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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Cou. or Organ~afio~ U.S. Dis~ct Co~ - MA $a, Report Type (check appropfiam ~p) ~ Nomination, ~ ~ Initial ~ Date ~ A~ual ~ Fiml

neport acquired by the Et~c.s


in Government Act of 1978

(s v.s.c, app. 10l d H)


3. O.~e of 07130/2010 6. Repo~ug P~ 01/01/2009 to 1 ~3 J/2009

!. PerSon R~.~pn~ting (last .... first, r~i~lte initial) --" Gegn~, Nancy 4. Title (A~icle m judges ~di~ate active or s~ior status; magis~ate judges indica~ ~ll- or pag~time) A~icle III Judge - Active

5b. ~ ~end~ Report 7. Chambers or Office Addrest Io~n Joseph Moakley U.S. Cou~ I Cou~hous: Way, St. 4130 Boston ~& 02210 8. On the basis of the information contain~ in tMs Repo~ and any m~i~ca~ous pe~n~g thereto, it i~ in my o#~on, in compliance with app~csble Daws and re~a~ons. Reviewing O~cer Date

IMPORT~T WOTE~: The instrucaons accompanying thi~ form must he foOowe~ Complete allpar~, checMng the NONE box for each gart ~,here you h~e no reportable infor~ao~ Sign on la~tpage.

1. POSITIONS. (~epo~a~ ~,~,.~o.~.,.;.~e~ p~. ~-~ o/,m~g ~o,r~ea,,,~.~


[~ NONE (No reportable positions.) POSITION
3_ 2. Trustee Instructor

NAME OF ORGANIZATION/ENTITY
Pctra Foundation (a non-profit oundation) Yale Law School

3.

Guest Instructor

Monash University, Prato, Italy campus

lI. AGREEMENTS. (Reporting individnal only seepp. 14-1O of.tiling imtractions.)


NONE (No reportable agreements.)

~
t. 1994 2. 1987 3_

PARTIES AND
Dwyer, Collora & Geaner: Pannership Agreement Silverglate, Ge~er, Fine & Good: Pa~nership Agreement

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 2 of 9
[

Gertner, Nancy I
; $ee pp. 17-~ offilllW instt~ction~.)

07130/2010

III. N ON-INVESTMENT INCOME. (Reporting individual and sp ....


A. Fliers Non-lnvestment Income [~] NONE (No reportable non-investment income.) DATE
I. 2009 2. 2009 3. 2009 4.

SOURCE AND TyPE


Yale Law School; teaching sentencing seminal spring and fall semesters. Helen Rees Literary Agency; advance of book sales West Publishing, book royalites

(yours, not spouses) $26,550.00 $3,334.00 $8,747.04

B. Spouses Non-Investment Income - if you ware married during any portion of the reportlng year, complete this section.
(Dollar amount not re~dred except for honoraria)

NONE ~o reportable non-investment income.) SOURCE AND TYPE 1. 2009 2. 2009 3. 2009 American Civil Liberties Union of M~ssach~e~ sala~ American Civil Libe~ies Union of Massachusetts deleted annuity Suffo~ Universiu Law School

4.

IV. REIMBURSEMENTS --,,a.gpon~tio~ todgt.gJood, .,e..i.me..


(Includes tho: to spouse and dependem children; gee pp. 2-$-27 t~f!ling instructiotts.) [~ NONE (No reportable reimbursements.) ~ 1. Yale Law School, New Haven, CT John Jay College of Crim. Justice American College of Trial Lav, ycrs American College of Trial Lawyers - Spouse Yale Law School DATES spring & tall semesters 212/09 LOCATION New Haven, CT PURPOSE Taught once a veeek H~EMS PAI.D..OR PROVIDED Travel, sometimes lodging and meals

2.

New York, NY

Pane! re: sentencing

Travel, lodging

3.

2/26-3/1/09

San Juan, Puerto Rico

Judicial panel re Constivational issues Panel re Constitutional issues Keynote speech Yale Law Women

Travel, lodging, meals

4.

2/26-3/1/I)9

San Juan, Puerto Rico

Travel, lodging, meals

5.

3!27/09

New Haven, CT

Travel, lodging

FINANCIAL DISCLOSURE REPORT

f P ..... Reporting

Date of Report

Page 3 of 9
6. Maine State Bar, Womens Law Section
Monash University, Prato, Italy Yale Law School Charles Hamilton Houston Institute for Race & Justice @ Harvard Law Sch.

G,~er, Nancy

07/30/2010
Speech Travel

[ N ....
4/29/09 Portland, ME

7.

5/3-14/09

Pinto, Italy

Teaching

Travel, lodging, meaIs

8. 9.

6/24/09 8/11-12/09

Washington, DC Marthas Vineyard, MA

Sentencing symposium Panel

Travel Travel, lodging, meals

10. Hispanic National Bar Assoc.

9/2-3/09

San Juan, Puerto Rico

Spoke at 1st Judicial Summit


White Collar Crime Conf

Travel, lodging, meals

11. National Assoc. of Crim. Defense Lawyers 12. New York University 13: New York University 14. Charles Hamilton Houston Inst. for Race & Justice @Ha~ard Law Sch. Cardozo School of Law Moritz College of Law at Ohio State Univ.

10/I109

New York, NY

Travel, lodging

10/I2/09 10/12/09 10/20-22/09

New York, NY New York, NY White Oak Plantation, Florida

Speech w/my spouse w/my spouse Retreat

Travel, lodging, meals Travel, lodging, meals Travel, lodging, meals

15. 16.

1 I/I4-16/09 I 1/16-18109

New York, NY Columbus, OH

Taught at a conference Symposium

Travel, lodging, meals Travel, lodging, meals

18. 19. 20.

FINANCIAL DISCLOSURE REPORT Page 4 of 9

: Na,~eorrer~oo Repo~ti~g

Gertner, Nancy

[ DIteof Rep~r~

07~0/2010

I
V. GIFTS. a~ ,~ to ~po~ ~ ~p~t ~i~ ~, ~. ~ z~ o~ ~.~
NONE ~o reportable g~s.) SO~CE DESC~PTION ~

2. 3. 4. 52

d VI. LIABILITIES. ana, d,.s t~o~ o~~ ....... d~pend.t children; see plx 32-33 of filing instructions.)
~_~ NONE (No reportable liabilities.)

CREDITOR
1. 2. 3. 4. 5. Arnerican Express Bank of America - Visa ATT Universal Card American Express Blue RBS Revolving Credit Visa - Revolving Credit Revolving Credit Revolving Credit Revolving Credit

DESCRIPTION

VALUE CODE j K K j None

FINANCIAL DISCLOSURE REPORT


Page 5 of 9 VII. INVESTMENTS and TRUSTS - ,, .....
----]

~eme of Per~oll Reporting


Gerber, Nancy l.e, transacaons (Includes those of sp ......

Da,eofReport

I
Transactions during reporting period

07/30/2010

d dependent children; see pp. 34-60 of f!llng instructions.)

NONE (No reportable income, assets, or transactions,)

^
Description of Asse|s (including trust assals)

~.
Income during reporting period

-- ............... c. ...........................................
,Gross value at end of r~porting period Value Code 2 (J-P) i Value i Method ] Code: 3

~i ...................................................

Amount Place "(X)= after each asseti Type (e.g,, Code t [ div.) rent, exempt from prior disclosure (A-H) or int.)

Type (e,g,, [ Date Value Gain ~ buy, sell. i mm/dd/yy i Code 2 Code 1 redemption) !i (J-P) (A-H)

Idemi~y of buyer/seller (if private [ transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. l 0. I I. ]2. "! 3. 14. 15. 16. !?

IRA ACCOUNT AT SCHWAB: Pormanent Portfolio Fund Schwab Money Market First Eagle Global Fund Oakmark Equity & Income Forester Value Fund Appleseed Fund BlackRock Global Al!oc. Fund A A A A A A A A Vanguard Wellesley Income SECOND IRA AT SCHWAB: Schwab Money Mkt. (See Section VIll.)* Cash (See Section VIII.)* FPA Crescent Instl A A A Harbor lofT Fund James Bal. Golden Rainbow A None Dividend Dividend Dividend None Dividend J T J .J J J T T T T Sold Buy Sold Sold (part) 01126/09 11/30/09 01/26109 01/26/09 Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None J K J J J J J J" J T T T T T T T T T Buy Buy Buy Buy Buy 11/30/09 ] 2108/09 12/08/09 12/23/09 J 12i23/09 J Buy 11/30/09 J

I. 1~om Gain (odes:

A -:S 1.000 or less

B -$1.00t - $2,500

C ~$2,501 - $5,000

D =$5,001 - $15,000

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

[ Name of Person Reporting


[ Gertner, Nancy

Date of Report 07/30/2010

VII. INVESTMENTS and TRUSTS - i,~me, vs,,, t,a~.s a,a~a,, those of spouse and d~endent c~dren; see pp. 34-60 of flling
NONE ~o reportable income, assets, or transactions.) ~s~pfion of ~se~ (in~lud~g ~1 asse~) Place "(X)" ,~et ~ach as,cI exempt from prior disclosure [ ~ Income during xe~ing p~od Gross value al ~nd of r~o~ing period Value ] Value Code 2 Method {~-P)[ Code 3 T~e (e_g buy, sell," redemption) Transactions during repo~ng pe~od

]~o~tCode ! i T~e (.g., ~ ~V. r~K ~ (A-H) ~ or int.)

/ Da~ Valu~ i Ga n ,[ ~d~. Code 2 [ Code ~ i I (J-P) ~ (A-H)

buy~/seller (if private

21, 22.

In~pM 8~11 Cap F:m~ Forester Va!~e Fund First Ea~l~ Global F.na

Dividend None Non~

I ~ ~

T T T

Buy Buy Buy

12108/09 1~2~/09 12/2~/09

24.

BROKE~GE ACCT. AT SCHWAB:

26.

Cash (See Section VIII)*

None

..
28. 29. 30. 31. 32. 33. 34.

ACCT .....
Schwab Money Market (See Section VIII)* Cash (See Section VIII)* Cisco Systems common stock Oakmark Equity Inonme Intentionally Blank Pkng., housc rental, Brookline, MA** E D Rent Rent K W A None None None Dividend 1 J J J T T T T [

~::~i::: [huse" rental, Antrim, NII

F~C~L DISCLOSU~ REPORT Page 7 of 9

Name of Person Reporting

Ge~er, Nancy

07/30/2010

~I. ~ST~NTS and TRUSTS -~ ...... t~, ~~ns ancludes those of s~ .... ~ d~ndent ch~d~n; see pp. $4-60 of filing
~ NONE (No reportable income, assets, or transactions.)
A. Descnp~on of Assets (including t~t ~e~) ~ { ~ B. ~come d~ng ~o~iag period ~ C, Gross value at end of~po~ng period ~ Tmn~cfons dating repo~ng period

Place"(X)"afler~ch~sct
~xemp~ ~m prior di~l~sure

/A .... t T~e(e.g.,
Code I div., ren~ ~ ] (A-H) [ or int.) [

V~e
Code 2 (I-P)

] Value
[ Me~od ] Code3

T~(e.g.,
buy, sell, [ red.priori)

Da~ Value I Gain


~ i Code 2 [ C~e I (l-P) ] (A-H) [ [ (ifp~vat~

(See Col~s B I ~d D4)

F =$50,~1 - ${ ~,~ ~

O =$100,001 - $1.~,000

Ill =$].000.00t - $5.~0.0~

H2 =More ~a~ $5,000.~)0

3 Va{~ Method Codes (See Column C2)

P3 ~$25,01~,001 . $50,0~,000 Q .:Appraisal U =Book Valu~

R =Cos~ (gcal ~tatc Only) V -~hc,

P4 =More than S =Assessme~ W

T ~ Cash Maxke~

FINANCIAL DISCLOSURE REPORT

Page 8 of 9

Name of Person Reporting

Date of Repor~ 07/30/2010

[ Gertner, Nancy

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a~m, oIR~vo,o


Part I. Positions: The Peua Foundation is a non-profit organization. Part It. Agreements: The partnership agreement with Dwyer, Collora & Gertner (now Dwyer & Collora) governs the partnership distribution (including capital contribution and fees) for legal services rendered before my induction on April 25, ] 994. The partnership agreement with Silverglate, Germer, Fine & Good governs fees generated during the partnership life (which ended in 1990) but received after its termination. Part VII. Investments and Trusts *Cash mqves between money market and cash accounts, as purchases and sales of holdings are made. The money balance is held in a position actually called "Cash"; a position where funds are held. **Rental of a parking space and the carriage house. *** Moved to "IRA Account at Schwab" section, line 2 as it was in it.~ original place in error.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Gerl~er, Nancy

07/30/2010 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and omplete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY I[NDIVIDUAL WHO KNOWINGLY AND W AND CRINIINAL SANCTIONS (5 U.S.C. app. 104)

JECT TO CIVIL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Conunittee on Financial Disclosure Administrativc Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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