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1/2011
Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app..,~L~q I01-111)
I. Person Reporting (last name, first, middle initial) WILttOIT, HENRY R. 4. Title (Article Ill judges indicate nctive or senior status; magistrate judges indicate full- or part-time)
7. Chambers or Office Address Room 320 1405 Greenup Avenue Ashland, KY 41101
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations,
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. tRepom,g i, dl,u, at o,ty; see ~p. 9-13 of filing instructions.) D NONE (No reportablepositions.)
POSITION
I. 2. 3. 4. 5. PAST PRESIDENTS ADVISORY COUNCIL
3.
Wilhot, Henrv R.
DATE
INCOME
(yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complele this section.
(Dollar amount not required except for honoraria.)
~]
2. 3. 4. 5.
V. GIFTS. ancl, dc, tho,e to ,,o,,e on,t dc, endent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIAB ILITIES. ancCudcs those of spo,~, a,d dc~,,ndent children; see pp. 32-33 offiting instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - inco,~e, ,.otue, tro,~aaio,~ anclude$ those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) ! Amount Type (e.g., i Code I div., rent, :~ (A-II) or int.) Gross value at end of reporting period D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P)
(0
Value Code 2 (J-P)
(2)
Value Method Code 3
(~)
Gain Code I (A-H) Identity of buyer/seller (if private transaction)
(Q-W) I. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17. FARM & FARM EQUIPT, Pactolas, KY 1st NATL BANK GRAYSON (Checking) COML BANK GRAYSON (Checking) I st NATL BANK (Checking) COML BANK GRAYSON (Checking) COMMERCIAL BANK STOCK RENTAL HOUSE, Grayson, KY 1/3 INT COMMERCIAL BLDG, Grayson, KY 1/3 INT UNIV. HEALTH REALTY STOCK NATL HEALTH INVESTORS, INC. NELSON COUNTY BOND PIKEVILLE METHODIST BONDS NATIONAL HEALTH INVESTOR BRISTOL MYERS CO. CHRISTIAN CO. BONDS GEORGETOWN KY BONDS KY ST. HSG. BONDS E A A C C E B B C A B B B A B B B Rent Interest Interest Interest Interest Dividend Rent Rent Dividend Dividend Dividend Interest Dividend Dividend Interest Interest Interest
K T N W
K
K
W
W
I. Income Gain Codes: (See Col umns B I and D4 ) 2. Val ue Codes {See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or Icss F = $50,001 - $ 100,000 J = $15.000 or less N =$250.001 - $500.0~10 P3 =$25.000.0~1 - $50.000.~,0~, Q =Appraisal U =Book Value
B $1.001 - $2.500 G = $ 100.001 - $ 1.000.090 K -$15.001 - $ 50.0~0 O =$500.001 - $1.~O0.0~ R =Cost (Real l~,talc Only) V =Olher
C $2.501 - $5,0~0 I I I =$ 1.090,001 - $5.000.000 L = $ 50.0~ I - $ 100.0~O PI =$1.0~XI.0~I - $5.000.000 P4 =More than $50.0~3.000 S =As~ssnKmt W =Eslimated
D =$5.001 - $15,000 112 =More than $5.000.000 M = $ 100.0~ I - $ 250.000 P2 =$5.00~.0~1 - $25.000.00~ T =C~h Market
E =115.001- $50.0(~
VI I. I N V E STM E N TS a n d T RU STS -i.com., rut.., ~.u.~uaiu~, a.ct.d.s thos~ olspo.se u.d ~epe.~e.t children; see pp. 34-60 of filing instructions.)
O) (2) (l) (2) I Amount Type (e.g., Value Code 1 Code 2 div., rent,
(A-H) or inl.) (J-P)
redemption)
(2) (3) (4) Date Value Gain mm/dd~y Code 2 Code I (J-P) (A-H)
(Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 128. 29. 30. 31. 32. 33. 34. WARREN COUNTY KY BONDS PROCTOR-GAMBLE CO. GENERAL ELECTRIC GLIMCHER REALTY Common LOUISVILLE KY PKG AUTH ALTRIA GROUP, INC. GENERAL ELECTRIC KY HSG CRP HSG RV KY. HSG CRP AMER. CAP. STRAT. MHI HOSPITALITY AMER. CAP. STG. SCOTT CO. SCHOOLS LOUISVILLE CHILDRENS HOSP WARREN COUNTY BOND AMER. CAP. STG. GLADSTONE COMMERCIAL PRP B A A B A A A E A A A C B B E A E Interest Dividend Dividend Dividend Interest Dividend Dividend Interest Interest Dividend Dividend Dividend Interest Dividend Interest Dividend Dividend J K K K K K K T T T T T T T J J J K J J K K T T T T T T T T Redeemed 02/28/10 K
Redeemed 09/30/10 K
I. Income GainCodcs: (S Columns BI and D4) 2. Vahl Codes (5c Columns CI and D3) 3. Value Method Codes (See Column C2)
A $1.00Oor less F $50,001 - $100.000 J =$15.0(10 or I~as N -$250.001 - $500.000 P3 -$25.000.0Ot - $50.300.000 Q Appraisal U =Book Value
B-S1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$5~.001 - $1.0~).000 R -~2"ost (Real Estate Only) V =O~hct
C=$2.501 -$5,000 Ill =$1.000,D01 -$5.000.000 L =$50.0~1 - $100.0~) PI =$1,000.0~1 - $5.000.000 P4 =Mo~e than S =Assessment W =Estimated
D=$5,001 - $15.000 112 =Morethan $5,000.000 M =$10~).001 - $250.0~0 P2 =$5.000.001 - $25,000.000 1" =Cash Market
E =$15.091 - $50,000
VII. INVESTMENTS and TRUSTS - income, ,.alue. ,ra,~ac,ions andade$ those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D
i
35. 36. 37. 38. GLIMCHER REALTY KY. ST. WTR. LOUISVILLE SWR. LOUISVILLE WTR.
E E E C
K K K K
I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes ISec Columns CI and D3) 3. Value Method Codes (See Cohtmn C2)
A =$1,000 or less F = $50.001 - $ 100,000 J =$15.000 or less N =$2.0.0~1 - $500.000 P3 =$25.0PsO.0QI - $50.0~3,000 Q =Appraisal U =l:k~ok Value
B =$1,00I - $2.500 G =$ 100.001 - $ 1.000,000 K =$15.001 - $50.0~ O =$500.0OI - $1.000.000 R =cost tRcal Estate Only) V =Other
C =$2,501 - $5,000 111 =$1.1~0.0~ I - $5.000,000 L =$50,001 - $10Q.000 PI =$1,000.0Ol - $5.000,000 P4 =More than $50.00~.000 S =Asscssmtmt W =Estimated
D =$5,001 - $15,0~0 112 =More tha n $5,000.000 M =$109.0~1 - $250,000 P2 =$5.000,001 - $25,000.000 T =Cash Markcl
E =$15.0~1 - $50,0~0
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544