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1, Person Rcporfin~ (last name, first, middle initial) Ha~tz, Hang L. 4. Title (Article Ill judges indicate active or ~nior ~tus; magistrate judges indicate IMI- or Ci~cuitludgeActive
2. Court or Orgat~ization Senth Circuit Coma ogAppeals 5a. Rcporl Type (check appropriate t~e) ~ Nomination, ~ I~itiat Da~c ~ A .... I ~ Final
5b. ~ Amc~dcd Report 7. Ch an~ber~ ar Office Addrtsx 2(/I Third St. NW, #1870 Albuquerque, NM 87102 8. On the basJ~ o[ tl e informal o contained in thi~ Report and any modificafion~ pertaining thcrc[o, il is, i~ my opinion, in compliance with ~pplitable laws and regulafions. Reviewing Officer Date
IhlPORTANT NOTES: The instructions uccompatoing this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on lastpage.
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1.
lqAME OF ORGANIZATION~ENTITY
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Myjudicial p~nsion from th~ State ofN~w M~xico has v~sted and will be distributed when I am
Hartz, Harris L.
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B. Spouses Non-Investment Income - tyy,,u uere married d tring an.v portion of the reporting fear, complete thi.~ sectio~
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Vanderbilt Univ. Northwestern Univrsily San Juan College ABA Florida Slate University Duke ~w school 2!5-7
I,OCATION
Nashvilie, TN Chicago, IL Farmington. New Mexico Chicago, Illinois Ta}lahassee, Flori~ Durham, North Carolina
PI.~POSE
Moot Com~ Searle Center board mtg Commencement speech Appellate praclice Inst. Jurist in residence Workshop on evaluatiog judges
Hartz, ilarr s L.
05/0M2010
1. 2. 3.
4 5.
V I. L1AB ILITIES. a,,t~a~, t;,o~ of~p,,,,,.,,,,a a~ro, u~,,, chitdren; see ~p. 32-33 of filing instructi,ms.) NONE (No reportable liabilities.) CREDITOR
I. 2. _3. 4 5
DESCRIPTION
VALUE CODE
n~t~ llarris L.
~ .......... .,io,~ Hncludes those ors7 ...........
05/08~010
NONE
transactions.)
Tra~actioas during reporlmg period (1) Type (e.g., buy sell. redemptions) (5i Date(2) [(31 (4) m~ddt~, Code2 Code I (J-P) (A-H) buyer/sdlcr (if private
Description of A~sets (including re, st assc~) Place "(X)" a~er each ~sct exemptfrompfiordisciosum
Income 0tiring ~iross value at end reporting period ~ of reporting period ~ (I)~, -~ ..... (2) (1) Value Amour qype (e.g., Value Code 1 Code2 Method div.,~cnt. ~ (A-H) ;~ (J-P) Cod.z 3 or int.J
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Trust l --BRKA
Dividend
3.
--BRKB
5. 6.
--NUV --PNW
7. 8. 9. 10. l I. 12. 13. 14. 15. 16. --TGRAX --COP --TWCUX --LCEIX --JANSX --NGU~ --NPRTX --AMOAX
17. --USGBX
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05!0S,2010
.,i,~ (lnclud<s ,hme oJ spou,c and depend .... hildren: .,<<pp. 34-60 t~hng i ......
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B A
Rcm Dividend
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A A A B A
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Dividend
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Interest Di~,idend
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Page 6 of 10
] Hartz, Harris L.
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35. 36.
37. 38.
Dividend
39.
40. 41. 42.
(part)
Buy (addl)
12/14/09
--GLBAX --MSACX
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-" " "" " --" --MSSGX --MPEGX --MISCX --MI)FDX --" Sold (part.} Sold (part) Buy (addl) Buy (addl) Buy {addl) Buy (add]) Buy {addl) Buy (addl)
Sold
[ 01116/09 07/17/09
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FINANCIAL DISCLOSURE REPORT Page 7 of 10 V I I. INVESTMENTS an d TRUSTS - i ......... t,,e,, ....... ~o,,,, h, cludes 11 ..... ~fsI .......... d dependent children; .~ee PI" 34-60 ,~filing i
NONE (No reportable income, assets, or transactions.) De~cripfio~ of Assets 0nciudingtmstasse~) Place "(X)" a~r each ~set exempt from pfor disclosure Income during re~nmgperiM (~) 12) Amount ~ T~e (e.g., Code I r div., ren~, (A-tl) i or int.) ~ Gross value al end Transactions during reponi~lg period ofrep~ain~e~,,O ..... (~1 (2) ~t7 ...... ~ [}~ (3) (4) ~ ...... Value Value Type (e.g.. : Date Value Gain i Code2 Method ~: buy, sell, m~d&y) Cede 2 Cede I Code 3 redemption) (A-H) i ~ (J-P) ~ (J-P) ~ (~W) [
~52. ~53. 54. 55. 56. 57. 58. 59. 60. 61. " 62 63. 64. 65. 66. 67. 68.
--MS Spec~um Selec~ --MS Spee~um Tech --MS Spectrom Cunency ~-Morgan Stanley Bank Acct --Morgan Stanley CPl/Commodity note --ACSDX Annuit3. --ING VP Inter Bond Portfolio Allstat., Lili: Ins. Co. annuity CM Life lus. Policy MONY Life Ins. Policy Security Connecticut Life Ins. Policy #l Security Connecticnt Life Ins. Policy #2 TETSX EVGFX OPPAX ,5CINX A A A A B A A A Interest Interest Dividend Interest Interest Nnne Dividend Dividend Dividend K I. J l[ K T T T T T K L T T B Interest J T Buy (addl) 12/14/09 J
FINANCIAL DISCLOSURE REPORT Page 8 of 10 V 11. INVESTMENTS and TRU STS - i ..........
I 1 NameofPe .....
Rept, rling
1)ate ofRcpt, r!
llartz, llarris L.
~.,, t .......tlon~ (lncludex th ......~fsp .......d depend ....hildren; s,el~l,. 34-bU oJ~]ili~A, it,strucllot,s.)
Dale
Value
69.
AMOBX *"
None
70. 71.
A A
Dividend Interest
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NOTE: ANY INDIVIDUAL \VIIO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT ~MAY BE SUBJECT TO CIVIL AND CRII~IINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Adnfinistrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E Washington, D.C. 20544