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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009

Report Required by lke Ethics


in Government Act of 1978 0 u.s.c, app. I01-111)

I. Person Reporting (last name, first, middle initial) Beckwith, Sandra S. 4. Title (Article I11 judges indicate active or senior status; rnagislaato judges indicate full- or part-time) Senior Status

2. Court or Organization U.S. District Court St. Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 04f23/2010 6. Reporting Period 01/01/2009 I0 12/3112009

7. Chambers or Office Address

810 Potter Stewart U.S. Courthouse


100 East Fifth Street Cincinnati. OH 45202

Sb. [] Amended Report g. On the basis of the information contained In this Report and any modifications pertaining thereto, It Is, In my opinion, la compliance with applicable laws and regulations. Reviewing Officer Da~e

1MPORTANT NOTES: The instructions accompanying thls form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable informatiott Sign on last page.

I. POSITIONS. ~,~ort~,~ individ,M onty; see pp. 9-13 o/,atlng tnstr~ctlons.)


NONE (No reportable positions.) pOSITION
I.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. rRopo.~,g i,,~i,i~.*t ooO,: ,e, p~,. U-~ of fdi~g instructions.)
NONE (No reportable agreements.) DATE
1.

pARTIES AND T~ERMS

Beckwith, Sandra S.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

X.me or Pe~,o. Repo.~,g Beckwith, Sandra S.

D,t, of a~po. 04/23/2010

III. NON-INVESTMENT INCOME. t~o~,o,~g i,dm~.,t ona ~, ....


A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE
I.
2.

~ ~et rtx ~ 7-2d of filing instructions.)

SQURCE AND TYPE

~
(yours, not spouses)

3.
4.

B. Spouses Non-Investment Income - If you were married during an),portlon af ~he reporting year, complete thi~ ~ec~o~
(Dollar omount not required e.rcepf for honoraria.)

NONE (No reportable non-investment income.)

DATE
1. 2009 2. 2009 Antique Business Retired - Pensions

SOURCE AND TYPE

3.
4.

IV. REIMBURSEMENTS -,ro.,po,~.ao.,


Oncludes those m s~use and ~dent c~ildren; see pp. 25-27 of filing i~mctions.)

NONE (No reportable reimbursemencs.) SOURCE


1.

L~CAT1ON

PURPOSE

ITEMS pAID OR PROVIDED

2. 3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 9

.~,,,, of re.on Reportil~g

DateefReporl

Beckwith, Sandra S.

04/23/2010 I

V. G IFTS. a,a.~o~ ,hoso ,o ,r, .... ,~ de~nde.t children; s~ r~ 28-31 of filing instru~ons.)
NONE ~o reportable g~s.) SOURCE
1. 2. 3.

DESCRIPTION

5.

NONE (No reportable liabilities.) CREDITOR ~ VALUE CODE

I.

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting [ Beckv, ith, Sa.dra S.

Date of Repor~

Page 4 of 9

04/23/2010

VII. INVESTMENTS and TRUSTS -i.com,. ,,t,. ~o.,.tlo.~ ano~ua~, tho~, ol,po.,, o~d d~,,.d,n, children; ,,pp. 31-~0 of fding in,truction,.)
NONE (No reportable income, assets, or transactions.)
A. Des~ion of Assets (i~luding ~st ~sets) B, Income during r~o~ p~iod C. [ Gross value at end ofr~ng period ~ D. T~nsacliom during rc~ing ~d

exemp, from pdor disclosu~

I ~de I 1 " (A-H)___

div., r~; or int.)

C~ 2 OP)

[ Me~ad Code3

[ buy, ~It ~d:mp6on)

m~ [ C~ 2J C~c I [ (A-It) [ (J-P)

buycr/sdler (ifp~valc

I. 2. 3. 4.

U.S. Ba~ Po~olio General Electric Corp. Common Stock BP Amoco Pie Common Stock Johnson and Johnson Common Stock A B A Dividend Dividend Dividend K K T T Sold Buy (addl) 5/4/09 3/20/09 J J

See Note in P~ VIII

5, "~i
7. 8. i 9. I0. I 1. I 12. 13. 14. !5. !6. 17.

Microsoft Corp. Common Stock Proctor & Gamble Common Stock


Sysco Corp. Common Stock Emerson Electric Co. 7.125% 8/15/10 Deere and Company Common Stock I Shares TR-DJ U.S. Healthcare Sector Common Stock Schlumberger Ltd. Common Stock Exelon Corporation Common Stock Pepsico, Inc. Common Stock U.S. Treasury Note 4.625% 8/31/11 U.S. Treasury Note 4.875% 8/15/09 Gilead Sciences Inc. Common Stock U.S. Treasury Note 4.000% 8/31/09

A A
B B A

Dividend Dividend
Dividend Interest Dividend None

K K
K K

T X
T T Sold Sold 7/13/09 3/20/09 3/20/09 11/23/09 J J J J See Note in Pan VIII B See Note in PaR VII1

A A A B B

Dividend Dividend Dividend Interesl Interest None

Buy Sold

K L

T T 8115/09 K K Matured 8/15/09

T 8~9 ]/09 K Matured 8/31/09

Interest

FINANCIAL DISCLOSURE REPORT Page 5 of 9 VII. INVESTMENTS and TRUSTS -i, co,.,.

r~,me or r,,~o, aepo~tln~ Beckwtth, Sandra S.

D,,e o~ Re~,~ 04123/2010

NONE (No reportable income, ~sets; or transactions.) A. Description of Assets (incl~ing ~s~ as~) Place "(X)" aft~ each ~t i B. ~ome during ~ ~ning period ~ount ~ T~ (e.g., .[C~e I II _-- or inL) A Di~dend C. Grogs value at end offing Value C~ 2 UP) [ Value I Me~od Code 3 (~ T~e (e.g., buy, ~11, redemption) D. T~ions d~ng ~ng

~ ~ Value ]m~~ [ ~ 2 O-P) [

Gain Code I

..................... 18. Monsanto Co. Common Stock

ld~ti~, of buyer/~ller (ifp~vat t~n~fion)

Sold

7/13~

19.
20.

First American Govt. Obligation Fund CL Y


Clermont County, Ohio 2.250% 11/01/25

A
B

Interest
Interest

T
11/02/09 J See Note in Par~ VIII

21. 22.
23.

Clermont County, Ohio 2.250% I 1/01/25 U.S. Treasury Note 1.000% 8131/11
U.S. Treasury Note 1.000% 9/30/I I

Sold None
None

12/29/09 8/25/09
9122/09

L L
K

See Note in Part Vlli

L
K

T
T

Buy
Buy

24. 25.
26, 27. 28.

lntl. Business Machines Corp. Common Stock Cincinnati Police Credit Union
Public Employees Deferred Comp. #1 Public Employees Deferred Comp. #2 Public Employees Deferred Comp, #3

None A Interest
None None None

K J

T T

Bu~;

11/17/09

3/18/09 3/18/09 3/18/09

M O L

See Note in Part VII1 See Note in Pan VIII See Note in Par~ VIll

29. 30.
31. 32. 33.

U.S. Bank IRA I Walgreen Company Common Stock


Aleon, Inc. Common Stock First American Govt. Obligation Fund CL I Shares DJ U.S. Basic Material Common Stock A A B

See Note in Part VIII A Dividend


None Interest Dividend Dividend L L L T T T Buy Buy 3/20/09 3/20/09 K K

T
Sold 1/30/09 J

34. l Shares MSCI Brazil lndev. Common Stock

(see Cdumns CI and D3) Va/~ Mct~ C~ (See Cda~ C2)

N ~250,~1 - S5~,~ Q -Appr~l U =B~R Value

O =$5~,~1 R ~o~ (Real Es~te Only) V ~her S -~sess~ W T ~h Ma~

FINANCIAL DISCLOSURE REPORT Page 6 of 9

r~ame of Person Reporting


Betkwith, Sandra S.

Date of Report

04/23/2010

VII. INVESTMENTS and TRUSTS - i.co.,e, ~at.e, transactions (lnclud~ those of spouce and dependent children; ,,rp. J#-60 offing Instru~ion~)

N ONE ~o reportable income, assets, or tra~actions.)


Dc~ption of Ass~ (incl~ing t~t ~sets) Place "(X)" afie~ ~ch assel ~pt from prior discl~u~ In.me d~ng r~o~ing ~fiod O) (2) ;Amount . T~ (c.g,. ~e 1 diD., r~L ~ (A-H) [ orint.) G~ss value at end of r~aing peri~ .... (1) (~) (l) Value Value T~ (.g., ~de 2 Me~od buy, sell, (J-P) Co~ 3 redemption) Tran~cfions during ~ing (2) Date m~ (3) "] (4) Value ~ Oa~ C~ 2 Code , {J-P) [. (A-It)

ldenti~ of buy~/seIle~ (if private

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 145. 46. 47.

I Sha~s MSCI E~rging Mk~. Index FD Common St~k L Family LP Bond Int. Varies 6/01/2034 1 SharesNASDAQ Biotch Index Fund Common Stock I Shares NASDAQ Biotech Index Fund Common Stock ] Shares S&P Glb] Energy Sect. Common Stock I Shares S&P Glbl Energy Sect. Common Stock l Shares S&P Glbl Energy Sect. Common Stock I Shares F&SE/Xinhua China 25 Index FD Corr~mon Stock I Shares DJ U.S. Tech Sector Lad FD Common Stock 1 Shares DJ U.S. Tech Sector lnd FD Common Stock Yam Brands Inc. Common Stock BVIC Software Inc. Common Stock U.S. Treasury Note 1.660% 8/3 I/11 3M Co. Common Stock US. Bank IP,.A II Walgreen Company Common Stock

A D

Di~dend ]nteresl None None

L N

T T

Buy Buy Buy Sold

3/20/09 3/30109 3120109 712109 3/20/09 5/21/09 ! |2114/09 3/20/09 3/20/09 8/7/09 5/6/09 5/5!09 8!25/09 12/23/09

K N K K K K K K K K K K L K See Note in Part VIII D B See Note in Part VIII See Note in Part VIII C

B B B A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None None

L L L L

T T T T

Buy Buy Sold (part) Buy Buy Sold

K K M K

T T T T

Buy Buy Buy Buy

48. 49. 50.

None

See Note in Pan VIII

51.

FPL Group Inc. Common Stock

None

See Note in Part VIII

3 Value M~bod C~s (S~ ~01~n C2)

Q =Ap~als~l U ~B~k Value

R ~osl (Real Estste Only) V~

S =Ass~sm~l W =E~a~ed

T ~Cash M~k~ :

FINANCIAL DISCLOSURE REPORT Page 7 of 9 VII. INVESTMENTS and TRUSTS -in ......
]

Sa~e o~ Pe,~o. R,~rtln~


Beckwith, Sandra S.

Dn,e ot R,~or,
04/23/2010

.tue.,,~ ....ti~s(I~c~ades~h~s~fsp~us~ndd~pend~n~h~d~;~e~pp.~4~6~f~ing~ns~r~c~ns~)

[
: ~ ~

NONE (No reportable income, assets, or transactions.)

A.
~scfiption of Asse~ (including t~sl ~se~)

~ ]

a.
Income d~ng ~p~ing period

- .......~ ....... ~ c

D.
O) buy, sell, ~demption) (~) (3) ~de I (A-H)

" ...............

[ ~ U) [ (~) Code I (A-H)

Gross value ~t end ~ of ~poning period (2),[ O) [ Method [ Code 3

T~nsaclions during re~ing ~dod

exempt from ~or disclosu~

die.. ~nt, or inL)

Code 2 (l-P)

_
52, 53. Firsl Am~can Govt. Obligation Fund CL ~ Kansas C~W Southe~ Common Stock A Int~st None L T Sold

(J-P) m~ Code 2

buy~/~ller (if private

I/I 5/09

S Not~ in Pa~ VIII

54.

U.S, Bank IRA III A A A Dividend Dividend Dividend None Interest None A A Dividend Interest None None None B B Interest Interest None M T K K L T T T K K K L K ] T T T T T T Sold Buy Buy Buy Buy Sold Buy Buy (addl) 3/20/09 3/17/09 12/14/09 ! 1/16/09 11/24/09 12/31/09 5/4/09 12/29/09 8/25/09 K K K L L L L 3/17/09 Sold ! 12/14/09 J

See Note in Part VIII See Note in Part VIII

55." I Shares Iboxx &Investment Grade Corp. Common Stock 56. 57. 58. 59. 60. 61. 62. 63, FPLGroup, Inc. Common Slock FPL Group, Inc. Common Stock Apple Computer Inc. Common Stock

See Note in Part Vlll

First American Govt. Obligation Fund CL Y A CdgeneCorp. Common Stock Walgreen Co. Common Stock I Shares Barclays 3 yrs. TRS BD Starbucks Corp. Common Stock

See Note in Part VIII

64. Priceline.com Inc. Common Stock 65. 66. 67. 68. U.S. TreasuwNote 3.125% 12/31/16 Indian Creek Christian Church Inc. Taxable Bond Int. Varies Indian Creek Christian Church Inc. Taxable Bond Int. Varies U.S. Treasury Note 1.000% 8/3 I/I I

See Note in Parl VIII

P3 =$~,~.~ I 150,0~,~0

P4 =More ~ $50,~,0~

Name of Person Reporting

Date of ~eport 04"123/2010

PageFINANCIAL8 of 9 DISCLOSURE REPORT ]

neckwith, Sandra S.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a~c,,,~,a,~fR,ror,~


Ieems l, 29, 49 and 54 are account headers Items 2 through 24 am the U.S. Bank Portfolio* Items 13 through 48 are U.S. Bank IRA I* Item 20, transaction partial call, no gain or loss ltems40 & 41, Columns B, C & D(3) are for total I Shares S&P Glbl Energy Sect. Common Stock - unable to separate Items 50 through 53 were U.S. Bank IRA II* Items 55 through 68 are U.S. Bank IRA [II* *Items 19, 32, 52 and 59 are cash holding vehicles for their respective accounts Items2, 10, 21,22, 31, 53, 55, 62 and 67 were sold at losses Items 20 and 21 - no loss or gain Items 26 and 27 were transferred into U.S. Bank IRA l Item 28 was transferred into U.S. Bank IRA Ill Items 50 through 53 were transferred into U.S. Bank IRA III. U.S. Bank IRA II closed. hem 67 - reflects income for both items 66 & 67

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

N,meof Person Rtper~|vg Beckwith, Sandra S.

D.tofRepog
1M/23/2010

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory pro~qsions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptnnce of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544