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1~7"-,ao I0

R~v. l~01o

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 21109
2. Court or Orgm~dzation USCA-7 5a. Report Type (c[~eck appropfiale ~ype) [] Nomination. Date

Report Required by the Ethics


in Government Act of 1978

(~ u.s.c, app.

!. l-erson Reporting (last name. fi[st, middle initial) Manion, Daniel A. 4. Title (Article [11 judges indicate active or senior status; magistrate judges indicate fidl- or part-time) AaiclelH [] Initial [] A

3. Date of Rel~}rt 05/I 7/2010 6. Repor|ing Period 01101/2009 l 2/31/2009

5b. [] Amended Report 7. Chambers or Office Address 30[ Grant Federal Building 204 S. Mat, Street South ]Bend, IN 46601 8. On the basis of the information contained in this Report and any modificatior~ pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulation.~ ! Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all par~s, checking the NONE box for each part where you have no reportable information. Sign oa last page.

I. POSITIONS. ~s~o~,~g individual onty; see pg. ~-13 o1"aing instructions,)


~_~._~] NONE (No reportable po3"itions. ) POSITION NA ME OF ORGANIZATION/ENTITY

2.

5.

,~ . ~ _ ..~

~..) .~

-~
II. AGREEMENTS. (~,p,,~n,,~. indiv~,~l only; see pp. 14-16 of filing instructiot~s.)
NONE (No reportable agreements.) DATE
1.

...~.,

~~ .....

PARTIES AND TERMS

3.

Manion, Daniel A.

. L:~ANCI~ DIS,~I .... URE REPORT Page 2 of 1 1

N ....

o[P ..... Reporting

~a,,ion, Daniel A.

0511712010

11I. NON-INVESTMENT INCOME. m~pom,,~ ~,,llvld~ ~,~ ~ ; see pp. 17-24 of filing instructions.) .... A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE
1. 2. 3. 4.

SOURCE AND TYPE

INCOM~
(yours, not spouses)

[L Spouses Non-Investment [ncolne - ~f yo. we,~ n~arried during any portion of ~he reponing year, complete this section.
Dollar amounl noI required ex~ept fo~ honoraria.)

NONE (No reportable non-investment income.) DATE


1. 2. 3. 4.

SOURCE AND TYPE

! V. R E1 M B U RS E MENTS --,,,~z~p,,,~aion toagi,,g [,,,,a ......i ........,.


( It~cludes those to z~oz~ve and dapendent children: see pp. 25 27 of filing instructions.)

NONE (No reportable reimbursements.) ~RCE


1.

DATES

LOCATJON

PURPOSE

ITEMS PAID OR PROVIDED

3.

~~I

I I~

at~a ~t~

Date of Report

Page 3 of 11 I Manion, Daniel A. V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable g~s.) SOURCE
1. 2. 3, 4. 5.

05/1712010

DESCRIPTION

VALUE

VI. LIABILITIES. a,,ct~dc.~ thos~ oy~p ....... ul depetutent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

FIN,~NC!AL DISCLOSURE REPORT


Page 4 of 1 1

Ma, on,Name of P ..... Reporting Daniel A.

] Date ,I,f Report

05/17/2010

NONE (No reportable income, assets, or transactions,)

A.
De~ription of Assets (including t~st ~sets) Place "iX)" after each asset exempt from prior disclosure

............. ~.
~ Income dufng reposing ~fi~ i.

~
Gross value at end of re~)aing pe~od Vahle Code 2 Value Melh~ ~ C~e3 ] [

c.
:

~.
Transactions during re~)ning ~dd

Amount Ty~ (e.g.. C~e 1 div.,rent, (A-II) .........

Yy~ (e.g., buy, sell, ~ redemption)

Date ] Value [ G~in mndd~yy ~ C~e 2 Code I (A-H) [ (!-P)

Identity of buyer/seller (ifpdvate

t.

Key Bank checking

Interest

2.

Key Bank checking #2 AIM Asia Pacific Growth fiend A


A

None Distribution
Distribution

J K
K

T T
T

4.

Gabe|li Value Mutual Fund

5. 6. 7. 8. 9. 10.
I I. 12. 13. 14.

Templeton Foreign Fund Europacific Growth Fund Goldman Sachs Small Cap Value Fund ttartford Capital Appreciation Fund AIM Developing Markets Fund First Oppomu:ity Fund
UBS deposit account Seligman (;Iobal Fund J 311us Fund

C A A

Db;ttibutiun Distribution Distribution None

M L L L J J
J J

T T T T T T
T

A A
A

Distribution Distribution
Distribution None

T T T

A A

Distribution Distribution

L L

Fidelity Magellan Fund

15. t6.
17.

Diamoads Bt)eing Company common


Evansvil|e Redev. Bond

None A
A

J J
J

W T
T

Dividend
Dividcnd

,~. INAN.JI=.L D,~S,oLOSI ..... REPORT Page 5 of I 1

~.~ of~.~ .... ~po-~.m ~io., Oan~t A.

I 05~/2010 ~

VII. INVESTMENTS and TRUSTS .. ~ ......... t.., t~.,=tio.,. ~a~a~.~ ,ho~ of ~po.,e ~.a a~p~,,a~,,~ ~him~~;
~ NONE (No reportable income, assets, or transactions.)

.................... ~ .................. ] ..... U ~


Descrip~on of Assets (including t~st assets) J

~ ....
+ Gross value at end ~ ~ of reporting period Transactions du6ng re~ing

income du~ng reining ~ri~

(A-tt) : o,i+,t.)

(J-P)

C~e2 + redemption) ]

+ ~J-P) L~l .......

J(A-m

......................................................... ~ ...........

18. 19. 20.


21.

Blackr~k Muni 2018Trust BarclaysBank preferred Credil Suisse preferred


Deutsche Bank prefen-ed

A A A
A

Dividend Dividend Dividend


Dividend

J J J
J

T T T
T

22. 23. 24. 25. 26. 27. 28.


2!).

ING Group preferred Bank of America preferred South Bend Redev. Bond Indiana St. Dev. Bond Chicago IL OHare bond Brownsville TX bond Indianapolis IN loc bond
Indianapolis IN gas bond

A A A A A A A
A

Dividend Dividend Interest Interest Interest Interest Interest


Interest

J J J J J J J
J

T T T T T T T
T

fomaerIy Merrill Lynch

3(t. 31. 32. 33. 34.

Hamilton Co. OFI bond Kane/DcKalb Co. IL bond University Akron bond Keycorp common UBS deposit account

A B A B ]A

Interest Interest Interest Dividend Distribution

.t K J L J

T T T T T

FINANCIAL DISCLOSURE REPORT


Page 6 of 11

Name of Person Reporting

Date of Report 05/17/2010

I Maniort, Daniel A.

VII. INVESTMENTS and TRUSTS -i ......... ~oe,~ ....... no,,, (Inetudes those of sp ...... nd depemlenl children; see pp. 34-60 of filit,g instructions.)
NONE (No reportable income, assets, or transactions.) ^. Descdptlon of Assets (including trust assets) n. Income during ! reporting period Type (e.g.. diu., rent, t~r int.) c. Gross value at end ! of reporting period Value Code 2 (J-P) i Value Method Code 3 (Q-W) i Type (e.g.. ] buy .sell ] redemption) ! o. ........... Transactions during reporting period Value Gain] [)ate : mm/dd/yy ] Code 2 i! ] (LP) Code I (A-H) ! i

exempt fromaftcr each asset Place(X)" prior discl~urc ....................... ! ...... 35. 36. 37. ?,8. "3~. 40. ,11. 42. 43. 44. 45. 46. ,17. 48. 49. 50. 51. IRAs -- items 36-46 Oppenheimer Capital Appreciation fund UBS Bank USA dcp General Elec*ric Davis NY Venture Fund Franklin Balance Sheet Franklin Income Fund Davis NY Venture Fund Federal 401K plan State of Indiana retirement Growth l=und America 20120 Fund (Jemfison) Nol~hwestern Mutual Life [nsurm~ce Unimproved real estate St. Joseph Cry, IN Baird Trust Acct: items 50-84 Automatic Data Processing (ADP) Computer Sciences Corp. common

Code ! ! (A-H)

Identityof buyer/sdler (it*private

........... k [

~os~t~7o~ ............

None A A A A A A Distribution Dividend Distribution Distribution Distributiot~ Distribution N,.;me None A A Distribution Distribution None Nune

J J J K K J

T T T T T T Buy Sold 08/28109 08128/09

N J J I. M L

T T T T T W Buy 02./I 0/09 K

Dividend None

K K

T T

FINANCIAL DISCLOSURE REPORT Page 7 of 11

N ....

fP .....Reporting

Dateof Report

Manion, Daniel A.

05/17/2010

VII. INVESTMENTS and TRUSTS .. z ......... l,,,, t ....... tlons (Includes those o/sp ....... d dependent children: see pp. 34-60 oZfiling instructions,)
1-~ NONE (No reportable income, assets, or transactions.)
Description of Asaet~ (including trust assets) hasset Place "(X)" aft ..... exempt from pdor disclosure

......... ~. ........

! ........... B~ ..............] ~i ........ 7 .......................... Income during


i Gross value at end ~-t iJ reporlingt period_(27 ~"~1 of reporting~ period(2) iA ....t Type(e,g., !1 Value. t[ Value ~ Code 1 ! div.,rem : Code2 Method (A-H) : orint.) ! Code3 (J-P) Type(e.g., buy,~iI, redemption) [ Date i Value I Gaiu ] ]mm/ddiy C,"~5e2 [ Code I : ! (J-P) (A-H) ldentityof buyer/seller (if private

I
52. Target Corp. common Kellogg Company B A C Dividend

[
L K K

(Q-W)
T T

Sold ( Bay

12110109

53. 54.

Dividend Dividend

02/13/09

Windstream Cot-p.

55.
56. 57.

Illinois tool Works common


lntel Corp common Inlet Corp common Johnson & Johnson

A
A

Dividend
Dividend Dividend

K
J J

T
T Sold (pag) Sold (part) 10/30t09 12104109 $ J C

A A A

T T

58. 59.

Dividend Dividend

K J

Procter & Gamble common

60. 61. 62.


63. 64. 65.

Baird Muni Money Market (Dreyfus) Fiserv Inc. Becton Dickinson & Co.
Clarcor Inc. Ecolab common Patterson Companies common

Distribution None

L M K
K K M

T T T
T T T

A
A A

Dividend
Dividend Dividend

None

66. 67. 68.

Fastenal common Perraanent PortlMio l;un0 Stericycle Inc.

C A

Dividend Dividemt None

M J J

T T T Buy Buy 1!27109 12116/09 J J

FINANCIAL DISCLOSURE REPORT

N ..... P .....Reporting f

Date of Report

Page 8 of I l VII. INVESTMENTS and TRUSTS -- ; ........


~

Manion, Daniel A.

05117/2010

;,,e, transactions (Includes th .... ,f sp ....and depenUent children; see pp. 34-60,,filling instrnctions.)
~ ~ ..............
[ Gross value a~ end [ of reposing pefod :~

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets)

.................... ~-

I
:~

n.

~,
Transactions during reporting period

" ..............

Income ~ring [ repoaing ~6~

exempl from pfordisclosure ..................................... 69. RoyaIB~k of Scotland

[ Ct~e 1 div. rent. (A-H} I or int.) I A Dividend

: C~e 2 (J-P) !

Me,boa C~e 3

buy. selL ~ redemption) (QW)~ Sold

~d~yv C~e 2 C~e I ! [ (J-P) (A-H) [ ~ :~ ~

buyer/seller (if private t .......ion, t

06/~/09

70. 71. 72. 73. 74. 75. 76. 77. "~8. 79. 80. 81. 82. 83.
84. 85.

Valmont Industries Harris Stratex Networks Harley Davidson common Medtronic Inc. Zebra Tech Corp. McGraw-Hill common Walgreen Emerson Electric EQT Corp. Federaled lays. Class B Microsoft Corp McCorraick & Co. VCA Antech Inc. General Electric
Harris Corp. 8P PLC common

None None A A Dividend Dividend None A A B A B A A Dividend Dividend Dividend Dividend Dividend Dividcnd Dividend None A
B D

J J. K L

T T T T

Buy Spinoff (from line 84)

12/07/09 05127/09

Sold K K K K K K K K K
K

02/13/09 02113109

K K

T T T T T T T T T
T

Sold (l~art)

Buy

02/13/09

Buy

i 0!30/09

Dividend
Dividend Divider~d

Page 9 of 1 1

M~nio,,, Daniel A.

05/I712010

VII. INVESTMENTS and TRUSTS --i ........ ~,,e, t ....... ~/o,,~ <~,,e~,,,~e, tho~e of,~, ....... ,~ a~p~,,a~,,t ~i~,,; ~,~..~4-6o o/~,g ~,~.~
NONE (No reportable income, assets, or transactions.) Desc~ption of Assets (including t~st assels) Place "(X)" after each asset exemptfmmpfiordiscl ..... Income during re~rtiag ~ric~ Gross vah~e al end ~ of reporting period ~ Value ~ Me~od Code 3 ~ (Q-W) T T T T
M T

T~ansacronx during reposing period

Value ~Amount ] Ty~ (e.g.. [Code I ~ di ...... t. , C~e2 (A-II) or int.) ~ (J-P)

Type (e.g.. buy, sell. ~demption)

~ Date ~ Value Gain m~dd/yy ~C,~e2 Code I " (J-P~ ~ (A-H) ~ , ~ [

Identity of buyerlseller (if private transaction)

86. 87. 88.

General El~tfic Pfizerlnc. Procter&Gamble A

B B B

Dividend Dividend Dividend J

K K L

~.. 89. JMSmucker


90. UBS deposit account

Dividend
A Dividend

9 I. 92. 93, 94. 95. 96. 97. 98. 99.

Ohio State Higher Educ. Ftmd muni UBS custodial accts:Fidelity Adv. dividend gro th ) Alliance College Bound Fund American Funds College America College Choice 529 plan Fidelity Spartan 500 Index Fund Fidelity Growth and Income Fund Vanguard 500 Index Fund OppenheimerFunds Legacy Program

A A

Interest Distribution None None None

K J L M J J K K T

T T T T T T Donated Donated

A A B A A A

Distribulion Distribution Distribution Distribution Distribution Did, trend

t00. OppenheimerFunds Legacy Program 101. Notre Dame Federal Credit Union savings 1(2 I

Buy

08/13t09

"FInaNCIAL DISCLOSURE REPORT Page 10 of 1 1

~,~m* or P~rson a~_,,,,rting ~t~nio~, Daniel A.

I~,,e otS~or, 05/17/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


Lines 99 and 100; Self-directed charitable foundation (value donated to charity reduced corpus in fund)

" FINANCIAL DIS-..,.,,_-S U RI~ REPORT

Oa,e ot R~port

Page ] l of ] ]
IX. CERTIFICATION.

[ Manion, DanielA.

05/1712010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. i fi~rther certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U,S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGI,Y AND WILF1.]LLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECF TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Adnainislrative Office of Ihe United States Courts Suite 2-30t O,~e Columbus Circle, N.E. Washington, D.C. 20544

United States Court of Appeals for the Seventh Circuit


Daniel A. Manion Circuit Judge 301 Grant Federal Bldg. 204 S. Main Street South Bend, IN 46601

August 11, 2010 Bobby R. Baldock, Chair Committee on Financial Disclosure Judicial Conference of the United States One Columbus Circle, NE Washington, DC 20544 Dear Judge Baldock: This letter is in response to the Committees request of August 3 regarding the College Choice 529 plan listed in Part VII, page 9, line 95 of my report. Unfortunately, as of December 31, 2009, the cash deposit into the fund remained in cash. The broker was directed to invest it in an Indiana mutual fund that would qualify for a $1000 tax credit. Because that investment was not completed as of December 31, I did not receive the credit. Sometime later it was invested in a mutual fund, and I plan to list that on the Financial Disclosure due to be filed next May. If you need any more information, please let me know. Sincerely yours,
f~: , .-...,.

%_. ~~ ~-.
..~-.! f.,

c-_:.

Daniel A. Manion DAM:cb

Manion, Daniel A.