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,40 I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S.District Court, ED/KY
5a. Report Type (check appropriate ~pe) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app..,~L~q I01-111)

I. Person Reporting (last name, first, middle initial) WILttOIT, HENRY R. 4. Title (Article Ill judges indicate nctive or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/06/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Senior U. S. District Judge

5b. [] Amended Report

7. Chambers or Office Address Room 320 1405 Greenup Avenue Ashland, KY 41101

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations,
Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. tRepom,g i, dl,u, at o,ty; see ~p. 9-13 of filing instructions.) D NONE (No reportablepositions.)
POSITION
I. 2. 3. 4. 5. PAST PRESIDENTS ADVISORY COUNCIL

NAME OF ORGANIZATION/ENTITY U.K. ALUMNI ASSOCIATION

II. AGREEMENTS. mepor~.g i.di~id.at o.ty ; ~e pp. 14-16 of filing instructions.)


D NONE (No reportable agreements.) DATE
I. 06/96 2.09/07

PARTIES AND TERMS


HILLIARD LYONS, INC., I.R.A. ROLLOVER FROM 1982 KEOUGH PLAN CHESAPEAKE APP. (RedSky) LAND, LLC ADVANCE 10 YEAR OIL AND GAS LEASE. DELAY RENTALS, PAID IN

3.

Wilhot, Henrv R.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting \VILHOIT, HENRY R.

Date of Report 05/06/201 I

I II. NON-INVESTMENT INCOME. (eepo~ng individualandspouse; seepp. 17-24 of filing instructions.)


A. Filers Non-Investment Income
~] NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complele this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)


DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.)


SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

I PageFINANCIAL3 of 8 DISCLOSURE REPORT [ w~LnO~T, hENRY R.


Name of Person Reporting

Date of Report 05/06/2011

V. GIFTS. ancl, dc, tho,e to ,,o,,e on,t dc, endent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIAB ILITIES. ancCudcs those of spo,~, a,d dc~,,ndent children; see pp. 32-33 offiting instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting \VILHOIT, HENRY R.

Date of Report 05/06/2011

VII. INVESTMENTS and TRUSTS - inco,~e, ,.otue, tro,~aaio,~ anclude$ those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) ! Amount Type (e.g., i Code I div., rent, :~ (A-II) or int.) Gross value at end of reporting period D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P)

(0
Value Code 2 (J-P)

(2)
Value Method Code 3

(~)
Gain Code I (A-H) Identity of buyer/seller (if private transaction)

(Q-W) I. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17. FARM & FARM EQUIPT, Pactolas, KY 1st NATL BANK GRAYSON (Checking) COML BANK GRAYSON (Checking) I st NATL BANK (Checking) COML BANK GRAYSON (Checking) COMMERCIAL BANK STOCK RENTAL HOUSE, Grayson, KY 1/3 INT COMMERCIAL BLDG, Grayson, KY 1/3 INT UNIV. HEALTH REALTY STOCK NATL HEALTH INVESTORS, INC. NELSON COUNTY BOND PIKEVILLE METHODIST BONDS NATIONAL HEALTH INVESTOR BRISTOL MYERS CO. CHRISTIAN CO. BONDS GEORGETOWN KY BONDS KY ST. HSG. BONDS E A A C C E B B C A B B B A B B B Rent Interest Interest Interest Interest Dividend Rent Rent Dividend Dividend Dividend Interest Dividend Dividend Interest Interest Interest
K T N W

K
K

W
W

Redeemed ! 11/30/10 K Redeemed 11/30/10 K

I. Income Gain Codes: (See Col umns B I and D4 ) 2. Val ue Codes {See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or Icss F = $50,001 - $ 100,000 J = $15.000 or less N =$250.001 - $500.0~10 P3 =$25.000.0~1 - $50.000.~,0~, Q =Appraisal U =Book Value

B $1.001 - $2.500 G = $ 100.001 - $ 1.000.090 K -$15.001 - $ 50.0~0 O =$500.001 - $1.~O0.0~ R =Cost (Real l~,talc Only) V =Olher

C $2.501 - $5,0~0 I I I =$ 1.090,001 - $5.000.000 L = $ 50.0~ I - $ 100.0~O PI =$1.0~XI.0~I - $5.000.000 P4 =More than $50.0~3.000 S =As~ssnKmt W =Eslimated

D =$5.001 - $15,000 112 =More than $5.000.000 M = $ 100.0~ I - $ 250.000 P2 =$5.00~.0~1 - $25.000.00~ T =C~h Market

E =115.001- $50.0(~

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting WILHOIT, HENRY R.

Date of Report 05/06/2011

VI I. I N V E STM E N TS a n d T RU STS -i.com., rut.., ~.u.~uaiu~, a.ct.d.s thos~ olspo.se u.d ~epe.~e.t children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporling period Value Method
Code 3 Transactions during reporting period

O) (2) (l) (2) I Amount Type (e.g., Value Code 1 Code 2 div., rent,
(A-H) or inl.) (J-P)

(i) Type (e.g., buy, sell,

redemption)

(2) (3) (4) Date Value Gain mm/dd~y Code 2 Code I (J-P) (A-H)

(Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 128. 29. 30. 31. 32. 33. 34. WARREN COUNTY KY BONDS PROCTOR-GAMBLE CO. GENERAL ELECTRIC GLIMCHER REALTY Common LOUISVILLE KY PKG AUTH ALTRIA GROUP, INC. GENERAL ELECTRIC KY HSG CRP HSG RV KY. HSG CRP AMER. CAP. STRAT. MHI HOSPITALITY AMER. CAP. STG. SCOTT CO. SCHOOLS LOUISVILLE CHILDRENS HOSP WARREN COUNTY BOND AMER. CAP. STG. GLADSTONE COMMERCIAL PRP B A A B A A A E A A A C B B E A E Interest Dividend Dividend Dividend Interest Dividend Dividend Interest Interest Dividend Dividend Dividend Interest Dividend Interest Dividend Dividend J K K K K K K T T T T T T T J J J K J J K K T T T T T T T T Redeemed 02/28/10 K
Redeemed 09/30/10 K

(5) Identity of buyer/seller (if private transaction)

I. Income GainCodcs: (S Columns BI and D4) 2. Vahl Codes (5c Columns CI and D3) 3. Value Method Codes (See Column C2)

A $1.00Oor less F $50,001 - $100.000 J =$15.0(10 or I~as N -$250.001 - $500.000 P3 -$25.000.0Ot - $50.300.000 Q Appraisal U =Book Value

B-S1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$5~.001 - $1.0~).000 R -~2"ost (Real Estate Only) V =O~hct

C=$2.501 -$5,000 Ill =$1.000,D01 -$5.000.000 L =$50.0~1 - $100.0~) PI =$1,000.0~1 - $5.000.000 P4 =Mo~e than S =Assessment W =Estimated

D=$5,001 - $15.000 112 =Morethan $5,000.000 M =$10~).001 - $250.0~0 P2 =$5.000.001 - $25,000.000 1" =Cash Market

E =$15.091 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting WILHOIT, HENRY R.

Date of Report 05/06/201 I

VII. INVESTMENTS and TRUSTS - income, ,.alue. ,ra,~ac,ions andade$ those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)


A. Dcscrlption of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period ] (I) (2) Type (e.g., i Amount ~ Code I div., rent, i (A-II) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) Date mm!dd,~y (3) (4) Value Gain Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

i
35. 36. 37. 38. GLIMCHER REALTY KY. ST. WTR. LOUISVILLE SWR. LOUISVILLE WTR.

E E E C

Dividend Interest Interest Interest

K K K K

T T T T Buy Buy Buy 10/31/10 01/31/10 11/30/10 K K K

I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes ISec Columns CI and D3) 3. Value Method Codes (See Cohtmn C2)

A =$1,000 or less F = $50.001 - $ 100,000 J =$15.000 or less N =$2.0.0~1 - $500.000 P3 =$25.0PsO.0QI - $50.0~3,000 Q =Appraisal U =l:k~ok Value

B =$1,00I - $2.500 G =$ 100.001 - $ 1.000,000 K =$15.001 - $50.0~ O =$500.0OI - $1.000.000 R =cost tRcal Estate Only) V =Other

C =$2,501 - $5,000 111 =$1.1~0.0~ I - $5.000,000 L =$50,001 - $10Q.000 PI =$1,000.0Ol - $5.000,000 P4 =More than $50.00~.000 S =Asscssmtmt W =Estimated

D =$5,001 - $15,0~0 112 =More tha n $5,000.000 M =$109.0~1 - $250,000 P2 =$5.000,001 - $25,000.000 T =Cash Markcl

E =$15.0~1 - $50,0~0

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting \VILHOIT, HENRY R.

Date of Report 05/06/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Name of Person Reporting WILHOIT, HENRY R.

Date of Report 05/06/2011

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] HENRY R. WILHOIT

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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