Académique Documents
Professionnel Documents
Culture Documents
Rev. 1/2o2o
Ao 1o
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I. Person Repo~tiog (last name, first, middle initial) Sippel, R.odaey W. 4. Title (Article II1 judges indicate active or serfior status; magistrate judges indicate full- or part-time) United States District Judge (active)
[] Initial
5b. [] Amended Report 7. Chamber~ or Office Address Thomas F. Eagleton Cmtrthouse 111 S. 10th Street, 10South St. Louis, Missouri 63102 8. On the basi~ of the information contained in this Report.and any modifications pertaining thereto, it is, in my opinion, in compliance ~,ith applicable laws and regulations. Reviewing Officer Date
[MPOR TANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
POSITION
NAMg OF ORGANIZATION/ENTI~"
2.
4.
Sippel, Rodney W.
I
[
I. 2. 3. 4.
B. Spouses Non-Investment Income o If you were married during any portion of the r~porting year, compl~tg this section.
(Dollar amount not required e2cept for honoraria.)
DATE
1. 2009 2. 3. 4.
04120~009-04/21/2009 Chicago, IL
Page 3 of 7
s~ppel, Rodney W.
05/06/2010
~URCE
1. 2. 3.
4.
DESCRIPTION
5.
VI. LIABILITIE S. a~od~ tho~ o~r ..... ~ dependn~ children; see pp. ~2-3S of filing insrruction~) NONE (No reportable liabilities.)
Cp, EDITOR,
I. 2. 3.
4.
DESCRIPTION
VALUE CODE
5.
e, value, t ...... tlor~ (Includes those of sp ...... d dependent children; seepp, 34-60 o/fillng instruction.~)
l.
-Commerce Brokerage Services - Prime Fund Daily Money Class Far East National Bank Towne Bank, Arizona, Mesa Arizona -American Growth Fund of America Class B -American lnvesUnent Comp .Hartford Advisors Class B -Hartford Capital Appreciation Class B -American Capital, Inc. Builder Class B Commerce Brokerage Services IRA//2 -Commerce Brokerage Services - Prime Fund Daily Money Class Manning Services Stock Exxon Mobil Common Stock General Electric Common Stock Commerce Brokerage Services Prime Fund Daily Money Claxs Davis NY Venture Fund B
A A B A A A A A
J L
K K K L K
T T T T T
A C A A A A A
J K K J J J J
T U T T T T T
I. Income Gain Codes: (See CoIumn~ BI and D4) 2 Value Codes (See Columns C I and D]) 3. Value Method Codes
A =$1.000 or less F =$50,001 - $100.000 J ~$lS,000 o~ less N -$250,001 - $500.000 P} =$25.000,001 - ~.50.000.000 Q -Appraisal
B =$1,001 - $2.500 G =$100,00I - $1,O0O,O00 K =$15.001 - $50,000 O =$500,001 - $ 1,0C~,000 R =Cost (R~I Estate O~ly)
C =$2.50 t - $5.000 Ill =$1.000,001 . $5,0~0,000 L =$50,001 o $1(~0,000 PI =$1,00~.001 - $5.000,01~O P4 =Me~e tha/l $50,000.000 S =Assessment
D =$5,001 - $15.000 t12 =Mote than $5.000.000 M =$100.OOI - $250,000 F2 =$5,1)~1.001 - $25,000,000 T =Cash Market
L: =$15,fl0t - $50,000
Date of Repor~
05/06/2010
VII. INVESTMENTS and TRUSTS -~ ........ t~.., ...... tlo.$ (lt~Iud$ those of sp ...... d dependent childran:
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. C. income during reporting period Amount Code 1 I (A-H) T~-T~e (e.g., day., rent. or int.) D. Gross ,alue at eed of reporting period Value Code 2 (J-P) Value Me~od Code 3 I [ ] "type (e.g., buy, sell redemption) Iransactions during reporting period
| Date Imm/dd.;yy !
Identity of buyer/seller
Comcast Corp. Common Stock Disney Common Stock Commerce Brokerage Seaices Prime Fund Daily Money Class #2
A A A
J J .I T T
Date of Report [
Sippel, Rodney W.
05/06/2010
05/06/2010
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any)is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-dlsclosure. l further certify that earned income from outside employment and honoraria and the acceptance of gift~ which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Jndicial Conference regulations.
Signat~
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544