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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Nonhero District of West Virginia
5a. Report Type (check nppropriate lype) [-~ Nomination. Date [] Annual [] Final

Rwort Requ,redby the Ethics

in Government Act of 1978

I. Person Reporting (lasl name, first, middle initial) Bailey, John P.

4. Title (Article lIl judges indicate active or senior status; magislralc judges indicale full- or pan-time) O.S. DisttictJudge-AcliveStatus

3. [}ale of Report 04/29/2010

6. Reporling Period 01/0112009 to 1213112009

[] Initial

5b. [] Amended Reporl 7. Chambers or Office Address 8. On the basis o1 the information contained In this Report and any modifications pertaining thereto, it is, in my opinion, in ompliance with applicable laws and regulations.

U.S. Courthouse
P.O. Box 55 I Wheeling, WV 26003

Reviewlng Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be foltowea~ Complete airports, checking the NONE box for each part where you have no reportable information. Sign on last page.

1. IF L.I~DIII~._]I~ O. (Reporting individual only se pp. 9-13 of f!ling i ..... lion.)

NONE (No reportable positions.) POSITION NAMg OF ORGANIZAT1ON~NTI~

4.

~..-

l
NON~ (No reporlable agreemencs.) PARTIES AN~ TgRMS
I. 2005 2. Bailey, Riley, Buch & Haman, LC. Pro~ Sharing Plan wi~h ro~er fi~, no contro~

Bailey, John P.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

l" ......

rP .....

I I

11 I. NON-INVESTMENT 1NCOM E. ~S,po,a,~ ind,idu~l und ,po~e; see pp. 17.24 of filing ins~uction~.) A. Fliers Non-lnvestmen~ Income NONE (No reportable non-investment income.) DATE SOURCE AND TYP~ ~COM~

2. 3. 4.

B. Spouses Non-I nvestmen! Income - t/you were married during any portion of the reporting year, complete this section.
(Dollar omourtl not required except for honoraria)

[]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

2. 3.
4.

IV. RElblBURSEMENTS - tr..~po.,.,io., Iod~i,,.~. /ood, .,,,er,oi .......

(Irwhtdes those to spouse and ~pe~ent chddren, s ee PF. 25 - 27 oJ~6hng t~t~ctt~ )

NONE ~o reportable reimbursements) ~ 1. 2. 3 4. 5. ~ LO~AT1ON PURPOSg ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 7

x .... f P .... Repo~ing

D .... I Rel.~,l

Bailey, John P.

0-1/29/2010

V. GIFTS. a,,cl, a~+ ,h,,~e ,o ,~o ..... ~ dependent chaaren; see ~p. 28-31 of filing in~truc~ions.) ~ NONE (Ao reportable g~s.) SOURCE
I. Co~h Bill Stewa~, West Virginia University Beyond Marketing, Inc. Sideline Pass - F~tball

DESCRIPTION

VAI.UE

2. 3. 4. 5.

Event Ticke~

[~

NONE (No reportable liabilities.)

CREDITOR
I. 2. 3. 4. 5 United P, ank United Bank U.S Dept. of Education College Foundation, Inc. Visa Card Personal Loan Loan for education Loan for education

DESCRIPTION

VALUE CODE
J j M L

FINANCIAL DISCLOSURE REPORT

N .... fP ....

Reporlirlg

Page 4 of 7

Bailey, John P.

I
T~anszCtionl during rcpoming period

0412912010

VII. INVESTMENTS and TRUSTS - i ........ I,,, , ..... flons (Includes tho,e of sp ...... d dep,.de., children: seepp. 34.60 of filing instructions,)
NONE (No reportable income, assets, or transactions.)
Description of Assets (inCluding t~st ~e~) ~ Income during reposing ~ri~ Gross v~luc a~ en~ of ~epo~mg period

Place "(X)" after each ~et exempt from prior disclosure

~ (I) ~ (~) ]Amount [ Type (eg., ~ Code I [ div., rent. ~ (A-tit . or ira.) ~ A Dividend

(0 Value C~c 2 (I-P)

(2) Value Method Code 3 (Q-~

(0 T~c (cg, buy, sell, redemplion)

~2) ~ (3) : Date [ Value ~m~d~yy ~ C~e 2 (J-P) ~

(4) ~ain Code I (A-H) ~

Identity of buyer/seller (if private tnnsact~on)

1. 2. 3. 4. 5. 6. 7. 8. 9. I 0.
I I. 12.

IRA # 1 - Federated Prime Obligations Fd. 396 - CVS/Caremark (corn) - Clear Channel Communication (corn) - Home Depot Inc. (corn) - Live N;~tion (corn) - Time Warner Inc. (corn) - Time Warner Cable (corn) - AOL Inc (corn) - Medco 1 lealth Solutions {corn)
- Merck & Co (corn) (t~m~erly Merck and Company) Bailey, Riley, Buch & l larman Profit Sharing Plan Mass Nlutual Life Insurance

Sold

07/31/09

Spinoff (from line 7) Spinoff (from line 7)

04/03/09 12129/09 !

E A

Dividend Dividend

M J

T T

13 14.

15. 16. 17.

FINANCIAL DISCLOSURE REPORT Page 5 of 7 VII. INVESTMENTS a n d TRUSTS - ~ ........

I N ....
[

fPe ....Reporling

Date of Repo!! 04/2912010

Bailey, John P.

t.o, ! .....tion$ (lnct.dcs Ihose of sp ...... d dependent hilarcn; ~, pp. 34-60 of fillng i .......
B Income during t~aing ~riod C. Gross value at end of repo~ing peri~ I

ion~)

NONE (No reportable income, assets, or transactions.)

A Description of As~ts (including t~st assets) Place "(X)" at~er each .... I exempt from prior discl~sur D ...... T~sact~uns during reporting ~riod

A ....t ] T~ (e.g., Value C~e I ~v., rcnl, ~ C~c 2 (A-H) or ink) (J-P) J

~ Value ] T)~ (c g. buy. sell. Mc~od ] C~dc 3 redcmpl~n)

,I Date ~ Value I Gainj [ m~d&yy Code 2 (7~dc I ~ . (J-P) (A-II)

Idcnt,ty of bu).er;sellcr (if prwat

18.

19.

FINANCIAL DISCLOSURE REPORT Page 6 of 7

:,~ .... fP .....Reporting Bailey, John P.

[ Oa,e of R~,port 04/29/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT

N .... lP ..... Reporting

l)a,~ otRepo,,

Page 7 of 7
IX. CERTIFICATION.

Bailey, John P.

04,29/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, Irue, and complele to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable slatutory provisions permitting non-disclosure. l furlher certify that earned income from out~ide employment and honoraria and the acceptance nf gills which have been repnrled are in compliance with the provisions of 5 U.S.C. ~pp. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WIlO KNOWINGLY AND WILFULLY ] AND CRIMINAl. SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544