~o to

Rev. 1/2010

FINANCIAL DISCLO~U RE REPORT

FOR CALENDAR YEAR 2009
1. Courl or Organizstlaa U,S. District Court of S.C. 5~. Report Type (check appropriate ~) ~ Nomination. ~ lnitiat Da~e ~ Annual ~ Final

Repot/Required by the Ethics

in Government ,4ct of 1978 0 u.s c. app. ff,~" IOl. III)

I. Person Reporting {last name, first, middle initial) Ha~ell, Roberl B. 4. Title (A~icl~ Ill judges indica~ active or semor sla~s; magist~le judges indicate full- or pan-tim~) A~icle III Judge, Active

3. Date of Reporl 4/30/2010 6. Reporting Period 01/0112009 to 12131/2009

S~ ~ Amended Report 7. Chambers or OFfice Address 401 West Evans Street McMiiIan Federal Bldg Florence, SC 29501 8. On Ihe basis of the information contained In this Repofl and any m~ffic~tions perlaining eherelo, it is. In my opinion, in campllance ~Rh ~pplicable I~ws and regulations. : Reviewing Officer D~te

LilPORTANT NOTES: The it~*tructions accompanying this form must be followed. Complete ull parts, checking the NONE box for each part where you have no reportable information. Sign on la~t page.

1. POSITIONS. R,po,,,~
I---] NONE (No reportable positions.) POSITION
I. 2. 3. 4. OfficcffDireclor Trustee Custodian Custodian

NAME OF ORGANIZATION/ENTITY
-] Farms and Investment, lnc. Trust #1 Custodial Account #1 Custodian Account #2

II. AGREEMENTS. (geponlng lnalriduatont~; sr,pp. 14-l# offding instructions.)

NONE (No reportable agreements.) ~ PARTIES AND ~RMS

:~, ."

~" ~~

2.

Harwell, Robert B.

FINA~/CIAL DISCLOSURE REPORT Page 2 of 10

Name of Pers~a R~portlng llarwll, Roherl B.

Date of R~:porl

4/30/2010

111. NON-INVESTMENT INCOME. (R~po~ing~dividuatan~sp ....

A. Filers Non-Investment Income NONE (No reportable non-investment income.)
~

;se, pp. 17-24~ffillnginstructlons.)

SO~CE AND ~PE

INCO~ (yours, not spouses)

I, 2. 3. 4.

~. Spo~e~s NoB-l~vstm e~t I~o ~ - if ~au were married cluing any poaion a[th rpoaing yea~, complet~ this sectio~

NONE (No r~porlable non-inveslmen income.)

SO~CE AND

2. 3.

1 V. REIMB URSEMENTS -,,a.~po,t.tio-. toagi.g,[ooa, ,.t,.,~i .... t.

tTncludes those to spouse and dependenl children; see pp 2J-27 Offiling injtrulion$,)

~]

NONE (No reportable reimbursements.)

SOURCE DATES I123 Io I124/2009 8/6 to 8/9/2009 LOCATION Myrtle Beach, SC Hihon llead, SC PURPOSE SC Bar Meeting Annual Convention ITEMS PAID OR PROVIDED Lodging Lodging and seminar registration

I. 2. 3. 4. 5.

SC Flat Association SC Assoc. for Justice

EINAI~CIAL DISCLOSURE REPORT Page 3 of 10

,~ .... ~r~r,o. a.por,i.g u,,-.n, Robert B. 4130/2010

NONE (No reportable g~s.)

~
1. 2. 3.
4.

DESCRIPTION

5.

VI. LIAB 1 LITI ES. (Includes those of sp ...... d detrendent ehildretl; see pp, 32-33 of fillng instr~tetlons.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VAI.UE CODE

EINA~qCIAL DISCLOSURE REPORT Page 4 of 1 0

n ....fP ..... g~po.~g nar,~l~, ~ober~,.

V30/~0m

VII. INVESTMENTS an d TRUSTS - ~. ....... t.., ~ ....... io., (t.t.a,**~ose ofs~ ..... a a.p..a.., children; see pp.
NONE (No reportable income, assets, or transactions..) Description of Asse~ {including trust asset~) Place "(X)" after each asset exempt from ~dor diselogure ~ Income during i reposing periad ] C~e 1 ~ Amount I, {A-H) { T~e (.g., div., ~nL or int ) Gross value al end of t~rting pefi~ Value Code ~ (J-P} Value Meth~ Code 3 (Q-W) T T T T T T Closed M M M M T T T 1 02/09/09 M B T~ (e.g., buy, sdl, r~emption) T~nsactions during reposing pc6od

. Date ~ Value m~d~r~ ~ C~e ~ = {J-P) I j

Code 1 (A-H)

buyer!stile, (ifptlva~e Iransacti0n)

I. 2. , . 4. 5. 6. 7. ~ 9. 10. 11. 12. 13. 14. 15. 16.

Charles Schwab (sweep accls) Wachovia Bank Common Stock Wells Fargo & Co. Common Stock Autoliv Inc. Common Stock R.hom & Haas Inc. Common Stock The Soulh Financial Group Common Stock Wachovia Bank (various aects) First Reliance Bank (CD) First Federal (CD) X South Carolina Bank & Trust (CD) Citizens Bank (CD) Anderson Brothers Bank (CD) Carolina Bank (CD) National Bank of South Carolina(CD) kl[:I&T Bank (various accts) } Farms & Investment 12 1/2% 12/.1 I104 compiled $31M

C A A A A A C B C C A A C A D B

Inlerest Dividend Dividend Dividend Dividend Dividend Inlerest Interest Interest lnlcrest Interest Interest Interest Interest Interest Dividend None

M J l J J J

M L M K K

T T T U R

17. PCDG, LLC (10%} 1998 & 2000 $32,00(I

Name of Person Reporting

Date of Report

FIN~,i~CIAL DISCLOSURE REPORT 1 itar~ell, Robert B. Page 5 of 10

N ONE (N~ reportable income, assets, or transactions.)

Description or As~tS (including trust asse~s) Place "(X)" after each asset / / Income during re~ing period Gros~ value at end of ~cponing period Vn[uc
(J-P)

T~an~ction~ during rcpo~ing

( A~ounl I T~ leg,, ((A-If)) or int.)

Value Code 3

Type (e.g, rcdcmpti~,)

~

Date ~ Va~uc Gain

~ (J-P)

(A-I()

(if private

18. 19. 20. 21.

Charles Schwab I~k #1 -Charles Schwab C~h Fund -Dimensional Fund Advisors lntl Small Co Port -Dimensional Fund Advisors lntl Value III Port -Dimensiona! Fund Advisors Large Cap Intl Port

Dividend

23. 24 25. 26. 27. 28. 29. 30.

-Dimensional Fund Advisors Large Cap Value 111 Porl -Dimensional Fund Advisors US Large Co lnstl Index Port -Dimensional Fund Advisors US Small Cap Port -Dimensional Fund Advisors US Small Cap Value Charles Schwab IRAIt2 -Charles Schwab Cash Fund -Dimensional Fund Advisors Intl Small Co Port -Dimensional Fund Advisors Intl Value III Port -Dimensional Fund Advisors Large Cap Intl Port B Dividend

32. 33. 3,1.

-Dimensional Fund Advisors Large Cap Value I11 -Dimensional Fund Advisors US Lg Co. lnsl Index Potl -Dimensional Fund Advisors US Small Cap Port

Name of Person Rept)rting

Date 4t30/2010~f Report

EINA~qCIALpage 6 of 10 DISCLOSURE REPORT VII. INVESTMENTS and TRUSTS - ~ .......

~

Iiarvl, e I. Roberl B.

]
d dependent ch~dr.n; see pp. 34-60 of filing i ...... ions)

r~,., .....an,, (Includes those of s~ .....

NONE (~ reportable income, assets, or transactions.) Description of Asse~ (including ~st assets) Place "(X)" alter each asset excmptfrompri.rdi~closure Gross value at end of reposing pefi~ Value C~e2 (J-P) ~ I A V~iuc Mc~od T)Tc (e.g, buy, sell. redemption) Code(Q_W)3 Tnns~c~ons during reposing period ,. V~lu~ Gain I Date ;mmld~)W Code2 Codc l I ~ (J-?) (A-H)

[ Income during [ reposing ~riod

[Codcl / div ~nt

~i (A-tt) [ or int,}

Amounl / T)?e leg..

buyerJscller tra~aclion)

35. 36. 37, 38. 39. 40. 41.

42.

-Dimensional Fund Adviso~ US Small Cap Value Charles Schwab IRAg3 -Charles Schwab cash fund -Dimensional Fund Advisors US Small Cap Port Trust//I -Cash Fund-Charles Schwab -BB&TCorp Common Stock
-Vanguard short-lema treasury

Dividend

Dividend

43. 44. 45. 46. 47. 48. 49. 50. 51.

Berkeley Co SC Zero 6/1/12 Clemson University, SC Zero 5/I/10 Piedmont Men. Power Zero I/Ill 3 Piedmont Mun. Power Zero I/1/13 Fiedmont Mun PowerZero 111/15 Richland Co SC Zero 8/I/09 SC Zero 7/I/12 Three Rivers Solid Zero I/1/09 Three Rivers Solid Zero I/1/I I

C B A A C A t3 B l}

Interest Inlerest Inlerest Interest Interest Interest Interest Interest Interest

L L K J I

T ]" T T T Matured 08/01/09 I.. A Matured (part) 01/01/09 J A

T Matured 01/01/09 K B

F.INA~/CIAL DISCLOSURE REPORT Page 7 of 10

VII. INVESTMENTS and TRUSTS - in .......
A. Description of Assets (including trust assets) , Place "(X)" afi ..... h .... t exempt from prior disclosure B. Income during reporting period

I Name of Person Reporting

[ Hal-well, Rober! B.

DateefRepoa

4/30/2010

t,o, u .... aons (tncluaes ,hose o/sp ...... a aepena .... hitaren; see pp. 34-60 of filing inxtruction~)

NONE (No reportable income, assets, or transactions.) C. Gross value at end of reporting period Value Code 2 (J-P) Value Method Code 3 (Q-W) T T T R U "ry~(eg., buy. sell, redemption) D. Transactions during reporting period Oa,e rathe IGain Imrrddd]yY Code2 Code I (J-P) (A-It)

~_m~o_un, t ] Type(e.g., ,,...u~c t ] div.,renl, (A-H)II or ira.) _ _]~.. ......

ldenlilyof buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67.

Three Rivers Solid Zero 1/1/12 Three Rivers Solid Zero I/I/13 Dimensional Fund Advisors Tax Man US Mktwde Rental Prop North Myrtle Beach,SC (2003 ,$238,600) I Prop (Cherry Grove, SC) 49% ($243,000 -on 2004 tax return) College Bound Fund ill,Alliance Bemstein Mutual Funds -CBF Appreciation Port Air Bx College Bound Fund #2, Alliance Berstein Mutual Funds -CBF Appreciation Port Ale BX SC Future Scholar Plan ~l,ColumbiaMutual Funds -Bond Poa-A -Large Cap Core Port A -Mid Cap Growth PorI-A -Small Cap G~owth Port-A SC Future Scholar Plan tl2, Columbia Mutual Funds

B B A D

Interest Interest Dividend Rent None

K K J M M

Dividend

Dividend

None

None

68. -Bond Port-A

FIlvANCIAL DISCLOSURE REPORT

N ....

f P .....Reporllng

Date

Page 8 of l 0

~t~r~,e~, Robert B.

4/30t2010

VI i. IN VESTMENTS an d TRUSTS - ~ ...... :.,., ....... i.~, a~,.~,a,,,~o.,, oz,~ ...... ~ a,~,~d,~ ~,,~; ,,, ~p. ~-~o
NONE (No reportable income, assets, or transactions.)
Description of Assels (including t~sl assets)

a. - ........................ ~
Income during reining period

~ [

C -- I
I

O. ...............
Transactions during rc~ing pc~od

~-~--~i- " ~T .......~> ......... ~

~mounI j T~(e.g., I V~lue Code lid~ ..... t, I C~e2 (A-H) 1 or int.) i (JP) Value Meth~ Code 3 (Q-W) Ty~ (e.g., buy,~ell. : redemp ion) [

Gross val~ at cud I ~f reposing period

~ ~ :~ ~ ~)
i Da~e , Value Gain ~m~d~ [ C~e2 , Code I [ OP) (A-H) ~ i

~ ....
Identi~ of [if private transaction)

Place"(X)" after each ~sct .... pt from prior di~cl .....

69.

-Large Cap Core PorI-A

70. 71.

-Mid Cap Grow Por~-A -SmallCap Growth Por~-A

72. 73.

1, Florence, SC (1999 $125,000) Custodial Account#1

None

None

74. 75. 76. 77. 78. 79.

-The South Financial Group Common Stock Custodial Acctff2 -The South Financial Group Common Stock : Florence, SC (2006 $70,000) None None None L K K R T T None J T

SC Tuition Prepayment Program #1(no conlrol) SC Tuition Prepayment Program #2 (no contrl)

F.|N~CIAL DISCLOSURE REPORT

~,m, of P ..... Reporting

Da,e of Rcpo,,

Page 9 of 1 0

n.rw~, ~obert n.

4/30!20~0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

F.INANCIAL DISCLOSURE REPORT Page lOoflO 1X. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I furlhcr certify that earned Income from outside employment and honoraria and the acceptance ofgiRs which have been reported are in compliance with the provisions of 5 U.SoC. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature._

NOTE: ANY INDIVIDUAL WIlO KNO\VINGLY AND WlLFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIS, IINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544