FINANCIA L DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

I. Person Reparlin~2 0as1 Imrnc, firsl, middle initi:d) Lynch. Sandra L. 4. Tille (Article I11 iudgcs indicutc active or scnior s~lus: mngistratc iudgcs indicate hill- or pan-time) U.S. Circt i Judge(active) 2. (_ourl or Organization U.S. Corn1 of Appeals, I st Cir 5a. Relmr t Type (check ~ppropriatc Wpc)

~po,.t ~q,,i,.o.,/t:r. s/,~, Lnti~..~

iJ~ Gavermaent .,ht o[1978

(~ c~s.c. ,,~p..~.~/&-~/n
3. Date of Rtpozl 5/31/2010 6. Relmrllng Pcriud 01/01/2009 Io 1231/2009

[~

Nomination,

Date ~ Annual ~ Final

~ IMtial

5b. ~ Amended Rcpor~ 7. Chamhers 0r Office Address U~lJled :States Cou~l~ous~ I Cou~housc Way. Suile ~710 Boston, MA 02210 8, On the basis of the information conlzined in Ibis Report and any modifications perl~ining thereto, i is, in my opinion, in compliance with applicable laws and r~gulations. Dale

Reviewing Officer

I~IPORTANT NOTES: 77,e isrstructions accompanying this~rm most be f!~llowed. Complete all parts, cbeckittg the NONE box fi)r each part where you have tto reportable itsformatlon. Sign oft last page.

1. POSITIONS. (Reporting individnttlotdy: see pl,. 9-13,tfJJllng instructions.)

NON E (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2.

11. AGREEMENTS. (Reporting indlviaual on~p; See l,p. 14-16 of filing instructions.)

N ONE (No reportable agreemenL~.) DATE PARTIES AND TERMS

Lynch, Sandra L.

PageFINANCIAL2 0f25 DISCLOSURE REPORT I Lv,,ch,. Sandra L.

5/31/2010

I 1 !. N ON-I NVESTMENT INCOME. s,.;.,.;,,g individttat and,~p ......

A. Filers Non-lnvestmen~ Income NONE (No reportable non-investment income.) DATE

; see pp. 17-2~ ~filit,g instructl,ms,)

SOURCE AN~ TYPE

~ {yours, not spouses)

4.

B. Spouses Non-i nvestment I ncome - zf yo,, were married durittg any portion of the reportitlg ),ear, complete this section. [~ NONE (No reportable non,investment income.) SOURCE AND TYPE I. 2009 2. 3. 4. Self-employed: legal services

IV. REIMBURSEMENTS ( h~clud~s th~.vc to .~7~ouse o~td d~p~~rdent children: see pp. 25.27 o~f!ting h~structio~s.)

NONE (No reportable reimbursements.) SOURCE 1. American Jewish Co~gress DATE~ 06/14/09 - 06/16/09 ~ Washington. DC PURPOSE lnten~ational Conference on Gender and Justice Monaghan S~posium ITEMS PAID OR PROVIDED Transpo~aion, lodging

2. 3. 4. 5.

Colu~nbia Law School

05114/09 - 05/15/09

New York, NY

Transpo~ation, lodging, meals

FINANCIAL DISCLOSURE REPORT Page 3 of 25

Nanl(. of Person Reporting

Dale of

. I ~v.~h,S,,O~ L.

5/31/2010

V. GIFTS. a,,~,,~,,~,,,.,-,,,o,~,,,,,,~ ,,,a ~,,~,~,,~o,,.~a~,.,;,.~,,~,~, ~s-~ 4~,,~,

NONE (No reportable g~fis.) ~OURCE
t. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a,,~,,t,,, n ..... q/,,~ ....... d depettdent children; see pp. 3243 of filing instructions.)
NON E (No reportable liabilities.) CREDITOR
1.

DESCRIPTION

VALUE CODE

2.
3. 4. 5.

FINANCIAL DISCLOSURE REPORT

iPage 4 of 25
VII. INVESTMENTS and TRUSTS --~ .............
A. Description of Assets 0nc[uding m~st assets) Place "IX)" after each asset cxcmp~l?om prior disclosure

II,ynch, S,udr. ~,.

I ~,,~,, ........ .~i,,,,,

Name of Person Reporting

Dale of Repot!

NONE (No reportable income, assets, or transactions.) B. income during reporting period (l~ [ (2) IAmotml ~ Type leg. ] Codc I [ di~.., real. (A-II) or ira.) [ C. Gross value al cad of reporting ~ij ~ ~ Value ~ Value Code 2 ~ Method {J-P) ~ Code 3 ~ (Q-W) L K M T T T D Transactions during re~ming period (ll Type (e.g.. bay, sell. redemption) ~ I2) (3) ~ (4) Datc Value Gain mm,~ddt}) Code 2 Code I [A- IJ {J-P) (5) Identity of buyer/seller {if private Iransaclioo)

I. 2. 3. 4. 5. 6. 7. 8. 9. l 0. I I. 12. 13. 14. 15. 16. ] 7.

Fidelily Mass Muni MM Bank of America FIDEklTY TRADITIONAL IRA - Fidelfly Disciplined Equity - Fideliiy Cash Resen, es Fidelily Invesm~enls Core Cash ABA Members ReliremenI Plan (See note, Section Villi - Stable Assel Return Fund - Moderate Po[lfolio Fund (Y) IRA- 1 (See no~e, Section VIII) - Parmnc~ric Tecm ogy Co~ New - Pimco ReN Return Fund CI C - UBS Bank Dcp Acct - Compass Bank CD - Goldman Sachs BK CD - Republic B&]" CD - ~aleway Bk & Tr CD

A A B

Dividend Intcresl Dividend

A A

Inleresl Dividend

J K

T T

Dividend Sold Sold Sold Sold St~ld Sold Sold ~ 02/02/09 02/02/09 02/02/09 01/26/09 02/02i09 02.,02/09 02/02/09 L L J K O L

"

FINANCIAL DISCLOSURE REPORT

Page 5 of 25 VI 1. INVESTMENTS and TRUSTS --~ ..............
~ A. Dcscriplion of Assc~s (including m~s~ assets) Placc"(X)"aficr each asscl exempt fiom prior disclosure

Name of Person Reporting

Date of Report

t,,,. tra,,s~cfion~ (1,,ch,&,s ,h,,se ,,]sp ........

d depende,,t chitdr,,n; see pp. 34-60 ,,f f!ling i .........

NONE (No reportable income, assel.s, or transactions.) B. Income during rcpormag period (I) :" (2) A ~ ount ; Typclc.g.. Code 1 ~ div.. rein, tA-tH [ orint.) C. Gross valnc at end of reporting period (i~ ~ 12) Value ~ Value Code 2 Mclhod ~J-P) ~ Code3 D. Transactions during reporting ~riod "~1) Type (e.g.. buy. ~11. redemption) 13) ] (4) :~ Value ~ Gain [ Code 2 ) Code I[ (J-P) ~ (A-H) (5~ IdcntiW of buycr/~llcr 0fprivatc

18. 19. 20. 2 I. 22. 23. 24. 25. 26.

- Midwesl Bk & Tr CD - MidFirs! Bk CD - Capitol One Bank NA CD - Capitol One LISA CD - GreenBaok CD - Comerica Bk CD - I.ehmnn Bros S&P 500 slrucmred produc~ IRA-2 {See hole. Section VIII - Johnson & Johnson C Dividend

Sold Sold Sold Sold Sold Sold Sold

02/02/09 02/02/09 02/02/09 02/02/09 (!2/02!09 02/02/09 02/02/09

k L L L L [. L

Sold Sold Sold Sold Sold Sold Sold Sold Sold

02/02/09 02102/09 02/02/09 02/02/09 02/02109 02/02/09 02102/091 02/02/09 02/02/09 I

L K K L L K K L k

..=,.~~ Medtronic Inc. ! 28 29. 30, 31. 32. 33, 34. - Pepsico Inc - Kinder Morgan Mgm~ LLC - Varian Medical Sys Inc - Uni~edHeahh Gq~ Inc - Genzyme Corp - Gilead Sciences lnc - Apache Co,p

FINANCIAL DISCLOSURE R.EPORT Page 6 of 25 VII. INVESTMENTS and TRUSTS -- i, ...........

~ A. Description of Assets Oncluding m~st assels) Place "{ X]" after each asset
exempt t}om prior disclosure

Name. of Person Reporting

Date of Repot!

Ly,ch, San~ra L.
~,,,, tr ....... ,ions (Includes those of w ....... d depend ....... hildren; see pp. 34-60 of filing it,.~tructions.)

I
D. ~ranSaCliOOS during reining period Type (e.g.,
buy,. sell,

NONE (No reportable income, assets, or transactions.) B.

Income during

reporting period Amount

(?ode I

~ Gross vahm at end of reporting period Value

Code 2 (J-P~

Type (e.g.,
div.. rent.

~ Valu~
:} Method

Date
mm/dd/~

Value
Code 2

Gain
Code I

Identity of
buyer/seller

I {A-II)

orinl.)

Code 3 redemption) ~ {Q-w) ........ t Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sotd Sold

{J-P) ~. 02/02/09 02102109 02102109 02t02/09 02~02/09 02/02109 02/02!09 : 02102/09 02102109 02!02/09 02t02/09 02/02/09 02/02/09 01116/09 02/02/09 02/02/09 02/02109 J L I.. K K K K K L K K J K K J K K

[ (A-Hi ~

{~tpm.am trtms;~clion)

3~. 36. 37. 38. 39. 40. 4 I. 42. 43. 44. 45. 46. ~7. 48. 49. 50. 5 l.

- Amercian Express Co - Praxair Inc - America Mt~vil S A - Compania Vale Do Rio Dote Sport ADR - Chesapeak Energy Co~ - Cale~illar Inc - United Technologies Co~ - Coach lnc - Devon Ene~gy Co,~ - Diageo PLC-Sponsored ADR -EOG Resources lnc - Freeport McMomn Copper & Gold CLB - Goldman Sachs Group Ine - In~l Game Technology AO - Rio Tin~o PLC - EMC Co~ Mass - Symaotec Coq~

"

FINANCIAL DISCLOSUI/E REPORT Page 7 of 25 VI I. INVESTMENTS and TRUSTS -- i ..............

1~, ....... fPe ....

I

Reporting

Date of Repar! [

I Lynch, Sandra L.

I
,f sI .......... d dependet,t children; see pp. 34-60 of[ilit,g Transaclions during re~r{m~ period Type (d.g., buy. sell, redemptions) ~ Date VMoc mm/dd.~ Code 2 (I-P) Gain Code I (A-Ill

5/31!2010

+,,,, ,ransucions (Includes ,h ......

NONE (No rq~orlable income, assets, or transactions.)

.~
Description of Assels {including tnlst assets) Place "IN)" after each asset exempt from prior disclosure Income during reporting period Amount I Code I (A-Ill Type (e.g.. div., rent. ~ orinl.) ~ Gross value at end of reposing ~riod Valnc Code 2 {J-P/ [ Value ~ Method ~ Code3 [Q-W)

Identity of buycffscllcr ~ilprivate tnmsaction t

52. 53. 54. 55. 56. 57. 58. 59. ! 60. 6 I. 62. " 63. 64. 65. 66. 67. 68.

- Allria Group lnc - Texas Instrun~eals Inc - UBS Bank USA Deposit Acct - General Eleclric Co - Google - Apple Inc - Philip Morris lntl lnc 1RA ROLLOVER ACCOUNT - Fidelity Advisor Equity Income E Dividend P1 T

Sold Sold Sold Sold Sold Sold Sold

02/02/09 01/27/09 02/02/09 02/02/09 02/02/09 0202/09 02/02/09

J K N K K K K

Buy (addl) Sold (part) Sold (part) Sold (part)

01/21/09 03/20/09 07110i09 08/07!09 06/03/09 07110/09 08/07!09 01/21/09 06/03/09

J J J J 3 J J J J A

- Fidelity Low Priced Stock

Sold (part) Sold (parl) Sold (part)

- Fi,:lelity Dividend Growth

Buy (addl) Sold (part)

FINANCIAL DISCLOSURE REPORT

Name of Person Repor~ring

Date ol" Report

Page 8 of 25

. ] Lv,,ch, Sa.dr, ~.

V I I. INVESTMENTS and TRUSTS --~,,.. .......... ~,,~., ....... ..o,,~ a,,~,,a.. ,~,,,.. 4~ .......... ~,~.,,a.,, ~,,~,~ .......... ~,. ~4.~o,,~,i,,.~. i ........ .,~,,,.,..)
[_~ NONE (No reportable income, assets, or transactions.) A. I)cseription of AsscL~ 0ncluding m~st assels] Plaec"lX)" aflcr each asset cxcmN from prior disclosure B. Income during rc~ning permd Amoma{ ~: Type {e.g., Code I div., rcnl. (A-H~ , or int.} c. Gross value al end of rcpor6ng period Value Code 2 (J-P Value Method Code 3 (Q-W) Type {e.g., buy. sell. redemption) " Transactions during reporting period

] Date ] Value ] Gain Code 2 ] Code I (J-P) (A-]0 I Imm!ddiD

hlcntity of bnycrlscller (if privale ~ransactlon)

69 79. 7 l. 72. 73. 74. 75. 76. 77. 78. 79. 80. 8 I. g2. g3. 84. 85. - Fidelily Advisor Strategic lnc CL I - Fidelily Blue Chip Growlh - Fidelity Capital Appreciatioa - Fidelity Large Cap Value - Fidelity Capital and Income - Fidelity lnvesi Grade

Sold (par0 Sold (par0 Sold (parl) Buy (addt) Buy (addl) Buy (addq) Buy (addl) Buy (addl) Sold (par0

08/07/09 07/10/09 01/2 ]/~) 03/20/09 03/23/09 .I 06/03/09 07/10/09 08/07/09 10/21/09 J

Buy (addl) Sold (paa) Sold Sold (par0 Sold (parl) Sold (part) Sold (par0

0t/21/09 071t0/09 08/07/09 07/10i09 08,07/09 01121/09 06/03/09

J l A

" FINANCIAL DISCLOSURE REPORT Page 9 of 25

N .....fP .....Reporting

DateofReport

Lynch, Sandra L.

5/31/2010

NONE (No reportable income, assets, or transactions.)

A Description of Assets (including ttalsl ;~ssets) B. htcomc d,,tring reporting period (I) exempt from prior disclosure , Code I (A-H) (2) div.. ~cnt. or inL) c. Gross value at end of reporting period (I} Code 2 (J-P) (2) (-I) ]-(~j (3) buy, sell, redemption) /nun!dd!yy Code 2 Code I (J-P) : [A-H) ( buyer/seller (if private Iransaction) D. Trm~sactions during reporting period

: Method i Code 3 [ (Q-W)

86. 87. 88.

89.

Sold (part) - Fidelity Inflation Protected Bond - Fidelity UIIra-Short Bond Sold (part) Sold (part)
Buy

07/10/09 01/21/09 01/21/09

08/07/09

J J J
J

B C

(addl) 90.
91.

- Fidelity Total Bond

Sold

01/21/09

(part)
Sold O3!20/09 J

(part)
92.

Buy (addl)
Sold

06/03/09

93.

07/10/09

(part)
94. Buy 08/07109 J

(addl) 95. 96. 97. 98. 99. 100. t01. - Fidelity Advisor Ne\v Insights CI I 102. - Fidelity Growlh Company - Sparlan 500 Index FID Advantage - Fidelity Real Estate Investment - Fidelity Advisor Mid Cap I1 CL 1
Sold 06/03/09 J

(part) So Id (part) Sold (part) Buy (addl) Buy

(addl)

07110/09 08/07/09 03/20/09 01/21/09 03/20/09 08/07/09 07/10/09

J J J J A

Sold Sold (part) Sold (part)

J J

I. IncomcGa*nCodcs:

A=$t.OIR) orlcss

B~$1.00I $2,500

C=$2.501-$5,000

1)=$5,001-$15,0~1

t~=SI5.001

FINANCIAL DISCLOSURE REPORT Page 10 of 25

N ..... P .....Reporting f

DattfRepr!

Lynch, Sa,dra ~..

5/31/2010

NONE (No reportable income, assets, or transactions.)

Description of Assets tit~cludmg trust assets) Place "IX)" after cneh asset exempt I?om prior disclosure Income daring rcpor6ng period Gross value at end of reporting period ~ ~ ....... Transactions during reining period

(t) (2) ~{) (2) (I) ~ (2/ (3) (4) ~ (5) Amount Type (e.g., Value VMuc Type le.g., Code I buy, sell. div., rent. Code 2 Method (A-H) redemption) or iut.) [J-P) Code 3 IQ-W) . I Sold

Da~c Value Gain [ mm/dd,~ Code 2 Code I [ U-P) (A-H) ,

Identity of buyer/seller (if private transaction)

103.

- Fidelity Growth & Income

01/21/09

II)~. - Fidelity Advisor High Income CL I 105. - Fidelity Shorl Term Bond 106.

Buy

01,"2t/09

(addt)
Buy (addl) Buy (addl) Buy Caddl) Sold (par|) Buy (addq) Buy (addl) Sold (part) Buy ~ addl ) Buy (addl) Sold (part) Buy (addl) Buy (addl) Buy (addl) Sold (part) ! 06/03/09 01./21/09 01/22/09 J K

~07. -FID PAS US Opp Fidelity Fd of Fds 108.

J J J

109. I I O. I I 1.

03/20/09 07/10109

08/07/09 10/21/09 01/21/09

J J J

112. 113. - Fidelily PAS Inll Fd of Fds 114

03/20/09 06.,"03/09 07/10/09

J J

115 116. 117.

K K 3

08/07/09 08/10/09

118. 119

10/21/09

I Income G;6n C~Mc:~

A =$1 ,DfK) or less

B =$ I.OOl - $2,500

C =$2.501 - 5,1)00

D =$5,00! - $f 5,aO0

t! =$15,001 - $50,o0o

FINANCIAL DISCLOSURE REPORT

r~ ...... fP ....... R~por,i.g

Page I 1 of 25

Ly.ch, S~..Ira t..

Vii. !* ~ ES I ME NTS a n d TR U S 1 S -- i .......... ~,,,., ........ ,i,,,, Hnch,des ,hose ofx~ ......... d de~ndent children; see pp. 34-60 ~l:fili,,g instru,.6,,,,s.)
NONE (No reportable income, assets, or transactions.) A Description of As~ctz B Income during (~) ~ Amount Code I (A-H} {2) T)~c (e.g.. div.. rent or int.) C. Gross value a~ c~d 1]~ Value Code 2 {J-PJ {2) Vtdnc Mcthnd Code 3
(Q-W)

D. Transu~tio~s darting re~r~ing pctlod O) Type (e.g., buy. sell. redemption) (2} Date Value m~dgt)~ Code 2 O-P)

Place "IX)" after each asset exempt t~om prior disclosure

Gaia Code I {A-H}

Identity of boye~scllcr {if private

h.ansactmu)

120. - Fidelity Sinai] Cap Growth 12 I. 122. 123. - Fidelily Slratgegic Real Return 124. 125..Fidelity Disciplincd Equity 126. -Fidelity Equity Income 127, -Fidelity Independence 128, -Fidelity Fund 129. 130. -Fidelity Growlh Discover}, Fd 13 I. 132. - Fidelity Magellan 133. -Fidelity Value 134. 135. 136. -Fidelity Money Market

Buy (addl) Sold (part) Sold {l)arl) Sold (paa) Sold

01/21 !09 07/t 0!09 08/07/09 J 03/20/09

[ 0121109 K

Sold (par0 Sold (part) Buy (addl) Buy (addl) Sold (part) Sold Sold {part) Buy (addl) Sold (part) Sold (part)

08/07/09 08/(!7/09 07/10/09 08/0%09 07/10/09 08/07/09 O8/07/09 03!20/09 06103/09 07/10i09

FINANCIAL DISCLOSURE REPORT Page 12 of 25

,x ..... f P ......Reporting

Date of Report

Lynch, Sandra L.

5/31/201t)

V! I. INVESTMENTS and TRUSTS -- i,,,. ....... ./ ............. .,,,,,-.,,,..~.,~,o.~ ~t,~ .........

NONE (No reportable income, assets, or transactions.)
Description of Assets (including lrust a~scls) Place "(X)" after each asset cacmptl~om prior disclosure Income during reporting period Amounl [ Type (c.g.. Code [ ~ ~iv.. rent, ~A-}t) ~ ~r inL) .. 137. -Fideliy Emerging Markels Gross value at end of rcpo~ting period Value (?ode 2 IJ-P~ Value Mc~hod Code 3 (Q-W, ~ Type (e.g. buy. sell, redemption) Transactkms during lct~,rfiug period

Dale~ Value mmMd/yy Code 2 ~ (J-P)

Gain Code I A-H)

Identity of bnycr/scllcr (ifprivalc

Buy

07/10/09

138. 139. 14!) 141. 142. -Fidelity Small Cap Value 143. -Fidelity Select Gold
144. Esplanade Capital Plnrs I LLC (See note seclion VIII) 145. Condominium, Carrabassett Vallley, ME 14ft. IJBS IN\;ESTACCT I D D Dividend Rent N M U

Buy (addl) Buy (addl) -Fidelily Commodity Strategy Fund Buy Buy (addl) Buy Buy

08/07/09 10/21/09 10/21/09 10/22/09 106/03/09 03/20/09

J 3 K J J J

i47. - UBS Bank USA Deposit Acct 148. - Apple Bank for Savings CD

A A

Interest Interest

Closed Sold

02/17/09 01/08/09

J L

149. - Goldman Sachs Bank CD 50. -GE Money Bk Salt Lake City CD 51.
f52. PAS BROKERAGE ACCOUNT

B A

Interest Interest

Sold Buy Sold

04/01/09 01/09/09 07/09/09

L L L

153. - I-idelily Municipal Income

Dividend

FINANCIAL DISCLOSURE REPORT Page 13 of 25

n ..... f Person Reporting

Date of

t.ynel,, S.mdra L.

5.131/20t0

VII. INVESTMENTS and TRUSTS -~ i,,. .......... ~,,~. , ........ .,~,,,,, a.~.U,,s u ...... ,~w ...... a ,~.~,,,,,a~,,, ,.t, ita~,,;.,.,,. ~,~,. ~u-6o ,,/,t~,,g
~ NONE (No reportable income, assets, or transactio~ts.) A, Description of Assc~s (inc td ~g t~st assets) Place"{X)" a~]er each ~ssct cxcmp~ from prior disclosure B. h~comc during reporting period Amount Code ~ (A-It) ]ype (e,~.. div.. rent, (~ri~t.) C. Gross value at end ofrcportlng p~iod Value Codc 2 (.l-P) V~lue Method Code3 (Q-W) T Type (c.g,. buy, sell. redemption) D, Transactions during reporti~g period

~ Date V~due :: G~in ~ ~rnrn~dd!~ Code 2 ~ Code I (J-P) ~ (~-It~ ~ j.... 03/11/09 05/19/09 12/28/09 J A J A

Identity of buver.~sc~icr ~ilprivalc Iransactio~)

~54. - Fidelity Sho,-In~emaediate Muni tncomc 155. ~ 56. 157. - Fidetily Mtmicpal Money Markel 158. - t-]arttbrd Capilal Appreciation C1 A 159, - Morgan Slantey lnst lnc Inter Equity B 160. - S&P500 De,siloo Receipt 161. -Fidclily Advisors New Insights C[ I 162. -Allianz NFJ Divide~d Value Fd CI D 163. -Willi~m~ Blair Small Cap Growth CI N 164. -Credit Suissc Commd Re~rn Strtgy Corn 165. -I)WS ~ttatcgic Itigh Yield Tax Free CI S 166. -DWS Managed Mum Bond CI S 167. -Diamond l lill Small Cap CI A 168. -GMO Emerging Countries CI M 169. -John Ilancok Classic Value CL A 170 -Oak~rk Fund I

Dividend

Sold (part) Buy (addl) Sold (parQ

Dividend None None

T Sold Sold Sold Sold Sold Sold Sold 03/I 1/09 03/11/09 03/13/09 03/11/09 03/11109 O3/11/09 03/11/09 J J J J J

A A

Dividend Dividend None Nnne

A ,~ A

Dividend Dividend Dividend None None None None K J T T

Sold Sold Sold Sold

03/I 1/09 03/11/09 03/I 1/09 03/I 1/09

J J

Page 14 of 2 5 Vll. INVESTMENTS and TRUSTS --/ .............

~
A. (including ~ms~ assets) Place "(X)" attcr each assc cxcmpl liom prior disclosure l B. rcportiog period Type (e.g. div., rent, or int.)

~.ynch, Sa.d,a L t, ............,i,,,,., :J,,,./,,u,..,.,,, .....,:.~ ......a a,.u,.,,a,,,, ,./,ua,.,,; ,,,,, ~v,. .~4-~o ,,//~#,,v i,,.,.,,,,,.,i,,,,,:
" {}] of reporting per od Value Code 2 (J-P) Value Melh~t Code 3 (Q-W) Type {e.g., buy, scll, redemption) Da~ )mm/dd/yy k.nluc ~ Gain Code 2 Code I (J-P) ~ (A-H) , J J J J Idcnlity of huyeffseller (if private transaction) D,

NONE (No reportable income, ossets, or transaclions.)

Amotlnt Code I (A-H)

17[

~Janus Mid Cap Value I nvst shs A

None Dividend 1 T

Sold Sold Boy

03/11/09 03/I 1/09 10/13/09 03/11/09 03/I 1/09 03/I 1/O9 03/11/09 03/I 1/09 03111109 03/I 1109 03/11/09 03/1 I/O9 03/11/O9 03/11/09 03111109 10/13/09 12/28/09

172. -Manning & Napier World Oppt Set Ct A [ 73. [ 74. -Marisco Growth Fd 175, -Morgan Stanley Mid Cap Gnvth Port 176. -Mtttual Series Mutual Beacon CI A ~77. -T Rowe Price Growlh Sick Advisor t78. -RS Value Fd CI A 179. -Rainier Large Cap Equity Portfolio 180, -1- Rowe Price Real Estate Fd Adv 18!. -Royce Penn Mutual Fd 182. -Schwab Core Equity 183. -Wells Fargo Growth & lnc Fd- Investor 184. -Fidelity Advisor Inll Discove~3, CL I 185. -Fidelity Real Eslatc Investment 186 -Fidelity Capitol & Income 187.

None No~e None None None None None None None None A A A Dividend Dividend Dividend J J J T T T

Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Buy Buy Buy Buy (addl)

J J J J

J J

J J J

FINANCIAL DISCLOS URE REPORT

[ ~a~.~ of ~~r~o. ~eporU.~

NONE (No reportable income, assets, or transactions.)

A, ~)cscripliol~ of ASS~S (including lms~ assc~s) [)l~:c "[X }" after each asscI exempt from prior disclosure B. h~co~ during reporting period Ao3ouol ;. Type (e.g.. Code I div.. ~nt, cA- ) or ira.) C Gross value at end of reposing period V~lue C~dc 2 (J-P) Value Method Cede 3 (Q-W) Type e.g., buy. sell, redemption) D. Transaetions during reportin8 ~riod

Date Value mm/dd,.~/ Code 2 (J-P)

Gain Code I (A-ID

]demily of boycr,,seller (ifpriva[e Iransaction)

188. -AstoniMontag & Caldwel] G~vth CL N 189.

Dividend

Buy

03/t 1/09 10/13/09

J J

Sold (parl) -Cambiar Opportumly Inveslor CL A Dividend 3 T Buy

190.

03111/09

191. -Champlain Small Co. Fund Adv CL Conf

None A A A Dividend Dividend Dividend

J J J J

T T T T

Buy Buy Buy

03/11/09 03/11/09

192. -Allianz NFJ SmMI Cap Val Admin Class

~193.

-A~isan Intl Value Fund hw Ck

I0/13/09 03/12109 03/11.,09

J J J

194. -A~io Inlemtl Equily Fund 11 CI. A

Buy Buy

195. -Baron Growd~ 196. -William Blair Intt Growlh Class N 197. -DWS MA Tax Free Class S

A A

Dividend Dividend

J J

T T

Buy Buy

03/I 1/09 05/19/09

Dividend

198. 199. -Davis New York Venture (;lass A 200.

Buy (addl) A Dividend J T Buy Sold (part) Sold (part) -Eaton Vance Tax Mgd Value Class A -American Europacific Growth Class F I A A A Dividend J T T Buy Buy

07/27/09 03/I t/09 10/13/09

J J

201. 202.

12/28/09 J 03/11/09

203.

Dividend Dividend

10/13/09 03/11/09 J

204. -Faro Value

Buy

FINANCIAL DISCLOSURE REPORT Page 16 of 25 Vll. INVESTMENTS and TRUSTS --i ......
A
Descriptioa of Assols

N ...... ~ v ..... Ropor,ia~ Lynch, Sandr,~ L

{ [

D.,e o~ R~por, ~ W:0m

,~ val#e, t ........
B.
Income dnring

lions Im.lude.s those ,{fsp ....... d depet do,, cl ilare, ;see pp. 34-60 of filing i,,structiotts.)

NONE (No reportable income, assets, or transactions.) [

l

C.
Gross valae al e~d

D.
Transactions dnrillg reporting ~riod

(incltlding ,nlst .... ,s} Place "(X)" aficr cach asscl cxcmpl l?om prior disclosure

reporting p~ri?#,

of reporting period Value Codc 2 (J-P) Value Method Codc 3 IQ-W~ T T T T fvpc (e.g.. buy sell rcdcmplioa~ [)~tc Vahm ~ Gain mm~dd~)~ Co&, 2 ~ Codc I (J-P) ~ [A-H) ~ Buy Buy Buy Buy Buy Sold 03/11/09 03/11/09 03/11/09 03/I 1/09 03/13/091 i 10/15!09!
03/11!09

~Amounl ] T3?c [c.g.. ~ Codc I ] dlv., rent. L~-~) ~ or int.) ~ ~ A Dividend None None A A Dividend Dividend

Identity of buycri~c~lcr (ifpriva~c mmsacdon ~

205. 206. 207. 208. 209. 210.

211

-3PMorgan Mid-Cap Value Fn Soled CL -H~rlford Growih Class A -Hartford Growth Opportunity Class A -t Iotchkins & Wiley Mid Cap Value CL A -Ishares TR S&P I00 Index Fund

~ J J J

J J ~ J J J
J

-Janus Fund Class J Shs

Dividend

al

Buy

212. 213. -MFS Research Intl Class A 214 -Mainstay Lg Cap Grwth Fund Class A 215. -Mutual Series Mulnal Shares Class A 216. 217. 218. -Pimco Real Return Adminislralive Class 219. 220 221. -T Rowe Price High Yield Advosor CI A Dividend J T -PimcoCommodity Real Ret Strat Admin A A Dividend Dividend J .1 T T A None None Dividend J J J T T T

Sold (part} Buy Buy Buy Buy (addl) Sold (pan) Buy Buy Buy (addl) Buy

10/13/09 12!28/09 03111/09 03/I 1!09 03/12/09 IOq 3/{}9 10/l 3/09 03/12109 05/I 9.;09 10/13/09

J 3 J J J J J J J J

FINANCIAL DISCLOSURE REPORT Page t7 of 25

~ ........ r~,. ..... R~,,.rti.~ ~.,~,,Sa,~,, u.

V 11. INVESTMENTS an d TRUSTS --i,,,. ........ ~,,~., .........,i,,,.,-a,,,:~,,d,,, u,,,,, 4.v, ........... ~,~~,,a~,,,,.~,ih~,o,: ~,,, p~,. ~4-6o,,/~0,.~, ~,,,,,,,,.,~,,,,.,..~
~ NONE (No reportable income, assets, or o~msactions.) A. Description of Asscls 0ncluding trust assets) Place "(X)" after each ass~ cxcmpl from prior disclosure B. Income during reporting period Amount [ Type (e.g., Code I ~ div.. rent, ,A-ID ~ or irfl.) I A Disddend c. ()r<~ss value at end ofrepotting period Value Code 2 O-P) Value Method C~dc 3 (Q-W) T Type (e.g., buy, sell. rcdemplion) D Transactions during rc~rting ~riod

l)~tc mmldd/~

Value Code 2 0-P)

Gain Code I (A-H)

Idcntily buyer/seller if priva Iransaclion I

222. -T Rowe Price Equily Income Advisor CL 223. 224. -T Rowe Price Intl Bond Adviso~ CL 225. -SSGA Emerging Markets 226. -Templetnn Global Bond Class A
227. -Thul~burg Inll Value CL A

Buy Sold (par,)

03/11/09 10/I 3/09 t2/~8/09 03/I 1/09 10/13/09

11")113109

J J J J J
J

A A A

Dividend Dividend Dividend

None

J J J
_!

T T T
T

Buy Buy Buy

Buy

228. -Thornburg Value Class A i229 2311. -Van Kamper~ Coms,ock Class A 231. 232. 233. -V~clory I.)iversified Stock (.lass A 234.
235 IRA ROLLOVER ACCT NO 2

Dividend

Buy Sold (par,)

03/I 1/09 10/13;09 03/I 1/09 10/13/09 12,28/09 03/11/09 07/27/09

J J J J J J J A B B B

Dividend

Buy Sold (part) Sold

Dividend

Bny Sold

Interest

236. - Fidelity Cash Reserves 237. IRA- 3 (Sec note, Section VIII) 238. -Schwab ADV Cash Reserve-Premier Swee E Int.iDiv. P1 T Buy 02/02/09 N

FINANCIAL DISCLOSURE REPORT Page 18 of 25

Name of Person Reporting

Date of Repurl

Ly,,c~,,S~.dra L. . [

NONE LYo reportable income, assets, or transactions.) A, Description of Assets (including t~t~l assets) Placc"(X)" after each asset excmpl t}om prior disclosure B. Income during reposing period (1) (2) Amount Type (e.g., ~ Code I div.. rent. (A-H! or int.) C. Gross value al end o f reporting period {1) i (2) V~luc : Value Code 2 ~ Method [,I-P) ~ Code 3 ~ (Q-W) D. "lmnsacdons during ~cporfing ~riod ~1) {2) ] (3) (4) Type (c.g, " Da~c Va[tlc Gain buy. sell. nml/dd/~. ~ Code 2 Code I redcmplion) (A-H} ~ (J--P) ~ Buy Buy Buy Sold Buy Sold Buy
Sold

~5~ de brayer/seller transaction)

239 -GE Capital Finl Inc Retail CD 240. -Bank Amer NA Charlotle CD 24!. -GMAC Bk Midvalue Utah CD 242. 243 -Morgan Stanley Bk NA Utah 244 245. -Crescent Bk Myrtle Beach CD
246

07/14/09 07/14/09 01102/09 07102/09 01,"02/09 07i02,t09 01/I 6/09

07/t6/09

L L M M M

M
M

247. -13eal Svgs Bk Las Vegas Nev CD 248. 249. -Goldman Sachs Bk CD 250. :: 251. -Repuhlic B&T CD : 252. 253. -Gateway Bk & Tr CD 254. 255. -Midwesl Bk & Tr CD

Buy Sold Buy Sold Buy Sold Buy Sold Buy

01/22109 07/22109 02/02/09 02,q 2,09 02/02/09 : 0~20109 02/02/09 03/19109 02/02/09

L L L L L L L L L

F! NANCIAL DISCLOSURE REPORT

Page 19 of 25

~y.~h, Sandra L.

5/31/2010 ~

NONE (No reportable income, assets, or transactions.)

,~.
Descriplion of Asscls (i~actuding m~s~ a~ets) Place "IX)" ai~cr each asset cxcmpl from prior disclosure

~.
~ncom during reporting period (1) (2) Atnounl Type (e.g., Codc 1 div., rcnl. A-Ill or int}

C.
Gro~s value zz end of ~cp~,rtu~g period (I) ~2) Voltl~ Value Citric 2 Method Code 3 [J-PI (Q-W) {~)
Type (e.g.,

~.
Transac~io~,s during reportit~g ~rsod (2) (3) [)zlt Villitc [ Oaill mm!d~,~ Code 2 ~ CoOc I {J-P) (A-H)

buy. sell, redemption)

}dcntily of buycr!~cllcr (if pliv~c

256. 257. -MidFirst Bk CD 258. 259. -Capital One Bank NA CI) 260. 261. -Capital One USA CD 262. 263. -GreenBank CD 264. 265. -Comerica Bk CD 266. 267. 268. 269. 270. 271. -Beale Svg Bk CD 272. -13ank Anlet NA Charlotte CD

Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold

03/24/09 02/02/09[ 03/24/09 02/02/09 03/24/09 02/02/09 03124/09 02/02/09 03/26/09 02/02/09 (14/01/09 03/12/{)9 12,"18/09 03/12/09 09t 18109 03/12/09 i07!15i09

L L 1.. L L L L L L L L I.. L L L L L

FINANCIAL DISCLOSURE REPORT

N ...... fp ...... Reporling I.ynch, Sandra L

DaleafRep,lr! 5!31i2010

Page 20 of 25
V 11. INVESTMENTS and TR USTS -

NONE pVo reporIab/e income, assgls, or transactions.) Dcscrip6on elAssets Income d~lrii~g Gross value at cod

][~lls~lJons d~lrJilg reporting pc6od

exempt ITem prior disclosure

i Code I (A-il)

div.. rent, or int.)

Code 2 (J-P)

Mclhod Code 3

buy, soil rcdcmplion)

mmidd/~ Code ] Code I (J-P) ~- tA-H) ~

bflycr/scllcr (ffprivatc

273. -Firstbank P R Saniurce CD 27,4. 275. 276. 277. -Franklin Templin Bk & Tr CD 278. 279. -Goldman Sachs Bk USA CD 280. 281. -NY Community Bk CD 282. 283. -Peoples Bk Biloxi CD 284. ! 285. -Wilmington Tr Co [)el CD I 286. : 287. 288. 2,~9. -Coach Inc Corn

Buy Sold Buy Sokl Buy Sold Buy Sokl Buy Sold Buy Sold Buy Sold Buy Sold Buy

03/30i09 07108!09 03i30/09 08/10/09 03!30/09 06/09/09 03II2109 12!18109 03/I 2109 07!20t09 03!30/09 I 1)/0~,/09 07il4/09 09/22/09 07/14/091 10/22/09 02/02/09

L L L L 1. 1. L L 1. L L I.. l. L L L K

FINANCIA L DISCLOSURE REPORT Page 21 of 25

~ ....

f P ..... Reporling

Dale of Reporl

Lynch, Sandra L.

5/31/2010

VII. INVESTMENTS and TRUSTS -- i,,,. .......... ~,,e t ........ lions (Inch#des tit .... ~f sI ........... d depe,ulent childre,t; see pp 34-60 o]~[ili, g i,,slructio,,~.)
NONE (No reportable income, assets, or transactions.)
A. Dcscrip6on of Asse~s (including tnlst assets) B. Income during reporting period Amoun~ [ Type I.c.g.. Code I ~ div.. rent, (A-II) ~ or int} C. Gross vak~e at end of reporting period Value Code 2 {J-P) Value Method Code 3 , I [ Type (e.g., buy. sell, rcdcmplion) D. Transaclions during rc~rting period

Place "(X)" after each asset cxct~lp[ flora prior disclosure

Date Value nm/d~}~ Code 2 (J-P)

[ Gain Code I (A-H~

Identity of buyer/seller , (ifprivalc

[ ~

290. 291. -Symantic Co~ Corn 292. 293. -Freepor~-McMoran Copper & Gold Inc

Sold Buy Sold Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

06/05109 02/02/09 06/05/09 02/02/09 02/02/09 02/02/09 02/02/09 02/02109 02102/09 02/02/09 02/02/09 02/02/09 02/02/09 02/02/09 02/02/09 02/02/09 02/02/09

L K K J L J K K K K J K K K K L L

294. - Praxair lnc 295. -Rio Tinto PLC 296. -Vale S A ADR 297. -Caterpillar Inc 298. -General Electric 299. -United Technologies 300. -Altria Group lnc 301. -Diageo PLC Spon ADR 302. 303. 304. 305. -Pepsico Inc -Philip Morris lntl lnc -Genzyme Corp -Gilead Sciences Inc

306. -Johnsoo & Johnson Corn

I Income Gain Codes: 2 Value C~cS (See Colmnns Cl and 1)3)

A =$1.009 or less J =$15.000 t~r less N =$250.001 - $500.000

B =$1,001 - $2.500 K =515.001 - $50.~ O ~$500,001 - $1.~0,0~

C =$2,501 - $5.000 L =$50.001 - $100.~0 PI =$1,~0,001 - $5,000.000

D =$5,001 - $15.~0 M =$100,001 - $250,0~ P2 =$5.~)0.001 - $25.000

t~ =$15.~)01 - $50,000

FINANCIAL DISCLOSUI,@2 REPORT

N .... of P ..... Reporling

Date of Repot,

Page 22 of 25

Lynch, Sandra L.

5/3L2010

Vi !. INVESTMENTS and TRUSTS - i .......... :,~,,~, , ........ ,io,,~ a,,~t,,a,.~ rt, o.+~ of +.t,o,,.~.~ ,,,d u~m..a+,,~ children; see pp. 34-60 of filing instructi ns.)
NONE (No r~Tortable income, assets, or transactions.) Description of Assets ~ including ~ru~l assets) Place "IX)" alter cac + asse exempt t?om prior disclosure : Income during [ rcpor ring period Amottn~ Code t
{A-H~

Gross value at end ofrcportin~ period Value Code 2 [J-P) Value Method Code 3 (Q-W Type (c.g.. buy. sell, redemption)

Transactions during rebutting period

Type (e.g.. div., rent+ or int.)

Date mm{d6]vy

V~+lt+e + Gain Code 2 : Code I

(J-P) . [A-HI

~ Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy 13uy Buy Buy 02/02/09 02/02/09 02/02/09 02/02/09 02/02/09 02/02/09 02/0Z]09 02/02/09 02/02/09 02/02/09 02.q)2/09 02/02/09 02!02/09 02/(;2/09 02/02/091 02/!)2/09 02/02/09 L L K L K K K K K K L L K L K

Identity of buycri~cllc+ +i "priva c Irar~action)

307. -Mcdtronic Inc 308. -Unilcd tlcallhcare Co~p 309. -Varian Medical Systems lne 310. -ApuchcCorp 3 [ L -Chesapeake Energy Co~ 312 -Devon Energy Corp ~,13 -EOG Resources lne 314. 315. -American Express -Goldman Sachs Group

316. -Apple Inc 317. -EMC Corp- Mass

3 18. -Go,.~gle lnc 319. -Parametric Technotogy Corp 320. -Kinder Morgan Mgmt LLC 32t 322 323. -America Movil S.A.B DE C.V. -PIMCO FDS PAC Invst MGM Real Retrn -l_elmmn Bros l lldgs Inc NT Batr S&P Interest

Buy Buy Buy

Page

0~

.. h,,,. t .......... Hnchtde.~ those oZsp ........ ti,,n.,

C Gross value at end [ d dependent children; see pp. 34-611 oZfilittg in.vtru,tio,,s.)

VII. N$ ~ " ENTS an d TRUSTS - ~ .............. I ESTM

A DescrlplioI~ of As5~5 ~ Income during

NONE (No r~7~t~rtable income, assets, or lr~tnsactions.)

D Trunsaclions d~lring rc~rtl~g period

PIace"tX~" ~t~.r czech assc~ excmp~ from p~ior disclosure

(2) Amount ] Type (e.g.. ] Code 1 I div.. rent (A-H) or int.)

V~luc Code 2 (J-P~

Value Method Code 3

]y~ buy, sell. redemption)

mm!dd])~, [ Code 2 i Code I " (JP~ i (A-!f)

buycrZscllcr (itpr~vmc

324.

SI INVEST ACCOUNT

325, 326. 327. 328.

-Schwab ADV Cash Rcscrv

Interest

[,

Buy Buy (addl) Buy (add{)

02/02/09 04/01/09 07/09/09

J L L

FINANCIAL DISCLOSURE REPORT

~ ..... f P ..... Reporting

Page 24 of 25

l~:,,~ch, Sandra L. ]

5/31/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part VII - Investment limilcd partnership income whether passive or nonpassive is; disclosed as "dividend" incorac. Part VII - All investments are publicly iraded common stocks or nll.~tual ~kmds unless otherwise noted. Purl V[[. ABA Members Retirement Plan - The plan sponsor does not provide detail transaelion in[brmation to plan participants. Plan participants receive an annual report showing v,hich plan timds they are invested iil, the plan value, total contributions, tolM distribulious, and net realized and unrealized gains. The plan participant recieved a monthly minimum required distribulion. Part VII - Esplanade Capital Pmrs I LLC is a non-publicly traded LLC. Part Vll, IRA-1 (line 10); IRA-2 (line 25); & IRA-3 (line 237) - In 2009, the assets in IRA-I aud IRA-2 weie rolled-over into IRA-3. This has been reported as a sale oflhe shares of IRA-! and IRA-2, and a purchase by IRA-3, though no actual sale or purchase took place. The values reflected in colunm D3 are based on the estimated market values as of February 2, 2009 as reflected on a third-party valuation as of February 28. 2009. No gains or losses are reported in column D4 as thcrc were no realized gains or losses on Ihe transfer date.

FINANCIAL DISCLOSURE REPORT

.~" .... f e ...... u~t,or,i.~

Page 25 of 25 IX. CERTIFICAT1 ON.

Lynch, S.nd~a ~.

I D~,~ ,,f

5,,3

I certi~, {hat all information given above (including inf, urmation pertaining lo my spouse and minor or dependent children, if any) is accnra~e, true, and complete to Ihe bes! of my knowledge and belief, and ~:bat any informalion not reported was wii|,held because it met applicable s~alutory provisions permitting non-disclosure. I furlher eerti~" that earned income frnm ~u~side emplnyment and t~)noraria aud the acceptance of gifts whi~:h have heen reported are in compliance wilh lhe provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and .ludicial Conference regulations.

Si

NOTE: ANY INDIVIDUAL WHO KNOWINGLX~ AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative (.)ffice of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544