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AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U. $. District, N.D. lllinois
5a. Report Type (check appropriate type) ] Nomination, Date

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..6 101-111)

I. Person Reporting (last name, first, middle initial) Gettleman, Robert W.


4. Title (Article Ill judges indicate actP,e or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 07/I 2/201 I 6. Reporting PeHod 01/01/2010 to 12/31/2010

U. S. District Judge (active)

[] Initial

[] Annual

[] Final

5b. [] Amended Report 7. Chamber~ or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

219 S. Dearborn St. Chambers 1788 Chicago, IL 60604

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)


[~] NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. meporti.g individual only; seepp. 14-16 of filing instructions.)


D NONE (No reportable agreements.)
DATE
1.2010

PARTIES AND TERMS


General Partner: Bob Jo Investments (passive investment partnership with Joel Rubin in single real estate venture; we each own 50%

Gettleman, Robert W.

FINANCIAL DISCLOSURE REPORT Page 2 of 12

Name of Person Reporting Gettleman, Robert ~V.

Date of Report 07/12/2011

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Fi|ers Non-Investment Income
~

NONE (No reportable non-investment income.) DATE


I. 2010

SOURCE AND TYPE


Northwestern University School of Law; taught courses

INCOME (yours, not spouses) $4000.00

2. 3. 4.

B. Spouses Non-Investment Income - If you were marrled during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
1.2010 2.2010 3. 4.

SOURCE AND TYPE LCSW, Private Social Work Practive Teachers Retirement Pension

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

NONE (No reportable reimbursements.)

SOURCE

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. American Bar Association

06/17/10-06/19/10

Whistler, British Columbia, Litigation Magazine CA Editorial Board Meeting

food, lodging, transportation

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 12

Name of Person Reporting Gettleman, Robert W.

Date of Report 0711212011

V. GIFTS. andudes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a.eludes those oSspouse u.d depe.de., children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 12

Name of Person Reporting Gettleman, Robert W.

Date of Report 07/I 2/201 I

VII. INVESTMENTS and TRUSTS - income, value, t ......


NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period

tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

Gross value at end of reporting period

Transactions during reporting period

O)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(t)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Value Gain Code2 Code 1 (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaclion)

I. 2. 3. 4. 5. 6, 7. 8. 9. 10.

Citibank (Chicago) Bob Jo Investments (Real Estate) Morgan Stanley Liq. Asset Fund MS Natural Resourses Morgan Stanley Active Assets Money Trust IlL St, Civic CTR REF-SPL (Bond) Illinois St. Gen. Oblig. (Bond) I11. Health Facs. Auth. (Bond) Sacred Silks Eldorado Gold CP

Interest None

J J J K L J J J J J J J J J J J

T U T T
T T T T T

A A C A A A A A A
A A A

Interest Dividend Interest Interest Interest Interest Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend

11. Palatine GO 12. 13. 14. 15. 16. 17. Schering Plough Corp Bristol Myers Squibb Co. ING Plus GE MoneyBK MS Bank CD Bravo Restaurants, Inc.

T T T T T Sold 12/30/10 J A

A A A

I. Income Gain Codes: (S~e Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codc~ (S~e Column C2)

A =$1,000 or less F =$50,001 - $100.000 J -$15,1)00 or less N =$250.001 - $500.000 P3 =$25.000.0~1 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001- $2,500 G =$100.001K =$15,001- $50,000 O-$500.001- $1.000,00~ R -Cost(Real Estate Only) V =Other

C =$2,501 - $5,000 H I = $ 1.0~l.001 - $ 5.000.000 L =$50,001 - $100.000 P I =$1,000.001 - $5,000.0~0 P4 =More Ihan $50,000,000 S =Asscs~nlcnt W =Estimated

D =$5,001 - $15,000 H2 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T Cash Markct

E =$ 15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 12

: Name of Person Reporting Gettleman, Robert W.

Date of Report 07/12/2011

VII. IN VESTMENTS and TRUSTS - income, ,alue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructionxS
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (t) (2) Value Value Code 2 Method
(J-P) Code 3 Transactions during reporting period (2) (3) (4) Date Value mm!dd/yy Code 2 (J-P)

Type (e.g.,

buy, sell, redemption)

Gain Code I (A-H)

(Q-W) 18. 19. 20. 21. 22. 23. 24. Morgan Stanley Liq. Asset Fund Morgan Stanley Active Asset Trust Morgan Stanley Dev. Growth Fund Morgan Stanley Div. Growth Fund Giga Tronics HDFC Bank Lid ADR Banro Corp A A A A A A A A A
A A

(5) Identity of buyer/seller (if private transaction)

Dividend Dividend Dividend Dividend/ Cap Dividend Dividend Dividend Dividend Dividend
Dividend Dividend

Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold
Sold

12/30/10 12/30/10 12/30/10 12/301101 12130110 12130/10 12130/10 12/30/10

J J J J J J J J

A A A A A A A A A A
A

25. ChinaUnicom Ltd ADS 26.


27. 28.

Isis Pharm Inc


China Medical Tech ADS Echelon CP

12/30/I 0 J 12/30/10
12/30/10 J

29. 30. 31. 32. 33. 34.

Silver Wheaton Corp. Boston Scientific Corp ASA Ltd (Bermuda) Sequenom Inc New SAIC, Inc. Tenet Healthcare

A A A A A A

Dividend Dividend Distribution Distribution Distribution Distribution

Sold Sold Sold


Sold Sold Sold

12/30/10 12/30/10 12/30/10


12/30/10 12/30/10 12/30/I0

J .I J
J J J

A A A
A A A

1. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (See Columns CI and D3) 3. Value Mcthod Codes (,See Column C2)

A -$1,000 or less F =$50.001 - S 100.000 J =$15.000 or less N =$250.0OI - $500.00~ P3 -$25.0~0.1Y01 - $50.000.000 Q =Appraisal U =Book Valu,.:

B =$1,001 - $2,500 G =$100.001 - $1.0OO.0OO K -$15,001 - $50,000 O =$500,0~1 - $1o000,000 R =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 HI =$1,0OO,001 - $5.000.000 L =$50,001 - $100,000 Pl =$1,000.001 - $5,000,000 P4 =More than S =Assessment W =Estimated

D =$5.001 - $15,000 H2 -Morc than M -$100.001 - $250.000 P2 =$5,0~),001 - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 12

Name of Person Reporting Gettleman, Robert W.

Date of Report 07/I 2/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end of reporting period Transactions during reporting period

(including trust assets)


Place "(X)" after each asset exempt from prior disclosure

reporting period (i) (2)


Amount Code I (A-H) Type (e.g., div., rent, or int.)

(t)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1~ Type (e.g., buy, s~ll, redemption)

(2)

(3)
(J-P)

(4)
Gain Code I
(A-H)

(5)
Identily of buyer/seller (if private transaction)

Date Value mm/dd/yy Code 2

(Q-W) 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. US Gold Corp New Start of IRA American Mutual Fund Amer. FDS Cap. BIdrs. Morgan Stanley Growth Fund of Amer. U.S. Treas. Bonds Morgan StanleyU.S. Govt. Sec. Morgan Stanley Liq. Asset Fund Morgan Stanley European Growth Morgan Stanley Pacific Growth B Financing Corp CPN Strips Ser I INT PMT 10.0002018 Microvision lnc (Wash) C C A C B A A A A A A A A A A Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Dividend Dividend Dividend A Distribution Sold 12/30/10 J A

K K L
M K K J K J J

T T T T T T T T T T T T T T T

46. Putnam Health Science Trust 47. 48. 49. 50. 51. Sacramento Cnty CalifGo Pens FDG-A Taxable OY 7.53 BE Tenn VY Auth 6.75% 6-1-28 SR D Bristol Myers Squibb Co. Coeur D. Alene Mns Cp Sun Microsystems, Inc.

J J
J J J

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes IScc Colunm C2)

A =$1,000 or less F =$50.001 - $100.00~ J -$15,000 or less N =$250.091 - $500.000 P3 =$25.000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50,000 O =$500.001 - $1,000.000 R =Cosl (Real Estate Only) V =Other

C =$2,501 - S5.000 HI =SI.000,001 - $5.0~0.000 L =$50.001 - $10~.000 PI =$1.000.001 - $5.000,000 P4 More than $50,000.000 S =Assessment W =Estimated

D =$5,001 - S 15,000 H2 =More than $5,000.000 M =$100,001 - $250,000 P2 =$5,000.001 - $25,0~0,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 12

Name of Person Reporting Gettleman, Robert W.

Date of Report 07/12/:201 I

VII. INVESTMENTS and TRUSTS - income, ,a~.o. transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)


A. Description of Assets
(including trust assets) Place "(X)" after e~ch asset exempt from prior disclosure

B. Income during
reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

C. Gross value at end


of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)

Transactions during reporting period

O) Typo (e.g., buy, sell, redemption)

(2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

52. 53.

SLM Corp Ser CPl/Floater Intl Bk for Recon & Dev

A A

Dividend Dividend

J J

T T

54.

Novartis AG ADR

A A A A A A
A A A
A

Dividend Dividend Dividend Interest Dividend Dividend


Dividend Dividend Dividend
Dividend

J J J J J J
.I J J
J

T T T T T T
T T T
T

55. Raytheon Co (New) 56. Freescale Semilnc. CLA

57. GMAC BankCD 58. Deutsche TelekonORD ABS AGI 59. Devon Energy Corp New
60. 61. 62.
63.

Eli Lilly & Co. lntel Corp Isis Pharm Inc.


Sanofi Aventis Ads

64. 65.
66.

SeabridgeGold Inc Streetracks DJ GIobalTitans


Tibco Software Inc.

A A
A

Dividend Dividend
Dividend

J J
J

T T
T

67.

Bank Hapoalim Fid

Dividend

68.

American Mutual A

Interest

I. Income Gain Codes: (,See Columns BI and 13,4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)

A =$1,000 or less F =$50.001 - $ I00.0OO J = $15.000 or less N =$250.001 - $500.0~0 P3 =$25.00~.001 - $50.000.000 Q =Appraisal U =Book Value

B $1,001 - $2,500 G =$100,001 - $1,000.000 K =$15,001 - $50,000 O -$500.001 - $1,00~,00~ R -Cost (Real Estale Only) V =Olher

C -$2,501 - $5,000 HI =$1,0~).001 - $5,000,000 L =$50.0~ I - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000.00(I M =$ 100.001 - $250.000 P2 =$5,0~),001 - $25,0~).000 T -Cash Market

E ~$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 12

Name of Person Reporting Gettleman, Robert W.

Date of Report 07/12/2011

VII. INVESTMENTS and TRUSTS -income, va~ue~transacti~n~(~nc~udesth~se~fsp~u~eanddependentchildren;seepp~34~6~f~inginstructi~n~-)


NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)

Gross value at end of reporting period (i) (2) Value Value


Code 2 (J-P) Method Code 3

Transactions during reporting period (]) Type (e.g., buy, sell,


redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(5)
Identity of

(Q-W) 69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. Columbia GlobalValue B Agnico Eagle Mines Anglo American PLC ADR New Banro Corp Barrick Gold Dresser Rand Echelon Elderado Gold Novagold Silver Wheaton Corp Symyx Technologies Goldman Sachs GRP Inc Kinross Gold Corp New A A A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J J J J J J J J J
J J J

buyer/seller (if private transaction)

T
T T T T

T T T
T T T T

T T T T T

82. Market Vectors Gold Mines 83. 84. 85. Royal Gold Inc. Sequenom IncNew Tenet Healthcare Corp

I. Income Gain Codes: (S~e Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Mclhod Codes (See Colunm C2)

A =$1,000 or less F =$50,001 - $100,00~ l =$15.000 or Jess N ~$250,001 - $509,000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value

B :$1.001 - $2,500 G =$100,001 - $1.000,0~0 K =$15.001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5.00~.000 L =$50.001 - $100.000 PI =$1,000,001 - $5,0~0,000 P4 =More than $50,009.000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =~.torc than $5,000.0~O M $I00,001 - $250,000 P2 =$5.0~0,001 - $25.000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 12

Name of Person Reporting Gettleman, Robert \V.

Date of Report 07/12/2011

VII. INVESTMENTS and TRUSTS - income, ,.atue, ,eansoetions aneludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (i) (2) Value Value Code 2 Method
(J-P) Code 3

Transactions during reporting period


(I) Type(e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) i (4) Value i Gain Code 2 i Code I (J-P) i (A-H) i (5) Identityof buyer/seller (if private transaction)

(Q-W) 86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. Morgan STIll Cum Yarnana Gold Inc. Chicago Go-E3D BE Duke Energy Corp Windstream Corp BP PLC ADS Genuine Parts Co Bunge Ltd lamgold Corp. Idacorp, Inc. IMB Kinross Gold Corp L-I Identity Solutions Procter & Gamble A A A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J J T T T T T T T J J J J J J J J J T T T T T T T T T

100. Protective Life 101. Royal Dutch Shell 102. Rubicon Minerals

I. Income Gain Codes: (S~e Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $ 100,00~ J =$15,0~O or less N =$250,001 - $500.000 P3 =$25.0(~.0~1 - $50.000.000 Q =Appraisal U =Book Value

13 =$1,001 - $2,500 G =$100.0~1 - $1,0~0.0~0 K =$15,001 - $50.0~0 O -$500.001 - $1,000.000 R Cost (Rcal Estate Only) V =Other

C =$2,501 - $5,000 HI =$1.0(~.0~1 - $5,000.0~0 L =$50,001 - $100.000 PI =$1,000.001 - $5,090,000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 -More than M -$100.001 - $250.0~ P2 =$5,00~),001 - $25,000,090 T -Cash Market

E =$15.0OI - $50,000

FINANCIAL DISCLOSURE REPORT Page ! 0 of 12

Name of Person Reporting Gettleman, Robert W.

Date of Report 07/12/2011

VII. INVESTMENTS and TRUSTS - i.co,.e, ,.aluo, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[~] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporling period Transactions during reporling period

O)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

O)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(0
Type (e.g., buy, sell, redemption)

(2)

(3)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

Date Value mm/dd/yy Code 2 (J-P)

103. Waste Management 104. Aqua Amer Inc 105. Echelon (ELON) 106. Frontier Commun Corp 107. Kansas City Life Ins. 108. Verizon Comm 109. CalifSt. Genl Oblig 110. Invesco Comm Strat I I I. Thornburg Inv. Inc.

A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend

J J J J J J J J J

T T T T T T T T T Buy Buy Buy Buy Buy Buy Buy Buy 04/01110 I 04/01/10 04/01/10 04/01/10 04/01/10 04/01/10 04/01/10 04/01/10 J J J J J J J J

1. Income Gain Codes: (See Columns BI and 2. Value Codes [See Columns CI and D3) 3. Value klcthod Codes (see Column C2)

A =$1,000 or less F :$50.0~ I - $ 100.0~0 J = $15.0~0 or less N :$250.001 - $500,000 P3 =$25.000,0OI - $50.000.000 Q =Appraisal U =Bc:~k Value

B =$1,001 - $2,500 G =$100.001 - $1.000.0~0 K =SI5.001 - $50.000 O $500.001-$1,000.000 R =Cost IRcal E~lalc Only) V Olher

C =$2,501 - $5,000 H I =$1,000.0~ I - $5.000.000 L -$50.001 - SI0~.000 P I =$ 1,000,001 - $5,00~.090 P4 =More than S =Asscssmcnl W =Eslimatcd

=$5,001 - $15,000 H2 =More than M =$ 100,001 - $250.000 P2 =$5,090.001 - $25,00~,000 =Cash Market

E =$15.001 - $50,0~

FINANCIAL DISCLOSURE REPORT Page 11 of 12

Name of Person Reporting Gettleman, Robert W.

Date of Report 07/12/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


Part II Agreements. No. I : of one limited partnership interest).

FINANCIAL DISCLOSURE REPORT Page 12 of 12

Name of Person Reporting Gettieman, Robert \V.

Date of Report 07/12/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: $1 Robert W. Gettleman

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 l One Columbus Circle, N.E. Washington, D.C. 20544

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