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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2 Court or Organ|adrian U S District Cour~ 5a. Report "]~,pe (check appropnate type) F~ Nominauon, ~] Imtlat Date [] Armual [] Final

R~po,., Reqta,edby the E,h&:~"


m Gavel nment .1c! afl978

ts us c. am, b~" tOl-J t z)


3. Date of Report 5/10/2010 6. Reporting Period 01/01/2009 to 12/3112009

I, Person Reporting (last nan., first, middle mmal) Zapata, Frartk R. 4, "1 itle (Article 111 judges indicate active or senior slams, magistrate judges ir~:ltcale full- or part-tin, e) 03. D~strlct Judge, Active

5b. [] Amended Reporl 7. Chambers or Office Address 405 W Congrcs,i, Suite 5160 Tucson, A.Z 85701-5050 8. Oo the basis of the infarmatmn contained m tlu~ Report and an), modifications pertaining thereto~ it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer__ Date

IMPOR TANT NOTES: The instructions accompanying thA form must he fMlowet Complete allparts, checking the NONE box for each part where you have no reportable information. Sign on last page.

1. POSITIONS. m,~, ...... ~ ,ndividual onl), s*e pp. 9-13 of filit#g inst .......... )
NONE (.No reportable positions.) POSITION
I

NAME OF ORGANIZATION!ENTITY

3 4 5 ,--. ~..~ :. .~ ~,_ ) ~

...-,..~

..11. ~.~.,.~..--~ AC I~ i~~MI?.NT,I~. (Rep#rang inaiviaual onty; ,e pp. 14-16 4fihng mstructian~ )

";

~ NONE (No reportable agreements.) ~ PARTIgS AND TEKMS

FINANCIAL DISCLOSURE REPORT Page 2 of 6

N ..... f r ..... ~po~,~ Zapata, Frank R.

D~,~ of Repo,t 5/10/2010

II1. NON-INVESTMENT INCOME. Repo,a.~i, di~d.~.~,o,,~;~e~,.


A. Fliers Non-Investment Income NONE (No reportable non-investment income) DATE
I 2 3 4

SOURCE AND TYPE

~COME
(yours, not spouses)

B. Spouses Non-Investment Income - If ~,ou u,t married during any pordon of the reporting year, complete l~ts sectwm
(Dollar amot~nl not rcqut~d ea ~ pl ]or honoraria )

NONE (No reportable non-investment income.) DATE I 2009 SO~CE A~ TYPE Arizona State Retirement System

3 4

! V. REIMBURSEMENTS -,~ln~ /ude~ those to spouse attd dependent chddren see [,p 2~.27 offdm~

NONE (No reportable retmbmwements.) SQURCE I 2 3 4 5 ~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

PageFINANC1AL3 of 6 DISCLOSURE REPORT [ Zapata, Frank R.

IN,me

of Person Reporting

Dale of Report

S/IO/20IO I

V. GIFTS. (Incl,,aes those ,o spouse aria aependem children; see ,V. ZS-~ l of filing instr,,ct .....

~
1

NONE (No reportable g~s ) SOURCE DESCRIPTION VAkU~

VI. LIABILITIES. a~t,,a,, a, os, o/~v ....... d dependettt ch,ldren; see pp. 32-33 of /ihng t,,$truct ..... )
[] NON E (No reportable liabdities.) CREDITOR~ DESCRIPTION VALUE CODE

2, 3 4 5

FINANCIAL DISCLOSURE REPORT Page 4 of 6 VI I. INVESTMENTS and TRUSTS ...........

]N .... fP ..... Reporting I

I Zapata, Frank R.

5/10/2010

~.~, ,...,~a..+ (t.+.j,,ae~ ,~,0,~

NONE (No reportable income, assets, or ~ansaction~.)


~~cr~puon of ASS~ ~ [~omc alLuring Gross valuu a[ end ~ Transactmn~ dklrlng icporlMg period

(including [~St ass~S)


Place "(X)" after each asscl c.~empt from prior d~sclosure

reportm~ period
Ty~ (.g, dry . renl,

ofrepomng period
Va u [ Value C~e ? ] Methyl

[ Amounl [ Code i

buy. sell,

~ mr~ddyy C~c 2 Code I

buyer%oiler

(A-tt)

or mr)

(J-P) ~

Code 3

rcdemphon)

1 2 3 ~ 5, 6 [7 ! 8 9 10

Rentat Propc~y Tucson, AZ (8120186 $33,708) Chase sawn~checkmg acct Tucson, AZ Chase 11!3. Tucson, Arlz F~serv Investment Support Services, Denver, Co(see attached) Security Benefit L~fe TSA Topeka, CA Mctropohtan Life TSA, Denver Co NEA Value Builder Mutual Fund TSA Topeka KS ( see attached) Tucson Federal Credit Union

A A A B D B A A

Rent Interest lntere~t D~wdend Interest Interest Dwidend Interest

K J J L 1,,4 K J J

R T T T T T T T

14 15 6

FINANCIAL DISCLOSURE REPORT Page 5 of 6

N~me of Person Reporting

Dateor Report 5/10/2010 I

Zapata, Frank R.

VII 1. ADDITIONAL INFORMATION OR EXPLANATIONS. a.ai~,,po,,o,~R,,~,~)


111 B Spouses Non-ln,,estment Income Spouses Non-lnvestment Income previously listed "Tucson Unified School Dmmct". Spouse d~d not earn any income fi-om Tucson Unified School District m 2009 VII Investments and Trusts 1 The asset previously listed as Rental Property, Tucson, AZ (6/2/93 $38.000) Is owner occupted anti no longer a rental That asset has been replaced by Rental Property, Tucson, AZ (8/20/86 - $33,708) which was previously owner occupied but ts now a rental. 2 The a.;;$el prevtously h~ted as Bnnc One has changed ns name to Chase Asset is the same as previously listed. 3 The asset previously hsted as Bane One has changed its name to Chase Asset is the same as p~ev~ously hstcd 4 The a~,set previously hsted as Resources Trust, Denver, Co. has changed ~ts name to F~ser, Investment Support Services, Denver, Co DescrlpttonJT~cker CGM Adwsed Targeted Equity FD CLA (31) Loomis Sayles LTD TRaM Govt & Agency A I,:1.60 Loomts Sayles Value FD CLA 7 NEA Value Builder Mutual Fund TSA Seca~r~ty Benefit Group of Companies Ariel Fund Calamos Growth & Income

Page 6 of 6 IX. CERTIFICATION.

Zapata, Frank R.

5/10/2010

I certily that all information given above (including reformation pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reporled was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify tha! earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc m compliance with lhe provisions of 5 ILS.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIIIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 addittonal copies to. Committee on Fmanczal Disclosure Administrative Office of the Umted S~ates Courts Suite 2-301 One Columbus Circlc, N.E. Washington, D.C. 20544