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1. Person Reporting (last name, first, middle initial) Oliver Jr., Solomon
4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. Chief District Judge
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-1ll)
Carl B. Stokes US Court House 801 West Superior Avenue Cleveland, OH 44113-1838
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulafions. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
College of Wooster National Conference of Bar Examiners, Multi-State Bar Exam Evidence Drafting Committee
3. 4. 5.
DATE
1.2011
2. 3.
IlL NON-INVESTMENT INCOME. (Reposing individual andspouse; seepp. 17-24 of f!ling instructions.)
A. Filers Non-lnvestment Income
[-~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
1.5/12/2010 2. 10/5/2010 3. 4.
Evidence Drafting Committee Multi-State Bar Examination Meeting Evidence Drafting Committee Multi-State Bar Examination Meeting
B. Spouses Non-Investment Income - if you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D
1.2OlO 2, 3. 4.
~
1.
2.
3/4-3/5
New York, NY
3.
National Conference of Bar Examiners Just the Beginning Foundation National Conference of Bar Examiners
4/29-5/2
Sante Fe, NM
4.
9/30-10/2
Atlanta, GA
5.
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
~-] NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. andudes those of spouse and dependent children; seepp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRU S TS - income, valae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X) after each asset exempt from prior disclosure B. Income during reporting period (1) Antount Code I (2) Type (e.g., ~i~ ~ehi C. .... Gro~s value at end : of reporting period (1) Value Code2 (2) Value M~t~od (1) D. Transactions during reporting period (2) 0) (4) Value Type (e~g.; Date , bu~,selk .... mm/dd/yy: C6de 2
Gain Code 1
Identity of buyer/seller
(A-H~
or int.)
(J-P)
(J-P)
(A-H)
Abbott Laboratories (X) Auto Data Processing (X) Bank of America (X) Bank ofNY M (X) Cardinal Health (X) Exxon Mobil (X) Hewlett-Packard (X) Honeywell International (X) Johnson & Johnson (X) JP Morgan Chase (X) New Jersey Resources (X) Nextera Energ (X) Proctor & Gamble (X) Progress Energy (X) Royal Bk of Scotland (X) Royal Dutch Shell B (X) Spectra Energy (X)
A A A A A A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J J J J J J J J J J J J J J J
E =$15,001 - $50,000 (See Colunms BI and 134) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colu~ C2) F =$50,001 : $100,000 J =$15 000 or less .... N =$250,001 - $500,000 P3 =$25,000,001 - $50~000;000 Q =Appraisal U =Book Value G ~$100]00i ~ $i~000,000 K =$15;00~ S $50;000 O =$S00,001 - * I;000;000 R ~C0st ~eal Estate Only) V =Other rli--$ i~0fi0~00i : $5i600,000 ~ ~$50;001 = $100,000 PI =*1;000;001 ~ *5;000;000 P4 --More than $50;000~000 S =Assessment ~ =Estimated H2 =M6r~ ~afi $5,000;000 M =$i 00,001 - $250~000 P2 =$5~006~001 : $23~000,000 T =Cash Market
VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~] NONE rel) oltable income, assets, or transactions.)
A. B. C. D.
Description 0fAssets
Income during
::
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
Cohen & Steers Infrastructure Fund (X) Nuveen Mun Valve Fund (X) Nuveen OH Quality Income Municipal Fund
A A A A A A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J J J M L J K K K J K J J J K
T T T T T T T T T T T T T T T T T Buy 12/10/! 0 M
(x)
Blackrock Euro Fund Investor (X) SLM Corp Frn (X) Schwab Cash and Money Market (X) Schwab Investor Checking AT&T common Bristol Meyers common Coca Cola common Morgan Stanley Dean Witter common Ford common General Eiectric common BF Goodrich common Goodyear common Heinz common Home Depot common
(See Columns BI and IM) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes ~,See Column C2)
F =$50,001 J =$15,000 or less N =$250,001 - $500;000 P3 =$25;000,0012 $50,000i000 Q =AppraiSal U =Book Value
G =$100,001 : $1,000,000 K =$15,001 : $50;000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2;501 - $5,000 I-It =$1;000,001 ~ $5,000,000 L =$50;001 = $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000~000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More titan $5~000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(x)" after each asset exempt from prior disclosure B. Income during reporting period (D Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method
Transactions during reporting period
(2)
(3)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49.
50.
Federated Department Stores common Merck common Nike common Liberty Media Corporation Class A WalMart common Putnam Global Equity Fidelity Ohio Tax Free CREF stock-403(b) TIAA Annuity-403(b) Ohio Savings Bank Accotmts DWS Schudder International Fund Vodaphone Pepsico Allstate Lucent Technology
Tricontinental Global
A A A
J K L J K K K O M L J J L K J
J
T T T
A A A A A B A A A A A
A
Dividend Dividend Interest Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend
Dividend
T T T T T T T T T T T
T
51.
Citicorp
Dividend
] i~ G~in Codesi: : (See Columns B 1 and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A--$i~000 0r less F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500;000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 ~ S2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
D =$5,001 ~ $15,000
E =$15.001 - $50.000
L=$50,00~ -$~00,000
M~$~00,OO~ $2s0,000
P2 =$5,000,001 - $25~000~000 T =Cash Market
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
13. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure
Income during reporting period (I) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.)
Gross value at end of reporting period (1) Value Code 2 O-P) (2) Value Me~hod Code 3 (Q-W) (1) Type (e.g., buy, seIl,, redemption)
Transactions during reporting period (2) (3) (4) Date ValUe mm/dd/yy Code 2 (J-P) (5) Gain Identity of Code 1 .... buyer/seller (if private (A-H) transaction)
52.
53.
Dividend
None
J
J
T
T
54. 55.
56.
Zimmer Lowes
Pfizer
None A
A
J J
J
T T
T
Dividend
Dividend
57. 58.
59.
A A
A
Interest Interest
Interest
J J
K
T T
T
60.
61.
A
A
Dividend
Dividend
K
K
T
T
62.
63.
Fidelity Balance
Fidelity Caputa! Appreciation
A
A
Dividend
Dividend
K
K
T
T
64.
65.
B
B
Dividend
Dividend
K
K
T
T
66.
67.
A
A
Dividend
Interest
K
L
T
T Buy 7/23/09 L
68.
Metlife Bank
Interest
Buy
11130/09 M
1~ income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or lcss N =$250,001 - $500.000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value
B -$1,001 - $2~500 G -$100,001 - $1,000,000 K =$15,00I - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Olher
C =$21501 : $5~000 ii H 1 =$1,000,00! -$5;000,000 L =$50;001 - $100;000 P 1 =$ I ~000,001 - $51000,000 P4 =More than $50~000~000 S =Assessment W =Estimated
D =$5,00 t - $15,000 H2 =M0re than $5,000~000 M =$100,001 - $250,000 P2 --$5;000,001 -$25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
69.
Ally Bank
Interest
Buy
11/29/09 M
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F -$50.001 - $100.000 J =$15_000 or less N =$250.001 - $500.000 P3 -$25.000.001 - $50,000.000 Q =Appraisal U =Book Value
B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50.000 O =$500.001 - $1.000.000 R =Cost fReal Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5.000,000 L =$50.001 - $100.000 P 1 =$ 1.000.001 - $5.000,000 P4 ~More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More thala $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
As it is now: 68. Metlife Bank A Interest M L Buy 11/30/09 M As it should be: 68. Metlife Bank A Interest Redeemed 11/30/10 M
As it is now: 69. Ally Bank A Interest M T Buy 11/29/09 M As it should be: 69. Ally Bank A Interest L T
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544