o ~o

1/2010
1. Person Reporting (last name, first, middle initial) Oqoole, George A.

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2, Court or Organization U.S, Districl Court
5a. Repar~t Type (check appropriate type) [] Nomination, Date

Report g~q.i,edby the ~lhic.~

in Government Act of 1978

(5 u.s.C. ~p~..+g ~0-~/0

3. Date of Report 06/11/2010
6. Reporting Period 01/01/2009 12/31/2009

4. Title (Article 111 iudgcs indicate active or senior status; magistrate judges indicate full- or part-time) District Judge (Active)

5b. I-] Amended Report 7. Chambers or Offie~ Address John Joseph Moakiey United Slates Courthouse 1 Courthouse Way. Suite 4-710 Boslon, MA 02210 8. On the basis of the iuformation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer

Date

IMPORTANT NOTES: The ittstructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~x,~o,,i.., individual ,rely; seepp. 9-13 t,f filing instructions.)

[~] NONE (No reportable positions.) POSITION
1. Trustee Trust #1

NAME OF ORGANIZATION/ENTITY

3.
4. 5.

I1. AG~EMENTS. meporting individual ot,~,,; seepp. 14-16 of illing i ......

~ NONE (No reportable agreements.)

aions.)

PARTIES AND TERMS

OToole, George A.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting OToole, George A,

Date of Report

Page 2 of 13

06/11/2010

II1. NON-INVESTMENT INCOME. ~R~po.~.g i.~i~id.~la.d sp .....

A. Filers Non-Investment Income
NONE (No reportable non-investment income.)

: see pp. 17-24 of~ding inxtructions.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

(yours, not spouses)

B. Spouses Non-Investment Income - if you ~re married during antportion of the reportlng ),ear, complete thix secti~tn.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-inves.nent b~come.)

DAT~
I. 2~9 2. 2009 3. 4,

SO~Cg AND TYP~

En~e~Nse gank, Lowell MA (di~ctots fees) Raytheon Company (employment)

IV. REIMBURSEMENTS -,.o.,ro..,i,,., Iodging, fi~od, entertah ......

(Inelude~ those t zpou~e at d clepettdent chitdren; see pp. 2 5-27 ~filing inMt~ctions.)

NONE ~o reportable reimbursements.) ~ ~ March 27-28, 2009 LOCATIQN New York, New York PURPOSE Bar association dinner ITEMS PAID OR PROVIDED T~ns~rtation, l~ging ~d meals

1.

New York Intellectual Prope~y Law A~ociation SEAK, Inc.

2.

June24-25, 2009

Hyannis, MA

S~aker at ExpeO Witness Seminar

Transpo~tion, l~ging ~d meals

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 13

N .... f e ..... aepo~.g OToole, George A,

06/I 1/2010

V. GIFTS. a.,~,d~., ,*,,,, ,, ,~ ....... a dependent cMldren; see pp. 28-3 ] of filing
NONE ~o reportable g~s.) DESCRIPTION
I. 2.

3.
4.

5.

~]

NONE (No reportable liabilities.)

CREDITOR

DESCRIPTION

VALUE CODE

2. 3. 4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 13

N .... of Person Reporlring

1Dste of Repot!

o"roo~e, George A.

06/11/2010

VII. INVESTMENTS an d TRUSTS - i ........ I~e.r ..... rion, anct.de~ those of ~r ........ d dependent children; see pp. ~4-60 of filing ins~uctlon~,)
NONE (No reportable income, asset~, or transactions.)

(including trust assc~s) Place"(X)" after each asset ~

report ng per ~ T~c (c.g,, or into

~/ of "cponing per od , ; [ Value eJ-P)l Value Code3 redemption) H-P) (A-II) (if private

Amoun~ ~ (A-tt)

I.
2.

3M Company common
Absolute Sl~ratcgie.~ Fund A

None
Dividend

J
J

T
T

Buy

12/21:09

3. 4. 5. i6. 7.

Same Same Allianz NFJ [ntl Valaue Fund Same Allied Capital Corp. common Apache Corp. common

A A

Dividend Db,idend None None None

J J K J

T T "I" T Buy Buy Sold ; 12/21/09 12/21/09 04/I5/09 J J J

A A A A

Dividend Dividend Dividend Dividend

None None

J J .1 J

T T T T
Sold Sold Sold 12/22/09 ] I Z"22/09 J J

9. 10. I t.
12, 13. 14.

Same Same Artio lntl Equity

Same Sathe AveU Dennison common

Dividend

04/15/09

15, 16. 17.

Bank of America common Bank of America deposit accounts BHP Billiton ADR

A A

Dividend Interest None K J T

Sold

12/21/09

Buy

12;21/09

FINANCIAL DISCLOSURE REPORT Page 5 of 13

VII. INVESTMENTS and TRUSTS - i, ........

N .... ~o~ ~po~tt~

OToole, George A.

[
[

D~,eorRoport
06/1 ~/2010

~,~. t ....... ffon$ ancludes those of sp ....... d dependent children; ~ee pp. 34~0 of filing in~truction~.)

~ NONE (No reportable income, assets, or transactions.)

~.................-~. " ........................~ ..........~. " ..............

:t (including trust assets) reposing ~ri~

C. .......~ l .............
~

~. .............

of reposing pc~od

exemmrro,~prior~sc~osure

CdetI

di .... n~,

~ Code2

[ Method

buy, sell,

~mm/dd)y~Codc2 ICodel

buyer/selfer

18. 19. 20. 21. 22. 23. 24. 25, 26. 27. 28. 29. 30. 3 I. 32. 33. 34.

Sa~e BMC Software common Cisco Systems ~mmnn Constellation Brand~ common CVS Caremark common Same Same Dentsply lnt conarnon Diageo ADR Diamond llill Long-Short Fund CI 1 Same Drcylits Inset. Cash Adv Fund (See pa~t VIII, note 2.) Same Same Ente~rise Bank & T~st Co. common Same EQT Co~. common (See pa~ VIII, note 3.) A A A A B B A A A A A

None None None None Dividend Dividend Dividend Dividend Dividend None None Interest Interest Inler~t Dividend Dividend Dividend

3 J ]

T T T

Buy Buy

12/21/09 12/21/09

J J

Sold J J K J J T T T T T Sold Sold K ] J L L K . T T T T T T Sold (paa)

04/15/09

12/21/09

04/16/09 04/16/09

K J

FINANCIALpage 6 of 13 DISCLOSURE REPORT

Name of Person Reporting OToole, George A.

Date ef Report 06111!2010

VII. INVESTMENTS an d TRUSTS - i ........ t,e, , ...... ctions (Includes those of sp ........ d dependent children; see pp. 34-60 ,,f fillng instructions:)
NONE (No reportable income, assets, or transactions.) Description of Asscls (including m~s~ assclS) Income during rc~ing ~riod ~ CMe I div.. ~ IA-H) or lot.) ~ ~ A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest None A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend .1 J J J T T T T Buy 04/15/09 J J 2 J J J J J J J i Gross value at ~nd of repoSing pe~od Transactions during rc~ing period

e~empl from prior di~losurc

IQ-W) T T T T T T T T T Sold Sold Sold Sold Buy Buy

transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. : 44 45. 46. 47. 48. 49. 50. 51.

Equity Residential SBI Same Same Exelon Corp. common Same Expeditors Intl of Washington common Exxon Mobileco~nmon Fideli~ lnst Money Market fund (See Part VIII, note 4.) Same Fiserv, Inc. common Fortune Brands, lnc.common Same Sarnc Hussman Slralegic Growth Fund Same IBM common Same

04/15!09 .I 04115/09 J

04/15.,09 04/I 5/09 04/15/09 04/15/09

FINANCIAL DISCLOSURE REPORT Page 7 of ] 3

] NameofPe~on Reporting
[ OToole, George .4,.

Date of Report

06/I 1/2010 ] th,ns.)

VII. INVESTMENTS an d TR USTS - i.c,,.,., ~.~.., r ......

~ NONE (No reportable income, assets, or transactions.)

~... tnctuacs th,,5~ ,~f s.~ ........a aep~,am childrem see pp. 34-~0 of filing i ........

.............. 7 ....................... ~
Description of Assets <including t~s~ asscls) : Place "(X)" after each assel cxcmp~ from prior disclosure

Income during reposing ~riod

~. .................E ...........................................~ ...............................

Gross value at end of reposing p~od T~nsamions during rcpoai~g pcrlo0 Value Code 2 (J-P) Value Method Code 3 Type ~c.g, buy.sell, redemption) [ Date [ Value I Gain [mm/d~ Coda 2 ~ Code I I i ~JP) ] {A-H) [demi~ of buycr/sdlcr (if private

Amoum [ Type (e.g., ~ Code ~ , div.. r~ (A-H) or int.)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

iShares Barclays 7- I 0 yr Treas Bond Fund iShares Barclays I-3 yr Treas Bond Fund Same iShares Barclays 1-3 yr Credit Bond Fund Same iSharesNasdaq Biolech Fund Same iShares Russell 2000 Value Index Fund iShares BarclaysTIPS Fund Same Johnson & 3,ohnson common Same Same Leuthold Asset Allocation Fund Same Mamdife Financial common Marshall Prime Money Market Fund (See Part Vlll note4,}

A A A A A

Dividend Dividend Dividend Dividend Dividend None None

J K K 3 K J J K J J J J J

T T T T .T T T T T r T T T Sold Sold 12/22/09 12f22/09 J J Sold (part) Sold (part) ! 12/21/09 12,~ 1/09 J J C C

A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest

FINANCIAL DISCLOSURE REPORT Page 8 of 1 3

N ....

fPerson Roporfing

Date of Report

OTao|e, George A.

06/1112010

VII. INVESTMENTS and TRUSTS - ~n.,ome, ,,or.e,, ...... ,ton, a.c~.ae,.,ho~, o/,~ ....... ~ d,w.~, ~,U~,~.~.~.~.. ~-60
NONE (No reportable income, assets, or transaction&) . Description of Assets lincluding tms~ assets) Place"{XY after each a~set exempt from print disclosure B. Income during reporting period Amoum ~ Type (e.g., C~c I :: div.. rant, (A-H) :. or int.) C, ] Gross value a~ end ] ~f reposing period ~ Value Code 2 (J-P) Value Mathod Code 3 ] Q-W) t TypcIe.g., buy. sclI, redemption) D. Transactions during rep~ing

................................................................................... 69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. Same MA St. Health & Educ.,4.2%, due I 0/I/2009 MA St. Water Poll Abatement, 4.2%, due Me|tier-Toledo Intl. common Microsoft common Same Novartis AG spnsrd ADR Oakmark IntI Fund Cl 1 Peabody Energy Corp. Same Pepsico common Pra~air, Inc. common Same Proctor & Gamble common Same Raytheon common Raytheon options A A A A A A A A A A A D A A B Inlerest Interest Interest None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Divideud Dividend Dividend Dividend None K J J J J J J J J K J J K L K

Date ! Value ~ Gain rnm~d~ . C~e 2 ~ Code (J-P) ~ IA-H)

[dcnti~ of (if private transaction)

Matured T T T T T T T T T T T T T T T Sold (part) Sold (part) Sold {part)

10101/09

12,2. I/09

.I

12/2 I./09

12/21109

FINANCIAL DISCLOSURE REPORT Page 9 of 13 VII. INVESTMENTS and TRUSTS - i .....

~ame of Peraon Reporting

Date of Report 06/I t/2010

o~oole, George A.
~, ,.al .......... lion.," (Includes tho.,e oysp .......

d dependent children; .vee pp. 34-60 of filing in.tructions.)

NONE (No reportab& income, assets, or transactions.) Dcscriptitm of Asse~ (ineludlng xrust asset~) Place"(X~" after each assct exempt from prior disclosure Income during reposing ~rlod Gross value at end of reposing pefi~ Tmnsactious during rcoo~ing pcri~

q~ ........... "-7~ .........~37---~ i~ ................... ~i~~ ........ ~ ..... ~3j~ ......... ~Amount ~ Code I ] (A-H) .......... Ty~(e.g.. div., rent. or int.) :. Value C~c 2 (J-P) Value Method Code 3 (Q-W) T Type (e.g.. buy. sell. redemption) ] Date Value i Gain mm/d&yy Code 2 C~c ] (J-P) ~ tA-H) [ ~

Identity of buyerlsctlcr (ifpfivatc tr~*ac o ) ......

~5~ ................. ~

~ ~

86. 87. 88, 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

Raytheon Savings and Investment Plan -Raytheon Stock Fund -Real Estate Securities Fund -BGI US Debt Index Fund -PIMCO Total Return lnsl --Fidelilylnst Money Mkt Regency Centers Royal Dutch Shell plc spnsrd ADR Sempra Energy common Same Same State Street Coop. common Stericycle,lnc. comnlou Same

Int.!Div.

A A A A A A

Dividend Dividend r)ividend Dividend Dividend Dividend None None None

J J J J J J J J J J K

T T T T T T T T T T T Buy 04/15/09 J Buy Buy Buy 04/15/09 04/I 5/09 04/15/09

100. Same 101. Suncor Energ~ (New) common 102. Templeton Global Bond Fund A A

Dividend Dividend

FINANCIAL DISCLOSURE REPORT

S~,n~nfVe~n Reporting

DaleufReport

Page 1 0 of 13
VII. INVESTMENTS and TRUSTS - i ....
D

OToole, George A. [
~. ~,,i,,~, , ...... ,i,,,,.~ a,,~,,~s ,hose oy~,,,,,~,.~ ~,,,~ ,te~,e,,~o,, a,i~,~,~,,; .~o~ ~,~,. ~-~0

06/I 1/2010

NONE (No reportable income, assets, or transactions.) Descriptiort of Asscls (including trust assets) |neome during rcportin~ period Gross value at end o1" reporting period Value Code2 ! Value [ MethodI Code3 l Type (c.g., bu~.,, sell. rcderaption) Transactions during reporting pc.riod

[ . [ 103. Same 104. Same

Place "(X)" after each .... I exempt from prior disclosure

i ::Amouat Type (e.g., iCdel div,, rent, j(A-H) ! orint.)

iii ....... ii~7 [ :|) -r~7-]~i:~ ................

i (JP) : Date | Value Gain : mmidd~D, I Code 2 i Code I (J-P) ~I(A-H) Idcmit7 buyer!seller (,fori

A A A

Dividend Dividend Dividend None

K K J J J J J K J K J J J J J J J

T T T T T T T T T T T T T T T T T Buy Buy Buy Buy Buy Buy 04/15/09 04/15/09 04/I 5109 12/21/09 041!5109 05/28/09 Buy Buy Buy Boy 12/21/09 12/2[/09 12/21/09 I2,~1/09 J J K J Buy 12/21/09 J

t05. Terra Industries common 106. Teva Pharmaceuticals common 107. Same 108. Thermo Fisher common 109. 110. Thornburg Intl Value Fund 111. Same I 12. Vanguard GNMA Fund 113. Same 14. Vanguard tligh Yield Corp. Bond Fund 15. S~me 116. Sanne t 7. Vanguard Lld "Iem~ Tax Exempt Fund 18. Vanguard Short-Term lnv Grade Fund 19. Verizon Communications common

Dividend None None None None

A A A A A

Dividend Dividend Dividend Dividend Dividend None

A A

Dividend Dividend

Name of Person Reporting

Date of Report

PageFINANCIAL11 of 13 DISCLOSURE REPORT

0700 e, George A.

06/1

V 11. INVESTMENTS an d TRUSTS - i,,. ....... J~o., ...... ,i,,,~. (Includes those ~f~ ...... d dependen, ehildr ...... pp. 3~1-60 trilling ins~rttct
[~] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets! Place "(X)" after each asset exempt from prior disclosure ] Income during rcportirtg period l Gross value at end of reporting period Value Code 2 (J-P} | ] Transactions during repotting periled ::

.................................................. : ............................ 120. Same

:~Amount ! Type (c.g., Code I i div. rent, ! (A-H) or int.) I

Value | Type (e.g., Method buy, sdl i IS:ode3 [ rodcmpt on) (Q") i ............................. T Buy

Identity o1" Date Value Gain "mm/dtL~yy Code 2 :~ Code i buver/s~llcr i J-P) /A-H) (ifprivale ~ I transaction) . ......... ~...__~ ......................... 05~8/09 04/I 5/09 J J

A A

Dividend Dividend

J J

121. Welts Fargo common t22.

Sold (part) Sold (part)

A B C

t2121/09 12i21/09

J J

!23. Same 124. Same 125. Wisdmntree lntl Small Cap Fund 126.

Dividend

Sold .I J

A A

Dividend Dividend

T T

Sold (part)

04!15109

FINANCIAL DISCLOSURE REPORT Page 12 of 13

OToole, George A.

06/11/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

1. The Irnst identified in Part I is a~ ~rust All the assets are reported individually in Part VII but are not specifically identified in thai Part to the trust. 2~ The money market ~tssets held in the Dreyfus lnstittaional Cash Advantage Fund, ,as reported this year at Part VII, li~es 29-3 I, were formerly held in the Dreyfus Governement Cash Advantage Fund, as reported last year at Parl VII, lines 26-28. The transfer occurred in June 2009. 3. EQT Corp. was formerly known as Equitable Resources. Inc. The asset reporled at Part VII, line 34 is the same assel reported last year al Part VII, line 3 I. 4. The money market assets previously held in the Marshall money market fund (see Part VII, lines 68-69) were roiled over into a Fidelity mouey market fund (see Pan VII, lines 42-43) on May 20, 2009.

FINANCIAL DISCLOSURE REPORT

] N ....
[

of Person Reporting OToole, George A.

Da,e of Report 06/t 1/2010

Page 13 of 13
IX. CERTIFICATION.

1 certify thai all information given above (including information perlaininl~ to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable stalutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are iu compliance with the provisions of 5 U.S.C. app. 501 et. seqo, 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES O AND CRIMINAl, SANCrIONS (5 U.S.C. app. 104)

CIVIl.

FI LING IN STRUCTION S Mail signed original and 3 additional copies ~o: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, NoE. Washington, D.C. 20544