I

Katz, David A. Senior District Judge

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S.D.C. Northern Ohio
5a. Report Type (check appropriate t~,pe) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~ 101-111)

I. Person Reporling (last name, first, middle initial)

3. Date of Report 05/09/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

5b. [] Amended Reporl

7. Chambers or Office Addrt~s 307 U. S. Courthouse 1716 SpielBusch Avenue Toledo, OH 43604

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable la~vs and regulations. Re~,iev,ing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)

D NONE (No reportable positions.)
POSITION
I. 2. 3. 4. 5. Vice President & Trustee Member Trustee Emeritus

NAME OF ORGANIZATION/ENTITY
David S. Stone Foundation National Council of Ohio State University College of Law Mercy Health System - Northern Region

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Katz, David A.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Katz, David A.

Date of Repor~ 05/09/201 I

III. NON-INVESTMENT INCOME. (Repotting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE I. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS -,ronsporto,io., Iodgi.g, lood, entertainment

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~
1. 2.

NONE (No reportable reimbursements.)

SOURCE
U.S. Russia Foundation American Conference Institute Geroge Mason University Foundation American Conrference Institute

DATES
7/I 1/10 - 717/10 9/29/10 - 9/30/10

LOCATION
Russia New York, NY

PURPOSE
Panel Member Panel Member

ITEMS PAID OR PROVIDED

Transportation, lodging, meals Transportation, lodging, meals

3.

10/7/10 - 10/10/10

Arlington, VA

Rule of Law Seminar

Transportation, lodging, meals

4.

12/8/10 - 12/9/10

New York, NY

Panel Member

Transportation, lodging, meals

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting Kat7., Da~id A.

Date of Report 05/09/2011

V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. ancludes those of spouse and dependent children; see pp. 32-33 of filing instructionsO
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Kal-z, David A.

Date of Report 05/09/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (D Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) W Sold 08/18/10 J O) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) Date Value mm]dd/yy Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17.

Lepercq Corp Inc fomerly Pacific Place Ltd Citigroup Inc. Fifth Third Banksafe (4) Express Scripts Inc. UMB Scout Worldwide Fund Vanguard Total Skt Mkt-Vipers IRA, composed of security investment fund Fifth Third Vanguard Long-Term Bond Earthlink, Inc. Quantum CP Web.Com Group American Growth Fund Federated Strategic Value Team Touchstone Mid Cap Growth Vanguard Short-Term lnv Oppenheimer Div. MKT

B A A

Dividend Dividend Interest None

K Sold J Sold O Redeemed 03/31/10 K J Sold J L M K T T T T Redeemed 06/29/I 0 L J A 08118/10 J 08/18110 J 10/05110 J

A A E B

Dividend Dividend Dividend Dividend None None None

D D C

Dividend Dividend Dividend None

Dividend

I. Income Gain Codes: (See Columns BI and 134) 2. Value Codes ISec Columns CI and D3} 3. Value Method Codes ~Scc Column C21

A =$1,000 or less F =$50,001 - $10O,00~ J =$15,0~0 or less N =$250,0~1 - $50~,000 P3 $ 25,000,001 - $ 50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =SI00,0~l - $1,000.0~0 K $15,001 - $50.000 O =$500.001 - $1,00O.000 R =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 HI =SI,0~9.001 - $5,00~,0~0 L =$50,0~1 PI =$1.0~0.001 - $5,000,0,00 P4 =More than $50,000.0~0 S =Assessment W =Estimatod

D =$5,001 - $15,000 H2 =More than $5,000,0~O M =$100,0~1 - $250,000 P2 ~$5,090,001 - $25,000,000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting Kat-z, David A.

Date of Report 05/09/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. anaicotepartolreport.)

I do not decide individuial investments in the entities listed in Part I on which boards I serve.

FINANCIAL DISCLOSURE REPORT Page 6 of 6

Name of Person Reporting Kat-z, David A.

Date of Report 05/09/201 I

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside emplo)anent and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/David A. Katz

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WlLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. I04)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544