Académique Documents
Professionnel Documents
Culture Documents
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
1. Person Reporting (last name, first, middle initial) GONZALEZ, IRMA E. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-tlme)
5b. [] Amended Report 7. Chambers or Office Address UNITED STATES COURTHOUSE 940 FRONT ST STE 4194 SAN DIEGO CA 92101-8901 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable la~vs and regulations. Revievdng Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followe,! Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
D
I. 2. 3.
POSITION
Member, Board of Trustees Member, San Diego Board of Governors (2005 - present) Member, San Diego Advisory Board of Directors (2005 - present)
NAME OF ORGANIZATION/ENTITY
California Western School of Law Association of Business Trial Lawyers (ABTL) Federal Bar Association (FBA)
II. AGREEMENTS. mevo.ing individual only; see pp. 14-16 of filing instructions.)
~]
Gonzalez, Irma E.
II1. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) --] NONE (No reportable non-investment income.)
DATE_
1.2010 2. 3. 4.
SOURCE
I. 2. 3. 4. 5.
DATES
LOCATION
PURPOSE
DESCRIPTION
VALUE
VI. LIABILITIES. anctudes those of spouse and de~,~,,dent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (i) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period
(l) (2)
Value Code 2
(J-P)
Value Method
Code 3 (Q-W)
Cabrillo Federal Credit Union (Accounts) Janus Mid-Cap Fund (Mutual Fund) Janus Overseas Fund (Mutual Fund) Acorn Intl. State Bank & Trust (Mutual Fund) Franklin Templeton Mutual Discovery Fund (Mutual Fund) AIM Investments (Money Market) Fidelity Select Telecommunications (Mutual Fund) Baron Asset Fund (Mutual Fund) Janus Olympus Fund (Mutual Fund) Janus Global Life Sciences (Mutual Fund) Janus Contrarian Fund (Mutual Fund) Qualcomm (Common Stock) Cisco(Common Stock) AT&T (Common Stock) Buffalo Small Cap (Mutual Fund) Wasatch Ultra Growth (Mutual Fund) Royce Low-Priced Stock (Mutual Fund)
A C C B B B B B B B B A A B A A A
Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J M M L L K K K K K K J J J K K K
T T T T T T T T T T T T T T T T T
I. Income Gain Codes: (See Colurans B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (see Column C2)
A =$1,000 or less F =$50,1)01 - $100,000 J =$15,000 or le~s N =$250.001 o $500,!)00 p3 = $25,0~O,001 o $50.000.000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$100.0~1 - $1,000,000 K = $15,001 - $50,000 O ~$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Olhcr
C =$2,501 - $5,000 HI =$1,000,001 - $5.000,000 L =$50,001 - $ 100.000 PI =$1.000,001 - $5.000.000 P4 More than $50.000.000 S =Assessment W =Estimated
D -$5.001 - $15.000 }t2 =More than $5.000.000 M -$ 100.001 - $250.0~0 P2 -$5.000.001 - $25.000,000 T Ca:,h Market
E -$15.001 - S50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I
(A-H) Gross value at end Transactions during reporting period
Type (e.g.,
(5)
Identity of
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
Fidelity Low-Priced Stock (Mutual Fund) Fidelity Growth Company (Mutual Fund) Fidelity Leveraged Company Stock Fund (Mutual Fund) Fidelity Nordic Fund (Mutual Fund Fidelity Select Energy (Mutual Fund) Fidelity Select Energy Services (Mutual Fund) Fidelity Select Defense and Aerospace (Mutual Fund) Fidelity Select Environmental Services (Mutual Fund) Fidelity Select Natural Resources (Mutual Fund) Fidelity Select Utilities Fund (Mutual Fund) Fidelity Select Telecom Fund (Mutual Fund) Aberdeen Asia-Pac Prime (FAX) (Common Stock) AT&T(T) (Common Stock) Southem Co. (SO) (Common Stock) F5 Networks (FFIV) (Common Stock) SLV (ETF) EWW (ETF)
B A A A B B C B B A A A A A A E F
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
K K K K K K K K K L K K J J J L L
I. Income Gain Codes: (See Columns B I and I)4 ) 2. Value Codes (see Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $ 100.00~ J =$15.000 or less N =$250.001 - $500.000 P3 $25,000,001 - $50.009.000 Q =Appraisal U =Boc.k Value
B =$1,0OI - $2,500 G :$ 100.001 - $1,000.000 K =$15.0~1 - $50,000 O =$500.001 - $1,0OO.000 R =Cost (Real Estate Only) V Other
C =$2,501 - $5,000 H I :$ 1.000,001 - $5.000.090 L $50.001 - $100,000 PI =$1,000.001 - $5,000.000 P4 = More than $50,000,000 S =As:,cssmcnt W =Eslimated
D =$5,001 - $15,000 H2 -More than $5,000,0~0 M =$100.001 - $250.000 P2 =$5,000,001 - $25.000,000 T =Cash Market
E =$15.001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period
O)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
O)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
(2)
Date mrrddd/yy
(3)
Value Code 2 (J-P)
(4)
Gain Code I (A-H)
(5)
Identity of buyer/seller (if private transaction)
35. GLD(ETF)
Dividend
Buy
06/10/10 L
I. Income Gain Codes: (See Columns BI and D-I) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes {Sc Column C2)
A =$1,00~ or less F -$50.0OI - $10~.O00 J -$ I 5.000 or less N -$250.0OI - $500.000 P3 -$25.0~).001 - $50,009.000 Q =Apprai.,al U =Book Value
B $1.001-$2.500 G $10~.0OI - $1.0~1.0~) K $15.001 - $50.00~ O -$500.001 - $1.000.000 R =Cost (Real E~tate Only) V -Other
C :$2,501 - $5,000 H 1 =$1.00O,O01 - $5,000.0~0 L :$50,001 - $ 100.0~) PI =$1,000,0~1 P4 =More than $50,0~0,0~0 S :A s.,cssmcnl W =Estimated
:$5.001 - $15,000 H2 :More than $5,000.000 M $100,0OI - $250.000 P2 =$5.000,001 - $25.000.000 =Cash Market
E :$15.001 - $50,000
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside emplo)anent and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544