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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

Report Required by tile Ethics


in Government Act of 1978 (5 ux C. app..~.r~ I01-111)

1. Person Reporting (last name, first, middI initial) PARKER, JAMES A. 4. Title (Articlo Illjudges indicate active or senior status: magistrate judges indicate full- or part*time) U,S.DIST,JUDGE(SENIOR)

Z, Court or Orgtnlzation U.S. DISTRICT COURT 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 05/05/2010 6. Reporting Period 01/0t/2009 to 12/31/2009

5b. [] Amended Report

17. Citamber~ or Offi Address


421 Gold Ave., S.W. ALBUQUERQUE, N.M. 87102

8. On the basis of the Information contained in this Report and tiny modlllcatlons perta|ning lhereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have. no repgrtable information. Sign on last page.

I. POSITIONS. (Re~,,a,g
[~] NONE (No reportable positions.)

POSI~ON
1. 2. Co-M~g~ JPFP

N~ OF ORGANIZATION~NTI~
LLC

NONE (No r~orfable agreements.)

~
1.

P~ES A~ TEgMS

Parker, James A.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

~l~eofPe.o~ ~epo~.g ~ JA~mS A.

III. NON-INVESTMENT INCOME. t~ro,ing ~di,.ia~ ,,a,p ....


A. Filers Non-Investment Income NONE ~o repo~able non-inv~tment income.)

: ~,~ r~ 17-24 offd~g i~vtruct~)

SOURCE AND TYPE 1. 2. 3. 4.

(you~, not s~uscs)

B. Spouses Non-Investment Income - If you ~re married during any portion of the reporting year, complete this sectio~
(l)otlar amount not roquired expt for honoraria.)

[~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

1.

3. 4.

IV. REIMBURSEMENTS ()nclvde~ those to spouse and depe~ent children. seepp. 25-27 off!ling i~ctions.)

NONE (No reportab& reimbursements.) ~ 1. 2. 3, 4. 5. ~ LOCATION PU~OSE ITEMS PAID OR P~QVIDED

PageFINANCIAL3 of 8 DISCLOSURE REPORT [ PARKER, JAMES A.

Name of Person Repo~ing

Date of Report

05/05/2010

V. GIFTS. anet~a,~ ~ho~e to s~,~, aria aerena, nt chUd,~n: ~ ~,~,. ZS-~ ~ of filing instructions.) NONE (No reportable gifts.)
~
1. 2. 3.

DESCRIPTION

VALUE

5.

VI. L IAB ILITIES. a,~t~,~ tso~ oyez, ..... ,,z dependent children; .~ee pp. 32-33 of filing instructions.)
[---] NONE (3/o reportable liabilities.)

CREDITOR
1. 2. 3. 4. 5. Community Banks of Colorado

DESCRIPTION
Guaranty by jpFp)) i~ LLC of promissory note

VALUE CODE
0

FINANCIAL DISCLOSURE REPORT


Page 4 of 8 VII. INVESTMENTS and TRUSTS ~ NONE (No reportable income, assets, or transactions.)

PAR~

JAMES A.

05/05~010

...................... ~. " .............................


D~scripfion of A~ (i~l~iag t~t ~se~) Pl~e "(X)" afl~ ~h as~t exempt ~om ~or dis]~ A~t ~ T~e (e.g., :: C~ 1 [ div., ~L VM~ C~ 2
(J-P)

Value M~h~
C~e 3

T~ (e.g., buy, sell,


~mption)

~ D~e V~ue ~ Gain ; ~ m~d~ C~e 2 C~e I


{J-P) (A-H)

I~fiW of buy~/~ler
(if pfivat~

........................................... ~ ............................................................ I. 2. 3. 4. 5. 6. 7. g. 9. I0. I I. 12. 13. 14. 15. 16. !7. DeIM Pe~oleum BankAmerica U.S. Treas Notes CkngAcct.&CDs BkAm-Albuquerque, NM Agency Acct- JPMorgan Parcel # I, Harris Co., TX (Undivided 50%) Parcel #3, Harris Co., TX 03ndivided 50%) Parcel #1,LiveOakCo., TX (Undivided 50%" Parcel #1, BemalilIo Co. NM (Undivided 25%) Parcel #2, Bemalillo Co., NM (Undivided 50%) MINERAL ROYALTY PROPERTIES: LOUISIANA Common Leases, Ascension Parish Va~iousLeases, Placquemine Parish TEXAS Dobie P, atrch, Live Oak Co. COLORADO E Royalty L A E Royalty Royalty J K D D A B A None Dividend Interest Interest Interest None None Rent None None O N J N O O K K K

or int.)

(Q-W) T Sold T 1 T S S S S S Buy (addl) 04/21109 M 01/20/09 L

~i~)

Open Market (loss)

Bk Am (CD)

W W

2. V a I~ C~

J ~ I 5,~ ~ 1~

K =$ I 5,~ I - $50,~

L = $50,~ I - $

(S~ Col~ C2)

O =B~k Value

V~

W =~timamd

FINANCIAL DISCLOSURE REPORT Page 5 of 8


VII. INVESTMENTS and TRUSTS - ~ .......

eA~ JAMES A,

I
0) [~ ~3~ ~ ~-v
Val~ ] ~ia

0~,0~0,0

t~,, tr .... tions Onclu~ those of smus and depe~ chUdren: see pp. 34-60 of fling ~s~uctio~)

NONE (No reportable income, assets, or transactions.)

............................ ~ ......................... ~~ .......


~fipfi~ of A~ Income duNng

c. .....
G~ value at e~

~ ............................................................

~i~ -] ~
~a~ "(X)" after ~h ~et exit ~om pfi~ di~los~ Amour r~ (e.g., [ C~e 1 : div.,

Value

.)

Value

<:)

T~ (.g., ~ ~te

lden6W of

0) ............................

18. 19. 20. 2 I. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32.

O.R.R.I. & RI., Weld, Adams, & Ara~hoe


COS,

Royal~

MINE~LWO~NG ~TE~STS: ~] Wells, Adams Co., CO. 11 Well, Ampahoe Co, CO. .] Wells, Washington Co., CO ~ Wells, Weld Co, CO ~ Well, Elbert Co., CO Parcel #1, La Plata Co., CO. (land,cabin s,water)(25% int.) Emerson Elee. Intel Ciseo Systems lnc Johnson & Johnson Staples, Inc. Transocean Ltd Verizon Global Note BankofAmerica CDs & Accts. (JPFP LLC) Franklin U.S. Govertmaent Securities B D D A F D E G C B Distribution Distribution Distribution Distribution Distribution Rent None None None Dividend Nooe None Interest Lnteresi Interest K K N M T T T T Buy 05/12/09 M Open market K T M K K N J M U U U U U S Sold Sold Sold Sold (pa~) Sold 02/25/09 02/20/09 02/05/09 02/20/09 02/05109 K i_ L K L Open markel (loss) Open market (loss) Open market (loss) ()pen market (loss) Open market (loss)

i
34.

33.

FINANCIAL DISCLOSURE REPORT Page 6 of 8

r~me of Person Reporting

Date Of Report I

PARKER, JAMES A.

05/05/2010

V II. INVESTMENTS and TRUSTS - ~,co~,e, ,~t,~, .... ~o,~ (tnetaaes those oyspouse and aet,e~ae~t children; see pp. 34-60 offaing ins~ucrlomO
D NONE (No reportable income, assets, or transactions.)

b: ......................
Description of As~ls (including trum assets) Hace "(X)" after each asset ~xempt from prior disclosure Income during repotling pctlod iAmotmt! Typel:e:g., Code I div.,rent, (A-H) [ orint.) Gross value al end of reporting period [ Value i Code2 i (J-P) Value .. Method Code3 Type(e.g., buy, sell, redemption) Transactions duriug r~porting period Date i Value

j Gain

!mm/d~/yy i Code2 ! Code I (J-P) (A-H) [

Id~ntityof buyer/seller (ifprivate

35, 36. 37, 38. 39. 40. 41. 42. 43. 44.

Franklin Rising Dividends Fund Franklin Large Cap Equity Vanguard Eme~ing Markets Beacon Mutual Service Fund CJS Denver Holdings, LLC MBH Enterprises,LLC AFG, LLC Westfietd Res. Partners go~he ltoldings Lid Celgene Corp

A C B A

Interest Interest Interest Interest None J N J K U U U U O L T T

Sold Buy Buy Sold

02/20/09 05/12/09 05/13/09 02/20/09

L O t, K

Open market (loss) Open market Open market Open market (loss)

E E

Distribution Distribution None

A A

Dividend Dividend

Sold Sold

02/20/09 02/20/09

L L

! Open market (loss) Open market (loss)

FINANCIAL DISCLOSURE, REPORT

N ....

f eelsen Reporting

Date of Report

Page 7 of 8

PAI~KERn

JANIES A.

05/05/20]0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a~i~o~,,,,


During 20091 nmde charitable gifts exceeding $1,000.00 in value to University of New Mexico Foundation, Rice University, United Way of Central New Mexico, St. Johns Cathedral, Albuquerque Museum Foundation, University of Texas Law School Foundation, Colorado Uplift, St. Josephs Cancer Center, and Holy Spirit Anglican Church. During 2009 I made gifts exceeding $1,000.00 in value of inter~, ts in our The securities shown on lines I-3,26-32,34-38,43 and 44 of Section VII were held during 2009 by Fiduciary Trust International either in an I.R.A. account an~or in a managed account. The agency account at J.P. Morgan Private Bank (liue 5, Section Vll) is an account in which~ ,/~""! ~,~I I each have an undivided 50% interest. The primary assets for which J.P. Morgan Private Bank is agent are Louisiana mineral royalty properties ~i~:::i:]~:i~~ection VII). The royalty income received by the Bank is invested in money-market funds which earn interest or dividends in the amount stated on line 5, Section VII. The royalty income from and the values of the mineral prope~lies hdd in the agency account are stated at lines 13-14 of Section VII. Value code S was used for the following properties: Line 6 Liue 7 Line 8 Line9 Line 10 Line25 Parcel Parcel Parcel Parcel Parcel Parcel #1, Harris Co., TX #3, Harris Co., TX #1, Live Oak Co., TX #l, BernalilloCo.,NM #2 BernalilloCo., NM #1, La Plata Co., Co $538,087 [JPFP, LLC 50%=$269,043) $1,574,746 (JPFP, LLC 50%=$787,373) $1,037,610 (JPFP, LLC 50%= $518,805) $162,900 (JPFP, LLC25%= $40,725) $65,700 (JPFP, LLC50%= $37,850) $617,920 (JPFP, L[.C25%=$154,480)

During 2009 1 and/or JPFP~ ~ ~ LLC received a refund for o,erpayment of state taxes from New Mexico within income code B, from Colorado within income code D, and from Louis~ana within meome code A. The descriptions on lines I l, 12, 15, 17 and 19 of Section V 11 are merely headers. Dtning 20091 received a disttibution within Value A from the Estate of William B. Stuessy. During 2009 on various dates i purchased additional units of Franklin US Government Securities Fund in the total amount sho~n in Column 19(3) on Line 34 of Section VII and the total value of all purchases at year end is shown in Column During 2009 on various dates JPFP LLC acquired working intere.~ts in~ new we Is in Weld County. Colorado of value E resulting in a total year end value in catagory N for~ wells in Wei~C~unty which had a cor~ined incom~ within catagory G as reported on Line 23 of Section VII.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

N .... fp .... 8epo.i.g


PARKER, JAMES A.

[
I

O~,eofReport
05/05/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the pro~sions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544