Académique Documents
Professionnel Documents
Culture Documents
R~,. ~/2OlO
L Person Reporting (l~-st n~le, first, mlddlc initial) SCHROEDER, MARY M.
4. Tiik (Article |11 judges indicate aclive or senior status; magistrate judges indicate full- or part-time) ACTIVE-CIRCUITJ-UDGE
7. Chambers or Office Address U.S. coLrRT| lOUSE, SUITE 610 401 W. WASHINGTON ST., SPACE 54 PHOENIX, AZ 85003-2156
5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance wilb applicable laws and regulations. Reviewing Officer Date
131POR TzlNT NOTES: The instructions accompanying this forra must be followed. Complete art par~s checking the NONE box f!~r each part where you have no reportable in.[brmatitm. Sign on lastl,age.
I!. AGREEMENTS. IReporting lt,dividual only; xee pp. 14-16 of f!ling lnstructions.)
~ NONE ~Vo reportable agreements.) PARTIE~ AND TE~MS 1. 2~ 3.
Schroeder, Mary M.
I scrmOEr~a, MAW M.
4/27/2010
1. 2. 3. 4.
B. Spouses Non-I nvest merit Income - if you were married during any portion of the reporting ycar, complete this section.
(Dollar ornour~t not required except for honorari,~.)
[~]
DATE
I. 2009 2. 2009 3. 4.
~
I.
2.
ST~kSBOURG, F~NCE
A~ENDANCE
3.
SACRAMENTO, CA
MOOT COURT
4.
WASII~GTON, D.C.
SPEAKING EVENT
5.
A~ENDANCE
N ....
fP .....Reporting
Date of Repor~
SCIIROEDER, MARY M.
4/27/2010
TRANSPORTATION, FOOD, ttOTEL
NEW YORK, N
ATTENDANCE
7.
PHILADELPHIA, PA
ATTENDANCE
Date of Repot!
4/27/2010
V. G 1 FTS. (Includes Ihose to ~pouse and dependent children; seepp. 28-31 of /iling i ...... lions.)
DESCRIPTION
3. 4. 5.
VI. LIABILITIES. a,ct,,l~s ,1,0~, of ,p ..... a depe,,aem chitdre.: set pp. SZ-3s of filing in.~truction~.)
NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5.
DESC.RIPTION
VALUE CODE
t
[
Page 5 of 9
VI 1. IN VESTM ENTS and TRUSTS - i~ ......
~, , ......
tions anclude~ those af sp ..... d dependent children: ~,~. 34-60 of filing instructions.)
................. ~.
Date m~d~yy
I. 2. 3. 4. 5.
6. 7.
JP MORGAN CI IASE ACCOUNTS WACHOVIA MYM FUND LINCOLN NATL LIFE FRANKLIN FUND AZTXER INC. EQUITABLE 300+ STOCK FUND-IRA
TRUST/11 - AZ ST. CREDIT UNION ACCOUNTS
B A A A
Z Sold 4/7/2009 K
J K K
PI
T T T
T
Int./Div.
- VALID FIXED PLUS FUND - VALIC MIDCAP INDEX - VALIC MIDCAP INDEX - VALIC STOCK INDEX (LARGE CAP) - VALIC STOCK INDEX (LARGE CAP) - VALIC [NTL GOVT. BOND - VALIC INTL GOVT. BOND - VAI.IC SCIENCE TECl I - VALIC GOVT. SEC -VALIC GOVqSEC.
Buy Buy Sold Buy Sold Buy Sold Sold Buy Sold
01/09/09 01/09/I)9 06/26/09 01109/09 06/26/09 01/09/09 06/26/09 06/26,09 01109/09 06/26/09
J J L J M J M K J M
Da,e of Repo~
Page 6 of 9
4/27/2010
V~,pc ~e.g.. /
Date I Value
Gain
Id~t,ty of
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 3 I. 32. 33. 34.
- VALIC SMCAPEQ - VAL1C SMCAPEQ - TIAA T~DITIONAL (RET. ANN) - C~F STOCK - C~F GROWTH - CREF EQUITY INDEX - TC INTL EQ. RET. - TC INTL EQ. RET. - TC MIDCAP VAL. RET - FST AM. M1DCAP GWTII - C~F INTL LINED BOND - CREF ~TI. LINKED BOND - CREF l~l. L~KED BOND - GOLDMAN SACIIS GOV. INC. FD - GOLDMAN SACllS GOV. INC. FD - GOLDMAN SACHS GOV. ~C. FD - T-C ~IIGII YIELD RTMT
Buy Sold
01/09/09 J 06~6/09
Buy Buy Buy Buy Buy Buy Buy Buy Buy gold Buy Buy Buy Buy
07/011~ 07/01/09 07/01109 07101109 08113/09 07101/09 07/01/09 07/01/09 108/01/09 08~7/09 07/01/09 08/01/09 10/I/09 08/27/09
J J M J K K M M M L L L L K
[
[
D~,eorR~purt
4/27~010
Page 7 of 9
VII. INVESTMENTS and TRUSTS -i ........
A. Dcscfiplion of As~Is (including t~st a~scts) rbce(X)"afie .... h~t B. Income during r~o~ing ~ Amo,,nt T~e(e.g.. (A-n) ~ orint.) [
Ty~(e.g.. redemption)
Date[Value [Gain [
Identityof {ifprivate
i (J-P) ] (A-H)
35.
-VALIC SET~TE 7 YR
Date o[ Repurl
....
fP ..... Reporting
I,a,e of R~po~
Page 9 of 9
IX. CERTIFICATION.
IN
4/23/2010
[ SCltROEDER, MARY M.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in ompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signaturi NOTE: ANY INDIVIDUAL WIIO KNO\VINGLY AND \VILFULLY FALSIFIES OR FALLS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office ofthc United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544