dignity, meaningful contact with others and
1974: 49). A traditional economist:
is appropriate in a country with a huge
may be inclined to advise that the rates per population, while the latter is violent, eco-
ton/mile should ‘taper-off ’, so that they are logically damaging, self-destructive in its
the lower the longer the haul. He may suggest
that this is simply the ‘right’ system, because consumption of non-renewable resources
it encourages long distance transport, pro- and dehumanizing for the individuals
motes large scale, specialised production, and involved (Schumacher, 1974: 128).
thus leads to an ‘optimum use of resources’. Following a longer trip among the
Gandhians in 1962, he saw that the key to
The latter would argue the opposite: solving the dilemma of implementing
Local, short-distance transportation should Gandhi’s dream was the development of a
358 journal of P E A C E R E S E A RC H volume 36 / number 3 / may 1999

level of technology which would be appro- than the product. Costs have to be measured
priate to the needs and resources of the poor in human terms by taking cognizance of
with tools and equipment designed to be happiness, beauty, health and the protection
small, simple, low-cost, environmentally of the planet.
friendly (Schumacher, 1979, ch. 2), and In a Gandhi Memorial Lecture at the
‘compatible with man’s need for creativity’ Gandhian Institute of Studies at Varanasi in
(Schumacher, 1974: 27). 1973, Schumacher noted that the affluence
Several decades before, Gandhi had of a small part of the world was pushing the
explained that while he was not against whole world into the three concurrent crises
machinery per se, he did object to the ‘craze concerning resources, ecology and alienation
for machinery’: (Schumacher, 1978: 14). He explained that
The craze is for what they call labour-saving the modern world finds itself in trouble and
machinery. Men go on ‘saving labour’ till that this would not have come as a surprise
thousands are without work and thrown on to Gandhi (Schumacher, 1978: 16). Voicing
the open streets to die of starvation. I want to his debt to the economic thought of the
save time and labour, not for a fraction of
Mahatma, Schumacher noted that Gandhi
mankind, but for all. I want the concentration
of wealth, not in the hands of a few but in the enunciated his economic position in the lan-
hands of all. Today machinery merely helps a guage of the people, rather than that of aca-
few to ride on the backs of millions. The demic economists: ‘And so the economists
impetus behind it all is not the philanthropy never noticed that he was, in fact, a very
to save labour, but greed. (Young India, 13 great economist in his own right, and … it
November 1924)
may well emerge … [as] the greatest of them
This leads to what he termed ‘parasitism’: all’ (Schumacher, 1978: 18).
Man is made to obey the machine. The Gandhi’s admission that he had not made
wealthy and middle classes become helpless a study of the great economic thinkers did
and parasitic upon the working classes. And not concern Schumacher, who himself had
the latter become so specialized that they also turned his back on traditional orthodoxy.
become helpless. The ordinary city-dweller
Gandhi’s ultimate goal of self-realization
cannot make his own clothing or produce or
prepare his own food. The cities become par- naturally carried over into his economic
asitic upon the country. Industrial nations thinking. It meant more than identification
upon agricultural nations. (Young India, 15 with the mere personal ego, it required a
April 1926) merging with a greater Self. This could not
Schumacher’s book (1974) echoed this come about through exploitation, but
message, claiming that we are moving ever demanded social justice and the good of all.
more rapidly into a world dominated by the For Gandhi, economics was an economics of
large-scale; complexity; high capital intensity nonviolence. Towards the end of his life he
which eliminates the human factor; and viol- wrote:
ence. In order to ensure survival, he rec- I will give you a talisman. Whenever you are
ommended new guidelines which point in doubt or when the self becomes too much
towards smallness rather than giantism, sim- for you, apply the following test. Recall the
plification rather than complexity, capital face of the poorest and weakest man whom
saving rather than labour saving – and you have seen, and ask yourself if the step you
contemplate is going to be of any use to him.
towards nonviolence (Schumacher, 1978:
Will he gain anything by it? Will it restore
25). The profit motive throws humanity and him to a control over his own life and destiny?
the planet out of equilibrium. The emphasis In other words, will it lead to Swaraj [self-
has to be shifted back to the person rather rule] for the hungry and spiritually starving
Thomas Weber G A N D H I , D E E P E C O L O G Y , P E A C E R E S E A RC H 359

millions? Then you will find your doubt and attention to his influence on, or relevance to,
your self melting away. (Tendulkar, 1963, fields of knowledge or praxis other than non-
288–289) violent activism has been scant. There is, of
In 1962, the Gandhians were already course, a risk perhaps of peddling a con-
embracing Schumacher’s vision and he was spiracy theory of sorts, one that sees the
acclaimed as ‘the man who could interpret Mahatma lurking under every bed.
Gandhi to the Indians’ (Wood, 1984: 322). Nevertheless, to those who want to make a
The concept of intermediate technology, fol- study of deep ecology, peace research or
lowing initial criticisms by the economic Buddhist economics, and more particularly
community, was eventually taken up by UN who are interested in the philosophy of
agencies, governments and nongovern- Naess, Galtung or Schumacher, a recom-
mental organizations around the world and mendation to go back to Gandhi for a fuller
led to a proliferation of studies in Gandhian picture is not out of place.
economics (cf. Diwan & Lutz, 1985).
Just before his death, Schumacher out- References
lined his personal philosophy of the meaning
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ically the very thing that is free and of which logical Point of View’, Journal of Conflict Res-
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we are part of the environment, that if we Galtung, Johan, 1969. ‘Violence, Peace and
win the fight against nature we will find our- Peace Research’, Journal of Peace Research,
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Limited Circulation Mimeographed or Photo-
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Galtung, Johan, 1982.’Gandhian Themes’, in In- Club of Rome’s Project on the Predicament of
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of Peace and Freedom: The Ecology of a Peace- Tendulkar, D. G., 1960–63. Mahatma: Life of Mo-
ful World. Swansea: Davies (93–106). handas Karamchand Gandhi, 8 vols. New Delhi:
Schumacher, E. F., 1977a. A Guide for the Per- Publications Division, Ministry of Information
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Schumacher, E. F., 1977b. On the Edge of the Wood, Barbara. 1984, Alias Papa: A Life of Fritz
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Schumacher, E. F., 1978. ‘Small is Beautiful’, in
M. M. Hoda, ed., Future is Manageable: Schu- THOMAS WEBER, b. 1950, PhD in Social
macher’s Observations on Non-Violent Econ- Sciences (La Trobe University, 1991); Senior
omics and Technology with a Human Face. Lecturer in Politics and Head of the Peace
New Delhi: Impex India (14–29). Studies Area, La Trobe University. Most
Schumacher, E. F., 1979. Good Work. London: recent books: Gandhi’s Peace Army: The
Cape. Shanti Sena and Unarmed Peacekeeping
Sørensen, Georg, 1992. ‘Utopianism in Peace (Syracuse University Press, 1996) and On the
Research: The Gandhian Heritage’, Journal of Salt March: The Historiography of Gandhi’s
Peace Research 29(2): 135–144. March to Dandi (HarperCollins, 1997).

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