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1. Person Reporting (last name, first, middle initial) Brotman, Stanley S. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
7. Chambers or Office Address 6030 M.H. Cohen US Courthouse 4th & Cooper Streets, Box 1029 Camden, NJ 08102-1029
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followevL Complete all parts, checking the NONE box for each part where you have no reportable informatiot~ Sign on last page.
2. 3. 4~ 5.
Brotman, Stanley S.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of f!ling instructions.)
A. Filers Non-Investment Income
~]
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATE
1. 2. 3. 4.
~-]
NONE (No reportable reimbursements.) SOURCE DATES 3/26-3/27/10 LOCATION New York, NY PURPOSE Dinner ITEMS PAID OR PROVIDED Lodge, Food
1.
NY Intellectual Property Law Association Third Circuit Judicial Conference New Jersey State Bar Association Quadrennial Conference AAA Club of South Jersey
2.
4/28-4/30/10
Hershey, PA
Conference of Judges
3.
5/20/10
Atlantic City, NJ
Food
4. 5.
5/24-5/25/10 7/21/10
V. GIFTS. ancludes those to spouse ~nd dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. ancludes those of spouse .nd dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - income, value, transactions anctudes those of sp ....
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period C. Gross value at end of reporting period
(4)
exempt from prior disclosure Cod~ 1 (A-H) div., rent, or int.) Code 2 (J-P) Method Code 3 (Q-W) buy, sell, redemption) mm/dd/yy Code 2 (J-P) Gain Code 1 (A-H)
(5)
Identity of buyer/seller (if private transaction)
1. 2. 3. 4.
Advantage Pirmary Liq. Fd/Oppenheimer U.S. Enviro Systems, Inc. c/s (formerly Cogenic Energy ) Sys General Electric c/s Xerox Corporation c/s
Interest None
J J L K K J J J K J J
T T T T T T T T T T T
B A B B A
7. Israel Bonds Command Asset Money Market, formerly Wachovia Cap. Acct. 9. 10. 11. Wells Fargo Co., formerly Wachovia Corp. Israel Bonds Minotola National Bank, Vineland, NJ (checking)
A A
12. ~ TRUST: 13. 14. 15. 16. 17. -GlenmedeFund Inc.-TaxExemptCash Po~i C prin. cash&reserve - General Electric Co. c/s - Colgate Palmolive Co.c/s -Johnson&Johnsonc/s - Royal Dutch Petroleum NY shares c/s B A A B Interest Dividend Dividend Dividend Dividend K L K K L T T T T T
1: income Gaifi cbd~s! (See Colunms B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
~ =$1;0o0 or less F =$50,00] - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B=$I,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000~000 L =$50,001 - $ 100,000 P1 =$1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessmcnt W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 -$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, va,ue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
(1) (2) (3) (4) Value [ Gain Tyoe (e.g ..... Date mm/dd/yy Code 2 Code 1 buy, gell, redemption) (J-P) (A-H) i
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
- Bank of America c/s - Automatic Data Processing, Inc. c/s - Microsoft Corp, c/s - Intel Corp. c/s - Chase Manhattan Corp.c/s Daimler Chrysler c/s IBM c/s Pepsico, Inc. c/s Specialty Retail Group, Inc. c/s THE GLENMEDE TRUST CO.(IRAI): - Glenmede Fund, Inc.: Strategic Equity Port THE GLENMEDE TRUST CO.(IRA2): - Glenmede Fund, Inc. : Strategic Equity Part THE GLENMEDE TRUST CO. INVESTMENT ADVISORY: - Glenmede Fund, Inc.: Strategic EquityPart Verizon c/s Pepsico, Inc. c/s
B A A B A A A A
K K K J J J M J J
T T T T T T T T T Sold 08/13/10 J
(part)
InUDiv
Int/Div
B A A
L J J
T T T
lnCO~ Gaih C0des: : (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$i~0000r less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 : $2,500 G =$ i 00,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =S2,501 - S5,000 H I =Sl,000,00i - $5~000;000 L =$50,001 4100;000 P I =$1,000,001 - $5,000;000 P4 =More than $50,000,000 S =Assessment W =Eslimatcd
D =S5,001 - $15,000 H2 =More than $5~000;000 M =$100,001 ; $250s000 P2 =$5,000,001 ~ $25,000,000 T =cash Market
E =$15,001 - $50,000
VII. INVES TMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
Code I (A-H)
mm!dd/yy Code 2
Code 1 (A-H)
Motorola, Inc. c/s J.P.Morgan Chase c/s Intel c/s Israel Bonds Vodaphone AirTouch c/s
A A A A A
Sold
11/24/10
40. ~ TRUST: 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. - Exxon Mobil Corp. c/s - Sayreville, NJ (dtd 9/1/00; 4.6% Due 9/1/10) - Mercer County, NJ Impt.(dtd 12/15/00 4.4%,due 11/1/I0) - Ocean City,NJ FSA G.O.(dtd 4/1/98 4.5%;due 4/1/08) THEGLENMEDE TRUST CO.(IRA1): - Glenmede Fund, Inc.: Strategic Equity Part THE GLENMEDE TRUST CO.(IRA2): - Glenmede Fund, Inc.: Strategic Equity Part THE GLENMEDE TRUST CO. INVESTMENT ADVISORY: - Glenmede Fund, Inc.: Strategic Equity Port B A Dividend Dividend K J T T B Dividend K B Dividend L B B B B Dividend Interest Interest Interest K T K T Redeemed Redeemed 09/01/10 K 11/01/10 K A A
I; Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$ 50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B :$1,001 = $2,500 G =$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$I;000,00i - $5,000;000 L =$50,001 - $100,000 PI =$t,000;00I - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5~000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T :Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU S TS -inco,~e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period (1) Place "(X)" after each asset exempt from prior disclosure Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C.
Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) J
Transactions during reporting period (!) (2) (3) (4) (5) Value Gain .:::: : Identity of : Type (e.g., Date buyer/seller buy, sell .... r~m/dd/yy ~ode2 Code 1 (if private redemption) (J-p) (A-H) tr~t~saetion)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63.
Unique Mobility, Inc. c/s (now known as UQM) TRUST: - Medtronic, Inc. c/s - NJ SY EDL FACS Auth Re Ambac dtd 7/1/01 4.3% 711111 THE GLENMEDE TRUST CO.(IRA1): o Glenmede Fund, Inc.; Strategic Equity Fund Vanguard Institutional Index 500 FD THE GLENMEDE TRUST CO.(IRA2): - Glenmede Fund, Inc. - Strategic Equity Part - Vanguard Institutional Index 500 FD THE GLENMEDE TRUST CO. INVESTMENT ADVISORY: - Vanguard Institutional Index 500 Fund
TRUST
Dividend
A A
Dividend Interest
K K
A B
Dividend Dividend
J L
T T Sold
12/1/10
(pa~)
A B
Dividend Dividend
J K
Dividend
64~
65. 66. 67. 68.
B A
Interest Dividend K
Sold
03/04/10 K
State of Israel Bond dtd 2/01/02 4.0% State oflsrael Bond dtd 12/01/02 4.0%
A A
Interest Interest
J J
l.l ..... Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)
A =$L000 or ie~s : F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Olher
D =$5,001 - $15,000 C =$2,501 - $5,000 H1 =$1 000,001 - $5 000;000 H2 =M~re than $5;000;000 L =$50,001- $I00,000 P2 --$5i000;001 - $25;000,000 PI =$1,000,001 = $5;000i000 P4 =More than $50,000,000 ........ T =Cash Market S =Assessment W =Estimated
E =$15,001 2 $50,000
VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Transactions during reporting period Gross value at end of reporting period (2) (3) (4) (1) (2) (1) Gain Value Value "lype (e.g., Date: Method .... buy, sell; ..:: :. mmidd/~ Crde 2 Code 1 Code 2 redemption) (A-H) (J-P) Code 3 O-P) IQ-W)
J K T T
69. 70.
71. 72. 73.
Amgen, Inc. c/s Davis N.Y. Venture Fund Class C Lucent Technologies, now known as Alcatel-Lucent Allianz RCM Innovation Fund now known as RCM Global Technol. Prudential Financial, Inc..
A A
Dividend Dividend
A A
A
Dividend Interest
Dividend J T
74. ~ TRUST 75. - Goldman Sacks Group c/s 76. - Intel Corp., c/s A A Dividend Dividend Sold (part) 08/13/10
77. ~ TRUST 78. 79. 80. 8t. 82. 83. 84. 85. - Devon Energy Corp., c/s - Oracle Systems, c/s -3M Co, c/s -KelloggCo., c/s - Proctor&GambleCo.,c/s - Varian Medical Systems, Inc., c/s Freescale Semiconductor, c/s - Abbott Laboratories, c/s A A A A A A Dividend None Dividend Dividend Dividend Dividend None Dividend J K K J J K J K T T T T T T T Sold (.part) 08/13/10 J
A
Sold
04/15/10
(part)
1. Income Gain Codes: (See Columns BI and I)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1~000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 : $2~500 G =$100001 i$ 0001000 .... K =$15,001- $50,000 0=$500,001 - $1,000i000 R =Cost (Real Estate Only) v =Other
C =$2,501 : $5;000 H t ~i 000~00i -- $5 000 000 L =$50;00i 2 $100;000 Pl =$110001bO1 .$5,000i000 P4 =Mo~e than $50,000,000 S =AsseSSfi~h( W =Estimated
D =$5,001 - $15,000 H2 =M0re than $5 000 000 M =$100~001 2 $250i000 P2 ~$5i0001001 L $25;000,000 T =Cash Market
E =$15,001 - $50,000
Vll. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions..)
Description of Assets (including trust assets)
B. Income during .... reporting period (1) (2} C. Gross value at end oreporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, . redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code 1 (J-P) (A-H) (5) ldentib of buyer/seller (if private transaction)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95.
- Royal Dutch Shell PLC-ADR c/s o Gillette Co, c/s - Varian Medical Sys, Inc. c/s - Pepsico, Inc., c/s - Proctor & Gamble Co., c/s - Pepsico, Inc., c/s o Marlbvoro Twp., NJ Brd Ed, dtd 7/15/04 4.5%, due 7/15/13 Ktron Intl, Inc. c/s GLENMEDE TRUST Investment Advisory Glenmede Fund, Inc. - Tax Exempt Cash Port dtd 10/14/88 ~ TRUST
A A A A A A B
J K K J J K L
(part)
Interest
- Illinois Tool Works, c/s o United Technologies Corp., c/s o Glenmede Fund, Inc. -International Port
A A B A B A
K K K K K
T T T T T Sold 04/15/10 J A
100. o Tweedy Brown Global Value Fund 10 I. - William Blair Inst. Intl. Growth Fund 102. - Quest Diagnostics, Inc. c/s
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Colmrms CI aod D3) 3. Value Method Codes (See Column C2)
A --S]i000 6r i~S F =$50,001 - $100,000 J =$15,000 or less N =$250,001 4 $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B ~$i,001 - $21500 G =$100,001 - $1,000,000 K =$15~001 - $50;000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2;501 - $5,000 H 1 =$1 i000,001 - $5,000,000 L =$50s001 - $100,000 P1 =$1,000,001-$5,000;000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$!00,001 - $250,000 P2 =$5,000;001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) Place."(X)" at~er each asset exempt from prior disclosure
reporting period (1) (2) Amount Type(e.g., Code 1 div., rent, (A-H) or int.)
of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W~ L L K K T T T T
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
103. -General Electric Cap. Corp., dtd 4/28/06, 5.5% due 4/28/11 104. - United Technologies Corp., dtd 4/29/02 6.1% due 5/15/2012 105. - J.P. Morgan Chase & Co., dtd 11/25/02 5.75% due 1/2/2013 106. -William Blair Intl. Growth - I 107. ~ TRUST 108. -FLP Group, Inc. c/s 109. -Walt Disney Company (dtd) 7/18/06, 5.7% due 7/15/11 110. -Boeing Co. (dtd 2/11/03) f. 125%, Due 2/15/13 111. -Broadridge Financial Solutions, Inc. 112. -Rockwell Collins, c/s 113. -Express Scripts, c/s 114. -Omnicom Group, c/s 115. -Glenmede Fund, Inc., Large Cap. 100 Port 116. -Pepsico Inc., dtd 5/21/07, 5.15%, 5/512 117. -Proctor & Gamble Co, 8/10/04, 4.95 %, 8/15/14 118. -NJ Sports & Exposition, dtd 1/I/02 4/6%, 3/1/12 119. -NJ Sports & Exposition, dtd 1 / 1/02 4.6%, 3/I/12
C C B D
A B B A A A A A B A B A
Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Interest
K L K J
T T T T Sold 04/15/10
J J K K K K K
T T T T T T T
:i lncome G~ifi C~d~! ..... A:=$! ~000 or iess (See Colun~s BI and 1)4) F =$50,001 - $100,000 J =$15,000 or less 2, Value Codes (See Columns C1 and D3) N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 3, Value Method Codes Q =Appraisal (See Column C2) U =Book Value
B=$1,001 -$2,500 G =$100~01 ~ $1~00,000 K=$15,001- $50,000 O=$500,001- $1,000,000 R =Cost(Real E~ate OnLy) V =Other
=$2,501 - $5,000 H 1 =$1,000,001 - $5,000.000 =$50,001 - $100,000 1 =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 =Assessment W =Estimated
D =$5,001 -$15,000 B2 =More than $5,000,000 M=$100,001- $250~000 P2 =$5,000,001- $25,000,000 T =Cash Market
E =$15,001- $50,000
Transactions during reporting period (1) Type (e.g., buy, sell, (2) (3) (4) Date . Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private
120. -Emerson Electric Co, dtd 12/11/02 5%, 12/15/14 121. Davis NY Venture Group 122. Davis NY Venture Fd, CLC 123. New Jersey, 5%, Due 7/1/10 124. N.J. Tran, 5%, Due 6/15/18 125. Delaware, 5175%, Due 1/I/26 126. ~ TRUST 127. -Travelers Companies, Inc. c/s 128. -Verizon Communications dtd 4/4/08, 5.25% due 4/15/10 129. -Hewlett Packard Co., dtd 3/3/08, 4.5%, due 3/1/13 130. -Goldman Sachs Group, Inc. dtd 1/13/04, 5.15%, due 1/15/14 131. -Emerson Electric Co., dtd 8/24/05, 4.75% due 10/15/15 132. -Diageo PCL Sponsored ADR c/s 133. -J. P. Morgan Chase & Co., c/s 134. ~ TRUST 135. Gilead Sciences, Inc. c/s 136. McDermott Ins. Inc. c/s
B A A C A C
T Redeemed 03/31/10 L
A B B B B A A
K K K K K
T T T T T Sold 04/15/10 K
A A
Dividend Dividend
J J
T T
1: ln~o~ Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 0r less F =$50,00i - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 O=$100,O01-$1,O00,O00 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,0001001 = $5,000;000 L =$50,001 ~ $100,000 P 1 =$ 1,000,001 - $5,000;000 P4 =More than $50 000 000 S =Assessment W =Estimated
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (lndudes those of spouse and dependent children; soepp. 34-60 of filing instructions.)
NONE
Description of Assets
137. Omnicom Group, c/s 138. Ontario Province, 2/3/05 4.5% 139. Applied Materials Inc., c/s 140. Franklin Resources, Inc., c/s 141. ITT Educational Servcies, Inc., c/s 142. Van Eck Global Hard Assets - I 143. Capital Markets PLC dtd 3/10/09 3.87% due 3/10/15 144. Schlumberger Ltd. c/s 145. Nucor Corp c/s 146. Tweedy Browne Global Valve Fund 147. Oracle Corp. dtd 1/13/06 5.25%, due 1/15/14 148. GLENMEDE TRUST INVESTMENT
A A A A A A A A A A A
Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest
J K J K J K
Sold
106/15/10 K
J K
149. - Glenmede Fund Inc. Advisory Small CAD A 150. - Glenmede Fund, Inc. - U.S. Emerging Growth 151. - Glenmede Fund, Inc. International Port A A
J J J J J T T
152. - Glenmede Fund, Inc. Large CAP 100 Port A 153. - William Blair Intl Growth - 1 A
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,00t - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Valuc
C =$2,501-$5~00 HI=S1,000,001 - $5,000,000 L =$50,001-$100;000 PI ~$1,000,001-$5,000,000 P4 =More than $50,000,000 S =Asscssment W ~Estimated
E=$15,001- $50,000
M=S~O0,O01-$25o,ooo P2=$5,ooo,ool-s25,ooo,ooo
T =Cash Market i i
VII. INVESTMENTS and TRU S TS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(x)" after each asset exempt from prior disclosure B. Income during reporting period (11 12) Amount Type (e.g.. Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (2) (1) Value Value Method Code2 (J-P) Code 3 D. Transactions during reporting period (l) Type te.g., buy, sell, redemption)
(Q-W) 154. Cape May 4.375% due 8/15/14 155. Freehold Twp. 5% due 2/15/25 156. Hammonton NJ 4.5% due 8/1/25 157. Medford Twp. NJ 5% due 3/1/25 158. Montgomery 5% due 4/1/27 159. Montgomery 5% due 4/1/20 160. Mortis County, NJ 3% due 2/1/11 161. New Jersey 5% due 7/1/31 162. Pleasantville, NJ 4% due 7/1/12 163. Teaneck Twp., 5% due 7/15/28 164. Washington, 4.875% due 1/1/23 165. ~ TRUST 166. -Glenmede Fund Inc. Advisory Small Cap 167. -Thornburg Intl. Value FD 168. -Coca-Cola Co. dtd. 11/1/07 5.35%, due 11/15/14 169. -Artio International EQ FD 11 170. -Atlantic County NJ Impt. 5.37%, dated 9/1/00 due 11/1/10 A A A A A Dividend Dividend Interest Dividend Interest K K K K K T T T T T Buy Buy Buy Buy Buy A B B 13 13 13 C 13 B C B Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest K K K K K K L K K L L T T T T T T T T T T T
(5) (2) (3) Value Date i:middd/yy Code2 Codel , buyer/seller (if private (J-P) (A-H) transaction)
K K K K K
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$ li000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,00 l - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1 001 - $2,500 G =$100,001 - $1,0001000 K =$15~001 - $50,000 O =$500,00 l - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5;000 HI =$ii000100i ~ $5;000;000 L =$50,001 ~ $100,000 PI =$1,000,001 - $5;000;000 P4 =MOre than $50 000 000 S =Assessment w =Estimated
E =$15,001 - $50,000 D =$5,001 : $15,000 H2 =M~re than $5,000 000 .... M =$100 00] ~ $250~000 P2 =$5,000,00t- $25;000,000 T =Cash Market
VII. INVESTMENTS and TRUSTS - income, valae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
--] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets)
Place "(X)" after each asset
(4)
Amount
Type (e.g.,
Value Type (e.g., Date " : Value Gain Method::: buS~l|,: mm/dd/yy Code2 Codel........ Code 3 redemption) (J-P) (A-H) (Q-W) Redeemed 11/01/10 02/25/10 08/02/10 02/25/10 09/15/10 02/25/10 11/01/10 K J J K K K K J K L J K M K
171. -Atlantic County NJ Impt. 5.37% dated 9/1/00 due I 1/1/10 172. -Hillsborough NJ dated 8/1/01 4.7% due 8/I/2010 173. -Hillsborough NJ dated 8/I/01 4.7% due 8/1/2010 174. -Morris County, NJ 4.75%, dated 9/15/00 due 9/15/10 175. -Mortis County, NJ 4.75% dated 9/15/00 due 9/15/10 176. -So. Jersey Trans. Auth. dtd 4/15/03 3.25% due 11/1/10 177. -So. Jersey Trans. Auth. did 4/15/03 3.25% due 1/1/10 178. -Babcock & Wilcox Co. C/S 179. Matthew Pacific Tiger (FD 1 classification changed to FD IS) 180. NJ Econ Dev., dated 3/1/01,4.75% due 6/15/11 181. NJ St. EDL FACS Rowan Univ., dated 4/13/05, 4.0% due 7/1/11 182. Hillsborough Twp NJ Sch., 4.25% dated 10/I/01 due 10/1/12 183. Vineland NJ Gloun LTD dated 6/1/07, 4% due 6/1/14 184. Growth Fund America, Class C 185. Burling. Cnty. NJ Bridge Comm. dtd. 7/1/02,4.75% due 8/15/22 186. 187. A A C A B D A B Dividend Dividend Interest Interest Interest Interest Dividend Interest J K L J K M K L T T T T T T T T
A Interest K
Interest
Buy Redeemed
Interest
Spinoff 08/05/10 (from line 136) Buy Buy 13uy Buy Buy Buy Buy 08/13/10 02/12/10 02/25/10 02/17/10 12/08/10 11/26/10
02/12/10 L
1, Income Gain Codes: (See Columns BI and 134) 2. Value Codes (See Columns C l and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$501001 - $t00,000 J -$15,000 or less N =$250,001 - $500,000 F3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 ~ $L000,000 K =$15,001 - $50,000 O =$500~001 - $1,000,000 R =Cost (Real Estate Only) V =Otb.er
C =$2,501- $5,000 Hi ~$1i000~00i ~ $5,000i000 L =$50;001 - $100,000 PI =$1,000~001 ~ $2,000,000 P4 =More than $50;000,000 S =Assessment W =Estimated
D =$5,001-$15,000 H2 =M0re than $5,000,000 M =$100;001 - $250,000 P2 =$5 000 001 - $25,000,000 T =Cash Market
E =$15,001- $50.000
VII. INVES TMENTS and TRU STS - i.co=e, val.e, tra.s.c,io.s ~l.cl.des those oI~po.se ..d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A, Description of Assets (including trust assets) Place "(X)" atter each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H): (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J~P) (2) Value Method Code 3 (Q-W) (1) Type (e.g.~ buy, sell, redemption) D Transactions during reporting period (2) (3) (4) Gain Date Value mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction~
191.
192.
C =$2,501- $5,000 (See Colunms B I and D4) 2. Value Codes (See Columns C| and D3) 3. Value Method Codes (See Column C2) F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value G =$100,001 - $1,000,000 K =$15,001 - $50;000 O=$500,001-$1,000,000 R =Cost (Real Estate Only) V =Other HI ~$1,000~00l - $5,000,000 L =$50~001 - $100,000 PI =$!;000;001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D ~$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,00t - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544