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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization UNITED STATES COURTS 5a. R~por~ Type 0:hock appropriate lypc) [] Nomination, Date [] Annual [] Final

R~,~,,-tR,, ,i,edby the EIhics

in Go ~ern meal A cl of 1978

15 tzsC. ~pp. ,.~"/ol-//I)

3. Date of Report 0412112010 6. Reporting Periled 0110112009 to 12131/2009

I. Person Rcporling (last name, first, midd! ~u~lial) STRAND, ROGER G. 4, Title (Article 111 judges indicate aclive or senior sla~us: magislrale judges indicate fuil- or pan-lime) SENIOR U.S.D|STRICTJUDGE

[] It;ifial

517,. [] Amended Repolr 7. Chambers or Office Address UNITED STATES COURTHOUSE 401 W. WASHINGTON ST., SPC 57 IItOENIX, ARIZONA 85003-2156 8. On the basis of the information conlaincd in tbis Report and any modifications pertaining thereto, it Is, in my opinion, in compliance ~ilh applicable laws and regulations. Reviewing Officer Dale

IMPORTANT NOTES: the instructiom" accompanying thi~ fi~rnt mu.~t be fidlowed. Complete all part~,
checMng the NONE box for each part where you haw no reportable information. Sign on last page.

I. POSITIONS. 1~.,,,,~,,,~ &tdividual only; seepp. 9-13 vffiling instruction*.)

NONE (No reportable positions.) POS|T|ON
1. 2. 3. 4. 5.

NAME OF ORGANIZATION/ENTITY

1 I. AGREE M E NTS. m~p,,,~i.g individnol ,,nO; ,eepp. 14-16 offiling i ......

~-] NONE (No reportoble agreemettts.) DATE
I. 09/01!1985

lions.)

[-

PARTIES AND TERMS

Arizona Slate Judges Retirement - pension - AZ Rev Slat 38-801 el seq

-"
. ., C, [

2.

Strand, Roger G.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

1~ .....
!

fP .....Repor,ing

Date of Reporl 04/2112010

STRAND, ROGER G.

II1. NON-I NVESTMENT INCOME. g,p.,.i.g indi,idualondsp ......

A. Fliers Non-Investment Income

; ,eel,p. 17-24,~filing i ........."don,.)

~
i. 2009 2. 3. 4.

NONE

(~o

reportable

non-investment income.)

DATE

SOURCE AND TYPE

Arizona Judges Retirement Syslem - pension

INC~E
{yours, nol spouses) $36,810.00

B. Spouses Non-I nvestmen t |ncOtlle - If you ,,,ere married during any portion of the reporting yeur, complete this .~ectio~
(I)olh~v ~ ~ nmt r ol req i "ed e~ cept fl~r hon ~raria I

~
I. 2. 3. 4.

NONE (No reportable non-investment income.) ~ SOURCE AND TYPE

IV. REIMBURSEMENTS .......

]

[
I.

NONE (No reportable reimburse,~ents.) _.~_QURCE DATES IX)CATION PURPOSE ITEMS PA[D QR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT STRAND, ROGER G. Page 3 of 6

V. G I FTS. t~.~.a.,,,, ...... ,p ...... aar,.a,.,ttildren; ,eepl,. 28-31 off!ling instruction~) NONE (No reportable SOtJRC~
I. 2. 3.
4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. a,,ct,aes,J ...... .~p ...... ,~ ,~p~,d ..... ,it, J,,,: see pp. J 2-3 ~ vf filing it,sttuction.~.) NONE (No reportable liabilities.) CRED|TOR
I.

DESCRIPTION

VALUE CODE

3.
4. 5.

FINANCIALpage 4 of 6 DISCLOSURE REPORT

St"RAteD, ROGEI.I G.

]04/21/2010

VII. INVESTMENTS and TRUSTS -," ......... ;~e. , ..... ~o~.~ a,~t~de, ,~o~ o~ ...... d ~, ~hU~,~ ~ ~. 34-~0 o~ ~.~.~

NONE

~o reportable
A.

income, assets, or transactions.)

" B. "" re~a~ng ~ri~ " C. of relX)tling ~ri~l " .......... I)

(inh~iog l~st assets) Place "(X)" after each ~ exempt f~m prior di~losu~

".

it) :
Amount C~e I {A-If)

{2)
Ty~ (e.g., div.. rent, or [nt.)

(O : (2)
Value C~Ic 2 (J P) Va~u Mclh~ C~]e 3

(0
Ty~ (e g., buy, sell, redemption)

(2).
Date mm/d~yy

(3)
Value C(~c 2 (I-p)

(~)
Gain C~c I (A-If)

(5)
[denti~ of buyerlsellcr (ifpfivale

I. i 2. ~ 3. ] 4. 5. i 6. 7. 8. 9. 10.

FLUID AIR INC.-STOCK I sr[" FED CREDIT UNION PtlOENIX (CDs) NATIONAL EINANCIAL SERVICES LLC AMERICAN FUNDS - BOND FUND OF AMERICA AMERICAN FUNDS - EUROPACIFIC GROWTtt FUND AMERICAN FUNDS - GRO\VTtl FUND OF AMERICA AMERICAN FUNDS - INVEASTMENT COMPANY OF AMERICA AMERICAN FUNDS - SMALLCAP WORLD FUND, INC. A.G.EDWA R DS-CENTENN[AL MONEY TST. AMERICAN FUNDS - CASH MANAGE rRUS:I OF AMERICA A A lq B A A A A

None Interest Dividend Dislribntion Distribution Dislribution Distribution Distribution None None Distribulion Notre

J K L L K J J J

W T T T T T F T Closed Closed 02101/09 1)7/(H/09 J .I

1 I. AM. FUND-MONEY MARKET FUND 12.

13. 14.

J J

T T

WEI..LS FARGO BANK

15. 16. 17.

p.t =~25,000,(rOl - 55[1.000,00[/

P4 ,M~e than

FINANCIAL DISCLOSURE REPORT [ Page 5 of6

|

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Seclion Vll - Fhfid Air, Inc. declared bankruptcy in 2009 and slockholdcrs received nothing of value, other Ihan a loss i~or lax pourposes. - A. G. Edwards Centennial Money Trusl closed and our account valne of - American |:unds Cash Market |rus! of America closed and our account yah.it O| Fund - A Account ] was transferred to a Wells Fargo Bank saving,; .account. ~wa5 trans~.:rred to the American Funds Money Market

FINANCIAL DISCLOSURE REPORT

Page 6 of 6 IX. CERTIFICATION.

s .... fPerson Reporting

Da,e of Report

SrRaNO, ROGER G, I

04121/2010

I certify that all information given above (including information perlaining ta my spnuse and minor or dependent children, if any) is accnrate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statntory provisions permitting nnn-disclosnre. i further certify that earned incmnc from ontside employment anti honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 I.I.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND \VILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT ]-O CIVIl, AND CRIMINAl, SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed origina! a,~d 3 additional copies to: Commiltee orl Financial Disclosure Administrative Office of lhc United States Courls Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544