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!. PerSon R~.~pn~ting (last .... first, r~i~lte initial) --" Gegn~, Nancy 4. Title (A~icle m judges ~di~ate active or s~ior status; magis~ate judges indica~ ~ll- or pag~time) A~icle III Judge - Active
5b. ~ ~end~ Report 7. Chambers or Office Addrest Io~n Joseph Moakley U.S. Cou~ I Cou~hous: Way, St. 4130 Boston ~& 02210 8. On the basis of the information contain~ in tMs Repo~ and any m~i~ca~ous pe~n~g thereto, it i~ in my o#~on, in compliance with app~csble Daws and re~a~ons. Reviewing O~cer Date
IMPORT~T WOTE~: The instrucaons accompanying thi~ form must he foOowe~ Complete allpar~, checMng the NONE box for each gart ~,here you h~e no reportable infor~ao~ Sign on la~tpage.
NAME OF ORGANIZATION/ENTITY
Pctra Foundation (a non-profit oundation) Yale Law School
3.
Guest Instructor
~
t. 1994 2. 1987 3_
PARTIES AND
Dwyer, Collora & Geaner: Pannership Agreement Silverglate, Ge~er, Fine & Good: Pa~nership Agreement
Date of Report
Page 2 of 9
[
Gertner, Nancy I
; $ee pp. 17-~ offilllW instt~ction~.)
07130/2010
B. Spouses Non-Investment Income - if you ware married during any portion of the reportlng year, complete this section.
(Dollar amount not re~dred except for honoraria)
NONE ~o reportable non-investment income.) SOURCE AND TYPE 1. 2009 2. 2009 3. 2009 American Civil Liberties Union of M~ssach~e~ sala~ American Civil Libe~ies Union of Massachusetts deleted annuity Suffo~ Universiu Law School
4.
2.
New York, NY
Travel, lodging
3.
2/26-3/1/09
Judicial panel re Constivational issues Panel re Constitutional issues Keynote speech Yale Law Women
4.
2/26-3/1/I)9
5.
3!27/09
New Haven, CT
Travel, lodging
f P ..... Reporting
Date of Report
Page 3 of 9
6. Maine State Bar, Womens Law Section
Monash University, Prato, Italy Yale Law School Charles Hamilton Houston Institute for Race & Justice @ Harvard Law Sch.
G,~er, Nancy
07/30/2010
Speech Travel
[ N ....
4/29/09 Portland, ME
7.
5/3-14/09
Pinto, Italy
Teaching
8. 9.
6/24/09 8/11-12/09
9/2-3/09
11. National Assoc. of Crim. Defense Lawyers 12. New York University 13: New York University 14. Charles Hamilton Houston Inst. for Race & Justice @Ha~ard Law Sch. Cardozo School of Law Moritz College of Law at Ohio State Univ.
10/I109
New York, NY
Travel, lodging
15. 16.
1 I/I4-16/09 I 1/16-18109
: Na,~eorrer~oo Repo~ti~g
Gertner, Nancy
[ DIteof Rep~r~
07~0/2010
I
V. GIFTS. a~ ,~ to ~po~ ~ ~p~t ~i~ ~, ~. ~ z~ o~ ~.~
NONE ~o reportable g~s.) SO~CE DESC~PTION ~
2. 3. 4. 52
d VI. LIABILITIES. ana, d,.s t~o~ o~~ ....... d~pend.t children; see plx 32-33 of filing instructions.)
~_~ NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5. Arnerican Express Bank of America - Visa ATT Universal Card American Express Blue RBS Revolving Credit Visa - Revolving Credit Revolving Credit Revolving Credit Revolving Credit
DESCRIPTION
Da,eofReport
I
Transactions during reporting period
07/30/2010
^
Description of Asse|s (including trust assals)
~.
Income during reporting period
-- ............... c. ...........................................
,Gross value at end of r~porting period Value Code 2 (J-P) i Value i Method ] Code: 3
~i ...................................................
Amount Place "(X)= after each asseti Type (e.g,, Code t [ div.) rent, exempt from prior disclosure (A-H) or int.)
Type (e,g,, [ Date Value Gain ~ buy, sell. i mm/dd/yy i Code 2 Code 1 redemption) !i (J-P) (A-H)
IRA ACCOUNT AT SCHWAB: Pormanent Portfolio Fund Schwab Money Market First Eagle Global Fund Oakmark Equity & Income Forester Value Fund Appleseed Fund BlackRock Global Al!oc. Fund A A A A A A A A Vanguard Wellesley Income SECOND IRA AT SCHWAB: Schwab Money Mkt. (See Section VIll.)* Cash (See Section VIII.)* FPA Crescent Instl A A A Harbor lofT Fund James Bal. Golden Rainbow A None Dividend Dividend Dividend None Dividend J T J .J J J T T T T Sold Buy Sold Sold (part) 01126/09 11/30/09 01/26109 01/26/09 Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None J K J J J J J J" J T T T T T T T T T Buy Buy Buy Buy Buy 11/30/09 ] 2108/09 12/08/09 12/23/09 J 12i23/09 J Buy 11/30/09 J
B -$1.00t - $2,500
C ~$2,501 - $5,000
D =$5,001 - $15,000
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - i,~me, vs,,, t,a~.s a,a~a,, those of spouse and d~endent c~dren; see pp. 34-60 of flling
NONE ~o reportable income, assets, or transactions.) ~s~pfion of ~se~ (in~lud~g ~1 asse~) Place "(X)" ,~et ~ach as,cI exempt from prior disclosure [ ~ Income during xe~ing p~od Gross value al ~nd of r~o~ing period Value ] Value Code 2 Method {~-P)[ Code 3 T~e (e_g buy, sell," redemption) Transactions during repo~ng pe~od
21, 22.
In~pM 8~11 Cap F:m~ Forester Va!~e Fund First Ea~l~ Global F.na
I ~ ~
T T T
24.
26.
None
..
28. 29. 30. 31. 32. 33. 34.
ACCT .....
Schwab Money Market (See Section VIII)* Cash (See Section VIII)* Cisco Systems common stock Oakmark Equity Inonme Intentionally Blank Pkng., housc rental, Brookline, MA** E D Rent Rent K W A None None None Dividend 1 J J J T T T T [
Ge~er, Nancy
07/30/2010
~I. ~ST~NTS and TRUSTS -~ ...... t~, ~~ns ancludes those of s~ .... ~ d~ndent ch~d~n; see pp. $4-60 of filing
~ NONE (No reportable income, assets, or transactions.)
A. Descnp~on of Assets (including t~t ~e~) ~ { ~ B. ~come d~ng ~o~iag period ~ C, Gross value at end of~po~ng period ~ Tmn~cfons dating repo~ng period
Place"(X)"afler~ch~sct
~xemp~ ~m prior di~l~sure
/A .... t T~e(e.g.,
Code I div., ren~ ~ ] (A-H) [ or int.) [
V~e
Code 2 (I-P)
] Value
[ Me~od ] Code3
T~(e.g.,
buy, sell, [ red.priori)
F =$50,~1 - ${ ~,~ ~
O =$100,001 - $1.~,000
T ~ Cash Maxke~
Page 8 of 9
[ Gertner, Nancy
Gerl~er, Nancy
07/30/2010 I
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and omplete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY I[NDIVIDUAL WHO KNOWINGLY AND W AND CRINIINAL SANCTIONS (5 U.S.C. app. 104)
JECT TO CIVIL
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Conunittee on Financial Disclosure Administrativc Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544