Académique Documents
Professionnel Documents
Culture Documents
1/2011
Report Required by the Ethics in Govermnent Act of 1978 (5 U.S.C. app..~~ 101-111)
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining therelo, it is, in my opinion, in ompliance ,~ith applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followe,t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
1. 2. 3. 4. 5.
Litigation Section of the State Bar of Texas Law Focused Education, State Bar of Texas
II. AGREEMENTS. IReponi.# individual only; see pp. 14-16 of filing instructions.)
~ NONE (No reportable agreements.) DATE PARTIES AND TERMS
Fur.qeson, William R.
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATE
1.2010 2.2010 3. 4.
SOURCE AND TYPE Dll Abestos Trust Salary Law Offices of Stephen Malouf- Partnership Distribution
LOCATION
Austin, Texas
PURPOSE
Seminar
I.
2.
Lubbock, Texas
Speech
Transportation, meal
3.
Austin, Texas
Speech
Transportation
4.
Retreat
5.
Corpus Christi
Speech
Austin, Texas
Speech
Transportation
7.
Meeting
Transportation
8.
Austin, Texas
Speech
Transportation
9.
Seminar
Transportation
Houston, Texas
Speech
Transportation, meal
Speech
Transportation
Houston, Texas
Speech
13. University of Texas at Austin/ CLE 14. American Broad of Trial Lawyers 15. Houston Federal Bar Association 16. American Conference Institute 17. New Orleans Federal Bar Association
Austin, Texas
Speech
Midland, Texas
Speech
Houston, Texas
Speech
Transportation
Speech
Speech
V. GIFTS. an ct,de~ ,hos, to spo.~e o,d ae~,end, nt children; see pp. 28-31 ol"fiting instructions.)
NONE (No reportable gifts.)
SOURCE I. 2. 3. 4. 5. DESCRIPTION
VALUE
Vl. LIABILITIES. a.a,des ,hose olspous, o.d d,pende,, children; see pp. 32-33 of filing instructions.)
D NONE (No reportable liabilities.) CREDITOR 1. 2. USAA William D. Ford Federal Direct Loan Program - US Dept of Education Sally Mae Citi Bank Citi Bank Credit Card Student Loan DESCRIPTION VALUE CODE K M
3. 4. 5.
L K K
VII. INVESTMENTS and TRUSTS - income, ,alue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, orint.) C. Gross value at end of reporting period (l) (2) Value Value Code 2 Method (.I-P) Code 3 (Q-W) D. Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mrrddd/yy Code 2 [ Code I 0-P) I (A-H) [ I (5) Identity of buyer/seller (ifprivale transaction)
I. 2. 3. 4. 5. 6. 7. 8. 9.
10.
Wells Fargo Bank AccJ USAA Brokerage Svc. Acct #2 -~l Tax Exempt Money Mkt Fund USAA Bank Acct - .~ Bank of Texas .~ Trust Account #1 g USAA GNMA Trust USAA Growlh & Income Fund USAA Income Fund
USAA Intermed- Term Bond Fund
Interest
A A A
J J J
T T T
Sold
Sold Sold Sold
02/03/10 J
02/03/I 0 K 02/03/10 J
A
A A A
02/03/10 K
I I. USSA Money Market Fund 12. 13. 14. 15. 16. 17. USAA S&P 500 Index Fund Member Share USAA Short-Term Bond Fund USAA High Yield Opportunities Fund USAATax Exempt Money MarketFund Trust Account #2 USAAGNMATrust
Interest None
T Sold 02/03/10 K A
Dividend None
T Sold 02/03/I 0 J
02/03/10 K
Interest
Buy
Dividend
Sold
I 1/01/10 K
I. Income Gain Codcs: /See Columns B I and D4) 2. Value Codes (S Columns C I and D3) 3. Value Method Codes {See Colunm C2)
A $1,000 or less F -$50.001 - $100.000 J =$15,000 or Icss N =$250.001 - $500.000 P3 -$25.000.001 - $50.000.000 Q =Appraisal U = Book Value
B -$1,001 - $2,500 G =$100.001 - $I.0~0.000 K $15.001 - $50.000 O =$500.001 - $1,000.000 R -Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 HI =$1.000.001 - $5.000.00~ L =$50,001 - $100,000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W = Eslimated
D =$5,001 - $15,000 H2 More than $5,000.000 M $100,001 - $250,000 P2 =$5.000,001 - $25.000.000 T Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - inco.,e, ,,alue. transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (2) O) Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end of reporting period (I) (2)
Value Code 2
(J-P)
redemption)
18.
19.
None
None
Sold
Sold
I 1/01/I0 K
I 1/01/10 K
A
A
20. 21.
Sold Buy
11/01/10 L I 1/01/10 K
22. USAA S&P Index Fund Member Share 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. USAA Short- Term Bond Fund Tax Exempt Money Market Fund Trust Account #3-~ American Mutual Fundlnc Income Fund of America Washington Mutual Inv Fund Inc Enterprise Prod Ptrs Exxon Mobil Trust #4-~ American Mutual Fundlnc Income FundofAmerica lnc Washington Mutual lnv Fund Inc
Sold Buy
I 1/01/10 : I 1/01/10
L K
A A A A A
T T T T T
A A A
T T T
I. Income Gain Codes: ISce Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes ~See Column C2)
A=$1,000 or less F =$50.001 J =$15,000 or less N =$250.001 - $500,0~0 P3 -$25,000,001 - $50.000.000 Q=Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,0~,0~ K =$15,001 - $50,000 O =$500.001 - $ 1,0~0,000 R -Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H 1 = $ 1,009,001 - $ 5,00~.0~0 L =$50.001 - $100,000 PI =$1,000,001 - $5,1)00,090 P4 -More Ihan $50,000,00~ S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)
Gross value at end of reporting period (I) (2) Value Valfie Code 2 Method
(J-P) Code 3
(Q-W) 35. 36. 37. 38. 39. 40. 41. 42. 43. Enterprise Prod Ptrs Exxon Mobil Capital Income Builder USAACD~ USAA Performance First Index SavingsUSAA Performance First Index Savings USAA Performance First Index Savings PNB-CD PNB Bank Account~ A A A A A B A A A Dividend Dividend Dividend Interest Interest Interest Interest Interest Interest J K J L J T T T T T Buy Buy 12/05/10 L 12105110 J A A J T T T Buy Sold Sold Sold 11/10/10 K 11/01/10 11/01/10 11/01/10 M L K A A A
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.091 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.0~0,000 Q -Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000.000 K =$15,001 - $ 50,000 O =$500.0OI - $1,090,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000.001 - $5,00~.0~0 L =$50.001 - $ 100,0OO PI =$1,000,001 - $5.000.000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5.000,0~0 M =$100,001 - $250.009 P2 =$5,000,001 - $25.000,000 T -Cash Market
E =$15,001 - $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544