AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization WEST VIRGINIA SOUTHERN
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ~.~ 101-111)

1. Person Reporting (last name, first, middle initial) FABER, DAVID A.

4. Title (Article II I judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 5/12/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

SENIOR U.S. DISTRICT JUDGE

5b. [] Amended Report 7. Chambers or Office Address P.O. BOX 4278 BLUEFIELD, WV 24701 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followe~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)

~] NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. Reporting individaal only; see pp. 14-16 of filing instructions.)
NONE (No reportable agreements.)

DATE
I. 2. 3.

PARTIES AND TERMS

Faber, David A.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting FABER, DAVID A.

Date of Report 5/12/201 I

III. NON-INVESTMENT INCOME. tRepo~ing individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-I nvestment Income - If you were married during any portion of the reporting year, complete this section.
[Dollar amount not required except for honoraria.)

--]

NONE (No reportable non-inveslment income.)

DATE
I. 2010 2. 3. 4.

SOURCE AND TYPE

Salary as teacher, Mercer County, West Virginia Board of Education

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE

I. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting FABER, DAVID A.

Date of Report 5/12/201 I

V. GIFTS. ancludes ,hose,o spouse ond dependent children; see pp. 2S-3 t o/~lin# instructions.)
NONE (No reportable g~s.) SOURCE
1. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. anaudes those of spouse and dependent children; see pp. 32-33 of
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

filing instructions.)

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting FABER, DAVID A.

Date of Report 5/12/201 I

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes lhose of spouse and dependent children; see pp. 34-60 of filing instructions,)
~-~

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption)
Transactions during reporling period

(2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

I.
2.

Smith Barney Citigroup IRA

Bank Deposit Program

Dividend

3. 4. 5. 6. 7. 8. 9.
10.

Common Stocks: ~ PGN [] BMY [] BMY ~ PCL [11~ SEIC 1~ SEIC

[] VZ

II.

[ VZ ~CSCO
~ CSCO

12.

Sold

04/20/10 K

13.

14. ~ CAG

151 noN i
16. ~ MSFT

17. [~ PFE

I. Income Gain Codes: (See Colunms BI and 124) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Scc Column C2)

:$1,000 or less =$50,001 - 5100.0~0 =$15,0~0 or less =$250.001 - $500,0~0 P3 =525.00~.0~1 - $50.000.000 =Appraisal =Book Value

B $1.001 - 52,500 G =5100.001 - $1,00~,000 O =$ 500.001 - $ 1,000.000 R -Cost I Rcal E:,talc Only) V =Other

C =$2,501 - 55,000 H I = $ 1.000.001 - $5 L =$50,001 - $ 100.000 P I =$ 1.000.001 - 55,090,000 P4 =More than $50,000.000 S =Assessment W =E~.timatcd

D =$5,001 - 515,000 H2 =More than M =SI0O,001 - $250.000 P2 =$5,090,001 - $25,000,000 T -Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting FABER, DAVID A.

Dale of Report 5/12/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children: seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period

Gross value at end

of reporting period

Transactions during reporting period

(i)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(i)
Value Code 2 O-P)

(2)
Value Method Code 3

(i)
Type (e.g., buy, sell, redemptioa)

(2) (3) Date Value mm/dd/yy Code 2

(J-P)

(4) Gain Code I

(A-H)

(s)
Identity of
buyer/seller

(if private
transaction)

(Q-W)
18. [] BP 19. ~ BTGroup 20. D GE 21. D INTC 22. ~WFC 23. ~ WFC 24. ~DD 25. 26. USAAMoney market Gold coin collection A A Interest J J T W Spinoff (from line I I) Buy Buy 07/08/10 04/20/I 0 04/20/10 J K K Sold 04/20/10 K A

27. [] FTR 28. [] NOC 29. [] PG

1. Income Gain Codes: (See Colunms B I and D4) 2. Value Codes (See ColumnsCI and D3) 3. Value Method Codes (See Column C2)

A =$ 1,000 or less F -$ 50.001 - $100.000 J =$15,000 or less N =$250.001 - $500.00~ P3 =$25.000.001 - $50.000.000 Q =Appraisal U -Book Value

B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K = $15,001 - $50,000 O $500.00| - $1.00~.00~ R Cost (Real Eslalc Only) V =Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $100.000 Pl :$1.0~3.00| - $5,000,0~3 P4 =More than $50.000.000 S =As~.cssmcnt W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5.000.001 - $25.00~.000 T -Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporling FABER, DAVID A.

Date of Report 5/12/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. fin,ticoteport ofreportO

Except for lines 25 and 26, all of the assets listed in Part VII were held in the Solomon, Smith, Barney IRA identified in Part Vll.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting FABER, DAVID A.

Date of Report 5/12/2011

i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~vas withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the pro~sions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S[ DAVID A. FABER

NOTE: ANY INDIVIDUAL ~VHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AO 10 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization WEST VIRGINIA SOUTHERN 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app. ~.~ 101-I11)

!. Person Reporting (last name, first, middle initial) FABER, DAVID A. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) SENIOR U.S. DISTRICT JUDGE

3. Date of Report 7/27/201 I 6. Reporting Period Ol/OI/2010 to 12/31/2010

5b. [] Amended Report

7. Chambers or Office Address P.O. BOX 4278 BLUEFIELD, WV 24701

8. On the basis of the information contained in this Report and any modifications perlaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NO TES: The instructions accompanying this form must be followecL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. meponl.g individual only; seepp. 9-13 of filing instructions.)

~

NONE (No reportablepositions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. mepomng indlviduat onty; see pp. 14-16 of f!ling instructionsO
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Faber, David A. A

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting FABER, DAVID A.

Date of Report 7/27/20 ! I

III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income ~ NONE (No reportable DATE
non-investment

income.) SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-lnvestment Income - If you were married during any portlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

Salary as teacher, Mercer County, West Virginia Board of Education

1. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transpo.tu,io., lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE

I. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting FABER, DAVID A.

Date of Report 7/27/201 I

V. GIFTS. anclu~es ,hose ,o spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ancludes those oyspouse an,~ depende,,, children; see pp. ~2-33 of filing instruction~)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting FABER, DAVID A.

Date of Report 7/27/2011

VII. INVESTM ENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~-q NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W)
Transactions during reporting period

0)
Type (e.g., buy, sell, redemption)

(2)

(3)

Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16.

Smith Barney Citigroup IRA Smith Barney Bank Deposit Program Common Stocks: I000 PGN 500 BMY 500 BM 2000 PCL 4000 SEIC 1000 SEIC 610 VZ 890 VZ 1000 CSCO 1000 CSCO 1500CAG 1000 HON 2000 MSFT

Dividend

Sold

04/20/10 K

17. 2000PFE

I. Income Gain Codes: (See Columns B I and [M) 2. Value Codes (See Columns C I and D3) 3. Value Mclhod Codes (See Column C2)

A =$ 1,000 or less F -$50.001 - $100.000 J = $15,000 or less N =$250.001 - $500,000 P3 -$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.000 K = $15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1.000,001 - $5,000,000 L -$ 50,001 - $ 100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50.000,000 S =As~ssment W =Estimated

D =$5.001 - $15,000 H2 =More than $5,000,000 M =$ 100.001 - $250,000 P2 =$5,000,001 - $25,000,000 1" =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting FABER, DAVID A.

Date of Report 7/27/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period

O)
Tyl:~ (e.g., buy, sell, redemption)

(2)
Date
mm/dd/yy

(3)
Value
Code 2 (J-P)

(4)
Gain
Code 1 (A-H)

(5)
Identity of buyer/seller (if private nansaction)

(Q-W)
18. 500BP 19. 1000 BTGroup

20. 1000 GE 21. 1500 INTC 22. 1000WFC 23. 1000WFC 24. 1000DD 25. 26. 27. 28. 29. USAA Money market Gold coin collection 360 FTR 600 NOC 600 PG A A Interest None J J T W Sold 04/20/10 K A

Spinoff 07/08/10 (from line 1 I)

Buy Buy 04/20/I 0 04/20/10

J
K K

I. Income Gain Codcs: (See Columns BI and EM) 2, Value Codes (See Columns CI and D3) 3. Value Method Codes (Sce Column C2)

A =$1,000 or less F -$50,001 - $ 100,00~ J =515,000 or less N =$250.0~1 - $50~,0~0 P3 =$25,000,001 - $50.000,00~ Q =Appraisal U =Book Value

B =$1,001 - 52,500 G =$10~.001 - $1.000,0~) K -$15,001 - $50.000 0 -$500.001 - $1,000.000 R =Cost (Rcal Estate Only) V =Other

C =$2,501 - $5,000 H I =51,000.001 - $5,0~.000 L =S50,001 - $100,000 PI =$1.0~0,001 - $5,0~,0~0 P4 =More than S =Assessment W =Eslimated

D =$5,001 - $15,000 H2 =More than $5,00~.000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,090,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting FABER, DAVID A.

Date of Report 7/27/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Except for lines 25 and 26, all of the assets listed in Part VII were held in the Salomon, Smith, Barney IRA identified in Part Vll.

FINANCIAL DISCLOSURE REPORT Page 7 of 7

Name of Person Reporting FABER, DAVID A.

Date of Report 7/27/201 I

IX. CERTIFICATION.
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts svhich have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/DAVID A. FABER

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544