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1/2o/o
~o 1o
Re~o~in GovernmenlRequtredbYActtheof 1
(5 u.s.c, a~p. f~ w;-111)
$. Date af Report 05111/2010
tMPOR TANT NO TES: the instructions accompanying this form must he followed. Complete ail parls,
checking the NONE box for each par1 where you have no reportable information. Sign on iu~t pag~
NAME OF ORGANIZATION!ENTITY
~".~
~
I. ! 1/14~ royat~ on ~eip~. Only $1,~ p~d. 2,
P~TIES ~ T~S
Wanger, Oliver W.
Wanger, Oliver W. I
05111/2010
INCOME
(yours, not spouses)
B. Spouses Non-Investment Income - tf ~n w,~ m~.,~d during anJ~ portion of the repoming ~ear, co~teu ~15 secaor~
(Dollar amount no[ required except for ~on~rar~a,)
[---]
!. 2009 2. 3.
SOURCE
LOCATION
p~OSE
2.
3.
4, 5.
Wanger, Oliver W.
05/! 1/20t0
[]
I. 2.
4. 5.
[]
I. 2. 3.
4.
5.
I Wanger, Oliver W. I
05/I 1!2010
NONE (No reportable income, assets, or transactions.) A. Description of Aas~t (im:luding trust ~.~,ets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Araount Type (e.g., Code I div., rent, (A-H) or int.) C. Gros~ value at end of reporting (l) (2) Value Value Code 2 Mcflaod (J-P) Code 3 (Q-VO L J J N K J K K J K K J J J jr J J T V T T T T T T T T T T T T T T T Redeemed 06115/09 J A Redeemed 05!15109 J A Redeemed 03/01/09 J A D. Transactions during reporting period (l) Type (e.g., buy, sell, redemptior0 (2) (5) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (it" private trms~n)
American Mutual Fund Central Valley Dee. Co. Common Stock Bank Am. Corp. Sub. Notes 314/97 Citibank $.D. Deposit Program First Eagle Overseas Fund Inv. Co. of America MFS International New Discovery Ftmd Morgan Stanley Note 515/t0 Verison Pennsylvania I 1/13/01 Goldman Sachs Group 7/15113 Franklin Income Fund Caterpillar Fin. Services Note 4115ti 0 Cert. Elec. Cap. Corp. Note 4115111 Atr~rican Gen. Fin. Corp. Note 5115/09 Merrill Lynch Note 6/15/10 Cateq)illar Fin, Services Note 6/15/09 Capital World Growth & Income Fund
A A A A B A A A A A B A A A A A A
Dividend Rent Interest Interest Dividend Dividend Dividend Int.fDiv. Interest Interest Interest Interest Interest Interest Interest Interest Dividend
Date of Report
Page 5 of 7
Wanger, Oliver W. I
05/! 1/2010
VII. It~VES TMENTS and TR U S TS - ~,~o,~. ~t~e. ~,,,~to,,, a~,,~ a,o~ ~y ~,~ o,a ~,~a~t ~#~,~.~ ~ ~ s~ o/ ~,~ ~
~ NONE ~o reportable income, assets, or transaction,) A. ~pfion of~ (incl~g ~ ~)
P~ "~ ~ ~h ~t
O. T~ dung ~ng ~ 0)
T~ (e.g.,
(2)
~te
(3)
Vzl~
(4)
G~n
(5)
ld~ti~ ~
18.
19. 20.
Non~
None Dividend None
K
K .I K
V
V T V
Compass Bank AL 01!24/07 CD Washington Mut. Bank-NV 04409/09 CD Eurobarnk PR 05/13/09 CD G.E. Capital Financing Inc. - LIT 5/13/09 CD G.E. Money Bk - UT 03120/09 CD
Citibank NA-NV 06/30/09 CD
A A A A A
A
Redeemed L L L J
K
J L L L J
K
A A A A A
A
T T T T
T
Redeemed Redeemed
03/20/09
06/30/091
Redvette Foal Viekis Mandate Horse Finest Angel - Foal - born King Kayian - Foal - born
J J
V U V V Sold
J J
A A
D~te of R~port
] Wanger, Oliver W.
o5/1 i/2olo
Page 7 of 7 ~. CERTIFICATION.
INeme
Date of
os/~
! certify that all information given above (Including Information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in ompliance with the provisions of $ U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS ($ U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure AdminisU~ative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544